Case 5:06-cv-05208-JF Document 55 Filed 06/08/2007 Page 1 of 3 GEORGE A. RILEY (State Bar No. 118304) LUANN L. SIMMONS (State Bar No. 203526) 2 O'MELVENY & MYERS LLP Embarcadero Center West 275 Battery Street San Francisco, California 94111-3305 4 Telephone: (415) 984-8700 Facsimile : (415) 984-8701 5 E-Mail: [email protected] [email protected] 6 DAVID M. FURBUSH (State Bar No. 83447) 7 O'MELVENY & MYERS LLP 2765 Sand Hill Road 8 Menlo Park, California 94025 Telephone: (650) 473-2600 9 Facsimile : (650) 473-2601 E-Mail: [email protected] 10 Attorneys for Defendants 11 STEVEN P. JOBS, WILLIAM V. CAMPBELL, MILLARD S. DREXLER, ARTHUR D. LEVINSON, 12 JEROME B. YORK, GARETH C.C. CHANG, PETER O. CRISP, LAWRENCE J. ELLISON, B. JURGEN HINTZ, KATHERINE 13 M. HUDSON, DELANO E. LEWIS, A.C. MARKKULA, JR., EDGAR S. WOOLARD, JR., and APPLE INC. 14 15 UNITED STATES DISTRICT COURT 16 NORTHERN DISTRICT OF CALIFORNIA 17 SAN JOSE DIVISION 18 19 MARTIN VOGEL and KENNETH Case No. C-06-05208-JF MAHONEY, on Behalf of Themselves and 20 All Other Similarly Situated, DECLARATION OF VIVI N. TRAN IN SUPPORT OF MOTION TO 21 Plaintiffs, DISMISS CONSOLIDATED CLASS ACTION COMPLAINT 22 v. 23 STEVEN JOBS, PETER OPPENHEIMER, Date : September 7, 2007 FRED ANDERSON, WILLIAM V. Time: 9 : 00 a.m. 24 CAMPBELL, MILLARD S. DREXLER, Department : Ctrm 3, 5th Floor ALBERT GORE, JR., ARTHUR D. Action Filed: August 24, 2006 25 LEVINSON, JEROME B. YORK AND Trial Date : None Set APPLE COMPUTER, INC. Judge : Honorable Jeremy Fogel 26 Defendants. 27 28 TRAN DECLARATION IN SUPPORT OF MOTION TO DISMISS - CASE NO. C-06-05208-JF Case 5:06-cv-05208-JF Document 55 Filed 06/08/2007 Page 2 of 3 1 DECLARATION OF VIVI N. TRAN 2 I, VIVI N. TRAN, declare as follows: 3 1. I am an attorney duly licensed before all of the courts of the State of California. I 4 am an associate in the law firm of O'Melveny & Myers LLP, counsel of record for defendants 5 Apple Inc. ("Apple ), Steven P. Jobs, William V. Campbell, Millard S. Drexler, Arthur D. 6 Levinson, Jerome B. York, Gareth C.C. Chang, Peter O. Crisp, Lawrence J. Ellison, B. Jurgen 7 Hintz, Katherine M. Hudson, Delano E. Lewis, A.C. Markkula, Jr., and Edgar S. Woolard, Jr. 8 ("defendants ). I make this declaration in support of defendants' Motion to Dismiss Consolidated 9 Class Action Complaint. I have personal knowledge of the matters stated herein and, if called 10 upon, could competently testify thereto. 11 2. Attached hereto as Exhibit A is a true and correct copy of Apple 's Definitive 12 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 on Schedule 13 14A, filed with the United States Securities and Exchange Commission on March 16, 1998. I 14 obtained this true and correct copy from the SEC's official website, at 15 http ://www.sec . gov/Archives/edgar/data/320193 /0001047469-98-010062 .txt, on April 29, 2007. 16 3. Attached hereto as Exhibit B is a true and correct copy of Apple's Current Report 17 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 on Form 8-K, filed with 18 the United States Securities and Exchange Commission on April 24, 2007. I obtained this true 19 and correct copy from the SEC's official website, at 20 http://sec. gov/Archives/edgar/data/320193/00011046590703093 8/0001104659-07-03093 8- 21 index.htm, on May 29, 2007. 22 4. Attached hereto as Exhibit C is a true and correct copy of Apple' s Registration 23 Statement on Form S-8, filed with the United States Securities and Exchange Commission on 24 July 31, 1998. I obtained this true and correct copy from the SEC's official website, at 25 http://www.sec.gov/Archives/edgar/data/320193/0000320193-98-000007.txt, on April 30, 2007. 26 5. Attached hereto as Exhibit D is a true and correct copy of Apple 's press release 27 dated June 29, 2006, entitled "Apple to Investigate Stock Option Grants. I obtained this true and 28 correct copy from Apple's website, at http://www.apple.com/pr/library/2006/jun/29stock.html, on TRAN DECLARATION IN SUPPORT OF MOTION TO DISMISS - CASE NO. C-06-05208-JF Case 5:06-cv-05208-JF Document 55 Filed 06/08/2007 Page 3 of 3 1 April 16, 2007. 2 6. Attached hereto as Exhibit E is a true and correct copy of Apple's Annual Report 3 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 on Form 10-K, filed with 4 the United States Securities and Exchange Commission on December 29, 2006. I obtained this 5 true and correct copy from the SEC's official website, at 6 http://www. sec. gov/Archives/edgar/data/320193/000110465906084288/0001104659-06-084288- 7 index.htm, on April 20, 2007. 8 7. Attached hereto as Exhibit F is a true and correct copy of Apple's Current Report 9 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 on Form 8-K, filed with 10 the United States Securities and Exchange Commission on May 16, 2007. I obtained this true and 11 correct copy from the SEC's official website, at 12 http://sec. gov/Archives/edgar/data/320193/000110465907040672/0001104659-07-040672- 13 index.htm, on May 23, 2007. 14 I declare under penalty of perjury under the laws of the State of California that the 15 foregoing is true and correct. 16 Executed this 8th day of June 2007 at Menlo Park, California. 17 18 /s/ Vivi N. Tran Vivi N. Tran 19 20 MP1:999013.1 21 22 23 24 25 26 27 28 2 TRAN DECLARATION IN SUPPORT OF MOTION TO DISMISS - CASE NO. C-06-05208-JF Case 5:06-cv-05208-JF Document 55-2 Filed 06/08/2007 Page 1 of 67 EXHIBIT A TO THE DECLARATION OF VIVI N. TRAN IN SUPPORT OF MOTION TO DISMISS CONSOLIDATED CLASS ACTION COMPLAINT Page 1 of 66 Case 5:06-cv-05208-JF Document 55-2 Filed 06/08/2007 Page 2 of 67 -----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: [email protected] Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7zlT+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ASXrlcWzoyLMtcvdWZYb6z3cTZ8tav9T4UEa+Ojj5UzihMHJKYv1CBMPwdAkaYei haMl98/ng9bXCsgldew/iw== <SEC-DOCUMENT>0001047469-98-010062.txt : 19980317 <SEC-HEADER>0001047469-98-010062.hdr.sgml : 19980317 ACCESSION NUMBER: 0001047469-98-010062 CONFORMED SUBMISSION TYPE: DEF 14A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980422 FILED AS OF DATE: 19980316 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLE COMPUTER INC CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [35711 IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEF 14A SEC ACT: SEC FILE NUMBER: 000-10030 FILM NUMBER: 98566590 BUSINESS ADDRESS: STREET 1: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4089961010 MAIL ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 </SEC-HEADER> <DOCUMENT> <TYPE>DEF 14A <SEQUENCE>1 <DESCRIPTION>DEF 14A <TEXT> <PAGE> SCHEDULE 14A (RULE 14-101) INFORMATION REQUIRED IN PROXY STATEMENT http://www.sec.gov/Archives/edgar/data/320193/0001047469-98-010062.txt 4/29/2007 Page 2 of 66 Case 5:06-cv-05208-JF Document 55-2 Filed 06/08/2007 Page 3 of 67 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14 OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant /X/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /X/ Definitive Proxy Statement / / Definitive Additional Materials / / Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 APPLE COMPUTER, INC. - -------------------------------------------------------------------------------- (Name of Registrant as Specified In Its Charter) - -------------------------------------------------------------------------------- (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): /X/ No fee required. / / Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: ----------------------------------------------------------------------- 2) Aggregate number of securities to which transaction applies: ----------------------------------------------------------------------- 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): ----------------------------------------------------------------------- 4) Proposed maximum aggregate value of transaction: ----------------------------------------------------------------------- 5) Total fee paid: ----------------------------------------------------------------------- / / Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: ----------------------------------------------------------------------- 2) Form, Schedule or Registration Statement No.: ----------------------------------------------------------------------- 3) Filing Party: ----------------------------------------------------------------------- 4) Date Filed: ----------------------------------------------------------------------- <PAGE> [LOGO] NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON APRIL 22, 1998 http://www.sec.gov/Archives/edgar/data/320193/0001047469-98-010062.txt 4/29/2007 Page 3 of 66 Case 5:06-cv-05208-JF Document 55-2 Filed 06/08/2007 Page 4 of 67 To Holders of Common Stock of Apple Computer, Inc.: Notice is hereby given that the Annual Meeting of Shareholders of Apple Computer, Inc., a California corporation (the "COMPANY"), will be held on Wednesday, April 22, 1998 at 10:00 a.m., local time, at the Company's principal executive offices located at 1 Infinite Loop, Cupertino, California 95014, for the following purposes, as more fully described in the accompanying Proxy Statement: 1.