COVER PAGE Recipient Committee Date Stamp Campaign Statement 460 Cover Page FORM (Government Code Sections 84200-84216.5) E-Filed 10/25/2016 Statement covers period Date of election if applicable: 18:52:23 Page 1 of 38 (Month, Day, Year) 09/25/2016 from Filing ID: For Official Use Only 162072539 11/08/2016 SEE INSTRUCTIONS ON REVERSE through 10/22/2016

1. Type of Recipient Committee: All Committees – Complete Parts 1, 2, 3, and 4. 2. Type of Statement: X Officeholder, Candidate Controlled Committee Primarily Formed Ballot Measure X Preelection Statement Quarterly Statement State Candidate Election Committee Committee Semi-annual Statement Special Odd-Year Report Recall Controlled Termination Statement Supplemental Preelection (Also Complete Part 5) Sponsored (Also file a Form 410 Termination) Statement - Attach Form 495 (Also Complete Part 6) General Purpose Committee Amendment (Explain below) Sponsored Primarily Formed Candidate/ Small Contributor Committee Officeholder Committee Political Party/Central Committee (Also Complete Part 7)

3. Committee Information I.D. NUMBER Treasurer(s) 1380040 COMMITTEE NAME (OR CANDIDATE’S NAME IF NO COMMITTEE) NAME OF TREASURER Michael Tubbs for Stockton Mayor 2016 Tasha Dixon MAILING ADDRESS

STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE Stockton CA 95210 CITY STATE ZIP CODE AREA CODE/PHONE NAME OF ASSISTANT TREASURER, IF ANY Stockton CA 95206 Georgina DeLosAngeles MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX MAILING ADDRESS

CITY STATE ZIP CODE AREA CODE/PHONE CITY STATE ZIP CODE AREA CODE/PHONE Stockton CA 95204 OPTIONAL: FAX / E-MAIL ADDRESS OPTIONAL: FAX / E-MAIL ADDRESS

4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct.

Executed on 10/25/2016 By Tasha Dixon Date Signature of Treasurer or Assistant Treasurer

Executed on 10/25/2016 By Michael Tubbs Date Signature of Controlling Officeholder, Candidate, State Measure Proponent or Responsible Officer of Sponsor

Executed on By Date Signature of Controlling Officeholder, Candidate, State Measure Proponent

Executed on By Date Signature of Controlling Officeholder, Candidate, State Measure Proponent FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com COVER PAGE - PART 2 Recipient Committee CALIFORNIA Campaign Statement FORM 460 Cover Page — Part 2

Page 2 of 38

5. Officeholder or Candidate Controlled Committee 6. Primarily Formed Ballot Measure Committee

NAME OF OFFICEHOLDER OR CANDIDATE NAME OF BALLOT MEASURE

Michael Tubbs OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE) BALLOT NO. OR LETTER JURISDICTION SUPPORT Mayor Campaign for Mayor: City of Stockton OPPOSE

RESIDENTIAL/BUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP Identify the controlling officeholder, candidate, or state measure proponent, if any. Stockton CA 95206 NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT

Related Committees Not Included in this Statement: List any committees not included in this statement that are controlled by you or are primarily formed to receive OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY contributions or make expenditures on behalf of your candidacy.

COMMITTEE NAME I.D. NUMBER

7. Primarily Formed Candidate/Officeholder Committee List names of CONTROLLED COMMITTEE? NAME OF TREASURER officeholder(s) or candidate(s) for which this committee is primarily formed. YES NO NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX) SUPPORT OPPOSE

CITY STATE ZIP CODE AREA CODE/PHONE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD SUPPORT OPPOSE COMMITTEE NAME I.D. NUMBER NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD SUPPORT OPPOSE

CONTROLLED COMMITTEE? NAME OF TREASURER NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD SUPPORT YES NO OPPOSE COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX)

CITY STATE ZIP CODE AREA CODE/PHONE Attach continuation sheets if necessary

FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Campaign Disclosure Statement SUMMARY PAGE Amounts may be rounded Statement covers period Summary Page to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

10/22/2016 Page 3 of 38 SEE INSTRUCTIONS ON REVERSE through NAME OF FILER I.D. NUMBER Michael Tubbs for Stockton Mayor 2016 1380040 Column A Column B Calendar Year Summary for Candidates Contributions Received TOTAL THIS PERIOD CALENDAR YEAR (FROM ATTACHED SCHEDULES) TOTAL TO DATE Running in Both the State Primary and General Elections 1. Monetary Contributions ...... Schedule A, Line 3 $ 62,285.00 $ 241,967.00 1/1 through 6/30 7/1 to Date 2. Loans Received ...... Schedule B, Line 3 0.00 0.00 20. Contributions 3. SUBTOTAL CASH CONTRIBUTIONS ...... Add Lines 1 + 2 $ 62,285.00 $ 241,967.00 Received $ $ 0.00 12,328.00 4. Nonmonetary Contributions ...... Schedule C, Line 3 21. Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED ...... Add Lines 3 + 4 $ 62,285.00 $ 254,295.00 Made $ $

Expenditures Made Expenditure Limit Summary for State 6. Payments Made ...... Schedule E, Line 4 $ 56,736.00 $ 292,675.00 Candidates

7. Loans Made ...... Schedule H, Line 3 0.00 0.00 22. Cumulative Expenditures Made* 8. SUBTOTAL CASH PAYMENTS ...... Add Lines 6 + 7 $ 56,736.00 $ 292,675.00 (If Subject to Voluntary Expenditure Limit)

9. Accrued Expenses (Unpaid Bills) ...... Schedule F, Line 3 0.00 0.00 Date of Election Total to Date (mm/dd/yy) 10. Nonmonetary Adjustment ...... Schedule C, Line 3 0.00 12,328.00 11. TOTAL EXPENDITURES MADE ...... Add Lines 8 + 9 + 10 $ 56,736.00 $ 305,003.00 / / $

Current Cash Statement / / $ 59,041.00 12. Beginning Cash Balance ...... Previous Summary Page, Line 16 $ To calculate Column B, add 13. Cash Receipts ...... Column A, Line 3 above 62,285.00 amounts in Column A to the corresponding amounts 0.00 *Amounts in this section may be different from amounts 14. Miscellaneous Increases to Cash ...... Schedule I, Line 4 from Column B of your last reported in Column B. report. Some amounts in 15. Cash Payments ...... Column A, Line 8 above 56,736.00 Column A may be negative 16. ENDING CASH BALANCE ...... Add Lines 12 + 13 + 14, then subtract Line 15 $ 64,590.00 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed for this calendar year, only 17. LOAN GUARANTEES RECEIVED ...... Schedule B, Part 2 $ 0.00 carry over the amounts from Lines 2, 7, and 9 (if Cash Equivalents and Outstanding Debts any). 18. Cash Equivalents ...... See instructions on reverse $ 0.00

19. Outstanding Debts ...... Add Line 2 + Line 9 in Column B above $ 0.00 FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A SCHEDULE A Amounts may be rounded Statement covers period Monetary Contributions Received to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 4 of 38 SEE INSTRUCTIONS ON REVERSE NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 09/26/2016 David Hirsch X IND Managing Partner 500.00 500.00 New York, NY 10013 Metamorphic Ventures COM OTH PTY SCC 09/26/2016 Stockton City Employees Association IND 1,000.00 1,000.00 Gold River, CA 95670 COM X OTH PTY SCC 09/26/2016 Kaityn Trigger X IND Founder 300.00 300.00 , CA 94114 Future Justice Fund COM OTH PTY SCC

09/27/2016 Anne Irwin X IND Attorney 150.00 150.00 San Francisco, CA 94115 Self Employed COM OTH PTY SCC 09/27/2016 John Madans X IND Government Technologist 300.00 300.00 Oakland, CA 94612 BTDT Service, LLC COM OTH PTY SCC

SUBTOTAL $ 2,250.00

Schedule A Summary *Contributor Codes 1. Amount received this period – itemized monetary contributions. IND – Individual 60,025.00 COM – Recipient Committee (Include all Schedule A subtotals.) ...... $ (other than PTY or SCC) 2,260.00 OTH – Other (e.g., business entity) 2. Amount received this period – unitemized monetary contributions of less than $100 ...... $ PTY – Political Party 3. Total monetary contributions received this period. SCC – Small Contributor Committee (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ...... TOTAL $ 62,285.00 FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 5 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 09/27/2016 Sheet Metal Workers' International IND 2,000.00 2,500.00 Association Local no 104Political Action Committee (ID# 850381) X COM San Ramon, CA 94583-1547 OTH PTY SCC 09/27/2016 Roger Speed X IND retired 100.00 200.00 Stockton, CA 95207 retired COM OTH PTY SCC 09/28/2016 Dylan Bulkeley X IND Volunteer Policy 300.00 300.00 Kensington, CA 94708 Coordinator COM Hillary for America OTH PTY SCC

09/28/2016 John Fisher X IND Investor 250.00 250.00 San Francisco, CA 94111 Pisces, Inc COM OTH PTY SCC 09/28/2016 Laura Fisher X n/a 250.00 250.00 San Francisco, CA 94111 IND housewife COM OTH PTY SCC

SUBTOTAL $ 2,900.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 6 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 09/29/2016 Dr. Catherine Mathis X IND Medical Doctor 100.00 100.00 Manteca, CA 95336 P Gill Obstetrics COM Gynecology: Mathis OTH Catherine MD PTY SCC 09/30/2016 Brittani Kindle X IND Student 100.00 100.00 Hillside, IL 60162 Student COM OTH PTY SCC 09/30/2016 Rebekah Turnbaugh X IND Policy and Program 100.00 100.00 Modesto, CA 95358 Associate COM Great Valley Center OTH PTY SCC

10/01/2016 D Thompson Paine X IND VP, Operations & Business 300.00 300.00 San Francisco, CA 94114 Development COM Quizlet OTH PTY SCC 10/02/2016 Michele Dauber X Professor 250.00 250.00 Palo Alto, CA 94306 IND Stanford COM OTH PTY SCC

SUBTOTAL $ 850.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 7 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/02/2016 Bijal Mehta X IND Manager, Product 250.00 250.00 Houston, TX 77006 Management COM Amazon OTH PTY SCC 10/02/2016 Semonti Stephens X IND Product Communications 600.00 600.00 San Francisco, CA 94114 Square COM OTH PTY SCC 10/02/2016 Patricia Voss X IND Retired 50.00 150.00 Stockton, CA 95207 Retired COM OTH PTY SCC

10/03/2016 Colleen Foster X IND Retired 100.00 100.00 Stockton, CA 95219-6576 Retired COM OTH PTY SCC 10/03/2016 Elena Gates Motlow X Physician 500.00 500.00 San Francisco, CA 94121 IND UCSF COM OTH PTY SCC

SUBTOTAL $ 1,500.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 8 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/03/2016 Ort Lofthus X IND Retired 250.00 250.00 Stockton, CA 95219 Retired COM OTH PTY SCC 10/03/2016 Dennis Merrill X IND Retired 150.00 250.00 Stockton, CA 95207 Retired COM OTH PTY SCC 10/03/2016 Stephen Russell X IND Lawyer 250.00 250.00 Brentwood, CA 94513 Self Employed COM OTH PTY SCC

10/04/2016 Allson Abner X IND TV Writer/Producer 300.00 300.00 Santa Monica, CA 90405 Self Employed COM OTH PTY SCC 10/04/2016 Barb & Jack Alberson X Administrator 250.00 250.00 Clarksburg, CA 95612 IND County COM OTH PTY SCC

SUBTOTAL $ 1,200.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 9 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/04/2016 Gary & Linda Christopherson X IND Lawyer 100.00 100.00 Stockton, CA 95219 Self Employed COM OTH PTY SCC 10/04/2016 Viola Gonzales X IND Nonprofit Executive 100.00 100.00 Oakland, CA 94602 Retired COM OTH PTY SCC 10/04/2016 Michelle Jeung X IND Senior Account Executive 100.00 100.00 Fremont, CA 94536 Storefront Political Media COM OTH PTY SCC

10/04/2016 Tom Kelley X IND retired 300.00 300.00 San Francisco, CA 94114 retired COM OTH PTY SCC 10/04/2016 Faris Mohiuddin X Strategy & Operations 300.00 300.00 San Jose, CA 95120 IND Branch COM OTH PTY SCC

SUBTOTAL $ 900.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 10 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/04/2016 Tony Wang X IND Corporate Associate 100.00 100.00 Redwood City, CA 94061 Gunderson Dettmer COM OTH PTY SCC 10/05/2016 Alexandra Burns X IND President 200.00 200.00 Washington, DC 20010 Bay Bridge Strategies COM OTH PTY SCC 10/05/2016 Elyse Cheney X IND Founder & President 200.00 200.00 Brooklyn, NY 11201 Elyse Cheney Literary COM Associates OTH PTY SCC

10/05/2016 Patty Fensterwald X IND Retired 250.00 350.00 Stockton, CA 95207 Retired COM OTH PTY SCC 10/05/2016 Timothy Hachman X Retired 250.00 500.00 Stockton, CA 96204 IND Retired COM OTH PTY SCC

SUBTOTAL $ 1,000.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 11 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/05/2016 Ted Harrison X IND Quick Racing 200.00 300.00 Stockton, CA 95215 Self Employed COM OTH PTY SCC 10/05/2016 Glenn Kaino X IND Artist 100.00 100.00 , CA 90027 Self Employed COM OTH PTY SCC 10/05/2016 Roberto & Patty Lovato X IND Teacher 50.00 500.00 Stockton, CA 95207 retired COM OTH PTY SCC

10/05/2016 George Saba X IND CO-Founder & Director of 300.00 300.00 San Mateo, CA 94401 Political Strategy COM Public Lobby Inc OTH PTY SCC 10/05/2016 Donald Shalvey X Deputy Director 100.00 100.00 Linden, CA 95236 IND Bill & Melinda Gates COM Foundation OTH PTY SCC

SUBTOTAL $ 750.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 12 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/05/2016 J R Starrett X IND Director 150.00 150.00 San Francisco, CA 94117 Common Sense Kids Action COM OTH PTY SCC 10/05/2016 Elizabeth Steyer X IND Executive Director 500.00 1,000.00 San Francisco, CA 94121-1230 Non Profit Oganization COM OTH PTY SCC 10/05/2016 Carol Tolan X IND Retired 7,500.00 7,500.00 Wilson, WY 83014 Retired COM OTH PTY SCC

10/05/2016 Weber LLC IND 5,000.00 5,000.00 San Francisco, CA 94118 COM X OTH PTY SCC 10/06/2016 Michael Bourgeois X Associate 100.00 100.00 San Francisco, CA 94109 IND Morgan Stanley COM OTH PTY SCC

SUBTOTAL $ 13,250.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 13 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/06/2016 Jackie Liao X IND Product Designer 300.00 330.00 Pacifica, CA 94044 Fictiv COM OTH PTY SCC 10/06/2016 Sam Steyer X IND Engineering & Product 100.00 100.00 San Francisco, CA 94107 Analyst COM NRG Station A OTH PTY SCC 10/06/2016 Neil Sullivan X IND CEO 200.00 200.00 San Francisco, CA 94107 Sullivan Management COM Company OTH PTY SCC

10/06/2016 Jonathan Wright X IND President 100.00 100.00 San Francisco, CA 94105 Spear Street Management COM OTH PTY SCC 10/08/2016 Samuel Grausz X Finance 300.00 300.00 San Francisco, CA 94121 IND Sunrun COM OTH PTY SCC

SUBTOTAL $ 1,000.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 14 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/09/2016 Mary Sheehan X IND Manager 100.00 200.00 Stockton, CA 95204 Apple COM OTH PTY SCC 10/10/2016 Maude Baggetto X IND Researcher 175.00 175.00 San Francisco, CA 94111 Skidmore COM OTH PTY SCC 10/10/2016 Central Valley Leadership Fund (ID# 1363979) IND 2,100.00 2,100.00 Stockton, CA 95204 X COM OTH PTY SCC

10/10/2016 Food 4 Less IND 3,500.00 3,500.00 Lathrop, CA 95330 COM X OTH PTY SCC 10/10/2016 Erin Guy Castillo X Attorney 100.00 100.00 Stockton, CA 95204 IND Parish Guy Castillo COM OTH PTY SCC

SUBTOTAL $ 5,975.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 15 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/10/2016 Harry S Truman of Stockton IND 1,500.00 1,500.00 Stockton, CA 95207 COM X OTH PTY SCC 10/10/2016 PAC+ IND 1,000.00 1,000.00 San Francisco, CA 94104 COM X OTH PTY SCC 10/10/2016 San Joaquin- Calaveras Cos. Central Labor IND 1,000.00 1,000.00 Council Stockton, CA 95202 COM X OTH PTY SCC

10/11/2016 Kristen Birtwhistle X IND Adminstration 100.00 100.00 Stockton, CA 95219 Health Care COM OTH PTY SCC 10/11/2016 John & Denise McKinley X Attorney 500.00 500.00 Stockton, CA 95207 IND Self Employed COM OTH PTY SCC

SUBTOTAL $ 4,100.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 16 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/11/2016 Traci Miller X IND Principal 250.00 250.00 Modesto, CA 95351 SUSD COM OTH PTY SCC 10/11/2016 Dr. Jerold & Judith Yecies X IND Doctor 100.00 100.00 Stockton, CA 95219 Self Employed COM OTH PTY SCC 10/13/2016 Louis Bernadicou X IND Retired 250.00 750.00 Stockton, CA 95204 Retired COM OTH PTY SCC

10/13/2016 Keith & Cheryl Bewley X IND President 250.00 250.00 Acampo, CA 95220 Nex Systems COM OTH PTY SCC 10/13/2016 Cassandra Campbell X Trainer 300.00 300.00 Oakland, CA 94612 IND Pandora COM OTH PTY SCC

SUBTOTAL $ 1,150.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 17 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/13/2016 Frank & Lisa Passadore X IND Vice Chairman 500.00 500.00 Stockton, CA 95219 Grupe Co COM OTH PTY SCC 10/14/2016 Gregory Alves X IND Retired 100.00 100.00 Stockton, CA 95219 Retired COM OTH PTY SCC 10/14/2016 Dianne Bernadicou X IND retired 250.00 250.00 Stockton, CA 95204 retired COM OTH PTY SCC

10/14/2016 Henry & Olga Claussen X IND Banker 500.00 500.00 Valley Springs, CA 95252 Bank of Stockton COM OTH PTY SCC 10/14/2016 Marcia Crockett X Retired 250.00 450.00 Stockton, CA 95219 IND Retired COM OTH PTY SCC

SUBTOTAL $ 1,600.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 18 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/14/2016 Eastland Plaza IND 1,000.00 1,000.00 Stockton, CA 95219 COM X OTH PTY SCC 10/14/2016 William Filios X IND Builder/Developer 2,000.00 2,000.00 Stockton, CA 95219 Self Employed COM OTH PTY SCC 10/14/2016 Susan Grupe DePolo X IND home makers 500.00 1,000.00 Linden, CA 95236 home makers COM OTH PTY SCC

10/14/2016 Hakeem, Ellis, & Marengo IND 250.00 750.00 Stockton, CA 95219 COM X OTH PTY SCC 10/14/2016 Hanley Constructon 250.00 250.00 Stockton, CA 95206 IND COM X OTH PTY SCC

SUBTOTAL $ 4,000.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 19 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/14/2016 Harjit Sud MD & Thomas T Streeter MD IND 250.00 250.00 Stockton, CA 95207 COM X OTH PTY SCC 10/14/2016 Lisa Hodgson X IND Commercial R E Broker 250.00 250.00 Stockton, CA 95212 Colliers-International COM OTH PTY SCC 10/14/2016 Adrienne Jamieson X IND Director of Stanford in 250.00 250.00 Washington, DC 20008 Washingon, DC COM Stanford OTH PTY SCC

10/14/2016 Dean & Kathleen Janssen X IND Emeretis 1,000.00 1,500.00 Stockton, CA 95219 Lagorio Family of COM Companies OTH PTY SCC 10/14/2016 Kendra Hall & Jeff Prag X Lawyer 250.00 250.00 Stockton, CA 95209 IND Self Employed COM OTH PTY SCC

SUBTOTAL $ 2,000.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 20 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/14/2016 Judith & Joe Johnson X IND home makers 250.00 750.00 Stockton, CA 95219 home makers COM OTH PTY SCC 10/14/2016 Edward Leland X IND Director of Athletics 500.00 750.00 Stockton, CA 95204 UOP COM OTH PTY SCC 10/14/2016 Lincoln Properties, LTD IND 250.00 250.00 Stockton, CA 95207-2628 COM X OTH PTY SCC

10/14/2016 Lodi City Center, LLC IND 1,000.00 1,000.00 Stockton, CA 95219 COM X OTH PTY SCC 10/14/2016 Fances Meredith X Real Estate Agent 100.00 100.00 Stockton, CA 95219 IND Premier Real Estate Group COM OTH PTY SCC

SUBTOTAL $ 2,100.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 21 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/14/2016 NorCal Chicken Inc IND 1,700.00 1,700.00 Stockton, CA 95207 COM X OTH PTY SCC 10/14/2016 Gregory O'Leary X IND Colliers International 1,000.00 1,000.00 Stockton, CA 95204 Executive Vice President COM OTH PTY SCC 10/14/2016 Parish Guy Castillo PLC IND 250.00 250.00 Stockton, CA 95207 COM X OTH PTY SCC

10/14/2016 Sass! Public Relations, Inc IND 250.00 250.00 Stockton, CA 95219 COM X OTH PTY SCC 10/14/2016 Stockton City Center, LLC 1,000.00 1,000.00 Stockton, CA 95219 IND COM X OTH PTY SCC

SUBTOTAL $ 4,200.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 22 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/17/2016 Jason Galisatus X IND Account Executive 200.00 225.00 San Francisco, CA 94114 Ground Floor Public COM Affairs OTH PTY SCC 10/17/2016 Zakia Rahman X IND Doctor 100.00 100.00 Palo Alto, CA 94306 Stanford Hospital COM OTH PTY SCC 10/18/2016 Jan Barker-Alexander X IND Administration 250.00 450.00 Stanford, CA 94305 COM OTH PTY SCC

10/18/2016 Greg Nelson X IND Account Executive 300.00 300.00 Corte Madera, CA 94925 Ground Floor Public COM Affairs OTH PTY SCC 10/18/2016 Tracy Auto Land LLC 1,000.00 1,000.00 Santa Clara, CA 95034-1188 IND COM X OTH PTY SCC

SUBTOTAL $ 1,850.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 23 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/20/2016 Bestolarides for Assessor 2018 (ID# 1381606) IND 2,500.00 2,500.00 G2016 $2,500.00 Stockton, CA 95209 X COM OTH PTY SCC 10/20/2016 California Real Estate Political Action IND 1,500.00 1,500.00 G2016 $1,500.00 Committee (ID# 890106) Los Angeles, CA 90020 X COM OTH PTY SCC 10/20/2016 Central Valley Stonewall Democratic Club IND 250.00 250.00 G2016 $250.00 Stockton, CA 95204 COM X OTH PTY SCC

10/20/2016 Dean A. Cortopassi, Trustee General Fun IND 500.00 500.00 G2016 $500.00 Stockton, CA 95212 COM X OTH PTY SCC 10/20/2016 BF McCarthy X Retired 100.00 100.00 G2016 $100.00 Stockton, CA 95204 IND Retired COM OTH PTY SCC

SUBTOTAL $ 4,850.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 09/25/2016 FORM 460

through 10/22/2016 Page 24 of 38

NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * (IF SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 10/20/2016 PG&E Corporation, Major Donor Account IND 2,000.00 2,000.00 G2016 $2,000.00 San Francisco, CA 94105 COM X OTH PTY SCC 10/21/2016 Damon Jones X IND Professor 250.00 350.00 Chicago, IL 60605 University of Chicago COM OTH PTY SCC 10/22/2016 Joan Heffernan X IND Retired 250.00 250.00 Stockton, CA 95219 Retired COM OTH PTY SCC

10/22/2016 Ann Hildebrand X IND Retired 100.00 150.00 Stockton, CA 95207 Retired COM OTH PTY SCC IND COM OTH PTY SCC

SUBTOTAL $ 2,600.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com SCHEDULE E Schedule E Statement covers period Amounts may be rounded CALIFORNIA Payments Made to whole dollars. FORM 460 from 09/25/2016

10/22/2016 25 38 SEE INSTRUCTIONS ON REVERSE through Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040

CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID

Citation Processing Center PRO 81.00 Newport Beach, CA 92658-0479

Hubdialer Spoken Hub PHO 360.00 New York, NY 10011

Office Depot OFC 27.00 Stockton, CA 95207

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 468.00

Schedule E Summary 1. Itemized payments made this period. (Include all Schedule E subtotals.) ...... $ 56,130.00 2. Unitemized payments made this period of under $100 ...... $ 606.00 3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ...... $ 0.00 4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ...... TOTAL $ 56,736.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 26 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Mission Control Inc LIT 18,051.00 Glastonbury, CT 06033

USPS Post Office OFC 94.00 Stockton, CA 95209

Arco TRC 9.00 Stockton, CA 95204

Little Caesars Pizza OFC 23.00 Stockton, CA 95207

Smart & Final FND 139.00 Stockton, CA 95205

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 18,316.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 27 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Allied Printing Company LIT 4,413.00 Sacramento, CA 95811

Cameron Burns CNS 2,000.00 Stockton, CA 95203

Cameron Burns CVC 198.00 Stockton, CA 95203

Jesse Hill CNS 300.00 Kendall Park, NJ 08824

Grant Kirkpatrick CNS 300.00 Stockton, CA 95207

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 7,211.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 28 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Jasmine Leek CNS 135.00 Stockton, CA 95204

Albert Lopez CNS 200.00 Stockton, CA 95206

Ameer Othman CNS 200.00 Manteca, CA 95337

Jessica Ramirez CNS 200.00 Stockton, CA 95206

De Vinci's OFC 12.00 Stockton, CA 95207

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 747.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 29 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Facebook WEB 80.00 Menlo Park, CA 94025

Hubdialer Spoken Hub PHO 360.00 New York, NY 10011

Smart & Final OFC 31.00 Stockton, CA 95205

Citation Processing Center PRO 47.00 Newport Beach, CA 92658-0479

Office Depot OFC 103.00 Stockton, CA 95207

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 621.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 30 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Office Depot OFC 50.00 Stockton, CA 95207

Office Max OFC 103.00 Stockton, CA 95207

3AM Communications LIT 100.00 Stockton, CA 95204

Arco TRC 30.00 Stockton, CA 95204

City of Stockton FIL 95.00 Stockton, CA 95202

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 378.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 31 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Creative Vision Printing LIT 150.00 Stockton, CA 95205

Joint Medias PRO 2,400.00 Sacramento, CA 95816

Sextant Strategies & Research POL 8,000.00 Claremont, CA 91711

S-Mart FND 138.00 Stockton, CA 95207

Target Stores OFC 16.00 Stockton, CA 95207

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 10,704.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 32 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) S-Mart FND 61.00 Stockton, CA 95207

Jesse Hill CNS 300.00 Kendall Park, NJ 08824

Grant Kirkpatrick CNS 300.00 Stockton, CA 95207

Jasmine Leek CNS 200.00 Stockton, CA 95204

Albert Lopez CNS 200.00 Stockton, CA 95206

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 1,061.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 33 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Ameer Othman CNS 200.00 Manteca, CA 95337

Jessica Ramirez CNS 200.00 Stockton, CA 95206

Arco TRC 30.00 Stockton, CA 95204

Mailrite Print & Mail Inc POS 8,933.00 Sacramento, CA 95834

safeway FND 130.00 Stockton, CA 95207

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 9,493.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 34 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Smart & Final FND 26.00 Stockton, CA 95205

Target Stores OFC 11.00 Stockton, CA 95207

The Rocket Science Group LLC WEB 20.00 Atlanta, GA 30308

Budget Watchdogs NewsletterFPPC #134115 LIT 1,653.00 Torrance, CA 90501

California Voter GuideFPPC# 595-004 LIT 100.00 Torrance, CA 90501

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 1,810.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 35 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Calsal Voter GuideFPPC#1368249 LIT 100.00 Torrance, CA 90501

Election DigestFPPC# 1345303 LIT 1,495.00 Torrance, CA 90501

Macaronage & Confections OFC 6.00 Stockton, CA 95207

Hubdialer Spoken Hub PHO 360.00 New York, NY 10011

Jesse Hill CNS 300.00 Kendall Park, NJ 08824

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 2,261.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 36 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Grant Kirkpatrick CNS 300.00 Stockton, CA 95207

Grant Kirkpatrick FND 175.00 Stockton, CA 95207

Albert Lopez CNS 200.00 Stockton, CA 95206

Luiza Mercado CNS 200.00 Elk Grove, CA 95757

Ameer Othman CNS 200.00 Manteca, CA 95337

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 1,075.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 37 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Jessica Ramirez CNS 200.00 Stockton, CA 95206

Eventbrite PRO 101.00 San Francisco, CA 94103

Smart & Final FND 73.00 Stockton, CA 95205

Hubdialer Spoken Hub PHO 360.00 New York, NY 10011

Office Max OFC 228.00 Stockton, CA 95207

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 962.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 09/25/2016

through 10/22/2016 38 38 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Michael Tubbs for Stockton Mayor 2016 1380040 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Arco TRC 30.00 Stockton, CA 95204

Hubdialer Spoken Hub PHO 360.00 New York, NY 10011

Macaronage & Confections FND 300.00 Stockton, CA 95207

Paypal PRO 333.00 San Jose, CA 95131

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 1,023.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov