Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 1 of 378 Loomis Sayles Multi-Asset Income Fund ABBOTT LABORATORIES
Security: 002824100 Agenda Number: 934941736 Ticker: ABT Meeting Type: Annual ISIN: US0028241000 Meeting Date: 26-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 R.J. Alpern Mgmt For For
2 R.S. Austin Mgmt For For
3 S.E. Blount Mgmt For For
4 M.A. Kumbier Mgmt For For
5 E.M. Liddy Mgmt For For
6 N. McKinstry Mgmt For For
7 P.N. Novakovic Mgmt For For
8 W.A. Osborn Mgmt For For
9 S.C. Scott III Mgmt For For
10 D.J. Starks Mgmt Withheld Against
11 J.G. Stratton Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 2 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 G.F. Tilton Mgmt For For
13 M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Auditors Mgmt For For
3. Say on Pay - An Advisory Vote to Approve Mgmt For For Executive Compensation
4. Shareholder Proposal - Independent Board Shr For Against Chairman Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 3 of 378 Loomis Sayles Multi-Asset Income Fund ABBVIE INC.
Security: 00287Y109 Agenda Number: 934949162 Ticker: ABBV Meeting Type: Annual ISIN: US00287Y1091 Meeting Date: 03-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 William H.L. Burnside Mgmt For For
2 Brett J. Hart Mgmt For For
3 Edward J. Rapp Mgmt For For
2. Ratification of Ernst & Young LLP as AbbVie's Mgmt For For independent registered public accounting firm for 2019
3. Say on Pay - An advisory vote on the Mgmt For For approval of executive compensation
4. Approval of a management proposal Mgmt For For regarding amendment of the certificate of incorporation for a simple majority vote
5. Stockholder Proposal - to Issue an Annual Shr Against For Report on Lobbying
6. Stockholder Proposal - to Issue a Shr Against For Compensation Committee Report on Drug Pricing
7. Stockholder Proposal - to Adopt a Policy to Shr For Against Require Independent Chairman Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 4 of 378 Loomis Sayles Multi-Asset Income Fund ACCENTURE PLC
Security: G1151C101 Agenda Number: 934912634 Ticker: ACN Meeting Type: Annual ISIN: IE00B4BNMY34 Meeting Date: 01-Feb-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Re-Appointment of Director: Jaime Ardila Mgmt For For
1b. Re-Appointment of Director: Herbert Hainer Mgmt For For
1c. Re-Appointment of Director: Marjorie Magner Mgmt For For
1d. Re-Appointment of Director: Nancy McKinstry Mgmt For For
1e. Re-Appointment of Director: David P. Rowland Mgmt For For
1f. Re-Appointment of Director: Gilles C. Mgmt For For Pelisson
1g. Re-Appointment of Director: Paula A. Price Mgmt For For
1h. Re-Appointment of Director: Venkata (Murthy) Mgmt For For Renduchintala
1i. Re-Appointment of Director: Arun Sarin Mgmt For For
1j. Re-Appointment of Director: Frank K. Tang Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 5 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Re-Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For compensation of our named executive officers.
3. To ratify, in a non-binding vote, the Mgmt For For appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration.
4. To grant the Board of Directors the authority Mgmt For For to issue shares under Irish law.
5. To grant the Board of Directors the authority Mgmt For For to opt-out of pre-emption rights under Irish law.
6. To determine the price range at which Mgmt For For Accenture can re-allot shares that it acquires as treasury shares under Irish law. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 6 of 378 Loomis Sayles Multi-Asset Income Fund ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA
Security: E7813W163 Agenda Number: 710881714 Ticker: Meeting Type: OGM ISIN: ES0167050915 Meeting Date: 09-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 TO APPROVE THE ACCOUNTS AND THE Mgmt For For DIRECTORS' REPORT FOR 2018, FOR BOTH THE COMPANY AND THE GROUP OF WHICH IT IS THE PARENT
1.2 TO APPROVE THE FOLLOWING Mgmt For For PROPOSAL FOR THE APPLICATION OF RESULTS BEARING A NET PROFIT OF 1,079,458,024.58 EUROS: ENTIRELY TO VOLUNTARY RESERVES. TOTAL REMUNERATION TO THE COMPANY'S BOARD OF DIRECTORS OF THE COMPANY FOR BYLAW RELATED SERVICES IN 2018 AMOUNTED TO 3,100,000 EUROS
2 TO APPROVE THE CONSOLIDATED NON- Mgmt For For FINANCIAL INFORMATION STATE, CORRESPONDING TO THE 2018 FISCAL YEAR
3 APPROVE THE MANAGEMENT OF THE Mgmt For For COMPANY BY THE BOARD OF DIRECTORS IN 2018
4 SUBJECT TO THE PROPOSAL MADE BY Mgmt For For THE AUDIT COMMITTEE, TO APPOINTMENT OF KPMG AUDITORES, S.A., WITH TAX IDENTIFICATION NUMBER (CIF) B-78510153 AND WITH ROAC NO. S0702, AS FINANCIAL AUDITOR FOR THE COMPANY AND THE GROUP OF COMPANIES OF WHICH ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS, S.A. IS THE PARENT, FOR THE PERIOD OF THREE YEAR FROM AND INCLUDING 1 JANUARY 2019. TO THIS END, THE BOARD OF DIRECTORS, ITS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 7 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CHAIRMAN AND WHOSOEVER OF THE VICE CHAIRMAN AND THE DIRECTOR- SECRETARY ARE JOINTLY AND SEVERALLY EMPOWERED TO DRAW UP THE CORRESPONDING SERVICE AGREEMENT WITH THE SAID FINANCIAL AUDITORS, FOR THE TIME SPECIFIED AND UNDER THE NORMAL MARKET CONDITIONS THEY DEEM SUITABLE
5.1 TO APPOINT THE FOLLOWING Mgmt For For INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. ANTONIO BOTELLA GARCIA, OF SPANISH NATIONALITY, MARRIED, OF LEGAL AGE, A LAWYER BY PROFESSION, RESIDENT IN MADRID, WITH ADDRESS FOR THE PURPOSES HEREOF AT C/ GARCIA DE PAREDES, 88, MADRID AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 7141362-B AS INDEPENDENT DIRECTOR
5.2 TO APPOINT THE FOLLOWING Mgmt For For INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. EMILIO GARCIA GALLEGO, OF SPANISH NATIONALITY, DIVORCED, OF LEGAL AGE, A CIVIL ENGINEER BY PROFESSION, RESIDENT IN BARCELONA, WITH ADDRESS FOR THE PURPOSES HEREOF AT C/ GANDUXER, 96, AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 127795-F AS INDEPENDENT DIRECTOR
5.3 TO APPOINT THE FOLLOWING Mgmt For For INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MRS. CATALINA MINARRO BRUGAROLAS, OF SPANISH NATIONALITY, DIVORCED, OF LEGAL AGE, A LAWYER BY PROFESSION, RESIDENT IN MADRID, Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 8 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
WITH ADDRESS FOR THE PURPOSES HEREOF AT C/ CLAUDIO COELLO, 92, AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 02600428-W AS INDEPENDENT DIRECTOR
5.4 TO APPOINT THE FOLLOWING Mgmt Against Against INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. AGUSTIN BATUECAS TORREGO, OF SPANISH NATIONALITY, MARRIED, OF LEGAL AGE, A CIVIL ENGINEER BY PROFESSION, RESIDENT IN MADRID, WITH ADDRESS FOR THE PURPOSES HEREOF AT C/ ANITA VINDEL, 44, AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 252855-Q AS EXECUTIVE DIRECTOR
5.5 TO APPOINT THE FOLLOWING Mgmt Against Against INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. JOSE LUIS DEL VALLE PEREZ, OF SPANISH NATIONALITY, MARRIED, OF LEGAL AGE, A LAWYER BY PROFESSION, RESIDENT IN MADRID, WITH ADDRESS FOR THE PURPOSES HEREOF AT AVENIDA DE PIO XII, 102, AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 1378790-D AS EXECUTIVE DIRECTOR
5.6 TO APPOINT THE FOLLOWING Mgmt Against Against INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. ANTONIO GARCIA FERRER, OF SPANISH NATIONALITY, DIVORCED, OF LEGAL AGE, A CIVIL ENGINEER BY PROFESSION, RESIDENT IN MADRID, WITH ADDRESS FOR THE PURPOSES HEREOF AT C/ GENERAL AMPUDIA, 8, AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 1611957-W AS EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 9 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.7 TO APPOINT THE FOLLOWING Mgmt Against Against INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. FLORENTINO PEREZ RODRIGUEZ, OF SPANISH NATIONALITY, WIDOWER, OF LEGAL AGE, A CIVIL ENGINEER BY PROFESSION, RESIDENT IN MADRID, WITH ADDRESS FOR THE PURPOSES HEREOF AT AVENIDA DE PIO XII, 102, AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 373762-N AS EXECUTIVE DIRECTOR
5.8 TO APPOINT THE FOLLOWING Mgmt Against Against INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. JOAN-DAVID GRIMA TERRE, OF SPANISH NATIONALITY, MARRIED, OF LEGAL AGE, A ECONOMIST BY PROFESSION, RESIDENT IN MADRID, WITH ADDRESS FOR THE PURPOSES HEREOF AT C/ O'DONELL, 9 AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 39018910-P AS OTHER EXTERNAL DIRECTOR
5.9 TO APPOINT THE FOLLOWING Mgmt Against Against INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. JOSE MARIA LOIZAGA VIGURI, OF SPANISH NATIONALITY, MARRIED, OF LEGAL AGE, A INDUSTRIAL ENGINEER BY PROFESSION, RESIDENT IN MADRID, WITH ADDRESS FOR THE PURPOSES HEREOF AT C/ HERMOSILLA, 36 AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 13182873-D AS OTHER EXTERNAL DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 10 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.10 TO APPOINT THE FOLLOWING Mgmt Against Against INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. PEDRO LOPEZ JIMENEZ, OF SPANISH NATIONALITY, MARRIED, OF LEGAL AGE, A CIVIL ENGINEER BY PROFESSION, RESIDENT IN MADRID, WITH ADDRESS FOR THE PURPOSES HEREOF AT JUAN DE ARESPACOCHAGA Y FELIPE, 12, AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 13977047-Q AS OTHER EXTERNAL DIRECTOR
5.11 TO APPOINT THE FOLLOWING Mgmt Against Against INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MR. MIGUEL ROCA JUNYET, OF SPANISH NATIONALITY, MARRIED, OF LEGAL AGE, A LAWYER BY PROFESSION, RESIDENT IN BARCELONA, WITH ADDRESS FOR THE PURPOSES HEREOF AT C/ PROVENCA, 300 AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 38000711-L AS OTHER EXTERNAL DIRECTOR
5.12 TO APPOINT THE FOLLOWING Mgmt Against Against INDIVIDUALS AS DIRECTOR FOR THE STATUTORY FOUR YEAR PERIOD BEGINNING ON THE DATE OF THIS MEETING: MRS. MARIA SOLEDAD PEREZ RODRIGUEZ, OF SPANISH NATIONALITY, OF LEGAL AGE, GRADUATE IN CHEMICAL SCIENCES AND GRADUATE IN PHARMACY, RESIDENT IN MADRID, WITH ADDRESS FOR THE PURPOSES HEREOF AT C/ LA MASO, 20, AND BEARING NATIONAL IDENTIFICATION DOCUMENT (N.I.F.) 109887-Q AS DOMINICAL DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 11 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 TO APPROVE THE REMUNERATION Mgmt For For REPORT OF THE BOARD OF DIRECTORS FOR 2018, FOR CONSULTATION PURPOSES ONLY
7 ACKNOWLEDGE TO AMEND ARTICLES 3, Non-Voting 4, 26 AND 27 OF THE RULES OF THE BOARD OF DIRECTORS
8 AMENDED ARTICLES 14 AND 25 OF THE Mgmt For For RULES OF THE SHAREHOLDERS' MEETING
9 CAPITAL INCREASE AND CAPITAL Mgmt For For REDUCTION
10 AUTHORISATION FOR THE ACQUISITION Mgmt For For OF OWN SHARES AND FOR THE REDUCTION OF THE SHARE
11 TO DELEGATE TO THE BOARD OF Mgmt For For DIRECTORS THE POWER TO ISSUE, ON ONE OR MORE OCCASIONS, WITHIN A MAXIMUM TERM OF FIVE YEARS, SECURITIES CONVERTIBLE AND/OR EXCHANGEABLE FOR SHARES OF THE COMPANY, AS WELL AS WARRANTS OR OTHER SIMILAR SECURITIES THAT MAY DIRECTLY OR INDIRECTLY PROVIDE THE RIGHT TO THE SUBSCRIPTION OR ACQUISITION OF SHARES OF THE COMPANY, FOR A TOTAL AMOUNT OF UP TO THREE BILLION EUROS; AS WELL AS THE POWER TO INCREASE THE CAPITAL STOCK BY THE NECESSARY AMOUNT, ALONG WITH THE POWER TO EXCLUDE, WHERE APPROPRIATE, THE PREEMPTIVE SUBSCRIPTION RIGHTS UP TO A LIMIT OF 20% OF THE CAPITAL STOCK Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 12 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 TO EMPOWER ANY OF THE MEMBERS OF Mgmt For For THE BOARD OF DIRECTORS TO JOINTLY AND SEVERALLY EXECUTE THE RESOLUTIONS ADOPTED, BY SIGNING AS MANY PUBLIC OR PRIVATE DOCUMENTS DEEMED NECESSARY OR APPROPRIATE, AND EVEN RECTIFY SUCH RESOLUTIONS EXCLUSIVELY FOR THE PURPOSE REGISTERING THEM WITH THE CORRESPONDING SPANISH MERCANTILE REGISTRY
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 10 MAY 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.
CMMT 30 APR 2019: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT IN RESOLUTIONS 5.12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 13 of 378 Loomis Sayles Multi-Asset Income Fund AFLAC INCORPORATED
Security: 001055102 Agenda Number: 934949201 Ticker: AFL Meeting Type: Annual ISIN: US0010551028 Meeting Date: 06-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Daniel P. Amos Mgmt For For
1b. Election of Director: W. Paul Bowers Mgmt For For
1c. Election of Director: Toshihiko Fukuzawa Mgmt For For
1d. Election of Director: Robert B. Johnson Mgmt For For
1e. Election of Director: Thomas J. Kenny Mgmt For For
1f. Election of Director: Georgette D. Kiser Mgmt For For
1g. Election of Director: Karole F. Lloyd Mgmt For For
1h. Election of Director: Joseph L. Moskowitz Mgmt For For
1i. Election of Director: Barbara K. Rimer, DrPH Mgmt For For
1j. Election of Director: Katherine T. Rohrer Mgmt For For
1k. Election of Director: Melvin T. Stith Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 14 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. To consider the following non-binding Mgmt For For advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2019 Annual Meeting of Shareholders and Proxy Statement"
3. To consider and act upon the ratification of Mgmt For For the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2019 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 15 of 378 Loomis Sayles Multi-Asset Income Fund ALLERGAN PLC
Security: G0177J108 Agenda Number: 934955696 Ticker: AGN Meeting Type: Annual ISIN: IE00BY9D5467 Meeting Date: 01-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Nesli Basgoz, M.D. Mgmt For For
1b. Election of Director: Joseph H. Boccuzi Mgmt For For
1c. Election of Director: Christopher W. Bodine Mgmt For For
1d. Election of Director: Adriane M. Brown Mgmt For For
1e. Election of Director: Christopher J. Coughlin Mgmt For For
1f. Election of Director: Carol Anthony (John) Mgmt For For Davidson
1g. Election of Director: Thomas C. Freyman Mgmt For For
1h. Election of Director: Michael E. Greenberg, Mgmt For For PhD
1i. Election of Director: Robert J. Hugin Mgmt For For
1j. Election of Director: Peter J. McDonnell, M.D. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 16 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Election of Director: Brenton L. Saunders Mgmt For For
2. To approve, in a non-binding vote, Named Mgmt For For Executive Officer compensation.
3. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration.
4. To renew the authority of the directors of the Mgmt For For Company (the "Directors") to issue shares.
5a. To renew the authority of the Directors to Mgmt For For issue shares for cash without first offering shares to existing shareholders.
5b. To authorize the Directors to allot new shares Mgmt For For up to an additional 5% for cash in connection with an acquisition or other capital investment.
6. To consider a shareholder proposal requiring Shr Against For an independent Board Chairman (immediate change), if properly presented at the meeting. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 17 of 378 Loomis Sayles Multi-Asset Income Fund ALLISON TRANSMISSION HOLDINGS, INC.
Security: 01973R101 Agenda Number: 934962209 Ticker: ALSN Meeting Type: Annual ISIN: US01973R1014 Meeting Date: 08-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Judy L. Altmaier Mgmt For For
1b. Election of Director: Stan A. Askren Mgmt For For
1c. Election of Director: Lawrence E. Dewey Mgmt For For
1d. Election of Director: David C. Everitt Mgmt For For
1e. Election of Director: Alvaro Garcia-Tunon Mgmt For For
1f. Election of Director: David S. Graziosi Mgmt For For
1g. Election of Director: William R. Harker Mgmt For For
1h. Election of Director: Carolann I. Haznedar Mgmt For For
1i. Election of Director: Richard P. Lavin Mgmt For For
1j. Election of Director: Thomas W. Rabaut Mgmt For For
1k. Election of Director: Richard V. Reynolds Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 18 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019.
3. An advisory non-binding vote to approve the Mgmt For For compensation paid to our named executive officers.
4. An advisory non-binding vote on the Mgmt 1 Year For frequency of future advisory votes on the compensation paid to our named executive officers. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 19 of 378 Loomis Sayles Multi-Asset Income Fund ALPS ETF TRUST
Security: 00162Q866 Agenda Number: 934796383 Ticker: AMLP Meeting Type: Special ISIN: US00162Q8666 Meeting Date: 21-Aug-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. To approve a new investment advisory Mgmt For For agreement between the Trust, on behalf of each Fund, and ALPS Advisors.
3. To approve a proposal that would authorize Mgmt For For ALPS Advisors to enter into and materially amend sub-advisory agreements in the future with wholly-owned sub-advisers and unaffiliated sub- advisers, with the approval of the Board of Trustees of the Trust, but without obtaining additional Shareholder approval. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 20 of 378 Loomis Sayles Multi-Asset Income Fund ALSTRIA OFFICE REIT-AKTIENGESELLSCHAFT
Security: D0378R100 Agenda Number: 710931064 Ticker: ADX Meeting Type: AGM ISIN: DE000A0LD2U1 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT ACCORDING TO GERMAN LAW, IN CASE Non-Voting OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD Non-Voting DATE FOR THIS MEETING IS 01 MAY 19, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU
CMMT COUNTER PROPOSALS MAY BE Non-Voting SUBMITTED UNTIL 07.05.2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 21 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED Non-Voting ANNUAL FINANCIAL STATEMENTS OF ALSTRIA OFFICE REIT-AG AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS WITH THE MANAGEMENT REPORTS OF ALSTRIA OFFICE REIT-AG AND THE CONSOLIDATED GROUP AS AT DECEMBER 31, 2018, THE REPORT OF THE SUPERVISORY BOARD AND THE RECOMMENDATION OF THE MANAGEMENT BOARD ON THE APPROPRIATION OF THE ANNUAL NET PROFIT FOR THE 2018 FINANCIAL YEAR
2 APPROPRIATION OF THE ANNUAL NET Mgmt For For PROFIT FOR THE 2018 FINANCIAL YEAR: EUR 0.52 PER NO-PAR VALUE SHARE
3 FORMAL APPROVAL OF THE ACTIONS OF Mgmt For For THE MEMBERS OF THE MANAGEMENT BOARD FOR THE 2018 FINANCIAL YEAR
4 FORMAL APPROVAL OF THE ACTIONS OF Mgmt For For THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2018 FINANCIAL YEAR
5 APPOINTMENT OF THE AUDITORS AND Mgmt For For THE GROUP AUDITORS FOR THE 2019 FINANCIAL YEAR AS WELL AS THE AUDITORS FOR THE REVIEW OF THE HALF-YEAR FINANCIAL REPORT AS AT JUNE 30, 2019, OF FURTHER INTERIM FINANCIAL REPORTS FOR THE 2019 FINANCIAL YEAR AND FOR THE 2020 FINANCIAL YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING: KPMG AG Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 22 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.1 ELECTION OF SUPERVISORY BOARD Mgmt For For MEMBER: MR BENOIT HERAULT MANAGING DIRECTOR CHAMBRES DE L'ARTEMISE S.A R.L., RESIDING IN UZES, FRANCE
6.2 ELECTION OF SUPERVISORY BOARD Mgmt For For MEMBERS: MR RICHARD MULLY DIRECTOR STARR STREET LIMITED, RESIDING IN COHAM (SURREY), UNITED KINGDOM
7.1 CREATION OF A NEW AUTHORIZED Mgmt For For CAPITAL 2019 WITH THE OPTION TO EXCLUDE SUBSCRIPTION RIGHTS FOR FRACTIONAL AMOUNTS, CANCELLATION OF AUTHORIZED CAPITAL 2018 AND CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION
7.2 AUTHORIZATION TO EXCLUDE Mgmt For For SUBSCRIPTION RIGHTS FOR THE AUTHORIZED CAPITAL 2019 AGAINST CONTRIBUTIONS IN CASH OR AGAINST CONTRIBUTIONS IN KIND IN AN AMOUNT OF UP TO 5 % OF THE SHARE CAPITAL AND CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION
7.3 AUTHORIZATION TO EXCLUDE Mgmt For For SUBSCRIPTION RIGHTS FOR THE AUTHORIZED CAPITAL 2019 AGAINST CONTRIBUTIONS IN CASH OR AGAINST CONTRIBUTIONS IN KIND IN AN AMOUNT OF UP TO ANOTHER 5 % OF THE SHARE CAPITAL AND CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 23 of 378 Loomis Sayles Multi-Asset Income Fund ALTRIA GROUP, INC.
Security: 02209S103 Agenda Number: 934967487 Ticker: MO Meeting Type: Annual ISIN: US02209S1033 Meeting Date: 16-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A Election of Director: John T. Casteen III Mgmt For For
1B Election of Director: Dinyar S. Devitre Mgmt For For
1C Election of Director: Thomas F. Farrell II Mgmt For For
1D Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E Election of Director: W. Leo Kiely III Mgmt For For
1F Election of Director: Kathryn B. McQuade Mgmt For For
1G Election of Director: George Muñoz Mgmt For For
1H Election of Director: Mark E. Newman Mgmt For For
1I Election of Director: Nabil Y. Sakkab Mgmt For For
1J Election of Director: Virginia E. Shanks Mgmt For For
1K Election of Director: Howard A. Willard III Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 24 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 Ratification of the Selection of Independent Mgmt For For Registered Public Accounting Firm
3 Non-Binding Advisory Vote to Approve the Mgmt For For Compensation of Altria's Named Executive Officers
4 Shareholder Proposal - Reducing and Shr Against For Disclosing Nicotine Levels in Cigarette Brands
5 Shareholder Proposal - Disclosure of Shr For Against Lobbying Policies and Practices Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 25 of 378 Loomis Sayles Multi-Asset Income Fund AMERICAN FINANCE TRUST, INC.
Security: 02607T109 Agenda Number: 934954315 Ticker: AFIN Meeting Type: Annual ISIN: US02607T1097 Meeting Date: 06-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Class II Director: Leslie D. Mgmt For For Michelson
2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 26 of 378 Loomis Sayles Multi-Asset Income Fund AMERICAN FINANCIAL GROUP, INC.
Security: 025932104 Agenda Number: 934971195 Ticker: AFG Meeting Type: Annual ISIN: US0259321042 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Carl H. Lindner III Mgmt Withheld Against
2 S. Craig Lindner Mgmt Withheld Against
3 Kenneth C. Ambrecht Mgmt Withheld Against
4 John B. Berding Mgmt Withheld Against
5 Joseph E. Consolino Mgmt Withheld Against
6 Virginia C. Drosos Mgmt For For
7 James E. Evans Mgmt Withheld Against
8 Terry S. Jacobs Mgmt Withheld Against
9 Gregory G. Joseph Mgmt For For
10 Mary Beth Martin Mgmt For For
11 William W. Verity Mgmt Withheld Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 27 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 John I. Von Lehman Mgmt For For
2. Proposal to ratify the Audit Committee's Mgmt For For appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2019.
3. Advisory vote on compensation of named Mgmt Against Against executive officers. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 28 of 378 Loomis Sayles Multi-Asset Income Fund AMERISOURCEBERGEN CORPORATION
Security: 03073E105 Agenda Number: 934920720 Ticker: ABC Meeting Type: Annual ISIN: US03073E1055 Meeting Date: 28-Feb-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Election of Director: Ornella Barra Mgmt For For
1.2 Election of Director: Steven H. Collis Mgmt For For
1.3 Election of Director: D. Mark Durcan Mgmt For For
1.4 Election of Director: Richard W. Gochnauer Mgmt For For
1.5 Election of Director: Lon R. Greenberg Mgmt For For
1.6 Election of Director: Jane E. Henney, M.D. Mgmt For For
1.7 Election of Director: Kathleen W. Hyle Mgmt For For
1.8 Election of Director: Michael J. Long Mgmt For For
1.9 Election of Director: Henry W. McGee Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For independent registered public accounting firm for fiscal year 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 29 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Advisory vote to approve the compensation of Mgmt For For named executive officers.
4. Stockholder proposal, if properly presented, Shr For Against to permit stockholders to act by written consent.
5. Stockholder proposal, if properly presented, Shr For Against to urge the Board to adopt a policy that no financial performance metric be adjusted to exclude legal or compliance costs in determining executive compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 30 of 378 Loomis Sayles Multi-Asset Income Fund AMGEN INC.
Security: 031162100 Agenda Number: 934979266 Ticker: AMGN Meeting Type: Annual ISIN: US0311621009 Meeting Date: 21-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Dr. Wanda M. Austin Mgmt For For
1b. Election of Director: Mr. Robert A. Bradway Mgmt For For
1c. Election of Director: Dr. Brian J. Druker Mgmt For For
1d. Election of Director: Mr. Robert A. Eckert Mgmt For For
1e. Election of Director: Mr. Greg C. Garland Mgmt For For
1f. Election of Director: Mr. Fred Hassan Mgmt For For
1g. Election of Director: Dr. Rebecca M. Mgmt For For Henderson
1h. Election of Director: Mr. Charles M. Holley, Jr. Mgmt For For
1i. Election of Director: Dr. Tyler Jacks Mgmt For For
1j. Election of Director: Ms. Ellen J. Kullman Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 31 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1l. Election of Director: Dr. R. Sanders Williams Mgmt For For
2. Advisory vote to approve our executive Mgmt For For compensation.
3. To ratify the selection of Ernst & Young LLP Mgmt For For as our independent registered public accountants for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 32 of 378 Loomis Sayles Multi-Asset Income Fund AROUNDTOWN SA
Security: L0269F109 Agenda Number: 711244347 Ticker: AT1 Meeting Type: AGM ISIN: LU1673108939 Meeting Date: 26-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 PRESENTATION OF THE MANAGEMENT Non-Voting REPORT OF THE BOARD OF DIRECTORS IN RESPECT OF THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018
2 PRESENTATION OF THE REPORTS OF Non-Voting THE INDEPENDENT AUDITOR OF THE COMPANY IN RESPECT OF THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018
3 THE GENERAL MEETING, AFTER HAVING Mgmt For For REVIEWED THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR OF THE COMPANY, APPROVES THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018 IN THEIR ENTIRETY Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 33 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 THE GENERAL MEETING, AFTER HAVING Mgmt For For REVIEWED THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR OF THE COMPANY, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018 IN THEIR ENTIRETY
5 THE GENERAL MEETING NOTES AND Mgmt For For ACKNOWLEDGES THE STATUTORY NET LOSS OF THE COMPANY IN THE AMOUNT OF EUR 123,698,000 FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018 AND RESOLVES TO CARRY IT FORWARD TO THE NEXT FINANCIAL YEAR
6 THE GENERAL MEETING RESOLVES TO Mgmt For For GRANT DISCHARGE TO EACH OF THE MEMBERS OF THE BOARD OF DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018
7 THE GENERAL MEETING APPROVES THE Mgmt For For RENEWAL OF THE MANDATE OF MS JELENA AFXENTIOU AS EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY WHICH WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2020
8 THE GENERAL MEETING APPROVES THE Mgmt For For RENEWAL OF THE MANDATE OF MR OSCHRIE MASSATSCHI AS EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY WHICH WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2020 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 34 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 THE GENERAL MEETING APPROVES THE Mgmt For For RENEWAL OF THE MANDATE OF MR FRANK ROSEEN AS EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY WHICH WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2020
10 THE GENERAL MEETING APPROVES THE Mgmt For For RENEWAL OF THE MANDATE OF MR MARKUS LEININGER AS INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY WHICH WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2020
11 THE GENERAL MEETING APPROVES THE Mgmt For For RENEWAL OF THE MANDATE OF MR MARKUS KREUTER AS INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY WHICH WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2020
12 THE GENERAL MEETING RESOLVES TO Mgmt For For RENEW THE MANDATE OF KPMG LUXEMBOURG, SOCIETE COOPERATIVE, HAVING ITS REGISTERED OFFICE AT 39, AVENUE JOHN F. KENNEDY, L-1855 LUXEMBOURG, REGISTERED WITH THE RCSL UNDER NUMBER B 149133, AS INDEPENDENT AUDITOR OF THE COMPANY IN RELATION TO THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR A TERM WHICH WILL EXPIRE AT THE END OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY CALLED TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF THE Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 35 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR THE FINANCIAL YEAR ENDING ON 31 DECEMBER 2019
13 THE GENERAL MEETING, UPON THE Mgmt For For PROPOSAL OF THE BOARD OF DIRECTORS, RESOLVES TO APPROVE THE DISTRIBUTION OF A DIVIDEND FROM THE SHARE PREMIUM ACCOUNT OF THE COMPANY RELATING TO THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018 IN THE AMOUNT OF EUR 0.2535 (GROSS) PER SHARE FOR THE HOLDERS OF RECORD IN THE SECURITY SETTLEMENT SYSTEMS ON 28 JUNE 2019 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 36 of 378 Loomis Sayles Multi-Asset Income Fund ASAHI GROUP HOLDINGS,LTD.
Security: J02100113 Agenda Number: 710584322 Ticker: Meeting Type: AGM ISIN: JP3116000005 Meeting Date: 26-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For Related to Advisors
3.1 Appoint a Director Izumiya, Naoki Mgmt Against Against
3.2 Appoint a Director Koji, Akiyoshi Mgmt Against Against
3.3 Appoint a Director Katsuki, Atsushi Mgmt For For
3.4 Appoint a Director Kosaka, Tatsuro Mgmt For For
3.5 Appoint a Director Shingai, Yasushi Mgmt For For
3.6 Appoint a Director Hemmi, Yutaka Mgmt For For
3.7 Appoint a Director Taemin Park Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 37 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Tanimura, Keizo Mgmt For For
3.9 Appoint a Director Christina L. Ahmadjian Mgmt For For
4.1 Appoint a Corporate Auditor Waseda, Yumiko Mgmt For For
4.2 Appoint a Corporate Auditor Okuda, Yoshihide Mgmt Against Against
5 Approve Details of the Compensation to be Mgmt For For received by Directors
6 Approve Details of the Compensation to be Mgmt For For received by Corporate Auditors
7 Approve Details of the Stock Compensation Mgmt For For to be received by Directors
8 Shareholder Proposal: Appoint a Corporate Shr Against For Auditor Hashimoto, Kazuo Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 38 of 378 Loomis Sayles Multi-Asset Income Fund ASTELLAS PHARMA INC.
Security: J03393105 Agenda Number: 711241466 Ticker: 4503 Meeting Type: AGM ISIN: JP3942400007 Meeting Date: 18-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For Directors to Authorize Appropriation of Surplus and Purchase Own Shares
3.1 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Hatanaka, Yoshihiko
3.2 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Yasukawa, Kenji
3.3 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Okamura, Naoki
3.4 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Sekiyama, Mamoru
3.5 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Yamagami, Keiko Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 39 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Kawabe, Hiroshi
3.7 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Ishizuka, Tatsuro
4 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Shibumura, Haruko
5 Appoint a Substitute Director who is Audit and Mgmt For For Supervisory Committee Member Takahashi, Raita
6 Approve Details of the Compensation to be Mgmt For For received by Directors (Excluding Directors who are Audit and Supervisory Committee Members)
7 Approve Details of the Stock Compensation Mgmt For For to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members)
8 Approve Payment of Bonuses to Directors Mgmt For For (Excluding Directors who are Audit and Supervisory Committee Members) Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 40 of 378 Loomis Sayles Multi-Asset Income Fund AUTOMATIC DATA PROCESSING, INC.
Security: 053015103 Agenda Number: 934879187 Ticker: ADP Meeting Type: Annual ISIN: US0530151036 Meeting Date: 06-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Peter Bisson Mgmt For For
1b. Election of Director: Richard T. Clark Mgmt For For
1c. Election of Director: Eric C. Fast Mgmt For For
1d. Election of Director: Linda R. Gooden Mgmt For For
1e. Election of Director: Michael P. Gregoire Mgmt For For
1f. Election of Director: R. Glenn Hubbard Mgmt For For
1g. Election of Director: John P. Jones Mgmt For For
1h. Election of Director: Thomas J. Lynch Mgmt For For
1i. Election of Director: Scott F. Powers Mgmt For For
1j. Election of Director: William J. Ready Mgmt For For
1k. Election of Director: Carlos A. Rodriguez Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 41 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Approval of the 2018 Omnibus Award Plan. Mgmt For For
4. Ratification of the Appointment of Auditors. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 42 of 378 Loomis Sayles Multi-Asset Income Fund BANK OF AMERICA CORPORATION
Security: 060505104 Agenda Number: 934942360 Ticker: BAC Meeting Type: Annual ISIN: US0605051046 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: Susan S. Bies Mgmt For For
1c. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1d. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1e. Election of Director: Pierre J.P. de Weck Mgmt For For
1f. Election of Director: Arnold W. Donald Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Monica C. Lozano Mgmt For For
1i. Election of Director: Thomas J. May Mgmt For For
1j. Election of Director: Brian T. Moynihan Mgmt For For
1k. Election of Director: Lionel L. Nowell III Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 43 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Clayton S. Rose Mgmt For For
1m. Election of Director: Michael D. White Mgmt For For
1n. Election of Director: Thomas D. Woods Mgmt For For
1o. Election of Director: R. David Yost Mgmt For For
1p. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For Advisory, Non- binding "Say on Pay" Resolution)
3. Ratifying the Appointment of Our Independent Mgmt For For Registered Public Accounting Firm for 2019.
4. Amending the Bank of America Corporation Mgmt For For Key Employee Equity Plan.
5. Report Concerning Gender Pay Equity. Shr Against For
6. Right to Act by Written Consent. Shr Against For
7. Enhance Shareholder Proxy Access. Shr Against For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 44 of 378 Loomis Sayles Multi-Asset Income Fund BRISTOL-MYERS SQUIBB COMPANY
Security: 110122108 Agenda Number: 934939654 Ticker: BMY Meeting Type: Contested Special ISIN: US1101221083 Meeting Date: 12-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. Stock Issuance Proposal: To approve the Mgmt Against Against issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation.
2. Adjournment Proposal: To approve the Mgmt Against Against adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 45 of 378 Loomis Sayles Multi-Asset Income Fund BRISTOL-MYERS SQUIBB COMPANY
Security: 110122108 Agenda Number: 935021458 Ticker: BMY Meeting Type: Annual ISIN: US1101221083 Meeting Date: 29-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A. Election of Director: Peter J. Arduini Mgmt Against Against
1B. Election of Director: Robert Bertolini Mgmt Against Against
1C. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1D. Election of Director: Matthew W. Emmens Mgmt For For
1E. Election of Director: Michael Grobstein Mgmt Against Against
1F. Election of Director: Alan J. Lacy Mgmt Against Against
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt Against Against
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt Against Against
1K. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 46 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory vote to approve the compensation of Mgmt For For our Named Executive Officers
3. Ratification of the appointment of an Mgmt Against Against independent registered public accounting firm
4. Shareholder Proposal on Right to Act by Shr For Against Written Consent Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 47 of 378 Loomis Sayles Multi-Asset Income Fund BRITISH AMERICAN TOBACCO PLC
Security: G1510J102 Agenda Number: 710783742 Ticker: BATS Meeting Type: AGM ISIN: GB0002875804 Meeting Date: 25-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 RECEIPT OF THE 2018 ANNUAL REPORT Mgmt For For AND ACCOUNTS
2 APPROVAL OF THE DIRECTORS' Mgmt For For REMUNERATION POLICY
3 APPROVAL OF THE 2018 DIRECTORS' Mgmt For For REMUNERATION REPORT, OTHER THAN THE DIRECTORS' REMUNERATION POLICY
4 REAPPOINTMENT OF THE AUDITOR: Mgmt For For KPMG LLP
5 AUTHORITY FOR THE AUDIT COMMITTEE Mgmt For For TO AGREE THE AUDITORS' REMUNERATION
6 RE-ELECTION OF RICHARD BURROWS AS Mgmt For For A DIRECTOR (N)
7 RE-ELECTION OF SUE FARR AS A Mgmt For For DIRECTOR (N, R)
8 RE-ELECTION OF DR MARION HELMES AS Mgmt For For A DIRECTOR (N, R)
9 RE-ELECTION OF LUC JOBIN AS A Mgmt For For DIRECTOR (A, N) Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 48 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 RE-ELECTION OF HOLLY KELLER Mgmt For For KOEPPEL AS A DIRECTOR (A, N)
11 RE-ELECTION OF SAVIO KWAN AS A Mgmt For For DIRECTOR (N, R)
12 RE-ELECTION OF DIMITRI Mgmt For For PANAYOTOPOULOS AS A DIRECTOR (N, R)
13 RE-ELECTION OF KIERAN POYNTER AS A Mgmt For For DIRECTOR (A, N)
14 RE-ELECTION OF BEN STEVENS AS A Mgmt Against Against DIRECTOR
15 ELECTION OF JACK BOWLES AS A Mgmt For For DIRECTOR WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' Mgmt For For AUTHORITY TO ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' Mgmt For For AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO Mgmt For For POLITICAL ORGANISATIONS AND TO INCUR POLITICAL EXPENDITURE
20 NOTICE PERIOD FOR GENERAL Mgmt Against Against MEETINGS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 49 of 378 Loomis Sayles Multi-Asset Income Fund BROADCOM INC
Security: 11135F101 Agenda Number: 934928598 Ticker: AVGO Meeting Type: Annual ISIN: US11135F1012 Meeting Date: 01-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Mr. Hock E. Tan Mgmt For For
1b. Election of Director: Dr. Henry Samueli Mgmt For For
1c. Election of Director: Mr. Eddy W. Hartenstein Mgmt Against Against
1d. Election of Director: Ms. Diane M. Bryant Mgmt Against Against
1e. Election of Director: Ms. Gayla J. Delly Mgmt For For
1f. Election of Director: Mr. Check Kian Low Mgmt Against Against
1g. Election of Director: Mr. Peter J. Marks Mgmt For For
1h. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 50 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve amendments to Broadcom's Mgmt For For Second Amended and Restated Employee Share Purchase Plan.
4. Non-binding, advisory vote to approve Mgmt Against Against compensation of Broadcom's named executive officers. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 51 of 378 Loomis Sayles Multi-Asset Income Fund BROADRIDGE FINANCIAL SOLUTIONS, INC.
Security: 11133T103 Agenda Number: 934880724 Ticker: BR Meeting Type: Annual ISIN: US11133T1034 Meeting Date: 08-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a) Election of Director: Leslie A. Brun Mgmt For For
1b) Election of Director: Pamela L. Carter Mgmt For For
1c) Election of Director: Richard J. Daly Mgmt For For
1d) Election of Director: Robert N. Duelks Mgmt For For
1e) Election of Director: Brett A. Keller Mgmt For For
1f) Election of Director: Stuart R. Levine Mgmt For For
1g) Election of Director: Maura A. Markus Mgmt For For
1h) Election of Director: Thomas J. Perna Mgmt For For
1i) Election of Director: Alan J. Weber Mgmt For For
2) Advisory vote to approve the compensation of Mgmt For For the Company's Named Executive Officers (the Say on Pay Vote). Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 52 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3) To approve the 2018 Omnibus Award Plan. Mgmt For For
4) To ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 53 of 378 Loomis Sayles Multi-Asset Income Fund CANADIAN IMPERIAL BANK OF COMMERCE
Security: 136069101 Agenda Number: 934942067 Ticker: CM Meeting Type: Annual ISIN: CA1360691010 Meeting Date: 04-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 DIRECTOR
1 Brent S. Belzberg Mgmt For For
2 Nanci E. Caldwell Mgmt For For
3 Michelle L. Collins Mgmt For For
4 Patrick D. Daniel Mgmt For For
5 Luc Desjardins Mgmt For For
6 Victor G. Dodig Mgmt For For
7 Linda S. Hasenfratz Mgmt For For
8 Kevin J. Kelly Mgmt For For
9 Christine E. Larsen Mgmt For For
10 Nicholas D. Le Pan Mgmt For For
11 John P. Manley Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 54 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 Jane L. Peverett Mgmt For For
13 Katharine B. Stevenson Mgmt For For
14 Martine Turcotte Mgmt For For
15 Barry L. Zubrow Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For auditors
3 Advisory resolution about our executive Mgmt For For compensation approach
4 Shareholder Proposal 1 Shr Against For
5 Shareholder Proposal 2 Shr Against For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 55 of 378 Loomis Sayles Multi-Asset Income Fund CARETRUST REIT
Security: 14174T107 Agenda Number: 934946320 Ticker: CTRE Meeting Type: Annual ISIN: US14174T1079 Meeting Date: 01-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Allen C. Barbieri Mgmt Against Against
1b. Election of Director: Jon D. Kline Mgmt Against Against
1c. Election of Director: Diana M. Laing Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers.
3. Ratification of the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 56 of 378 Loomis Sayles Multi-Asset Income Fund CARLSBERG A/S
Security: K36628137 Agenda Number: 710516735 Ticker: Meeting Type: AGM ISIN: DK0010181759 Meeting Date: 13-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT IN THE MAJORITY OF MEETINGS THE Non-Voting VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND Non-Voting PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURTHER INFORMATION.
CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 57 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 RECEIVE REPORT OF BOARD Non-Voting
2 ACCEPT FINANCIAL STATEMENTS AND Mgmt For For STATUTORY REPORTS; APPROVE DISCHARGE OF MANAGEMENT AND BOARD
3 APPROVE ALLOCATION OF INCOME AND Mgmt For For DIVIDENDS OF DKK 18 PER SHARE
4 APPROVE REMUNERATION OF Mgmt For For DIRECTORS IN THE AMOUNT OF DKK 1.85 MILLION FOR CHAIRMAN, DKK 618,000 FOR VICE CHAIR, AND DKK 412,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
5.A REELECT FLEMMING BESENBACHER AS Mgmt Abstain Against DIRECTOR
5.B REELECT CARL BACHE AS DIRECTOR Mgmt For For
5.C REELECT MAGDI BATATO AS DIRECTOR Mgmt For For
5.D REELECT RICHARD BURROWS AS Mgmt For For DIRECTOR
5.E REELECT SOREN-PETER FUCHS OLESEN Mgmt For For AS DIRECTOR
5.F REELECT LARS STEMMERIK AS Mgmt For For DIRECTOR
5.G ELECT DOMITILLE DOAT-LE BIGOT AS Mgmt For For NEW DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 58 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.H ELECT LILIAN FOSSUM BINER AS NEW Mgmt Abstain Against DIRECTOR
5.I ELECT LARS FRUERGAARD JORGENSEN Mgmt For For AS NEW DIRECTOR
5.J ELECT MAJKEN SCHULTZ AS NEW Mgmt For For DIRECTOR
6 RATIFY PRICEWATERHOUSECOOPERS AS Mgmt For For AUDITORS
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 5.A TO 5.J AND 6. THANK YOU Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 59 of 378 Loomis Sayles Multi-Asset Income Fund CASTELLUM AB
Security: W2084X107 Agenda Number: 710573331 Ticker: CAST Meeting Type: AGM ISIN: SE0000379190 Meeting Date: 21-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME Non-Voting EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE Non-Voting OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 ELECTION OF CHAIRMAN OF THE Mgmt For For MEETING: LAWYER SVEN UNGER
2 PREPARATION AND APPROVAL OF THE Mgmt For For VOTING LIST Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 60 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 APPROVAL OF THE AGENDA Mgmt For For
4 ELECTION OF ONE OR TWO PERSONS TO Mgmt For For VERIFY THE MINUTES
5 CONSIDERATION IF THE ANNUAL Mgmt For For GENERAL MEETING HAS BEEN DULY CONVENED
6.A PRESENTATION OF: THE ANNUAL Non-Voting ACCOUNTS AND THE AUDIT REPORT AS WELL AS THE CONSOLIDATED ANNUAL ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP
6.B PRESENTATION OF: THE AUDITOR'S Non-Voting STATEMENT REGARDING THE COMPANY'S COMPLIANCE WITH THE GUIDELINES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT IN EFFECT SINCE THE PREVIOUS ANNUAL GENERAL MEETING. IN CONNECTION THERETO, PRESENTATION BY THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR
7 RESOLUTION REGARDING THE Mgmt For For ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 61 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 RESOLUTION REGARDING THE Mgmt For For ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND, IN THE EVENT THAT THE MEETING RESOLVES TO DISTRIBUTE DIVIDEND, A RESOLUTION REGARDING THE RECORD DAY FOR DISTRIBUTION OF DIVIDEND: SEK 6.10 PER SHARES
9 RESOLUTION REGARDING DISCHARGE Mgmt For For FROM LIABILITY TOWARDS THE COMPANY IN RESPECT OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR
10 THE ELECTION COMMITTEES REPORT ON Non-Voting ITS PROPOSALS REGARDING RESOLUTIONS AT THE ANNUAL GENERAL MEETING AND THE ELECTION COMMITTEES MOTIVATED STATEMENT CONCERNING ITS PROPOSAL REGARDING THE BOARD OF DIRECTORS
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12 Non-Voting AND 13 ARE PROPOSED BY ELECTION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING.
11 RESOLUTION REGARDING THE NUMBER Mgmt For For OF MEMBERS OF THE BOARD OF DIRECTORS AND AUDITORS AND DEPUTY AUDITORS: 7 MEMBERS AND NO DEPUTY AUDITOR
12 RESOLUTION REGARDING Mgmt For For REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDITOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 62 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
13.A ELECTION OF MEMBER OF THE BOARD Mgmt For For OF DIRECTORS AND CHAIRMAN OF THE BOARD OF DIRECTORS: CHARLOTTE STROMBERG
13.B ELECTION OF MEMBER OF THE BOARD Mgmt For For OF DIRECTORS AND CHAIRMAN OF THE BOARD OF DIRECTORS: PER BERGGREN
13.C ELECTION OF MEMBER OF THE BOARD Mgmt For For OF DIRECTORS AND CHAIRMAN OF THE BOARD OF DIRECTORS: ANNA KARIN HATT
13.D ELECTION OF MEMBER OF THE BOARD Mgmt For For OF DIRECTORS AND CHAIRMAN OF THE BOARD OF DIRECTORS: CHRISTER JACOBSON
13.E ELECTION OF MEMBER OF THE BOARD Mgmt For For OF DIRECTORS AND CHAIRMAN OF THE BOARD OF DIRECTORS: CHRISTINA KARLSSON KAZEEM
13.F ELECTION OF MEMBER OF THE BOARD Mgmt For For OF DIRECTORS AND CHAIRMAN OF THE BOARD OF DIRECTORS: NINA LINANDER
13.G ELECTION OF MEMBER OF THE BOARD Mgmt For For OF DIRECTORS AND CHAIRMAN OF THE BOARD OF DIRECTORS: JOHAN SKOGLUND Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 63 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
14 ELECTION OF AUDITOR: DELOITTE IS Mgmt For For PROPOSED FOR RE-ELECTION AS AUDITOR IN CASTELLUM UNTIL THE END OF THE ANNUAL GENERAL MEETING 2020. IF THE ANNUAL GENERAL MEETING RESOLVES TO ELECT DELOITTE AS AUDITOR, DELOITTE HAS ANNOUNCED THAT HANS WAREN WILL CONTINUE AS THE MAIN RESPONSIBLE AUDITOR AT DELOITTE
CMMT PLEASE NOTE THAT RESOLUTION 15 IS Non-Voting PROPOSED BY ELECTION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING.
15 RESOLUTION REGARDING THE Mgmt For For ESTABLISHMENT OF AN ELECTION COMMITTEE FOR THE NEXT ANNUAL GENERAL MEETING
16 RESOLUTION REGARDING GUIDELINES Mgmt For For FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT
17 RESOLUTION REGARDING RENEWAL OF Mgmt For For THE INCENTIVE PROGRAM FOR MEMBERS OF THE EXECUTIVE MANAGEMENT
18 RESOLUTION REGARDING Mgmt For For AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON NEW SHARE ISSUES
19 RESOLUTION REGARDING Mgmt For For AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE TO ACQUIRE AND TRANSFER THE COMPANY'S OWN SHARES Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 64 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
20 CLOSING OF THE MEETING Non-Voting Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 65 of 378 Loomis Sayles Multi-Asset Income Fund CENTERPOINT ENERGY, INC.
Security: 15189T107 Agenda Number: 934941685 Ticker: CNP Meeting Type: Annual ISIN: US15189T1079 Meeting Date: 25-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Leslie D. Biddle Mgmt For For
1b. Election of Director: Milton Carroll Mgmt For For
1c. Election of Director: Scott J. McLean Mgmt For For
1d. Election of Director: Martin H. Nesbitt Mgmt For For
1e. Election of Director: Theodore F. Pound Mgmt For For
1f. Election of Director: Scott M. Prochazka Mgmt For For
1g. Election of Director: Susan O. Rheney Mgmt For For
1h. Election of Director: Phillip R. Smith Mgmt For For
1i. Election of Director: John W. Somerhalder II Mgmt For For
1j. Election of Director: Peter S. Wareing Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 66 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm for 2019.
3. Approve the advisory resolution on executive Mgmt For For compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 67 of 378 Loomis Sayles Multi-Asset Income Fund CHAMPION REAL ESTATE INVESTMENT TRUST
Security: Y1292D109 Agenda Number: 710783704 Ticker: Meeting Type: AGM ISIN: HK2778034606 Meeting Date: 30-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/ LISTCONEWS/SEHK/2019/0321/LTN201903 21311.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/ LISTCONEWS/SEHK/2019/0321/LTN201903 21301.PDF
3 TO RE-ELECT MR. CHA MOU SING, Mgmt Against Against PAYSON AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE REIT MANAGER
4 TO RE-ELECT MR. SHEK LAI HIM, Mgmt Against Against ABRAHAM AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE REIT MANAGER
5 TO APPROVE THE GRANT OF A GENERAL Mgmt For For MANDATE TO THE REIT MANAGER TO BUY-BACK UNITS NOT EXCEEDING 10% OF THE ISSUED UNITS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 68 of 378 Loomis Sayles Multi-Asset Income Fund CHEVRON CORPORATION
Security: 166764100 Agenda Number: 934993088 Ticker: CVX Meeting Type: Annual ISIN: US1667641005 Meeting Date: 29-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: W. M. Austin Mgmt For For
1b. Election of Director: J. B. Frank Mgmt For For
1c. Election of Director: A. P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C. W. Moorman IV Mgmt For For
1f. Election of Director: D. F. Moyo Mgmt For For
1g. Election of Director: D. Reed-Klages Mgmt For For
1h. Election of Director: R. D. Sugar Mgmt For For
1i. Election of Director: I. G. Thulin Mgmt For For
1j. Election of Director: D. J. Umpleby III Mgmt For For
1k. Election of Director: M. K. Wirth Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 69 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of Appointment of PwC as Mgmt For For Independent Registered Public Accounting Firm
3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation
4. Report on Human Right to Water Shr Against For
5. Report on Reducing Carbon Footprint Shr Against For
6. Create a Board Committee on Climate Shr Against For Change
7. Adopt Policy for an Independent Chairman Shr For Against
8. Set Special Meeting Threshold at 10% Shr For Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 70 of 378 Loomis Sayles Multi-Asset Income Fund CINEMARK HOLDINGS, INC.
Security: 17243V102 Agenda Number: 934978214 Ticker: CNK Meeting Type: Annual ISIN: US17243V1026 Meeting Date: 23-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Benjamin Chereskin Mgmt For For
2 Lee Roy Mitchell Mgmt For For
3 Raymond Syufy Mgmt For For
2. Ratification of the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm for 2019.
3. Non-binding, annual advisory vote on Mgmt For For executive compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 71 of 378 Loomis Sayles Multi-Asset Income Fund CISCO SYSTEMS, INC.
Security: 17275R102 Agenda Number: 934891614 Ticker: CSCO Meeting Type: Annual ISIN: US17275R1023 Meeting Date: 12-Dec-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: M. Michele Burns Mgmt Against Against
1b. Election of Director: Michael D. Capellas Mgmt For For
1c. Election of Director: Mark Garrett Mgmt For For
1d. Election of Director: Dr. Kristina M. Johnson Mgmt For For
1e. Election of Director: Roderick C. McGeary Mgmt Against Against
1f. Election of Director: Charles H. Robbins Mgmt Against Against
1g. Election of Director: Arun Sarin Mgmt For For
1h. Election of Director: Brenton L. Saunders Mgmt Against Against
1i. Election of Director: Steven M. West Mgmt For For
2. Approval of amendment and restatement of Mgmt For For the Employee Stock Purchase Plan. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 72 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Approval, on an advisory basis, of executive Mgmt Against Against compensation.
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Cisco's independent registered public accounting firm for fiscal 2019.
5. Approval to have Cisco's Board adopt a policy Shr For Against to have an independent Board chairman.
6. Approval to have Cisco's Board adopt a Shr Against For proposal relating to executive compensation metrics. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 73 of 378 Loomis Sayles Multi-Asset Income Fund CITIGROUP INC.
Security: 172967424 Agenda Number: 934935808 Ticker: C Meeting Type: Annual ISIN: US1729674242 Meeting Date: 16-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Duncan P. Hennes Mgmt For For
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, IV Mgmt For For
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt Against Against
1k. Election of Director: Gary M. Reiner Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 74 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Diana L. Taylor Mgmt For For
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce de Mgmt For For Leon
2. Proposal to ratify the selection of KPMG LLP Mgmt For For as Citi's independent registered public accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 executive Mgmt For For compensation.
4. Approval of the Citigroup 2019 Stock Mgmt For For Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr Against For Proxy Access Enhancement to Citi's proxy access bylaw provisions.
6. Shareholder proposal requesting that the Shr Against For Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service.
7. Shareholder proposal requesting that the Shr For Against Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 75 of 378 Loomis Sayles Multi-Asset Income Fund CK ASSET HOLDINGS LIMITED
Security: G2177B101 Agenda Number: 710023780 Ticker: 1113 Meeting Type: EGM ISIN: KYG2177B1014 Meeting Date: 30-Oct-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/1009/LTN20181009 569.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/1009/LTN20181009 591.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO APPROVE THE MAJOR TRANSACTION Mgmt For For THAT IS CONTEMPLATED BY THE COMPANY PROCEEDING WITH THE ACQUISITION ALONE, THROUGH CKM AUSTRALIA BIDCO PTY LTD AS ITS WHOLLY-OWNED SUBSIDIARY, PURSUANT TO THE TERMS OF THE IMPLEMENTATION AGREEMENT, SUBJECT TO THE JOINT VENTURE TRANSACTION BEING TERMINATED IN ACCORDANCE WITH ITS TERMS AND NOT PROCEEDING (INCLUDING, WITHOUT LIMITATION, DUE TO THE ORDINARY RESOLUTION 2 BELOW NOT BEING APPROVED BY THE SHAREHOLDERS OF THE COMPANY), AS MORE PARTICULARLY SET OUT IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 76 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 TO APPROVE (1) THE CONNECTED AND Mgmt For For MAJOR TRANSACTIONS THAT ARE CONTEMPLATED BETWEEN THE COMPANY AND ITS SUBSIDIARIES WITH: (I) CK INFRASTRUCTURE HOLDINGS LIMITED AND ITS SUBSIDIARIES; AND/OR (II) POWER ASSETS HOLDINGS LIMITED AND ITS SUBSIDIARIES, PURSUANT TO, AND IN CONNECTION WITH, THE CONSORTIUM FORMATION AGREEMENT, INCLUDING, BUT NOT LIMITED TO, THE FORMATION OF A CONSORTIUM WITH THE COMPANY, CK INFRASTRUCTURE HOLDINGS LIMITED (IF APPLICABLE) AND POWER ASSETS HOLDINGS LIMITED (IF APPLICABLE) IN RELATION TO THE JOINT VENTURE TRANSACTION; AND (2) THE MAJOR TRANSACTION THAT IS CONTEMPLATED BY THE COMPANY PROCEEDING WITH THE JOINT VENTURE TRANSACTION PURSUANT TO THE IMPLEMENTATION AGREEMENT, IN EACH CASE AS MORE PARTICULARLY SET OUT IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 31 OCT 2018 AT 8:00 HOURS. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 77 of 378 Loomis Sayles Multi-Asset Income Fund CK ASSET HOLDINGS LIMITED
Security: G2177B101 Agenda Number: 710916391 Ticker: Meeting Type: AGM ISIN: KYG2177B1014 Meeting Date: 16-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/ LISTCONEWS/SEHK/2019/0409/LTN201904 09852.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/ LISTCONEWS/SEHK/2019/0409/LTN201904 09723.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. KAM HING LAM AS Mgmt Against Against DIRECTOR
3.2 TO ELECT MR. CHUNG SUN KEUNG, DAVY Mgmt Against Against AS DIRECTOR
3.3 TO ELECT MS. PAU YEE WAN, EZRA AS Mgmt Against Against DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 78 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.4 TO ELECT MS. WOO CHIA CHING, GRACE Mgmt Against Against AS DIRECTOR
3.5 TO ELECT MR. DONALD JEFFREY Mgmt Against Against ROBERTS AS DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE Mgmt Against Against TOHMATSU AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
5 TO DETERMINE THE ANNUAL FEE Mgmt For For PAYABLE TO EACH OF THE DIRECTORS OF THE COMPANY FOR EACH FINANCIAL YEAR
6.1 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY
6.2 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY BACK SHARES OF THE COMPANY Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 79 of 378 Loomis Sayles Multi-Asset Income Fund CK INFRASTRUCTURE HOLDINGS LIMITED
Security: G2178K100 Agenda Number: 710023766 Ticker: Meeting Type: SGM ISIN: BMG2178K1009 Meeting Date: 30-Oct-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/1009/LTN20181009 499.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/1009/LTN20181009 487.PDF
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 31 OCT 2018 AT 9:00 HOURS. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1 TO APPROVE THE CONNECTED Mgmt For For TRANSACTION THAT IS CONTEMPLATED BETWEEN THE COMPANY AND ITS SUBSIDIARIES WITH CK ASSET HOLDINGS LIMITED AND ITS SUBSIDIARIES PURSUANT TO, AND IN CONNECTION WITH, THE CONSORTIUM FORMATION AGREEMENT, INCLUDING, BUT NOT LIMITED TO, THE FORMATION OF A CONSORTIUM WITH CK ASSET HOLDINGS LIMITED, THE COMPANY AND Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 80 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
(IF APPLICABLE) POWER ASSETS HOLDINGS LIMITED IN RELATION TO THE JOINT VENTURE TRANSACTION AS MORE PARTICULARLY SET OUT IN THE NOTICE OF SPECIAL GENERAL MEETING Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 81 of 378 Loomis Sayles Multi-Asset Income Fund CLP HOLDINGS LIMITED
Security: Y1660Q104 Agenda Number: 710802833 Ticker: Meeting Type: AGM ISIN: HK0002007356 Meeting Date: 06-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www3.hkexnews.hk/listedco/listconews/ SEHK/2019/0326/LTN20190326431.pdf AND http://www3.hkexnews.hk/listedco/listconews/ SEHK/2019/0326/LTN20190326421.pdf
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2018 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON
2.A TO ELECT MR. PHILIP LAWRENCE Mgmt For For KADOORIE AS DIRECTOR
2.B TO ELECT MS. MAY SIEW BOI TAN AS Mgmt For For DIRECTOR
2.C TO RE-ELECT MR. JOHN ANDREW HARRY Mgmt For For LEIGH AS DIRECTOR
2.D TO RE-ELECT MR. RICHARD KENDALL Mgmt For For LANCASTER AS DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 82 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.E TO RE-ELECT MRS. ZIA MODY AS Mgmt Against Against DIRECTOR
2.F TO RE-ELECT MR. GEERT HERMAN Mgmt Against Against AUGUST PEETERS AS DIRECTOR
3 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2019
4 TO APPROVE THE REVISED LEVELS OF Mgmt For For REMUNERATION PAYABLE TO THE NON- EXECUTIVE DIRECTORS INCLUDING INDEPENDENT NON-EXECUTIVE DIRECTORS WHO SERVE ON THE BOARD AND BOARD COMMITTEES OF THE COMPANY FOR THE RESPECTIVE PERIODS 7 MAY 2019 TO 6 MAY 2020; 7 MAY 2020 TO 6 MAY 2021; AND 7 MAY 2021 UNTIL THE DATE OF THE ANNUAL GENERAL MEETING IN 2022, AND SUCH REMUNERATION TO ACCRUE ON A DAILY BASIS
5 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO ALLOT, ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY; NOT EXCEEDING FIVE PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION AND SUCH SHARES SHALL NOT BE ISSUED AT A DISCOUNT OF MORE THAN TEN PER CENT TO THE BENCHMARKED PRICE OF SUCH SHARES Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 83 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO EXERCISE ALL THE POWERS OF THE COMPANY TO BUY BACK OR OTHERWISE ACQUIRE SHARES OF THE COMPANY IN ISSUE; NOT EXCEEDING TEN PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 84 of 378 Loomis Sayles Multi-Asset Income Fund COMCAST CORPORATION
Security: 20030N101 Agenda Number: 935008284 Ticker: CMCSA Meeting Type: Annual ISIN: US20030N1019 Meeting Date: 05-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Kenneth J. Bacon Mgmt For For
2 Madeline S. Bell Mgmt For For
3 Sheldon M. Bonovitz Mgmt For For
4 Edward D. Breen Mgmt For For
5 Gerald L. Hassell Mgmt For For
6 Jeffrey A. Honickman Mgmt For For
7 Maritza G. Montiel Mgmt For For
8 Asuka Nakahara Mgmt For For
9 David C. Novak Mgmt For For
10 Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For independent auditors Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 85 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Approval of Comcast Corporation 2019 Mgmt For For Omnibus Sharesave Plan
4. Advisory vote on executive compensation Mgmt For For
5. To require an independent board chairman Shr For Against
6. To provide a lobbying report Shr Against For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 86 of 378 Loomis Sayles Multi-Asset Income Fund COMFORTDELGRO CORPORATION LTD
Security: Y1690R106 Agenda Number: 710804370 Ticker: Meeting Type: AGM ISIN: SG1N31909426 Meeting Date: 26-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 ADOPTION OF DIRECTORS' STATEMENT Mgmt For For AND AUDITED FINANCIAL STATEMENTS
2 TO DECLARE A TAX-EXEMPT ONE-TIER Mgmt For For FINAL DIVIDEND OF 6.15 CENTS PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2018
3 APPROVAL OF DIRECTORS' FEES Mgmt For For
4 RE-ELECTION OF MR LIM JIT POH AS Mgmt For For DIRECTOR
5 RE-ELECTION OF MS SUM WAI FUN, Mgmt For For ADELINE AS DIRECTOR
6 RE-ELECTION OF MR CHIANG CHIE FOO Mgmt For For AS DIRECTOR
7 RE-ELECTION OF PROFESSOR OOI BENG Mgmt For For CHIN AS DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 87 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 RE-ELECTION OF MS JESSICA CHEAM AS Mgmt For For DIRECTOR
9 RE-APPOINTMENT OF AUDITORS AND Mgmt For For AUTHORISING DIRECTORS TO FIX THEIR REMUNERATION: MESSRS DELOITTE & TOUCHE LLP
10 AUTHORITY TO ISSUE SHARES UNDER Mgmt Against Against THE COMFORTDELGRO EXECUTIVE SHARE AWARD SCHEME
11 RENEWAL OF SHARE BUYBACK MANDATE Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 88 of 378 Loomis Sayles Multi-Asset Income Fund COMPANIA DE DISTRIBUCION INTEGRAL LOGISTA HOLDINGS
Security: E0304S106 Agenda Number: 710603110 Ticker: Meeting Type: OGM ISIN: ES0105027009 Meeting Date: 26-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 27 MAR 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1 EXAMINATION AND APPROVAL OF THE Mgmt For For ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN NET EQUITY, STATEMENT OF CASH FLOWS AND MEMORANDUM) AND MANAGEMENT REPORT, OF 'INTEGRAL DISTRIBUTION COMPANY LOGISTA HOLDINGS, SOCIEDAD ANONIMA AND OF THE CONSOLIDATED GROUP FOR THE YEAR ENDED SEPTEMBER 30, 2018
2 APPROVAL, IF APPLICABLE, OF THE Mgmt For For MANAGEMENT OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR 2017 2018
3 EXAMINATION AND APPROVAL, AS THE Mgmt For For CASE MAY BE, OF THE PROPOSAL OF THE BOARD OF DIRECTORS FOR THE APPLICATION OF THE RESULT OF THE FISCAL YEAR, CLOSED ON SEPTEMBER 30, 2018 OF THE INTEGRAL DISTRIBUTION COMPANY LOGISTA HOLDINGS, S.A
4.1 RATIFICATION OF THE APPOINTMENT BY Mgmt For For COOPTION OF THE INDEPENDENT DIRECTOR MR. ALAIN MINC Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 89 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.2 RATIFICATION OF THE APPOINTMENT BY Mgmt For For COOPTATION OF THE INDEPENDENT DIRECTOR MR. JAIME CARVAJAL HOYOS
4.3 RATIFICATION OF APPOINTMENT BY Mgmt For For COOPTATION OF THE PROPRIETARY DIRECTOR MR. AMAL PRAMANIK
4.4 RATIFICATION OF THE APPOINTMENT BY Mgmt For For COOPTATION OF THE PROPRIETARY DIRECTOR MR. JOHN MICHAEL JONES
4.5 RE-ELECTION OF THE PROPRIETARY Mgmt For For DIRECTOR MR. RICHARD GUY HATHAWAY
5 DELEGATION IN THE BOARD OF Mgmt For For DIRECTORS OF THE NECESSARY POWERS TO INTERPRET, COMPLETE, CORRECT, DEVELOP, EXECUTE, FORMALIZE AND REGISTER THE PREVIOUS AGREEMENTS AND THEIR ELEVATION TO PUBLIC, AS WELL AS TO REPLACE THE POWERS GRANTED BY THE GENERAL MEETING
6 CONSULTATIVE VOTING OF THE ANNUAL Mgmt For For REPORT ON REMUNERATION OF THE DIRECTORS OF THE COMPANY FOR THE YEAR 2017 -2018 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 90 of 378 Loomis Sayles Multi-Asset Income Fund CUMMINS INC.
Security: 231021106 Agenda Number: 934957082 Ticker: CMI Meeting Type: Annual ISIN: US2310211063 Meeting Date: 14-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Richard J. Freeland Mgmt For For
3) Election of Director: Robert J. Bernhard Mgmt For For
4) Election of Director: Dr. Franklin R. Chang Mgmt For For Diaz
5) Election of Director: Bruno V. Di Leo Allen Mgmt For For
6) Election of Director: Stephen B. Dobbs Mgmt For For
7) Election of Director: Robert K. Herdman Mgmt For For
8) Election of Director: Alexis M. Herman Mgmt For For
9) Election of Director: Thomas J. Lynch Mgmt For For
10) Election of Director: William I. Miller Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 91 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11) Election of Director: Georgia R. Nelson Mgmt For For
12) Election of Director: Karen H. Quintos Mgmt For For
13) Advisory vote to approve the compensation of Mgmt For For our named executive officers as disclosed in the proxy statement.
14) Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our auditors for 2019.
15) Proposal to approve the Cummins Inc. Mgmt Against Against Employee Stock Purchase Plan, as amended.
16) The shareholder proposal regarding an Shr For Against independent chairman of the board. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 92 of 378 Loomis Sayles Multi-Asset Income Fund CVR ENERGY, INC.
Security: 12662P108 Agenda Number: 934998153 Ticker: CVI Meeting Type: Annual ISIN: US12662P1084 Meeting Date: 30-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Patricia A. Agnello Mgmt Withheld Against
2 Bob G. Alexander Mgmt For For
3 SungHwan Cho Mgmt Withheld Against
4 Jonathan Frates Mgmt Withheld Against
5 Hunter C. Gary Mgmt Withheld Against
6 David L. Lamp Mgmt Withheld Against
7 Stephen Mongillo Mgmt For For
8 James M. Strock Mgmt For For
2. To approve, by a non-binding, advisory vote, Mgmt For For our named executive officer compensation ("Say-on-Pay").
3. To ratify the appointment of Grant Thornton Mgmt For For LLP as CVR Energy's independent registered public accounting firm for 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 93 of 378 Loomis Sayles Multi-Asset Income Fund DAIMLER AG
Security: D1668R123 Agenda Number: 710930163 Ticker: DAI Meeting Type: AGM ISIN: DE0007100000 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT FOLLOWING THE Non-Voting AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END- INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS Non-Voting DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE Non-Voting OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 94 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
CMMT COUNTER PROPOSALS MAY BE Non-Voting SUBMITTED UNTIL 07.05.2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE ADOPTED Non-Voting ANNUAL FINANCIAL STATEMENTS OF DAIMLER AG, THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT FOR DAIMLER AG AND THE GROUP, INCLUDING THE EXPLANATORY REPORT ON THE INFORMATION REQUIRED PURSUANT TO SECTION 289A, SUBSECTION 1 AND SECTION 315A, SUBSECTION 1 OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH), AND THE REPORT OF THE SUPERVISORY BOARD FOR THE 2018 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 95 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 RESOLUTION ON THE ALLOCATION OF Mgmt No vote DISTRIBUTABLE PROFIT
3 RESOLUTION ON RATIFICATION OF Mgmt No vote MANAGEMENT BOARD MEMBERS ACTIONS IN THE 2018 FINANCIAL YEAR
4 RESOLUTION ON RATIFICATION OF Mgmt No vote SUPERVISORY BOARD MEMBERS ACTIONS IN THE 2018 FINANCIAL YEAR
5.1 RESOLUTION ON THE APPOINTMENT OF Mgmt No vote THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS AND THE AUDITOR FOR THE CONSOLIDATED FINANCIAL STATEMENTS: 2019 FINANCIAL YEAR INCLUDING INTERIM FINANCIAL REPORTS
5.2 RESOLUTION ON THE APPOINTMENT OF Mgmt No vote THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS AND THE AUDITOR FOR THE CONSOLIDATED FINANCIAL STATEMENTS: INTERIM FINANCIAL REPORTS FOR THE 2020 FINANCIAL YEAR UNTIL ANNUAL MEETING 2020
6 RESOLUTION ON THE APPROVAL OF THE Mgmt No vote REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MANAGEMENT
7.1 RESOLUTION ON THE ELECTION OF Mgmt No vote MEMBERS OF THE SUPERVISORY BOARD: JOE KAESER
7.2 RESOLUTION ON THE ELECTION OF Mgmt No vote MEMBERS OF THE SUPERVISORY BOARD: DR BERND PISCHETSRIEDER Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 96 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 RESOLUTION ON THE AMENDMENT OF Mgmt No vote ARTICLE 2 OF THE ARTICLES OF INCORPORATION (PURPOSE)
9 RESOLUTION ON THE APPROVAL OF THE Mgmt No vote HIVE-DOWN AND ACQUISITION AGREEMENT FOR THE HIVE-DOWN OF ASSETS AND LIABILITIES TO MERCEDES- BENZ AG AND DAIMLER TRUCK AG Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 97 of 378 Loomis Sayles Multi-Asset Income Fund DAIWA HOUSE INDUSTRY CO.,LTD.
Security: J11508124 Agenda Number: 711271522 Ticker: 1925 Meeting Type: AGM ISIN: JP3505000004 Meeting Date: 25-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Higuchi, Takeo Mgmt For For
2.2 Appoint a Director Yoshii, Keiichi Mgmt For For
2.3 Appoint a Director Ishibashi, Tamio Mgmt For For
2.4 Appoint a Director Kosokabe, Takeshi Mgmt Against Against
2.5 Appoint a Director Tsuchida, Kazuto Mgmt For For
2.6 Appoint a Director Fujitani, Osamu Mgmt Against Against
2.7 Appoint a Director Yamamoto, Makoto Mgmt For For
2.8 Appoint a Director Tanabe, Yoshiaki Mgmt For For
2.9 Appoint a Director Otomo, Hirotsugu Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 98 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Urakawa, Tatsuya Mgmt For For
2.11 Appoint a Director Dekura, Kazuhito Mgmt For For
2.12 Appoint a Director Ariyoshi, Yoshinori Mgmt For For
2.13 Appoint a Director Shimonishi, Keisuke Mgmt For For
2.14 Appoint a Director Kimura, Kazuyoshi Mgmt Against Against
2.15 Appoint a Director Shigemori, Yutaka Mgmt For For
2.16 Appoint a Director Yabu, Yukiko Mgmt For For
3 Appoint a Corporate Auditor Oda, Shonosuke Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For received by Corporate Auditors
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors
7 Approve Details of the Performance-based Mgmt For For Restricted-Share Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 99 of 378 Loomis Sayles Multi-Asset Income Fund DICK'S SPORTING GOODS, INC.
Security: 253393102 Agenda Number: 935003335 Ticker: DKS Meeting Type: Annual ISIN: US2533931026 Meeting Date: 12-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Mark J. Barrenechea Mgmt Withheld Against
1b. Election of Director: Emanuel Chirico Mgmt For For
1c. Election of Director: Allen R. Weiss Mgmt For For
2. Ratification of the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for fiscal 2019.
3. Non-binding advisory vote to approve Mgmt For For compensation of named executive officers, as disclosed in the Company's 2019 proxy statement. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 100 of 378 Loomis Sayles Multi-Asset Income Fund DOMINION ENERGY, INC.
Security: 25746U109 Agenda Number: 934957501 Ticker: D Meeting Type: Annual ISIN: US25746U1097 Meeting Date: 07-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: James A. Bennett Mgmt For For
1b. Election of Director: Helen E. Dragas Mgmt For For
1c. Election of Director: James O. Ellis, Jr. Mgmt For For
1d. Election of Director: Thomas F. Farrell, II Mgmt For For
1e. Election of Director: D. Maybank Hagood Mgmt For For
1f. Election of Director: John W. Harris Mgmt For For
1g. Election of Director: Ronald W. Jibson Mgmt Against Against
1h. Election of Director: Mark J. Kington Mgmt For For
1i. Election of Director: Joseph M. Rigby Mgmt For For
1j. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1k. Election of Director: Robert H. Spilman, Jr. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 101 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Susan N. Story Mgmt Against Against
1m. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For Auditor
3. Advisory Vote on Approval of Executive Mgmt For For Compensation (Say on Pay)
4. Management's Proposal to Amend the Mgmt For For Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock
5. Shareholder Proposal Regarding a Policy to Shr For Against Require an Independent Board Chair Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 102 of 378 Loomis Sayles Multi-Asset Income Fund DOMTAR CORPORATION
Security: 257559203 Agenda Number: 934980865 Ticker: UFS Meeting Type: Annual ISIN: US2575592033 Meeting Date: 08-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Election of nine directors: Giannella Alvarez Mgmt For For
1.2 Robert E. Apple Mgmt For For
1.3 David J. Illingworth Mgmt For For
1.4 Brian M. Levitt Mgmt For For
1.5 David G. Maffucci Mgmt For For
1.6 Pamela B. Strobel Mgmt For For
1.7 Denis Turcotte Mgmt For For
1.8 John D. Williams Mgmt For For
1.9 Mary A. Winston Mgmt For For
2 An advisory vote to approve named executive Mgmt For For officer compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 103 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Corporation's independent public accounting firm for the 2019 fiscal year. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 104 of 378 Loomis Sayles Multi-Asset Income Fund DUKE ENERGY CORPORATION
Security: 26441C204 Agenda Number: 934949326 Ticker: DUK Meeting Type: Annual ISIN: US26441C2044 Meeting Date: 02-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Michael G. Browning Mgmt For For
2 Annette K. Clayton Mgmt For For
3 Theodore F. Craver, Jr. Mgmt For For
4 Robert M. Davis Mgmt For For
5 Daniel R. DiMicco Mgmt For For
6 Lynn J. Good Mgmt For For
7 John T. Herron Mgmt For For
8 William E. Kennard Mgmt For For
9 E. Marie McKee Mgmt For For
10 Charles W. Moorman IV Mgmt For For
11 Marya M. Rose Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 105 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 Carlos A. Saladrigas Mgmt For For
13 Thomas E. Skains Mgmt For For
14 William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Duke Mgmt For For Energy's independent registered public accounting firm for 2019
3. Advisory vote to approve Duke Energy's Mgmt For For named executive officer compensation
4. Shareholder proposal regarding political Shr For Against contributions
5. Shareholder proposal regarding providing an Shr For Against annual report on Duke Energy's lobbying expenses
6. Shareholder proposal regarding a report on Shr Against For mitigating health and climate impacts of coal use
7. Shareholder proposal regarding a report on Shr Against For the costs and benefits of Duke Energy's voluntary environment-related activities Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 106 of 378 Loomis Sayles Multi-Asset Income Fund EASTGROUP PROPERTIES, INC.
Security: 277276101 Agenda Number: 934982732 Ticker: EGP Meeting Type: Annual ISIN: US2772761019 Meeting Date: 23-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director to serve for a one-year Mgmt For For term: D. Pike Aloian
1b. Election of Director to serve for a one-year Mgmt For For term: H.C. Bailey, Jr.
1c. Election of Director to serve for a one-year Mgmt For For term: H. Eric Bolton, Jr.
1d. Election of Director to serve for a one-year Mgmt For For term: Donald F. Colleran
1e. Election of Director to serve for a one-year Mgmt For For term: Hayden C. Eaves III
1f. Election of Director to serve for a one-year Mgmt For For term: David H. Hoster II
1g. Election of Director to serve for a one-year Mgmt For For term: Marshall A. Loeb
1h. Election of Director to serve for a one-year Mgmt For For term: Mary E. McCormick
1i. Election of Director to serve for a one-year Mgmt For For term: Leland R. Speed Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 107 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019.
3. TO APPROVE BY A NON-BINDING Mgmt For For ADVISORY RESOLUTION THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY'S DEFINITIVE PROXY STATEMENT. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 108 of 378 Loomis Sayles Multi-Asset Income Fund EATON CORPORATION PLC
Security: G29183103 Agenda Number: 934942079 Ticker: ETN Meeting Type: Annual ISIN: IE00B8KQN827 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Craig Arnold Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt Against Against
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Michael J. Critelli Mgmt For For
1e. Election of Director: Richard H. Fearon Mgmt Against Against
1f. Election of Director: Arthur E. Johnson Mgmt For For
1g. Election of Director: Olivier Leonetti Mgmt For For
1h. Election of Director: Deborah L. McCoy Mgmt For For
1i. Election of Director: Gregory R. Page Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Gerald B. Smith Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 109 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For executive compensation.
4. Approving a proposal to grant the Board Mgmt For For authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For of the Company to make overseas market purchases of Company shares. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 110 of 378 Loomis Sayles Multi-Asset Income Fund ENAGAS SA
Security: E41759106 Agenda Number: 710593852 Ticker: ENG Meeting Type: OGM ISIN: ES0130960018 Meeting Date: 28-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 EXAMINATION AND APPROVAL, IF Mgmt For For APPLICABLE, OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT REFLECTING THE CHANGES IN THE NET EQUITY OF THE YEAR, STATEMENT OF CASH FLOWS AND MEMORANDUM) AND MANAGEMENT REPORT, CORRESPONDING TO THE FISCAL YEAR 2018 OF BOTH ENAGAS, SA AS OF ITS CONSOLIDATED GROUP
2 APPROVAL OF THE STATEMENT OF Mgmt For For CONSOLIDATED NON-FINANCIAL INFORMATION INCLUDED IN THE ENAGAS GROUPS MANAGEMENT REPORT FOR FISCAL YEAR 2018
3 APPROVAL, WHERE APPROPRIATE, OF Mgmt For For THE PROPOSED APPLICATION OF THE ENAGAS, S.A. CORRESPONDING TO THE FISCAL YEAR 2018
4 APPROVAL, WHERE APPROPRIATE, OF Mgmt For For THE MANAGEMENT OF THE BOARD OF DIRECTORS OF ENAGAS, S.A. CORRESPONDING TO FISCAL YEAR 2018
5 RE-ELECTION OF THE FIRM ERNST AND Mgmt For For YOUNG, S.L. AS ACCOUNT AUDITOR OF ENAGAS, S.A. AND ITS CONSOLIDATED GROUP FOR THE YEARS 2019, 2020 AND 2021 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 111 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.1 RATIFY AND APPOINT MR. SANTIAGO Mgmt For For FERRER COSTA AS DIRECTOR FOR THE STATUTORY PERIOD OF FOUR YEARS. MR. SANTIAGO FERRER COSTA HAS THE STATUS OF PROPRIETARY DIRECTOR AT THE PROPOSAL OF THE STATE SHAREHOLDER OF INDUSTRIAL PARTICIPATIONS (SEPI)
6.2 TO APPOINT DIRECTOR EVA PATRICIA Mgmt For For URBEZ SANZ FOR THE STATUTORY PERIOD OF FOUR YEARS. D EVA PATRICIA URBEZ SANZ WILL HAVE THE STATUS OF INDEPENDENT DIRECTOR
7 APPROVAL FOR THE PURPOSES OF Mgmt For For ARTICLE 529 NOVODECIES OF THE CAPITAL COMPANIES LAW OF THE REMUNERATION POLICY OF THE DIRECTORS FOR THE YEARS 2019, 2020 AND 2021
8 APPROVAL, FOR THE PURPOSES OF Mgmt For For ARTICLE 219 OF THE COMPANIES ACT OF CAPITAL, OF A LONG TERM INCENTIVE PLAN THAT INCLUDES THE DELIVERY OF SHARES, APPLICABLE TO THE EXECUTIVE DIRECTORS, THE MEMBERS OF THE BOARD OF DIRECTORS AND SENIOR MANAGEMENT OF THE COMPANY AND ITS GROUP OF COMPANIES
9 SUBMISSION TO VOTE IN AN ADVISORY Mgmt For For CAPACITY ON THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTORS FOR THE PURPOSES OF ARTICLE 541 OF THE CAPITAL COMPANIES ACT
10 DELEGATION OF POWERS TO Mgmt For For COMPLEMENT, DEVELOP, EXECUTE, CORRECT AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 112 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 29 MAR 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 113 of 378 Loomis Sayles Multi-Asset Income Fund ENCOMPASS HEALTH CORPORATION
Security: 29261A100 Agenda Number: 934944439 Ticker: EHC Meeting Type: Annual ISIN: US29261A1007 Meeting Date: 03-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: John W. Chidsey Mgmt For For
1b. Election of Director: Donald L. Correll Mgmt For For
1c. Election of Director: Yvonne M. Curl Mgmt For For
1d. Election of Director: Charles M. Elson Mgmt For For
1e. Election of Director: Joan E. Herman Mgmt For For
1f. Election of Director: Leo I. Higdon, Jr. Mgmt For For
1g. Election of Director: Leslye G. Katz Mgmt For For
1h. Election of Director: John E. Maupin, Jr. Mgmt For For
1i. Election of Director: Nancy M. Schlichting Mgmt For For
1j. Election of Director: L. Edward Shaw, Jr. Mgmt For For
1k. Election of Director: Mark J. Tarr Mgmt Against Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 114 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019.
3. An advisory vote to approve executive Mgmt For For compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 115 of 378 Loomis Sayles Multi-Asset Income Fund ENDESA SA
Security: E41222113 Agenda Number: 710701067 Ticker: ELE Meeting Type: OGM ISIN: ES0130670112 Meeting Date: 12-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 APPROVE CONSOLIDATED AND Mgmt For For STANDALONE FINANCIAL STATEMENTS
2 APPROVE CONSOLIDATED AND Mgmt For For STANDALONE MANAGEMENT REPORTS
3 APPROVE NON-FINANCIAL INFORMATION Mgmt For For REPORT
4 APPROVE DISCHARGE OF BOARD Mgmt For For
5 APPROVE ALLOCATION OF INCOME AND Mgmt For For DIVIDENDS
6 APPOINT KPMG AUDITORS AS AUDITOR Mgmt For For
7 ELECT JUAN SANCHEZ-CALERO Mgmt For For GUILARTE AS DIRECTOR
8 REELECT HELENA REVOREDO Mgmt For For DELVECCHIO AS DIRECTOR
9 REELECT IGNACIO GARRALDA RUIZ DE Mgmt For For VELASCO AS DIRECTOR
10 REELECT FRANCISCO DE LACERDA AS Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 116 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 REELECT ALBERTO DE PAOLI AS Mgmt Against Against DIRECTOR
12 APPROVE REMUNERATION REPORT Mgmt For For
13 APPROVE REMUNERATION POLICY Mgmt For For
14 APPROVE CASH-BASED LONG-TERM Mgmt For For INCENTIVE PLAN
15 AUTHORIZE BOARD TO RATIFY AND Mgmt For For EXECUTE APPROVED RESOLUTIONS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 117 of 378 Loomis Sayles Multi-Asset Income Fund ENEL S.P.A.
Security: T3679P115 Agenda Number: 711074966 Ticker: ENEL Meeting Type: OGM ISIN: IT0003128367 Meeting Date: 16-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 210065 DUE TO RECEIVED SLATES UNDER RESOLUTION.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT THE ITALIAN Non-Voting LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: HTTPS://MATERIALS.PROXYVOTE.COM/AP PROVED/99999Z/19840101/NPS_389974.P DF
1 ACCEPT FINANCIAL STATEMENTS AND Mgmt For For STATUTORY REPORTS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 AUTHORIZE SHARE REPURCHASE Mgmt For For PROGRAM AND REISSUANCE OF REPURCHASED SHARES Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 118 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT ALTHOUGH THERE Non-Voting ARE 2 SLATES TO BE ELECTED AS INTERNAL AUDITORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF INTERNAL AUDITORS
4.1 PLEASE NOTE THAT THIS RESOLUTION IS Shr For A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS' MEMBER: LIST PRESENTED BY MINISTRY OF ECONOMY AND FINANCE REPRESENTING 23.585PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: -CLAUDIO SOTTORIVA -ROMINA GUGLIELMETTI ALTERNATE AUDITORS: -FRANCESCA DI DONATO -MAURIZIO DE FILIPPO
4.2 PLEASE NOTE THAT THIS RESOLUTION IS Shr No vote A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS' MEMBER: LIST PRESENTED BY ABERDEEN STANDARD INVESTEMENTS - HBOS EUROPEAN FUND, HBOS INTERNATIONAL GROWTH FUND, UNIVERSE THE CMI GLOBAL NETWORK FUND, SWUTM EUROPEAN GROWTH FUND, ABERDEEN STANDARD FUND MANAGERS LIMITED, SWUTM GLOBAL GROWTH FUND, FUNDAMENTAL INDEX GLOBAL EQUITY FUND, ABERDEEN STANDARD FUND MANAGERS LIMITED, UNIVERSE THE CMI GLOBAL NETWORK FUND, ABERDEEN STANDARD FUND MANAGERS LIMITED AND EUROPEAN (EX UK) EQUITY FUND; AMUNDI ASSET MANAGEMENT SGRPA MANAGING THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI OBBLIGAZIONARIO PIU' A DISTRIBUZIONE, AMUNDI RISPARMIO Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 119 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
ITALIA, EUROPEAN EQUITY MARKET PLUS, AMUNDI FUNDS II-GLOBAL EQUITY TARGET INCOME AND AMUNDI FUNDS II- GLOBAL MULTI ASSET; ANIMA SGR S.P.A. MANAGING THE FUNDS: ANIMA GEO ITALIA, ANIMA ITALIA, ANIMA SELEZIONE EUROPA, ANIMA SFORZESCO, ANIMA VISCONTEO, ANIMA POTENZIALE EUROPA AND ANIMA VAL GLOBALE; APG ASSET MANAGEMENT N.V. MANAGING THE FUNDS STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY POOL; ARCA FONDI S.G.R. S.P.A. MANAGING THE FUND ARCA AZIONI ITALIA; BANCOPOSTA FONDI SGR S.P.A.MANAGING THE FUNDS: BANCOPOSTA MIX 1, BANCOPOSTA MIX 2, BANCOPOSTA MIX 3, BANCOPOSTA AZIONARIO INTERNAZIONALE, BANCOPOSTA AZIONARIO EURO AND BANCOPOSTA ORIZZONTE REDDITO; EPSILON SGR S.P.A. MANAGING THE FUNDS: EPSILON ALLOCAZIONE TATTICA APRILE 2020, EPSILON ALLOCAZIONE TATTICA FEBBRAIO 2020, EPSILON ALLOCAZIONE TATTICA GIUGNO 2020, EPSILON ALLOCAZIONE TATTICA NOVEMBRE 2019, EPSILON ALLOCAZIONE TATTICA SETTEMBRE 2019, EPSILON DLONGRUN, EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON FLESSIBILE AZIONI EURO FEBBRAIO 2021, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON MULTIASSET 3 ANNI DICEMBRE 2019, EPSILON MULTIASSET 3 ANNI LUGLIO 2020, EPSILON MULTIASSET 3 ANNI MAGGIO 2020, EPSILON MULTIASSET 3 ANNI MARZO 2020, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON QEQUITY, EPSILON QRETURN, AND EPSILON QVALUE; EURIZON CAPITAL SGR S.P.A.MANAGING THE FUNDS: EURIZON GLOBAL MULTIASSET SELECTION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 120 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
SETTEMBRE 2022, EURIZON RENDITA, EURIZON AZIONI AREA EURO, EURIZON MULTIASSET TREND DICEMBRE 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP SELECTION DICEMBRE 2022, EURIZON TOP SELECTION GENNAIO 2023, EURIZON AZIONI ITALIA, EURIZON TOP SELECTION MARZO 2023, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON DISCIPLINA GLOBALE MARZO 2024; EURIZON FUND - EQUITY ITALY, EURIZON FUND - FLEXIBLE BETA TOTAL RETURN, EURIZON INVESTMENT SICAV - PB EQUITY EUR, EURIZON FUND - EQUITY ABSOLUTE RETURN, EURIZON FUND - EQUITY EUROPE LTE, EURIZON FUND - EQUITY EURO LTE, EURIZON FUND - EQUITY ITALY SMART VOLATILITY AND EURIZON INVESTMENT SICAV - EURO EQUITY INSURANCE CAPITAL LIGHT; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT (IRELAND) - FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A.MANAGING THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA AND PIANO BILANCIATO ITALIA 50, PIANO BILANCIATO ITALIA 30; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING THE FUNDS GENERALI INVESTMENTS SICAV AR MULTI STRATEGIES, GENERALI INVESTMENTS SICAV EURO EQTY CTRL VOLAT, GENERALI INVESTMENTS SICAV GLOBAL EQUITY, GENERALI INVESTMENTS SICAV Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 121 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
EURO EQUITY, GENERALI SMART FUND SICAV PIR EVOLUZ ITALIA, GENERALI SMART FUND SICAV PIR VALORE ITALIA, GENERALI MULTI PORTFOLIO SOLUTIONS SICAV EURO COVERED CALL, GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING THE FUNDS: GIP ALTO INTL AZ AND GEN EURO ACTIONS; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING THE FUNDS: MEDIOLANUM FLESSIBILE FUTURO ITALIA AND MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY AND PRAMERICA SICAV - COMPARTO ITALIAN EQUITY - EURO EQUITY, REPRESENTING 1.7250PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: -GIOVANNI FIORI - BARBARA TADOLINI ALTERNATE AUDITORS: -PIERA VITALI -DAVIDE BARBIERI
5 APPROVE INTERNAL AUDITORS' Mgmt For For REMUNERATION MANAGEMENT PROPOSALS
6 APPROVE AUDITORS AND AUTHORIZE Mgmt For For BOARD TO FIX THEIR REMUNERATION
7 APPROVE LONG-TERM INCENTIVE PLAN Mgmt For For
8 APPROVE REMUNERATION POLICY Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 122 of 378 Loomis Sayles Multi-Asset Income Fund EQUINIX, INC.
Security: 29444U700 Agenda Number: 935002270 Ticker: EQIX Meeting Type: Annual ISIN: US29444U7000 Meeting Date: 30-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Thomas Bartlett Mgmt For For
2 Nanci Caldwell Mgmt For For
3 Gary Hromadko Mgmt For For
4 Scott Kriens Mgmt For For
5 William Luby Mgmt For For
6 Irving Lyons, III Mgmt For For
7 Charles Meyers Mgmt For For
8 Christopher Paisley Mgmt For For
9 Peter Van Camp Mgmt Withheld Against
2. To approve, by a non-binding advisory vote, Mgmt For For the compensation of Equinix's named executive officers. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 123 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve the Equinix French Sub-plan Mgmt For For under Equinix's 2000 Equity Incentive Plan.
4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2019.
5. Stockholder proposal related to political Shr For Against contributions. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 124 of 378 Loomis Sayles Multi-Asset Income Fund EQUITY LIFESTYLE PROPERTIES, INC.
Security: 29472R108 Agenda Number: 934951713 Ticker: ELS Meeting Type: Annual ISIN: US29472R1086 Meeting Date: 30-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Philip Calian Mgmt For For
2 David Contis Mgmt For For
3 Constance Freedman Mgmt For For
4 Thomas Heneghan Mgmt For For
5 Tao Huang Mgmt For For
6 Marguerite Nader Mgmt For For
7 Scott Peppet Mgmt For For
8 Sheli Rosenberg Mgmt For For
9 Samuel Zell Mgmt For For
2. Ratification of the selection of Ernst & Young Mgmt For For LLP as the Company's Independent Registered Public Accounting Firm for 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 125 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Approval on a non-binding, advisory basis of Mgmt For For our executive compensation as disclosed in the Proxy Statement.
4. Amendment of the Company's Charter to Mgmt For For increase from 200,000,000 to 400,000,000 the number of shares of Common Stock the Company is authorized to issue. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 126 of 378 Loomis Sayles Multi-Asset Income Fund EVRAZ PLC
Security: G33090104 Agenda Number: 711133936 Ticker: EVR Meeting Type: AGM ISIN: GB00B71N6K86 Meeting Date: 18-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE DIRECTORS' REPORT Mgmt For For AND THE ACCOUNTS FOR THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018
2 TO APPROVE THE ANNUAL Mgmt Against Against REMUNERATION REPORT SET OUT ON PAGES 120 - 127 OF THE ANNUAL REPORT AND ACCOUNTS 2018
3 TO RE-ELECT ALEXANDER ABRAMOV AS Mgmt Against Against A NON-INDEPENDENT DIRECTOR
4 TO RE-ELECT ALEXANDER FROLOV AS A Mgmt Against Against NON-INDEPENDENT DIRECTOR
5 TO RE-ELECT EUGENE SHVIDLER AS A Mgmt Against Against NON-INDEPENDENT DIRECTOR
6 TO RE-ELECT EUGENE TENENBAUM AS A Mgmt For For NON-INDEPENDENT DIRECTOR
7 TO ELECT LAURIE ARGO AS A Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR
8 TO RE-ELECT KARL GRUBER AS A Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 127 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO RE-ELECT DEBORAH GUDGEON AS A Mgmt Against Against INDEPENDENT NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT ALEXANDER IZOSIMOV AS Mgmt Against Against A INDEPENDENT NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT SIR MICHAEL PEAT AS A Mgmt Against Against INDEPENDENT NON-EXECUTIVE DIRECTOR
12 TO RE-APPOINT ERNST & YOUNG LLP AS Mgmt For For AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS AGM UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
13 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITORS
14 DIRECTORS' AUTHORITY TO ALLOT Mgmt For For SHARES
CMMT PLEASE NOTE THAT THE RESOLUTIONS Non-Voting 15 AND 16 ARE SUBJECT TO THE PASSING OF RESOLUTION 14. THANK YOU
15 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS FOR SHARE ISSUES WHOLLY FOR CASH
16 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS FOR SHARE ISSUES WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 128 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
17 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
18 TO AUTHORISE THE DIRECTORS TO CALL Mgmt For For A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 129 of 378 Loomis Sayles Multi-Asset Income Fund EXTRA SPACE STORAGE INC.
Security: 30225T102 Agenda Number: 934974040 Ticker: EXR Meeting Type: Annual ISIN: US30225T1025 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Election of Director: Kenneth M. Woolley Mgmt Against Against
1.2 Election of Director: Joseph D. Margolis Mgmt Against Against
1.3 Election of Director: Roger B. Porter Mgmt Against Against
1.4 Election of Director: Joseph J. Bonner Mgmt For For
1.5 Election of Director: Ashley Dreier Mgmt Against Against
1.6 Election of Director: Spencer F. Kirk Mgmt Against Against
1.7 Election of Director: Dennis J. Letham Mgmt Against Against
1.8 Election of Director: Diane Olmstead Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as the Company's Independent Registered Public Accounting Firm.
3. Advisory vote on the compensation of the Mgmt For For Company's named executive officers. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 130 of 378 Loomis Sayles Multi-Asset Income Fund EXXON MOBIL CORPORATION
Security: 30231G102 Agenda Number: 934991488 Ticker: XOM Meeting Type: Annual ISIN: US30231G1022 Meeting Date: 29-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page 28) Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 131 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Advisory Vote to Approve Executive Mgmt For For Compensation (page 30)
4. Independent Chairman (page 58) Shr For Against
5. Special Shareholder Meetings (page 59) Shr For Against
6. Board Matrix (page 61) Shr For Against
7. Climate Change Board Committee (page 62) Shr Against For
8. Report on Risks of Gulf Coast Petrochemical Shr For Against Investments (page 64)
9. Report on Political Contributions (page 66) Shr Against For
10. Report on Lobbying (page 67) Shr For Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 132 of 378 Loomis Sayles Multi-Asset Income Fund FABEGE AB
Security: W7888D199 Agenda Number: 710609679 Ticker: FABG Meeting Type: AGM ISIN: SE0011166974 Meeting Date: 02-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN FOR THE Mgmt For For MEETING: JAN LITBORN
3 PREPARATION AND APPROVAL OF Mgmt For For VOTING LIST
4 APPROVAL OF THE AGENDA Mgmt For For
5 ELECTION OF ONE OR TWO PERSONS TO Mgmt For For VERIFY THE MINUTES
6 DETERMINATION OF WHETHER THE Mgmt For For MEETING HAS BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT Non-Voting AND THE AUDITORS' REPORT, AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS AND THE CONSOLIDATED AUDITOR'S REPORT
8.A RESOLUTION REGARDING: THE Mgmt For For ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND CONSOLIDATED BALANCE SHEET Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 133 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8.B RESOLUTION REGARDING: THE Mgmt For For ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET: DIVIDEND OF SEK 2.65 PER SHARE
8.C RESOLUTION REGARDING: DISCHARGE Mgmt For For FROM LIABILITY OF THE BOARD OF DIRECTORS AND THE CHIEF EXECUTIVE OFFICER
8.D RESOLUTION REGARDING: RECORD Mgmt For For DATE SHOULD THE MEETING DECIDE ON DIVIDEND PAYMENT
CMMT PLEASE NOTE THAT RESOLUTIONS 9, 10, Non-Voting 11, 12 AND 13 ARE PROPOSED BY NOMINATING COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING
9 RESOLUTION ON THE NUMBER OF Mgmt For For DIRECTORS AND, IN THIS CONNECTION, A PRESENTATION BY THE NOMINATING COMMITTEE OF ITS WORK: TO APPOINT SEVEN DIRECTORS WITHOUT DEPUTIES
10 DETERMINATION OF REMUNERATION TO Mgmt For For THE BOARD OF DIRECTORS AND AUDITORS
11 ELECTION OF BOARD MEMBERS AND Mgmt For For CHAIRMAN OF THE BOARD: TO RE-ELECT THE ORDINARY DIRECTORS ANETTE ASKLIN, EVA ERIKSSON, MARTHA JOSEFSSON, JAN LITBORN, PAR NUDER, PER-INGEMAR PERSSON AND MATS QVIBERG AND TO RE-ELECT JAN LITBORN AS CHAIRMAN OF THE BOARD Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 134 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 ELECTION OF AUDITORS: TO RE-ELECT Mgmt For For THE REGISTERED AUDITING FIRM OF DELOITTE AB AS AUDITOR, WITH AUTHORIZED PUBLIC ACCOUNTANT KENT AKERLUND AS AUDITOR-IN-CHARGE
13 RESOLUTION ON GUIDELINES FOR THE Mgmt For For PROCEDURE FOR APPOINTING THE NOMINATING COMMITTEE: FOUR OF COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
14 RESOLUTION ON PRINCIPLES FOR Mgmt Against Against REMUNERATION OF COMPANY MANAGEMENT
15 RESOLUTION AUTHORISING THE BOARD Mgmt For For OF DIRECTORS TO DECIDE ON ACQUISITION OF OWN SHARES AND TRANSFER OF SUCH TREASURY SHARES TO OTHER PARTIES
16 OTHER ITEMS Non-Voting
17 CLOSING OF THE MEETING Non-Voting
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME Non-Voting EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 135 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT MARKET RULES REQUIRE DISCLOSURE Non-Voting OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 136 of 378 Loomis Sayles Multi-Asset Income Fund FAURECIA SA
Security: F3445A108 Agenda Number: 711024860 Ticker: EO Meeting Type: MIX ISIN: FR0000121147 Meeting Date: 28-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 14 MAY 2019: PLEASE NOTE THAT THE Non-Voting ACTUAL SECURITY NAME IS "FAURECIA SE". THANK YOU
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 14 MAY 2019: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/042 2/201904221901136.pdf AND https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/051 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 137 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
0/201905101901448.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 - APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018
O.3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND SETTING OF THE DIVIDEND
O.4 STATUTORY AUDITORS' SPECIAL REPORT Mgmt For For ON THE REGULATED AGREEMENTS AND COMMITMENTS - ACKNOWLEDGEMENT OF THE ABSENCE OF A NEW AGREEMENT
O.5 RENEWAL OF THE TERM OF OFFICE OF Mgmt For For ERNST & YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR. NON-RENEWAL AND NON-REPLACEMENT OF AUDITEX AS DEPUTY STATUTORY AUDITOR
O.6 APPOINTMENT OF MAZARS AS A Mgmt For For REPLACEMENT FOR PRICEWATERHOUSECOOPERS AUDIT AS PRINCIPAL STATUTORY AUDITOR. NON- RENEWAL AND NON-REPLACEMENT OF MR. ETIENNE BORIS AS DEPUTY STATUTORY AUDITOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 138 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.7 RATIFICATION OF THE PROVISIONAL Mgmt Against Against APPOINTMENT OF MR. PHILIPPE DE ROVIRA AS DIRECTOR AS A REPLACEMENT FOR MR. JEAN-BAPTISTE CHASSELOUP DE CHATILLON, WHO RESIGNED
O.8 RATIFICATION OF THE PROVISIONAL Mgmt For For APPOINTMENT OF MR. GREGOIRE OLIVIER AS DIRECTOR AND RENEWAL OF HIS TERM OF OFFICE
O.9 APPOINTMENT OF MRS. YAN MEI AS Mgmt For For DIRECTOR
O.10 APPOINTMENT OF MR. PETER MERTENS Mgmt For For AS DIRECTOR
O.11 APPOINTMENT OF MR. DENIS MERCIER Mgmt For For AS DIRECTOR
O.12 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.13 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 139 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.14 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE PAST FINANCIAL YEAR TO MR. MICHEL DE ROSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS
O.15 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE PAST FINANCIAL YEAR TO MR. PATRICK KOLLER AS CHIEF EXECUTIVE OFFICER
O.16 AUTHORIZATION TO BE GRANTED TO THE Mgmt For For BOARD OF DIRECTORS FOR THE COMPANY TO REPURCHASE ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORIZATION, PURPOSES, TERMS AND CONDITIONS, CEILING, SUSPENSION DURING PUBLIC OFFERING PERIODS
O.17 RATIFICATION OF THE TRANSFER OF THE Mgmt For For COMPANY'S REGISTERED OFFICE FROM 2, RUE HENNAPE, 92000 TO 23-27 AVENUE DES CHAMPS-PIERREUX, 92000 NANTERRE
E.18 AUTHORIZATION TO BE GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO CANCEL SHARES REPURCHASED BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORIZATION, CEILING Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 140 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.19 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES GRANTING, WHERE APPLICABLE, ACCESS TO COMMON SHARES OR TO THE ALLOTMENT OF DEBT SECURITIES (OF THE COMPANY OR A DIRECT OR INDIRECT SUBSIDIARY) AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES ( OF THE COMPANY OR A DIRECT OR INDIRECT SUBSIDIARY) WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OR TO INCREASE THE CAPITAL THROUGH CAPITALIZATION OF RESERVES, PROFITS, AND/OR PREMIUMS, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, FRACTIONAL SHARES, OPTION TO OFFER TO THE PUBLIC NON- SUBSCRIBED SECURITIES, SUSPENSION DURING PUBLIC OFFERING PERIODS
E.20 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES GRANTING, WHERE APPLICABLE, ACCESS TO COMMON SHARES OR TO THE ALLOTMENT OF DEBT SECURITIES (OF THE COMPANY OR A DIRECT OR INDIRECT SUBSIDIARY) AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES ( OF THE COMPANY OR A DIRECT OR INDIRECT SUBSIDIARY), WITH CANCELATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC OFFER AND/OR BY REMUNERATION OF SECURITIES IN THE CONTEXT OF A PUBLIC EXCHANGE OFFER, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ISSUE PRICE, OPTION TO LIMIT THE ISSUE TO THE AMOUNT OF SUBSCRIPTIONS OR TO DISTRIBUTE NON-SUBSCRIBED SECURITIES, SUSPENSION DURING PUBLIC OFFERING PERIODS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 141 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.21 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES GRANTING, WHERE APPLICABLE, ACCESS TO COMMON SHARES OR TO THE ALLOTMENT OF DEBT SECURITIES (OF THE COMPANY OR A DIRECT OR INDIRECT SUBSIDIARY) AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES ( OF THE COMPANY OR A DIRECT OR INDIRECT SUBSIDIARY) WITH CANCELATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BY AN OFFER REFERRED TO IN SECTION 2 OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ISSUE PRICE, OPTION TO LIMIT THE AMOUNT OF SUBSCRIPTIONS OR TO DISTRIBUTE NON-SUBSCRIBED SECURITIES, SUSPENSION DURING PUBLIC OFFERING PERIODS
E.22 AUTHORIZATION TO INCREASE THE Mgmt For For ISSUES AMOUNT, SUSPENSION DURING PUBLIC OFFERING
E.23 AUTHORIZATION TO BE GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO ALLOCATE FREE EXISTING SHARES AND/OR SHARES TO BE ISSUED TO SALARIED EMPLOYEES AND/OR CERTAIN CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES OR ECONOMIC INTEREST GROUPINGS, WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT, DURATION OF THE AUTHORIZATION, CEILING, DURATION OF THE ACQUISITION PERIOD PARTICULARLY IN CASE OF INVALIDITY Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 142 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.24 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITH CANCELATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS PLAN PURSUANT TO ARTICLES L.3332-18 AND FOLLOWING THE FRENCH LABOUR CODE, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ISSUE PRICE, POSSIBILITY TO ALLOCATE FREE SHARES PURSUANT TO ARTICLE L.3332-21 OF THE FRENCH LABOUR CODE
E.25 POWERS FOR FORMALITIES Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 143 of 378 Loomis Sayles Multi-Asset Income Fund FIFTH THIRD BANCORP
Security: 316773100 Agenda Number: 934936014 Ticker: FITB Meeting Type: Annual ISIN: US3167731005 Meeting Date: 16-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A Election of Director: Nicholas K. Akins Mgmt For For
1B Election of Director: B. Evan Bayh, III Mgmt For For
1C Election of Director: Jorge L. Benitez Mgmt For For
1D Election of Director: Katherine B. Blackburn Mgmt For For
1E Election of Director: Emerson L. Brumback Mgmt For For
1F Election of Director: Jerry W. Burris Mgmt For For
1G Election of Director: Greg D. Carmichael Mgmt For For
1H Election of Director: C. Bryan Daniels Mgmt For For
1I Election of Director: Thomas H. Harvey Mgmt For For
1J Election of Director: Gary R. Heminger Mgmt Against Against
1K Election of Director: Jewell D. Hoover Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 144 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1L Election of Director: Eileen A. Mallesch Mgmt For For
1M Election of Director: Michael B. McCallister Mgmt For For
1N Election of Director: Marsha C. Williams Mgmt For For
2 Approval of the appointment of the firm of Mgmt For For Deloitte & Touche LLP to serve as the independent external audit firm for the Company for the year 2019
3 An advisory approval of the Company's Mgmt For For executive compensation
4 An advisory vote to determine whether the Mgmt 1 Year For shareholder vote on the compensation of the Company's executives will occur every 1, 2, or 3 years
5 Approval of the Fifth Third Bancorp 2019 Mgmt For For Incentive Compensation Plan Including the Issuance of Shares of Common Stock Authorized Thereunder
6 Approval of an Amendment to the Company's Mgmt For For Articles of Incorporation to Authorize a New Class of Preferred Stock Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 145 of 378 Loomis Sayles Multi-Asset Income Fund FIRST HAWAIIAN INC.
Security: 32051X108 Agenda Number: 934959656 Ticker: FHB Meeting Type: Annual ISIN: US32051X1081 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Matthew J. Cox Mgmt Withheld Against
2 W. Allen Doane Mgmt For For
3 Faye W. Kurren Mgmt For For
4 Robert S. Harrison Mgmt For For
5 Allen B. Uyeda Mgmt Withheld Against
6 Jenai S. Wall Mgmt Withheld Against
7 C. Scott Wo Mgmt For For
2. Ratification of the appointment of Deloitte and Mgmt For For Touche LLP to serve as the independent registered public accounting firm for the year ending December 31, 2019.
3. An advisory vote on the compensation of the Mgmt Against Against Company's named executive officers as disclosed in the proxy statement. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 146 of 378 Loomis Sayles Multi-Asset Income Fund FIRSTENERGY CORP.
Security: 337932107 Agenda Number: 934964594 Ticker: FE Meeting Type: Annual ISIN: US3379321074 Meeting Date: 21-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Michael J. Anderson Mgmt For For
2 Steven J. Demetriou Mgmt For For
3 Julia L. Johnson Mgmt For For
4 Charles E. Jones Mgmt For For
5 Donald T. Misheff Mgmt For For
6 Thomas N. Mitchell Mgmt For For
7 James F. O'Neil III Mgmt For For
8 Christopher D. Pappas Mgmt For For
9 Sandra Pianalto Mgmt For For
10 Luis A. Reyes Mgmt For For
11 Leslie M. Turner Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 147 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratify the Appointment of the Independent Mgmt For For Registered Public Accounting Firm.
3. Approve, on an Advisory Basis, Named Mgmt For For Executive Officer Compensation.
4. Approve a Management Proposal to Amend Mgmt For For the Company's Amended Articles of Incorporation and Amended Code of Regulations to Replace Existing Supermajority Voting Requirements with a Majority Voting Power Threshold.
5. Approve a Management Proposal to Amend Mgmt For For the Company's Amended Articles of Incorporation and Amended Code of Regulations to Implement Majority Voting for Uncontested Director Elections.
6. Approve a Management Proposal to Amend Mgmt For For the Company's Amended Code of Regulations to Implement Proxy Access.
7. Shareholder Proposal Requesting Shr Against For Implementation of Simple Majority Voting. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 148 of 378 Loomis Sayles Multi-Asset Income Fund FOOT LOCKER, INC.
Security: 344849104 Agenda Number: 934982465 Ticker: FL Meeting Type: Annual ISIN: US3448491049 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director to Serve for One-Year Mgmt For For Terms: Maxine Clark
1b. Election of Director to Serve for One-Year Mgmt For For Terms: Alan D. Feldman
1c. Election of Director to Serve for One-Year Mgmt Withheld Against Terms: Richard A. Johnson
1d. Election of Director to Serve for One-Year Mgmt For For Terms: Guillermo G. Marmol
1e. Election of Director to Serve for One-Year Mgmt For For Terms: Matthew M. McKenna
1f. Election of Director to Serve for One-Year Mgmt For For Terms: Steven Oakland
1g. Election of Director to Serve for One-Year Mgmt For For Terms: Ulice Payne, Jr.
1h. Election of Director to Serve for One-Year Mgmt For For Terms: Cheryl Nido Turpin
1i. Election of Director to Serve for One-Year Mgmt For For Terms: Kimberly Underhill
1j. Election of Director to Serve for One-Year Mgmt For For Terms: Dona D. Young Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 149 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory Approval of the Company's Mgmt For For Executive Compensation.
3. Ratification of the Appointment of Mgmt For For Independent Registered Public Accounting Firm. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 150 of 378 Loomis Sayles Multi-Asset Income Fund GENWORTH MI CANADA INC.
Security: 37252B102 Agenda Number: 935025456 Ticker: GMICF Meeting Type: Annual ISIN: CA37252B1022 Meeting Date: 05-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 DIRECTOR
1 Andrea Bolger Mgmt For For
2 Sharon Giffen Mgmt For For
3 Rohit Gupta Mgmt Withheld Against
4 Sidney Horn Mgmt For For
5 Brian Hurley Mgmt Withheld Against
6 Stuart Levings Mgmt Withheld Against
7 Neil Parkinson Mgmt For For
8 Rajinder Singh Mgmt Withheld Against
9 Jerome Upton Mgmt Withheld Against
2 The appointment of KPMG LLP, to serve as Mgmt For For auditors of the Corporation for the ensuing year and the authorization of the Board of Directors of the Corporation to fix the auditors' remuneration as such. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 151 of 378 Loomis Sayles Multi-Asset Income Fund GILEAD SCIENCES, INC.
Security: 375558103 Agenda Number: 934957056 Ticker: GILD Meeting Type: Annual ISIN: US3755581036 Meeting Date: 08-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Jacqueline K. Barton, Mgmt For For Ph.D.
1b. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: Harish M. Manwani Mgmt For For
1f. Election of Director: Daniel P. O'Day Mgmt For For
1g. Election of Director: Richard J. Whitley, M.D. Mgmt For For
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young LLP Mgmt For For by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 152 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve an amendment to Gilead's Mgmt For For Restated Certificate of Incorporation to allow stockholders to act by written consent.
4. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers as presented in the Proxy Statement.
5. To vote on a stockholder proposal, if properly Shr For Against presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director.
6. To vote on a stockholder proposal, if properly Shr Against For presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 153 of 378 Loomis Sayles Multi-Asset Income Fund GRAND CITY PROPERTIES S.A.
Security: L4459Y100 Agenda Number: 711264147 Ticker: GYC Meeting Type: AGM ISIN: LU0775917882 Meeting Date: 26-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 PRESENTATION OF THE MANAGEMENT Non-Voting REPORT OF THE BOARD OF DIRECTORS IN RESPECT OF THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018
2 PRESENTATION OF THE REPORTS OF Non-Voting THE INDEPENDENT AUDITOR OF THE COMPANY IN RESPECT OF THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018
3 THE GENERAL MEETING, AFTER HAVING Mgmt For For REVIEWED THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR OF THE COMPANY, APPROVES THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018 IN THEIR ENTIRETY Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 154 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 THE GENERAL MEETING, AFTER HAVING Mgmt For For REVIEWED THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR OF THE COMPANY, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018 IN THEIR ENTIRETY
5 THE GENERAL MEETING NOTES AND Mgmt For For ACKNOWLEDGES THE STATUTORY NET LOSS OF THE COMPANY IN THE AMOUNT OF EUR 75,001,000 FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018 AND RESOLVES TO CARRY IT FORWARD TO THE NEXT FINANCIAL YEAR
6 THE GENERAL MEETING RESOLVES TO Mgmt For For GRANT DISCHARGE TO EACH OF THE MEMBERS OF THE BOARD OF DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018
7 THE GENERAL MEETING APPROVES THE Mgmt For For RENEWAL OF THE MANDATE OF MRS SIMONE RUNGE-BRANDNER AS INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY WHICH WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2021
8 THE GENERAL MEETING APPROVES THE Mgmt For For RENEWAL OF THE MANDATE OF MR DANIEL MALKIN AS INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY WHICH WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2021 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 155 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 THE GENERAL MEETING APPROVES THE Mgmt For For RENEWAL OF THE MANDATE OF MR REFAEL ZAMIR AS EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY WHICH WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2021
10 THE GENERAL MEETING RESOLVES TO Mgmt For For RENEW THE MANDATE OF KPMG LUXEMBOURG, SOCIETE COOPERATIVE, HAVING ITS REGISTERED OFFICE AT 39, AVENUE JOHN F. KENNEDY, L-1855 LUXEMBOURG, REGISTERED WITH THE RCSL UNDER NUMBER B 149133, AS INDEPENDENT AUDITOR OF THE COMPANY IN RELATION TO THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR A TERM WHICH WILL EXPIRE AT THE END OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY CALLED TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS GROUP FOR THE FINANCIAL YEAR ENDING ON 31 DECEMBER 2019
11 THE GENERAL MEETING, UPON THE Mgmt For For PROPOSAL OF THE BOARD OF DIRECTORS, RESOLVES TO APPROVE THE DISTRIBUTION OF A DIVIDEND FROM THE SHARE PREMIUM ACCOUNT OF THE COMPANY RELATING TO THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2018 IN THE AMOUNT OF EUR 0.7735 (GROSS) PER SHARE FOR THE HOLDERS OF RECORD IN THE SECURITY SETTLEMENT SYSTEMS ON 28 JUNE 2019 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 156 of 378 Loomis Sayles Multi-Asset Income Fund GRANITE REAL ESTATE INVESTMENT TRUST
Security: 387437114 Agenda Number: 935033910 Ticker: GRPU Meeting Type: Annual ISIN: CA3874371147 Meeting Date: 13-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A ELECTION OF TRUSTEES OF GRANITE Mgmt For For REIT PETER AGHAR
1B REMCO DAAL Mgmt For For
1C KEVAN GORRIE Mgmt For For
1D FERN GRODNER Mgmt For For
1E KELLY MARSHALL Mgmt For For
1F AL MAWANI Mgmt For For
1G GERALD MILLER Mgmt For For
1H SHEILA MURRAY Mgmt For For
1I JENNIFER WARREN Mgmt For For
2A ELECTION OF DIRECTORS OF GRANITE Mgmt For For REIT INC. ("GRANITE GP") PETER AGHAR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 157 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2B REMCO DAAL Mgmt For For
2C KEVAN GORRIE Mgmt For For
2D FERN GRODNER Mgmt For For
2E KELLY MARSHALL Mgmt For For
2F AL MAWANI Mgmt For For
2G GERALD MILLER Mgmt For For
2H SHEILA MURRAY Mgmt For For
2I JENNIFER WARREN Mgmt For For
3 THE RE-APPOINTMENT OF DELOITTE LLP, Mgmt For For AS AUDITOR OF GRANITE REIT.
4 THE RE-APPOINTMENT OF DELOITTE LLP, Mgmt For For AS AUDITOR OF GRANITE GP AND AUTHORIZE THE DIRECTORS OF GRANITE GP TO FIX THE AUDITOR'S REMUNERATION. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 158 of 378 Loomis Sayles Multi-Asset Income Fund GREEN REIT PLC
Security: G40968102 Agenda Number: 710191343 Ticker: GN1 Meeting Type: AGM ISIN: IE00BBR67J55 Meeting Date: 07-Dec-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 CONSIDERATION OF THE FINANCIAL Mgmt For For STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITORS
2 CONSIDERATION OF THE REPORT OF Mgmt For For THE REMUNERATION COMMITTEE
3 AUTHORITY TO FIX THE REMUNERATION Mgmt For For OF THE AUDITORS
4.A TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: STEPHEN VERNON
4.B TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: JEROME KENNEDY
4.C TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: GARY KENNEDY
4.D TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: PAT GUNNE
4.E TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: GARY MCGANN
4.F TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: ROSHEEN MCGUCKIAN
5 AUTHORITY TO ALLOT SHARES UP TO Mgmt For For CUSTOMARY LIMITS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 159 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For RIGHTS
7 AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For RIGHTS IN CERTAIN CIRCUMSTANCES
8 AUTHORITY TO MAKE MARKET Mgmt For For PURCHASES OF COMPANY'S OWN SHARES
9 AUTHORITY TO CONTINUE TO Mgmt For For COMPANY'S INVESTMENT STRATEGY
10 AUTHORITY TO AMEND THE COMPANY'S Mgmt For For ARTICLES OF ASSOCIATION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 160 of 378 Loomis Sayles Multi-Asset Income Fund HEMFOSA FASTIGHETER AB (PUBL)
Security: W3993K137 Agenda Number: 709857556 Ticker: HEMF Meeting Type: EGM ISIN: SE0007126115 Meeting Date: 13-Sep-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME Non-Voting EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE Non-Voting OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 161 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 PREPARE AND APPROVE LIST OF Mgmt For For SHAREHOLDERS
4 DESIGNATE INSPECTOR(S) OF MINUTES Mgmt For For OF MEETING
5 ACKNOWLEDGE PROPER CONVENING OF Mgmt For For MEETING
6 APPROVE AGENDA OF MEETING Mgmt For For
7 RESOLUTION ON DISTRIBUTION OF ALL Mgmt For For SHARES IN NYFOSA AB TO THE ORDINARY SHAREHOLDERS IN HEMFOSA
8 CLOSE MEETING Non-Voting
CMMT 03 SEP 2018: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 162 of 378 Loomis Sayles Multi-Asset Income Fund HERSHA HOSPITALITY TRUST
Security: 427825500 Agenda Number: 934992947 Ticker: HT Meeting Type: Annual ISIN: US4278255009 Meeting Date: 30-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Trustee: Hasu P. Shah Mgmt For For
1b. Election of Trustee: Jackson Hsieh Mgmt For For
1c. Election of Trustee: Dianna F. Morgan Mgmt For For
1d. Election of Trustee: John M. Sabin Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For compensation of the named executive officers
3. The approval of an amendment to the 2012 Mgmt For For Equity Incentive Plan
4. The ratification of KPMG LLP as the Mgmt For For Company's independent auditors for the year ending December 31, 2019 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 163 of 378 Loomis Sayles Multi-Asset Income Fund HEWLETT PACKARD ENTERPRISE COMPANY
Security: 42824C109 Agenda Number: 934927522 Ticker: HPE Meeting Type: Annual ISIN: US42824C1099 Meeting Date: 03-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Daniel Ammann Mgmt For For
1b. Election of Director: Michael J. Angelakis Mgmt For For
1c. Election of Director: Pamela L. Carter Mgmt For For
1d. Election of Director: Jean M. Hobby Mgmt For For
1e. Election of Director: Raymond J. Lane Mgmt For For
1f. Election of Director: Ann M. Livermore Mgmt For For
1g. Election of Director: Antonio F. Neri Mgmt For For
1h. Election of Director: Raymond E. Ozzie Mgmt For For
1i. Election of Director: Gary M. Reiner Mgmt For For
1j. Election of Director: Patricia F. Russo Mgmt For For
1k. Election of Director: Lip-Bu Tan Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 164 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Mary Agnes Wilderotter Mgmt For For
2. Ratification of the appointment of the Mgmt For For independent registered public accounting firm for the fiscal year ending October 31, 2019
3. Advisory vote to approve executive Mgmt For For compensation
4. Stockholder proposal related to action by Shr For Against Written Consent of Stockholders Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 165 of 378 Loomis Sayles Multi-Asset Income Fund HILLENBRAND, INC.
Security: 431571108 Agenda Number: 934916480 Ticker: HI Meeting Type: Annual ISIN: US4315711089 Meeting Date: 14-Feb-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Gary L. Collar* Mgmt For For
2 Joy M. Greenway* Mgmt For For
3 F. Joseph Loughrey* Mgmt For For
4 Daniel C. Hillenbrand** Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For the compensation paid by the Company to its Named Executive Officers.
3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 166 of 378 Loomis Sayles Multi-Asset Income Fund HOCHTIEF AG
Security: D33134103 Agenda Number: 710855961 Ticker: HOT Meeting Type: AGM ISIN: DE0006070006 Meeting Date: 07-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT ACCORDING TO GERMAN LAW, IN CASE Non-Voting OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD Non-Voting DATE FOR THIS MEETING IS 16.04.2019, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU
CMMT COUNTER PROPOSALS MAY BE Non-Voting SUBMITTED UNTIL 22.04.2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 167 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED Non-Voting ANNUAL FINANCIAL STATEMENTS OF HOCHTIEF AKTIENGESELLSCHAFT AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2018, THE COMBINED MANAGEMENT REPORT OF HOCHTIEF AKTIENGESELLSCHAFT AND THE GROUP, THE REPORT OF THE SUPERVISORY BOARD FOR 2018, AND THE EXPLANATORY REPORT BY THE EXECUTIVE BOARD ON THE DISCLOSURES PURSUANT TO SECTIONS 289A (1) AND 315A (1) OF THE GERMAN COMMERCIAL CODE (HGB)
2 USE OF UNAPPROPRIATED NET PROFIT: Mgmt For For DIVIDEND OF EUR 4.98 FOR EACH NO- PAR-VALUE SHARE
3 RATIFICATION OF THE ACTS OF THE Mgmt For For MEMBERS OF THE EXECUTIVE BOARD
4 RATIFICATION OF THE ACTS OF THE Mgmt For For MEMBERS OF THE SUPERVISORY BOARD
5 APPOINTMENT OF THE AUDITOR AND Mgmt For For GROUP AUDITOR: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAF T, BERLIN: ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAF T, STUTTGART
6 RESOLUTION TO CREATE AUTHORIZED Mgmt For For CAPITAL, AND TO MAKE RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 168 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 DELETION OF SECTION 20 (3) OF THE Mgmt For For ARTICLES OF ASSOCIATION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 169 of 378 Loomis Sayles Multi-Asset Income Fund HONEYWELL INTERNATIONAL INC.
Security: 438516106 Agenda Number: 934941647 Ticker: HON Meeting Type: Annual ISIN: US4385161066 Meeting Date: 29-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: Jaime Chico Pardo Mgmt For For
1F. Election of Director: D. Scott Davis Mgmt For For
1G. Election of Director: Linnet F. Deily Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: George Paz Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 170 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1L. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Right To Act By Written Consent. Shr Against For
5. Report on Lobbying Payments and Policy. Shr For Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 171 of 378 Loomis Sayles Multi-Asset Income Fund HONGKONG LAND HOLDINGS LTD
Security: G4587L109 Agenda Number: 710889443 Ticker: H78 Meeting Type: AGM ISIN: BMG4587L1090 Meeting Date: 08-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE FINANCIAL Mgmt Against Against STATEMENTS FOR 2018 AND TO DECLARE A FINAL DIVIDEND
2 TO RE-ELECT ADAM KESWICK AS A Mgmt Against Against DIRECTOR
3 TO RE-ELECT ANTHONY NIGHTINGALE AS Mgmt Against Against A DIRECTOR
4 TO RE-ELECT CHRISTINA ONG AS A Mgmt Against Against DIRECTOR
5 TO RE-ELECT LORD SASSOON AS A Mgmt Against Against DIRECTOR
6 TO RE-ELECT MICHAEL WU AS A Mgmt Against Against DIRECTOR
7 TO FIX THE DIRECTORS' FEES Mgmt For For
8 TO RE-APPOINT THE AUDITORS AND TO Mgmt For For AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
9 TO RENEW THE GENERAL MANDATE TO Mgmt For For THE DIRECTORS TO ISSUE NEW SHARES Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 172 of 378 Loomis Sayles Multi-Asset Income Fund HOULIHAN LOKEY, INC.
Security: 441593100 Agenda Number: 934862536 Ticker: HLI Meeting Type: Annual ISIN: US4415931009 Meeting Date: 20-Sep-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Scott J. Adelson Mgmt Withheld Against
2 David A. Preiser Mgmt Withheld Against
3 Robert A. Schriesheim Mgmt Withheld Against
4 Hideto Nishitani Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against compensation of our Named Executive Officers.
3. To provide an advisory, non-binding vote Mgmt 1 Year For regarding the frequency of advisory votes on the compensation of our Named Executive Officers.
4. To ratify the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending March 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 173 of 378 Loomis Sayles Multi-Asset Income Fund HP INC.
Security: 40434L105 Agenda Number: 934933690 Ticker: HPQ Meeting Type: Annual ISIN: US40434L1052 Meeting Date: 23-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Aida M. Alvarez Mgmt For For
1b. Election of Director: Shumeet Banerji Mgmt For For
1c. Election of Director: Robert R. Bennett Mgmt For For
1d. Election of Director: Charles V. Bergh Mgmt For For
1e. Election of Director: Stacy Brown-Philpot Mgmt For For
1f. Election of Director: Stephanie A. Burns Mgmt For For
1g. Election of Director: Mary Anne Citrino Mgmt For For
1h. Election of Director: Yoky Matsuoka Mgmt For For
1i. Election of Director: Stacey Mobley Mgmt For For
1j. Election of Director: Subra Suresh Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 174 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. To ratify the appointment of the independent Mgmt For For registered public accounting firm for the fiscal year ending October 31, 2019
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For executive compensation
4. Stockholder proposal to require HP Inc. to Shr Against For amend its governance documents to require an independent Chairman of the Board if properly presented at the annual meeting Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 175 of 378 Loomis Sayles Multi-Asset Income Fund ILLINOIS TOOL WORKS INC.
Security: 452308109 Agenda Number: 934949314 Ticker: ITW Meeting Type: Annual ISIN: US4523081093 Meeting Date: 03-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Daniel J. Brutto Mgmt For For
1b. Election of Director: Susan Crown Mgmt For For
1c. Election of Director: James W. Griffith Mgmt For For
1d. Election of Director: Jay L. Henderson Mgmt For For
1e. Election of Director: Richard H. Lenny Mgmt For For
1f. Election of Director: E. Scott Santi Mgmt For For
1g. Election of Director: James A. Skinner Mgmt For For
1h. Election of Director: David B. Smith, Jr. Mgmt For For
1i. Election of Director: Pamela B. Strobel Mgmt For For
1j. Election of Director: Kevin M. Warren Mgmt For For
1k. Election of Director: Anre D. Williams Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 176 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of the appointment of Deloitte & Mgmt For For Touche LLP as ITW's independent registered public accounting firm for 2019.
3. Advisory vote to approve compensation of Mgmt For For ITW's named executive officers.
4. A non-binding stockholder proposal, if Shr For Against presented at the meeting, to permit stockholders to act by written consent.
5. A non-binding stockholder proposal, if Shr Against For presented at the meeting, to set Company- wide greenhouse gas emissions targets. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 177 of 378 Loomis Sayles Multi-Asset Income Fund IMPERIAL BRANDS PLC
Security: G4720C107 Agenda Number: 710394379 Ticker: IMB Meeting Type: AGM ISIN: GB0004544929 Meeting Date: 06-Feb-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS REMUNERATION REPORT Mgmt For For
3 TO DECLARE A FINAL DIVIDEND Mgmt For For
4 TO ELECT MS S M CLARK Mgmt For For
5 TO RE-ELECT MRS A J COOPER Mgmt Against Against
6 TO RE-ELECT MRS T M ESPERDY Mgmt For For
7 TO RE-ELECT MR S A C LANGELIER Mgmt For For
8 TO RE-ELECT MR M R PHILLIPS Mgmt Against Against
9 TO RE-ELECT MR S P STANBROOK Mgmt For For
10 TO RE-ELECT MR O R TANT Mgmt Against Against
11 TO RE-ELECT MR M D WILLIAMSON Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 178 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 TO RE-ELECT MRS K WITTS Mgmt For For
13 TO RE-ELECT MR M I WYMAN Mgmt For For
14 REAPPOINTMENT OF AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS LLP
15 REMUNERATION OF AUDITORS Mgmt For For
16 POLITICAL DONATIONS AND Mgmt For For EXPENDITURE
17 AUTHORITY TO ALLOT SECURITIES Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
19 PURCHASE OWN SHARES Mgmt For For
20 NOTICE PERIOD FOR GENERAL Mgmt Against Against MEETINGS
CMMT 04 JAN 2019: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO RECEIPT OF AUDITOR NAME FOR RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 179 of 378 Loomis Sayles Multi-Asset Income Fund INTRUM AB
Security: W4662R106 Agenda Number: 710929564 Ticker: INTRUM Meeting Type: AGM ISIN: SE0000936478 Meeting Date: 26-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME Non-Voting EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE Non-Voting OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 158833 DUE TO RESOLUTION.18 IS A SPLIT VOTING ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 180 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE Mgmt For For MEETING: BJORN KRISTIANSSON, KANTER ADVOKATBYRA
3 PREPARATION AND APPROVAL OF THE Mgmt For For VOTING LIST
4 APPROVAL OF THE AGENDA Mgmt For For
5 ELECTION OF PERSONS TO ATTEST THE Mgmt For For ACCURACY OF THE MINUTES (AND TO COUNT VOTES)
6 DETERMINATION OF WHETHER THE Mgmt For For MEETING HAS BEEN DULY CONVENED
7.A PRESENTATION OF THE BOARD'S AND Non-Voting THE BOARD COMMITTEES' WORK
7.B PRESENTATION BY THE MANAGING Non-Voting DIRECTOR
8 SUBMISSION OF THE ANNUAL ACCOUNTS Non-Voting AND THE AUDITOR'S REPORT, AND CONSOLIDATED ACCOUNTS AND AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS, FOR THE FINANCIAL YEAR 2018
9 RESOLUTION ON ADOPTION OF PROFIT Mgmt For For AND LOSS STATEMENT AND BALANCE SHEET AND CONSOLIDATED PROFIT AND LOSS STATEMENT AND CONSOLIDATED BALANCE SHEET Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 181 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 RESOLUTION ON APPROPRIATION OF Mgmt For For PROFIT: THE BOARD AND THE MANAGING DIRECTOR HAS PROPOSED THAT THE PROFITS IN THE PARENT COMPANY AT THE DISPOSAL OF THE ANNUAL GENERAL MEETING, CONSISTING OF SHARE PREMIUM RESERVE OF SEK 17,441,835,284, FAIR VALUE RESERVE OF SEK -1,163,951,762, RETAINED EARNINGS OF SEK -1,593,942,869 AND THE RESULT FOR THE YEAR OF SEK 1,477,888,542, IN TOTAL AMOUNTING TO SEK 16,161,829,195, IS APPROPRIATED SO THAT SEK 9.50 PER SHARE, IN TOTAL SEK 1,247,267,540, IS DISTRIBUTED TO THE SHAREHOLDERS AND THAT THE REMAINING BALANCE OF SEK 14,914,201,655 IS CARRIED FORWARD. THE BOARD PROPOSES TUESDAY 30 APRIL 2019 AS RECORD DAY. IF THE ANNUAL GENERAL MEETING RESOLVES IN ACCORDANCE WITH THE PROPOSAL, THE DIVIDEND IS EXPECTED TO BE PAID OUT VIA EURO CLEAR SWEDEN AB ON MONDAY 6 MAY 2019
11 RESOLUTION REGARDING DISCHARGE Mgmt For For FROM LIABILITY OF THE MEMBERS OF THE BOARD AND THE MANAGING DIRECTOR FOR THE ADMINISTRATION DURING 2018
CMMT PLEASE NOTE THAT RESOLUTIONS 12 TO Non-Voting 16 ARE PROPOSED BY NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 182 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 DETERMINATION OF THE NUMBER OF Mgmt For For BOARD MEMBERS AND DEPUTY BOARD MEMBERS. IN CONNECTION HERETO, A REPORT ON THE WORK OF THE NOMINATION COMMITTEE: THE BOARD IS PROPOSED TO CONSIST OF NINE (9) BOARD MEMBERS WITH NO DEPUTY BOARD MEMBERS
13 DETERMINATION OF REMUNERATION TO Mgmt For For THE MEMBERS OF THE BOARD AND FEE TO THE AUDITOR
14 ELECTION OF BOARD MEMBERS AND Mgmt For For DEPUTY BOARD MEMBERS AS WELL AS CHAIRMAN OF THE BOARD:IT IS PROPOSED TO RE-ELECT PER E. LARSSON, HANS LARSSON, KRISTOFFER MELINDER, ANDREAS NASVIK, MAGDALENA PERSSON, RAGNHILD WIBORG AND MAGNUS YNGEN AND TO ELECT LIV FIKSDAHL AND ANDRES RUBIO, ALL FOR THE PERIOD UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING. SYNNOVE TRYGG AND FREDRIK TRAGARDH HAVE DECLINED RE-ELECTION. THE NOMINATION COMMITTEE FURTHER PROPOSES TO RE-ELECT PER E. LARSSON AS CHAIRMAN OF THE BOARD AND MAGNUS YNGEN AS THE VICE CHAIRMAN OF THE BOARD, FOR THE PERIOD UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
15 ELECTION OF AUDITOR: ERNST & YOUNG Mgmt For For AB
16 RESOLUTION REGARDING THE Mgmt For For NOMINATION COMMITTEE
17 RESOLUTION REGARDING GUIDELINES Mgmt Against Against FOR REMUNERATION AND OTHER TERMS OF EMPLOYMENT FOR KEY EXECUTIVES Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 183 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
18.A IMPLEMENTATION OF A PERFORMANCE Mgmt For For BASED LONG-TERM INCENTIVE PROGRAM FOR 2019
18.B ACQUISITION OF OWN SHARES Mgmt For For
18.C TRANSFER OF OWN SHARES TO THE Mgmt For For PARTICIPANTS
18.D TRANSFER OF OWN SHARES ON A Mgmt For For REGULATED MARKET
19 RESOLUTION REGARDING Mgmt For For AUTHORIZATION FOR THE BOARD TO RESOLVE ON ACQUISITION AND TRANSFER OF OWN SHARES
20 CONCLUSION OF THE MEETING Non-Voting Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 184 of 378 Loomis Sayles Multi-Asset Income Fund INVINCIBLE INVESTMENT CORPORATION
Security: J2442V103 Agenda Number: 710237745 Ticker: 8963 Meeting Type: EGM ISIN: JP3046190009 Meeting Date: 12-Dec-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Amend Articles to: Update the Structure of Mgmt For For Fee to be received by Asset Management Firm, Approve Minor Revisions
2 Appoint an Executive Director Fukuda, Naoki Mgmt For For
3 Appoint a Substitute Executive Director Mgmt For For Christopher Reed
4.1 Appoint a Supervisory Director Fujimoto, Mgmt For For Hiroyuki
4.2 Appoint a Supervisory Director Tamura, Mgmt For For Yoshihiro Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 185 of 378 Loomis Sayles Multi-Asset Income Fund IRON MOUNTAIN INC.
Security: 46284V101 Agenda Number: 934981158 Ticker: IRM Meeting Type: Annual ISIN: US46284V1017 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Jennifer Allerton Mgmt For For
1b. Election of Director: Ted R. Antenucci Mgmt For For
1c. Election of Director: Pamela M. Arway Mgmt For For
1d. Election of Director: Clarke H. Bailey Mgmt For For
1e. Election of Director: Kent P. Dauten Mgmt For For
1f. Election of Director: Paul F. Deninger Mgmt For For
1g. Election of Director: Monte Ford Mgmt For For
1h. Election of Director: Per-Kristian Halvorsen Mgmt For For
1i. Election of Director: William L. Meaney Mgmt For For
1j. Election of Director: Wendy J. Murdock Mgmt For For
1k. Election of Director: Walter C. Rakowich Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 186 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Alfred J. Verrecchia Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement.
3. The ratification of the selection by the Audit Mgmt For For Committee of Deloitte & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 187 of 378 Loomis Sayles Multi-Asset Income Fund J2 GLOBAL, INC
Security: 48123V102 Agenda Number: 934948211 Ticker: JCOM Meeting Type: Annual ISIN: US48123V1026 Meeting Date: 03-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Election of Director: Richard S. Ressler Mgmt For For
1.2 Election of Director: Douglas Y. Bech Mgmt Against Against
1.3 Election of Director: Robert J. Cresci Mgmt Against Against
1.4 Election of Director: Sarah Fay Mgmt Against Against
1.5 Election of Director: W. Brian Kretzmer Mgmt For For
1.6 Election of Director: Jonathan F. Miller Mgmt For For
1.7 Election of Director: Stephen Ross Mgmt Against Against
1.8 Election of Director: Vivek Shah Mgmt For For
2. To ratify the appointment of BDO USA, LLP to Mgmt For For serve as J2 Global's independent auditors for fiscal 2019.
3. To provide an advisory vote on the Mgmt Against Against compensation of J2 Global' s named executive officers. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 188 of 378 Loomis Sayles Multi-Asset Income Fund JAPAN AIRLINES CO.,LTD.
Security: J25979121 Agenda Number: 711218164 Ticker: 9201 Meeting Type: AGM ISIN: JP3705200008 Meeting Date: 18-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ueki, Yoshiharu Mgmt For For
2.2 Appoint a Director Akasaka, Yuji Mgmt For For
2.3 Appoint a Director Fujita, Tadashi Mgmt For For
2.4 Appoint a Director Kikuyama, Hideki Mgmt For For
2.5 Appoint a Director Shimizu, Shinichiro Mgmt For For
2.6 Appoint a Director Toyoshima, Ryuzo Mgmt For For
2.7 Appoint a Director Gondo, Nobuyoshi Mgmt For For
2.8 Appoint a Director Kobayashi, Eizo Mgmt For For
2.9 Appoint a Director Ito, Masatoshi Mgmt Against Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 189 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Hatchoji, Sonoko Mgmt For For
3 Appoint a Corporate Auditor Saito, Norikazu Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 190 of 378 Loomis Sayles Multi-Asset Income Fund JOHNSON & JOHNSON
Security: 478160104 Agenda Number: 934938638 Ticker: JNJ Meeting Type: Annual ISIN: US4781601046 Meeting Date: 25-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Mark B. McClellan Mgmt For For
1h. Election of Director: Anne M. Mulcahy Mgmt For For
1i. Election of Director: William D. Perez Mgmt For For
1j. Election of Director: Charles Prince Mgmt Against Against
1k. Election of Director: A. Eugene Washington Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 191 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation.
3. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019.
4. Shareholder Proposal - Clawback Disclosure Shr For Against
5. Shareholder Proposal - Executive Shr Against For Compensation and Drug Pricing Risks. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 192 of 378 Loomis Sayles Multi-Asset Income Fund JPMORGAN CHASE & CO.
Security: 46625H100 Agenda Number: 934979088 Ticker: JPM Meeting Type: Annual ISIN: US46625H1005 Meeting Date: 21-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 193 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory resolution to approve executive Mgmt For For compensation
3. Ratification of independent registered public Mgmt For For accounting firm
4. Gender pay equity report Shr Against For
5. Enhance shareholder proxy access Shr Against For
6. Cumulative voting Shr Against For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 194 of 378 Loomis Sayles Multi-Asset Income Fund KDDI CORPORATION
Security: J31843105 Agenda Number: 711222454 Ticker: 9433 Meeting Type: AGM ISIN: JP3496400007 Meeting Date: 19-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Takashi Mgmt Against Against
2.2 Appoint a Director Morozumi, Hirofumi Mgmt For For
2.3 Appoint a Director Takahashi, Makoto Mgmt Against Against
2.4 Appoint a Director Uchida, Yoshiaki Mgmt For For
2.5 Appoint a Director Shoji, Takashi Mgmt For For
2.6 Appoint a Director Muramoto, Shinichi Mgmt For For
2.7 Appoint a Director Mori, Keiichi Mgmt For For
2.8 Appoint a Director Morita, Kei Mgmt For For
2.9 Appoint a Director Amamiya, Toshitake Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 195 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Yamaguchi, Goro Mgmt Against Against
2.11 Appoint a Director Yamamoto, Keiji Mgmt Against Against
2.12 Appoint a Director Nemoto, Yoshiaki Mgmt For For
2.13 Appoint a Director Oyagi, Shigeo Mgmt For For
2.14 Appoint a Director Kano, Riyo Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 196 of 378 Loomis Sayles Multi-Asset Income Fund KERRY PROPERTIES LTD
Security: G52440107 Agenda Number: 710959783
Ticker: 683 Meeting Type: AGM ISIN: BMG524401079 Meeting Date: 21-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/ LISTCONEWS/SEHK/2019/0412/LTN201904 12492.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/ LISTCONEWS/SEHK/2019/0412/LTN201904 12452.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO ADOPT THE AUDITED FINANCIAL Mgmt For For STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2018
2 TO DECLARE A FINAL DIVIDEND FOR THE Mgmt For For YEAR ENDED 31 DECEMBER 2018
3.A TO RE-ELECT MR. BRYAN PALLOP GAW, A Mgmt For For RETIRING DIRECTOR, AS A DIRECTOR
3.B TO RE-ELECT MR. WONG CHI KONG, Mgmt Against Against LOUIS, A RETIRING DIRECTOR, AS A DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 197 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.C TO RE-ELECT MR. CHANG TSO TUNG, Mgmt Against Against STEPHEN, A RETIRING DIRECTOR, AS A DIRECTOR
4 TO FIX DIRECTORS' FEES Mgmt For For
5 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION
6.A TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION
6.B TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION
6.C TO EXTEND, CONDITIONAL UPON THE Mgmt Against Against ABOVE RESOLUTION 6B BEING DULY PASSED, THE GENERAL MANDATE TO ALLOT SHARES BY ADDING THE AGGREGATE AMOUNT OF THE REPURCHASED SHARES TO THE 20% GENERAL MANDATE Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 198 of 378 Loomis Sayles Multi-Asset Income Fund KERRY PROPERTIES LTD
Security: G52440107 Agenda Number: 711119621 Ticker: Meeting Type: SGM ISIN: BMG524401079 Meeting Date: 31-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/ LISTCONEWS/SEHK/2019/0502/LTN201905 021271.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/ LISTCONEWS/SEHK/2019/0502/LTN201905 021079.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO CONFIRM, RATIFY AND APPROVE THE Mgmt For For SALE AND PURCHASE AGREEMENTS AND THE TRANSACTIONS (BOTH AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 3 MAY 2019) AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTIONS AS IT CONSIDERS NECESSARY OR DESIRABLE TO IMPLEMENT AND GIVE EFFECT TO THE SALE AND PURCHASE AGREEMENTS AND THE TRANSACTIONS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 199 of 378 Loomis Sayles Multi-Asset Income Fund KINDER MORGAN, INC.
Security: 49456B101 Agenda Number: 934959668 Ticker: KMI Meeting Type: Annual ISIN: US49456B1017 Meeting Date: 08-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Richard D. Kinder Mgmt For For
1b. Election of Director: Steven J. Kean Mgmt For For
1c. Election of Director: Kimberly A. Dang Mgmt For For
1d. Election of Director: Ted A. Gardner Mgmt For For
1e. Election of Director: Anthony W. Hall, Jr. Mgmt For For
1f. Election of Director: Gary L. Hultquist Mgmt For For
1g. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For
1h. Election of Director: Deborah A. Macdonald Mgmt For For
1i. Election of Director: Michael C. Morgan Mgmt For For
1j. Election of Director: Arthur C. Reichstetter Mgmt For For
1k. Election of Director: Fayez Sarofim Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 200 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: C. Park Shaper Mgmt For For
1m. Election of Director: William A. Smith Mgmt For For
1n. Election of Director: Joel V. Staff Mgmt For For
1o. Election of Director: Robert F. Vagt Mgmt For For
1p. Election of Director: Perry M. Waughtal Mgmt For For
2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019
3. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers, as disclosed in the Proxy Statement Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 201 of 378 Loomis Sayles Multi-Asset Income Fund KLA-TENCOR CORPORATION
Security: 482480100 Agenda Number: 934879593 Ticker: KLAC Meeting Type: Annual ISIN: US4824801009 Meeting Date: 07-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Edward W. Barnholt Mgmt For For
1b. Election of Director: Robert M. Calderoni Mgmt For For
1c. Election of Director: John T. Dickson Mgmt For For
1d. Election of Director: Emiko Higashi Mgmt For For
1e. Election of Director: Kevin J. Kennedy Mgmt For For
1f. Election of Director: Gary B. Moore Mgmt For For
1g. Election of Director: Kiran M. Patel Mgmt For For
1h. Election of Director: Ana G. Pinczuk Mgmt For For
1i. Election of Director: Robert A. Rango Mgmt For For
1j. Election of Director: Richard P. Wallace Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 202 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019.
3. Approval on a non-binding, advisory basis of Mgmt For For our named executive officer compensation.
4. Adoption of our Amended and Restated 2004 Mgmt For For Equity Incentive Plan. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 203 of 378 Loomis Sayles Multi-Asset Income Fund KOHL'S CORPORATION
Security: 500255104 Agenda Number: 934951547 Ticker: KSS Meeting Type: Annual ISIN: US5002551043 Meeting Date: 15-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Peter Boneparth Mgmt For For
1b. Election of Director: Steven A. Burd Mgmt For For
1c. Election of Director: H. Charles Floyd Mgmt For For
1d. Election of Director: Michelle Gass Mgmt For For
1e. Election of Director: Jonas Prising Mgmt For For
1f. Election of Director: John E. Schlifske Mgmt For For
1g. Election of Director: Adrianne Shapira Mgmt For For
1h. Election of Director: Frank V. Sica Mgmt For For
1i. Election of Director: Stephanie A. Streeter Mgmt For For
1j. Election of Director: Stephen E. Watson Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 204 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratify Appointment of Ernst & Young LLP as Mgmt For For our Independent Registered Public Accounting Firm for the Fiscal Year Ending February 1, 2020.
3. Advisory Vote on Approval of the Mgmt For For Compensation of our Named Executive Officers.
4. Shareholder Proposal: Political Disclosure Shr For Against Shareholder Resolution.
5. Shareholder Proposal: Vendor Policy Shr Against For Regarding Oversight on Animal Welfare. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 205 of 378 Loomis Sayles Multi-Asset Income Fund LEIDOS HOLDINGS, INC.
Security: 525327102 Agenda Number: 934942601 Ticker: LDOS Meeting Type: Annual ISIN: US5253271028 Meeting Date: 26-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Gregory R. Dahlberg Mgmt Against Against
1b. Election of Director: David G. Fubini Mgmt For For
1c. Election of Director: Miriam E. John Mgmt For For
1d. Election of Director: Frank Kendall III Mgmt For For
1e. Election of Director: Robert C. Kovarik, Jr. Mgmt For For
1f. Election of Director: Harry M.J. Kraemer, Jr. Mgmt For For
1g. Election of Director: Roger A. Krone Mgmt Against Against
1h. Election of Director: Gary S. May Mgmt For For
1i. Election of Director: Surya N. Mohapatra Mgmt For For
1j. Election of Director: Lawrence C. Nussdorf Mgmt For For
1k. Election of Director: Robert S. Shapard Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 206 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Susan M. Stalnecker Mgmt For For
1m. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For compensation.
3. Stockholder proposal regarding simple Shr For Against majority vote.
4. The ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 3, 2020. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 207 of 378 Loomis Sayles Multi-Asset Income Fund LIFE STORAGE, INC.
Security: 53223X107 Agenda Number: 934995210 Ticker: LSI Meeting Type: Annual ISIN: US53223X1072 Meeting Date: 30-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Mark G. Barberio Mgmt For For
2 Joseph V. Saffire Mgmt For For
3 Charles E. Lannon Mgmt Withheld Against
4 Stephen R. Rusmisel Mgmt Withheld Against
5 Arthur L. Havener, Jr. Mgmt Withheld Against
6 Carol Hansell Mgmt For For
7 Dana Hamilton Mgmt Withheld Against
8 Edward J. Pettinella Mgmt Withheld Against
9 David L. Rogers Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 208 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Proposal to amend the Bylaws of the Mgmt Against Against Company.
4. Proposal to amend and restate the Mgmt For For Company's 2009 Outside Directors' Stock Option and Award Plan.
5. Proposal to approve the compensation of the Mgmt For For Company's executive officers. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 209 of 378 Loomis Sayles Multi-Asset Income Fund LINK REAL ESTATE INVESTMENT TRUST
Security: Y5281M111 Agenda Number: 709679495 Ticker: Meeting Type: AGM ISIN: HK0823032773 Meeting Date: 25-Jul-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/0621/LTN20180621 547.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/0621/LTN20180621 539.PDF
3.1 TO RE-ELECT MR NICHOLAS CHARLES Mgmt For For ALLEN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR
3.2 TO RE-ELECT MS POH LEE TAN AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR
3.3 TO RE-ELECT MR PETER TSE PAK WING Mgmt For For AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR
3.4 TO RE-ELECT MR IAN KEITH GRIFFITHS Mgmt For For AS A NON-EXECUTIVE DIRECTOR
4.1 TO RE-ELECT MR CHRISTOPHER JOHN Mgmt For For BROOKE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 210 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 TO GRANT A GENERAL MANDATE TO THE Mgmt For For MANAGER TO BUY BACK UNITS OF LINK
6.1 TO APPROVE THE TRUST DEED Mgmt For For DISTRIBUTION FORMULA AMENDMENT RELATING TO UNREALISED PROPERTY REVALUATION LOSSES
6.2 TO APPROVE THE TRUST DEED Mgmt For For DISTRIBUTION FORMULA AMENDMENT RELATING TO GOODWILL IMPAIRMENT
6.3 TO APPROVE THE TRUST DEED Mgmt For For DISTRIBUTION FORMULA AMENDMENT RELATING TO FAIR VALUE LOSSES ON FINANCIAL INSTRUMENTS
6.4 TO APPROVE THE TRUST DEED Mgmt For For DISTRIBUTION FORMULA AMENDMENT RELATING TO DEPRECIATION AND/OR AMORTISATION
6.5 TO APPROVE THE TRUST DEED Mgmt For For DISTRIBUTION FORMULA AMENDMENT RELATING TO GAINS ON DISPOSAL OF SPECIAL PURPOSE VEHICLES OF LINK
7 TO APPROVE THE TRUST DEED Mgmt For For EXPANDED INVESTMENT SCOPE REGARDING RELEVANT INVESTMENTS AND THE RELEVANT INVESTMENTS AMENDMENTS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 211 of 378 Loomis Sayles Multi-Asset Income Fund LOWE'S COMPANIES, INC.
Security: 548661107 Agenda Number: 934988493 Ticker: LOW Meeting Type: Annual ISIN: US5486611073 Meeting Date: 31-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Raul Alvarez Mgmt For For
2 David H. Batchelder Mgmt For For
3 Angela F. Braly Mgmt For For
4 Sandra B. Cochran Mgmt Withheld Against
5 Laurie Z. Douglas Mgmt For For
6 Richard W. Dreiling Mgmt For For
7 Marvin R. Ellison Mgmt For For
8 James H. Morgan Mgmt For For
9 Brian C. Rogers Mgmt For For
10 Bertram L. Scott Mgmt For For
11 Lisa W. Wardell Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 212 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For executive officer compensation in fiscal 2018.
3. Ratification of the appointment of Deloitte & Mgmt For For Touche LLP as Lowe's independent registered public accounting firm for fiscal 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 213 of 378 Loomis Sayles Multi-Asset Income Fund LYONDELLBASELL INDUSTRIES N.V.
Security: N53745100 Agenda Number: 935028589 Ticker: LYB Meeting Type: Annual ISIN: NL0009434992 Meeting Date: 31-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Jacques Aigrain Mgmt For For
1b. Election of Director: Lincoln Benet Mgmt For For
1c. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1d. Election of Director: Robin Buchanan Mgmt For For
1e. Election of Director: Stephen Cooper Mgmt For For
1f. Election of Director: Nance Dicciani Mgmt For For
1g. Election of Director: Claire Farley Mgmt For For
1h. Election of Director: Isabella (Bella) Goren Mgmt For For
1i. Election of Director: Michael Hanley Mgmt For For
1j. Election of Director: Albert Manifold Mgmt For For
1k. Election of Director: Bhavesh (Bob) Patel Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 214 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Rudy van der Meer Mgmt For For
2. Discharge of Executive Director and Members Mgmt For For of the (Prior) Management Board from Liability.
3. Discharge of Non-Executive Directors and Mgmt For For Members of the (Prior) Supervisory Board from Liability.
4. Adoption of 2018 Dutch Statutory Annual Mgmt For For Accounts.
5. Appointment of PricewaterhouseCoopers Mgmt For For Accountants N.V. as the Auditor of our 2019 Dutch Statutory Annual Accounts.
6. Ratification of PricewaterhouseCoopers LLP Mgmt For For as our Independent Registered Public Accounting Firm.
7. Advisory Vote Approving Executive Mgmt For For Compensation (Say-on-Pay).
8. Ratification and Approval of Dividends. Mgmt For For
9. Authorization to Conduct Share Repurchases. Mgmt For For
10. Amendment of Long Term Incentive Plan. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 215 of 378 Loomis Sayles Multi-Asset Income Fund MARATHON PETROLEUM CORPORATION
Security: 56585A102 Agenda Number: 934865417 Ticker: MPC Meeting Type: Special ISIN: US56585A1025 Meeting Date: 24-Sep-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. To approve the issuance of shares of MPC Mgmt For For common stock in connection with the merger as contemplated by the Agreement and Plan of Merger, dated as of April 29, 2018, among Andeavor, MPC, Mahi Inc. and Mahi LLC, as such agreement may be amended from time to time.
2. To approve an amendment to the company's Mgmt For For Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of MPC common stock from one billion to two billion.
3. To approve an amendment to the company's Mgmt For For Restated Certificate of Incorporation, as amended, to increase the maximum number of directors authorized to serve on the MPC board of directors from 12 to 14.
4. To adjourn the special meeting, if reasonably Mgmt For For necessary, to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 216 of 378 Loomis Sayles Multi-Asset Income Fund MARATHON PETROLEUM CORPORATION
Security: 56585A102 Agenda Number: 934941976 Ticker: MPC Meeting Type: Annual ISIN: US56585A1025 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Class II Director: Evan Bayh Mgmt For For
1b. Election of Class II Director: Charles E. Bunch Mgmt For For
1c. Election of Class II Director: Edward G. Mgmt For For Galante
1d. Election of Class II Director: Kim K.W. Rucker Mgmt Against Against
2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the company's independent auditor for 2019.
3. Approval, on an advisory basis, of the Mgmt For For company's named executive officer compensation.
4. Shareholder proposal seeking a shareholder Shr For Against right to action by written consent.
5. Shareholder proposal seeking an Shr For Against independent chairman policy. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 217 of 378 Loomis Sayles Multi-Asset Income Fund MARUBENI CORPORATION
Security: J39788138 Agenda Number: 711222339 Ticker: 8002 Meeting Type: AGM ISIN: JP3877600001 Meeting Date: 21-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kokubu, Fumiya Mgmt For For
1.2 Appoint a Director Kakinoki, Masumi Mgmt Against Against
1.3 Appoint a Director Matsumura, Yukihiko Mgmt Against Against
1.4 Appoint a Director Takahara, Ichiro Mgmt For For
1.5 Appoint a Director Yabe, Nobuhiro Mgmt For For
1.6 Appoint a Director Miyata, Hirohisa Mgmt For For
1.7 Appoint a Director Kitabata, Takao Mgmt For For
1.8 Appoint a Director Takahashi, Kyohei Mgmt For For
1.9 Appoint a Director Fukuda, Susumu Mgmt For For
1.10 Appoint a Director Okina, Yuri Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 218 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 Appoint a Corporate Auditor Minami, Hikaru Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 219 of 378 Loomis Sayles Multi-Asset Income Fund MASTERCARD INCORPORATED
Security: 57636Q104 Agenda Number: 935017233 Ticker: MA Meeting Type: Annual ISIN: US57636Q1040 Meeting Date: 25-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of director: Richard Haythornthwaite Mgmt For For
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: David R. Carlucci Mgmt For For
1d. Election of director: Richard K. Davis Mgmt For For
1e. Election of director: Steven J. Freiberg Mgmt For For
1f. Election of director: Julius Genachowski Mgmt For For
1g. Election of director: Choon Phong Goh Mgmt For For
1h. Election of director: Merit E. Janow Mgmt For For
1i. Election of director: Oki Matsumoto Mgmt Against Against
1j. Election of director: Youngme Moon Mgmt For For
1k. Election of director: Rima Qureshi Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 220 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of director: José Octavio Reyes Mgmt For For Lagunes
1m. Election of director: Gabrielle Sulzberger Mgmt For For
1n. Election of director: Jackson Tai Mgmt For For
1o. Election of director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For compensation
3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019
4. Consideration of a stockholder proposal on Shr Against For gender pay gap
5. Consideration of a stockholder proposal on Shr Against For creation of a human rights committee Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 221 of 378 Loomis Sayles Multi-Asset Income Fund MAXIM INTEGRATED PRODUCTS, INC.
Security: 57772K101 Agenda Number: 934880142 Ticker: MXIM Meeting Type: Annual ISIN: US57772K1016 Meeting Date: 08-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: William P. Sullivan Mgmt For For
1b. Election of Director: Tunc Doluca Mgmt For For
1c. Election of Director: Tracy C. Accardi Mgmt For For
1d. Election of Director: James R. Bergman Mgmt Against Against
1e. Election of Director: Joseph R. Bronson Mgmt For For
1f. Election of Director: Robert E. Grady Mgmt For For
1g. Election of Director: William D. Watkins Mgmt For For
1h. Election of Director: MaryAnn Wright Mgmt For For
2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Maxim Integrated's independent registered public accounting firm for the fiscal year ending June 29, 2019.
3. Advisory vote to approve named executive Mgmt For For officer compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 222 of 378 Loomis Sayles Multi-Asset Income Fund MEDTRONIC PLC
Security: G5960L103 Agenda Number: 934889215 Ticker: MDT Meeting Type: Annual ISIN: IE00BTN1Y115 Meeting Date: 07-Dec-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Richard H. Anderson Mgmt For For
1b. Election of Director: Craig Arnold Mgmt For For
1c. Election of Director: Scott C. Donnelly Mgmt For For
1d. Election of Director: Randall J. Hogan III Mgmt For For
1e. Election of Director: Omar Ishrak Mgmt For For
1f. Election of Director: Michael O. Leavitt Mgmt For For
1g. Election of Director: James T. Lenehan Mgmt For For
1h. Election of Director: Elizabeth Nabel, M.D. Mgmt For For
1i. Election of Director: Denise M. O'Leary Mgmt For For
1j. Election of Director: Kendall J. Powell Mgmt Against Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 223 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. To ratify, in a non-binding vote, the re- Mgmt For For appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration.
3. To approve in a non-binding advisory vote, Mgmt For For named executive officer compensation (a "Say-on-Pay" vote). Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 224 of 378 Loomis Sayles Multi-Asset Income Fund MERCK & CO., INC.
Security: 58933Y105 Agenda Number: 934988328 Ticker: MRK Meeting Type: Annual ISIN: US58933Y1055 Meeting Date: 28-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt For For
1c. Election of Director: Mary Ellen Coe Mgmt For For
1d. Election of Director: Pamela J. Craig Mgmt For For
1e. Election of Director: Kenneth C. Frazier Mgmt For For
1f. Election of Director: Thomas H. Glocer Mgmt For For
1g. Election of Director: Rochelle B. Lazarus Mgmt For For
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Inge G. Thulin Mgmt For For
1k. Election of Director: Wendell P. Weeks Mgmt Against Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 225 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers.
3. Proposal to adopt the 2019 Incentive Stock Mgmt For For Plan.
4. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2019.
5. Shareholder proposal concerning an Shr For Against independent board chairman.
6. Shareholder proposal concerning executive Shr Against For incentives and stock buybacks.
7. Shareholder proposal concerning drug Shr Against For pricing. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 226 of 378 Loomis Sayles Multi-Asset Income Fund MERCURY NZ LTD
Security: Q60770106 Agenda Number: 709938976 Ticker: Meeting Type: AGM ISIN: NZMRPE0001S2 Meeting Date: 28-Sep-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RE-ELECT KEITH SMITH AS A Mgmt Against Against DIRECTOR
2 TO RE-ELECT PRUE FLACKS AS A Mgmt For For DIRECTOR
3 TO RE-ELECT MIKE TAITOKO AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 227 of 378 Loomis Sayles Multi-Asset Income Fund METLIFE, INC.
Security: 59156R108 Agenda Number: 935015277 Ticker: MET Meeting Type: Annual ISIN: US59156R1086 Meeting Date: 18-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Cheryl W. Grisé Mgmt For For
1b. Election of Director: Carlos M. Gutierrez Mgmt For For
1c. Election of Director: Gerald L. Hassell Mgmt For For
1d. Election of Director: David L. Herzog Mgmt For For
1e. Election of Director: R. Glenn Hubbard, Ph.D. Mgmt For For
1f. Election of Director: Edward J. Kelly, III Mgmt For For
1g. Election of Director: William E. Kennard Mgmt For For
1h. Election of Director: Michel A. Khalaf Mgmt For For
1i. Election of Director: James M. Kilts Mgmt For For
1j. Election of Director: Catherine R. Kinney Mgmt For For
1k. Election of Director: Diana McKenzie Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 228 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Denise M. Morrison Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as MetLife, Inc.'s Independent Auditor for 2019
3. Advisory (non-binding) vote to approve the Mgmt For For compensation paid to MetLife, Inc.'s Named Executive Officers Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 229 of 378 Loomis Sayles Multi-Asset Income Fund MICRO FOCUS INTERNATIONAL PLC
Security: G6117L186 Agenda Number: 710861736 Ticker: MCRO Meeting Type: OGM ISIN: GB00BD8YWM01 Meeting Date: 29-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO AMEND THE ARTICLES OF Mgmt For For ASSOCIATION OF THE COMPANY IN CONNECTION WITH THE B SHARE SCHEME AND SHARE CAPITAL CONSOLIDATION AND TO AUTHORISE THE DIRECTORS TO EFFECT THE B SHARE SCHEME AND SHARE CAPITAL CONSOLIDATION
CMMT 03 APR 2019: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 230 of 378 Loomis Sayles Multi-Asset Income Fund MICROSOFT CORPORATION
Security: 594918104 Agenda Number: 934884544 Ticker: MSFT Meeting Type: Annual ISIN: US5949181045 Meeting Date: 28-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 231 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For officer compensation
3. Ratification of Deloitte & Touche LLP as our Mgmt For For independent auditor for fiscal year 2019 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 232 of 378 Loomis Sayles Multi-Asset Income Fund MITSUBISHI CORPORATION
Security: J43830116 Agenda Number: 711218063 Ticker: 8058 Meeting Type: AGM ISIN: JP3898400001 Meeting Date: 21-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Kobayashi, Ken Mgmt Against Against
3.2 Appoint a Director Kakiuchi, Takehiko Mgmt Against Against
3.3 Appoint a Director Nishiura, Kanji Mgmt For For
3.4 Appoint a Director Masu, Kazuyuki Mgmt Against Against
3.5 Appoint a Director Yoshida, Shinya Mgmt For For
3.6 Appoint a Director Murakoshi, Akira Mgmt For For
3.7 Appoint a Director Sakakida, Masakazu Mgmt For For
3.8 Appoint a Director Takaoka, Hidenori Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 233 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Nishiyama, Akihiko Mgmt For For
3.10 Appoint a Director Oka, Toshiko Mgmt For For
3.11 Appoint a Director Saiki, Akitaka Mgmt For For
3.12 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt For For
3.13 Appoint a Director Miyanaga, Shunichi Mgmt For For
4 Appoint a Corporate Auditor Hirano, Hajime Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Details of the Compensation to be Mgmt For For received by Directors
7 Approve Adoption of the Medium and Long- Mgmt For For term Share Price-Linked Stock Compensation to be received by Directors
8 Approve Details of the Compensation to be Mgmt For For received by Corporate Auditors Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 234 of 378 Loomis Sayles Multi-Asset Income Fund MOLSON COORS BREWING CO.
Security: 60871R209 Agenda Number: 934975927 Ticker: TAP Meeting Type: Annual ISIN: US60871R2094 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Roger G. Eaton Mgmt Withheld Against
2 Charles M. Herington Mgmt Withheld Against
3 H. Sanford Riley Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers (Say-on-Pay). Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 235 of 378 Loomis Sayles Multi-Asset Income Fund NATIONAL FUEL GAS COMPANY
Security: 636180101 Agenda Number: 934921811 Ticker: NFG Meeting Type: Annual ISIN: US6361801011 Meeting Date: 07-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 David C. Carroll Mgmt No vote
2 Steven C. Finch Mgmt No vote
3 Joseph N. Jaggers Mgmt No vote
4 David F. Smith Mgmt No vote
2. Advisory approval of named executive officer Mgmt For For compensation
3. Approval of the amended and restated 2010 Mgmt Against Against Equity Compensation Plan
4. Approval of the amended and restated 2009 Mgmt For For Non-Employee Director Equity Compensation Plan
5. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2019 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 236 of 378 Loomis Sayles Multi-Asset Income Fund NATIONAL RETAIL PROPERTIES, INC.
Security: 637417106 Agenda Number: 934969227 Ticker: NNN Meeting Type: Annual ISIN: US6374171063 Meeting Date: 14-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Pamela K. M. Beall Mgmt For For
2 Steven D. Cosler Mgmt For For
3 Don DeFosset Mgmt For For
4 David M. Fick Mgmt For For
5 Edward J. Fritsch Mgmt For For
6 Kevin B. Habicht Mgmt Withheld Against
7 Betsy D. Holden Mgmt For For
8 Sam L. Susser Mgmt For For
9 Julian E. Whitehurst Mgmt For For
2. Advisory vote to approve executive Mgmt For For compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 237 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Ratification of the selection of the Mgmt For For independent registered public accounting firm for 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 238 of 378 Loomis Sayles Multi-Asset Income Fund NATIONAL STORAGE AFFILIATES TRUST
Security: 637870106 Agenda Number: 934982516 Ticker: NSA Meeting Type: Annual ISIN: US6378701063 Meeting Date: 23-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Trustee: Arlen D. Nordhagen Mgmt For For
1b. Election of Trustee: George L. Chapman Mgmt For For
1c. Election of Trustee: Paul W. Hylbert, Jr. Mgmt For For
1d. Election of Trustee: Chad L. Meisinger Mgmt For For
1e. Election of Trustee: Steven G. Osgood Mgmt For For
1f. Election of Trustee: Dominic M. Palazzo Mgmt For For
1g. Election of Trustee: Rebecca L. Steinfort Mgmt For For
1h. Election of Trustee: Mark Van Mourick Mgmt For For
1i. Election of Trustee: J. Timothy Warren Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 239 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Shareholder advisory vote (non-binding) on Mgmt For For the executive compensation of the Company's Named Executive Officers as more fully described in the Proxy Statement. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 240 of 378 Loomis Sayles Multi-Asset Income Fund NETAPP, INC
Security: 64110D104 Agenda Number: 934860657 Ticker: NTAP Meeting Type: Annual ISIN: US64110D1046 Meeting Date: 13-Sep-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: T. Michael Nevens Mgmt Against Against
1b. Election of Director: Gerald Held Mgmt For For
1c. Election of Director: Kathryn M. Hill Mgmt Against Against
1d. Election of Director: Deborah L. Kerr Mgmt For For
1e. Election of Director: George Kurian Mgmt For For
1f. Election of Director: Scott F. Schenkel Mgmt For For
1g. Election of Director: George T. Shaheen Mgmt For For
1h. Election of Director: Richard P. Wallace Mgmt Against Against
2. To approve an amendment to NetApp's Mgmt For For Amended and Restated 1999 Stock Option Plan to increase the share reserve by an additional 9,000,000 shares of common stock. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 241 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve an amendment to NetApp's Mgmt For For Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares of common stock.
4. To hold an advisory vote to approve Named Mgmt For For Executive Officer compensation.
5. To ratify the appointment of Deloitte & Touche Mgmt For For LLP as NetApp's independent registered public accounting firm for the fiscal year ending April 26, 2019.
6. To ratify the stockholder special meeting Mgmt Against Against provisions in NetApp's bylaws. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 242 of 378 Loomis Sayles Multi-Asset Income Fund NEXPOINT RESIDENTIAL TRUST, INC.
Security: 65341D102 Agenda Number: 934995878 Ticker: NXRT Meeting Type: Annual ISIN: US65341D1028 Meeting Date: 14-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 James Dondero Mgmt Withheld Against
2 Brian Mitts Mgmt Withheld Against
3 Edward Constantino Mgmt For For
4 Scott Kavanaugh Mgmt Withheld Against
5 Arthur Laffer Mgmt For For
2. To ratify the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 243 of 378 Loomis Sayles Multi-Asset Income Fund NIKON CORPORATION
Security: 654111103 Agenda Number: 711256809 Ticker: 7731 Meeting Type: AGM ISIN: JP3657400002 Meeting Date: 27-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Ushida, Kazuo
2.2 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Umatate, Toshikazu
2.3 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Oka, Masashi
2.4 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Odajima, Takumi
2.5 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Hagiwara, Satoshi
2.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Negishi, Akio
2.7 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Hiruta, Shiro Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 244 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Appoint a Director who is Audit and Mgmt Against Against Supervisory Committee Member Honda, Takaharu
4 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 245 of 378 Loomis Sayles Multi-Asset Income Fund NORTHWESTERN CORPORATION
Security: 668074305 Agenda Number: 934937004 Ticker: NWE Meeting Type: Annual ISIN: US6680743050 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 DIRECTOR
1 Stephen P. Adik Mgmt For For
2 Anthony T. Clark Mgmt For For
3 Dana J. Dykhouse Mgmt For For
4 Jan R. Horsfall Mgmt For For
5 Britt E. Ide Mgmt For For
6 Julia L. Johnson Mgmt Withheld Against
7 Robert C. Rowe Mgmt For For
8 Linda G. Sullivan Mgmt For For
2 Ratification of Deloitte & Touche LLP as the Mgmt For For independent registered public accounting firm for 2019.
3 Advisory vote to approve named executive Mgmt For For officer compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 246 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Transaction of any other matters and Mgmt Against Against business as may properly come before the annual meeting or any postponement or adjournment of the annual meeting. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 247 of 378 Loomis Sayles Multi-Asset Income Fund NTT DOCOMO,INC.
Security: J59399121 Agenda Number: 711226476 Ticker: 9437 Meeting Type: AGM ISIN: JP3165650007 Meeting Date: 18-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tsubouchi, Koji Mgmt For For
2.2 Appoint a Director Fujiwara, Michio Mgmt For For
2.3 Appoint a Director Tateishi, Mayumi Mgmt For For
2.4 Appoint a Director Kuroda, Katsumi Mgmt For For
3.1 Appoint a Corporate Auditor Sagae, Hironobu Mgmt Against Against
3.2 Appoint a Corporate Auditor Kajikawa, Mikio Mgmt Against Against
3.3 Appoint a Corporate Auditor Nakata, Katsumi Mgmt Against Against
3.4 Appoint a Corporate Auditor Tsujiyama, Eiko Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 248 of 378 Loomis Sayles Multi-Asset Income Fund NWS HOLDINGS LIMITED
Security: G66897110 Agenda Number: 709766995 Ticker: Meeting Type: SGM ISIN: BMG668971101 Meeting Date: 14-Aug-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/0719/LTN20180719 517.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/0719/LTN20180719 797.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 (A) TO APPROVE, RATIFY AND CONFIRM Mgmt For For THE SP AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 20 JULY 2018 (THE "CIRCULAR")) IN RELATION TO THE PROPOSED SALE OF THE ENTIRE ISSUED SHARE CAPITAL OF CELESTIAL PATH LIMITED AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER; (B) TO AUTHORISE THE DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS, TO TAKE ALL SUCH STEPS AND TO SIGN OR OTHERWISE EXECUTE ALL SUCH AGREEMENTS, DOCUMENTS, DEEDS OR INSTRUMENTS IN CONNECTION WITH OR TO IMPLEMENT AND/OR TO GIVE EFFECT TO THE SP AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND ALL MATTERS INCIDENTAL THERETO; AND (C) TO AUTHORISE THE DIRECTORS OF THE COMPANY TO AGREE TO SUCH VARIATION, AMENDMENT, MODIFICATION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 249 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
AND/OR WAIVER OF ANY MATTERS RELATING TO OR IN CONNECTION WITH THE SP AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER
2 TO APPROVE THE RE-ELECTION OF MR. Mgmt For For MA SIU CHEUNG AS DIRECTOR
3 TO APPROVE THE RE-ELECTION OF MR. Mgmt For For HO GILBERT CHI HANG AS DIRECTOR
4 TO APPROVE THE RE-ELECTION OF MR. Mgmt For For CHOW TAK WING AS DIRECTOR
5 TO APPROVE THE RE-ELECTION OF MR. Mgmt For For WONG KWAI HUEN, ALBERT AS DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 250 of 378 Loomis Sayles Multi-Asset Income Fund NWS HOLDINGS LIMITED
Security: G66897110 Agenda Number: 710050016 Ticker: Meeting Type: AGM ISIN: BMG668971101 Meeting Date: 19-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/1015/LTN20181015 638.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LI STCONEWS/SEHK/2018/1015/LTN20181015 680.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE FINANCIAL YEAR ENDED 30 JUNE 2018
2 TO DECLARE A FINAL DIVIDEND OF HKD Mgmt For For 0.46 PER SHARE FOR THE FINANCIAL YEAR ENDED 30 JUNE 2018
3.A TO RE-ELECT MR. CHEUNG CHIN Mgmt For For CHEUNG AS DIRECTOR
3.B TO RE-ELECT MR. TO HIN TSUN, GERALD Mgmt For For AS DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 251 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.C TO RE-ELECT MR. DOMINIC LAI AS Mgmt Against Against DIRECTOR
3.D TO RE-ELECT MR. WILLIAM JUNIOR Mgmt For For GUILHERME DOO AS DIRECTOR
3.E TO RE-ELECT MR. LEE YIU KWONG, ALAN Mgmt For For AS DIRECTOR
3.F TO AUTHORIZE THE BOARD OF Mgmt For For DIRECTORS TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT MESSRS. Mgmt For For PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.I TO APPROVE A GENERAL MANDATE TO Mgmt Against Against THE DIRECTORS TO ISSUE SHARES NOT EXCEEDING 20% OF THE EXISTING ISSUED SHARE CAPITAL
5.II TO APPROVE A GENERAL MANDATE TO Mgmt For For THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARE CAPITAL
5.III THAT CONDITIONAL UPON THE Mgmt Against Against ORDINARY RESOLUTIONS NOS. (I) AND (II) BEING PASSED, THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY PURSUANT TO ORDINARY RESOLUTION NO. (I) BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE TOTAL NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS OF THE COMPANY PURSUANT TO SUCH GENERAL MANDATE, A NUMBER REPRESENTING THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 252 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
PURSUANT TO ORDINARY RESOLUTION NO. (II) PROVIDED THAT SUCH NUMBER SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION (SUBJECT TO ADJUSTMENT IN THE CASE OF CONSOLIDATION OR SUBDIVISION OF SHARES OF THE COMPANY) Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 253 of 378 Loomis Sayles Multi-Asset Income Fund OESTERREICHISCHE POST AG
Security: A6191J103 Agenda Number: 710751416 Ticker: POST Meeting Type: AGM ISIN: AT0000APOST4 Meeting Date: 11-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 ALLOCATION OF NET PROFITS Mgmt For For
3 DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 REMUNERATION FOR SUPERVISORY Mgmt For For BOARD
6 ELECTION OF EXTERNAL AUDITOR: KPMG Mgmt For For AUSTRIA GMBH
7 BUYBACK, USAGE, CANCELLATION OF Mgmt For For OWN SHARES AND CANCELLATION OF PREVIOUS BUYBACK AUTHORIZATION
CMMT 20 MAR 2019: PLEASE NOTE THAT THE Non-Voting MEETING TYPE WAS CHANGED FROM OGM TO AGM AND RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 254 of 378 Loomis Sayles Multi-Asset Income Fund OMEGA HEALTHCARE INVESTORS, INC.
Security: 681936100 Agenda Number: 935001901 Ticker: OHI Meeting Type: Annual ISIN: US6819361006 Meeting Date: 07-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Kapila K. Anand Mgmt Withheld Against
2 Norman R. Bobins Mgmt For For
3 Craig R. Callen Mgmt Withheld Against
4 Barbara B. Hill Mgmt For For
5 Edward Lowenthal Mgmt Withheld Against
6 C. Taylor Pickett Mgmt For For
7 Stephen D. Plavin Mgmt For For
8 Burke W. Whitman Mgmt For For
2. Ratification of Independent Auditors Ernst & Mgmt Against Against Young LLP.
3. Approval, on an Advisory Basis, of Executive Mgmt For For Compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 255 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4. Approval of Employee Stock Purchase Plan. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 256 of 378 Loomis Sayles Multi-Asset Income Fund OMNICOM GROUP INC.
Security: 681919106 Agenda Number: 934982528 Ticker: OMC Meeting Type: Annual ISIN: US6819191064 Meeting Date: 20-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: John D. Wren Mgmt For For
1b. Election of Director: Alan R. Batkin Mgmt For For
1c. Election of Director: Mary C. Choksi Mgmt For For
1d. Election of Director: Robert Charles Clark Mgmt For For
1e. Election of Director: Leonard S. Coleman, Jr. Mgmt For For
1f. Election of Director: Susan S. Denison Mgmt For For
1g. Election of Director: Ronnie S. Hawkins Mgmt For For
1h. Election of Director: Deborah J. Kissire Mgmt For For
1i. Election of Director: Gracia C. Martore Mgmt For For
1j. Election of Director: Linda Johnson Rice Mgmt For For
1k. Election of Director: Valerie M. Williams Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 257 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory resolution to approve executive Mgmt For For compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent auditors for the 2019 fiscal year.
4. Shareholder proposal requiring an Shr For Against independent Board Chairman. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 258 of 378 Loomis Sayles Multi-Asset Income Fund ONE REIT,INC.
Security: J75499103 Agenda Number: 711150944
Ticker: 3290 Meeting Type: EGM ISIN: JP3047640002 Meeting Date: 24-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Amend Articles to: Approve Payment to Asset Mgmt For For Management Firm for their Merger Operations According to the Mandate Agreement, Expand Investment Lines, Update the Structure of Fee to be received by Asset Management Firm, Approve Minor Revisions
2 Appoint an Executive Director Hashimoto, Mgmt For For Koji
3 Appoint a Substitute Executive Director Mgmt For For Kuroda, Takeaki
4.1 Appoint a Supervisory Director Takizawa, Gen Mgmt For For
4.2 Appoint a Supervisory Director Omori, Yoshiki Mgmt For For
5 Appoint a Substitute Supervisory Director Mgmt For For Furukawa, Kazunori Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 259 of 378 Loomis Sayles Multi-Asset Income Fund ONEOK, INC.
Security: 682680103 Agenda Number: 934985980 Ticker: OKE Meeting Type: Annual ISIN: US6826801036 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A. Election of director: Brian L. Derksen Mgmt For For
1B. Election of director: Julie H. Edwards Mgmt For For
1C. Election of director: John W. Gibson Mgmt For For
1D. Election of director: Mark W. Helderman Mgmt For For
1E. Election of director: Randall J. Larson Mgmt For For
1F. Election of director: Steven J. Malcolm Mgmt For For
1G. Election of director: Jim W. Mogg Mgmt For For
1H. Election of director: Pattye L. Moore Mgmt For For
1I. Election of director: Gary D. Parker Mgmt For For
1J. Election of director: Eduardo A. Rodriguez Mgmt For For
1k. Election of director: Terry K. Spencer Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 260 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2019.
3. An advisory vote to approve ONEOK, Inc.'s Mgmt For For executive compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 261 of 378 Loomis Sayles Multi-Asset Income Fund ORACLE CORPORATION
Security: 68389X105 Agenda Number: 934879656 Ticker: ORCL Meeting Type: Annual ISIN: US68389X1054 Meeting Date: 14-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Jeffrey S. Berg Mgmt For For
2 Michael J. Boskin Mgmt For For
3 Safra A. Catz Mgmt For For
4 Bruce R. Chizen Mgmt For For
5 George H. Conrades Mgmt For For
6 Lawrence J. Ellison Mgmt For For
7 Hector Garcia-Molina Mgmt For For
8 Jeffrey O. Henley Mgmt For For
9 Mark V. Hurd Mgmt For For
10 Renee J. James Mgmt For For
11 Charles W. Moorman IV Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 262 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 Leon E. Panetta Mgmt For For
13 William G. Parrett Mgmt For For
14 Naomi O. Seligman Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Young Mgmt For For LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019.
4. Stockholder Proposal Regarding Pay Equity Shr For Against Report.
5. Stockholder Proposal Regarding Political Shr Against For Contributions Report.
6. Stockholder Proposal Regarding Lobbying Shr For Against Report.
7. Stockholder Proposal Regarding Independent Shr Against For Board Chair. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 263 of 378 Loomis Sayles Multi-Asset Income Fund PACCAR INC
Security: 693718108 Agenda Number: 934940669 Ticker: PCAR Meeting Type: Annual ISIN: US6937181088 Meeting Date: 30-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Mark C. Pigott Mgmt For For
1b. Election of Director: Ronald E. Armstrong Mgmt For For
1c. Election of Director: Dame Alison J. Carnwath Mgmt Against Against
1d. Election of Director: Franklin L. Feder Mgmt Against Against
1e. Election of Director: Beth E. Ford Mgmt For For
1f. Election of Director: Kirk S. Hachigian Mgmt For For
1g. Election of Director: Roderick C. McGeary Mgmt Against Against
1h. Election of Director: John M. Pigott Mgmt For For
1i. Election of Director: Mark A. Schulz Mgmt For For
1j. Election of Director: Gregory M. E. Spierkel Mgmt Against Against
1k. Election of Director: Charles R. Williamson Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 264 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Stockholder proposal to allow stockholders to Shr For Against act by written consent Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 265 of 378 Loomis Sayles Multi-Asset Income Fund PAYCHEX, INC.
Security: 704326107 Agenda Number: 934874365 Ticker: PAYX Meeting Type: Annual ISIN: US7043261079 Meeting Date: 11-Oct-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of director: B. Thomas Golisano Mgmt For For
1b. Election of director: Thomas F. Bonadio Mgmt For For
1c. Election of director: Joseph G. Doody Mgmt For For
1d. Election of director: David J.S. Flaschen Mgmt For For
1e. Election of director: Pamela A. Joseph Mgmt For For
1f. Election of director: Martin Mucci Mgmt For For
1g. Election of director: Joseph M. Tucci Mgmt For For
1h. Election of director: Joseph M. Velli Mgmt For For
1i. Election of director: Kara Wilson Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 266 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. RATIFICATION OF SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 267 of 378 Loomis Sayles Multi-Asset Income Fund PEPSICO, INC.
Security: 713448108 Agenda Number: 934949112 Ticker: PEP Meeting Type: Annual ISIN: US7134481081 Meeting Date: 01-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Shona L. Brown Mgmt For For
1b. Election of Director: Cesar Conde Mgmt For For
1c. Election of Director: Ian Cook Mgmt For For
1d. Election of Director: Dina Dublon Mgmt For For
1e. Election of Director: Richard W. Fisher Mgmt For For
1f. Election of Director: Michelle Gass Mgmt For For
1g. Election of Director: William R. Johnson Mgmt For For
1h. Election of Director: Ramon Laguarta Mgmt For For
1i. Election of Director: David C. Page Mgmt For For
1j. Election of Director: Robert C. Pohlad Mgmt For For
1k. Election of Director: Daniel Vasella Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 268 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Darren Walker Mgmt For For
1m. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2019.
3. Advisory approval of the Company's Mgmt For For executive compensation.
4. Approve amendments to the Company's Mgmt For For Articles of Incorporation to eliminate supermajority voting standards.
5. Shareholder Proposal - Independent Board Shr For Against Chairman.
6. Shareholder Proposal - Disclosure of Shr Against For Pesticide Management Data. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 269 of 378 Loomis Sayles Multi-Asset Income Fund PHILIP MORRIS INTERNATIONAL INC.
Security: 718172109 Agenda Number: 934945013 Ticker: PM Meeting Type: Annual ISIN: US7181721090 Meeting Date: 01-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: André Calantzopoulos Mgmt For For
1b. Election of Director: Louis C. Camilleri Mgmt For For
1c. Election of Director: Massimo Ferragamo Mgmt For For
1d. Election of Director: Werner Geissler Mgmt For For
1e. Election of Director: Lisa A. Hook Mgmt For For
1f. Election of Director: Jennifer Li Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Lucio A. Noto Mgmt For For
1j. Election of Director: Frederik Paulsen Mgmt For For
1k. Election of Director: Robert B. Polet Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 270 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For Compensation
3. Ratification of the Selection of Independent Mgmt For For Auditors Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 271 of 378 Loomis Sayles Multi-Asset Income Fund PLAINS GP HOLDINGS, L.P.
Security: 72651A207 Agenda Number: 934993418 Ticker: PAGP Meeting Type: Annual ISIN: US72651A2078 Meeting Date: 15-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Victor Burk Mgmt For For
2 Gary R. Petersen Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019.
3. The approval, on a non-binding advisory Mgmt Against Against basis, of our named executive officer compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 272 of 378 Loomis Sayles Multi-Asset Income Fund PPL CORPORATION
Security: 69351T106 Agenda Number: 934966207 Ticker: PPL Meeting Type: Annual ISIN: US69351T1060 Meeting Date: 14-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Election of Director: John W. Conway Mgmt For For
1.2 Election of Director: Steven G. Elliott Mgmt For For
1.3 Election of Director: Raja Rajamannar Mgmt For For
1.4 Election of Director: Craig A. Rogerson Mgmt For For
1.5 Election of Director: William H. Spence Mgmt For For
1.6 Election of Director: Natica von Althann Mgmt For For
1.7 Election of Director: Keith H. Williamson Mgmt For For
1.8 Election of Director: Phoebe A. Wood Mgmt For For
1.9 Election of Director: Armando Zagalo de Lima Mgmt For For
2. Advisory vote to approve compensation of Mgmt For For named executive officers Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 273 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Ratification of the appointment of Mgmt For For Independent Registered Public Accounting Firm Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 274 of 378 Loomis Sayles Multi-Asset Income Fund PREFERRED APARTMENT COMMUNITIES, INC.
Security: 74039L103 Agenda Number: 934954581 Ticker: APTS Meeting Type: Annual ISIN: US74039L1035 Meeting Date: 02-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Daniel M. DuPree Mgmt For For
2 Leonard A. Silverstein Mgmt For For
3 Joel T. Murphy Mgmt For For
4 Steve Bartkowski Mgmt For For
5 Gary B. Coursey Mgmt Withheld Against
6 William J. Gresham, Jr. Mgmt Withheld Against
7 Howard A. McLure Mgmt For For
8 Timothy A. Peterson Mgmt For For
9 John M. Wiens Mgmt Withheld Against
10 Sara J. Finley Mgmt For For
2. Approval of the 2019 Stock Incentive Plan. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 275 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. An advisory vote on the compensation of our Mgmt Against Against named executive officers as disclosed in this Proxy Statement.
4. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 276 of 378 Loomis Sayles Multi-Asset Income Fund PRUDENTIAL FINANCIAL, INC.
Security: 744320102 Agenda Number: 934976056 Ticker: PRU Meeting Type: Annual ISIN: US7443201022 Meeting Date: 14-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Thomas J. Baltimore, Jr. Mgmt Against Against
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Mark B. Grier Mgmt Against Against
1e. Election of Director: Martina Hund-Mejean Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt For For
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 277 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For officer compensation.
4. Shareholder proposal regarding Right to Act Shr Against For by Written Consent. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 278 of 378 Loomis Sayles Multi-Asset Income Fund PS BUSINESS PARKS, INC.
Security: 69360J107 Agenda Number: 934961663 Ticker: PSB Meeting Type: Annual ISIN: US69360J1079 Meeting Date: 23-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Ronald L. Havner, Jr. Mgmt Withheld Against
2 Maria R. Hawthorne Mgmt Withheld Against
3 Jennifer Holden Dunbar Mgmt For For
4 James H. Kropp Mgmt For For
5 Gary E. Pruitt Mgmt For For
6 Robert S. Rollo Mgmt For For
7 Joseph D. Russell, Jr. Mgmt Withheld Against
8 Peter Schultz Mgmt For For
2. Advisory vote to approve executive Mgmt For For compensation.
3. Ratification of appointment of Ernst & Young Mgmt For For LLP, independent registered public accountants, to audit the accounts of PS Business Parks, Inc. for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 279 of 378 Loomis Sayles Multi-Asset Income Fund PUBLIC STORAGE
Security: 74460D109 Agenda Number: 934940708 Ticker: PSA Meeting Type: Annual ISIN: US74460D1090 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt Against Against
1B. Election of Trustee: Tamara Hughes Mgmt Against Against Gustavson
1C. Election of Trustee: Uri P. Harkham Mgmt For For
1D. Election of Trustee: Leslie S. Heisz Mgmt For For
1E. Election of Trustee: B. Wayne Hughes, Jr. Mgmt Against Against
1F. Election of Trustee: Avedick B. Poladian Mgmt For For
1G. Election of Trustee: Gary E. Pruitt Mgmt For For
1H. Election of Trustee: John Reyes Mgmt Against Against
1I. Election of Trustee: Joseph D. Russell, Jr. Mgmt Against Against
1J. Election of Trustee: Ronald P. Spogli Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 280 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1K. Election of Trustee: Daniel C. Staton Mgmt For For
2. Advisory vote to approve executive Mgmt For For compensation.
3. Ratification of appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 281 of 378 Loomis Sayles Multi-Asset Income Fund RALPH LAUREN CORPORATION
Security: 751212101 Agenda Number: 934850062 Ticker: RL Meeting Type: Annual ISIN: US7512121010 Meeting Date: 02-Aug-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Frank A. Bennack, Jr. Mgmt Withheld Against
2 Joel L. Fleishman Mgmt Withheld Against
3 Michael A. George Mgmt Withheld Against
4 Hubert Joly Mgmt Withheld Against
2. Ratification of appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending March 30, 2019.
3. Approval, on an advisory basis, of the Mgmt Against Against compensation of our named executive officers and our compensation philosophy, policies and practices as described in our 2018 Proxy Statement. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 282 of 378 Loomis Sayles Multi-Asset Income Fund REALTY INCOME CORPORATION
Security: 756109104 Agenda Number: 934951903 Ticker: O Meeting Type: Annual ISIN: US7561091049 Meeting Date: 14-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Kathleen R. Allen Mgmt For For
1b. Election of Director: A. Larry Chapman Mgmt For For
1c. Election of Director: Reginald H. Gilyard Mgmt For For
1d. Election of Director: Priya Cherian Huskins Mgmt For For
1e. Election of Director: Gerardo I. Lopez Mgmt For For
1f. Election of Director: Michael D. McKee Mgmt For For
1g. Election of Director: Gregory T. McLaughlin Mgmt For For
1h. Election of Director: Ronald L. Merriman Mgmt For For
1i. Election of Director: Sumit Roy Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For as the Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 283 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Advisory vote to approve the compensation of Mgmt For For our named executive officers.
4. Amendment of the Charter to increase the Mgmt For For number of authorized shares of common stock.
5. Advisory vote to ratify an amendment to the Mgmt For For Bylaws to permit stockholders to propose binding amendments to the company's Bylaws. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 284 of 378 Loomis Sayles Multi-Asset Income Fund REPUBLIC SERVICES, INC.
Security: 760759100 Agenda Number: 934966562 Ticker: RSG Meeting Type: Annual ISIN: US7607591002 Meeting Date: 17-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Manuel Kadre Mgmt For For
1b. Election of Director: Tomago Collins Mgmt For For
1c. Election of Director: Thomas W. Handley Mgmt For For
1d. Election of Director: Jennifer M. Kirk Mgmt For For
1e. Election of Director: Michael Larson Mgmt Against Against
1f. Election of Director: Kim S. Pegula Mgmt For For
1g. Election of Director: Ramon A. Rodriguez Mgmt For For
1h. Election of Director: Donald W. Slager Mgmt For For
1i. Election of Director: James P. Snee Mgmt For For
1j. Election of Director: John M. Trani Mgmt For For
1k. Election of Director: Sandra M. Volpe Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 285 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Katharine B. Weymouth Mgmt For For
2. Advisory vote to approve our named Mgmt For For executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for 2019.
4. Shareholder proposal regarding electoral Shr Against For contributions and expenditures. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 286 of 378 Loomis Sayles Multi-Asset Income Fund RETAIL VALUE INC.
Security: 76133Q102 Agenda Number: 934965801 Ticker: RVI Meeting Type: Annual ISIN: US76133Q1022 Meeting Date: 10-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Election of Class I Director: Henrie W. Koetter Mgmt Against Against
1.2 Election of Class I Director: David R. Lukes Mgmt For For
1.3 Election of Class I Director: Matthew L. Mgmt Against Against Ostrower
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For as the Company's Independent Registered Public Accounting Firm. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 287 of 378 Loomis Sayles Multi-Asset Income Fund REXFORD INDUSTRIAL REALTY, INC.
Security: 76169C100 Agenda Number: 934997769 Ticker: REXR Meeting Type: Annual ISIN: US76169C1009 Meeting Date: 28-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A Election of Director: Richard S. Ziman Mgmt Against Against
1B Election of Director: Howard Schwimmer Mgmt Against Against
1C Election of Director: Michael S. Frankel Mgmt Against Against
1D Election of Director: Robert L. Antin Mgmt Against Against
1E Election of Director: Steven C. Good Mgmt Against Against
1F Election of Director: Diana J. Ingram Mgmt For For
1G Election of Director: Tyler H. Rose Mgmt For For
1H Election of Director: Peter E. Schwab Mgmt Against Against
2. The ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 288 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. The advisory resolution to approve the Mgmt Against Against Company's named executive officer compensation, as described in the Rexford Industrial Realty, Inc. Proxy Statement. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 289 of 378 Loomis Sayles Multi-Asset Income Fund RIO TINTO PLC
Security: G75754104 Agenda Number: 710685922 Ticker: RIO Meeting Type: AGM ISIN: GB0007188757 Meeting Date: 10-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT RESOLUTIONS 1 TO Non-Voting 16 WILL BE VOTED ON BY RIO TINTO PLC AND RIO TINTO LIMITED SHAREHOLDERS AS A JOINT ELECTORATE. THANK YOU
1 RECEIPT OF THE 2018 ANNUAL REPORT Mgmt For For
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT: IMPLEMENTATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018, AS SET OUT IN THE 2018 ANNUAL REPORT ON PAGES 101 TO 136 (SAVE FOR THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 106 TO 112 (THE "REMUNERATION POLICY")), COMPRISING THE ANNUAL STATEMENT BY THE REMUNERATION COMMITTEE CHAIRMAN AND THE ANNUAL REPORT ON REMUNERATION (TOGETHER, THE "IMPLEMENTATION REPORT"). THIS RESOLUTION IS ADVISORY, AND IS REQUIRED FOR UK LAW PURPOSES
3 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018, COMPRISING THE REMUNERATION POLICY AND IMPLEMENTATION REPORT, AS SET OUT IN THE 2018 ANNUAL REPORT ON PAGES 101 TO 136. THIS RESOLUTION IS ADVISORY, AND IS REQUIRED FOR AUSTRALIAN LAW PURPOSES Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 290 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 TO ELECT DAME MOYA GREENE AS A Mgmt For For DIRECTOR
5 TO ELECT SIMON MCKEON AO AS A Mgmt For For DIRECTOR
6 TO ELECT JAKOB STAUSHOLM AS A Mgmt Against Against DIRECTOR
7 TO RE-ELECT MEGAN CLARK AC AS A Mgmt For For DIRECTOR
8 TO RE-ELECT DAVID CONSTABLE AS A Mgmt For For DIRECTOR
9 TO RE-ELECT SIMON HENRY AS A Mgmt For For DIRECTOR
10 TO RE-ELECT JEAN-SEBASTIEN JACQUES Mgmt For For AS A DIRECTOR
11 TO RE-ELECT SAM LAIDLAW AS A Mgmt For For DIRECTOR
12 TO RE-ELECT MICHAEL L'ESTRANGE AO Mgmt For For AS A DIRECTOR
13 TO RE-ELECT SIMON THOMPSON AS A Mgmt For For DIRECTOR
14 RE-APPOINTMENT OF AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS LLP
15 REMUNERATION OF AUDITORS Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 291 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
16 AUTHORITY TO MAKE POLITICAL Mgmt For For DONATIONS
CMMT PLEASE NOTE THAT RESOLUTIONS 17 TO Non-Voting 20 WILL BE VOTED ON BY RIO TINTO PLC SHAREHOLDERS ONLY. THANK YOU
17 GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
19 AUTHORITY TO PURCHASE RIO TINTO Mgmt For For PLC SHARES
20 NOTICE PERIOD FOR GENERAL Mgmt Against Against MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 292 of 378 Loomis Sayles Multi-Asset Income Fund ROBERT HALF INTERNATIONAL INC.
Security: 770323103 Agenda Number: 935000909 Ticker: RHI Meeting Type: Annual ISIN: US7703231032 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Election of Director: Julia L. Coronado Mgmt For For
1.2 Election of Director: Dirk A. Kempthorne Mgmt For For
1.3 Election of Director: Harold M. Messmer, Jr. Mgmt For For
1.4 Election of Director: Marc H. Morial Mgmt For For
1.5 Election of Director: Barbara J. Novogradac Mgmt For For
1.6 Election of Director: Robert J. Pace Mgmt For For
1.7 Election of Director: Frederick A. Richman Mgmt For For
1.8 Election of Director: M. Keith Waddell Mgmt Against Against
2. Ratification of appointment of auditor. Mgmt For For
3. Approve amended and restated Stock Mgmt For For Incentive Plan. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 293 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4. Advisory vote to approve executive Mgmt For For compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 294 of 378 Loomis Sayles Multi-Asset Income Fund ROYAL MAIL PLC
Security: G7368G108 Agenda Number: 709630695 Ticker: Meeting Type: AGM ISIN: GB00BDVZYZ77 Meeting Date: 19-Jul-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 THAT THE REPORTS OF THE DIRECTORS Mgmt For For AND THE AUDITOR AND THE AUDITED ACCOUNTS FOR THE FINANCIAL YEAR END 25 MARCH 2018 BE RECEIVED
2 THAT THE DIRECTORS REMUNERATION Mgmt Against Against REPORT BE APPROVED
3 THAT THE FINAL DIVIDEND Mgmt For For RECOMMENDED BY THE DIRECTORS OF 16.3 PENCE PER SHARE BE PAID
4 THAT STUART SIMPSON BE ELECTED AS Mgmt Against Against A DIRECTOR OF THE COMPANY
5 THAT SIMON THOMPSON BE ELECTED AS Mgmt For For A DIRECTOR OF THE COMPANY
6 THAT KEITH WILLIAMS BE ELECTED AS A Mgmt For For DIRECTOR OF THE COMPANY
7 THAT RICO BACK BE ELECTED AS A Mgmt For For DIRECTOR OF THE COMPANY
8 THAT SUE WHALLEY BE ELECTED AS A Mgmt For For DIRECTOR OF THE COMPANY
9 THAT PETER LONG BE RE-ELECTED AS A Mgmt Against Against DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 295 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 THAT RITA GRIFFIN BE RE-ELECTED AS A Mgmt Against Against DIRECTOR OF THE COMPANY
11 THAT ORNA NI-CHIONNA BE RE-ELECTED Mgmt Against Against AS A DIRECTOR OF THE COMPANY
12 THAT LES OWEN BE RE-ELECTED AS A Mgmt Against Against DIRECTOR OF THE COMPANY
13 THAT KPMG LLP BE RE-APPOINTED AS Mgmt For For AUDITOR
14 THAT THE AUDIT AND RISK COMMITTEE Mgmt For For BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR
15 THAT THE COMPANY BE AUTHORISED TO Mgmt For For MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE
16 THAT THE DIRECTORS BE AUTHORISED Mgmt For For TO ALLOT SHARES
17 THAT THE DIRECTORS BE AUTHORISED Mgmt For For TO DISAPPLY GENERAL PRE-EMPTION RIGHTS
18 THAT THE DIRECTORS BE AUTHORISED Mgmt For For TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS
19 THAT THE COMPANY BE AUTHORISED TO Mgmt For For PURCHASE ITS OWN SHARES
20 NOTICE PERIOD FOR GENERAL MEETING Mgmt Against Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 296 of 378 Loomis Sayles Multi-Asset Income Fund RYMAN HOSPITALITY PROPERTIES, INC.
Security: 78377T107 Agenda Number: 934975799 Ticker: RHP Meeting Type: Annual ISIN: US78377T1079 Meeting Date: 09-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Rachna Bhasin Mgmt For For
1b. Election of Director: Alvin Bowles Jr. Mgmt For For
1c. Election of Director: Fazal Merchant Mgmt For For
1d. Election of Director: Patrick Q. Moore Mgmt For For
1e. Election of Director: Christine Pantoya Mgmt For For
1f. Election of Director: Robert S. Prather, Jr. Mgmt For For
1g. Election of Director: Colin V. Reed Mgmt For For
1h. Election of Director: Michael I. Roth Mgmt Against Against
2. To approve, on an advisory basis, the Mgmt For For Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for fiscal year 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 297 of 378 Loomis Sayles Multi-Asset Income Fund SABRE CORPORATION
Security: 78573M104 Agenda Number: 934936901 Ticker: SABR Meeting Type: Annual ISIN: US78573M1045 Meeting Date: 23-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A Election of Director: George Bravante, Jr. Mgmt For For
1B Election of Director: Joseph Osnoss Mgmt For For
1C Election of Director: Zane Rowe Mgmt For For
1D Election of Director: John Siciliano Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent auditors for the fiscal year ending December 31, 2019.
3. To adopt the Fourth Amended and Restated Mgmt For For Certificate of Incorporation, which eliminates the supermajority voting provisions and deletes certain obsolete provisions from our Certificate of Incorporation.
4. To approve our 2019 Omnibus Incentive Mgmt For For Compensation Plan.
5. To approve our 2019 Director Equity Mgmt Against Against Compensation Plan. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 298 of 378 Loomis Sayles Multi-Asset Income Fund SAFESTORE HOLDINGS PLC
Security: G77733106 Agenda Number: 710514628 Ticker: Meeting Type: AGM ISIN: GB00B1N7Z094 Meeting Date: 20-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE ANNUAL Mgmt For For REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 OCTOBER 2018
2 TO APPROVE THE DIRECTORS' Mgmt Against Against REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 OCTOBER 2018
3 TO RE-APPOINT DELOITTE LLP AS Mgmt For For AUDITOR
4 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE AUDITOR'S REMUNERATION
5 TO DECLARE A FINAL DIVIDEND OF 11.15 Mgmt For For PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 OCTOBER 2018
6 TO RE-ELECT ALAN LEWIS AS A Mgmt For For DIRECTOR OF THE COMPANY
7 TO RE-ELECT FREDERIC VECCHIOLI AS A Mgmt For For DIRECTOR OF THE COMPANY
8 TO RE-ELECT ANDY JONES AS A Mgmt Against Against DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 299 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO RE-ELECT IAN KRIEGER AS A Mgmt Against Against DIRECTOR OF THE COMPANY
10 TO RE-ELECT JOANNE KENRICK AS A Mgmt Against Against DIRECTOR OF THE COMPANY
11 TO RE-ELECT CLAIRE BALMFORTH AS A Mgmt Against Against DIRECTOR
12 TO RE-ELECT BILL OLIVER AS A Mgmt Against Against DIRECTOR
13 TO AUTHORISE POLITICAL DONATIONS Mgmt For For AND POLITICAL EXPENDITURE
14 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES SUBJECT TO THE RESTRICTIONS SET OUT IN THE RESOLUTION
15 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS SUBJECT TO THE LIMITS SET OUT IN THE RESOLUTION
16 TO AUTHORISE MARKET PURCHASES OF Mgmt For For ORDINARY SHARES UP TO A SPECIFIED AMOUNT SET OUT IN THE RESOLUTION
17 TO PERMIT GENERAL MEETINGS TO BE Mgmt Against Against CALLED ON 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 300 of 378 Loomis Sayles Multi-Asset Income Fund SEAGATE TECHNOLOGY PLC
Security: G7945M107 Agenda Number: 934877917 Ticker: STX Meeting Type: Annual ISIN: IE00B58JVZ52 Meeting Date: 30-Oct-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: William D. Mosley Mgmt For For
1b. Election of Director: Stephen J. Luczo Mgmt For For
1c. Election of Director: Mark W. Adams Mgmt For For
1d. Election of Director: Judy Bruner Mgmt For For
1e. Election of Director: Michael R. Cannon Mgmt For For
1f. Election of Director: William T. Coleman Mgmt For For
1g. Election of Director: Jay L. Geldmacher Mgmt For For
1h. Election of Director: Dylan Haggart Mgmt For For
1i. Election of Director: Stephanie Tilenius Mgmt For For
1j. Election of Director: Edward J. Zander Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 301 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Approve, in an advisory, non-binding vote, the Mgmt For For compensation of the Company's named executive officers ("Say-on-Pay").
3. Ratify, in a non-binding vote, the appointment Mgmt For For of Ernst & Young LLP as the independent auditors of the Company and to authorize, in a binding vote, the Audit Committee of the Company's Board of Directors to set the auditors' remuneration.
4. Grant the Board the authority to allot and Mgmt For For issue shares under Irish law.
5. Grant the Board the authority to opt-out of Mgmt For For statutory pre-emption rights under Irish law.
6. Determine the price range at which the Mgmt For For Company can re-allot shares that it acquires as treasury shares under Irish law. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 302 of 378 Loomis Sayles Multi-Asset Income Fund SINCLAIR BROADCAST GROUP, INC.
Security: 829226109 Agenda Number: 935009832 Ticker: SBGI Meeting Type: Annual ISIN: US8292261091 Meeting Date: 06-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 David D. Smith Mgmt Withheld Against
2 Frederick G. Smith Mgmt Withheld Against
3 J. Duncan Smith Mgmt Withheld Against
4 Robert E. Smith Mgmt Withheld Against
5 Howard E. Friedman Mgmt For For
6 Lawrence E. McCanna Mgmt Withheld Against
7 Daniel C. Keith Mgmt For For
8 Martin R. Leader Mgmt For For
9 Benson E. Legg Mgmt For For
2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 303 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Shareholder proposal relating to the adoption Shr For Against of a policy on board diversity.
4. Shareholder proposal relating to the voting Shr For Against basis used in the election of the Board of Directors. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 304 of 378 Loomis Sayles Multi-Asset Income Fund SIRIUS REAL ESTATE LIMITED
Security: G8187C104 Agenda Number: 709805507 Ticker: Meeting Type: AGM ISIN: GG00B1W3VF54 Meeting Date: 21-Sep-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 THE REPORTS OF THE DIRECTORS AND Mgmt For For THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2018 TOGETHER WITH THE REPORT OF THE AUDITORS ON THOSE AUDITED ACCOUNTS BE RECEIVED
2 JILL MAY BE ELECTED AS A DIRECTOR OF Mgmt For For THE COMPANY
3 ANDREW COOMBS BE RE-ELECTED AS A Mgmt For For DIRECTOR OF THE COMPANY
4 WESSEL HAMMAN BE RE-ELECTED AS A Mgmt Against Against DIRECTOR OF THE COMPANY
5 ALISTAIR MARKS BE RE-ELECTED AS A Mgmt Against Against DIRECTOR OF THE COMPANY
6 JAMES PEGGIE BE RE-ELECTED AS A Mgmt For For DIRECTOR OF THE COMPANY
7 JUSTIN ATKINSON BE RE-ELECTED AS A Mgmt For For DIRECTOR OF THE COMPANY
8 ERNST AND YOUNG LLP BE APPOINTED Mgmt For For AS THE AUDITORS OF THE COMPANY
9 THE AUDIT COMMITTEE BE AUTHORISED Mgmt For For TO FIX THE AUDITORS' REMUNERATION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 305 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 THE FINAL DIVIDEND DECLARED FOR Mgmt For For THE YEAR ENDED 31 MARCH 2018 BE FORMALLY RATIFIED AND APPROVED: EUR0.016 PER ORDINARY SHARE
11 THE COMPANY'S REMUNERATION POLICY Mgmt For For BE APPROVED (A NON-BINDING ENDORSEMENT)
12 THE IMPLEMENTATION REPORT ON THE Mgmt For For COMPANY'S REMUNERATION POLICY BE APPROVED (A NON-BINDING ENDORSEMENT)
13 AUTHORISATION BE GIVEN FOR A SCRIP Mgmt For For DIVIDEND SCHEME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019
14 THE DIRECTORS BE AUTHORISED Mgmt For For GENERALLY AND UNCONDITIONALLY TO ALLOT EQUITY SECURITIES
15 THAT THE DIRECTORS BE AUTHORISED Mgmt For For TO ISSUE OR SELL FROM TREASURY (I) SHARES EQUAL TO UP TO 5 % OF ISSUED SHARE CAPITAL AS IF PRE-EMPTION RIGHTS DID NOT APPLY; AND (II) UP TO AN ADDITIONAL 5% OF ISSUED SHARE CAPITAL AS IF PRE-EMPTION RIGHTS DID NOT APPLY SOLELY FOR ACQUISITIONS OR OTHER CAPITAL INVESTMENTS
16 THAT THE COMPANY BE AUTHORISED TO Mgmt For For PURCHASE ITS OWN ORDINARY SHARES
CMMT 03AUG2018: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 306 of 378 Loomis Sayles Multi-Asset Income Fund SOJITZ CORPORATION
Security: J7608R101 Agenda Number: 711230336 Ticker: 2768 Meeting Type: AGM ISIN: JP3663900003 Meeting Date: 20-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hara, Takashi Mgmt Against Against
2.2 Appoint a Director Fujimoto, Masayoshi Mgmt Against Against
2.3 Appoint a Director Tanaka, Seiichi Mgmt For For
2.4 Appoint a Director Nishihara, Shigeru Mgmt For For
2.5 Appoint a Director Naito, Kayoko Mgmt For For
2.6 Appoint a Director Otsuka, Norio Mgmt Against Against Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 307 of 378 Loomis Sayles Multi-Asset Income Fund SONOCO PRODUCTS COMPANY
Security: 835495102 Agenda Number: 934947827 Ticker: SON Meeting Type: Annual ISIN: US8354951027 Meeting Date: 17-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 P. L. Davies Mgmt For For
2 T. J. Drew Mgmt For For
3 P. Guillemot Mgmt Withheld Against
4 J. R. Haley Mgmt Withheld Against
5 R. G. Kyle Mgmt For For
6 R. C. Tiede Mgmt For For
7 T. E. Whiddon Mgmt For For
2. To ratify the selection of Mgmt For For PricewaterhouseCoopers, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019.
3. To approve the advisory resolution on Mgmt For For Executive Compensation.
4. To approve the Sonoco Products Company Mgmt For For 2019 Omnibus Incentive Plan. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 308 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5. Advisory (non-binding) shareholder proposal Shr For Against regarding simple majority vote. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 309 of 378 Loomis Sayles Multi-Asset Income Fund SOUTHWEST AIRLINES CO.
Security: 844741108 Agenda Number: 934980663 Ticker: LUV Meeting Type: Annual ISIN: US8447411088 Meeting Date: 15-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: David W. Biegler Mgmt For For
1b. Election of Director: J. Veronica Biggins Mgmt For For
1c. Election of Director: Douglas H. Brooks Mgmt For For
1d. Election of Director: William H. Cunningham Mgmt For For
1e. Election of Director: John G. Denison Mgmt For For
1f. Election of Director: Thomas W. Gilligan Mgmt For For
1g. Election of Director: Gary C. Kelly Mgmt For For
1h. Election of Director: Grace D. Lieblein Mgmt For For
1i. Election of Director: Nancy B. Loeffler Mgmt For For
1j. Election of Director: John T. Montford Mgmt For For
1k. Election of Director: Ron Ricks Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 310 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory vote to approve named executive Mgmt For For officer compensation.
3. Ratification of the selection of Ernst & Young Mgmt For For LLP as the Company's independent auditors for the fiscal year ending December 31, 2019.
4. Advisory vote on shareholder proposal to Shr For Against require an independent board chairman.
5. Advisory vote on shareholder proposal to Shr Against For amend proxy access bylaw provision. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 311 of 378 Loomis Sayles Multi-Asset Income Fund STARBUCKS CORPORATION
Security: 855244109 Agenda Number: 934922015 Ticker: SBUX Meeting Type: Annual ISIN: US8552441094 Meeting Date: 20-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Rosalind G. Brewer Mgmt For For
1b. Election of Director: Mary N. Dillon Mgmt Against Against
1c. Election of Director: Mellody Hobson Mgmt For For
1d. Election of Director: Kevin R. Johnson Mgmt For For
1e. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1f. Election of Director: Satya Nadella Mgmt For For
1g. Election of Director: Joshua Cooper Ramo Mgmt For For
1h. Election of Director: Clara Shih Mgmt For For
1i. Election of Director: Javier G. Teruel Mgmt For For
1j. Election of Director: Myron E. Ullman, III Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 312 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory resolution to approve our executive Mgmt For For officer compensation.
3. Ratification of selection of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for fiscal 2019.
4. True Diversity Board Policy Shr Against For
5. Report on Sustainable Packaging Shr Against For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 313 of 378 Loomis Sayles Multi-Asset Income Fund STORE CAPITAL CORPORATION
Security: 862121100 Agenda Number: 934993002 Ticker: STOR Meeting Type: Annual ISIN: US8621211007 Meeting Date: 30-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Joseph M. Donovan Mgmt For For
2 Mary Fedewa Mgmt For For
3 Morton H. Fleischer Mgmt For For
4 William F. Hipp Mgmt For For
5 Catherine D. Rice Mgmt For For
6 Einar A. Seadler Mgmt For For
7 Rajath Shourie Mgmt For For
8 Quentin P. Smith, Jr. Mgmt For For
9 Christopher H. Volk Mgmt For For
2. To approve an amendment to the Company's Mgmt For For bylaws to allow stockholders to amend the bylaws by a majority vote of the outstanding shares entitled to be cast on the matter pursuant to a proposal submitted by an eligible stockholder. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 314 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers.
4. To ratify the selection of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 315 of 378 Loomis Sayles Multi-Asset Income Fund SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.)
Security: J77282119 Agenda Number: 711230665 Ticker: 8053 Meeting Type: AGM ISIN: JP3404600003 Meeting Date: 21-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakamura, Kuniharu Mgmt Against Against
2.2 Appoint a Director Hyodo, Masayuki Mgmt Against Against
2.3 Appoint a Director Takahata, Koichi Mgmt For For
2.4 Appoint a Director Yamano, Hideki Mgmt For For
2.5 Appoint a Director Nambu, Toshikazu Mgmt For For
2.6 Appoint a Director Seishima, Takayuki Mgmt For For
2.7 Appoint a Director Ehara, Nobuyoshi Mgmt For For
2.8 Appoint a Director Ishida, Koji Mgmt For For
2.9 Appoint a Director Iwata, Kimie Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 316 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Yamazaki, Hisashi Mgmt For For
3 Appoint a Corporate Auditor Hosono, Mgmt For For Michihiko
4 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 317 of 378 Loomis Sayles Multi-Asset Income Fund TAUBMAN CENTERS, INC.
Security: 876664103 Agenda Number: 935023109 Ticker: TCO Meeting Type: Annual ISIN: US8766641034 Meeting Date: 30-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Mayree C. Clark Mgmt For For
2 Michael J. Embler Mgmt For For
3 Janice L. Fields Mgmt For For
4 Michelle J. Goldberg Mgmt For For
5 Nancy Killefer Mgmt For For
6 Ronald W. Tysoe Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For as the independent registered public accounting firm for the year ending December 31, 2019.
3. Advisory approval of the named executive Mgmt For For officer compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 318 of 378 Loomis Sayles Multi-Asset Income Fund THE AES CORPORATION
Security: 00130H105 Agenda Number: 934938044 Ticker: AES Meeting Type: Annual ISIN: US00130H1059 Meeting Date: 18-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Janet G. Davidson Mgmt For For
1b. Election of Director: Andres R. Gluski Mgmt For For
1c. Election of Director: Charles L. Harrington Mgmt For For
1d. Election of Director: Tarun Khanna Mgmt For For
1e. Election of Director: Holly K. Koeppel Mgmt For For
1f. Election of Director: James H. Miller Mgmt For For
1g. Election of Director: Alain Monie Mgmt For For
1h. Election of Director: John B. Morse, Jr Mgmt For For
1i. Election of Director: Moises Naim Mgmt For For
1j. Election of Director: Jeffrey W. Ubben Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 319 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. To approve, on an advisory basis, the Mgmt For For Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent auditors of the Company for the fiscal year 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 320 of 378 Loomis Sayles Multi-Asset Income Fund THE BERKELEY GROUP HOLDINGS PLC
Security: G1191G120 Agenda Number: 709820054 Ticker: Meeting Type: AGM ISIN: GB00B02L3W35 Meeting Date: 05-Sep-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ACCOUNTS FOR THE Mgmt For For YEAR ENDED 30 APRIL 2018, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For REMUNERATION FOR THE FINANCIAL YEAR ENDED 30 APRIL 2018
3 TO RE-ELECT A W PIDGLEY CBE AS A Mgmt Against Against DIRECTOR OF THE COMPANY
4 TO RE-ELECT R C PERRINS AS A Mgmt Against Against DIRECTOR OF THE COMPANY
5 TO RE-ELECT R J STEARN AS A Mgmt Against Against DIRECTOR OF THE COMPANY
6 TO RE-ELECT K WHITEMAN AS A Mgmt Against Against DIRECTOR OF THE COMPANY
7 TO RE-ELECT S ELLIS AS A DIRECTOR OF Mgmt Against Against THE COMPANY
8 TO RE-ELECT SIR J ARMITT AS A Mgmt For For DIRECTOR OF THE COMPANY
9 TO RE-ELECT A NIMMO CBE AS A Mgmt For For DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 321 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT V WADLEY CBE AS A Mgmt For For DIRECTOR OF THE COMPANY
11 TO RE-ELECT G BARKER AS A DIRECTOR Mgmt For For OF THE COMPANY
12 TO RE-ELECT A LI AS A DIRECTOR OF THE Mgmt Against Against COMPANY
13 TO RE-ELECT A MYERS AS A DIRECTOR Mgmt For For OF THE COMPANY
14 TO RE-ELECT D BRIGHTMORE-ARMOUR Mgmt For For AS A DIRECTOR OF THE COMPANY
15 TO ELECT J TIBALDI AS A DIRECTOR OF Mgmt Against Against THE COMPANY
16 TO ELECT P VALLONE AS A DIRECTOR OF Mgmt Against Against THE COMPANY
17 TO ELECT P VERNON AS A DIRECTOR OF Mgmt For For THE COMPANY
18 TO ELECT R DOWNEY AS A DIRECTOR OF Mgmt For For THE COMPANY
19 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For OF THE COMPANY
20 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For TO DETERMINE THE AUDITORS' REMUNERATION
21 TO ADOPT NEW ARTICLES OF Mgmt For For ASSOCIATION Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 322 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
22 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT RELEVANT SECURITIES
23 TO DIS-APPLY PRE-EMPTION RIGHTS UP Mgmt For For TO 5 PERCENT
24 TO DIS-APPLY PRE-EMPTION RIGHTS Mgmt For For FOR A FURTHER 5 PERCENT FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS
25 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For MARKET PURCHASES OF ITS OWN SHARES
26 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For POLITICAL DONATIONS
27 TO PERMIT EXTRAORDINARY GENERAL Mgmt Against Against MEETINGS TO BE CALLED BY NOTICE OF NOT LESS THAN 14 DAYS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 323 of 378 Loomis Sayles Multi-Asset Income Fund THE HERSHEY COMPANY
Security: 427866108 Agenda Number: 934975698 Ticker: HSY Meeting Type: Annual ISIN: US4278661081 Meeting Date: 21-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 P. M. Arway Mgmt For For
2 J. W. Brown Mgmt For For
3 M. G. Buck Mgmt For For
4 C. A. Davis Mgmt For For
5 M. K. Haben Mgmt For For
6 J. C. Katzman Mgmt For For
7 M. D. Koken Mgmt For For
8 R. M. Malcolm Mgmt For For
9 A. J. Palmer Mgmt For For
10 J. R. Perez Mgmt For For
11 W. L. Schoppert Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 324 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 D. L. Shedlarz Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For as independent auditors for 2019.
3. Approve named executive officer Mgmt For For compensation on a non-binding advisory basis. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 325 of 378 Loomis Sayles Multi-Asset Income Fund THE HOME DEPOT, INC.
Security: 437076102 Agenda Number: 934976157 Ticker: HD Meeting Type: Annual ISIN: US4370761029 Meeting Date: 23-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Helena B. Foulkes Mgmt For For
1h. Election of Director: Linda R. Gooden Mgmt For For
1i. Election of Director: Wayne M. Hewett Mgmt For For
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 326 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding EEO-1 Shr Against For Disclosure
5. Shareholder Proposal to Reduce the Shr For Against Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares
6. Shareholder Proposal Regarding Report on Shr Against For Prison Labor in the Supply Chain Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 327 of 378 Loomis Sayles Multi-Asset Income Fund THE INTERPUBLIC GROUP OF COMPANIES, INC.
Security: 460690100 Agenda Number: 934989279 Ticker: IPG Meeting Type: Annual ISIN: US4606901001 Meeting Date: 23-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Jocelyn Carter-Miller Mgmt For For
1b. Election of Director: H. John Greeniaus Mgmt For For
1c. Election of Director: Mary J. Steele Guilfoile Mgmt For For
1d. Election of Director: Dawn Hudson Mgmt For For
1e. Election of Director: William T. Kerr Mgmt For For
1f. Election of Director: Henry S. Miller Mgmt For For
1g. Election of Director: Jonathan F. Miller Mgmt For For
1h. Election of Director: Patrick Q. Moore Mgmt For For
1i. Election of Director: Michael I. Roth Mgmt For For
1j. Election of Director: David M. Thomas Mgmt For For
1k. Election of Director: E. Lee Wyatt Jr. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 328 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Interpublic's Independent registered public accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For officer compensation.
4. Approval of The Interpublic Group of Mgmt For For Companies, Inc. 2019 Performance Incentive Plan.
5. Stockholder proposal entitled "Independent Shr For Against Board Chairman." Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 329 of 378 Loomis Sayles Multi-Asset Income Fund THE J. M. SMUCKER COMPANY
Security: 832696405 Agenda Number: 934853602 Ticker: SJM Meeting Type: Annual ISIN: US8326964058 Meeting Date: 15-Aug-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Kathryn W. Dindo Mgmt For For
1b. Election of Director: Paul J. Dolan Mgmt For For
1c. Election of Director: Jay L. Henderson Mgmt For For
1d. Election of Director: Elizabeth Valk Long Mgmt For For
1e. Election of Director: Gary A. Oatey Mgmt For For
1f. Election of Director: Kirk L. Perry Mgmt For For
1g. Election of Director: Sandra Pianalto Mgmt For For
1h. Election of Director: Nancy Lopez Russell Mgmt For For
1i. Election of Director: Alex Shumate Mgmt For For
1j. Election of Director: Mark T. Smucker Mgmt For For
1k. Election of Director: Richard K. Smucker Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 330 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Timothy P. Smucker Mgmt For For
1m. Election of Director: Dawn C. Willoughby Mgmt For For
2. Ratification of appointment of Ernst & Young Mgmt For For LLP as the Company's Independent Registered Public Accounting Firm for the 2019 fiscal year.
3. Advisory approval of the Company's Mgmt For For executive compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 331 of 378 Loomis Sayles Multi-Asset Income Fund THE PROGRESSIVE CORPORATION
Security: 743315103 Agenda Number: 934973721 Ticker: PGR Meeting Type: Annual ISIN: US7433151039 Meeting Date: 10-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Philip Bleser Mgmt For For
1b. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Charles A. Davis Mgmt For For
1e. Election of Director: Roger N. Farah Mgmt For For
1f. Election of Director: Lawton W. Fitt Mgmt For For
1g. Election of Director: Susan Patricia Griffith Mgmt For For
1h. Election of Director: Jeffrey D. Kelly Mgmt For For
1i. Election of Director: Patrick H. Nettles, Ph.D. Mgmt For For
1j. Election of Director: Barbara R. Snyder Mgmt For For
1k. Election of Director: Jan E. Tighe Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 332 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For executive compensation program.
3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019; and Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 333 of 378 Loomis Sayles Multi-Asset Income Fund THE TORONTO-DOMINION BANK
Security: 891160509 Agenda Number: 934929146 Ticker: TD Meeting Type: Annual ISIN: CA8911605092 Meeting Date: 04-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
A DIRECTOR
1 WILLIAM E. BENNETT Mgmt For For
2 AMY W. BRINKLEY Mgmt For For
3 BRIAN C. FERGUSON Mgmt For For
4 COLLEEN A. GOGGINS Mgmt For For
5 MARY JO HADDAD Mgmt For For
6 JEAN-RENÉ HALDE Mgmt For For
7 DAVID E. KEPLER Mgmt For For
8 BRIAN M. LEVITT Mgmt For For
9 ALAN N. MACGIBBON Mgmt For For
10 KAREN E. MAIDMENT Mgmt For For
11 BHARAT B. MASRANI Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 334 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 IRENE R. MILLER Mgmt For For
13 NADIR H. MOHAMED Mgmt For For
14 CLAUDE MONGEAU Mgmt For For
B APPOINTMENT OF AUDITOR NAMED IN Mgmt For For THE MANAGEMENT PROXY CIRCULAR
C APPROACH TO EXECUTIVE Mgmt For For COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE*
D SHAREHOLDER PROPOSAL A Shr Against For
E SHAREHOLDER PROPOSAL B Shr Against For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 335 of 378 Loomis Sayles Multi-Asset Income Fund THE WALT DISNEY COMPANY
Security: 254687106 Agenda Number: 934841506 Ticker: DIS Meeting Type: Special ISIN: US2546871060 Meeting Date: 10-Jul-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. IMPORTANT: The special meeting of Mgmt No vote stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you.
2. IMPORTANT: The special meeting of Mgmt No vote stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you.
3. IMPORTANT: The special meeting of Mgmt No vote stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 336 of 378 Loomis Sayles Multi-Asset Income Fund THE WALT DISNEY COMPANY
Security: 254687106 Agenda Number: 934854197 Ticker: DIS Meeting Type: Special ISIN: US2546871060 Meeting Date: 27-Jul-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. To approve the issuance of common stock, Mgmt For For par value $0.01 per share, of TWDC Holdco 613 Corp. ("New Disney"), to stockholders of Twenty-First Century Fox, Inc. ("21CF") contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among 21CF, a Delaware corporation, Disney, a Delaware corporation, New Disney, a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a ...(due to space limits, see proxy statement for full proposal).
2. To approve adjournments of the Disney Mgmt For For special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Disney special meeting to approve the share issuance proposal. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 337 of 378 Loomis Sayles Multi-Asset Income Fund THE WALT DISNEY COMPANY
Security: 254687106 Agenda Number: 934921099 Ticker: DIS Meeting Type: Annual ISIN: US2546871060 Meeting Date: 07-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Susan E. Arnold Mgmt For For
1b. Election of Director: Mary T. Barra Mgmt Against Against
1c. Election of Director: Safra A. Catz Mgmt For For
1d. Election of Director: Francis A. deSouza Mgmt For For
1e. Election of Director: Michael Froman Mgmt For For
1f. Election of Director: Robert A. Iger Mgmt For For
1g. Election of Director: Maria Elena Lagomasino Mgmt Against Against
1h. Election of Director: Mark G. Parker Mgmt For For
1i. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 338 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve the advisory resolution on Mgmt Against Against executive compensation.
4. Shareholder proposal requesting an annual Shr For Against report disclosing information regarding the Company's lobbying policies and activities.
5. Shareholder proposal requesting a report on Shr Against For use of additional cyber security and data privacy metrics in determining compensation of senior executives. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 339 of 378 Loomis Sayles Multi-Asset Income Fund TLG IMMOBILIEN AG
Security: D8T622108 Agenda Number: 710931040 Ticker: TLG Meeting Type: AGM ISIN: DE000A12B8Z4 Meeting Date: 21-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT ACCORDING TO GERMAN LAW, IN CASE Non-Voting OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD Non-Voting DATE FOR THIS MEETING IS 30.04.2019, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU
CMMT COUNTER PROPOSALS MAY BE Non-Voting SUBMITTED UNTIL 06.05.2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 340 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED Non-Voting ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2018 APPROVED BY THE SUPERVISORY BOARD, THE MANAGEMENT REPORTS FOR THE COMPANY AND THE GROUP, INCLUDING THE REPORT OF THE SUPERVISORY BOARD FOR THE FISCAL YEAR 2018 AND THE EXPLANATORY REPORT OF THE MANAGEMENT BOARD ON THE INFORMATION PURSUANT TO SECTIONS 289A PARA. 1, 289F PARA. 1 AND 315A PARA. 1 OF THE GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE UTILIZATION OF Mgmt For For NET PROFITS FOR THE FISCAL YEAR 2018 OF TLG IMMOBILIEN AG: EUR 0.91 PER SHARE
3 RESOLUTION ON THE DISCHARGE OF Mgmt For For THE MEMBERS OF THE MANAGEMENT BOARD FOR THE FISCAL YEAR 2018
4 RESOLUTION ON THE DISCHARGE OF Mgmt For For THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FISCAL YEAR 2018 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 341 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 RESOLUTION ON THE APPOINTMENT OF Mgmt For For THE ANNUAL AUDITOR AND GROUP AUDITOR AS WELL AS THE AUDITOR FOR THE AUDIT REVIEW, IF ANY, OF THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT AND FOR THE AUDIT REVIEW, IF ANY, OF ADDITIONAL INTERIM FINANCIAL INFORMATION: ERNST & YOUNG GMBH, BERLIN
6.1 RESOLUTION ON THE ELECTION OF Mgmt For For MEMBER OF THE SUPERVISORY BOARD: MR. JONATHAN LURIE
6.2 RESOLUTION ON THE ELECTION OF Mgmt For For MEMBER OF THE SUPERVISORY BOARD: MR. KLAUS KRAGEL
6.3 RESOLUTION ON THE ELECTION OF Mgmt For For MEMBER OF THE SUPERVISORY BOARD: MR. LARS WITTAN
7 RESOLUTION ON THE CREATION OF AN Mgmt For For AUTHORIZED CAPITAL 2019 WITH THE OPTION TO EXCLUDE SUBSCRIPTION RIGHTS AS WELL AS THE CORRESPONDING AMENDED OF THE ARTICLES OF ASSOCIATION
8 RESOLUTION ON THE AUTHORIZATION Mgmt For For TO ACQUIRE TREASURY SHARES AND FOR THE UTILIZATION OF SUCH SHARES, INCLUDING AN AUTHORIZATION FOR A REDEMPTION OF ACQUIRED TREASURY SHARES AND A CAPITAL REDUCTION WAS WELL AS THE CANCELLATION OF THE CORRESPONDING EXISTING AUTHORIZATION
9 RESOLUTION ON THE AUTHORIZATION Mgmt For For TO UTILIZE EQUITY DERIVATIVES WHEN ACQUIRING TREASURY SHARES Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 342 of 378 Loomis Sayles Multi-Asset Income Fund UMH PROPERTIES, INC.
Security: 903002103 Agenda Number: 935003359 Ticker: UMH Meeting Type: Annual ISIN: US9030021037 Meeting Date: 13-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Michael P. Landy Mgmt Withheld Against
2 William E. Mitchell Mgmt For For
3 Stephen B. Wolgin Mgmt For For
2. Ratification of the appointment of PKF Mgmt For For O'Connor Davies, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 343 of 378 Loomis Sayles Multi-Asset Income Fund UNILEVER NV
Security: N8981F271 Agenda Number: 711259805 Ticker: UNA Meeting Type: SGM ISIN: NL0000009355 Meeting Date: 26-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 OPEN MEETING Non-Voting
2 ABOLISH DEPOSITARY RECEIPT Mgmt For For STRUCTURE
3 ALLOW QUESTIONS Non-Voting
4 CLOSE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 252138 DUE TO CHANGE IN TEXT OF RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 344 of 378 Loomis Sayles Multi-Asset Income Fund UNILEVER PLC
Security: G92087165 Agenda Number: 710784732 Ticker: ULVR Meeting Type: AGM ISIN: GB00B10RZP78 Meeting Date: 02-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE REPORT AND Mgmt For For ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2018
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT
3 TO RE-ELECT MR N S ANDERSEN AS A Mgmt For For NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MRS L M CHA AS A NON- Mgmt For For EXECUTIVE DIRECTOR
5 TO RE-ELECT MR V COLAO AS A NON- Mgmt For For EXECUTIVE DIRECTOR
6 TO RE-ELECT DR M DEKKERS AS A NON- Mgmt For For EXECUTIVE DIRECTOR
7 TO RE-ELECT DR J HARTMANN AS A NON- Mgmt For For EXECUTIVE DIRECTOR
8 TO RE-ELECT MS A JUNG AS A NON- Mgmt For For EXECUTIVE DIRECTOR
9 TO RE-ELECT MS M MA AS A NON- Mgmt For For EXECUTIVE DIRECTOR
10 TO RE-ELECT MR S MASIYIWA AS A NON- Mgmt For For EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 345 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT PROFESSOR Y MOON AS A Mgmt For For NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT MR G PITKETHLY AS AN Mgmt Against Against EXECUTIVE DIRECTOR
13 TO RE-ELECT MR J RISHTON AS A NON- Mgmt For For EXECUTIVE DIRECTOR
14 TO RE-ELECT MR F SIJBESMA AS A NON- Mgmt For For EXECUTIVE DIRECTOR
15 TO ELECT MR A JOPE AS AN EXECUTIVE Mgmt For For DIRECTOR
16 TO ELECT MRS S KILSBY AS A NON- Mgmt For For EXECUTIVE DIRECTOR
17 TO REAPPOINT KPMG LLP AS AUDITOR Mgmt For For OF THE COMPANY
18 TO AUTHORISE THE DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE AUDITOR
19 TO AUTHORISE POLITICAL DONATIONS Mgmt For For AND EXPENDITURE
20 TO RENEW THE AUTHORITY TO Mgmt For For DIRECTORS TO ISSUE SHARES
CMMT PLEASE NOTE THAT RESOLUTIONS 21 Non-Voting AND 22 ARE SUBJECT TO THE PASSING OF RESOLUTION 20. THANK YOU Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 346 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
21 TO RENEW THE AUTHORITY TO Mgmt For For DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS
22 TO RENEW THE AUTHORITY TO Mgmt For For DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS
23 TO RENEW THE AUTHORITY TO THE Mgmt For For COMPANY TO PURCHASE ITS OWN SHARES
24 TO SHORTEN THE NOTICE PERIOD FOR Mgmt Against Against GENERAL MEETINGS Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 347 of 378 Loomis Sayles Multi-Asset Income Fund UNIPOLSAI S.P.A. (OR UNIPOLSAI ASSICURAZIONI S.P.A
Security: T9647G103 Agenda Number: 710888465 Ticker: US Meeting Type: MIX ISIN: IT0004827447 Meeting Date: 17-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE ITALIAN Non-Voting LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: HTTPS://MATERIALS.PROXYVOTE.COM/AP PROVED/99999Z/19840101/NPS_384342.P DF
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 182826 DUE TO SPLITTING OF RESOLUTION O.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU
O.1 APPROVE FINANCIAL STATEMENTS, Mgmt For For STATUTORY REPORTS, AND ALLOCATION OF INCOME
O.2.1 FIX NUMBER OF DIRECTORS Mgmt For For
O.2.2 ELECT DIRECTORS (BUNDLED) Mgmt For For
O.2.3 APPROVE REMUNERATION OF Mgmt Against Against DIRECTORS
O.3 APPROVE AUDITORS AND AUTHORIZE Mgmt For For BOARD TO FIX THEIR REMUNERATION
O.4 APPROVE REMUNERATION POLICY Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 348 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.5 APPROVE PERFORMANCE SHARE PLAN Mgmt Against Against
O.6 AUTHORIZE SHARE REPURCHASE Mgmt For For PROGRAM AND REISSUANCE OF REPURCHASED SHARES
E.1 AMEND ARTICLES OF ASSOCIATION RE Mgmt For For ARTICLE 8, 13, 17, AND 24 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 349 of 378 Loomis Sayles Multi-Asset Income Fund UNITED PARCEL SERVICE, INC.
Security: 911312106 Agenda Number: 934949489 Ticker: UPS Meeting Type: Annual ISIN: US9113121068 Meeting Date: 09-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: David P. Abney Mgmt Against Against
1b. Election of Director: Rodney C. Adkins Mgmt For For
1c. Election of Director: Michael J. Burns Mgmt For For
1d. Election of Director: William R. Johnson Mgmt For For
1e. Election of Director: Ann M. Livermore Mgmt For For
1f. Election of Director: Rudy H.P. Markham Mgmt For For
1g. Election of Director: Franck J. Moison Mgmt For For
1h. Election of Director: Clark T. Randt, Jr. Mgmt For For
1i. Election of Director: Christiana Smith Shi Mgmt For For
1j. Election of Director: John T. Stankey Mgmt For For
1k. Election of Director: Carol B. Tomé Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 350 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Kevin M. Warsh Mgmt For For
2. To ratify the appointment of Deloitte & Touche Mgmt For For LLP as UPS's independent registered public accounting firm for the year ending December 31, 2019.
3. To prepare an annual report on lobbying Shr Against For activities.
4. To reduce the voting power of class A stock Shr For Against from 10 votes per share to one vote per share.
5. To prepare a report to assess the integration Shr Against For of sustainability metrics into executive compensation. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 351 of 378 Loomis Sayles Multi-Asset Income Fund UNITEDHEALTH GROUP INCORPORATED
Security: 91324P102 Agenda Number: 934998963 Ticker: UNH Meeting Type: Annual ISIN: US91324P1021 Meeting Date: 03-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: William C. Ballard, Jr. Mgmt For For
1b. Election of Director: Richard T. Burke Mgmt For For
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Stephen J. Hemsley Mgmt For For
1e. Election of Director: Michele J. Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie C. Montgomery Mgmt For For Rice, M.D.
1h. Election of Director: John H. Noseworthy, Mgmt For For M.D.
1i. Election of Director: Glenn M. Renwick Mgmt For For
1j. Election of Director: David S. Wichmann Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 352 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
2. Advisory approval of the Company's Mgmt For For executive compensation.
3. Ratification of the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019.
4. The shareholder proposal set forth in the Shr Against For proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 353 of 378 Loomis Sayles Multi-Asset Income Fund VEREIT, INC.
Security: 92339V100 Agenda Number: 934949427 Ticker: VER Meeting Type: Annual ISIN: US92339V1008 Meeting Date: 01-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Glenn J. Rufrano Mgmt For For
1b. Election of Director: Hugh R. Frater Mgmt For For
1c. Election of Director: David B. Henry Mgmt For For
1d. Election of Director: Mary Hogan Preusse Mgmt For For
1e. Election of Director: Richard J. Lieb Mgmt For For
1f. Election of Director: Mark S. Ordan Mgmt For For
1g. Election of Director: Eugene A. Pinover Mgmt For For
1h. Election of Director: Julie G. Richardson Mgmt For For
2. To ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 354 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve by a non-binding advisory Mgmt For For resolution the compensation of the Company's named executive officers as described in the Company's definitive proxy statement. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 355 of 378 Loomis Sayles Multi-Asset Income Fund VERIZON COMMUNICATIONS INC.
Security: 92343V104 Agenda Number: 934943261 Ticker: VZ Meeting Type: Annual ISIN: US92343V1044 Meeting Date: 02-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt Against Against
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Kathryn A. Tesija Mgmt For For
1i. Election of Director: Hans E. Vestberg Mgmt For For
1j. Election of Director: Gregory G. Weaver Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 356 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For Compensation
4. Nonqualified Savings Plan Earnings Shr Against For
5. Independent Chair Shr For Against
6. Report on Online Child Exploitation Shr Against For
7. Cybersecurity and Data Privacy Shr Against For
8. Severance Approval Policy Shr Against For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 357 of 378 Loomis Sayles Multi-Asset Income Fund VIRTU FINANCIAL INC
Security: 928254101 Agenda Number: 935005733 Ticker: VIRT Meeting Type: Annual ISIN: US9282541013 Meeting Date: 04-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 William F. Cruger, Jr. Mgmt For For
2 Glenn Hutchins Mgmt For For
3 Christopher C. Quick Mgmt For For
4 Vincent Viola Mgmt Withheld Against
2. Advisory Vote to Approve Compensation of Mgmt For For Named Executive Officers.
3. Advisory Vote on the Frequency of Future Mgmt 1 Year For Advisory Votes on Compensation of Named Executive Officers.
4. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 358 of 378 Loomis Sayles Multi-Asset Income Fund VISA INC.
Security: 92826C839 Agenda Number: 934911074 Ticker: V Meeting Type: Annual ISIN: US92826C8394 Meeting Date: 29-Jan-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Mary B. Cranston Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: John F. Lundgren Mgmt For For
1f. Election of Director: Robert W. Matschullat Mgmt For For
1g. Election of Director: Denise M. Morrison Mgmt For For
1h. Election of Director: Suzanne Nora Johnson Mgmt For For
1i. Election of Director: John A. C. Swainson Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 359 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory vote to approve executive Mgmt For For compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the 2019 fiscal year. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 360 of 378 Loomis Sayles Multi-Asset Income Fund W. P. CAREY INC.
Security: 92936U109 Agenda Number: 934875329 Ticker: WPC Meeting Type: Special ISIN: US92936U1097 Meeting Date: 29-Oct-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. To approve issuance of validly issued, fully Mgmt For For paid and non-assessable shares of W. P. Carey common stock, $0.001 par value per share, under Rule 312.03 of NYSE Listed Company Manual (the "Stock Issuance") in connection with consummation of the Merger, by and among Corporate Property Associates 17 - Global Incorporated ("CPA:17 - Global"), W. P. Carey, the ultimate parent of external manager of CPA:17 - Global, CPA:17 Merger Sub LLC, an indirect wholly owned subsidiary of W. P. Carey, and other parties thereto, and other transactions contemplated.
2. To consider and vote upon any adjournments Mgmt For or postponements of the W. P. Carey Special Meeting, including, without limitation, a motion to adjourn the special meeting to another time for the purpose of soliciting additional proxies to approve the proposal above. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 361 of 378 Loomis Sayles Multi-Asset Income Fund WALGREENS BOOTS ALLIANCE, INC.
Security: 931427108 Agenda Number: 934909827 Ticker: WBA Meeting Type: Annual ISIN: US9314271084 Meeting Date: 25-Jan-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Jose E. Almeida Mgmt For For
1b. Election of Director: Janice M. Babiak Mgmt Against Against
1c. Election of Director: David J. Brailer Mgmt Against Against
1d. Election of Director: William C. Foote Mgmt For For
1e. Election of Director: Ginger L. Graham Mgmt Against Against
1f. Election of Director: John A. Lederer Mgmt For For
1g. Election of Director: Dominic P. Murphy Mgmt For For
1h. Election of Director: Stefano Pessina Mgmt For For
1i. Election of Director: Leonard D. Schaeffer Mgmt For For
1j. Election of Director: Nancy M. Schlichting Mgmt Against Against
1k. Election of Director: James A. Skinner Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 362 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of the appointment of Deloitte & Mgmt Against Against Touche LLP as the independent registered public accounting firm for fiscal year 2019.
3. Advisory vote to approve named executive Mgmt For For officer compensation.
4. Approval of the amendment and restatement Mgmt For For of the Walgreens Boots Alliance, Inc. Employee Stock Purchase Plan.
5. Stockholder proposal requesting an Shr For Against independent Board Chairman.
6. Stockholder proposal regarding the use of Shr Against For GAAP financial metrics for purposes of determining senior executive compensation.
7. Stockholder proposal requesting report on Shr For Against governance measures related to opioids.
8. Stockholder proposal regarding the ownership Shr For Against threshold for calling special meetings of stockholders. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 363 of 378 Loomis Sayles Multi-Asset Income Fund WAREHOUSES DE PAUW SCA
Security: B9774V120 Agenda Number: 710785215 Ticker: WDP Meeting Type: AGM ISIN: BE0003763779 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT MARKET RULES REQUIRE DISCLOSURE Non-Voting OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
4 STATUTORY FINANCIAL STATEMENTS Mgmt For For
5.A DISCHARGE TO THE MANAGER Mgmt For For
5.B DISCHARGE TO THE PERMANENT Mgmt For For REPRESENTATIVE
5.C DISCHARGE TO THE STATUTORY Mgmt For For AUDITOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 364 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 REMUNERATION FOR THE MANAGER Mgmt For For
7 REMUNERATION REPORT Mgmt For For
13.1 GRANT OF RIGHTS TO THIRD PARTIES - Mgmt For For ABN AMRO
13.2 GRANT OF RIGHTS TO THIRD PARTIES - Mgmt For For ARGENTA
13.3 GRANT OF RIGHTS TO THIRD PARTIES - Mgmt For For ARGENTA ASSURANTIES
13.4 GRANT OF RIGHTS TO THIRD PARTIES - Mgmt For For EIB
13.5 GRANT OF RIGHTS TO THIRD PARTIES - Mgmt Against Against EVERY CLAUSE PERMITTED BETWEEN THE DATE OF THE CONVOCATION TO THE GENERAL MEETING AND THE EFFECTIVE SESSION OF THE GENERAL MEETING (AND WHICH, IF APPLICABLE, SHALL BE EXPLAINED DURING THE GENERAL MEETING), INSOFAR AS SUCH CLAUSES ARE IN LINE WITH THE CLAUSES WHICH UNTIL TODAY WERE ALREADY APPROVED BY THE GENERAL MEETING
CMMT 22 MAR 2019: PLEASE NOTE THAT THE Non-Voting MEETING TYPE WAS CHANGED FROM OGM TO AGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 365 of 378 Loomis Sayles Multi-Asset Income Fund WASHINGTON PRIME GROUP INC
Security: 93964W108 Agenda Number: 934969986 Ticker: WPG Meeting Type: Annual ISIN: US93964W1080 Meeting Date: 16-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: J. Taggart ("Tag") Birge Mgmt For For
1b. Election of Director: Louis G. Conforti Mgmt For For
1c. Election of Director: John J. Dillon III Mgmt For For
1d. Election of Director: Robert J. Laikin Mgmt For For
1e. Election of Director: John F. Levy Mgmt For For
1f. Election of Director: Sheryl G. von Blucher Mgmt For For
1g. Election of Director: Jacquelyn R. Soffer Mgmt For For
2. To approve a non-binding and advisory Mgmt For For resolution regarding Washington Prime Group Inc.'s executive compensation as described in the proxy statement.
3. To approve and adopt the 2019 Washington Mgmt For For Prime Group, L.P. Stock Incentive Plan. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 366 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4. To ratify the appointment of Ernst & Young Mgmt For For LLP as Washington Prime Group Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 367 of 378 Loomis Sayles Multi-Asset Income Fund WASTE MANAGEMENT, INC.
Security: 94106L109 Agenda Number: 934958933 Ticker: WM Meeting Type: Annual ISIN: US94106L1098 Meeting Date: 14-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Frank M. Clark, Jr. Mgmt For For
1b. Election of Director: James C. Fish, Jr. Mgmt For For
1c. Election of Director: Andrés R. Gluski Mgmt For For
1d. Election of Director: Patrick W. Gross Mgmt For For
1e. Election of Director: Victoria M. Holt Mgmt For For
1f. Election of Director: Kathleen M. Mazzarella Mgmt For For
1g. Election of Director: John C. Pope Mgmt For For
1h. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm for 2019.
3. Approval of our executive compensation. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 368 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4. Stockholder proposal regarding a policy Shr Against For restricting accelerated vesting of equity awards upon a change in control, if properly presented at the meeting. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 369 of 378 Loomis Sayles Multi-Asset Income Fund WESFARMERS LIMITED
Security: Q95870103 Agenda Number: 709946101 Ticker: Meeting Type: AGM ISIN: AU000000WES1 Meeting Date: 15-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
2.A RE-ELECTION OF W G OSBORN Mgmt For For
2.B ELECTION OF S W ENGLISH KNZM Mgmt For For
3 ADOPTION OF THE REMUNERATION Mgmt For For REPORT
4 GRANT OF RESTRICTED SHARES AND Mgmt For For PERFORMANCE SHARES TO THE GROUP MANAGING DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 370 of 378 Loomis Sayles Multi-Asset Income Fund WESFARMERS LIMITED
Security: Q95870103 Agenda Number: 709999215 Ticker: Meeting Type: SCH ISIN: AU000000WES1 Meeting Date: 15-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 THAT PURSUANT TO, AND IN Mgmt For For ACCORDANCE WITH, SECTION 411 OF THE CORPORATIONS ACT, THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN WESFARMERS LIMITED AND THE HOLDERS OF ITS FULLY PAID ORDINARY SHARES AS CONTAINED IN AND MORE PRECISELY DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE CONVENING THIS MEETING FORMS PART, IS APPROVED (WITH OR WITHOUT MODIFICATION AS APPROVED BY THE SUPREME COURT OF WESTERN AUSTRALIA) Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 371 of 378 Loomis Sayles Multi-Asset Income Fund WESFARMERS LIMITED
Security: Q95870103 Agenda Number: 709999203 Ticker: Meeting Type: OGM ISIN: AU000000WES1 Meeting Date: 15-Nov-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
1 APPROVAL OF CAPITAL REDUCTION Mgmt For For
2 THAT, SUBJECT TO AND CONDITIONAL ON Mgmt For For THE SCHEME BECOMING EFFECTIVE, APPROVAL BE GIVEN FOR ALL PURPOSES, INCLUDING SECTIONS 200B AND 200E OF THE CORPORATIONS ACT, FOR THE GIVING OF BENEFITS TO ANY CURRENT OR FUTURE PERSON WHO HOLDS OR HAS HELD A MANAGERIAL OR EXECUTIVE OFFICE IN COLES GROUP LIMITED OR A RELATED BODY CORPORATE IN CONNECTION WITH THAT PERSON CEASING TO HOLD AN OFFICE Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 372 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
OR POSITION IN COLES GROUP LIMITED OR A RELATED BODY CORPORATE, ON THE TERMS SET OUT IN THE EXPLANATORY NOTES ATTACHED TO THIS NOTICE OF MEETING Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 373 of 378 Loomis Sayles Multi-Asset Income Fund WIHLBORGS FASTIGHETER AB
Security: W9899F155 Agenda Number: 710791345 Ticker: WIHL Meeting Type: AGM ISIN: SE0011205194 Meeting Date: 25-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME Non-Voting EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE Non-Voting OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN FOR THE Mgmt For For MEETING: ANDERS JARL Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 374 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 PREPARATION AND APPROVAL OF Mgmt For For VOTING LIST
4 ELECTION OF ONE OR TWO INDIVIDUALS Mgmt For For TO VERIFY THE MINUTES
5 APPROVAL OF THE AGENDA Mgmt For For
6 DETERMINATION OF WHETHER THE Mgmt For For MEETING HAS BEEN DULY CONVENED
7 PRESENTATION BY THE CHIEF Non-Voting EXECUTIVE OFFICER
8 PRESENTATION OF THE ANNUAL Non-Voting ACCOUNTS AND THE AUDITOR'S REPORT PLUS CONSOLIDATED ACCOUNTS AND THE AUDITORS' REPORT FOR THE GROUP
9.A RESOLUTION ON: THE ADOPTION OF THE Mgmt For For INCOME STATEMENT AND BALANCE SHEET, AND THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET
9.B RESOLUTION ON: THE APPROPRIATION Mgmt For For OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET: SEK 3.75 PER SHARE
9.C RESOLUTION ON: THE DISCHARGE OF Mgmt For For THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER FROM PERSONAL LIABILITY Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 375 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9.D RESOLUTION ON: THE RECORD DAY, IN Mgmt For For THE EVENT THE ANNUAL GENERAL MEETING DECIDES ON A DIVIDEND
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO Non-Voting 14 ARE PROPOSED BY NOMINATIONS COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING.
10 RESOLUTION ON THE NUMBER OF Mgmt For For MEMBERS OF THE BOARD AND AUDITORS: SEVEN ORDINARY BOARD MEMBERS BE APPOINTED, WITHOUT DEPUTIES
11 ESTABLISHMENT OF FEES FOR BOARD Mgmt For For MEMBERS AND AUDITORS
12 ELECTION OF BOARD MEMBERS AND Mgmt For For CHAIRMAN OF THE BOARD: ANDERS JARL, SARA KARLSSON, JAN LITBORN, HELEN OLAUSSON, PER-INGEMAR PERSSON, JOHAN QVIBERG AND TINA ANDERSSON BE RE-ELECTED, ANDERS JARL BE ELECTED AS CHAIRMAN OF THE BOARD
13 ELECTION OF AUDITORS: DELOITTE AB Mgmt For For BE RE-ELECTED AS AUDITORS, WITH RICHARD PETERS AS AUDITOR-IN- CHARGE
14 RESOLUTION ON THE PRINCIPLES FOR Mgmt For For APPOINTING MEMBERS OF THE NOMINATION COMMITTEE Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 376 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
15 RESOLUTION ON THE PRINCIPLES FOR Mgmt Against Against REMUNERATION AND TERMS OF EMPLOYMENT FOR GROUP MANAGEMENT
16 RESOLUTION CONCERNING Mgmt For For AUTHORISATION OF THE BOARD TO ACQUIRE AND ASSIGN OWN SHARES
17 RESOLUTION CONCERNING Mgmt For For AUTHORISATION OF THE BOARD TO DECIDE ON NEW SHARE ISSUES EQUIVALENT TO AT MOST A TOTAL OF 10 PERCENT OF REGISTERED SHARE CAPITAL
18 ANY OTHER BUSINESS THAT IS Non-Voting REQUIRED OF THE MEETING UNDER THE SWEDISH COMPANIES ACT OR THE ARTICLES OF ASSOCIATION
19 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 166477 DUE TO CHANGE IN BOARD RECOMMENDATION FOR RESOLUTIONS 10 TO 14. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 377 of 378 Loomis Sayles Multi-Asset Income Fund WORKSPACE GROUP PLC
Security: G5595E136 Agenda Number: 709620884 Ticker: Meeting Type: AGM ISIN: GB00B67G5X01 Meeting Date: 13-Jul-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE ANNUAL Mgmt For For REPORT AND ACCOUNTS
2 TO APPROVE THE 2018 ANNUAL Mgmt For For REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE COMPANY'S REMUNERATION POLICY) AS SET OUT IN THE ANNUAL REPORT AND ACCOUNTS
3 TO DECLARE A FINAL DIVIDEND OF 18.55 Mgmt For For PENCE PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2018
4 TO RE-ELECT MR DANIEL KITCHEN AS A Mgmt For For DIRECTOR
5 TO RE-ELECT MR JAMIE HOPKINS AS A Mgmt For For DIRECTOR
6 TO RE-ELECT MR GRAHAM CLEMETT AS Mgmt Against Against A DIRECTOR
7 TO RE-ELECT DR MARIA MOLONEY AS A Mgmt For For DIRECTOR
8 TO RE-ELECT MR CHRIS GIRLING AS A Mgmt For For DIRECTOR
9 TO RE-ELECT MR DAMON RUSSELL AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 19-Aug-2019 Page 378 of 378
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT MR STEPHEN HUBBARD AS Mgmt For For A DIRECTOR
11 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For OF THE COMPANY
12 TO AUTHORISE THE BOARD, ACTING Mgmt For For THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE REMUNERATION OF THE AUDITORS
13 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT EQUITY SECURITIES
14 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For POLITICAL DONATIONS
15 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
16 TO FURTHER DISAPPLY PRE-EMPTION Mgmt For For RIGHTS FOR ACQUISITIONS OR OTHER CAPITAL INVESTMENTS
17 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For MARKET PURCHASES OF ITS OWN ORDINARY SHARES
18 TO AUTHORISE A GENERAL MEETING Mgmt Against Against (OTHER THAN AN ANNUAL GENERAL MEETING) OF THE COMPANY TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE