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This excellent introduction to This book prepares graduate This concise, self-contained From a review of the hyperbolic differential students for research in text is accessible to first year previous edition: equations is devoted to linear numerical analysis/computa- graduate students, giving the 7 The main emphasis of the Accommodations of equations and symmetric tional mathematics by giving a full background needed for book is on applications of Learning Disabilities systems, as well as conserva- mathematical framework readers unfamiliar with the various models that facilitate tion laws. Over 100 exercises embedded in functional topic of finite semigroups. managerial decisions to be in Mathematics are included, as well as “do it analysis and focused on The tools presented are also taken....The algorithms and Courses yourself” instructions for the numerical analysis. This helps of significant use to techniques are explained by proofs of many theorems. them to move rapidly into a researchers in various fields providing insight and page 1072 Notes at the end of the self- research program. of mathematics. illustration....A practitioner contained chapters, as well as can use the book to identify a references at the end of the 3rd ed. 2009. XVI, 625 p. (Texts 2009. Approx. 190 p. 10 illus. solution technique and the book, enable ease-of-use for in Applied Mathematics, (Developments in corresponding software tool both the student and the Volume 39) Hardcover Mathematics, Volume 20) to tackle a real-life problem.... Communities in independent researcher. ISBN 978-1-4419-0457-7 Hardcover teaches. Networks 7 $79.95 ISBN 978-1-4419-0159-0 7 ZENTRALBLATT MATH 2009. XII, 150 p. (Universitext) 7 $89.95 page 1082 Softcover 2nd ed., 2009, XVIII, 537 p. ISBN 978-0-387-87822-5 With CD-ROM., Hardcover 7 $59.95 ISBN 978-1-4419-0909-1 7 $79.95 Transitioning to Careers in Higher For access check with your librarian Education
page 1098 A Concise Introduction to Mathematical Geometric Etudes in Combinatorial
Logic Mathematics Volume 56, Number 9, Pages 1065–1224, October 2009 W. Rautenberg , Freie Universität Berlin, Germany A. Soifer , University of Colorado, Colorado Springs, CO, USA San Francisco The third edition is a thorough and expanded revision of the This second edition of Alexander Sofier’s Geometric Etudes in meeting former. Philosophical and foundational problems of mathematics Combinatorial Mathematics provides supplementary reading are discussed throughout the text. Each section of the seven materials to students at various levels interested in pursuing page 1179 chapters ends with exercises some of which of importance for mathematics, especially in algebra, geometry, or combinato- the text itself. There are hints to most of the exercises in a rial geometry separate file Solution Hints to the Exercises which is not part of the book but is available from the author’s website. 2nd ed. 2010. Approx. 250 p. 300 illus. Softcover ISBN 978-0-387-75469-7 7 approx. $39.95 3rd ed. 2010. Approx. 340 p. 25 illus. (Universitext) Softcover ISBN 978-1-4419-1220-6 7 approx. $69.95
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Notes on Introductory A History of Algebraic and Representation Theory and Combinatorics Differential Topology, Complex Geometry George Pólya, Robert E. Tarjan, Princeton 1900 – 1960 Neill Chriss, University of Chicago, Univeristy, NJ, USA; Donald R. Woods, Chicago, IL, USA; Victor Ginzburg, Jean Dieudonné Google Inc., Mountain View, CA, USA University of Chicago, Chicago, IL, USA “This book is a well-informed and detailed “This is a delightful little paperback which “The book is largely self-contained.... analysis of the problems and development presents a day-by-day transcription of a There is a nice introduction to symplectic of algebraic topology, from Poincaré and course taught jointly by Polya and Tarjan at geometry and a charming exposition of Brouwer to Serre, Adams, and Thom. Stanford University. Woods, the teaching equivariant K-theory. Both are enlivened by The author has examined each signifi cant assistant for the class, did a very good job of examples related to groups... An attractive paper along this route and describes merging class notes into an interesting mini- feature is the attempt to convey some the steps and strategy of its proofs and textbook; he also included the exercises, informal ‘wisdom’ rather than only the its relation to other work. Previously, the homework, and tests assigned in the class precise defi nitions. As a number of results history of the many technical develop- (a very helpful addition for other instructors in is due to the authors, one fi nds some of the ments of 20th-century mathematics had the fi eld). The notes are very well illustrated original excitement. This is the only available seemed to present insuperable obstacles throughout and Woods and the Birkhäuser introduction to geometric representation to scholarship. This book demonstrates in publishers produced a very pleasant text. theory...it has already proved successful the case of topology how these obstacles One can count on [Pólya and Tarjan] for new in introducing a new generation to the can be overcome, with enlightening insights and a fresh outlook. Both instructors subject.” —Bulletin of the AMS results.... Within its chosen boundaries the taught by presenting a succession of coverage of this book is superb. Read it!” examples rather than by presenting a body 2009. APPROX. 510 P., 5 ILLUS., SOFTCOVER —MathSciNet of theory…[The book] is very well suited as ISBN 978-0-8176-4937-1 $59.95 MODERN BIRKHÄUSER CLASSICS supplementary material for any introductory 2009. XXIV., 648 P. SOFTCOVER class on combinatorics; as such, it is very ISBN 978-0-8176-4906-7 $69.95 highly recommended. Finally, for all of us MODERN BIRKHÄUSER CLASSICS Integration and Modern who like the topic and delight in observing skilled professionals at work, this book is Analysis entertaining and, yes, instructive, reading.” Liaison, Schottky Problem John J. Benedetto, University of Maryland, —Mathematical Reviews and Invariant Theory College Park, MD, USA, Wojciech Czaja, (Review of the original hardcover edition) University of Maryland, College Park, MD, USA Remembering Federico Gaeta 2010. APPROX. 205 P., 125 ILLUS., SOFTCOVER Maria Emilia Alonso, Universidad This textbook begins with the fundamen- ISBN 978-0-8176-4952-4 APPROX. $49.95 Complutense de Madrid, Spain; Enrique tals of classical real variables and leads MODERN BIRKHÄUSER CLASSICS Arrondo, Universidad Complutense de to Lebesgue’s defi nition of the integral, Madrid, Spain; Raquel Mallavibarrena, the theory of integration and the structure Viability Theory Universidad Complutense de Madrid, of measures in a measure theoretical Spain; Ignacio Sols, Universidad format. Core chapters are followed by Jean-Pierre Aubin, Université de Paris- Complutense de Madrid, Spain (Eds.) chapters of a topical nature, which clarify Dauphine and CNRS, Paris, France the authors’ vision of modern real analy- This volume is a homage to the memory sis. These topics include weak conver- “The book is a compendium of the state of of the Spanish mathematician Federico gence, the Riesz representation theorem, knowledge about viability...Mathematically, Gaeta (1923-2007). Apart from a histori- the Lebesgue differential theorem, and the book should be accessible to anyone cal presentation of his life and interac- self-similar sets and fractals. Historical who has had basic graduate courses in tion with the classical Italian school of remarks, problems and examples, and modern analysis and functional analysis… algebraic geometry, the volume presents appendices on functional analysis and The concepts are defi ned and many proofs surveys and original research papers on Fourier analysis provide insight into the of the requisite results are reproduced here, the mathematics he studied. Specifi cally, it theory and its applications. The self- making the present book essentially self- is divided into three parts: linkage theory, contained and fundamental coverage of contained.” —Bulletin of the AMS Schottky problem and invariant theory. On the theories of integration, differentiation, 2009. XXVIII., 2ND PRINTING. 544 P. 10 ILLUS. this last topic a hitherto unpublished article and modern analysis make this text ideal SOFTCOVER by Federico Gaeta is also included. for the classroom setting. ISBN 978-0-8176-4909-8 $69.95 2010. APPROX. 300 P. HARDCOVER 2009. XVII, 571 P. , 24 ILLUS., HARDCOVER MODERN BIRKHÄUSER CLASSICS ISBN: 978-3- 0346-0200-6 APPROX. $94.95 ISBN 978-0-8176-4306-5 $79.95 PROGRESS IN MATHEMATICS BIRKHÄUSER ADVANCED TEXTS
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1105 Communications
1106 WHAT IS…Stanley Depth? M. R. Pournaki, S. A. Seyed Fakhari, M. Tousi, and S. Yassemi
1115 Revisiting the Question of Diversity: Faculties and Ph.D. Programs H. G. Grundman 1109 1082 Commentary Features 1105 Emmy Noether: The Mother of Modern Algebra— 1072 Legal Commentary: Accommodations of A Book Review Learning Disabilities in Mathematics Reviewed by Benno Courses Artmann Kathleen Ambruso Acker, Mary W. Gray, and Behzad 1109 The Numerati— Jalali A Book Review American law requires accommodation of student Reviewed by Jeffrey Shallit disabilities in some educational settings. In the article, the authors consider what the law may or may not require of university students and some of the ques- tions university faculty should be raising regarding accommodation. 1082 Communities in Networks Mason A. Porter, Jukka-Pekka Onnela, and Peter J. Mucha A network is a graph with edges that may be directed and weighted. A community in a network is a collection of nodes relatively densely connected to each other and rather sparsely to other dense groups. The authors discuss the mathematics of these notions and their applications in social, biological, and physical settings. 1098 Transitioning to Careers in Higher Education (Reflections from Recent Ph.D.s in Mathematics Education) Robert Reys, Dana Cox, Shannon Dingman, and Jill Newton The authors surveyed recent doctorates regarding their initial professional experiences. In this article, the authors report what they found out. Notices Departments of the American Mathematical Society About the Cover ...... 1132 Mathematics People ...... 1119 EDITOR: Andy Magid Bringmann Receives Krupp Prize, SIAM Prizes Awarded, Sargsyan ASSOCIATE EDITORS: Awarded Artin Prize, Prizes of the London Mathematical Society, Prizes Daniel Biss, Susanne C. Brenner, Bill Casselman (Graphics Editor), Robert J. Daverman, Susan of the Canadian Mathematical Society, AWM Essay Contest Winners, Friedlander, Robion Kirby, Steven G. Krantz, SIAM Names 183 Fellows. Lisette de Pillis, Peter Sarnak, Mark Saul, John Swallow, Lisa Traynor Mathematics Opportunities ...... 1122 SENIOR WRITER and DEPUTY EDITOR: NSF Postdoctoral Fellowships, AMS Epsilon Fund, AMS-AAAS Mass Media Allyn Jackson Summer Fellowship, Enhancing the Mathematical Sciences Workforce in MANAGING EDITOR: Sandra Frost the Twenty-First Century, Visiting Positions at CIRM, American Institute CONTRIBUTING WRITER: Elaine Kehoe of Mathematics Call for Proposals. PRODUCTION ASSISTANT: Muriel Toupin Reference and Book List ...... 1124 PRODUCTION: Kyle Antonevich, Stephen Moye, Erin Murphy, Lori Nero, Karen Ouellette, Donna Salter, Deborah Smith, Peter Sykes, Patricia Zinni Mathematics Calendar ...... 1146 ADVERTISING SALES: Anne Newcomb New Publications Offered by the AMS ...... 1149
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General and Interdisciplinary Surfaces with Constant Mean Frobenius Manifolds, Quantum Harmonic Analysis, the Trace Curvature Cohomology, and Moduli Spaces Formula, and Shimura Varieties Mathematics: Frontiers and Katsuei Kenmotsu, Tohoku University, Yuri I. Manin, Director, Max-Planck- James Arthur, University of Toronto, Perspectives Sendai, Japan Institut für Mathematik, Bonn, Germany ON, Canada, David Ellwood, Clay V. Arnold, University of Paris IX, Translations of Mathematical Monographs, Colloquium Publications, Volume 47 Mathematics Institute, Cambridge, MA, France, and Steklov Mathematical Volume 221 1999; 303 pp.; hardcover; ISBN: 978-0-8218-1917- and Robert Kottwitz, University of Institute, Moscow, Russia, M. Atiyah, 2003; 142 pp.; softcover; ISBN: 978-0-8218-3479- 3; List US$61; Sale Price US$21; Order code: Chicago, IL, Editors 4; List US$63; Sale Price US$22; Order code: COLL/47 University of Edinburgh, Scotland, Clay Mathematics Proceedings, Volume 4 MMONO/221 P. 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Go to www.ams.org/bookstore to view the entire list of titles on sale. Legal Commentary Accommodations of Learning Disabilities in Mathematics Courses Kathleen Ambruso Acker, Mary W. Gray, and Behzad Jalali
he requirement of the No Child Left Americans with Disabilities Act (ADA) [2], which Behind Act (NCLB) [27] that measures broadens the prohibition of discrimination by of academic progress be disaggregated requiring that all services and places of public ac- by groups has renewed focus on the commodation, including colleges and universities, Tissue of accommodating students with be accessible to those with disabilities. As a result disabilities. Although NCLB does not apply to of several Supreme Court decisions narrowing postsecondary education, over the past fifteen the scope of protection, the ADA was amended, years there has been a substantial increase in the with changes effective from January 1, 2009. The attention directed to learning disabilities in this Rehabilitation Act was also amended to conform. arena. In particular, questions have been raised by Some state laws may impose additional require- institutions of higher education as well as by test- ments, but we deal only with the federal context. ing bodies such as the College Board as to whether The Office of Civil Rights of the U.S. Department some recommended accommodations accomplish of Education (OCR) issues letters of interpreta- the purpose for which they were intended and tion in response to both complaints and inquiries whether they are fair to other students. However, concerning disability laws.1 These are intended to aside from discussions in law reviews, little atten- provide guidance; although they do not have the tion has been focused on whether the accommoda- force of law, they are given substantial deference tions are legally required in a higher-educational by courts should litigation develop. setting. We address the legal framework, focus- Both the ADA and the Rehabilitation Act are ing on what constitutes a disability from a legal broadly applicable to many aspects of higher edu- point of view and the nature and appropriateness cation, but this paper concentrates on colleges and of accommodations, noting where mathematics universities and to a lesser extent on testing bodies courses have been affected. Lastly, we will review such as the College Board, the National Board of suggestions for best practices in accommodating Medical Examiners, and various state boards of learning disabilities in the mathematics classroom bar examiners. in the light of legal requirements. The ADA (as amended) states that: The term “disability” means, with respect to an Legal Framework individual— Two federal laws affect college-level instruction: (A) a physical or mental impairment that sub- the Rehabilitation Act, Section 504 [39], which pro- stantially limits one or more major life activities hibits discrimination on the basis of disability by of such individual; entities receiving federal funds, and the (B) a record of such impairment; or (C) being regarded as having such an impair- Kathleen Ambruso Acker is an independent researcher ment.2 in mathematics education. Her email address is katie. Focusing for the most part on (A), this paper pri- [email protected]. marily examines what constitutes a legal disability Mary W. Gray is professor of mathematics and statistics at in the learning disability context and what accom- American University and a member of the District of Co- modations may be required. lumbia Bar. Her email address is [email protected]. 1 Behzad Jalali is director of M/S Educational Services at See, e.g., OCR re Golden Gate University (CA) (9 NDR American University. His email address is bjalali@ 182), July 10, 1996. american.edu. 2 42 U.S.C.S §§12101 et seq. (2009).
1072 NOTICES OF THE AMS VOLUME 56, NUMBER 9 To begin, the statutory definition of “substan- disability for purposes of either act. If not, post- tially limited” is not particularly helpful in that it secondary accommodations are not legally man- equates “substantially limited” to the term “ma- dated, although, of course, a college or university terially restricted” without further explanation or may choose to offer them. It is also important to clarification. However, the amendments of 2009 understand that in order for an adverse action do define disability more broadly than courts had (such as dismissal from a program) to violate done in the recent past. The amended ADA states the ADA or Rehabilitation Act, there must be a that “major life activities include, but are not causal connection between it and the disability or limited to, caring for oneself, performing manual perceived disability [4]. For example, many court tasks, seeing, hearing, eating, sleeping, walking, decisions have noted that a student’s failure or dis- standing, lifting, bending, speaking, breathing, missal resulting from an inability to meet academic learning, reading, concentrating, thinking, com- standards even with reasonable accommodations municating and working.” [2] does not constitute discrimination on the basis of The standards of measurement of impairment a disability. are also altered by the amendments, which specifi- There are some who contend that “learning cally state that whether one is impaired should be disability is merely a subjective social construct judged without respect to any amelioration. Thus, that is inherently tied to underlying politics,” and for example, one whose diabetes is controlled by indeed there is some disagreement about how medication would still be considered disabled learning disabilities are characterized [21], [47]. 3 for the purposes of protection under the ADA. There has been some movement away from the Whether the impairment must be in comparison to traditional “discrepancy” measurement of learning the average person’s ability or to that of a person disability to one that assesses the struggling stu- of similar skills and training has been an issue. For dent’s response to high-quality general education example, should a mathematics graduate student’s instruction or focuses on an absolute low level of reading ability be compared to that of an average achievement. Such a standard would shift from member of the general public or to that of other individual identification to a rulelike process that mathematics graduate students? The courts have would not have a “bright” child who performs at a 4 generally adopted an average person standard. mediocre level classified as learning disabled. More “Learning disabilities” are generally defined important, however, for the present discussion is to be specific difficulties in learning when the the tendency of the courts to declare that under student is generally of average or above-average some circumstances “learning disabilities” may not intelligence [47]; that is, the student’s performance be disabilities for the purpose of the ADA and the on some aspect of learning is substantially below Rehabilitation Act and the effect the amendments what would be expected at a given age and IQ. to the ADA might have on this trend. Exactly what this means has been the subject of much controversy, not to mention litigation, Higher Education vs. K–12 Requirements but for the purpose of discussion we accept this In the college setting many difficulties result from characterization. Note also that Attention Deficit failures to distinguish what might have been re- Disorder (ADD) and Attention Deficit Hyperactivity quired at the K–12 level and what is required in Disorder (ADHD) are conditions that some label the postsecondary context under a different legal learning disabilities and others denominate as a framework [26]. Students in K–12 education are separate category of disability that may be eligible protected under the Individuals with Disabilities for accommodation. For the purposes of this paper Education Act (IDEA) [19], whose provisions are both conditions are considered learning disabili- designed to guarantee successful outcomes for the ties. Learning disabilities affect education at all disabled, whereas the Rehabilitation Act and the levels and in all subjects; in particular, dyscalculia, ADA are focused on guaranteeing access. Thus, in dyslexia, ADD, and ADHD create difficulties for K–12 education students with disabilities are en- students to understand and apply mathematics titled to an Individualized Education Program (IEP) appropriately. developed jointly by their teachers and special edu- Under the ADA and the Rehabilitation Act, any cation professionals and in consultation with their “otherwise qualified” disabled person is entitled to parents. The goal of an IEP is to assure that the “reasonable” accommodations in order to provide student has a chance to achieve academically in an access to education. As might be expected, what education setting commensurate with his abilities. “otherwise qualified” and “reasonable” mean has been the subject of much litigation. However, The proportion of children classified as learning more basic is whether a “learning disability” is a disabled in the K–12 system has grown enormously in the past several decades, as evidenced by the 3However, under the 2009 amendments one whose vision fact that one in eleven college freshmen self- is corrected merely by ordinary eyeglasses or contact identify as having a disability, over 50 percent of lenses is not considered disabled. which are described as “learning disabilities”, an 4 See, e.g., Singh [44]. increase by as much as threefold over the past
OCTOBER 2009 NOTICES OF THE AMS 1073 twenty years [41]. As a result, IEP beneficiaries activity and whether that activity is a major life have come to expect similar accommodations in activity. college and indeed on licensing exams such as A key Supreme Court case, Sutton v. United Air those required for students seeking to become Lines [45], involved twin sisters who applied to be physicians or lawyers. There has been a great pilots. Although they were severely nearsighted, deal of litigation about the sufficiency of school corrected by glasses their vision was 20-20; none- districts’ individualized plans and also a great deal theless, they were denied employment based on of controversy about learning disability classifica- their eyesight. The Supreme Court decided that tion being “affirmative action” for the middle class, with the accommodation of glasses they were not as parents and students seek accommodations disabled and hence were not entitled to the protec- to secure advantages for their children [23], [42]. tion of antidiscrimination legislation. This opened At the K–12 level, schools have the respon- the door to a series of decisions greatly limiting the sibility to identify students’ disabilities as well scope of disability protections, an outcome that as to work cooperatively to develop appropriate the 2009 amendments were enacted to reverse. accommodations. At the postsecondary level it Nonetheless, ultimately the amendments would is up to students to make a focused request to most likely not have assisted the sisters, because the airline could very likely justify the requirement the appropriate administrative office to receive for 20-20 uncorrected vision as business related accommodations for their disabilities and to pro- by citing what might happen in an emergency vide appropriate documentation supporting such situation to the glasses or lenses on which a pilot requests for accommodations [6]. was relying.7 Institutions of higher learning are also con- The Supreme Court further limited the scope strained by the Health Insurance Portability and 5 of the ADA and the Rehabilitation Act in Toyota Accountability Act of 1996 (HIPAA), which specifi- v. Williams [46] when it overturned a lower court cally prohibits medical information to be included decision that had found that a woman who was as part of an educational record, and the Family unable to perform specific tasks in one job was en- Education Rights and Privacy Act (FERPA), an act titled to reassignment to another job that she was designed to protect the privacy of a student’s edu- able to carry out successfully. The court said that cational records. “Educational records” as defined the specific set of tasks was not a major life activity by FERPA are records “(1) directly related to a stu- and hence her limitation in performing them was dent; and (2) maintained by an educational agency not covered by the ADA. This is the sort of result or institution or by a party acting for the agency or that the amendments to the ADA seek to reverse. institution.”6 Furthermore, the definition explicitly Until the Sutton and Toyota cases the courts excludes inclusion of records made by physicians, had generally assumed that the plaintiff was psychiatrists, or psychologists. In other words, disabled and then examined whether or not there records from specialists who diagnose and treat had been discrimination on the basis of that dis- learning disabilities cannot be included as part of ability, in particular whether reasonable accom- the student’s education records. Thus, even if the modations had been made (see, e.g., [31], [52]). institution requires documentation from special- Subsequently the courts have engaged in detailed ists to substantiate a student’s request for ac- individual assessments of whether a “major life commodation, this information cannot be shared activity” was implicated and, if so, whether it was directly with faculty members. To facilitate open “substantially limited”. This is likely to continue discourse between faculty and students learning under the amended statute, albeit under relaxed to be self-advocating, administrations at many standards [37]. postsecondary schools provide students with Applying this back to an educational setting, appropriately documented learning disabilities a we see that there are many cases that examine letter detailing what accommodations the student accommodations where the courts have declared needs. Thus, schools do not contact faculty on be- that the fact that the examinees have done as well half of the students, and it is the responsibility of as they have by getting into college, law school, the student to disclose to faculty, on an as-needed or medical school with accommodations demon- basis, the need for accommodations. strates that they are not disabled. One example is the case of McGuiness v. University of New Mexico Major Life Activity School of Medicine [25]. Essentially McGuiness had A fundamental question, one which has not always completed several degrees, including a bachelor of been addressed by the courts and hardly at all science in chemistry and biology as well as a doctor- ate in psychology, prior to entering medical school. by colleges and universities, is to what extent a Throughout his educational experience McGuiness documented learning disability might limit an 7 In any case, the sisters would not have been considered 5 Public Law 104-191, 104th Congress. disabled and thus entitled to protection if only ordinary 6 20 U.S.C. section §1232g. glasses were needed to correct their vision to 20-20.
1074 NOTICES OF THE AMS VOLUME 56, NUMBER 9 worked through anxiety in taking chemistry and tiple-choice exams. Singh’s suit against GWU as- mathematics classes without accommodations. serted that they did not accommodate her claimed However, his medical school grades did not meet learning disability. After a complicated pair of the standards set by the medical school. The courts rulings in the lower court, the appellate court determined that his inability to satisfy medical remanded the case for consideration of whether school requirements did not substantially limit the Singh was legally disabled, mandating the “average broader life activity of “working”, as it excluded person” rather than other medical students as the him only from certain limited types of jobs. Fur- appropriate standard for comparison. It also found thermore, the court held that his claim of anxiety that test taking is not in and of itself a major life did not meet the definition of disability under activity but rather a component of “learning”, so either the ADA standard or the Rehabilitation Act. that the determination of impairment should be In a licensing exam case at the district court with regard to the totality of “learning”. level, Price v. National Board of Medical Examiners [35], the “learning” involved was declared to be a Otherwise Qualified “major life activity”, but since the plaintiff’s prior The concept of “otherwise qualified” is intertwined academic record, achieved without accommoda- in a complicated way with the notion of “reason- tion, was above average, the court held that Price ableness” of accommodations. Although others was not disabled and hence not entitled to protec- have attempted to identify gaps in existing law tion. Whether these cases would have been decided and to consider them in the context of real-world differently under the 2009 amendments is not implementation by educators and test administra- entirely clear, but it would appear that they would tors [41], we confine our discussion to the existing not have been, since neither of the plaintiffs would situation and what may develop under the newly have met the broadened definition of disability. amended ADA and Rehabilitation Act. Although the amended ADA leaves open the A person with a disability who can perform the ability of the courts to find that those who have “essential functions” of a job or meet the require- achieved an advanced level without accommoda- ments for services with “reasonable accommoda- tion are not disabled and hence not entitled to the tions” can be considered “otherwise qualified”. particular accommodation they might now seek, Therefore, if students are unable to make satisfac- it augurs a different outcome for those who have tory progress with reasonable accommodations, it achieved their current status with accommoda- would appear that they are not otherwise qualified, tions. In particular, they cannot now be deemed the case of a blind person seeking employment as not disabled because the ameliorating effects of a bus driver being an extreme example. As noted accommodations have reduced or eliminated any above, there are many cases involving medical impairment they might otherwise experience. In students who do well with or without accommo- other words, they are entitled to continued assis- dations until they reach the clinical stage of their tance in the form of appropriate accommodations, training. Then, in spite of repeated accommoda- but it may be questionable whether the impairment tions having to do with stretched-out scheduling they face without accommodations constitutes a of clinical rotations, repeated attempts at exams, limitation in a major life activity. special supervision and other adjustments to their The underlying issue not directly addressed by program, they are unable to achieve a standard the ADA amendments is, as noted above, whether acceptable to their institutions. In Falcone v. Uni- when deciding that a person is impaired, should versity of Minnesota [11, p. 160] the court said the comparison be with the average person or with “the University is not required to tailor a program a group of peers (e.g., other students in the same in which Falcone could graduate with a medical academic program) [4], [35], [44]. Anyone who has degree without establishing the ability to care for progressed to taking a bar exam or even being ad- patients.” Similarly, in Powell v. National Board of mitted to college, for example, might on the basis Medical Examiners and the University of Connecti- of that achievement be held to be not impaired in cut [34], the court determined that the plaintiff was the major life activity of “learning” or of “working” not entitled to the protection of the ADA, as even since most jobs certainly do not require passing a with many accommodations she could not do the bar exam and many do not require a postsecondary required clinical rotations. education. Thus a student could be able without In a relatively early lower court case, Pandazides assistance to perform at the level of an “average v. Virginia Board of Education [29], the court said person” and hence not be considered legally dis- that an accommodation must not “fundamentally abled, but not be successful in a program for law alter the measurement of the skills or knowledge students, medical students, or other professionals. the examination is intended to test.” The outcome In the case of Singh v. George Washington Uni- of Falchenberg v. New York State Department versity (GWU) [44], Carolyn Singh was dismissed of Education [10] was similar. Falchenberg had from George Washington’s medical school due to received multiple accommodations concerning poor academic progress, primarily on timed mul- time requirements and a reader and a scribe on
OCTOBER 2009 NOTICES OF THE AMS 1075 an exam required for employment as a New York tion of the appropriateness of an accommodation State teacher; however, Falchenberg, a dyslexic, is usually whether the requested accommodation was required to spell and punctuate correctly on requires a fundamental alteration in an academic her own. Falchenberg felt that this stipulation did program or lowers standards, in which case the not amount to a reasonable accommodation for accommodation is not required.9 her disability. Since proper grammar and spell- A case often cited as validating the accommoda- ing were integral components of the exam,8 the tion of learning-disabled students, Guckenberger court found that Falchenberg was looking for an v. Boston University [17], is worth examining. The accommodation that would fundamentally alter provost of the university became concerned about the purpose of the exam and thus ruled in favor the substantial increase in the number of learning- of the Department of Education. In other words, disabled students receiving accommodations, even with reasonable accommodations there was some of which he felt were inappropriate. After no way Falchenberg could be considered otherwise some intemperate remarks from the provost char- qualified. acterizing learning-disabled students as slackers and instituting a requirement for revalidation of Appropriate Accommodations documentation of learning disabilities under new If a student is not “disabled” under the terms of standards, a suit was filed by students seeking ac- the law, academic judgment as to what is an “ap- commodations, asking for, among other things, a propriate accommodation” may not have legal waiver of any courses in mathematics and foreign significance. However, under the amended ADA, languages required for graduation. courts are more likely, but not certain, to classify Although few examples of requests for waiver of a traditional “learning disability” as a legal dis- the mathematics requirement and no documenta- ability. Moreover, universities may choose to offer tion of the waiver being granted were presented, accommodations to those with learning disabilities the mathematics department had agreed to allow despite the question of legal obligation. As stated students to choose an alternative course to meet earlier, OCR’s stance on treatment of disabled stu- the requirement. Among the possible substitutes dents is given deference should litigation develop. listed were Anthropology of Money, Economics of The test for reasonableness of requested ac- Less Developed Regions, and Introduction to En- commodations rests either on whether the accom- vironmental Science. Instead of a foreign language modation was administratively or financially bur- students were permitted to take such courses as densome or on whether it required a fundamental African Colonial History and Arts of Japan. The alteration in an educational program. The issue court held that the plaintiffs had failed to pre- of administrative or financial burden has arisen sent scientific evidence that any learning disabil- in part because, unlike at the K–12 level, where ity was sufficiently severe to preclude sufficient the school system is responsible for providing proficiency with appropriate accommodations sufficient services to ensure an appropriate edu- short of substitution of courses. In the case of the cation, in higher education the student assumes foreign language requirement the court opined responsibility. It is generally the case that post- that no course in English could substitute fully secondary students must provide documentation for the foreign language requirement but that the by professionals at their own cost. This potentially university had not established the essentiality of creates a barrier for low-income but undiagnosed such a requirement in the degree program at issue. learning-disabled students who struggle to achieve The actual result of the case was to remove the academically. In addition, learning-disabled stu- authority to decide on accommodations from the dents often bear the cost burden of private tutors, provost, to modify the documentation of disabili- although many schools provide free tutoring sup- ties requirements, and to establish a faculty com- port for all students by way of open labs. mittee to study the issue of whether eliminating In determining whether a requested accommo- the foreign language requirement would constitute dation is reasonable, the totality of circumstances an undesirable alteration in the academic program must be considered [53]. Administrative or financial leading to a degree in the Boston University College burdens may also arise concerning such accommoda- of Liberal Arts.10 tions as adjustments in exam schedules, provisions The Boston University case highlights the sig- for conducting an oral exam, and developing alter- nificance of careful consideration by a university native exam forms. Generally, however, the question 9 In a case that achieved much publicity, the Supreme of the burden has not been as significant as has Court decided that allowing a disabled golfer to use a cart whether the proposed accommodation would alter did not alter the fundamental nature of the competition the course or the program to the extent that it is nor was it unfair to other competitors, as it preserved unrecognizable. Thus the key to the determina- fatigue as a component of the game [33]. 10 The committee later decided that it would and the 8 Courts have generally held that academic judgments requirement was retained and not subject to waiver. How- about academic requirements should be granted substan- ever, the point made was that a decision as to graduation tial deference [34], [38]. requirements required a process of academic deliberation.
1076 NOTICES OF THE AMS VOLUME 56, NUMBER 9 as to what accommodations are reasonable. In a disability, it is not clear whether those outside response to a complaint at another institution, the discipline in question should decide whether a the Office of Civil Rights reviewed the situation requested accommodation might require a funda- of a woman with severe dyscalculia who enrolled mental alteration in a course or program or create in a mathematics course that had been required unfairness. For example, the University of Califor- by her choice of major. Despite using all services nia statement on Practices for the Documentation available to her through the college, she failed the and Accommodation of Students with Learning course. She then petitioned the college to take Disabilities states in part: a course substitution (an option unavailable to It is the responsibility of a Learning Dis- her) or to waive the mathematics requirement. abilities Specialist, the Program Direc- The petition was denied and the student was told tor, or other staff member designated to retake the course. An investigation by OCR by the Director to determine appro- found that the college did not consider the course priate accommodations and services. substitution as a possibility because their policy This determination will be made after on course substitutions was undeveloped and in interviewing the student and review- general course substitutions were not granted. ing the information furnished by the OCR determined that this lack of consideration for diagnosing professional(s).14 this sort of academic adjustment was a violation of ADA. They also found that the school did not No mention is made of consultation with the present evidence why the mathematics class was instructors. Since privacy requirements may pre- an essential requirement of the course of study, clude making clear to instructors why students nor was there evidence of a collegiate dialogue need accommodation, it may be difficult to formu- debating whether granting the course substitution late accommodations that ameliorate the disability would then be considered a fundamental alteration without fundamentally altering the course. of the program of study. OCR also noted, “Absolute Nonetheless, often accommodations are pre- rules against any particular form of academic ad- sented to the instructor of a course without con- justment or accommodation are disfavored by the sultation either as to the administrative burden law.”11 The view of the OCR, if not necessarily of or the alteration in the fundamental nature of the the courts, may indicate that more flexibility may course or program. However, were either of these be required of an institution at the undergradu- effects found to result from the proposed accom- ate level than in graduate programs, particularly modations, the accommodations would unlikely medicine, where the stakes of lowered standards be deemed reasonable by the courts. In general may be greater. there has been great reluctance from courts to For the learning disabled, the most common decide academic issues such as whether the nature accommodation requested is increased time for of a course has been altered [8], [53]. Courts have exams, although provision of a note taker, access been clear that an institution need not lower its to a faculty member’s lecture notes, oral instead standards as it defines them in order to accom- of written examinations, audio or video recordings modate disabilities [10], [52]. For example, the of lectures, adjustments in course loads, extension Betts court [4] noted that teachers do not have to of deadlines, and an isolated place in which to grant accommodation requests that in their opin- take exams are also commonly prescribed. A more ion substantially alter the fundamental aspects of unusual accommodation at American University the coursework. was the rescheduling of a special section of a Whether the academic freedom of an instructor mathematics class for learning-disabled students to determine how to conduct a course absent a to 11:10 a.m. rather than the “early” hour of 9:55.12 showing of a fundamental alteration of the course In many universities, determination of what or lowering of standards trumps the requirement constitutes an “appropriate accommodation” is to make accommodations has not been tested in done exclusively by special education profession- the courts. In a situation involving a mathematics als in an office of disability services or similar course at the University of California, Berkeley, the unit.13 While such experts have a role to play in, for Department of Education’s Office of Civil Rights example, dealing with the issue of documentation declared that an instructor’s academic freedom and matching accommodations to amelioration of claim did not supersede the ADA’s requirement to make reasonable accommodations.15 A subse- 11 http://www.galvin-group.com/dspsresources/ quently filed suit was settled before going to trial. assets/CA_OCR_Letter_Mt_San_Antonio.pdf Traditionally, when working with a student who (accessed 02/15/2009). has academic difficulties, regardless of the origin, 12 http://www.american.edu/american/registrar/ schedule.cfm (accessed 03/10/2009). 14 http://dsp.berkeley.edu/learningdisability. 13 In the Boston University case, however, apparently the html (accessed 03/09/2009). mathematics department had been consulted by those in 15 OCR re Golden Gate University (CA) (9 NDR 182), July learning services about the accommodations to be offered. 10, 1996.
OCTOBER 2009 NOTICES OF THE AMS 1077 most faculty members strive to do what is best for otherwise, provided the student was appropriately the students in the professional judgment of the classified as learning disabled.18 However, whether faculty member. When presented a list of accom- this was a considered academic judgment or not modations from the administration accompanied is unclear. What might happen should a student by mandates to follow, some faculty feel alienated without a documented learning disability challenge from the process, as well as experiencing a dimin- the differential treatment is also not clear. ished sense of academic freedom [20], [40] and a As an “appropriate accommodation” some concern for fairness to other students. students request video and/or audio taping of the course lecture. This presents two challenges Are Accommodations Fair? for consideration. First, if a student records the A discussion of the fairness of an accommodation class, who protects the privacy of the other stu- for a learning-disabled student begins by looking dents in the class? Consider then the student who 16 at how it may affect other students [21], [22], [42]. does not feel comfortable participating in a class As noted, a common accommodation is granting where recording occurs. In essence, is it fair to students additional time to work on exams. Time “accommodate” one student while unintentionally might not be considered a skill that a test is in- discriminating against another? Currently no cases tended to measure but rather as incidental to the of record to date have dealt with this issue. Park- form the test takes, so that extending time does land College policy regarding audio-taped lectures, not significantly alter the academic requirement. like that of many institutions, gives the professor But can quick thinking be fundamental? Some permission to tell the class that recording will be cases have found that it may be essential in mak- occurring but does not prescribe how to deal with ing a medical diagnosis.17 In the medical school objections to such a policy.19 Second, faculty mem- context courts have been very clear that certain bers have long maintained copyrighted ownership accommodations may so impede a student’s train- of course materials unless otherwise specified by ing as to endanger future patients. Although the contract with their associated academic institu- seriousness or immediacy of harm may be less in tion. Tapes would be included under course ma- other situations, the argument of the necessity of terials protected by copyright law.20 Again, as is the quickness of judgment can be compelling. In fact, courts have generally deferred to academic common practice, Parkland College policy allows judgments about whether certain accommodations the instructor to ask the student to sign a taping are “reasonable” as they did in the Falchenberg agreement noting copyright and requiring permis- case described above. However, if time is not an sion of the instructor for derivative dissemination. essential element of the test taking, should not all California State University at San Bernadino pro- students be permitted extra time? vides each student requesting accommodation a Some students require use of technology to handbook that specifically states that audio tapes 21 complete an exam. For example, a student who may must be disposed of at the end of the semester. have difficulty with physical transcription may Wallace Community College informs students be granted the use of a computer to complete an that they cannot share tapes with nonstudents, essay for an exam. In the context of a mathemat- agencies, or media, but they do have the option ics course, one could ask whether allowing those of donating the tapes back to Disability Support diagnosed as having a learning disability to use a Services.22 However, little in-depth attention has calculator when other students are not permitted been given to intellectual property rights in general to do so is fair. Would the use of a calculator alter when considering accommodation requests. the skill a test is intended to measure? Are the ac- There have been arguments made that the commodated students as well qualified as those use of standardized examinations is per se who have met the requirements without accommo- discriminatory.23 As long as they are not the only dations? And who decides these issues—a learning criterion for success, their use generally has been service office, the relevant department, the course instructor, or the school administration? The Of- fice of Civil Rights conducted an investigation after 18 a student complained of alleged discrimination http://www.baruch.cuny.edu/counsel/ when prevented from using a calculator during documents/BM-2-92.pdf (accessed 03/10/2009). 19 the mathematics placement exam despite being http://www.parkland.edu/ods/handbook/ diagnosed with dyscalculia. This resulted in the AudioTapedLectures.pdf (accessed 03/10/2009). vice chancellor of the system reminding college 20 http://www.copyright.gov/circs/circ1.pdf presidents that calculators were indeed allowed (accessed 02/14/2009). for all mathematics examinations, placement or 21 http://enrollment.csusb.edu/~ssd/Documents/ Faculty%20Handbook%20-%20Accessible.pdf 16 Fuchs and Fuchs [14] have discussed this in a K–12 (accessed 03/10/2009). context. 22 http://www.wallace.edu/student_resources/ 17 See, e.g., Wong [51]. dss/policies.php (accessed 03/10/2009).
1078 NOTICES OF THE AMS VOLUME 56, NUMBER 9 upheld. Ninety percent of those receiving accom- also anecdotal evidence that excessive time for an modations on standardized tests have been diag- exam may in fact be detrimental if eventual fatigue nosed with learning disabilities rather than other causes students to alter work that was earlier cor- disabilities such as physical limitations [41]. Is the rectly completed. fairness problem resolved by “flagging” exams Consider the following: if a course would be taken under accommodations or courses in which fundamentally altered by an accommodation, then exam modifications or other accommodations the accommodation is not appropriate. Students were made? It used to be the case that SATs were routinely transfer credits from one institution to so flagged, and LSATs and medical school exams another. Is it possible that upon review some of the still are [41]. Obviously, flagging identifies a person credits would not be transferrable because the stu- as disabled and could result in discrimination.24 dent received accommodations that, if provided by On the other hand, in the absence of flagging, it the second institution, would have fundamentally could be argued that inaccurate pictures of quali- altered the second institution’s course? fications are presented,25 which may prove to be unfair to the accommodated students if they are Learning Disabilities and Mathematics unable to carry out academic programs or jobs Among examples of learning disabilities are for which they have allegedly qualified, as well as some which are mathematics specific, such as being unfair to their competitors. dyscalculia, and others that impact the ability to It could also be said that “rewarding” dis- learn mathematics, such as dyslexia. Dyscalculia abilities creates an incentive for people to define is an umbrella term used to describe a collection themselves as disabled, thus constituting a moral of challenges students encounter when solving hazard [23]. Even if not a moral hazard, do the mathematics problems. For example, some stu- accommodations unfairly ameliorate a disability? dents lack number sense, others cannot interpret Given that the diagnostic regimen required to es- graphs, and yet others cannot solve problems that tablish a learning disability at the collegiate level rely on sequencing or algorithms for their solu- can be expensive, does that mean that students tion; i.e., they can’t solve an equation for x [49]. from lower-income families are unfairly disad- The degree to which students have one or more vantaged? Should there be the possibility for all of these deficiencies varies. Dyslexic students may students to be tested at the university’s cost? Or have issues reading word problems and number should anyone who wants accommodations get transposition, and since math can be considered them? There are many features of higher educa- a language, decoding of characters may become tion that disadvantage low-income students; is problematic [43]. this another to be lived with, or should there be Above we note that often in higher education expanded legal protection for students who might instructors are told to accommodate without nec- potentially benefit from a diagnosis they cannot essarily being given specific information as to why afford to obtain? Beyond the question of whether an accommodation might be necessary or being accommodations might constitute alterations in consulted as to whether it might fundamentally the fundamental nature of a program, we can ask, alter the course requirements. This is unfortu- do the accommodations really address the dis- nate, particularly for mathematics instructors. ability? For example, is more time for mathematics Teachers who have knowledge about learning exams really needed to accommodate slowness styles and how their students learn may be able in reading, given the limited amount of reading to adapt their instruction without compromising normally required in mathematics exams?26 If a the standards of the course, so that students can student has difficulty writing, more time may di- construct mathematical knowledge for themselves rectly ameliorate the limitation. However, there is in spite of disabilities [13], [32]. In fact, many “ac- commodations” are simply techniques that may 23 The National Collegiate Athletics Association has rules enhance the learning of all students: supplemental regarding minimum SAT scores for eligibility for par- ticipation in college athletics and for scholarships. They notes, online access to classroom material, audio also require a certain number of acceptable high school or video recordings available for replaying as re- courses, with courses designated as special education not quired, access to tutors, ample in-person and/or qualifying unless they can be certified as equivalent to virtual office hours. regular courses. Clearly this provides scope for contro- Calculator use in the mathematics classroom, as versy (see e.g., [5], [36]). we have already noted above, is not always left up 24 The ADA prohibits discrimination on the basis of per- to the instructor, but perhaps an instructor might ceived disability, whether or not the person is actually dictate the type of calculator to be used and still disabled. appropriately accommodate learning-disabled stu- 25It has been shown, for example, that accommodated SAT dents. Mathematics is cumulative by nature. One scores overpredict first-year college GPAs [37]. has to learn to count before adding or subtracting. 26If an exam consists primarily of word problems, dyslexia One has to understand the order of operations or other difficulties in reading may indeed be a disability. before learning to solve equations. Basic calcula-
OCTOBER 2009 NOTICES OF THE AMS 1079 tors perform the four fundamental operations of professional on placement exams, might that mask addition, subtraction, multiplication, and division; an inability to deal with fractions that will later but advances in technology have created calcula- pose a handicap if the student is placed at a higher tors that will solve equations, simultaneously level than might be mandated were the calculator graph and create tables of data for functions, not used? More fundamentally, is an inability to and even generate statistical analysis. It could be do well in a college mathematics course without the case that a learning-disabled student cannot accommodations a disability for purposes of the keep track of sequential steps necessary to solve ADA? Could the “average person” do better? If the problem on paper, but that same student can not everyone is guaranteed a university education program a calculator to find the answer. Should we that requires a college mathematics course, should expect students to understand fundamentals such a university nonetheless seek to accommodate as finding the least common denominator of two students with difficulties not legally classifiable fractions, a skill they should have developed before as disabilities, especially if the accommodation college, or should we be more interested in how the disadvantages other students? students use the answer found by the calculator to Conclusion solve the problem? Does this “fundamentally alter” a course? Is this fair to the other students in the Instructors faced with requests or demands for class, who may not have been allowed to use any accommodations for the learning disabled should technological help? In light of the outcomes related not necessarily passively comply. Although they above, how can this issue best be addressed? cannot make judgments as to whether the accom- From cases above, it is clear that speed of judg- modations may be legally required, faculty can and ment can be an indicator of qualifications for a should ask whether the proposed accommodations program or profession. But does mathematics are actually reasonable and appropriate. Do the need to be done quickly? We might ask whether accommodations ameliorate the disability, do they fundamentally alter the course or program require- an untimed or extended-time mathematics test ments or lower the academic standards, and are really measures the skills or knowledge the exam they fair to other students? is intended to measure. When does a mathemat- ics student or a mathematician have to think or References calculate quickly? [1] http://www.american.edu/american/registrar/ Research on best practices on teaching K–12 schedule.cfm (accessed 03/10/2009). students with learning disabilities in math is [2] Americans with Disabilities Act, 42 U.S.C. §§1201 et available. A meta-analysis from the Center on seq. (1990 as amended 2009). Instruction in Portsmouth, New Hampshire, listed [3] http://www.baruch.cuny.edu/counsel/ documents/BM-2-92.pdf (accessed 03/10/2009). several pedagogical techniques, including problem- [4] Betts v. The Rector and Visitors of the University of specific step-by-step explicit instruction for find- Virginia, 18 Fed. Appx. 114 (4th Cir. 2001), 145 Fed. ing a solution, student verbalization of steps em- Appx. 7 (4th Cir. 2005). ployed during problem solving, visual representa- [5] Bowers v. NCAA, 475 F.3d 524 (3d Cir. 2007). tion of math concepts presented in conjunction [6] Carten v. Kent State University, 78 Fed. Appx. 499 (6th with traditional problem-solving techniques, and a Cir. 2003). [7] http://www.copyright.gov/circs/circ1.pdf wide array of examples, to name a few [16]. At the (accessed 02/14/2009). collegiate level the classroom pace is faster, more [8] H. A. Currier, The ADA reasonable accommoda- material is covered, and generalized approaches tions requirement and the development of university to solving a problem tend to be presented. With service policies: Helping or hindering students with in-class examples to guide them, students are learning disabilities? U. Baltimore Law Forum 30 expected to go and explore the concepts outside (2000), 42–58. [9] http://enrollment.csusb.edu/~ssd/Documents/ of class independently. It may be the case that the Faculty%20Handbook%20-%20Accessible.pdf majority of these techniques can be best applied (accessed 03/10/2009). while working with individual students outside [10] Falchenberg v. New York State Department of Edu- the classroom.27 cation and National Evaluation Systems, Ind., 567 F. Ideally, the expertise in learning disabilities of Supp.2d 513 (S.D.N.Y. 2008). [11] Falcone v. University of Minnesota, 388 F.3d 656 a specialist ought to be combined with the sub- (8th Cir. 2004). ject matter knowledge of a classroom instructor [12] Family Education Rights and Privacy Act, 20 U.S.C. in order to best serve all students. If the use of a §§1232g. calculator is mandated by a learning disabilities [13] E. Fennema and T. A. Romberg, Mathematics 27 Classrooms That Promote Understanding, Erlbaum, Some institutions establish a special section of required Mahwah, NJ, 1999. courses specially designed for learning-disabled students, the purpose being to assure maximum assistance with- References continued on page 1163. out altering the nature of the course or disadvantaging other students. http://www.american.edu/american/ registrar/schedule.cfm (accessed 3/10/2009).
1080 NOTICES OF THE AMS VOLUME 56, NUMBER 9 A MERICAN M ATHEMATICAL S OCIETY
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Much of modern research—from genome sequencing to What’s in store for our climate and us? It’s an extraordinarily digital surveys of outer space—generates tremendous complex question whose answer requires physics, amounts of multi-dimensional data. Unfortunately, visualizing chemistry, earth science, and mathematics (among other • Understand the climate dimensions higher than three is not easy, which makes subjects) along with massive computing power. Mathematicians analyzing and understanding the data difficult. Topology, a use partial differential equations to model the movement of branch of mathematics concerned with the properties of the atmosphere; dynamical systems to describe the feedback geometrical structures, helps make sense of large data sets between land, ocean, air, and ice; and statistics to quantify the by providing a way of classifying the shapes of these sets. uncertainty of current projections. Although there is some It’s especially useful for locating groups of similar points discrepancy among different climate forecasts, researchers all • Analyze data called “clusters”, which can, for example, distinguish between agree on the tremendous need for people to join this effort distinct types of a given disease, each requiring its own and create new approaches to help understand our climate. treatment. • Model the behavior of proteins
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Image: Persistent homology of a simplicial approximation finds hidden structures in large data sets, courtesy of Robert Ghrist. Image courtesy of William F. Ruddiman and W.H. Freeman • Track the progress of diseases and Company. The Mathematical Moments program promotes The Mathematical Moments program promotes appreciation and understanding of the role mathematics appreciation and understanding of the role mathematics plays in science, nature, technology, and human culture. plays in science, nature, technology, and human culture.
www.ams.org/mathmoments MM/76.s www.ams.org/mathmoments • Break a record for the New York subway system MM/77.s
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Using Mathematical Moments • Display in your offi ce • Use in the classroom • Distribute at special events • Post on bulletin boards www.ams.org/mathmoments Communities in Networks Mason A. Porter, Jukka-Pekka Onnela, and Peter J. Mucha
Introduction: Networks and Communities for an example). Each node has a degree given by “But although, as a matter of history, statistical the number of edges connected to it and a strength mechanics owes its origin to investigations in given by the total weight of those edges. Graphs thermodynamics, it seems eminently worthy of can represent either man-made or natural con- an independent development, both on account of structs, such as the World Wide Web or neuronal the elegance and simplicity of its principles, and synaptic networks in the brain. Agents in such because it yields new results and places old truths networked systems are like particles in traditional in a new light in departments quite outside of statistical mechanics that we all know and (pre- thermodynamics.” sumably) love, and the structure of interactions — Josiah Willard Gibbs, between agents reflects the microscopic rules that Elementary Principles in Statistical Mechanics, govern their behavior. The simplest types of links 1902 [47] are binary pairwise connections, in which one only cares about the presence or absence of a tie. How- rom an abstract perspective, the term ever, in many situations, links can also be assigned network is used as a synonym for a math- a direction and a (positive or negative) weight to ematical graph. However, to scientists designate different interaction strengths. across a variety of fields, this label means Traditional statistical physics is concerned with so much more [13,20,44,83,88,120,124]. the dynamics of ensembles of interacting and FIn sociology, each node (or vertex) of a network noninteracting particles. Rather than tracking the represents an agent, and a pair of nodes can be motion of all of the particles simultaneously, which connected by a link (or edge) that signifies some is an impossible task due to their tremendous num- social interaction or tie between them (see Figure 1 ber, one averages (in some appropriate manner) the microscopic rules that govern the dynamics Mason A. Porter, Oxford Centre for Industrial and Ap- of individual particles to make precise statements plied Mathematics, Mathematical Institute, University of of macroscopic observables such as temperature Oxford, and CABDyN Complexity Centre, University of Oxford. His email address is [email protected]. and density [112]. It is also sometimes possible to make comments about intermediate (mesoscop- Jukka-Pekka Onnela, Harvard Kennedy School, Harvard ic) structures, which lie between the microscopic University; Department of Physics, University of Oxford; and macroscopic worlds; they are large enough CABDyN Complexity Centre, University of Oxford; and that it is reasonable to discuss their collective Department of Biomedical Engineering and Computa- tional Science, Helsinki University of Technology. His email properties but small enough so that those proper- address is [email protected]. ties are obtained through averaging over smaller numbers of constituent items. One can similarly Peter J. Mucha, Carolina Center for Interdisciplinary take a collection of interacting agents, such as Applied Mathematics, Department of Mathematics, University of North Carolina, and Institute for Advanced the nodes of a network, with some set of micro- Materials, Nanoscience and Technology, University of scopic interaction rules and attempt to derive the North Carolina. His email address is [email protected]. resulting mesoscopic and macroscopic structures.
1082 Notices of the AMS Volume 56, Number 9 One mesoscopic structure, called a community, consists of a group of nodes that are relatively densely connected to each other but sparsely con- nected to other dense groups in the network [39]. We illustrate this idea in Figure 2 using a well- known benchmark network from the sociology literature [131]. The existence of social communities is intu- itively clear, and the grouping patterns of humans have been studied for a long time in both sociol- ogy [25, 44, 79] and social anthropology [66, 113]. For example, Stuart Rice clustered data by hand to investigate political blocs in the 1920s [106], and George Homans illustrated the usefulness of rearranging the rows and columns of data matrices to reveal their underlying structure in 1950 [60]. Robert Weiss and Eugene Jacobson per- formed (using organizational data) what might have been the first analysis of network commu- nity structure in 1955 [126], and Herbert Simon espoused surprisingly modern views on communi- ty structure and complex systems in general in the 1960s [117]. Social communities are ubiquitous, arising in the flocking of animals and in so- Figure 1. The largest connected component of cial organizations in every type of human society: a network of network scientists. This network groups of hunter-gatherers, feudal structures, roy- was constructed based on the coauthorship of al families, political and business organizations, papers listed in two well-known review families, villages, cities, states,nations, continents, articles [13,83] and a small number of and even virtual communities such as Facebook additional papers that were added groups [39, 88]. Indeed, the concept of commu- manually [86]. Each node is colored according nity is one of everyday familiarity. We are all to community membership, which was connected to relatives, friends, colleagues, and determined using a leading-eigenvector acquaintances who are in turn connected to each spectral method followed by Kernighan-Lin other in groups of different sizes and cohesions. node-swapping steps [64,86,107]. To The goals of studying social communities have determine community placement, we used the aligned unknowingly with the statistical physics Fruchterman-Reingold graph paradigm. As sociologist Mark Granovetter wrote visualization [45], a force-directed layout in his seminal 1973 paper[51] on weak ties, “Large- method that is related to maximizing a quality scale statistical, as well as qualitative, studies offer function known as “modularity” [92]. To apply a good deal of insight into such macro phenomena this method, we treated the communities as if as social mobility, community organization, and they were themselves the nodes of a political structure... But how interaction in small (significantly smaller) network with groups aggregates to form large-scale patterns connections rescaled by inter-community eludes us in most cases.” links. We then used the Kamada-Kawaii Sociologists recognized early that they need- spring-embedding graph visualization ed powerful mathematical tools and large-scale algorithm [62] to place the nodes of each data manipulation to address this challenging individual community (ignoring problem. An important step was taken in 2002, inter-community links) and then to rotate and when Michelle Girvan and Mark Newman brought flip the communities for optimal placement graph-partitioning problems to the broader atten- (including inter-community links). See the tion of the statistical physics and mathematics main text for further details on some of the communities [48]. Suddenly, community detec- ideas in this caption. (We gratefully tion in networks became hip among physicists acknowledge Amanda Traud for preparing this and applied mathematicians all over the world, figure.) and numerous new methods were developed to try to attack this problem. The amount of research in this area has become massive over the past seven years (with new discussions or algorithms posted on the arXiv preprint server almost every day), and the study of what has become known
October 2009 Notices of the AMS 1083 1084 uermiseuie n a lrf oeissues some of clarify notions the can through one elusive, remains ture n oua opnns[9 8 1] nthis In 117]. 48, [39, components modular and hierarchical of set complicated potentially a encom- passes structure community network’s a general, scmuiysrcuei o n ftemost the of one now p is structure community as oigfrhrotadcliae ntefinal the in culminates outward farther Moving rctra-enodmto 4] oe are Nodes [45]. method Fruchterman-Reingold oietaeso ewr cec 2,3,110]. 39, [26, science network of areas rominent loih otentok oe r grouped are Nodes network. the to algorithm edn-ievco pcrlmxmzto of maximization spectral leading-eigenvector ahdlnssprt ieetcommunities, different separate lines dashed eut fapyn hscommunity-detection this applying of results enga-i oesapn tp sethe (see steps node-swapping Kernighan-Lin lhuhargru oino omnt struc- community of notion rigorous a Although oigotadfo h etro h ring. the of center the from outward moving icsini h antx) Bto)Polar (Bottom) text). main the in discussion rmtdteognzto’ rau) The breakup). organization’s the prompted ooe lc rwiedpnigo their on depending white or black colored ae lbalain(fe disagreement a (after affiliation club later notecmuiisidctdi h top the in indicated communities the into ewr notogop ietclt the to (identical groups two into network oriaednrga ersnigthe representing dendrogram coordinate ae.Oecnseteiiilslto the of split initial the see can One panel.
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