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Chapter 2: Single Particle 2.1 Introduction A plasma moves in self-consistent electric and magnetic fields, i.e. a superposition of the self fields produced by the plasma under study and the prescribed fields from external sources (if any).The plasma motion and the fields are governed by a set of coupled dynamic and field equations [e.g. Eq. (3) of Ch. 1]. Here in Ch. 2,,gp we consider single-particle ((,g) m, charge q)

motion in external fields (EB00 , ) with self-fields neglected. The 1 particle obeys the equation of motion: mqvE  (00c vB ) (2.3)

with EB00 and prescribed in a way to satisfy the Maxwell equaions . BeBB(0)(1z ) 0 (incorrect)  00L z Example:  B(0) Be rB(0)(1z ) eB 0 (correct)  002L rzL Understanding of single-particle behavior in prescribed fields is an important first step toward the understanding of plasma behavior. 1

2.2 E×B Drifts A Physical Picture :

B0 ion The EB drift motion is the most common form of single-particle behavior in a plasma. Refer to the figure above. In a static and uniform magnetic fi eld B0 , an i on or el ect ron perf orms (i(circul ar) cycltlotron motion with a Larmor radius given by (see Sec. 1.5) v r   , (1.28) L 

qB0 where  mc  cyclotron frequency (1.26) Note that here and in subsequent equations, q (hence  ) carries the sign of the charge. 2 2.2 E×B Drifts (continued)

B0 ion electron smaller r L larger rL

B0 smaller r E0 larger rL ion electron L

If now a static EE00 is added,,pp and is perpendicular to B0 and points downward (see lower figure), the ion will then be decelerated when it moves upward whereas the electron will be acce- lerated in its upward motion. This will result in a smaller (larger) instantaneous Larmor radius for the ion (electron). The opposite takes place in downward . As shown in the lower figure, the overall effect will be a drift motion in the EB di rection for both the ion and the electron. With a qualitative knowledge of the EB drift motion, we peoceed with quantitative analyses by different methods. 3

2.2 E×B Drifts (continued) A Simple Derivation of the E B Drift Velocity : 1 RitthtiftiRewrite the equation of motion: mqv  () (EBE00 c vB ) (2.3)

If EB00 , are static and uniform, and E 0 B 0 , then the particle will be continuously turned around by B0 while being accelerated  by Ev0 . The time-averaged acceleration t will thus be 0. Hence, 1 balance of electric force mqvEvB  0 [00 c  ] (2.1) ttand averaggge magnetic force 112 BEBBvBvBvB00000000(2.1)cc (ttt ) [B  (  )]

Assume 2-D motion on the planeBvB00t  0. Then, cEB Question: If EB , we have vv00 , 00 (2.2) t d B2  0 vcEBcd 00/ . What is wrong? where vEBvvEBdd is called the  drift velocity. v is independent of q and m, i.e. and ions drift in the same direction with the same speed. Hence, EB drifts do not result in a net current in the plasma. 4 2.2 E×B Drifts (continued) A More Detailed Analysis : 1 Rewrite the equation of motion: mqvE () (00c vB ) (2.3)

Let Be0 be along z and again assume 2-D motion on the xy - plane. osc We let vvd v (2.4) 2 oscillatory velocity  B vEBd cB000/ [(2.2)] 0 Sub. (2.4) into (2.3), we obtain q mqv osc()(25)() E11 vB osc  vB vB osc (2.5) 000cccd   0 11 22()EB00 B 0 BEB 000 () EE00 BB00 (2.5) is in the form of (1.24) in Ch. 1, where we have obtained the osc solution: veevt (sinxy cos t ) (2.6) cEB00 Thus, th e total sol uti on i s vee2 vt ( si ncos x   ty )(27)), (2.7) B0 where vv is a constant. For  0, the particle moves in a straight line.  5

2.2 E×B Drifts (continued) A Thorough Analysis : In obtaining (2.7), we have ignored the

possibility of a contant velocity along B0 , because it is completely decoupled from the drift motion. Also, to get the general form of the solution, initial conditions for determining the amplitude and phase angle of the oscillatory motion have bee n ignored. For a complete solution, we start from the equation of motion: E0ey mqd vE (1 vB ) e (2.3) dt 00c x B e Ee E 0 z initial with 00y and veee (tvvv 0)    (1)  xyz000xyzcondition Be00 B z 

(()2.3) is a linear differential e quation in v . Let ve vvvxx yy e zz e, we obtain from (2.3) a set of coupled linear differential equations: q mvdd Bv  v v (2) dtxyc 0 dt xy  q  q mvd  qEBv  d vEv (3)  dt yx00c dt yxm 0   mvd  0 d v  0 (4)  dt z dt z 6 2.2 E×B Drifts (continued)  d vv (2) dt xy  q Rewrite: d vEv (3) dt yxm 0  d v  0 (4) dt z byy( (3) dd2 d q 2 cE0 (2)2 vvxy (m Ev0 x ) ( v x ) (5) dtdt dt B0 from (5) EB drift speed  cE0 vvx  sin( t )  B0  E0e y  vvvt1 d cos( ) (6) yx dt  ex  B e vv 0 z  z z0 constant speed along B0 where the constants v and  are to be determined from the initial  cE0 vtx (0) vx0  v sin  conditions :  B0 vt(0) v  v cos  y y0  7

2.2 E×B Drifts (continued) Extension to F B Drift : smaller r L smaller rL

B0 larger r F larger rL ion electron L

If the electric force qE0 in the previous model is replaced by a

constant (in time and space) force FB perp endicular to 0 (e .g . the gravitational force), there will still be a drift motion. The new drift

cEB00 velocity can be obtained from vEd  2 [(2.2)] by replacing 0 B0

with F /q . Thus, cFB 0 vFBd 2 [ drift velocity] (2.8) qB0

Note that, under the action of F , the electron and ion will drift in opposite directions (see figure above). 8 2.3 Grad-B Drift A Physical Picture :

smaller rL y ion B larger rL smaller r B x L B=B()y ez z electron larger r L The grad- B drift ("grad" stands for "gradient") takes place in a static but nonuniform magnetic field. If the B -field increases in the thiidii(he positive y-direction (see figure ab ove) , th e instantaneous Larmor radius of the charged particle will get smaller (larger) as it moves upward (downward). As shown the figure, the net effect will be a drift in the direction of qBB , the sign of which depends upon the sign of qB and  . 9

2.3 Grad-B Drift (continued) A Quantitative Analysis: In a non-uniform B -field, the particle only "sees" the variation of the field over a distance of the particle's Larmor radius, which is usually much smaller than the scale of the field. Thus we may expand the B -field about the guiding center of the particle using the formula for Taylor expansion [see (A.4) in Appendix A]: Ax() Aa () (xa)() Aa  ()(7) where, in Cartesian coordinates,  ()xa  (xa1212 )  ( xa  )  ( xa 3  3 ) xxx123   (xaii )x (8) i i   (xa ) Aa ( )  (xaii  )[]x A j ( xe ) jxa iji  {} (xaii )[]x A j (xe )xa j (9) ji i 10 2.3 Grad-B Drift (continued) Rewrite (7): Ax ( ) Aa ( ) ( x a ) Aa ( ) (7) Let thfildbhhe vector field ABr be the magnetifildic field and dl let b e th e position vector of the particle: rexyzxyz e e (10) Then, we have from (7) Br ( ) Ba ( ) ( r a ) Ba ( ) (11) Let the particle's guiding center be the origin of coordinetes. We expp()gand Bx() about the guidinggyg() center by setting a  0 in (11) and neglecting higher order terms, then B( r ) B (0) ( r ) B (0) (12) where r is now the vector distance from t he g uiding center and  (rB ) (0)  {}rBij[]x ( r)er0 j . ji i

For simplicity, we write (12) as BBB= BrB00(() r ) B (2.16) The equation of motion is thus qq q mvvB=vB cc 00c [vr ( ) B ] (2.17) 11

2.3 Grad-B Drift (continued) qq Rewrite (2.17): mv= cc v B00 [ v  ( r ) B ] (2.17) Un like (2 .3) , (2 .17) i s a nonli near differenti al equati on of vari abl es r and v (r  ). If the Lamor radius rL is much samller than the scale r length LBB of the magnetic field, then (rB ) ~L  and the 2nd 000L term on the RHS of (2.17) is much smaller than the 1st term. We may then solve (2.17) by the perturbation method. rr()ttt () r () no free motion along B LtLet 01 0 (2 (218).18)     vrv()tt ()01 () t  v () t rv and on xy - plane. and assume rrvv1010 , . Sub. (2.18) into (2.17) and equate the zero -order terms, we obtain [ v0 ()isafirstorderterm]()rB00 is a first-order term] q y mvvB 000c , (2.19) ion B0 which yields gyromotion given by r0 v Ω t r (ttt )0 ( cos , sin  , 0) x (2.25) 0   zero-order v (tv ) (sin t , cos t , 0) (2.26)  00 orbit 12 2.3 Grad-B Drift (continued) Sub. (2.18) into (2.17) and equate the first-order terms, we obtain qq mvv  BBB vr () B (2.20) 11cc0000 y B Let BeBy ( ) , then ( rBe ) y 0 (2.23) zz000y B

BBB vr() Bv y 00 e v y e x 00 000yxyyxy 00 z y vBvB22 0000 sintt cosee sin2  t  B (13) yyxyy zero-order rr Sub. (13) into (2.20) and average over t . 01 orbit

vB2  r x qq00 0 first-order  m vvB 11cc0 ey (14) tt 2y orbit 0 0  vB2  BvvBBe(14)BB2  (  ) 00  0 0000011tt2y x 22 11vB00 v 0 veBB1 t x 2 00 B [grad- drift velocity] (2.28) 2By0  2B0

Question : Does BeB (y )z satisfy B 0 ? 13

2.4 Curvature Drifts By turning a charged particle around to perform gyrational motion, the magnetic field tends to resist a par ticle's motion across its field lines, while the particle is completely free to move along the field line. This results in a helical orbit for the particle, with its guiding center foll owi ng a fi eld li ne. H owever, wh en th e field li ne curves, th e part cil e will feel an outward centrifugal force given by 2 mv ˆ Fc  eBB,,[ [ e is R B in Nicholson] (()2.29) RB where RB is the radius of curvature of the magnetic field line, and eB is an outward unit vector along the radius of curvature and is to B0 . SbSub. FF for in th e FB d diftfrift formul a: magnetic field line c  e0 cFB v  vFB 0 [ drift velocity] e (2.8) d qB2 R B 0 B we obta in the curva ture dr ift vel ocitity: 22 cmv v veBeeed 2 BB000 : unit vector alon g B 0 (2.31) qRB B0 RB 14 2.4 Curvature Drifts (continued) A field gradient is usually associated with curved field lines. Consider, for example , the magnetic field due to a straight , thin wire 2I e carrying current IBrBr : Be00 ( ) with 0 ( )cr B (15) 2I BB00 We have from (()15): B0 2 eeerr   B , ()(16) cr r RB which results in a drift velocity given by the RB 2 1 v0 formula in (2.28): vBBd 2 00B , [grad- drift velocity] (2.28) 2B0 

where vv00 is the particle velocity B , which we denote below by 

because the particle also has a v . Sub. B0 from (16) into (2.28), 22 vv we obtain vBd 2 00B eeB 0 (17) 2B0  2RB magnetic field line Combining (2.31) and (17), we get the e0 v  direction of total drift velocity in the curved magnetic e B RB eB and  B0 vv221 tot  2  field of (16): vd  eB e0 (2.32) RB 15

2.5 Polarization Drift

cEB 0 Rewrite the E B drift velocity : vd 2 (2.2) B0  ctEB() 0 Assume that Ev varies with t , then  d  2 (18) B0  FiliitFor simplicity, we assume EE() ()(t  (t)(fibl)Th)  B0 (see figure below). The acceleration of vvdd requires a force m , which cannot come from E because Ev  d . Hence, a polarization drift velocity vp in the direction  of E (t ) is developed to provide a magnetic force equal to mv d :  q mcEB() t  0 y c vBp 0 m v d  2 (19) B0 0 0  22 EE()tt & () B vvBB() BtEEBB() [ () t ] 000000 pp  B x     0 q mcBE00[() t B ] BBvB000(19) c  (()p )  2 B0 z mc2EE() t c () t v p 2  [polarization drift velocity] (2.41) qB0 B0 16 2.5 Polarization Drift (continued) Polarization Current : mc2EE() t c () t RitRewrite: v p 2 (2.41) qB0 B0

Note : Since v p is proportional to m , the polarization drift velocity is much fas ter for the ion than for the electron.

Question : Why is v p proportional to m ?

In a plasma with neinn0 , the polarization drifts lead to a polarization current J p given by 2 nc0  Jppipeiene0 ()() v v2 m m E B0 2 mc   2 E (2.43) B0 where m nm00 (ie m ) nm i is the mass density. Applications of th e EB drift and polarization drift can be found in Sec. 6.12 on the interpretation of the Alfv en wave and the magnetosonic wave. 17

2.6 Magnetic Moment We have thus far considered drift motion across the B -field. In this section, we consider particle motio n along the B-field . Magnetic Moment of a Gyrating Particle : A current loop of surface area AI and current produces a mgnetic (dipole) moment : See, flklilfor example, Jackson, "Classical   IA n (2.44) c Electrodynamics," Eq. (5.57). where n is a unit vector surface area A and pointing in the direction determined by the right-hand rule. For a gyrating particle in a B -field, we have  qq I  221 2   q vqv mv W c 2     2  (2.46)  v2 c2 2 2c BB Ar 2   L 2 ion where W is the perpendicular energy of th e particle . rL B  has a direction opposite to B independent of  the sign of q .  the plasma is diamagnetic. 18 2.6 Magnetic Moment (continued) Conservation Laws in a Slowly--Varying B Field : Expression of near - axis magnetic field : Before considering the motion of a charged particle in a static, axisymmetric, nonuniform B -field, we first express the field in cylilind ri cal coordi nat es as

B(rz , ) Brrzz ( rz , ) e B ( rz , ) e (20) B 0()01  rB Bz  z r rzr   (rB ) r Bz (21) r r z

On or near the zBB-axis , we have r  z , i.e. the B-field lines have a negligible angular divergence. Hence, the rB -dependence of z can be neglected and we may approximate BBz by . Integrating (21) over r , we obtain B  rrBBz (22) r 22zz

Note : The z -axis here is the x -axis in Nicholson Sec. 2.6 19

2.6 Magnetic Moment (continued) Forces on a gyating particle in a slowly -varying static B -field : Consider the motion of a gyrating particle with its guiding center on the z -axis (see figure). The Larmor radius will vary as the particle moves axially into a stronger or weaker field, which implies a radial moti()fhion ()v for the parti ilcle. We assume B  1, ()(23) r B

where BB is the change in seen by the particle in particle orbi one gyro-period.

Under (()23), we ma y ne glect vr

and write vevv zz e (24) Then, with BeBBrr zz e [(20)], we can write down the 3 components of the magnetic force on the particle and identify the function of each. (: Note qv B  0) increase (decrease) v  z   qq FvB (vB e  vB e vBe ) (25) cczr z r  rz  centripetal force for gyrations decrease (increase) v z 20 2.6 Magnetic Moment (continued) Conservation of the magnetic moment - adiabatic invariant : qq Rewrite (25): FvBcc () (vBzr e vB z r e vB rz e ) (25) qq qv qv2 mv2 FvBvBr   BBB   zrrcc  c22zzzcB  2 B v  0 r B v    , r B   (22) rr  L  (26) z r 2 z  where Fqz is independent of the sign of . In a static B -field, the total kinetic energy (W ) of the particle is a constant. Hence, ddWWmv (1 2 ) 0 dt dt  2 z W ddWvmvvvFvvm 2 d  BB (27) dt 2 dtzzzzzzz dt zzB d WdW (26)  d ( ) 11 W dB dt dtBB dt B2 dt (27) Wv11BB W v  0 (()2.55) zzBB22zz W valid under assumption (23);    const (2.56) B  is called an adiabatic invariant 21

2.6 Magnetic Moment (continued) Conservation of the magnetic flux : W Rewrite (2.56):   const (2.56) B 1mv2 (2.56)  2  const B 2 v B2 const B z v2 B const 2  r2 B const 2 L BrL const  The magnetic flux enclosed by the particle orbit is conserved.

22 2.6 Magnetic Moment (continued) Problem : Show that  is conserved in a B -field which varies slowly with time . Solution : For simplicity, we assume that B is constant in space, while varying with time. Assume also that the guiding center is stationary. If the variation of the field (hence the Larmor radius) is sufficiently slow so that the orbit almost closes on itself in one

revolution, then the change of W in one revolution is q WdqdSE= (  Ea ) [ : surface spanning the orbit]  4  S 2 ion d qqqB 2 BBv ccc dra L  2 S ttt r q v2 L B  mc  B1 mv2 1 2 B c qBtt2  B da W   B [ B 2 B  chfilti]hange of B in on revolution] WB  t

 (WB / ) 0 is conserved. (28) 23

2.6 Magnetic Moment (continued) Magnetic Mirror - An Example of Adiabatic Motion : The simplest magnetic mirror field is pr oduced by 2 coils with equal currents (I0 ) flowing in the same direction (see figure). If condition (23) is satisfied, we have Bmax mv2   const . B (2.56) 2B min z vv0 , z0 At BBmin , let v v0 I I I0 2 0 0 mv0 and vvzz0 . Then,  (29) 2Bmin Since FB B [(26)], as the particle moves away from , z z min vvz decreases (hence  increases). Define a reflection field Brefl by mv2 m(vv22 ) i.e. at BB , we have the relation:  0 0 z0 refl 2B 2B 222 2 min refl vvvvvzz0and0 and 0  0 22 vv0  z0 or BBrefl  2 min (30) v0 24 2.6 Magnetic Moment (continued) 22 vv0  z0 Bmax mirror Rewrite (30): BBrefl 2 min and define R (31) v0 Bmin ratio 2 v0 1 Case (i): BBmax refl or 2 2 B vv0  z0 R max

 The p artic le w ill p ass thr ough Bmin vv, z the B point. 0 z0 max I 2 I0 I0 0 v0 1 Case (ii): BBmax refl or 2 2 vv0  z0 R  The particle will stop at the Bmax point. 2 v0 1 Case (iii): BBmax refl or 2 2 vv0  z0 R  The particle will be reflected before reaching the Bmax point. 00 v0 Thus, if we define a "loss cone" in the (vv , z ) space bby   si n,1 1 th e parti cl e will b e L R loss 00 cone lost if its vv and z lie in the loss cone. L vz0 25

2.6 Magnetic Moment (continued)

z z

(These two figures are taken from G. Schmidt,"Physics of High Temperature Plasmas".)

Discussion : For simppy,licity, we have considered particle motion with the guiding center on the z -axis (left figure). The off-axis motion (right figure) is complicated by the grad-B and curvature drifts, which cause the guiding center to rotate slowly around the z-axis. However, the same results (conservation of  and condition for

reflection, etc.) still hold true. 26 2.6 Magnetic Moment (continued) Magnetic Cusp - An Example of Non - adiabatic Motion : If the two coils for the mirror field have opposite currents, a cusp field will be generated. In the figure below, we show without derivation a particle orbit in the cusp field. At the far left, the field varies slowly and the motion is adiabati c. But as the partcile moves into the region of rapidly varying field, the motion becomes non- adiabatic and the orbit eventually encircles the z -axis. ThecuspfieldisoftenusedtogenThe cusp field is often used to generate an axis -encircling electron beam, in which case the Larmor radius in the adiabatic portion of the orbit is made negligibly small. non-adiabatic motion adiabatic motion

z

(figure taken from G. Schmidt,"Physics of High Temperature Plasmas") 27

2.8 Ponderomotive Force The ponderomotive force is a single-particle effect occurring in spatially-varying, high-frequency electric fields, with or without a BB-field. We assume no -field in the following analysis.

Ee E0 cost x Ee E0 ()cosxt x x x spatially   weaker stronger uniform E-field E-field E-field

t t A Physical Picture :In a uniform E -field ((g),pleft figure), a particle will oscillate with a constant amplitude. If the E -field is stronger to the right (right figure), the particle will be given a stronger stopping force, followed by a stronger pushing force, as it turns around on the right side. The reverse is true as it turns around on the left side. Thus,

the net result is a gradual acceleration to the left. 28 2.8 Ponderomotive Force (continued) A Quantitative Analysis : This is a one-dimensional problem w ith the following equation of motion for the particle:

mx  qE0 ( x )cos t (2.71) xt()ttt x ()t  x ()t  01 Let  dE , (32) Ex() E x 0  001dx

xt0 (() ) is a slowly-varing component of xt() ( ), c alled the  oscillation center. xt( ) is a rapidly-oscillating component of xt ( ). where  1 EE000 (treat ed as a const ant) i s () (xx ) eval uat ed at . dE dE() x 00 (treated as a constant) is evaluated at x .  dx dx 0 Su b. (32) i nto (2 .71) , we obibtain

dE0 mx (01 x ) qE ( 01  x )cos t (2.72) dx 29

2.8 Ponderomotive Force (continued) dE Rewrite (2.72): mx ( x ) qE (  x0 )cos t , (2.72) 01 01dx where xx01 varies slowly while  oscillates rapidly. Averaging (2.72) dE over one oscillation period gives mx  q0 x cost (2.73) 01dx t dE Since xxEx  , 0 , (2.72) gives mxqEt   cos (2.74) 1001dx 1 0 qE with the solution: xt 0 cos (33) 1 m2 Sub. (33) into (2.73), we obtain q22 E dE q E dE mx 00 cos2  t  0 0  F , 0 m2 dxt 2m2 dx p q2 dE2 2 where F 0 m dv [ponderomotive force] (2.77) p 44m2 dx dx qE and we have defined vx ( )0 [quiver velocity]. 1max m 2 The pondermotive force Fp is related to (wave field amplitude) and hence is important for the study of nonlinear plasma behavior. 30 2.8 Ponderomotive Force (continued) A computational exercise : So far in this chapter , we have con sidered the following types of drift motion: EB drift, grad- B drift, curvature drift, and polarization drift. In addition, we have shown that the magnetic moment of a single particle is an "adiabatic invariant";na ; namely, it is a constant in a slowly varying magnetic field. We have aslo derived a nonlinear force, called the pondermotive force, in a spatially nonuniform electric field which variidlitiies rapidly in time. All these effects can be readily tested by computations. The student is encouraged to write a simple computer program to solve the single partilicle orbi ts numeri cally ll and compare thlihdiibhe results with predictions by the formulae developed in this chapter. It is also worthwhile to use the relativistic equation of motion [see Eq. (2) in Special Topic I] in this exercise. This will allow us to verify that the nonrelativistic EB drift theory breaks down when EB . 31

2.9 (across the magnetic field) The guiding center motion gives a simple picture of collisional effects on particle diffusion across the B -field. For simplicity, we consider head-on (180 ) collisions, but the conclusion also applies to small-angle collisions. before after (1) head-on collisions between e e like particles with the same energy (fi)(upper figure) e  no diffusion e

before after (2) head-on collisions between e unlike particles with slightly e different energies (lower figure)

 significant diffusion e e

32 Appendix A. Taylor Expansion a translational operator, which translates a  1 n  Define e   a the argument of th e f uncti on it operat es on n0 n! to a distance a away from the argument. Taylor expansion of f (xa ) and A(xa ) about point x :   a 1 n fef(xa ) () x  n! a  f () x  n0  1  ff (xa ) ( x )2  a a f ( x ) (A.1)    a 1 n Ax( a ) e Ax()  n! a  Ax ()  n0  1   AxaAxa ( )  ( )2   aAx ( ) (A.2) ()xa  Similarly, operatingfe (xAx )at xa and ( )at xa with , we obtain the Taylor expansion of f (xAx ) and ( ) about point a : 1   ff(xaxaaxaxaa ) ( )  (  ) f ( ) 2 [(  ) ][( ) ] f ( )  (A.3)  Ax() Aa () ( x a ) Aa ()1 [( x a) ][(xa  )  ] Aa ( )  (A.4)  2 33

Appendix A. Taylor Expansion (continued) In (A.1) and (A.2), we have [in Cartesian coordinates] 3    a aa12xxx   a 3   ai  x (A.5) 123i1 i  2 aa  aai xxjjj   aai j  xx (A.6) ijij ij ij  axfaff( )  i x ( xax )   ( ) (A.7) i i  a A()xeaijjijjxx()(AAA a A ) e (A8)(A.8) ijii ji  Example : axx  [()]axxijjjjjx  e   a ea  jii j ij For scalar functions with a scalar argument, (A.1) & (A.3) reduce to 1 2 fx( a ) fx ()  afx () 2 af () x  (A.9) 1 2 fx ( ) fa ( ) ( xafa ) ( )2 ( xa ) fa ( )  (A.10) 34