“Deuteronomy and Rhetoric: the Art of Practical Argumentation in Ancient Israel”
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“DEUTERONOMY AND RHETORIC: THE ART OF PRACTICAL ARGUMENTATION IN ANCIENT ISRAEL” By David Jonathan Rosenstein A dissertation submitted to Johns Hopkins University in conformity with the requirements for the degree of Doctor of Philosophy Baltimore, Maryland January, 2020 © 2020 David Jonathan Rosenstein All Rights Reserved Abstract The composition of the book of Deuteronomy reflects a phase of Israelite history when the Judean kingdom was undergoing an existential crisis that threatened its survival as a nation and the Israelites as a distinct people. The writers had the task of constructing a religious, social and legal program that would insure the survival of their people. As such, the book of Deuteronomy has long been recognized as a rhetorical work, as its aim is to persuade the Israelites to adhere to a set of laws, instructions, and teachings attributed by the writers to both God and Moses. The writers offered both strong incentives for compliance and equally strong disincentives for non-compliance. This core feature of Deuteronomy that requires the audience to make existential choices about preferred values and societal outcomes is what makes the discourse in Deuteronomy fully rhetorical. Previously, scholarship has treated Deuteronomy’s rhetorical character in piecemeal fashion. Comprehensive rhetorical analysis of Deuteronomy was hampered because the only available conceptual framework for understanding rhetoric and persuasion was that offered by the classical Greeks. This study concludes that while the descriptive categories of classical rhetoric are still useful, they insufficient for describing rhetorical argumentation in Deuteronomy. This study makes use of contemporary rhetorical critical method, literary critical thought and a significant revision to classical rhetorical theory proposed by Chaim Perelman and Lucie Olbrechts-Tyteca in 1958 called The New Rhetoric. Their theory of argumentation provides a set conceptual tools ii that can be used to establish a rhetorical framework for the entire corpus of Deuteronomy based upon the use of informal logic and the establishment of value hierarchies. This study unravels the rhetorical structure of Deuteronomy, and addresses the dual vision of its writers who in used rhetorical arguments to address the particular situational needs of their Israelite audience, as well as a universal audience that lay beyond that of the Israelite nation. In addition to Deuteronomy having become a basis of later Judaism, it was the ultimate success of the writers’ vision that their appeal to a universal audience became one of Deuteronomy’s most enduring legacies. Advisor: Professor Theodore J. Lewis Second Reader: Assistant Professor Alice Mandell iii Table of Contents Abstract…………………………………………………………………….……..........i Abbreviations…………………………………………………………….………....viii Introduction…………………………………………………………………….…......1 Chapter One: From Ancient Rhetorics to Modern Rhetorical Criticism 1.1 The Origins of Rhetoric in the Western Traditions…………………………..….. 13 1.2 Early Greek Rhetoric: The Pre-Socratics in the Homeric-Sophistic Tradition..…..16 1.3 Plato’s Opposition to the Sophists………………………………………….......…22 1.4 Aristotle: The Student Becomes the Master…………….………………….……..26 1.5 A Closer Look at the Sophists: The Legacy of the Sophists in Modern Rhetorical Theory.. .......................................................................................................30 1.6 The Widespread Phenomena of Rhetoric in the Ancient World………………….36 1.7 Points of Comparison: Deuteronomy and the Pre-Socratic Movement……….….37 1.8 The (Re) Discovery of the Hebrew Rhetorical Tradition...………………….……39 1.9 Points of Contrast: Differences in Metaphysics and in How Persuasion Occurs………………………………………………………………….………….…..42 1.10 Rhetoric’s Ups and Downs Over the Centuries………………………………….48 1.11 The Revival of Rhetoric in the American Academy and the Rhetorical Turn in the 20th Century……………..……………………………………..……………….51 1.12 The Seeds of Ferment and the Birth of Rhetorical Criticism……………………53 1.13 The Beginnings of Rhetorical Criticism in Bible Studies in the Late 20th Century……………………………………………………………………………......55 1.14 Approaches to Rhetorical Criticism after Muilenburg: The Influence of George A. Kennedy………………………………….…………………………….…60 1.15 On the Rhetorical Critical Method……………………….…………………..….64 iv 1.16 Summary….………………………………………………………………….… 69 Chapter Two: The Rhetorical Situation and the Audiences of Deuteronomy 2.1 The Rhetorical Situation…………………………………………………….…….71 2.2 Deuteronomy’s Rhetorical Situation…………….…………………………….….73 2.3 Categories of Apostasy: Describing the Exigencies and Constraints in Deuteronomy…………………………………………………………………………..77 2.4 A Further Constraint on the Narrator/Authors: Questions about Israel’s Moral Character…………………………………………………………………………….....86 2.5 Theoretical Considerations on the Question of Audience: “Invoked” and “Addressed” Audiences……………………..…………………………………….……92 2.6 Mutual Fictionalization: How the “Invoked” and “Addressed” Audiences Connect With the Rhetor…………..……………………………………………..…....95 2.7 The Rhetorical Audience of Deuteronomy………………….…………………....100 2.7.1 The Mediators of Change: The Addressed Audience of the First Order.101 2.7.2 Plausible Pathways of Dissemination…………………………….…….104 2.8 The Second Invoked Audience- The People of the Land Mentioned in Deuteronomy………………..………………………..…………….…………….…..107 2.8.1 A Closer Look at the Second Invoked Audience….…………………...109 2.8.2 Constituent Stakeholders: Israel as the Collective………..……………109 2.8.3 The General Constituent Stakeholders In Deuteronomy.……………...110 2.8.4 Stakeholders from the Second Discourse: Dt. 5-11……………………112 2.8.5 Stakeholders from the Law Code: Dt. 12-26…………………………..113 2.8.6 Stakeholders from the Blessings and Curses: Dt. 27-28...……………..118 2.8.7 Stakeholders from the Third Discourse and Supplement: Dt. 29-34…..118 2.9 The Third Invoked Audience: The “Foreign” Presence in the Land….…………118 2.10 Summary…………………………….……………………….…………..……..119 v Chapter Three: Perelman and Olbrechts-Tyteca’s New Rhetoric: How Their Revival and Redefinition of Rhetoric Helps Us Understand Argumentation in Deuteronomy 3.1 Preliminary Comments of the Nature of The New Rhetoric…………………..….121 3.2 The Background and Origins of The New Rhetoric………………..……...……...123 3.3 Perelman’s Regressive Philosophy……..……………………………..………..…129 3.4 Perspectives on The New Rhetoric………………………………………………..131 3.5 On Temporality in The New Rhetoric……………………………………….……138 3.6 The New Rhetoric: A Jewish Counter Model––Toward a Jewish Metaphysics….140 3.7 Three Key Concepts in The New Rhetoric……………………….……………….144 3.7.1 The Prerequisites of Argumentation….....................................................144 3.7.2 The Audiences: Particular and Universal…………..…………………...146 3.7.3 The Creation of Presence……….………………………….…………....149 3.8 The Basics of Argument Schemes in The New Rhetoric….………………..…….151 3.8.1 The Details of the Argument Schemes………………………….………153 3.8.2 The Premises of Argumentation………………………………………...154 3.8.3 Arguments by Association………………………………………………155 3.8.4 Arguments Based on the Structure of Reality…………………………..158 3.8.5 Arguments that Establish the Structure of Reality………………………160 3.8.6 Arguments by the Disassociation of Ideas………………………………161 Chapter Four: Application of The New Rhetoric to Deuteronomy 4.1 The Basic Classifications of Rhetoric Found in Deuteronomy…………………….163 4.2 The Presence of Classical Typologies……………………………………..…….... 165 4.3 Narrative in Deuteronomy………………………………………..……………….. 169 4.3.1 Matters of Style: Utterances within Utterances………………………..…170 4.3.2 Direct and Indirect Voices………………..…………………………....…172 4.3.3 Establishing Authority: The Rhetorical Impact of the Indirect Voice…………....175 vi 4.4 Points of Departure for Argumentation: “Shared Worlds” at the Intersection of Situation and Collective Memory……..………………………………………….…....176 4.4.1 The Narrator/Author’s Presumptions: Reliance on Collective Memory………………………………………………………………………..177 4.4.2 A Possible Warrant for Israel’s Collective Memory………………………………………………….………………….....179 4.5 Deuteronomy Chapter Four as the Heart of its Rhetorical Vision: Three Premises Hiding in Plain Sight…………..…………………………….……………....181 4.5.1 The First Rhetorical Premise……………………….………………..…..183 4.5.2 On Being Rhetorically Incontrovertible……………………....................188 4.5.3 The Special Role of Element (h) of the First Rhetorical Premise………………………………………………………………………...190 4.5.4 The Second Rhetorical Premise………………………….………...……191 4.5.5 The Third Rhetorical Premise………………………….………..............199 4.5.6 The Narrator/Author’s Reach Towards a Universal Audience……….....204 4.6 Looking to the Past, Being in the Present and the Vision of the Future…..............207 4.7 Establishing Hierarchies of Value: Arguing Through the Use of Models, Anti-Models, Illustration and Example ……………………………………………….208 4.7.1 The Incident of the Golden Calf (Ex. 32:1-35; Dt. 9:8-22)………….......211 4.7.2 The Incident at Kadesh-barnea (Num. 13:1-14:45; Dt. 1:19-34............... 212 4.7.3 The Incident at Baal-peor (Num. 25:1-9; Dt. 4:3-4)……………………..213 4.8 Arguing by the Creation of Presence: The Rhetorical Impact of Visual Imagery....215 4.8.1 Standing 0n the Other Side of the Jordan: (Dt. 1.1-4:45)…..…..………..216 4.8.2 “Let Us Not Die” (Dt. 5:19-27; Dt. 9:8-10:2)……….…………………...218 4.8.3 The Ceremony on Mt. Gerazim and Mt. Ebal (Dt.27:1-26)……………,,.220 4.8.4 The Death of Moses: Moses as Model and Anti Model (Dt. 34: 1-8)..… 222 4.9 Summary………………………………………………………………….………...224 vii Chapter