July 21, 2020 027/2020-VPC

EXTERNAL COMMUNICATION

To: ’s Market Participants – BM&FBOVESPA Segment

Re: Update to the List of B3 Products that may be Traded by U.S. Persons, as Determined by the U.S. Commodity Futures Trading Commission (CFTC)

On June 1, 2016, the U.S. Commodity Futures Trading Commission (CFTC) issued an Order of Registration of B3 as a Foreign Board of Trade (FBOT), as announced in External Communication 061/2016-DO, dated July 1, 2016.

This present External Communication substitutes the Annex to External Communication 061/2016-DO, dated July 1, 2016.

The B3 products listed in the Annex hereto – which include futures contracts, forwards, options and structured transactions in interest rates, exchange rates, indices, sovereign debt instruments and commodities – may be accessed directly, as set forth in the Order of Registration, by persons located in the United States (U.S.) via a Sponsored Direct Connection whose execution infrastructure manager is the authorized . The list of products is also available at www.b3.com.br, Regulation, Non-resident investor.

B3 provides several types of Sponsored Direct Connection, as described in B3’s Trading Procedures Manual, whose infrastructure characteristics are available at www.b3.com.br, Regulation, Regulatory framework, Regulations and manuals, Trading.

Please note that these products are available to U.S. persons as per the Order of Registration, as are the specific and access authorizations of their intermediaries to markets operated by B3.

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Further information can be obtained from International Clients Relationship, by telephone on +55 11 2565-7519/4784/5789 or by email at [email protected].

José Ribeiro de Andrade Chief Product and Client Officer

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Annex to External Communication 027/2020-VPC

List of B3 Products that may be accessed directly by U.S. Persons, as determined by the CFTC

Product Type Product Name

Cash-Settled Crystal Sugar Futures Contract (ACF)

Cash-Settled Live Cattle Futures Contract (BGI)

4/5 Arabica Coffee Futures Contract (ICF)

6/7 Arabica Coffee Futures Contract (KFE)

Anhydrous Fuel Ethanol Futures Contract (ETN)

Cash-Settled Hydrous Ethanol Futures Contract (ETH)

Corn Price Basis Futures Contract (CTM, COP and CRV)

Cash-Settled Corn Futures Contract (CCM) Derivatives Commodities Cash-Settled Soybean Futures Contract (SFI) Contracts Call and Put Options on Cash-Settled Crystal Sugar Futures Contract (ACF) Call and Put Options on Cash-Settled Live Cattle Futures Contract (BGI)

Call and Put Options on 4/5 Arabica Coffee Futures Contract (ICF)

Call and Put Options on 6/7 Arabica Coffee Futures Contract (KFE)

Call and Put Options on Cash-Settled Hydrous Ethanol Futures Contract (ETH)

Call and Put Options on Cash-Settled Corn Futures Contract (CCM)

Call and Put Options on Cash-Settled Soybean Futures Contract (SFI)

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Product Type Product Name

Gold Futures Contract (OZ1)

Gold Forward Contract (OZ1)

BVMF MICEX Index Futures Contract with cash settlement denominated in Points of MICEX Index of MICEX-RTS (MIX) S&P 500 Futures Contract Settled in Cash to the CME Group S&P 500 Quotation (ISP)

Micro S&P 500 Futures Contract (WSP)

BVMF FTSE/JSE Top40 Futures Contract with cash settlement denominated in Points of FTSE/JSE Top40 Index of the Johannesburg Exchange (JSE) BVMF Hang Seng Index Futures Contract with cash settlement Indices denominated in Points of the Hang Seng Index of Hong Kong Exchanges and Clearing Limited (HSI)

Nikkei 225 Futures Contract (INK)

Ibovespa Futures Contract (IND)

Mini Ibovespa Futures Contract (WIN)

Brazil Index-50 Futures Contract (BRI)

Call and Put Options on S&P 500 Futures Contract (ISP)

Brazilian Reals to Argentine Pesos Futures Contract (ARB)

Argentine Peso per U.S. Dollar Futures Contract (ARS)

Australian Dollar Futures Contract (AUD)

U.S. Dollar per Australian Dollar Futures Contract (AUS) Exchange Rates Canadian Dollar Futures Contract (CAD)

Canadian Dollar per U.S. Dollar Futures Contract (CAN)

U.S. Dollar Futures Contract (DOL)

Mini U.S. Dollar Futures Contract (WDO)

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Product Type Product Name

New Zealand Dollar Futures Contract (NZD)

U.S. Dollar per New Zealand Dollar Futures Contract (NZL)

Euro Futures Contract (EUR)

Mini Euro Futures Contract (WEU)

U.S. Dollar per Euro Futures Contract (EUP)

Swiss Franc Futures Contract (CHF)

Swiss Franc per U.S. Dollar Futures Contract (SWI)

Japanese Yen Futures Contract (JPY)

Japanese Yen per U.S. Dollar Futures Contract (JAP)

Chinese Yuan Futures Contract (CNY)

Chinese Yuan per U.S. Dollar Futures Contract (CNH)

Pound Sterling Futures Contract (GBP)

U.S. Dollar per Pound Sterling Futures Contract (GBR)

Turkish Lira Futures Contract (TRY)

Turkish Lira per U.S. Dollar Futures Contract (TUQ)

Chilean Peso Futures Contract (CLP)

Chilean Peso per U.S. Dollar Futures Contract (CHL)

Mexican Peso Futures Contract (MXN)

Mexican Peso per U.S. Dollar Futures Contract (MEX)

South African Rand Futures Contract (ZAR)

South African Rand per U.S. Dollar Contract (AFS)

Norwegian Krone per U.S. Dollar Futures Contract (NOK)

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Product Type Product Name

Swedish Krona per U.S. Dollar Futures Contract (SEK)

Russian Ruble per U.S. Dollar Futures Contract (RUB)

One-Day Interbank Deposit Futures Contract (DI1)

Futures Contract on the Average Rate of One-Day Repurchase Agreements (OC1) Backed by Federal Securities

ID X U.S. Dollar Spread Futures Contract (DDI)

U.S. Dollar Spread Futures Contract Referencing One-Day Repurchase Agreements (DCO) Interest Rates ID X IPCA Spread Futures Contract (DAP)

Extended Consumer Price Index Futures Contract (IAP)

Call and Put Options on Average One-Day Interbank Deposit Rate Index Contract (IDI) Call and Put Options on One-Day Interbank Deposit Futures Contract (D11 to D19) Sovereign Debt Ten-Year US Treasury Note Futures Contract (T10) Instruments Maturity Rollover for Cash-Settled Crystal Sugar Futures Contract (RAC)

Structured Cash-Settled Live Cattle Rollover Transaction (BR1)

Structured 4/5 Arabica Coffee Rollover Transaction (CR1) Commodities Structured 6/7 Arabica Coffee Rollover Transaction (KR1) Structured Transactions Structured Cash-Settled Corn Rollover Transaction (MR1)

Structured Cash-Settled Hydrous Ethanol Futures Contract Rollover Transaction (ET1) Rollover of the S&P 500 Futures Contract Settled in Cash to the CME Group S&P 500 Quotation (RSP) Indices Rollover of Micro S&P 500 Futures Contract Settled in Cash to the CME Group S&P 500 Quotation (WS1)

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Product Type Product Name

Nikkei 225 Futures Contract Rollover (NK1)

Ibovespa Futures Contract Rollover (IR1)

Mini Ibovespa Futures Contract Rollover (WI1)

Forward Points on U.S. Dollar Futures Contract (FRP)

U.S. Dollar Futures Contract Rollover (DR1) Exchange Rates Mini US Dollar Futures Contract Rollover (WD1)

U.S. Dollar (VTC)

Forward Rate Agreement (FRA) on ID x US Dollar Spread (FRC)

Forward Rate Agreement on One-Day Repurchase Agreements X Interest Rates U.S. Dollar Spread (FRO)

Interbank Deposit Spot Rate Volatility (VID)

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