CERN-TH/97-277
hep-th/9710126
Global Anomalies in M -theory
Mans Henningson
Theory Division, CERN
CH-1211 Geneva 23, Switzerland
Abstract
We rst consider M -theory formulated on an op en eleven-dimensional
spin-manifold. There is then a p otential anomaly under gauge transforma-
tions on the E bundle that is de ned over the b oundary and also under
8
di eomorphisms of the b oundary. We then consider M -theory con gura-
tions that include a ve-brane. In this case, di eomorphisms of the eleven-
manifold induce di eomorphisms of the ve-brane world-volume and gauge
transformations on its normal bundle. These transformations are also po-
tentially anomalous. In b oth of these cases, it has previously b een shown
that the p erturbative anomalies, i.e. the anomalies under transformations
that can be continuously connected to the identity, cancel. We extend this
analysis to global anomalies, i.e. anomalies under transformations in other
comp onents of the group of gauge transformations and di eomorphisms.
These anomalies are given by certain top ological invariants, that we explic-
itly construct.
CERN-TH/97-277
Octob er 1997
1. Intro duction
The consistency of a theory with gauge- elds or dynamical gravity requires that the
e ective action is invariant under gauge transformations and space-time di eomorphisms,
usually referred to as cancelation of gauge and gravitational anomalies. The rst step
towards establishing that a given theory is anomaly free is to consider transformations
that are continuously connected to the identity. The cancelation of the corresp onding
anomalies, often called p erturbative anomalies, imp oses some constraints on the chiral
eld content of the theory. Given that the p erturbative anomalies cancel, it makes sense
to investigate transformations in other comp onents of the group of gauge transformations
and di eomorphisms. An anomaly under such a transformation is usually referred to
as a global anomaly. A general formula for the quantum contribution of chiral elds to
global anomalies was given in [1]. Provided that the p erturbative anomalies cancel, the
global anomaly is a top ological invariant, i.e. it it invariant under smo oth deformations
of the data, und thus only dep ends on the top ological classes of for example the space-
time manifold and the gauge-bundle. The requirement that the anomaly vanishes for an
arbitrary transformation imp oses some restrictions on these ob jects.
In string theory, the requirements of sup ersymmetry and vanishing anomalies are par-
ticularly constraining, b ecause of the high dimensionality of space-time. For the purp ose
of computing anomalies, it is enough to know the low-energy e ective sup ergravity the-
ory. The non-chiral typ e IIA sup ergravity theory obviously has no anomalies. The chiral
typ e IIB sup ergravity theory has a p otential p erturbative gravitational anomaly, but the
contributions from the various chiral elds `miraculously' cancel against each other [2].
Typ e I sup ergravity coupled to some sup er-Yang-Mills theory always has a non-vanishing
p erturbative quantum anomaly. It can however be cancelled by a Green-Schwarz mech-
anism [3] involving an anomalous transformation law at tree-level for the two-form eld,
provided that the gauge group is SO(32) or E E . This discovery actually preceeded
8 8
the construction of the SO(32) and E E heterotic string theories. Global anomalies in
8 8
string theory was rst considered in [1]. The result is that the known string theories are
free from global anomalies when formulated in ten-dimensional Minkowski space. How-
ever, there are interesting non-trivial restrictions on consistent compacti ctions to lower
dimensions.
There is by now mounting evidence that the di erent string theories should be seen
as particular limits of a conjectured theory called M -theory. In the long wave-length limit, 1
this theory should reduce to eleven-dimensional sup ergravity. It should also admit certain
typ es of top ological defects, in particular space-time b oundaries and ve-brane solitons.
Much has b een learned ab out M -theory by studying the mechanism for cancellation of
p erturbative anomalies for various con gurations including such defects. In this way,itwas
discovered that when M -theory is de ned on an op en eleven-manifold, there is an E E
8 8
sup er-Yang-Mills multiplet propagating on the b oundary. The cancellation of p erturbative
gauge and gravitational anomalies involves a subtle interplay between contributions from
this multiplet, the bulk degrees of freedom and a generalized Green-Schwarz mechanism
[4][5]. The situation is even more interesting for M -theory con gurations involving a
ve-brane. The p erturbative gauge and gravitational anomalies from the ve-brane world-
volume theory can b e partially cancelled by an anomaly in ow from the surrounding eleven-
dimensional space [6][7]. There is however a remaining part, whose cancellation seems
to require additional world-volume interactions and also imp oses a certain top ological
restriction on the ve-brane con guration [7][8].
Given our present incomplete understanding of M -theory, it seems that any further
information ab out this theory would be valuable. The purp ose of the present pap er is to
carry the analysis describ ed ab ove one step further byinvestigating also global anomalies.
In section two, we consider the case of M -theory de ned on an op en eleven-manifold. In
section three, we instead consider M -theory con gurations including a ve-brane. In b oth
of these cases, we derive an explicit formula for the top ological invariants describing the
global anomalies.
2. Anomalies on op en eleven-manifolds
We consider M -theory on an eleven-dimensional op en spin-manifold Y . The massless
degrees of freedom propagating in the bulk of Y are those of the eleven-dimensional su-
p ergravity multiplet, i.e. a metric G , a three-form p otential C and a fermionic
MN MNP
Rarita-Schwinger eld . Atlow energies, the dynamics of these elds is governed by the
M
eleven-dimensional sup ergravity action [9]. The bulk action p ossesses a classical invariance
under di eomorphisms of Y , and since we are in an o dd numb er of space-time dimensions,
this symmetry is obviously not sp oiled by any chiral anomaly.
However, there is p otentially an anomaly, often called the parity anomaly, in the
bulk of Y , which is asso ciated with the Rarita-Schwinger eld [10]. The op erator in
M
the kinetic term of this eld is Hermitian in eleven dimensions, but has in nitely many 2
p ositive and negative eigenvalues, leading to a p otential sign problem in the de nition
of the fermionic path-integral measure [2]. This will show up as a change of the
bulk
e ective bulk action under a di eomorphism of Y . To describ e this anomaly, it
bulk
1
is convenient to intro duce a twelve-dimensional manifold (Y S ) , called the mapping
torus, as follows: We start with the cylinder Y I , where I is an interval, and equip it
with a metric that smo othly interp olates between the original metric on Y at one of the
b oundaries of I and the metric obtained from it by the transformation at the other
1
b oundary. Finally,we glue together the two b oundaries of I to form (Y S ) . The bulk
anomaly is then given by [11]
3 1
1 1
Index (RS ) Index (D ) ; (2:1) = i
0 bulk
(Y S ) (Y S )
2 2
1 1
where Index (RS ) and Index (D ) denote the indices of the Rarita-Schwinger
0
(Y S ) (Y S )
1
and Dirac op erators on (Y S ) . It follows from charge conjugation symmetry that these
indices are even in twelve dimensions, so is a multiple of i, corresp onding to the
bulk
sign ambiguity in the fermionic path integral measure. Precisely in twelve dimensions,
1
the combination of indices that app ears in (2.1) is related to the signature of
(Y S )
1
(Y S ) as
1
1 1 1
= Index (RS ) 3 Index (D ): (2:2)
0
(Y S ) (Y S ) (Y S )
8
1
It follows that is a multiple of 16 and that the bulk anomaly can be written as
(Y S )
i
1
: (2:3) =
bulk
(Y S )
16
The massless degrees of freedom on the b oundary M of Y include a left-handed Rarita-
Schwinger eld and a right-handed spinor eld originating from the Rarita-Schwinger
eld of the bulk theory. There is also a set of left-handed spinor elds in the
M
adjoint representation of E that together with a set of gauge elds A make up a sup er
8
Yang-Mills multiplet propagating on the b oundary. These elds give rise to an anomaly
under di eomorphisms of Y that induce di eomorphisms of M , and also under gauge
transformations of the E bundle V over M . To describ e such a transformation , we
8
1
consider the mapping torus (M S ) and the E bundle V over it. These ob jects are
8
1
constructed in analogy with (Y S ) by identifying the b oundaries of the cylinder M I
1 1
after a twist by . We note that (Y S ) is b ounded by(MS ) . The anomalous change
3
under the transformation of the e ective action obtained byintegrating out
ef f ef f
the fermionic elds is then given by a general formula derived in [1] as
i
= ; (2:4)
ef f
2
1
where denotes a certain -invariant on (M S ) .
The -invariant on a closed manifold C is de ned as
X
0
= lim sign( ) exp( j j); (2:5)
i i
!0
i
where i indexes the eigenvalues of a certain op erator on C , and the sum runs over all
i
i such that 6= 0. In general, the expression (2.5) is prohibitively dicult to evaluate.
i
The situation is b etter if C b ounds some twelve-manifold B , and the gauge bundle can
be extended to a bundle over B . Whether this is actually p ossible or not is a problem in
1
cob ordism theory. In the situation at hand, where C = (M S ) , it is indeed p ossible
1
since we can for example cho ose B to be (V S ) . In any case, if C is the b oundary
of B , the -invariant on C can be expressed in terms of a certain op erator D on B . The
op erator D is in fact the one that arises in a calculation of the p erturbative anomaly, i.e.
the anomaly under a transformation that can b e continuously connected to the identity,
as we will now describ e. The Atiyah-Singer index theorem (see for example [12]) gives
the index of D on a closed twelve-manifold as the integral of some characteristic class
I . The p erturbative anomaly is then obtained through a descent pro cedure [13]: Since
12
I is closed, it can be written lo cally as I = d! , where ! is the asso ciated Chern-
12 12 11 11
Simons form. The latter form is not invariant under in nitesimal di eomorphisms and
1
gauge transformations, but its variation is a total derivative, i.e. ! = d , where the
11
10
1
sup erscript 1 indicates that the form is linear in the parameter of the transformation.
10
1
The p erturbative anomaly is now given by the integral of over the space-time manifold
10
M . Returning to the case of an op en manifold B with b oundary C , the Atiyah-Pato di-
Singer index theorem (see for example [12]) now states that the -invariant on C is given
by
Z Z
1
= Index (D ) I + ! : (2:6)
B 12 11
2
B C
1
In our case, C =(M S ) . Recalling the de nition of this manifold as the cylinder
M I with the two b oundaries identi ed after a twist by , we see that the last term
1
do es not really make sense, since the integrand ! is in general in the expression for
11
2 4
1
not invariant under such a transformation and therefore is not well-de ned on (M S ) .
This term should therefore more prop erly be written as an integral over M I , so that
the anomalous change of the e ective action is
Z Z
: (2:7) = i Index (D ) I + !
ef f B 12 11
B M I
As explained in [4], the anomaly from the and is given by half the standard
anomaly I (R) from these elds in typ e I sup ergravity, whereas the anomaly from
Sugra
is the standard anomaly I (R; F ) from this eld in sup er Yang-Mills theory with E
SY M 8
gauge group. The standard anomaly formulas [14] give
1 1 7 31
2 3 2 4 6
I (R)= (trR ) + trR trR trR
Sugra
6
(2 ) 1296 1080 2835
1 1 5 1 1
2 3 2 2 2 2 2 2 2 4