UNITED STATES PATENT AND TRADEMARK OFFICE ______

BEFORE THE PATENT TRIAL AND APPEAL BOARD ______

APPLE INC., Petitioner

v.

PAPST LICENSING GMBH & CO., KG, Patent Owner ______

Case IPR2016-01841 Patent 9,189,437

PATENT OWNER’S MANDATORY NOTICES

PURSUANT TO 37 C.F.R. § 42.8

Case IPR2016-01841 U.S. Patent No. 9,189,437

Pursuant to 37 C.F.R. § 42.8, Patent Owner submits the following mandatory notices:

I. Real Party-In-Interest Pursuant to 37 C.F.R § 42.8(b)(1)

The real party-in-interest for the Patent Owner is Papst Licensing GmbH &

Co., KG.

II. Related Matters Pursuant to 37 C.F.R. § 42.8(b)(2)

Patent Owner hereby identifies the following pending judicial matters that may affect, or be affected by, a decision in this proceeding:

Case Name Case No. Court Filed In re: Papst Licensing Digital 1:07-mc-00493 D.D.C. Nov. 16, 2007 Camera Patent Litigation – MDL No. 1880 Papst Licensing GmbH & Co. KG 3:16-cv-00575 N.D. Cal. Feb.5, 2016 v. HP Inc. Papst Licensing GmbH & Co. KG 6:15-cv-01095 E.D. Tex. Nov. 30, 2015 v. Apple Inc. Papst Licensing GmbH & Co. KG 6:15-cv-01099 E.D. Tex. Nov. 30, 2015 v. LG Electronics, Inc. et al Papst Licensing GmbH & Co. KG 6:15-cv-01100 E.D. Tex. Nov. 30, 2015 v. ZTE Corporation et al Papst Licensing GmbH & Co. KG 6:15-cv-01102 E.D. Tex. Nov. 30, 2015 v. Samsung Electronics Co. Ltd. et al Papst Licensing GmbH & Co. KG 6:15-cv-01111 E.D. Tex. Nov. 30, 2015 v. Lenovo (United States) Inc. et al

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Case Name Case No. Court Filed Papst Licensing GmbH & Co. KG 6:15-cv-01115 E.D. Tex. Nov. 30, 2015 v. Huawei Technologies, et al Papst Licensing GmbH & Co. KG 1:15-cv-01692 D.D.C. Oct. 15, 2015 v. Canon Inc. et al Papst Licensing GmbH & Co. KG 1:15-cv-01693 D.D.C. Oct. 15, 2015 v. FUJIFILM Corporation et al Papst Licensing GmbH & Co. KG 1:15-cv-01747 D.D.C. Oct. 15, 2015 v. JVCKENWOOD Corporation et al Papst Licensing GmbH & Co. KG 1:15-cv-01748 D.D.C. Oct. 15, 2015 v. Corporation et al Papst Licensing GmbH & Co. KG 1:15-cv-01749 D.D.C. Oct. 15, 2015 v. et al Papst Licensing GmbH & Co. KG 1:15-cv-01750 D.D.C. Oct. 15, 2015 v. Corporation et al Papst Licensing GmbH & Co. KG 1:15-cv-00495 D. Del. June 15, 2015 v. Canon Inc. et al Papst Licensing GmbH & Co. KG 1:15-cv-00496 D. Del. June 15, 2015 v. FUJIFILM Corporation et al Papst Licensing GmbH & Co. KG 1:15-cv-00497 D. Del. June 15, 2015 v. HP Inc. Papst Licensing GmbH & Co. KG 1:15-cv-00498 D. Del. June 15, 2015 v. JVCKENWOOD Corporation et al Papst Licensing GmbH & Co. KG 1:15-cv-00499 D. Del. June 15, 2015 v. Nikon Corporation et al

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Case Name Case No. Court Filed Papst Licensing GmbH & Co. KG 1:15-cv-00500 D. Del. June 15, 2015 v. Olympus Corporation et al Papst Licensing GmbH & Co. KG 1:15-cv-00501 D. Del. June 15, 2015 v. Panasonic Corporation et al Hewlett-Packard Company v. Papst 3:15-cv-02101 N.D. Cal. May 8, 2015 Licensing GmbH & Co. KG

In addition, the following Petitions for Inter Partes Review have been filed that are related to this case:

U.S. Patent No. 8,504,746 Petitioner IPR2016-01200 FUJIFILM CORPORATION

IPR2016-01206 Olympus Corporation

IPR2016-01211 Canon Inc.

IPR2016-01213 JVC

IPR2016-01223 Panasonic Corporation

IPR2016-01224 Canon Inc. IPR2016-01862 Apple, Inc. IPR2016-01863 Apple, Inc. U.S. Patent No. 8,966,144 Petitioner IPR2016-01199 FUJIFILM CORPORATION IPR2016-01202 Olympus Corporation IPR2016-01212 Canon Inc. IPR2016-01214 JVC KENWOOD Corporation IPR2016-01216 Canon Inc. IPR2016-01222 Canon Inc. IPR2016-01225 Panasonic Corporation IPR2016-01849 Apple, Inc. IPR2016-01860 Apple, Inc. U.S. Patent No. 9,189,437 Petitioner Samsung Electronics Co., Ltd., and Samsung IPR2016-01733 Electronics America, Inc. IPR2016-01840 Apple, Inc.

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IPR2016-01842 Apple, Inc. IPR2016-01844 Apple, Inc.

III. Lead and Back-up Counsel Pursuant to 37 C.F.R. § 42.8(3)

Lead and back-up counsel are identified as follows:

LEAD COUNSEL BACK-UP COUNSEL Anthony L. Meola Jason A. Murphy Reg. No. 44,936 Reg. No. 63,423 SCHMEISER, OLSEN & WATTS LLP SCHMEISER, OLSEN & WATTS LLP 2500 Westchester Avenue, Suite 210 22 Century Hill Drive, Suite 302 Purchase, NY 10577 Latham, NY 12110 Tel: (914) 825-1039 Tel: (518)220-1850 Fax: (888) 865-8362 Fax: (518) 220-1857 [email protected] [email protected]

Victor J. Baranowski Reg. No. 64,998 SCHMEISER, OLSEN & WATTS LLP 22 Century Hill Drive, Suite 302 Latham, NY 12110 Tel: (518)220-1850 Fax: (518) 220-1857 [email protected]

Arlen L. Olsen Reg. No. 37,543 SCHMEISER, OLSEN & WATTS LLP 22 Century Hill Drive, Suite 302 Latham, NY 12110 Tel: (518)220-1850 Fax: (518) 220-1857 [email protected]

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IV. Service Information Pursuant to 37 C.F.R. § 42.8(4)

The Patent Owner has appointed the above-identified practitioners as his attorneys to transact all business in the United States Patent and Trademark Office associated with the above-referenced inter partes review. All correspondence regarding this proceeding should be directed to lead and back-up counsel as identified above. Patent Owner consents to electronic service by email to the following address: [email protected].

Respectfully submitted,

Date: October 31, 2016 By: /Anthony L. Meola/ Anthony L. Meola Lead Counsel for Patent Owner Registration No. 44,936 Schmeiser, Olsen & Watts LLP 2500 Westchester Avenue, Suite 210 Purchase, New York 10577

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CERTIFICATE OF SERVICE

The undersigned hereby certifies that a copy of the Patent Owner’s

Mandatory Notices was served on October 31, 2016, via email directed to counsel of record for the Petitioner at the following:

Lori A. Gordon, Lead Counsel – [email protected]

Steven W. Peters, Back-up Counsel – [email protected]

Yasser Mourtada, Back-up Counsel – [email protected]

Date: October 31, 2016 By: /Anthony L. Meola/ Anthony L. Meola Lead Counsel for Patent Owner Registration No. 44,936 Schmeiser, Olsen & Watts LLP 2500 Westchester Avenue, Suite 210 Purchase, New York 10577

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