CPFL Energy INC Form 20-F Filed 2018-04-24

Total Page:16

File Type:pdf, Size:1020Kb

CPFL Energy INC Form 20-F Filed 2018-04-24 SECURITIES AND EXCHANGE COMMISSION FORM 20-F Annual and transition report of foreign private issuers pursuant to sections 13 or 15(d) Filing Date: 2018-04-24 | Period of Report: 2017-12-31 SEC Accession No. 0001292814-18-001293 (HTML Version on secdatabase.com) FILER CPFL Energy INC Mailing Address Business Address ROD. ENG. MIGUEL NOEL ROD. ENG. MIGUEL NOEL CIK:1300482| IRS No.: 000000000 | State of Incorp.:D5 | Fiscal Year End: 1231 NASCENTES BURNIER NASCENTES BURNIER Type: 20-F | Act: 34 | File No.: 001-32297 | Film No.: 18769643 CAMPINAS D5 13088-140 CAMPINAS D5 13088-140 SIC: 4911 Electric services (55-19) 3756-8704 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20‑F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2017 Commission File Number 1‑32297 CPFL ENERGIA S.A. (Exact name of registrant as specified in its charter) CPFL ENERGY INCORPORATED The Federative Republic of Brazil (Translation of registrant’s name into English) (Jurisdiction of incorporation or organization) Rodovia Engenheiro Miguel Noel Nascentes Burnier, 1,755, km 2,5 Parque São Quirino Campinas São Paulo ‑ 13088 140 (Address of principal executive offices) Gustavo Estrella +55 19 3756 8704 – [email protected] Federative Republic of Brazil (Name, telephone, e‑mail and/or facsimile number and address of company contact person) Securities registered or to be registered pursuant to Section 12(b) of the Act: Name of each exchange on which Title of each class: registered: Common Shares, without par value* American Depositary Shares (as evidenced by American New York Stock Exchange Depositary Receipts), each representing 2 Common Shares *Not for trading, but only in connection with the registration of American Depositary Shares, pursuant to the requirements of the Securities and Exchange Commission. Securities registered or to be registered pursuant to Section 12(g) of the Act: None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document As of December 31, 2017, there were 1,017,914,746 common shares, without par value, outstanding Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Indicate by check mark if the registrant is a well‑known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes T No £ If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934. Yes £ No T Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes T No £ Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S‑T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes £ No £ N/A T Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non‑accelerated filer. See definition of accelerated filer and large accelerated filer in Rule 12b‑2 of the Exchange Act (Check one): Large Accelerated Filer T Accelerated Filer £ Non‑accelerated Filer £ If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 13(a) of the Exchange Act. £ † The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012. Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing: U.S. GAAP £ IFRS T Other £ If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow. Item 17 £ Item 18 £ If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b‑2 of the Exchange Act). Yes £ No T Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents Page Contents FORWARD-LOOKING STATEMENTS 1 CERTAIN TERMS AND CONVENTIONS 1 PRESENTATION OF FINANCIAL AND OTHER INFORMATION 2 ITEM IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS 2 1. ITEM OFFER STATISTICS AND EXPECTED TIMETABLE 2 2. ITEM KEY INFORMATION 2 3. ITEM INFORMATION ON THE COMPANY 17 4. ITEM UNRESOLVED STAFF COMMENTS 64 4A. ITEM OPERATING AND FINANCIAL REVIEW AND PROSPECTS 64 5. ITEM DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES 101 6. ITEM MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS 111 7. ITEM FINANCIAL INFORMATION 111 8. ITEM THE OFFER AND LISTING 114 9. ITEM ADDITIONAL INFORMATION 116 10. ITEM QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK 133 11. ITEM DESCRIPTION OF SECURITIES OTHER THAN EQUITY SECURITIES 134 12. ITEM DEFAULTS, DIVIDEND ARREARAGES AND DELINQUENCIES 135 13. ITEM MATERIAL MODIFICATIONS TO THE RIGHTS OF SECURITY HOLDERS AND USE OF PROCEEDS 135 14. Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ITEM CONTROLS AND PROCEDURES 135 15. ITEM AUDIT COMMITTEE FINANCIAL EXPERT 136 16A. ITEM CODE OF ETHICS 136 16B. ITEM PRINCIPAL ACCOUNTANT FEES AND SERVICES 137 16C. ITEM EXEMPTIONS FROM THE LISTING STANDARDS FOR AUDIT COMMITTEES 137 16D. ITEM PURCHASES OF EQUITY SECURITIES BY THE ISSUER AND AFFILIATED PURCHASERS 137 16E. ITEM CHANGE IN REGISTRANT’S CERTIFYING ACCOUNTANT 138 16F. ITEM CORPORATE GOVERNANCE 138 16G. Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ITEM 16H. MINE SAFETY DISCLOSURE 139 ITEM 17. FINANCIAL STATEMENTS 139 ITEM 18. FINANCIAL STATEMENTS 139 ITEM 19. EXHIBITS 139 GLOSSARY OF TERMS 141 SIGNATURES 145 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents FORWARD‑LOOKING STATEMENTS This annual report contains information that constitutes forward‑looking statements within the meaning of the U.S. Private Securities Litigation Reform Act of 1995. Many of the forward‑looking statements contained in this annual report can be identified by the use of forward‑looking words, such as “believe”, “may”, “aim”, “estimate”, “continue”, “anticipate”, “will”, “intend”, “plan”, “expect” and “potential,” among others. Forward‑looking statements include information concerning our possible or assumed future results of operations, business strategies, financing plans, competitive position, industry environment, potential growth opportunities, the effects of future regulation and the effects of competition. Those statements appear in a number of places in this annual report, principally under the captions “Item 3. Key Information—Risk Factors”, “Item 4. Information on the Company” and “Item 5. Operating and Financial Review and Prospects”. We have based these forward‑looking statements largely on our current beliefs, expectations and projections about future events and financial trends affecting our business. Many important factors, in addition to those discussed elsewhere in this annual report, could cause our actual results to differ substantially from those anticipated in our forward‑looking statements. These factors include: · general economic, political, demographic and business conditions in Brazil and particularly in the markets we serve; · changes in applicable laws and regulations, as well as the enactment of new laws and regulations, including those relating to regulatory, corporate, environmental, tax and employment matters; · electricity shortages; · changes in tariffs; · our inability to generate electricity due to water shortages, transmission outages, operational or technical problems or physical damages to our facilities; · potential disruption or interruption of our services; · interest rate fluctuation, inflation and exchange rate variation; · actions taken by our major shareholders; · the early termination of our concessions to operate our facilities; · increased competition in the power industry markets in which we operate; · our inability to implement our capital expenditure plan, including our inability to arrange financing when required and on reasonable terms; · changes in consumer demand; · existing and future governmental regulations relating to the power industry; and · the risk factors discussed under “Item 3. Key Information—Risk Factors,” beginning on page 6. Forward‑looking statements speak only as of the date they were made, and we
Recommended publications
  • Cpfl Energia Sa
    Subject to completion, dated May 30, 2019 Preliminary Prospectus Supplement (To Prospectus dated May 29, 2019) 28MAY201914230750 CPFL ENERGIA S.A. (CPFL ENERGY INCORPORATED) Common Shares and American Depositary Shares Representing Common Shares We are offering 116,817,126 common shares in a global offering, which consists of an international offering in the United States and other countries outside Brazil and an offering of common shares in Brazil. Common shares offered in the global offering may be offered directly or in the form of American Depositary Shares, or ADSs, each of which represents two common shares of the company. The offering of the ADSs is being underwritten by the international underwriters named in this prospectus supplement. The common shares purchased by investors outside Brazil will be settled in Brazil and paid for in reais, and underwritten by the Brazilian placement agents named elsewhere in this prospectus supplement using a Portuguese-language prospectus supplement. The closings of the international and Brazilian offerings are conditioned upon each other. Due to the currently reduced liquidity of our common shares and ADSs, we believe that the last closing price per common share reported on the B3 or per ADS reported on the NYSE should not be considered the sole basis of the expected price of our common shares and ADSs in this offering. We anticipate that the public offering price for our common shares will be between R$29.30 and R$35.30, which is equivalent to US$7.33 and US$8.83, respectively, based upon the exchange rate of R$3.995 to US$1.00 reported by the Central Bank of Brazil (Banco Central do Brasil), or the Central Bank, on May 29, 2019, or between US$14.66 and US$17.67 per ADS after giving effect to the ratio of two common shares per ADS.
    [Show full text]
  • Electric Power Sector
    INTEGRATION OF THE SDG s IN THE BRAZILIAN ELECTRIC POWER SECTOR INTEGRATION OF THE SDG s IN THE BRAZILIAN ELECTRIC POWER SECTOR CONCEPT AND SUPPORT partners A SECTORIAL VISION FOR THE SDGs Dear Partners, This research is another result of how the Global It is important to emphasize that the study Compact Network Brazil has addressed the proposes a reflection not only related to the 2030 Agenda in the corporate sector through advances in reaching the SDGs, but also about its Thematic Groups on Energy & Climate and the future challenges, business opportunities, SDG. Following the study “Integration of the creation of new products and services, and the SDGs in Business Strategies - a contribution of impacts that still impede a better adherence of the the Global Compact Brazilian Committee for organizations. All this will serve as a reference to the 2030 Agenda”, launched in April 2017, the create a model capable of inspiring other sectors, Brazilian Association of Electric Power Distributors besides influencing a public agenda, whose (Abradee), CPFL Energia and ENEL proposed the regulatory framework is decisive for the private study to establish an outlook of how the Global sector to create means to implement the SDGs in Goals have influenced the work of public and private its policies and actions. Brazilian electric power companies. Therefore, weather in the electric power sector or Groundbreaking, the study demonstrates how other sectors of the Brazilian economy, adhering to concerned is the Brazilian electric power sector the SDGs will reinforce even more the strategic role about the adoption of the Sustainable Development of partnerships.
    [Show full text]
  • Cpfl Energia S.A
    20-F 1 cpl_form20f2006.htm FORM 20-F 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2006 Commission File Number 1-32297 CPFL ENERGIA S.A. (Exact name of registrant as specified in its charter) CPFL ENERGY INCORPORATED The Federative Republic of Brazil (Translation of registrant’s name into English) (Jurisdiction of incorporation or organization) ________________________________________________ Rua Gomes de Carvalho, 1,510, 14° andar - Cj 1402 CEP 04547-005 Vila Olímpia - São Paulo, São Paulo Federative Republic of Brazil +55 11 3841-8513 (Address of principal executive offices) ________________________________________________ Securities registered or to be registered pursuant to Section 12(b) of the Act: Title of each class: Name of each exchange on which registered: Common Shares, without par value* American Depositary Shares (as evidenced by American New York Stock Exchange Depositary Receipts), each representing 3 Common Shares *Not for trading, but only in connection with the registration of American Depositary Shares, pursuant to the requirements of the Securities and Exchange Commission. Securities registered or to be registered pursuant to Section 12(g) of the Act: None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None As of December 31, 2006, there were 479,756,730 common shares, without par value, outstanding Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
    [Show full text]
  • Com Case Part Mpanie E Stud T 1 Es Cir Dies
    Companies Circle Case Studies Part 1 CPFL Energia – Grupo Algar – Grupo Graña y Montero – Grupo Los Grobo – Ultrapar August, 2013 About the Companies Circle The Latin American Companies Circle is a unique initiative launched in May 2005 in Sao Paulo, Brazil. The 15‐members Companies Circle brings together a group of leading Latin American companies who have adopted good corporate governance practices in order to provide private sector input into the work of corporate governance regional development and to share their experiences with each other and other companies in the region and beyond. Through the Companies Circle, members showcase how leading Latin American companies can implement good corporate governance and the benefits their firms have experienced from undertaking these improvements. The Latin American Companies Circle members are: Los Grobo (non‐listed, Argentina); Algar (non‐listed), CPFL, Embraer, Natura, and Ultrapar (Brazil); Argos, Carvajal (non‐listed), and ISA (Colombia); Florida Ice (Costa Rica); Compartamos and Homex (Mexico); Buenaventura, Ferreyros, and Graña y Montero (Peru). The Companies Circle is currently sponsored by the International Finance Corporation (IFC), and supported by the Organization for Economic Co‐operation and Development (OECD). About IFC IFC, a member of the World Bank Group, is the largest global development institution focused exclusively on the private sector. Working with private enterprises in more than 100 countries, we use our capital, expertise, and influence to help eliminate extreme poverty and promote shared prosperity. In FY13, our investments climbed to an all‐time high of nearly US$25 billion, leveraging the power of the private sector to create jobs and tackle the world’s most pressing development challenges.
    [Show full text]
  • BB Ações Energia Fundo De Investimento CNPJ No
    BB Ações Energia Fundo de Investimento CNPJ No. 02.020.528/0001-58 (Administrado pela BB Gestão de Recursos - Distribuidora de Títulos e Valores Mobiliários S.A. - BB DTVM) Demonstrações contábeis Exercícios findos em 30 de setembro de 2020 e 2019 KPDS 735477 BB Ações Energia Fundo de Investimento Demonstrações contábeis Exercícios findos em 30 de setembro de 2020 e 2019 Conteúdo Relatório dos auditores independentes sobre as demonstrações contábeis 3 Demonstrativo da composição e diversificação da carteira 7 Demonstrações das evoluções do patrimônio líquido 9 Notas explicativas às demonstrações contábeis 10 Anexo: Demonstração da Evolução do Valor da Cota e da Rentabilidade 2 KPMG Auditores Independentes Rua do Passeio, 38 - Setor 2 - 17º andar - Centro 20021-290 - Rio de Janeiro/RJ - Brasil Caixa Postal 2888 - CEP 20001-970 - Rio de Janeiro/RJ - Brasil Telefone +55 (21) 2207-9400 kpmg.com.br Relatório dos auditores independentes sobre as demonstrações contábeis Aos Cotistas e à Administradora do BB Ações Energia Fundo de Investimento Rio de Janeiro - RJ Opinião Examinamos as demonstrações contábeis do BB Ações Energia Fundo de Investimento Fundo de Investimento (“Fundo”), administrado pela BB Gestão de Recursos - Distribuidora de Títulos e Valores Mobiliários S.A. - BB DTVM (“Administradora”), que compreendem o demonstrativo da composição e diversificação da carteira em 30 de setembro de 2020 e a respectiva demonstração das evoluções do patrimônio líquido para o exercício findo nessa data, bem como as correspondentes notas explicativas,
    [Show full text]
  • LATIN AMERICAN COMPANIES CIRCLE Recommendations on Ethics and Compliance
    LATIN AMERICAN COMPANIES CIRCLE Recommendations on Ethics and Compliance Wichtiger HINWEIS ! Innerhalb der Schutzzone (hellblauer Rahmen) darf kein anderes Element platziert werden! Ebenso darf der Abstand zu Format- resp. Papierrand die Schutzzone nicht verletzen! Hellblauen Rahmen der Schutzzonenie drucken! Siehe auch Handbuch „Corporate Design der Schweizerischen Bundesverwaltung“ Kapitel „Grundlagen“, 1.5 / Schutzzone www . cdbund.admin.ch In partnership with: ©2017 Copyright. All Rights Reserved This paper is one in a series by the members of the Latin American Companies Circle and intended as a thought piece to encourage debate on important corporate governance topics.The conclusions and judgments contained in this report represent the views of the authors and should not be attributed to, and do not necessarily represent the views of the IFC or its Board of Directors or the World Bank or its Executive Directors, or the countries they represent. IFC and the World Bank do not guarantee the accuracy of the data in this publication and accept no responsibility for any consequences of their use. The material in this work is protected by copyright. Copying and/or transmitting portions or all of this work may be a violation of applicable law. The Latin American Companies Circle encourages dissemination of works such as these and hereby grants permission to users of this work to copy portions for their personal, noncommercial use, without any right to resell, redistribute, or create derivative works there from. Any other copying or use of
    [Show full text]
  • Holdings Ltd
    SCHEDULE OF INVESTMENTS (000)* June 30, 2020 (Unaudited) Causeway International Opportunities Fund Number of Shares Value COMMON STOCK Brazil — 1.5% Banco do Brasil SA 1 77,900 $ 462 CPFL Energia S.A. 32,500 184 IRB Brasil Resseguros SA 28,900 59 JBS SA 147,700 580 Lojas Renner SA 20,322 158 Petrobras Distribuidora SA 97,600 386 Qualicorp Consultoria e Corretora de Seguros SA 34,600 186 Vale SA, Class B ADR 1 54,741 564 2,579 China — 12.3% Agile Property Holdings Ltd. 100,000 119 Alibaba Group Holding Ltd. ADR 1 15,271 3,294 Anhui Conch Cement Co. Ltd., Class H 126,677 858 Baidu Inc. ADR 1 3,353 402 Bank of China Ltd., Class H 2,203,000 816 China Communications Construction Co. Ltd., Class H 276,000 157 China Construction Bank Corp., Class H 2,050,401 1,668 China Everbright International Ltd. 96,000 51 China Lumena New Materials Corp. 1,2,3 4,900 — China Mobile Ltd. 60,516 409 China Mobile Ltd. ADR 2,835 95 China Petroleum & Chemical Corp., Class H 916,000 383 China Railway Construction Corp. Ltd., Class H 219,500 174 China Railway Group Ltd., Class H 295,000 152 China Telecom Corp. Ltd., Class H 368,000 103 Daqo New Energy Corp. ADR 1 3,884 288 Dongfeng Motor Group Co. Ltd., Class H 170,000 102 Fosun International Ltd. 170,000 218 Guangzhou R&F Properties Co. Ltd., Class H 237,200 279 JD.com Inc. ADR 1 15,800 951 JinkoSolar Holding Co.
    [Show full text]
  • FTIF - Templeton Latin America Fund August 31, 2021
    FTIF - Templeton Latin America Fund August 31, 2021 FTIF - Templeton Latin America August 31, 2021 Fund Portfolio Holdings The following portfolio data for the Franklin Templeton funds is made available to the public under our Portfolio Holdings Release Policy and is "as of" the date indicated. This portfolio data should not be relied upon as a complete listing of a fund's holdings (or of a fund's top holdings) as information on particular holdings may be withheld if it is in the fund's interest to do so. Additionally, foreign currency forwards are not included in the portfolio data. Instead, the net market value of all currency forward contracts is included in cash and other net assets of the fund. Further, portfolio holdings data of over-the-counter derivative investments such as Credit Default Swaps, Interest Rate Swaps or other Swap contracts list only the name of counterparty to the derivative contract, not the details of the derivative. Complete portfolio data can be found in the semi- and annual financial statements of the fund. Security Security Shares/ Market % of Coupon Maturity Identifier Name Positions Held Value TNA Rate Date 2311238 AGUAS ANDINAS SA 25,207,469 $5,637,478 0.77% N/A N/A BG7ZWY7 AMBEV SA 6,942,756 $22,961,024 3.13% N/A N/A B06L266 AMERICANAS SA 2,198,825 $17,588,728 2.40% N/A N/A BF7LBH4 ATACADAO SA 4,417,886 $15,507,950 2.12% N/A N/A BG36ZK1 B3 SA - BRASIL BOLSA BALCAO 11,013,794 $29,970,521 4.09% N/A N/A 059460303 BANCO BRADESCO SA 6,714,231 $30,079,754 4.11% N/A N/A BOLSA MEXICANA DE VALORES SAB DE B39VVF6
    [Show full text]
  • Abc Brasil Cosan Itausa Qualicorp Abril Educa Cpfl
    ELIGIBLE COMPANIES - 2015 ISE PORTFOLIO 2014 BASE PERIOD ABC BRASIL COSAN ITAUSA QUALICORP ABRIL EDUCA CPFL ENERGIA ITAUUNIBANCO RAIADROGASIL AES TIETE CPFL RENOVAV JBS RANDON PART ALIANSCE CREMER JHSF PART RODOBENSIMOB ALL AMER LAT CSU CARDSYST JSL ROSSI RESID ALPARGATAS CVC BRASIL KEPLER WEBER SABESP ALUPAR CYRE COM-CCP KLABIN S/A SANEPAR AMBEV S/A CYRELA REALT KROTON SANTANDER BR ANHANGUERA DASA LE LIS BLANC SANTOS BRP ANIMA DAYCOVAL LIGHT S/A SAO CARLOS AREZZO CO DIRECIONAL LINX SAO MARTINHO ARTERIS DURATEX LLX LOG SARAIVA LIVR AUTOMETAL ECORODOVIAS LOCALIZA SER EDUCA B2W DIGITAL ELETROBRAS LOCAMERICA SID NACIONAL BANRISUL ELETROPAULO LOG-IN SIERRABRASIL BBSEGURIDADE EMBRAER LOJAS AMERIC SLC AGRICOLA BEMATECH ENERGIAS BR LOJAS MARISA SMILES BHG ENEVA LOJAS RENNER SOUZA CRUZ BICBANCO EQUATORIAL LOPES BRASIL SUL AMERICA BIOSEV ESTACIO PART M.DIASBRANCO SUZANO PAPEL BMFBOVESPA ETERNIT MAGAZ LUIZA TAESA BR BROKERS EUCATEX MAGNESITA SA TARPON INV BR INSURANCE EVEN MARCOPOLO TECHNOS BR MALLS PAR EZTEC MARFRIG TECNISA BR PHARMA FER HERINGER METAL LEVE TEGMA BR PROPERT FERBASA MILLS TELEBRAS BRADESCO FIBRIA MINERVA TELEF BRASIL BRADESPAR FLEURY MRV TEREOS BRASIL FORJA TAURUS MULTIPLAN TIM PART S/A BRASILAGRO GAFISA MULTIPLUS TIME FOR FUN BRASKEM GENERALSHOPP NATURA TOTVS BRF SA GERDAU ODONTOPREV TRACTEBEL BROOKFIELD GERDAU MET OI TRAN PAULIST CCR SA GOL P.ACUCAR-CBD TRISUL CCX CARVAO GRAZZIOTIN PANAMERICANO TRIUNFO PART CELESC GRENDENE PARANA TUPY CEMIG GUARARAPES PARANAPANEMA ULTRAPAR CESP HELBOR PDG REALT UNICASA CETIP HYPERMARCAS PETROBRAS USIMINAS CIA HERING IDEIASNET PINE V-AGRO CIELO IGB S/A PORTO SEGURO VALE COELCE IGUATEMI PORTOBELLO VALID COMGAS IMC HOLDINGS POSITIVO INF VIAVAREJO CONTAX INDS ROMI PROFARMA WEG COPASA INEPAR PROVIDENCIA COPEL IOCHP-MAXION QGEP PART.
    [Show full text]
  • SECURITIES and EXCHANGE COMMISSION Washington, D.C
    12/04/2019 sid20190409_6k.htm - Generated by SEC Publisher for SEC Filing 6-K 1 sid20190409_6k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April, 2019 Commission File Number 1-14732 COMPANHIA SIDERÚRGICA NACIONAL (Exact name of registrant as specified in its charter) National Steel Company (Translation of Registrant's name into English) Av. Brigadeiro Faria Lima 3400, 20º andar São Paulo, SP, Brazil 04538-132 (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F ___X___ Form 40-F _______ Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes _______ No ___X____ https://www.sec.gov/Archives/edgar/data/1049659/000129281419001224/sid20190409_6k.htm 1/13 12/04/2019 sid20190409_6k.htm - Generated by SEC Publisher for SEC Filing COMPANHIA SIDERÚRGICA NACIONAL Corporate Taxpayer (CNPJ/MF) No. 33.042.730/0001-04 State Registry No. 35300396090 Publicly-Held Company NOTICE TO SHAREHOLDERS Companhia Siderúrgica Nacional (“Company”) hereby informs its shareholders and the market in general that it recieved from its shareholder Geração Futuro LPAR Fundo de Investimento em Ações a request to include in the Company’s Remote Voting Form the following candidates for the Board of Directors and Fiscal Council, to be voted in separate elections at the General Shareholders’ Meeting to be held on April 26, 2019, at 9:00 a.m.: (i) Valmir Pedro Rossi, for the Board of Directors; and (ii) Patrícia Valente Stierli, as sitting member and Susana Hanna Stiphan Jabra, as alternate member, for the Fiscal Council.
    [Show full text]
  • É Dirigida Exclusivamente Aos Acionistas Da CPFL Energias Renováveis S.A
    Esta Oferta (conforme abaixo definido) é dirigida exclusivamente aos acionistas da CPFL Energias Renováveis S.A. aptos a participar do leilão na B3 S.A. – Brasil, Bolsa, Balcão. Titulares de ações ordinárias de emissão da CPFL Energias Renováveis S.A. que residam fora do Brasil poderão participar da Oferta objeto deste edital, desde que tais acionistas cumpram com todas as leis e regulamentos a que podem estar sujeitos. A Oferta não é destinada a pessoas que residam em qualquer jurisdição na qual realizar ou participar da Oferta seja proibido por lei. EDITAL DE OFERTA PÚBLICA UNIFICADA DE AQUISIÇÃO DE AÇÕES ORDINÁRIAS PARA CONVERSÃO DE REGISTRO E SAÍDA DO NOVO MERCADO DA CPFL ENERGIAS RENOVÁVEIS S.A. Companhia Aberta – Código CVM 20540 CNPJ nº 08.439.659/0001-50 NIRE 35.300.33581-3 Código ISIN: BRCPREACNOR5 Ações Ordinárias: CPRE3 POR ORDEM E CONTA DA ACIONISTA CONTROLADORA CPFL GERAÇÃO DE ENERGIA S.A. INTERMEDIADA POR BANCO SANTANDER (BRASIL) S.A. JUR_SP - 35650015v2 - 5953017.453210 Índice 1 Definições ............................................................................................................................ 3 2 Informações Preliminares ................................................................................................... 6 3 A Oferta .............................................................................................................................. 7 4 Características da OPA ........................................................................................................ 8 5 Procedimentos
    [Show full text]
  • Chapter 1 Motivation: the Whys Define the Ways Motivation
    1 MOTIVATION: THE WHYS DEFINE THE WAYS Tangible Benefits Motivation Tangible Benefits Implementing Motivation Implementing Purpose Alignment Family Business Challenges Planning What To Do Purpose Alignment Family Business Challenges Planning What To Do Chapter 1 Motivation: The Whys Define the Ways Motivation KEY MESSAGES Define the motivation. When starting to think about improving the corporate governance of your company, define the underlying reason or reasons—the motivation— behind those im- provements. Identify the business benefits. Your motivation for governance improvements should result from identifying desired business benefits. Tailor specifics to desired business benefits. Your motivation for governance improvements should shape the specific governance measures the company will undertake, as well as their pace and priority. s in many other aspects of business life, corporate governance practices should not follow Athe one-size-fits-all principle. Quite the contrary: real experience indicates that the ways to implement and achieve better governance can differ considerably from country to country and company to company, even in the same industry. The reasons that drive a company to pursue corporate governance improvements are as numerous and varied as the ways to implement these improvements. In many cases, the deci- sion to undertake specific corporate governance measures comes only after a relatively long pe- riod of building understanding about the costs and benefits of such an effort. During this period, key players in the company gain a greater appreciation of what better corporate governance can bring to the business and to its various internal and external stakeholders. In some few cases, the survival of the company hangs in the balance.
    [Show full text]