River Commission

Office of the Secretariat in Vientiane Office of the Secretariat in 184 Fa Ngoum Road, Ban Sithane Neua, 576 National Road, no. 2, Chok Angre Krom, P.O. Box 6101, Vientiane, Lao PDR P.O. Box 623, Phnom Penh, Tel: (856-21) 263 263 Fax: (856-21) 263 264 Tel: (855-23) 425 353 Fax: (855-23)425 363

[email protected] www.mrcmekong.org

The ISH 0306 Study Development of Guidelines for Hydropower Environmental Impact Mitigation and Risk Management in the Lower Mekong Mainstream and Tributaries

2nd Interim Report - Final November 2016 Volume 3 – Knowledge Base Report, Version 1.0 – Structure, Usage and Update on Regional and International Practise

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Document history – Knowledge Base Report

Version Revision Description Issue date Issued by

1 1 First Draft – Version 1.0 22 July 2016 Leif Lillehammer

2 2 Second Draft – Version 1.0 23 Sept. 2016 Leif Lillehammer

3 3 Final – Version 1.0 7 Nov. 2016 Leif Lillehammer

The Final Report constitutes 4 volumes:

Volume 1: Version 2.0 – Hydropower Risks and Impact Mitigation Guidelines and Recommendations

Volume 2: Version 2.0 – Hydropower Risks and Impact Mitigation MANUAL – Key Hydropower Risks, Impacts and Vulnerabilities and General Mitigation Options for Lower Mekong

Volume 3: Knowledge Base Report, Version 1.0 – Structure, Usage and Update on Regional and International Practise

Volume 4: Case Study Report, Version 1.0 – Modelling, Scenarios and Impact Mitigation Assessment

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Contents Preface ...... 4 1 Introduction ...... 6 1.1 Overview ...... 6 1.2 Specific Objective of this report ...... 6 2 Outline of the ISH0306 Knowledge Base – 2nd Interim Phase ...... 6 2.1 Deliveries ...... 6 2.1.1 Data Inventory Sheet ...... 6 2.1.2 Knowledge Base Library ...... 8 2.1.3 How to get access to Tempo Box ...... 10 2.1.4 Report ...... 10 3 Further development of the Knowledge Base ...... 11 Annex 1 – Data Inventory Sheet – 2nd Interim Phase ...... 12

Web-based Annexes to this report:

1) Data inventory sheet 2) ISH0306 Knowledge Base Library 3) Publications to be organized 4) User manuals

A printer friendly version of Annex 1 is also attached in hard copy.

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Preface This document is part of the 2nd Interim Report Volumes 1 to 4 of the ISH0306 study - Development of Guidelines for Hydropower Environmental Impact Mitigation and Risk Management in the Lower Mekong Mainstream and Tributaries. It builds on the work and results from Inception and 1st Interim Period Phases and constitutes 4 Volumes as follows;

(i) Volume 1 - Hydropower Risks and Impact Mitigation Guidelines and Recommendations – Version 2.0 (ii) Volume 2 - Hydropower Risks and Impact Mitigation MANUAL - Key Hydropower Risks, Impacts and Vulnerabilities and General Mitigation Options for Lower Mekong – Version 2.0; (iii) Volume 3 - Knowledge Base Report – (this report) Version 1.0 – Structure, Usage and Update on Regional and International Practise and; (iv) Volume 4 - Case Study Report– Version 1.0 – Modelling, Scenarios and Impact Mitigation Assessment.

The study is supervised and coordinated by the Initiative on Sustainable Hydropower (ISH)/Mekong River Commission Secretariat (MRCS) with the following key personnel:

 Mr. Voradeth Phonekeo  Mr. Simon Krohn and  Ms. Pravian Limbanboon

The project is executed by a team of experts from Multiconsult (Norway/UK) in association with Deltares (The Netherlands) plus experts on additional contracts (Australia and Austria). The following key-experts are involved:

 Mr. Leif Lillehammer (Team Leader, Multiconsult)  Mr. Chris Grant (Hydropower Design and Operations Expert, Multiconsult)  Mr. Jean-Pierre Bramslev (Hydropower Modeller and Economics Expert, Multiconsult)  Mr. Ron Passchier (Hydrologist and Water Resources Modeller, Deltares)  Dr. Kees Sloff (Hydraulic and Sediment Modelling Expert, Deltares)  Dr. Lois Koehnken (Sediment and Water Quality Expert, Individual Consultant, Australia)  Professor Stefan Schmutz (Fisheries and Aquatic Ecology Expert, BOKU University, Vienna)

The team includes also the following non-key experts and support staff:

 Mrs. Carina Seliger (Aquatic Ecologist, BOKU University, Vienna)  Ms. Kristine Walløe-Lilleeng (Hydropower Engineer, Multiconsult)  Dr. Jørn Stave and Mr. Jens Johan Laugen (Environmental and Social Impact Assessment and Safeguards Experts, Multiconsult)  Mr. Bjørn Stenseth (Power Economist, Multiconsult)  Dr. Sanjay Giri (Hydraulic Expert, Deltares)  Mr. Amgad Omer (Reservoir sedimentation expert, Deltares)

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 Mr. Bernhard Zeiringer (Fish-Pass Eco-Engineer, BOKU University, Vienna)  Ms. Ragnhild Heimstad (Terrestrial Ecologists, Knowledge Base Responsible, Multiconsult), (A)  Mrs. Irene N. Koksæter (Livelihoods Expert, Multiconsult) Mr.  Mr. Amrito Poudel and Ms. Kirty Manandhar (Knowledge Base, Multiconsult),

The following National Consultants also provided input to the study:

 Lao PDR: Ms. Thipsathiane Khamvongsa (Environment and Water Resources)  Lao PDR: Mr. Lamphone Dimanivong (Hydropower and Energy)  Cambodia: Dr. Heng Sokchay ( Hydropower and Energy)  : Dr Nguyen Quang Trung (Environment and Water Resources)  Vietnam: Dr. Hoang Minh Tuyen (Hydropower and Energy)

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1 Introduction

1.1 Overview This Volume 3 of the 2nd Interim Report is a supporting document to the Guidelines (Volume 1) and the Manual (Volume 2) and consists of all the literature, documents and data collected so far in the ISH0306 study. It also builds on the preliminary Knowledge Base delivered as part of the Inception Phase. The knowledge base is still under construction and elaboration, and literature and data will still be collected during the Final Phase (2017). The Knowledge Base will be delivered in its final form as part of the latter next year, e.g. included in the final delivery to MRC and the member countries. It is meant to be an interactive and searchable knowledge base underpinning the findings and recommendations in the Guidelines and the Manual.

1.2 Specific Objective of this report The objective of this report is to outline the structure and usage of the ISH0306 Knowledge Base as well as its current status and further work in the next phase.

2 Outline of the ISH0306 Knowledge Base – 2nd Interim Phase

2.1 Deliveries The ISH0306 Mekong Knowledge Base consists of three separate parts:

1) Summary Report on Structure, Usage and Update of Knowledge Base (this report) 2) Data Inventory Sheet 3) Knowledge Base Library

These three parts are further described in detail in the following chapters 2.1.1, 2.1.2 and 2.1.3.

2.1.1 Data Inventory Sheet The Data Inventory Sheet consists of an excel sheet with a complete overview of all the publications that have been (and still are being) collected throughout the project period. All cited references from Guidelines and the Manual will be found in the inventory sheet, as well as all other relevant publications gathered as supporting literature. Per now the Data Inventory Sheet contains approximately 880 references . See Figure 2.1 for an extract of the data inventory sheet, and Annex 1 for all the references collected up to now.

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Figure 2.1. Extract of the Data Inventory Sheet of the ISH0306 Knowledge Base.

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The inventory sheet displays eight columns:

1) First author – the name of the leading author in the format of “Doe, J.” 2) Year of publication 3) Title of publication 4) Name of Journal/Magazine/Newsletter 5) Other information – relevant information that is not a part of the title 6) Geographic focus – Country, LMB etc. 7) Search words – relevant words that will be useful as search words, and are not mentioned elsewhere in the title, publication etc. 8) Full reference – in the format of: Author (Year). Title. Journal Vol (Section): pp-pp.

All columns has a comment added in the title row (hold the mouse arrow over the title field), to explain in detail what information to insert and in what format.

Previously the inventory sheet was in word format, which did not allow filtering and sorting functions. Through converting the inventory sheet to an excel format, the sheet has become more user friendly in terms of possibilities of sorting the publications by any column. This means that you can easily sort the publications either alphabetically or filter them by selecting specific author(s). It is also possible to combine filters from different columns, to specify all publications from a certain author in a certain year, for instance. The search function [Ctrl + F] is still viable and will allow you to search for any word(s) in the inventory sheet. The added search words are especially important in this respect.

2.1.2 Knowledge Base Library The Knowledge Base Library consists of all publications collected (and still being collected) through the project. Some of the publications are not available online, and are only available through university access. Thus, these publications will not be found in the Knowledge Base Library, only as references in the Inventory Sheet. All publications in the Knowledge Base Library are in pdf or word format, except for a folder with data, that is presented in .csv and excel formats.

Dropbox is currently being used for collection and sharing publications. However, when presenting large amounts of data (> 15 GB) such as in this project, and the data should be organized and edited/controlled by a moderator, dropbox is not optimal as a sharing portal. Thus, due to storage limits, payment fees as well as a suboptimal interface, all documents are systematically being moved into a similarly functioning database called Tempo Box; a sharing solution used by Multiconsult. Tempo Box makes it easy to share and transfer data to an external partner and facilitates easy transfer of large collections of data. In short, Tempo Box has several advantages:

 no storage limits  free of charge regardless of how many members that will need access  safe solution that requires user’s login  user friendly interface: o easy to navigate: both thumbnail and list view o easy to find relevant documents with designated search field (search by object names and contents)  no loss of information: both editor and version tracking of all documents

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 can be used from any location and device as long as you have internet connection and a web browser  easy to facilitate downloading to the Mekong River Commission when the Knowledge Base is to be handed over

Figure 2.2. Interface of Tempo Box with an extract of the publications in the ISH0306 Knowledge Base Library.

The Tempo Box contains four folders:

1) Data inventory sheet 2) ISH0306 Knowledge Base Library 3) Publications to be organized 4) User manual

Folder 1) Data inventory sheet contains the currently updated inventory sheet of all publications in the Library folder (2).

Folder 2) ISH0306 Knowledge Base Library contains all publications that have been organized and put into the Data inventory sheet. This folder is currently updated as publications are registered in the inventory sheet and moved into the Library by the moderator.

Folder 3) Publications to be organized contains some publications that are collected however not fully registered in the inventory sheet, thus not yet moved into the Library (folder 2).

Folder 4) User manual contains a user manual for Tempo Box.

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2.1.3 How to get access to Tempo Box All former Dropbox members will receive an invitation for Tempo Box by e-mail. You simply click on the link “Start using Multiconsult Tempo Box now”, enter your user name (i.e. the e-mail address that you received the invitation on) and generate a password. See Figure 2.3. Please contact the moderator ([email protected]) if there should be any problems with access to Tempo Box. Once you get access, you must accept the sharing request by clicking on the notification next to your personal menu in the upper right corner (see Figure 2.4).

Figure 2.3. Interface of first time logon to Tempo Box.

Figure 2.4. Accepting the sharing request in the upper right corner of Tempo Box.

All members can read and download articles in Tempo Box freely. Furthermore, all members can upload new publications in Tempo Box folder named «Publications to be organized». The moderator will then name them appropriately, register them in the data inventory sheet and move them to the folder ISH0306 Knowledge Base. Please note that only the moderator of Tempo Box can register publications in the data inventory sheet and then move publications into the Mekong Knowledge Base Library folder. This is important in order to keep an organized structure.

The User manual is recommended for understanding more about how to use the Tempo Box. Please note that only internet browsers Chrome, Firefox and Safari (not Internet Explorer) supports drag and drop functions as well as opening and creating interactive links to publications.

2.1.4 Report This report will be a supporting document in the delivery of the Mekong Knowledge Base, and will also be updated as part of Phase 4.

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3 Further development of the Knowledge Base The platform and set up for the Mekong Knowledge Base is now established. For the next phase, the following will be continued and completed:

Data inventory sheet

- All publications that are now in the folder Publications to be organized will be systematically registered in the data inventory sheet to form a complete overview of the whole knowledge base library - All public publications will have links from the inventory sheet to the knowledge base library folder - Add to columns search words and other information where relevant

ISH0306 Knowledge Base Library

- Publications will be moved systematically from the folder Publications to be organized into the folder ISH0306 Knowledge Base Library when registered in the inventory sheet - New publications collected from the project group will be added into the library - Data in other formats such as xlsx., csv. and shp. will be added systematically

Final delivery to MRC

- Process for the final delivery of the Mekong Knowledge Base will be discussed and established to ensure a best possible hand over to the Mekong River Commission - A user manual especially designed for the ISH0306 Knowledge Base will be outlined. If needed, and after discussions with MRC, training will be facilitated

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Annex 1 – Data Inventory Sheet – 2nd Interim Phase

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Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference

Australian Government Department of Resources ABARES, 2011, Energy in Australia, Department of Resources Energy and 1 ABARES 2011 Energy in Australia Energy and Tourism Journal Tourism Journal Hydrology and Earth System Mike Acreman and Michael J Dunbar, 2004, Defining environmental flow 2 Acreman M. 2004 Defining environmental river flow requirements - a review Sciences requirements - a review Adam & Schwevers, 1997, Das Verhalten von Fischen in Fischaufstiegsanlagen, Österreichs Fischerei, Jahrgang 50/1997 , Seite 82- 3 Adam, B. 1997 Das Verhalten von Fischen in Fischaufstiegsanlagen Wissenschaft 87

HYDROLOGICAL DATA BASE DEVELOPMENT FOR THE TRIBUTARY Adamson, P.T., Sopharith, T., 2006, HYDROLOGICAL DATA BASE SYSTEMS OF THE TONLE SAP GREAT LAKE-FINAL REPORT, DEVELOPMENT FOR THE TRIBUTARY SYSTEMS OF THE TONLE SAP GREAT 4 Adamson, P.T 2006 INTEGRATED BASIN FLOW MANAGEMENT, MRC Other LAKE-FINAL REPORT, INTEGRATED BASIN FLOW MANAGEMENT, MRC An Evaluation of Landuse and on the Recent Adamson, P.T., 2006, An Evaluation of Landuse and Climate Change on 5 Adamson, P.T. 2006 Historical Regime of the Mekong Other the Recent Historical Regime of the Mekong

Generation of Exploratory Flow Regimes for the Development of Adamson, P.T., 2006, Generation of Exploratory Flow Regimes for the the Impact Analysis Tools, Final Report, INTEGRATED BASIN FLOW Development of the Impact Analysis Tools, Final Report, INTEGRATED 6 Adamson, P.T. 2006 MANAGEMENT, Mekong River Commission Other BASIN FLOW MANAGEMENT, Mekong River Commission Adamson,P.T., Draft Final Report, An Assessment of the Statistical Nature Draft Final Report, An Assessment of the Statistical Nature of the of the IBFM Flow Seasons and Indicators and their Potential vulnerability IBFM Flow Seasons and Indicators and their Potential vulnerability to Regional Water Resources Development, Integrated Basin Flow 7Adamson, P.T. to Regional Water Resources Development Other Management 8 Adamson, P.T. 2011 Hydrological 'Significance' Draft Other Adamson, 2011, Hydrological 'Significance' Draft Greater Mekong Atlas of the Environment , Development ADB, 2012, Greater Mekong Subregion Atlas of the Environment , 9 ADB 2012 in the Greater Mekong Subregion Other Development in the Greater Mekong Subregion Greater Mekong Subregion Atlas of the Environment , Environment ADB, 2012, Greater Mekong Subregion Atlas of the Environment , 10 ADB 2012 and natural resources Other Environment and natural resources Greater Mekong Subregion Atlas of the Environment , People of the ADB, 2012, Greater Mekong Subregion Atlas of the Environment , People 11 ADB 2012 Greater Mekong Subregion Other of the Greater Mekong Subregion Greater Mekong Subregion Atlas of the Environment 2nd edition, ADB, 2012, Greater Mekong Subregion Atlas of the Environment 2nd 12 ADB 2012 Acronyms-Acknowledgements and Indexes Other edition, Acronyms-Acknowledgements and Indexes Greater Mekong Subregion Atlas of the Environment 2nd edition, ADB, 2012, Greater Mekong Subregion Atlas of the Environment 2nd 13 ADB 2012 Challenges and Responses Other edition, Challenges and Responses Greater Mekong Subregion Atlas of the Environment 2nd edition, ADB, 2012, Greater Mekong Subregion Atlas of the Environment 2nd 14 ADB 2012 Cover- Credits-Contents-Foreword Other edition, Cover- Credits-Contents-Foreword Greater Mekong Subregion Atlas of the Environment 2nd edition, ADB, 2012, Greater Mekong Subregion Atlas of the Environment 2nd 15 ADB 2012 Greater Mekong Subregional profile Other edition, Greater Mekong Subregional profile Greater Mekong Subregion Atlas of the Environment 2nd edition, ADB,2012, Greater Mekong Subregion Atlas of the Environment 2nd 16 ADB 2012 Information Resources Other edition, Information Resources

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No. First author Year Title Journal Full Reference Environment Safeguards, A Good Practice Sourcebook Draft ADB, 2012, Environment Safeguards, A Good Practice Sourcebook Draft 17 ADB 2012 working document Other working document

AG-FAH, 2011, Grundlagen für einen Österreichischen Leitfanden zum Grundlagen für einen österreichischen Leitfaden zum Bau von Bau von Fischaufstiegshilfen, (FAHs), Im Auftrag des Bundesministeriums 18 AG-FAH 2011 Fischaufstiegshilfen (FAHs) Other für Land- und Forstwirtschaft, Umwelt und Wasserwirtschaft, Wien: 87 p.

19 Agostinho, A.A. in the High Parana River Flood plain Other Agostinho, A.A. et al, Biodiversity in the High Parana River Flood plain Agostinho et al, 2002, Efficiency of fish ladders for neotropical River research and ichthyofauna, River Res. Appl. 18 (3): 299–306 (doi: 10.1002/rra.674. 20 Agostinho, AA 2002 Efficiency of fish ladders for neotropical ichthyofauna applications DWA, 2010). Agostinho et al, 2007, Fish ladder of Lajeado Dam: migrations on one- 21 Agostinho, AA 2007 Fish ladder of Lajeado Dam: migrations on one-way routes? Neotropical Ichthyology way routes? Neotropical Ichthyology 5 (2): 121-130. Alderlieste & Bruijn, 2005, Resilience of the lowland part of the Mekong 22 Alderlieste M.C. 2005 Resilience of the lowland part of the Mekong River Other River

Amornsakchai et al, November 2000, Pak Mun Dam Mekong River Basin 23 Amornsakchai S. 2000 Pak Mun Dam Mekong River Basin Other Thailand, Prepared for the World Commission of Dams(WCD) AMRC 2008. What do MRC studies tell us about the implications of What do MRC studies tell us about the implications of Mekong Mekong mainstream dams for fisheries?, The ninth of AMRC’S Mekong 24 AMRC 2008 mainstream dams for fisheries? AMRC Mekong Brief series Brief Series Australian Mekong Resource Centre, 2007, Integrated Water Resources 25 AMRC 2007 Integrated Water Resources Management in the Mekong Mekong brief series Management in the Mekong, Mekong Brief, Number 7 AQUATIC CONSERVATION: Anderson et al, 2008, Quantifying the extent of river fragmentation by Quantifying the extent of river fragmentation by hydropower dams MARINE AND FRESHWATER hydropower dams in the Sarapiquí River Basin, Costa Ric, Aquat. Conserv. 26 Anderson, E.P. 2008 in the Sarapiquı´ River Basin, Costa Rica ECOSYSTEMS Mar. Freshw. Ecosyst. 18, 408–417 Canadian Manuscript report Anderson et al, 1996, Quantifying the effects of sediment release on fish Quantifying the effects of sediment release on fish and their of fisheries and aquatic and their habitats. Canadian Manuscript Report of Fisheries und Aquatic 27 Anderson, P.G. 1996 habitats. sciences Sciences No. 2346: 110 p. + 3 Append. A climate resilient Mekong, Alternative-3 to to Annandale, 2014, A climate resilient Mekong, Alternative-3 to Sambor 28 Annandale, G. 2014 Facilitate Sediment Passage Other Dam to Facilitate Sediment Passage Ansar, A., et al., 2014, Should we build more large dams? The actual costs Should we build more large dams? The actual costs of hydropower of hydropower megaproject development. Energy Policy (2014), 29 Ansar, A. 2014 megaproject development Other http://dx.doi.org/10.1016/j.enpol.2013.10.069 Effects of Alpine Hydropower dams on particle transport and Anselmetti et al, 2006, Effects of Alpine hydropower dams on particle 30 Anselmetti F.S. 2006 lacustrine sedimentation Research article transport and lacustrine sedimentation, Research Article

International Conference on Arai, N. 2008. Field informatics for co-existence between human beings Informatics Education and and endangered species: sea turtles, and dugongs. Field informatics for co-existence between human beings and Research for Knowledge- International Conference on Informatics Education and Research for 31 Arai, N. 2008 endangered species: sea turtles, Mekong giant catfish and dugongs Circulating Society. Knowledge-Circulating Society.

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No. First author Year Title Journal Full Reference Arias, M.E., 2014, Dams on the Mekong tributaries as as significant Dams on the Mekong tributaries as significant contributors of contributors of hdyrological alterations to the Tonle Sap Floodplain in 32 Arias M.E. 2014 hydrological alterations to the Tonle Sap Floodplain in Cambodia Hydrol. Earth syst sci Cambodia Arias, M. et al. 2013. The flood pulse as the underlying driver of vegetation in the largest and fishery of the Mekong Basin. Ambio 33 Arias, M.E. 2013 The flood pulse as the underlying driver of vegetation in the largest wAmbio 42:864-876, Arias, M.E. et al. 2014. Impacts of hydropower and climate change on Impacts of hydropower and climate change on drivers of ecological drivers of ecological productivity of ’s most important 34 Arias, M.E. 2014 productivity of Southeast Asia’s most important wetland Ecological modelling wetland. Ecological Modelling 272: 252-263. Arias, M. et al. 2012. Quantifying changes in flooding and habitats in the Quantifying changes in flooding and habitats in the Tonle Sap Lake Tonle Sap Lake (Cambodia) caused by water infrastructure development (Cambodia) caused by water infrastructure development and Journal of Environmental and climate change in the Mekong Basin. Journal of Environmental 35 Arias, M.E. 2012 climate change in the Mekong Basin Management Management 112: 53-66.

A landscape approach to assess impacts of hydrological changes to Arias, M.E., 2011, A landscape approach to assess impacts of hydrological 36 Arias, M.E. 2011 vegetation communities of the Tonle Sap Floodplain Other changes to vegetation communities of the Tonle Sap Floodplain

Arthington et al, 2006, The challenge of providing environmental flow The challenge of providing environmental flow rules to sustain river rules to sustain river ecosystems, Ecological Applications 16 (4): 1311- 37 Arthington, A.H. 2006 ecosystems Ecological Applications 1318.

G. Assefa, B. Frostell, 2007, Social and social acceptance Social Sustainability and social acceptance in technology in technology assessment: A case study 38 Assefa G. 2007 assessment- A case study of energy technologies Technology in Society of energy technologies, Technology in Society 29 (2007) 63–78 Australian Mekong Resource The Governance role of the MRC vis-á-vis Mekong mainstream Australian Mekong Resource Centre, 2008, The Governance role of the 39 Centre 2008 dams Other MRC vis-á-vis Mekong mainstream dams Australian Australian Mekong Resource Centre, 2007, Unpacking the Mekong Mekong Resource Water Resources Assistance Strategy, Mekong Brief, Number 6, 40 Centre 2007 Unpacking the Mekong Water Resources Assistance Strategy Mekong brief series September 2007

Transboundary River Basin Management: Addressing Water, Energy Bach, H. et al, 2012, Transboundary River Basin Management: Addressing 41 Bach, H. 2012 and Food Security Other Water, Energy and Food Security, Mekong River Commission, Lao PDR Backer, E.B. 2007. The Mekong River Commission: Does It Work, and The Mekong River Commission: Does It Work, and How Does the How Does the Mekong Basin’s Geography Influence Its Effectiveness? 42 Backer, E.B. 2007 Mekong Basin’s Geography Influence Its Effectiveness? Südostasien aktuel Südostasien aktuell 4: 31-55. Backman et al, 2002, Gas bubble trauma incidence in juvenile salmonids Gas bubble trauma incidence in juvenile salmonids in the lower North American Journal of in the lower Columbia and Snake Rivers. N. Am. J. Fish. Manage. 22: pp 43 Backman, T.W.H. 2002 Columbia and Snake Rivers. Fisheries Management 965–972.

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No. First author Year Title Journal Full Reference BAFU, 2012, Wiederherstellung der Fischauf- und abwanderung bei Wiederherstellung der Fischauf- und -abwanderung bei Wasserkraftwerken. Checkliste Best practice. Bundesamt für Umwelt 44 BAFU 2012 Wasserkraftwerken, Checkliste Best practice Other BAFU, Schweiz- 79 p.

Best Practices in Compensation and Resettlement for Large Dams: Baird, I.G. 2009. Best Practices in Compensation and Resettlement for The Case of the Planned Lower Sesan 2 Hydropower Project in The Rivers Coalition in Large Dams: The Case of the Planned Lower Sesan 2 Hydropower Project 45 Baird I.G. 2009 Northeastern Cambodia Cambodia in Northeastern Cambodia. The Rivers Coalition in Cambodia. May 2009. The ecology and conservation of the small scale croaker Baird et al, 2001, The ecology and conservation of the small scale croaker Boesemania microlepis (Bleeker 1858-59) in the mainstream Boesemania microlepis (Bleeker 1858-59) in the mainstream Mekong 46 Baird I.G. 2001 Mekong River,Southern Other River,Southern Laos

Proceedings of the Baird, I. G., 2000, Towards Sustainable Co-Management of Mekong River International Workshop on Inland Aquatic Resources, including Fisheries, in Southern Lao PDR, 47 Baird, I.G. Towards sustainable co-management of Mekong river inland aquaticFisheries Co-management Evaluating Eden Series Discussion Paper No. 15 Baird, I.G. and Beasley, I.L. 2005. Orcaella brevirostris Irrawaddy dolphin Orcaella brevirostris in the Cambodian Mekong in the Cambodian Mekong River: an initial survey. Oryx 39: 301-310. 48 Baird, I.G. 2005 River: an initial survey Oryx Baird, Ian G. and Meach Mean 2005. Sesan River fisheries monitoring in 3S Rivers Protection Network Ratanakiri province, northeast Cambodia: Before and after the Sesan River fisheries monitoring in Ratanakiri province, northeast and the Global Association construction of the Yali Falls dam in the Central Highlands of Viet Nam. 3S Cambodia: Before and after the construction of the Yali Falls dam in for People and the Rivers Protection Network and the Global Association for People and the 49 Baird, I.G. 2005 the Central Highlands of Viet Nam. Environment. Environment. Ban Lung, Ratanakiri, Cambodia, 92 pp Baird, I.G. 2011. The Don Sahong Dam. Potential impacts on regional fish The Don Sahong Dam. Potential impacts on regional fish migrations, livelihoods, and human health. Critical Asian Studies 43 (2): 50 Baird, I.G. 2011 migrations, livelihoods, and human health. Critical Asian Studies 211-235.

Baird, I. G., 1995, A Rapid Study of Fish and Fisheries; and livelihoods and A rapid study of fish and fisheries; and livelihoods and natural natural resources along the Se San River, Ratanakiri, Cambodia. Oxfam 51 Baird, I.G. 1995 resources along the Sesan River, Ratanakiri, Cambodia Other UK , Oxfam Ireland & Novib. Dec. 1995.

Strength in diversity- fish sanctuaries and deep water pools in Lao Fisheries Management and Baird, I.G., 2006, Strength in diversity: fish sanctuaries and deep water 52 Baird, I.G. 2006 PDR Ecology pools in Lao PDR. Fisheries Management and Ecology, 13: 1-8 Bakker, K., 1999, The Politics of Hydropower: developing the Mekong, 53 Bakker, K. 1999 The Politics of Hydropower: developing the Mekong Political Geography Political Geography 18 (1999) 209–232 Hydro- Hegemony in the Mekong Basin: The Strong dam where Ballentine, P., 2014, Hydro- Hegemony in the Mekong Basin: The Strong 54 Ballentine, P. 2014 they can, The weak suffer what they must Other dam where they can, The weak suffer what they must Integrated Basin Flow Management Specialist Report- A Review of Bambaradeniya, C. et al, 2005, Integrated Basin Flow Management Avifauna and Herpetofauna Associated with the Lower Mekong Integrated Basin Flow Specialist Report- A Review of Avifauna and Herpetofauna Associated Bambaradeniya, River and an Analysis of Likely Impacts Related to Water Resource Management Specialist with the Lower Mekong River and an Analysis of Likely Impacts Related to 55 C. 2005 Development Report Water Resource Development

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No. First author Year Title Journal Full Reference

Water & Development Baran, E., Myschowoda, C., 2008, Have Fish Catches Been Declining in the Publications - Helsinki Mekong River Basin?, Water & Development Publications – Helsinki 56 Baran, E. 2008 Have fish catches been declining in the Mekong river basin? University of Technology University of Technology, ISBN 978-951-22-9102-1 BARAN Eric (2006) Fish migration triggers in the Lower Mekong Basin and Fish migration triggers in the Lower Mekong Basin and other other tropical freshwater systems. MRC Technical Paper No. 14, Mekong 57 Baran, E. 2006 tropical freshwater systems. MRC Technical Paper River Commission, Vientiane. 56 pp Cao M., Woods K., Hu H., Li L. 2003 Biodiversity Baran E., Baird I. G. 2003 Approaches and tools for sustainable management and management of fish resources in the Mekong River Basin. Pp. 78-87 in sustainable development. Cao M., Woods K., Hu H., Li L. 2003 Biodiversity management and Approaches and tools for sustainable management of fish Forestry Publishing sustainable development. China Forestry Publishing House, . 246 58 Baran, E. 2003 resources in the Mekong River Basin. House, Kunming. pp Baran, E., Larinier, M., Ziv, G., Marmulla, G., 2011, Review of the fish and Review of the fish and fisheries aspects in the feasibility study and fisheries aspects in the feasibility study and the environmental impact the environmental impact assessment of the proposed Xayaburi assessment of the proposed Xayaburi dam on the Mekong mainstream, 59 Baran, E. 2011 dam on the Mekong mainstream, WWF report Report prepared for the WWF Greater Mekong Baran E. 2010. Mekong fisheries and mainstream dams. Fisheries sections in: ICEM 2010. Mekong River Commission Strategic Environmental Assessment of hydropower on the Mekong mainstream, Fisheries sections in: ICEM International Centre for Environmental Management, , Viet Nam. 60 Baran, E. 2010 Mekong fisheries and mainstream dams. 2010. 145 pp. Ecological and Modelling Approach to Flood-Fish relationships in Baran, E. & Cain, J., 2001, Ecological and Modelling Approach to Flood- 61 Baran, E. 2001 the Mekong River Basin Other Fish relationships in the Mekong River Basin

62 Baran, E. 2009 Dams and Fisheries in the Mekong Basin Other Baran & Myschowoda, 2009, Dams and Fisheries in the Mekong Basin

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No. First author Year Title Journal Full Reference Beasley, I. et al. 2013. Likely future extirpation of another Asian river dolphin: The critically endangered population of the Irrawaddy dolphin in the Mekong River is small and declining. Marine Mammal Science 29 (3): 78 Beasley, I. 2013 Likely future extirpation of another Asian river dolphin: The critically Marine Mammal Science 226-252. Cumulative effects assessments at Hydro- Quebec: What have we Berube, 2012, Cumulative effects assessments at Hydro- Quebec: What 79 Berube M. 2012 learned Other have we learned Bezuijen, M.R. et al. 2013. Status of Siamese Crocodile (Crocodylus Status of Siamese Crocodile (Crocodylus siamensis) Schneider, 1801 siamensis ) Schneider, 1801 (Reptilia: Crocodylia) in Laos. Journal of 80 Bezuijen, M.R. 2013 (Reptilia: Crocodylia) in Laos. Journal of Herpetology Herpetology 47 (1): 41-65

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Bhagabati, S. et al. 2014. A Cooperative Game Analysis of Transboundary A Cooperative Game Analysis of Transboundary Hydropower Water Resources Hydropower Development in the Lower Mekong: Case of the 3S Sub- 82 Bhagabati, S. 2014 Development in the Lower Mekong: Case of the 3S Sub-basins Management basins. Water Resources Management 28: 3417-3437. Operation of Complex Hydropower Schemes and its Impact on the Bieri, M.P., 2012, Operation of Complex Hydropower Schemes and its Flow Regime in the Downstream River System under Changing Impact on the Flow Regime in the Downstream River System under 83 Bieri, M.P. 2012 Scenarios Other Changing Scenarios, River research and Biggs et al, 2005, Linking scales of flow variability to Lotic ecosystem Linking scales of flow variability to Lotic ecosystem structure and applications- Wiley structure and function RIVER RESEARCH AND APPLICATIONS River Res. 84 Biggs B. J.F. 2005 function InterScience Applic. 21: 283–298 (2005)

A Strategic Review of the Basin Development Plan Report of the Don Blackmore, David Grey, Mark Halle, 2010, A Strategic Review of the 85 Blackmore, D. 2010 International team of the IPOE Other Basin Development Plan Report of the International team of the IPOE Journal of Hydro- Boavida et al, 2015, Barbel habitat alterations due to hydropeaking, 86 Boavida, I. 2014 Barbel habitat alterations due to hydropeaking environment Research Journal of Hydro-environment Research 2015: 1-11 Boggs et al, 2004, Fallback, reascension, and adjusted fishway Fallback, Reascension, and Adjusted Fishway Escapement Estimates escapement estimates for adult Chinook salmon and steelhead at for Adult Chinook Salmon and Steelhead at Columbia and Snake Transactions of the American Columbia and Snake River dams. Transactions of the American Fisheries 87 Boggs, C.T. 2004 River Dams Fisheries Society Society 133: 932-949. Boutsakitirath & Grant, 2016, Cascade management in concession 88 Boutsakitirath, S. 2016 Cascade management in concession agreements Other agreements Stream Habitat Analysis Using the Instream Flow Incremental Bovee et al, Stream Habitat Analysis Using the Instream Flow Incremental 89 Bovee, K.D. Methodology Other Methodology Bovee, KD, Milhous, R, 1978, Hydraulic simulation in instream flow studies: theory and techniques,Ft. Collins (CO): Office of Biological Hydraulic simulation in instream flow studies: theory and Services, US Fish & Wildlife Service. Instream Flow InformationPaper nr. 90 Bovee, K.D. 1978 techniques Other 5, FWS/OBS-78/33.

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No. First author Year Title Journal Full Reference Bradlow et al, 2002, Regulatory frameworks for dam safety- A Law, Justice and comparative study, 25069 Law, Justice and Development series, world 91 Bradlow D.D. 2002 Regulatory frameworks for dam safety- A comparative study Development series bank Cumulative Impact Analysis and Nam Theun 2 Contributions, Annex Bramslev, J.P., 2004, Cumulative Impact Analysis and Nam Theun 2 2 : Hydrology Report,Hydraulic simulations and hydrological Contributions, Annex 2 : Hydrology Report,Hydraulic simulations and 92 Bramslev, J.P. 2004 analysis Other hydrological analysis

Brander, L.M, 2013, Guidance manual on value transfer methods for 93 Brander, L.M. 2013 Guidance manual on value transfer methods for ecosystem services Other ecosystem services. Environment Programme (UNEP). BRAVARD, J.P., GOICHOT, M., 2013, DECISION SUPPORT FOR GENERATING SUSTAINABLE HYDROPOWER IN THE MEKONG BASIN, Knowledge of sediment transport and discharges in relation to fluvial DECISION SUPPORT FOR GENERATING SUSTAINABLE HYDROPOWER geomorphology for assessing the impact of large-scale hydropower 94 Bravard J.P. 2013 IN THE MEKONG BASIN Other projects, WWF–Greater Mekong Bravard et al, 2013, Geography of sand and gravel mining in the lower mekong river-First Survey and Impact Assessment, EchoGeo 26 (2913) October 2013/december 2013

Geography of sand and gravel mining in the lower mekong river- 95 Bravard J.P. 2013 First Survey and Impact Assessment Echo Geo An assessment of sediment-transport processes in the Lower Bravard et al,2014, An assessment of sediment-transport processes in Mekong River based on deposit grain sizes, the CM technique and the Lower Mekong River based on deposit grain sizes, the CM technique 96 Bravard J.P. 2014 flow energy data Elsevier & Geomorphology and flow energy data, Geomorphology 207 (2014) 174–189 The Economics of ecosystems and biodiversity for water and Brink, The economics of ecosystems and biodiversity for water and 97 Brink, P. wetlands, A contribution to CBD COP11 Other wetlands, A contribution to CBD COP 11 Brown,2006, Integrated Basin Flow Management 3 flow- Assessment Integrated Basin Flow Management 3 flow- Assessment Predictive Predictive Tool Draft Final Report-2006, Mekong River Commission 98 Brown C. 2006 Tool Draft Final Report-2006 Other Environment Program Brown & Joubert, 2003, Using multicriteria analysis to develop Using multicriteria analysis to develop environmental flow environmental flow scenarios for rivers targeted for water resource 99 Brown C.A. 2003 scenarios for rivers targeted for water resource management Other management Philip H. Brown, Desiree Tullos, Bryan Tilt,Darrin Magee, Aaron T. Wolf, Modelling the costs and benefits of dam construction from a Journal of Environmental 2009, Modelling the costs and benefits of dam construction from a 100 Brown P.H 2009 multidisciplinary perspective Management multidisciplinary perspective Recent morphological changes in the Mekong and Bassac river channels, Brunier et al, 2014, Recent morphological changes in the Mekong and - The marked impact of river-bed mining and Bassac river channels, Mekong delta: The marked impact of river-bed implications mining and implications for delta destabilisation, Geomorphology, 224, 101 Brunier, G. 2014 for delta destabilisation Geomorphology 117-191.

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Bush, S., 2003, Give a man a fish: contextualising living aquatic resources Give a man a fish: contextualising living aquatic resources development in the Lower Mekong Basin. Working Paper Series, Working 105 Bush, S. 2003 development in the Lower Mekong Basin. Working Paper Series Paper No. 8, Australian Mekong Resource Centre University of Sydney C. Sneddon, C. Fox, 2007, Power, Development, and Institutional Change: Power, Development, and Institutional Change: Participatory Participatory Governance in the Lower Mekong Basin, World 106 C. Sneddon 2007 Governance in the Lower Mekong Basin Elsevier, world development Development Vol. 35,No. 12,pp. 2161–2181, C. Sneddon, C. Fox, 2006, Rethinking transboundary waters: A critical Rethinking transboundary waters: A critical hydropolitics of the hydropolitics of the Mekong basin, Political Geography 25 (2006) 181-202 107 C. Sneddon 2006 Mekong basin Political Geography The Development of advanced hydroelectric turbines to improve Cada, 2001, The development of Advanced Hydroelectric Turbines to 108 Cada G.F. 2001 fish passage survival Bio engineering feature Improve fish passage survival

Cada G.F.et al, 1997, Development of biological criteria for the design of Development of biological criteria for the design of advanced advanced hydropower turbines. DOE/ID-10578. Prepared for Office of 109 Cada G.F. 1997 hydropower turbines Other Geothermal Technologies, U.S. DOE, Idaho Falls, ID. 85 p.

Calles & Greenberg, 2005, Evaluation of nature-like fishways for re- Evaluation of nature-like fishways for re-establishing connectivity in River Research and establishing connectivity in fragmented salmonid populations in the river 110 Calles, E.O. 2005 fragmented salmonid populations in the river Emån Applications Emån. River Research and Applications 21: pp 951–960. CNMC, 2013, Cambodia National Discussion Paper, Benefit sharing Cambodia options for hydropower on Mekong Tributaries evaluated by 2013, National Mekong Cambodia National Discussion Paper,Benefit sharing options for Activity ISH13, Cambodia National Mekong Committee (CNMC), National 111 Committee 2013 hydropower on Mekong Tributaries Other BSM Working Group BSM, Cambodia Campbell I.C et al, 2006, Species diversity and ecology of Tonle Sap Great 112 Campbell, I.C. 2006 Species diversity and ecology of Tonle Sap Great Lake, Cambodia Aquatic Sciences Lake, Cambodia. Aquatic Sciences 68. Carling,2005, Integrated Basin Flow Management Specialist Report- Integrated Basin Flow Management Specialist Report-Specialist Specialist Report IBFM Phase 2-Geomorphology and Sedimentology, 113 Carling 2005 Report IBFM Phase 2-Geomorphology and Sedimentology IBFM Specialist Report IBFM Specialist Report,Mekong River commission Geomorphology/Sedimentology for Integrated Basin Flow Carling, Geomorphology/Sedimentology for Integrated Basin Flow 114 Carling, P.A. Management IBFM) Phase 3 Other Management IBFM) Phase 3

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Fish Passage at Lower Sesan 2 Dam- Design Principles, Preliminary Cooper et al, 2005, Fish Passage at Lower Sesan 2 Dam- Design Principles, 141 Cooper, M.M. 2015 Criteria and Concepts Other Preliminary Criteria and Concepts, for the Natural Heritage Institute Cooperman, M.S, et al. 2012. A watershed moment for the Mekong: A watershed moment for the Mekong: newly announced newly announced community use and conservation areas for the Tonle community use and conservation areas for the Tonle Sap Lake may Cambodian Journal of Sap Lake may boost sustainability of the world's largest inland fishery. 142 Cooperman, M. 2012 boost sustainability of the world's largest inland fishery. Natural History Cambodian Journal of Natural History. 2:101-106 Costanza, R.,Kubiszewski, I., Paquet, P., King, J., Halimi, S., Sanguanngoi, H., Nguyen, L. B., Frankel, R., Ganaseni, J., Intralawan, A. and Morell, D., 2011, Planning Approaches for Water Resources Development in the Planning Approaches for Water Resources Development in the Lower Mekong Basin, Portland State University, USA and Mae Fah Luang 143 Costanza, R. et al 2011 Lower Mekong Basin Other University, Thailand Costanza, R., et al, 2010, Planning Approaches for Water Resources Planning Approaches for Water Resources Development in the Development in the Lower Mekong Basin, Portland State University, USA 144 Costanza R. 2011 Lower Mekong Basin Other and Mae Fah Luang University, Thailand Cote et al, 2009, A new measure of longitudinalconnectivity for stream 145 Cote, D. 2009 A new measure of longitudinal connectivity for stream networks Landscape Ecol networks. Landscape Ecol. 24, 101–113. Fish population dynamic and fisheries evolution in the Nam Theun Cottet et al, 2016, Fish population dynamic and fisheries evolution in the 146 Cottet, M. 2016 2 reservoir, Lao PDR Other Nam Theun 2 reservoir, Lao PDR Cowx et al, 2015, Larval and Juvenile Fish Communities of the Lower Mekong Basin. MRC Technical Paper No. 49. Mekong River Commission, 147 Cowx, I.G. 2015 Larval and Juvenile Fish Communities of the Lower Mekong Basin MRC Technical Paper No. 49 Phnom Penh, Cambodia. 100 pp. ISSN: 1683-1489. Crosa et al, 2009, Effects of suspended sediments from reservoir flushing Effects of suspended sediments from reservoir flushing on fish and on fish and macroinvertebrates in an alpine stream. Aquatic Sciences, 148 Crosa, G. 2009 macroinvertebrates in an alpine stream Aquatic Sciences 72(1): 85–95 (doi:10.1007/s00027-009-0117-z) Dai et al, 2013, Longitudinal Hydrodynamic Characteristics in Reservoir Longitudinal Hydrodynamic Characteristics in Reservoir Tributary Tributary Embayments and Effects on Algal Blooms. PLoS ONE 8(7): 149 Dai, H. 2013 Embayments and Effects on Algal Blooms PloS ONE e68186 150 Daltry J.C. 2012 Cambodian Journal of Natural History Other Daltry et al, 2012, Cambodian Journal of Natural History Dao, H. G., KUNPRADID, T., VONGSOMBATH, C., DO, T.B.L. and PRUM, S. (2010) Report on the 2008 biomonitoring survey of the lower Mekong Report on the 2008 biomonitoring survey of the lower Mekong River and selected tributaries, MRC Technical Paper No. 27. Mekong 151 Dao, H. G 2010 River and selected tributaries MRC Technical Paper River Commission, Vientiane. 69 pp Time allocation of fisher-farmer households in Phlong in fishing lot Dara et al, 2000, Time allocation of fisher-farmer households in Phlong in 152 Dara Y. 2000 #14, Kampong Chhnang Province Other fishing lot #14, Kampong Chhnang Province

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No. First author Year Title Journal Full Reference Study on the Impacts of Mainstream Hydropower on the Mekong DHI, 2015, Study on the Impacts of Mainstream Hydropower on the River is Mekong River is Preliminary Draft – Impact Assessment Report Volume 1 – Models, Preliminary Draft-Impact Preliminary Draft – Impact Assessment Report Volume 1 – Models, 164 DHI 2015 Model Setup and Simulations Assessment Report Model Setup and Simulations DHI & HDR, 2013, Study of the Impact of Mainstream Hydropower on the Study of the Impact of Mainstream Hydropower on the Mekong Mekong River, Draft Inception Report, Prepared for Ministry of Natural 165 DHI & HDR 2013 River, Draft Inception Report Draft Inception Report Resources and Environment DHI & HDR, 2013, Study of the Impact of Mainstream Hydropower on the Study of the Impact of Mainstream Hydropower on the Mekong Mekong River, Draft Inception Report, Annex 3, Research Study to River, Draft Inception Report, Annex 3, Research Study to Gather Gather Additional Data for Additional Data for Sediment Transport, Prepared for Ministry of Natural Resources and 166 DHI & HDR 2013 Sediment Transport Annex Environment Study of the Impact of Mainstream Hydropower on the Mekong River, Draft Inception Report, Annex 4, Research Study to Gather DHI & HDR, 2013, Study of the Impact of Mainstream Hydropower on the Additional Data for Mekong River, Draft Inception Report, Annex 4, Research Study to 167 DHI & HDR 2013 Nutrient Transport and Nutrient Dynamics Annex Gather Additional Data for Nutrient Transport and Nutrient Dynamics Study of the Impact of Mainstream Hydropower on the Mekong DHI & HDR, 2013, Study of the Impact of Mainstream Hydropower on the River, Draft Inception Report, Annex 5, Research Study to Gather Mekong River, Draft Inception Report, Annex 5, Research Study to Additional Data for Gather Additional Data for 168 DHI & HDR 2013 Fishery Resource Impact Assessment Annex Fishery Resource Impact Assessment Study of the Impact of Mainstream Hydropower on the Mekong DHI & HDR, 2013, Study of the Impact of Mainstream Hydropower on the River, Draft Inception Report, Annex 6, Research Study to Gather Mekong River, Draft Inception Report, Annex 6, Research Study to Additional Data for Gather Additional Data for 169 DHI & HDR 2013 Biodiversity Impact Assessment Annex Biodiversity Impact Assessment Study of the Impact of Mainstream Hydropower on the Mekong DHI & HDR, 2013, Study of the Impact of Mainstream Hydropower on the River, Draft Inception Report, Annex 7, Research Study to Gather Mekong River, Draft Inception Report, Annex 7, Research Study to Additional Data for Gather Additional Data for 170 DHI & HDR 2013 Socio-economic Impact Assessment Annex Socio-economic Impact Assessment Study of the Impact of Mainstream Hydropower on the Mekong DHI & HDR, 2013, Study of the Impact of Mainstream Hydropower on the River, Draft Inception Report, Annex 8, Research Study to Gather Mekong River, Draft Inception Report, Annex 8, Research Study to Additional Data for Gather Additional Data for 171 DHI & HDR 2013 Navigation Impact Assessment Annex Navigation Impact Assessment Do & Bennett, 2007, Estimating Wetland Biodiversity Values- A choice modelling application in Vietnam's Mekong , Australian Estimating Wetland Biodiversity Values- A choice modelling Economics and environment National University Economics and Environment Network Working Paper 172 Do T.N. 2007 application in Vietnam's Mekong River Delta network EEN0704 DoE/MoEM, 2009, Optimization study of Mekong Mainstream Hydropower, Final Report (Draft), Department of Electricity, Department Optimization study of Mekong Mainstream Hydropower, Final of Energy Promotion and Development, Ministry of Energy and Mines - 173 DoE/MoEM 2009 Report (Draft) Other Lao PDR

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205 GEF 2012 Conservation of critical wetland PAs and linked landscapes Other GEF, 2012, Conservation of critical wetland PAs and linked landscapes Geist et al, 2000, The use of electromyogram telemetry to estimate The use of electromyogram telemetry to estimate energy e Transactions of the American energy e Geesthacht expenditure of adult fall Chinook salmon. Trans. 206 Geist, D.R. 2000 Geesthacht expenditure of adult fall Chinook salmon Fisheries Society Am. Fish. Soc. 129(1): pp 126–135. Genoud, G.M., 2015, Xayaburi Hydroelectric Power Project, Fish 207 Genoud, G.M. 2015 Xayaburi Hydroelectric Power Project, Fish Migration Facilities Other Migration Facilities Gerrard, 2004, Integrating Wetland Ecosystem Values into Urban Planning: The case of That Luang Marsh, Vientiane, Lao PDR. Laos, Integrating Wetland Ecosystem Values into Urban Planning: The Vientiane: IUCN − The World Conservaon Union, Asia Regional 208 Gerrard, P. 2004 Case of That Luang Marsh, Vientiane, Lao PDR Other Environmental Economics Programme and WWF. A scoping study on climate change and hydropower in the Mekong Giz, A scoping study on climate change and hydropower in the Mekong 209 GIZ 2014 River Basin- a synthesis of research Other River Basin- a synthesis of research GIZ, Case Study Transboundary Impacts from Hydropower Developments on the Sesan River on the Downstream Communities, Network for Case Study Transboundary Impacts from Hydropower Sustainable Hydropower Development in the Mekong Countries(NSHD- 210 GIZ Developments on the Sesan River on the Downstream Communities Other M)

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Graaf, G. et al, 2001, Floods, Fish and Fishermen, Eight years experiences with flood plain fisheries, fish migration, fisheries modelling and fish Bio 213 Graaf, G. 2001 Floods, Fish and Fishermen Other Diversity in the Compartmentalization Pilot Project, Bangladesh Graaf & Chinh, 2000, Floodplain Fisheries in the Southern Provinces of 214 Graaf, G.J. 2000 Floodplain fisheries in the southern provinces of Vietnam Other Viet Nam. Xayaburi Hydro Power Project,Follow-up of recommendations Graff, B., 2015, Xayaburi Hydro Power Project,Follow-up of made recommendations made by CNR during the Peer Review regarding navigation and sediments by CNR during the Peer Review regarding navigation and sediments 215 Graff, B. 2015 issues Other issues Graff et al, 2016, Inflow forecasting- an example of a step-by-step Inflow forecasting- an example of a step-by-step process dedicated process dedicated to safety and power management of Xayaburi hydro 216 Graff, B. 2016 to safety and power management of Xayaburi hydro plant Other plant Greacen, C., 2011, Clean. Affordable Decentralized Energy Options-- 217 Greacen, C. 2011 Clean, Affordable Decentralized Energy Options-Burma powerpoint presentation Burma, MEE- Net Seminar on Energy in Burma Development of new indicators to evaluate river fragmentation and Grill et al, 2014, Development of new indicators to evaluate river flow regulation at large scales- A case study for the Mekong River Elsevier & Ecological fragmentation and flow regulation at large scales- A case study for the 218 Grill, G. 2014 Basin Indicators Mekong River Basin, Ecol. Indicators, 45, 148-59. Grumbine, R.E. 2014. Assessing environmental security in China. Front 219 Grumbine R.E. 2014 Assessing environmental security in China Front Ecology Environment Ecology Environment 12 (7): 403-411. Grumbine, R.E., Dore, J., Xu, J., 2012, Mekong hydropower: drivers of change and governance challenges, Front Ecol Environ 2012; 10(2): 220 Grumbine, R.E. 2012 Mekong hydropower: drivers of change and governance challenges Front Ecol Environ 91–98, doi:10.1890/110146 Gupta, A. et al. 2002. Evaluation of part of the Mekong River using 221 Gupta A. 2002 Evaluation of part of the Mekong River using satellite imagery Elsevier & Geomorphology satellite imagery. Geomorphology 44: 221-239.

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Hall & Manorom, 2007, Integrated Basin Flow Management Progress Integrated Basin Flow Management Progress Report Social Report Social Assessment Team June-August 2007, Mekong River 227 Hall D. 2007 Assessment Team June-August 2007 Other Commission Water Utilization program and environment program Hall, D. and Bouapao, L. 2010. Social Impact Monitoring and Vulnerability Social Impact Monitoring and Vulnerability Assessment: Regional Assessment: Regional Report. MRC Technical Paper No. 30. Mekong River 228 Hall, D. 2010 Report. MRC Technical Paper Commission, Vientiane, 179 pp

Halls, 2010, Estimation of annual yield of fish by guild in the Lower Mekong Basin: report for the NIES/the WorldFish Center project-Scenario- Estimation of annual yield of fish by guild in the Lower Mekong based assessment of the potential effects of alternative dam construction 229 Halls, A. 2010 Basin Other schemes on freshwater fish diversity in the Lower M. Working Papers Halls, A.S.; Paxton, B.R.; Hall, N.; Hortle, K.G.; So, N.; Chea, T.; Chheng, P.; Putrea, S.; Lieng, S.; Peng Bun, N.; Pengby, N.; Chan, S.; Vu, V.A.; Nguyen Nguyen, D.; Doan, V.T., Sinthavong, V.; Douangkham, S.; Vannaxay, S.; Renu, S.; Suntornratana, U.; Tiwarat, T. and Boonsong, S. (2013). Integrated Analysis of Data from MRC Fisheries Monitoring Programmes in the Lower Mekong Basin. MRC Technical Paper No. 33, Mekong River Integrated Analysis of Data from MRC Fisheries Monitoring Commission, Phnom Penh, Cambodia, 130pp. ISSN: 1683-1489 (also in 230 Halls, A.S. 2013 Programmes in the Lower Mekong Basin. MRC Technical Paper Print version)

Halls, A.S.; Paxton, B.R.; Hall, N.; Peng Bun, N.; Lieng, S.; Pengby, N.; and So, N (2013). The Stationary Trawl (Dai) Fishery of the Tonle Sap-Great The Stationary Trawl (Dai) Fishery of the Tonle Sap-Great Lake, Lake, Cambodia. MRC Technical Paper No. 32, Mekong River Commission, 231 Halls, A.S. 2013 Cambodia. MRC Technical Paper Phnom Penh, Cambodia, 142pp. ISSN: 1683-1489 (also in Print version) Halls, A.S., I. Conlan, W. Wisesjindawat, K. Phouthavongs, S. Viravong, S. Chan & V.A.Vu (2013) Atlas of deep pools in the Lower Mekong River and some of its tributaries. MRC Technical Paper No. 31. Mekong River Atlas of deep pools in the Lower Mekong River and some of its Commission, Phnom Penh, Cambodia. 69pp. ISSN: 1683-1489 (also in 232 Halls, A.S. 2013 tributaries. MRC Technical Paper Print version)

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No. First author Year Title Journal Full Reference Holtgrieve GW, Arias ME, Irvine KN, Lamberts D, Ward EJ, et al. (2013) Patterns of Ecosystem Metabolism in the Tonle Sap Lake, Cambodia with Patterns of Ecosystem Metabolism in the Tonle Sap lake, Cambodia Links to Capture Fisheries. PloS ONE 8(8): e71395. 257 Holtgrieve, G.W. 2013 with links to capture fisheries PLOS One Doi:10.1371/journal.pone.0071395 Holzner M., 2000, Untersuchungen über die Schädigungen von Fischen bei der Passage des Mainkraftwerks Dettelbachs. Dissertation an der Untersuchungen über die Schädigungen von Fischen bei der Technischen Universität München, Inst. f. Tierwissenschaften. München: 258 Holzner, M. 2000 Passage des Mainkraftwerks Dettelbachs Other 333 p. Hongjuan, Z. et al, 2009, Ecological security & Hydropower dams & 259 Hongjuan, Z. 2009 Ecological security & Hydropower dams & Transboundary River Other Transboundary River Hook et al, 2003, Social Atlas of the Lower Mekong Basin. Mekong River 260 Hook, J. 2003 Social Atlas of the Lower Mekong Basin Other Commission, Phnom Penh. 154 pages. ISSN Hortle K.G. 2009. Fisheries of the Mekong River Basin. pp 199-253 in Campbell I.C. (ed.) The Mekong. Biophysical Environment of a 261 Hortle K.G 2009 Fisheries of the Mekong River Basin Other Trans-boundary River. Elsevier, New York.

Hortle K.G. and U. Suntornratana (2008) Socio-economics of the fisheries Socio-economics of the fisheries of the lower Songkhram River of the lower Songkhram River Basin, northeast Thailand. MRC Technical 262 Hortle K.G. 2008 Basin, northeast Thailand. MRC Technical Paper Paper No. 17. Mekong River Commission, Vientiane. 85 pp HORTLE, K.G. (2007) Consumption and the yield of fish and other aquatic Consumption and the yield of fish and other aquatic animals from animals from the Lower Mekong Basin. MRC Technical Paper No. 16, 263 Hortle K.G. 2007 the Lower Mekong Basin. MRC Technical Paper Mekong River Commission, Vientiane. 87 pp Hortle KG Troueng R and Lieng S 2008 Yield and value of wild fishery in Battambang Province MRC Technical Report No 18 Mekong River 264 Hortle, K.G. 2008 Yield and value of wild fishery in Battambang Province MRC Technical Paper Commission, Vientiane, Lao PDR Hortle & Bamrungrach, 2015, Fisheries Habitat and Yield in the Lower Mekong Basin. MRC Technical Paper No. 47. Mekong River Commission, 265 Hortle, K.G. 2015 Fisheries habitat and yield in the Lower Mekong Basin MRC Technical Paper No. 47 Phnom Penh, Cambodia. 80 pp. ISSN: 1683-1489.

Renewable and Sustainable Hailun Huang, Zheng Yan,2009, Present situation and future prospect of 266 Huang, H. 2009 Present situation and future prospect of hydropower in China Energy Reviews hydropower in China 267 Huang, S. 2012 Managing Transnational flows in East Asia Other Huang, S. et al, 2012, Managing Transnational flows in East Asia

Huang et al, 2010, Effects of gas supersaturation on lethality and Effects of gas supersaturation on lethality and avoidance responses avoidance responses in juvenile rock carp (Procypris rabaudi Tchang). J 268 Huang, X. 2010 in juvenile rock carp (Procypris rabaudi Tchang) Other Zhejiang Univ Sci B.; 11(10): 806–811. doi: 10.1631/jzus.B1000006. Hung, N.N. et al. 2014. Sedimentation in the floodplains of the Mekong Delta, Vietnam Part II: deposition and erosion. Hydrological Processes Sedimentation in the floodplains of the Mekong Delta, Vietnam 28:3145-3160. 269 Hung N.N. 2014 Part II: deposition and erosion Hydrological processes

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No. First author Year Title Journal Full Reference Hunter et al, 1992, Hydropower Flow Fluctutations and salmonids- A Hydropower Flow Fluctutations and salmonids- A review of the review of the biological effects, mechanical causes, and options for 270 Hunter M.A. 1992 biological effects, mechanical causes, and options for mitigation Technical Report mitigation, State of Washington Department of Fisheries Salman Hussain et al, 2010, Appendix C- Estimates of Monetary values of 271 Hussain S. 2010 Appendix C- Estimates of Monetary values of ecosystem services Other ecosystem services GMS Regional Power ALTERNATIVE SCENARIOS REPORT , ENSURING SUSTAINABILITY OF Development-Alternative ICEM, 2013, ENSURING SUSTAINABILITY OF GMS REGIONAL POWER 272 ICEM 2013 GMS REGIONAL POWER DEVELOPMENT Scenarios report DEVELOPMENT, ALTERNATIVE SCENARIOS REPORT, ICEM, AAS1107

ICEM, 2011, MRC SEA of hydropower on the Mekong Mainstream, MRC SEA of hydropower on the Mekong Mainstream, Overview of Overview of findings and Recommendations, 1st Meeting of CSCAP Study 273 ICEM 2011 findings and Recommendations Other group on water resources security Hanoi, Vietnam, 22-23 March 2011 GMS Regional Power Baseline Report- Ensuring Sustainability of GMS Regional Power Development-Baseline ICEM, 2013, Baseline REPORT,ENSURING SUSTAINABILITY OF GMS 274 ICEM 2013 Development- Final Report Report REGIONAL POWER DEVELOPMENT, ICEM, AAS1107 ICEM, 2013, Impact Assessment REPORT--SUMMARY, ENSURING Impact Assessment Report-Summary- Ensuring Sustainability of SUSTAINABILITY OF GMS REGIONAL POWER DEVELOPMENT, ICEM, 275 ICEM 2013 GMS Regional Power Development Impact Assessment summary AAS1107 ICEM, 2010, MRC SEA for Hydropower on the Mekong Mainstream, MRC SEA for Hydropower on the Mekong Mainstream, Avoidance, Avoidance, Enhancement & Mitigation Assessment, Summary working Enhancement and Mitigation Assessment-Summary working paper paper for discussion at regional workshop, International Center for 276 ICEM 2010 for discussion at regional workshop SEA discussion paper Environmental Management (ICEM) ICEM, 2010, Strategic Environmental Assessment Of Hydropower On The MRC SEA for Hydropower on the Mekong Mainstream, Economics Mekong Mainstream, ECONOMICS BASELINE ASSESSMENT WORKING 277 ICEM 2010 Baseline Assessment Working Paper Other PAPER, Strategic Environmental Assessment Of Hydropower On The ICEM, 2010, Strategic Environmental Assessment Of Hydropower On The Mekong Mainstream, ENERGY & POWER BASELINE ASSESSMENT Mekong Mainstream, ENERGY and POWER BASELINE ASSESSMENT 278 ICEM 2010 WORKING PAPER Other WORKING PAPER Strategic Environmental Assessment Of Hydropower On The ICEM, 2010, Strategic Environmental Assessment Of Hydropower On The Mekong Mainstream, AQUATIC SYSTEMS BASELINE ASSESSMENT Mekong Mainstream, AQUATIC SYSTEMS BASELINE ASSESSMENT 279 ICEM 2010 WORKING PAPER Other WORKING PAPER MRC SEA for Hydropower on the Mekong Mainstream, Climate ICEM,2010, MRC SEA for Hydropower on the Mekong Mainstream, 280 ICEM 2010 change baseline assessment working paper Other Climate change baseline assessment working paper MRC SEA for Hydropower on the Mekong Mainstream, Fisheries ICEM,2010, MRC SEA for Hydropower on the Mekong Mainstream, 281 ICEM 2010 Baseline assessment working paper Other Fisheries Baseline assessment working paper MRC SEA of Hydropower on the Mekong Mainstream, Impacts ICEM, 2010, MRC SEA of Hydropower on the Mekong Mainstream, 282 ICEM 2010 Assessment (Opportunities and Risks) Discussion Draft Other Impacts Assessment (Opportunities and Risks) Discussion Draft MRC SEA for Hydropower on the Mekong Mainstream, Summary ICEM, 2010, MRC SEA for Hydropower on the Mekong Mainstream, 283 ICEM 2010 Baseline Assessment Report Other Summary Baseline Assessment Report MRC SEA for Hydropower on the Mekong Mainstream, Social ICEM, 2010, MRC SEA for Hydropower on the Mekong Mainstream, 284 ICEM 2010 Systems Baseline Assessment Working Paper Other Social Systems Baseline Assessment Working Paper

Page 23 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference Strategic Environmental Assessment of Hydropower on the Mekong ICEM, 2010, Strategic Environmental Assessment of Hydropower on the 285 ICEM 2010 Mainstream-Final Report Other Mekong Mainstream-Final Report ICEM, 2012, National Consultations Summary- Ensuring Sustainability of National Consultations Summary- Ensuring Sustainability of GMS GMS Power Development, November 2012, Prepared for ADB TA-7764 286 ICEM 2012 Power Development Other REG

ICEM, 2011, Policy Review and Instituional Analysis of the Hydropower Sector in Lao PDR, Cambodia and Vietnam- Final Report, Mekong (MK1) Policy Review and Instituional Analysis of the Hydropower Sector in projects on optimizing reservoir management for livelihoods, Challenge 287 ICEM 2011 Lao PDR, Cambodia and Vietnam- Final Report Other Program for Water and Food ICEM ,2013, USAID Mekong ARCC Climate Change Impact and Adaptation: Main Report. Prepared for the United States Agency for USAID Mekong ARCC Climate Change Impact and Adaptation: Main International Development by ICEM – International Centre for 288 ICEM 2013 Report Other Environmental Management USAID Mekong ARCC Climate Change Impact and Adaptation Study ICEM & DAI, 2014,USAID Mekong ARCC Climate Change Impact and 289 ICEM 2014 for the Lower Mekong Basin: Summary Report Other Adaptation Study for the Lower Mekong Basin: Summary Report ICEM & DAI, 2014,USAID Mekong ARCC Climate Change Impact and USAID Mekong ARCC Climate Change Impact and Adaptation Study Adaptation Study for the Lower Mekong Basin: Socio-Economic 290 ICEM 2014 for the Lower Mekong Basin: Socio-Economic Assessment Report Other Assessment Report USAID Mekong ARCC Climate Change Impact and Adaptation Study ICEM & DAI, 2014,USAID Mekong ARCC Climate Change Impact and for the Lower Mekong Basin: Non- Timber Products and Crop Adaptation Study for the Lower Mekong Basin: Non- Timber Forest 291 ICEM 2014 Wild Relatives Report Other Products and Crop Wild Relatives Report

USAID Mekong ARCC Climate Change Impact and Adaptation Study ICEM & DAI, 2014,USAID Mekong ARCC Climate Change Impact and 292 ICEM 2014 for the Lower Mekong Basin: Protected Areas Report Other Adaptation Study for the Lower Mekong Basin: Protected Areas Report USAID Mekong ARCC Climate Change Impact and Adaptation Study ICEM & DAI, 2014,USAID Mekong ARCC Climate Change Impact and 293 ICEM 2014 for the Lower Mekong Basin: Fisheries Report Other Adaptation Study for the Lower Mekong Basin: Fisheries Report Hydrology and Sediment, Regional Mitigation Assessment ICEM, 2010, Hydrology and Sediment, Regional Mitigation Assessment 294 ICEM 2010 Workshop Other Workshop, Ho Chi Minh City, 28-29 June 2010 295 ICEM 2010 Compiled comment of MRCS Programmes and Staff Other ICEM, 2010, Compiled comment of MRCS Programmes and Staff

Impact Assessment Report- Ensuring Sustainability of GMS Regional ICEM, 2013, Impact Assessment Report- Ensuring Sustainability of GMS 296 ICEM 2013 Power Development, Draft prepared for ADB-TA-7764 REG Other Regional Power Development, Draft prepared for ADB-TA-7764 REG USAID Mekong ARCC Climate Change impact and Adaptation study ICEM & DAI, 2013, USAID Mekong ARCC Climate Change impact and 297 ICEM 2013 for the Lower Mekong Basin, Main Report Other Adaptation study for the Lower Mekong Basin, Main Report Hydropower Case Studies and Good Practice Examples, ANNEX to ICPDR, 2013, Hydropower Case Studies and Good Practice Examples, “Guiding Principles on Sustainable Hydropower Development in the ANNEX to “Guiding Principles on Sustainable Hydropower Development 298 ICPDR 2013 Danube Basin” Other in the Danube Basin” ICPDR, 2013, Assessment report on hydropower generation in the 299 ICPDR 2013 Assessment report on hydropower generation in the Danube basin Other Danube basin

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No. First author Year Title Journal Full Reference Measures for ensuring fish migration at transversal structures, ICPDR, Measures for ensuring fish migration at transversal structures, 300 ICPDR Technical Paper Other Technical Paper Sustainable Hydropower Development in the Danube Basin, ICPDR, Sustainable Hydropower Development in the Danube Basin, 301 ICPDR Guiding Principles Other Guiding Principles

Good practice handbook, Cumulative Impact Assessment and IFC, 2013, Good practice handbook, Cumulative Impact Assessment and 302 IFC 2013 Management: Guidance for the Private Sector in Emerging Markets Other Management: Guidance for the Private Sector in Emerging Markets Biodiversity Conservation and Sustainable Management of Living IFC, 2012, Biodiversity Conservation and Sustainable Management of 303 IFC 2012 Natural Resources Other Living Natural Resources

Implementing Agreement for Hydropower Technologies and International Energy Agency, 2006, Implementing Agreement for International Programmes, Annex viii, Hydropower Good Practices- Hydropower Technologies and Programmes, Annex viii-Hydropower 304 Energy Agency 2006 Environmental Mitigation Measures and Benefits Other Good Practices- Environmental Mitigation Measures and Benefits Intralawan, A. et al, 2015, Working Paper on Economic, Environmental and Social Impacts of Hydropower Development in the Lower Mekong Basin, OXFAM, Natural Resources and Environmental Management Working Paper on Economic, Environmental and Social Impacts of Research and Training Center, Mae Fah Luang University, Chiang Rai, 305 Intralawan, A. 2015 Hydropower Development in the Lower Mekong Basin Other Thailand Pre-Concept / Issue, Carbon Financing: A catalyst for future ISH, 2009, Pre-Concept / Issue, Carbon Financing: A catalyst for future 306 ISH 2009 Transboundary Benefit Sharing in the Mekong? Other Transboundary Benefit Sharing in the Mekong? IUCN, 2013, Ecological Survey of the Mekong River between Ecological Survey of the Mekong River between Louangphabang Louangphabang and Vientiane Cities, Lao PDR, 2011-2012. Vientiane, Lao 307 IUCN 2013 and Vientiane Cities, Lao PDR, 2011-2012 Other PDR. IUCN Johnson & Dauble, 2006, Surface flow outlets to protect juvenile Surface flow outlets to protect juvenile salmonids passing through salmonids passing through hydropower dams. Rev. Fish. Sci. 14: pp 308 Johnson, G.E. 2006 hydropower dams Reviews in Fisheries Science 213–244 Johnston, R., Kummu, M., 2011, Water Resource Models in the Mekong 309 Johnston R. 2011 Water Resource Models in the Mekong Basin: A Review water resour manage Basin: A Review, Water Resour Manage (2012) 26:429-455 Jones et al, 2012, The impact of fine sediment on Macro-Invertebrates. River Research and River Research and Application, 1071(May 2011): 1055–1071 310 Jones, J.I. 2012 The impact of fine sediment on Macro-Invertebrates Application (doi:10.1002/rra). The multipurpose development of large rivers with run-of-river Jouve & Ouaabi, 2016, The multipurpose development of large rivers 311 Jouve, D. 2016 hydropower Other with run-of-river hydropower Jusi. S., , 2011, Challenges in developing sustainable hydropower in Lao International Journal of PDR, International Journal of Development Issues, Vol. 10 No. 3, 2011, Development Issues 312 Jusi, S. 2011 Challenges in developing sustainable hydropower in Lao PDR. pp. 251-267 Jusi, S. et al 2013 Integrated Water Resources Management (IWRM) Integrated Water Resources Management (IWRM) Approach in Approach in Water Governance in Lao PDR-Cases of Hydropower and 313 Jusi, S. 2013 Water Governance in Lao PDR-Cases of Hydropower and Irrigation Other Irrigation John Valbo Jørgensen,David Coates and Kent Hortle, 2009, Fish Diversity 314 Jørgensen, J.V. 2009 Fish Diversity in the Mekong River Basin Other in the Mekong River Basin

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Jørgensen and Poulsen, 2000, Using local knowledge as a research tool in Using local knowledge as a research tool in the study of river fish the study of river fish biology- experiences from the Mekong. 315 Jørgensen, J.V. 2000 biology- experiences from the Mekong. Other Environment, Development and Sustainability 2, 253-276. Kakonen, M., 2008, Mekong Delta at the Crossroads: More Control or 316 Kakonen, M. 2008 Mekong Delta at the Crossroads: More Control or Adaptation? Other Adaptation? Kamoto, M., Juntopas, M., 2011, Lower Mekong Basin-Existing Human and Natural environment and development needs, Human and Natural Environmental Impact for Environmental Impact for the Mekong River, Edited by S. Haruyama, pp. 317 Kamoto, M. 2011 Lower Mekong Basin-Existing environment and development needs the Mekong River 25–42. TERRAPUB, Tokyo Kang et al, 2009, Fish and fisheries in the Upper Mekong: current Fish and fisheries in the Upper Mekong: current assessment of the assessment of the fish community, threats and conservation, Rev Fish 318 Kang B. 2009 fish community, threats and conservation Rev Fish Biol Fisheries Biol Fisheries (2009) 19:465–480 Kantoush & Sumi, 2010, River Morphology and Sediment management River Morphology and Sediment management Strategies for Strategies for Sustainable Reservoir in Japan and European Alps, Annuals 319 Kantoush, S.A. 2010 Sustainable Reservoir in Japan and European Alps Annuals of Disas. of Disas. Prev. Res Inst., Kyoto Uni., No53B Karppinen et al, 2002, Migratory and route-seeking behaviour of Migratory and route-seeking behaviour of ascending Atlantic ascending Atlantic salmon in the regulated River Tuloma. Hydrobiology, 320 Karppinen, P. 2002 salmon in the regulated River Tuloma Hydrobiology 483(1–3): pp 23–30. Biological integrity- a long–neglected aspect of water resource Karr, JR, 1991, Biological integrity: a long–neglected aspect of water 321 Karr, J.R. 1991 management Ecological Applications resource management, Ecological Applications 1, pp66-84.

Jian Ke and Qi Gao, Only One Mekong: Developing Transboundary EIA Only One Mekong: Developing Transboundary EIA Procedures of Pace Environmental Law Procedures of Mekong River Basin, 30 Pace Envtl. L. Rev. 950 (2013) 322 Ke, J. 2013 Mekong River Basin Review Available at: http://digitalcommons.pace.edu/pelr/vol30/iss3/3 Keefer et al, 2004, Hydrosystem, dam, and reservoir passage rates of Hydrosystem, Dam, and Reservoir Passage Rates of Adult Chinook Transactions of the American adult chinook salmon and steelhead in the Columbia and Snake Rivers. 323 Keefer, M.L. 2004 Salmon and Steelhead in the Columbia and Snake Rivers Fisheries Society Trans. Am. Fish. Soc. 133(6): pp 1413–1439. Keefer et al, 2005, Escapement, harvest, and unknown loss of radio- Escapement, harvest, and unknown loss of radio-tagged adult tagged adult salmonids in the Columbia River – Snake River hydrosystem. 324 Keefer, M.L. 2005 salmonids in the Columbia River – Snake River hydrosystem. Can. J. Fish. Aquat. Sci Can. J. Fish. Aquat. Sci. 62: pp 930–949.

Kemp et al, 2010, The Impacts of fine sediment on riverine fish, 325 Kemp P. 2010 The Impacts of fine sediment on riverine fish Hydrological processes HYDROLOGICAL PROCESSES Hydrol. Process. 25, 1800– 1821 (2011) Transboundary water conflict- A case study of the Mekong River Keo, Transboundary water conflict- A case study of the Mekong River 326 Keo, S. Basin Other Basin

Kesa L., 2014, Hydropower Development, Economic Growth and Social Equality: Mekong Region, ASEAN-Canada Research Partnership Working Hydropower Development, Economic Growth and Social Equality: Paper Series Working Paper No. 5, Singapore: RSIS Centre for Non- 327 Kesa, L. 2014 Mekong Region Other Traditional Security (NTS) Studies, 2014

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No. First author Year Title Journal Full Reference Marko Keskinen, Matti Kummu, Mira Kakonen and Olli Varis, 2012, Mekong at the crossroads-Alternative paths of Water Development Mekong at the crossroads-Alternative paths of Water Development and 328 Keskinen M. 2012 and Impact Assessment Other Impact Assessment Marko Keskinen, Matti Kummu, Mira Kakonen and Olli Varis, 2012, Mekong at the crossroads-Next Steps for Impact Assessment of Mekong at the crossroads-Next Steps for Impact Assessment of Large 329 Keskinen M. 2012 Large Dams Ambio Dams Keskinen et al, 2009, Water and Climate change in the lower Mekong basin: Diagnosis and recommendations for adaptation, Water and Water & Development Development Research Group, TKK & Southeast Asia START Regional Water and Climate change in the lower Mekong basin: Diagnosis Publications - Helsinki Center, Water & Development Publications - Helsinki University of 330 Keskinen M. 2009 and recommendations for adaptation University of Technology Technology, TKK-WD-06 Keskinen et al, 2010, Climate change and water resources in the Lower Climate change and water resources in the Lower Mekong River Journal of Water and Climate Mekong River Basin: putting adaptation into the context, Q IWA 331 Keskinen M. 2010 Basin: putting adaptation into the context Change Publishing 2010 Journal of Water and Climate Change

Water Resources Development and Impact Assessment in the Keskinen, 2008, Water Resources Development and Impact Assessment 332 Keskinen M. 2008 Mekong Basin: Which way to go? Other in the Mekong Basin: Which Way to Go?. Ambio Vol. 37, No. 3 Keskinen, M., Kummu, M., 2010, Impact Assessment in the Mekong Impact Assessment in the Mekong: Review of Strategic –Review of Strategic Environmental Assessment (SEA) & Cumulative Environmental Assessment (SEA) & Cumulative Impact Assessment Impact Assessment (CIA), Water & Development Research Group, Aalto 333 Keskinen M. 2010 ( CIA) Other University, Finland-IMP

Keskinen, M., Water management and impact assessment in the Mekong Water management and impact assessment in the Mekong Basin: Basin: analyzing the linkages between local, national and regional levels, 334 Keskinen M. analyzing the linkages between local, national and regional levels Other Water Resources Laboratory, Helsinki University of Technology

King et al, 2003, A scenario based holistic approach to environmental flow assessments for rivers, RIVER RESEARCH AND APPLICATIONS River Res. Applic. 19: 619–639 (2003) A scenario based holistic approach to environmental flow River research and Published online in Wiley InterScience 335 King J. 2003 assessments for rivers applications (www.interscience.wiley.com). DOI: 10.1002/rra.709 King et al, 2006, Integrated Basin Flow Management Report No. 8 Flow- Regime Assessment, MRCS Internal Discussion Paper Restricted Distribution, Integrated Basin Flow Management Report No. 8 Flow- Integrated Basin Flow Management Report No. 8 Flow- Regime Regime Assessment, MRCS Internal Discussion Paper Restricted 336 King J. 2006 Assessment, MRCS Internal Discussion Paper Restricted Distribution Other Distribution

King, P., Bird, J., Haas, L., 2007, The Current Status of Environmental The Current Status of Environmental Criteria for Hydropower Criteria for Hydropower Development in the Mekong Region A Literature 337 King P. 2007 Development in the Mekong Region A Literature Compilation Other Compilation, Consultants Report to ADB, MRCS and WWF

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No. First author Year Title Journal Full Reference King et al, 2009, Environmental flow enhances native fish spawning and Environmental flow enhances native fish spawning and recruitment River Research and recruitment in the Murray River, Australia, River Research and 338 King, A.J. 2009 in the Murray River Applications Applications 25, 1205–1218. Modelling the Mekong: hydrological simulation for environmental Elsevier and Journal of Kite, G. 2001. Modelling the Mekong: hydrological simulation for 339 Kite G. 2001 impact studies Hydrology environmental impact studies. Journal of Hydrology 253: 1-13. Frans H. Koch, 2002, Hydropower—the politics of water and energy: Hydropower—the politics of water and energy: Introduction and Introduction and 340 Koch F.H. 2002 overview Energy Policy Journal overview, F.H. Koch / Energy Policy 30 (2002) 1207–1213 IKMP Discharge and Sediment Monitoring Program Review, Koehnken, L., 2012, IKMP Discharge and Sediment Monitoring Program Recommendations and Data Analysis, Part 2: Data analysis of Review, Recommendations and Data Analysis, Part 2: Data analysis of 341 Koehnken L. 2012 preliminary results Other preliminary results, Technical Advice on Water

Sediment transport in the Lower Mekong Basin (2009-2013) and Koehnken, 2016, Sediment transport in the Lower Mekong Basin (2009- 342 Koehnken, L. 2016 implications for hydropower development and management Other 2013) and implications for hydropower development and management

Discharge Sediment Monitoring Project (DSMP) 2009 – 2013 Koehnken, 2015, Discharge Sediment Monitoring Project (DSMP) 2009 – 343 Koehnken,L. 2014 Summary & Analysis of Results, Final Report MRC Technical Report 2013 Summary & Analysis of Results, MRC Technical Report (in press). Sustainable Sediment Management in Reservoirs and Regulated Kondolf et al , 2013, Sustainable Sediment Management in Reservoirs 344 Kondolf G.M. 2013 Rivers: Experiences from Five continents Other and Regulated Rivers: Experiences from Five continents Kongmeng L.Y., Larsen, H., (2012). 2011 Annual Water Quality Data Assessment Report, MRC Technical Paper No. 40. Mekong River 345 Kongmeng L.Y 2012 2011 Annual Water Quality Data Assessment Report MRC Technical Paper Commission, Vientiane, 59 pp Krohn, S., 2013, Ensuring Sustainability of GMS Regional Power Ensuring Sustainability of GMS Regional Power Development, Development, Comment on the Impact Assessment Report (IAR) and 346 Krohn, S. 2013 Comment on the Impact Assessment Report (IAR) and Summary Memo Summary

347 Krohn, S. 2016 Sustainable hydropower planning tools for the Mekong Other Krohn et al, 2016, Sustainable hydropower planning tools for the Mekong Kubiszewski, I., et al., 2013, Hydropower development in the lower Mekong basin: alternative approaches to deal with uncertainty, Reg Hydropower development in the lower Mekong basin: alternative Environ Change (2013) 13:3–15 348 Kubiszewski, I. 2013 approaches to deal with uncertainty Reg Environ Change DOI 10.1007/s10113-012-0303-8 Kuenzer, C., et. al., 2012, Understanding the impact of hydropower developments in the context of upstream–downstream relations in the Understanding the impact of hydropower developments in the Mekong river basin, Sustain Sci context of upstream–downstream relations in the Mekong river DOI 10.1007/s11625-012-0195-z 349 Kuenzer C. 2013 basin Sustain Sci

Catch-Mekong, Impacts of Mekong Upstream Developments on Kuenzer, C. & Leinenkugel, P., 2016, Catch-Mekong, Impacts of Mekong 350 Kuenzer C. 2016 Downstream Locations: Focus Mekong Delta Other Upstream Developments on Downstream Locations: Focus Mekong Delta

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No. First author Year Title Journal Full Reference Kummu, M., Varis, O., 2007, Sediment-related impacts due to upstream Sediment-related impacts due to upstream reservoir trapping, the reservoir trapping, the Lower Mekong River, Geomorphology 85 (2007) 351 Kummu M. 2007 Lower Mekong River Elsevier and Geomorphology 275–293 Impact of the Mekong River Flow Alteration on the Tonle Sap Flood AMBIO- A journal of the Kummu, M., Sarkkula, J., 2008, Impact of the Mekong River Flow 352 Kummu M. 2008 Pulse Human Environment Alteration on the Tonle Sap Flood Pulse, Ambio Vol. 37, No. 3.

Hydrological, Environmental and Socio-Economic Modelling Tools Kummu et al, 2006, Hydrological, Environmental and Socio-Economic for the Lower Mekong Basin Impact Assessment, WUP-FIN Phase 2 Modelling Tools for the Lower Mekong Basin Impact Assessment, WUP- 353 Kummu M. 2006 and IBFM Phase III, Tonle Sap lake water balance calculations Other FIN Phase 2 and IBFM Phase III, Tonle Sap lake water balance calculations Kummu et al, 2006, Hydrological, Environmental and Socio-Economic Hydrological, Environmental and Socio-Economic Modelling Tools Modelling Tools for the Lower Mekong Basin Impact Assessment, WUP- for the Lower Mekong Basin Impact Assessment, WUP-FIN Phase 2 FIN Phase 2 Technical Paper No. 8, Sediment dynamics of Tonle Sap Lake- 354 Kummu M. 2006 Technical Paper No. 8, Sediment dynamics of Tonle Sap Lake- Draft Other draft

355 Kummu M. 2008 Sediment: Curse or Blessing for Tonle Sap Lake? Other Kummu. M et al, 2008, Sediment: Curse or Blessing for Tonle Sap Lake? Water & Development Kummu, M. et al, 2008, Modern Myths of the Mekong A critical review of Modern Myths of the Mekong A critical review of water and Publications - Helsinki water and development concepts, principles and policies, Helsinki 356 Kummu M. 2008 development concepts, principles and policies University of Technology University of Technology – TKK, Finland Kummu, M. et al, 2010, Basin-wide sediment trapping efficiency of Basin-wide sediment trapping efficiency of emerging reservoirs emerging reservoirs along the Mekong, Geomorphology 119 (2010) 357 Kummu M. 2010 along the Mekong Elsevier & Geomorphology 181–197

Are hydropower and irrigation development complements or Lacombe, G. et al. 2014. Are hydropower and irrigation development substitutes? The example of the Nam Ngum River in the Mekong complements or substitutes? The example of the Nam Ngum River in the 358 Lacombe G. 2014 Basin. Water international Mekong Basin. Water International 39 (5): 649-670. Lamarque et al, 2011, "The diversity of the ecosystem services concept The diversity of the ecosystem services concept and its implications and its implications for their assessment and management." Comptes 359 Lamarque, P. 2011 for their assessment and management Comptes Rendus Biologies Rendus Biologies no. 334:441-449 Lamberts, D. and Koponen, J. 2008. Flood Pulse Alterations and Flood Pulse Alterations and Productivity of the Tonle Sap Productivity of the Tonle Sap Ecosystem: A Model for Impact Assessment. 360 Lamberts D. 2008 Ecosystem: A Model for Impact Assessment Other Ambio 37 (3): 178-184 Lamberts, D., 2008, Little Impact, Much Damage: the Consequences of Little Impact, Much Damage: the Consequences of Mekong River Modern Myths of the Mekong River Flow Alternations for the Tonle Sap Ecosystem. Modern 361 Lamberts D. 2008 Flow Alternations for the Tonle Sap Ecosystem Mekong Myths of the Mekong, pp. 3-18 Landberg, S. 2012. Student contribution. Sustainable Development of Sustainable Development of Water Resources in the Mekong River Water Resources in the Mekong River Basin: Legal and Policy Implications Basin: Legal and Policy Implications of Dams in the Regional of Dams in the Regional Context. Journal of East Asia and International 362 Landberg S. 2012 Context. Heinonline Law 5: 261-326

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No. First author Year Title Journal Full Reference Lao National LNMCS,2013, National Discussion Paper,Benefit sharing options for Mekong hydropower on Mekong Tributaries evaluated by 2013, Activity ISH13, Committee National Discussion Paper, Benefit sharing options for hydropower Lao National Mekong Committee Secretariat (LNMCS), Lao PDR 363 Secretariat 2013 on Mekong Tributaries evaluated by 2013 Other Larinier M., 2000, Dams and Fish Migration , Prepared for Thematic Review II.1: 364 Larinier M. 2000 Dams and Fish Migration Contributing Paper Dams, ecosystem functions and environmental restoration Larinier & Travade, 2002, Downstream migration- problems and facilities. 365 Larinier M. 2002 Downstream Migration-problems and facilities Other Bull.Fr.Peche Piscic 364: pp 181-207 Larson S., Larson S., 2007, Index -based tool for preliminary ranking of Index -based tool for preliminary ranking of social and social and environmental impacts of hydropower and storage reservoirs, 366 Larson S. 2007 environmental impacts of hydropower and storage reservoirs Energy Energy 32 (2007) 943–947 Lauri, H., 2012, Future changes in Mekong River hydrology: impact of Future changes in Mekong River hydrology: impact of climate Hydrology and Earth System climate change and reservoir operation on discharge, Hydrol. Earth Syst. 367 Lauri H. 2012 change and reservoir operation on discharge Sciences Sci., 16

Lebel, L . et al, 2005, The Politics of Scale, Position, and Place in the The Politics of Scale, Position, and Place in the Governance of Governance of Water Resources in the Mekong Region, Research, part of 368 Lebel, L. 2005 Water Resources in the Mekong Region Other a Special Feature on Scale and Cross-scale Dynamics George Ledec, G., Quintero, J. D., 2003, Good Dams and Bad Dams: Environmental Criteria for Site Selection of Hydroelectric Projects, Latin Good Dams and Bad Dams: Environmental Criteria for Site Selection America and the Caribbean Region, Sustainable Development Working 369 Ledec, G. 2003 of Hydroelectric Projects Other Paper No. 16, The World Bank Lee & Scurrah, 2009, Power and responsibility, The Mekong River Commission and Lower Mekong Mainstream dams, A joint report of the Power and Reponsibility, The Mekong River Commission and Lower Australian Mekong Resource Centre, University of Sydney and Oxfam 370 Lee, G. 2009 Mekong mainstream Dams Other Australia by Gary Lee and Natalia Scurrah B. Lehner and C. Ouellet Dallaire, 2014, River reach classification for the 371 Lehner B. 2014 River reach classification for the Greater Mekong Region Other Greater Mekong Region, WWF Greater Mekong Programme Li, J. et al. 2013. Effects of damming on the biological integrity of fish Effects of damming on the biological integrity of fish assemblages in Elsevier and Ecological assemblages in the middle Lancang-Mekong River basin. Ecological 372 Li, J. 2013 the middle Lancang-Mekong River basin indicators Indicators 34: 94-102. Li, J., Dong, S., Yang, Z., Peng, M., Liu, S. and Li, X. 2012. Effects of cascade Effects of cascade hydropower dams on the structure and hydropower dams on the structure and distribution of riparian and distribution of riparian and upland vegetation along the middle- Elsevier and Forest Ecology upland vegetation along the middle-lower Lancang-Mekong River. Forest 373 Li, J. 2012 lower Lancang-Mekong River and Management Ecology and Management 284: 251-259.

Effects of cascading hydropower dams on the composition, biomass Li et al, 2013, Effects of cascading hydropower dams on the composition, and biological integrity of phytoplankton assemblages in the middle biomass and biological integrity of phytoplankton assemblages in the 374 Li, J. 2013 Lancang-Mekong River Ecological Engineering middle Lancang-Mekong River. Ecological Engineering 60: 316-324

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No. First author Year Title Journal Full Reference Problems caused by the Three Gorges Dam construction in the Yangtze Li, K et al, 2013, Problems caused by the Three Gorges Dam construction 375 Li, K. 2013 River basin: a review NRC Research Press in the Yangtze River basin: a review Water Level Response to Hydropower Development in the Upper AMBIO- A journal of the Li, S. and He, D. 2008. Water Level Response to Hydropower 376 Li, S. 2008 Mekong River Human Environment Development in the Upper Mekong River. Ambio 37 (3): 170-177 Lian et al, 2014, Reservoir Operation Rules for Gontrolling Algal Blooms in Reservoir Operation Rules for Controlling Algal Blooms in a a Tributary to the Impoundment of Three Gorges Dam, Water, 6, 3200- 377 Lian, J. 2014 Tributary to the Impoundment of Three Gorges Dam Water 3223; doi:10.3390/w6103200 The Development of Guidelines for Hydropower Impact Mitigation Lillehammer et al, The Development of Guidelines for Hydropower and Risk Management in the Lower Mekong Mainstream and Impact Mitigation and Risk Management in the Lower Mekong 378 Lillehammer, L. Tributaries Other Mainstream and Tributaries

Lillehammer, 2016, The ISH 0306 Study, Development of guidelines for Hydropower Environmental Impact Mitigation and Risk management in The ISH 0306 Study, 2nd Interim Report- 1st draft, Volume 3- Case the Lower Mekong Mainstream and Tributaries, 2nd Interim Report- 1st Study Report, Version 1.0- Modelling, Scenarios and Impact draft, Volume 3- Case Study Report, Version 1.0- Modelling, Scenarios 379 Lillehammer, L. 2016 Mitigation Assessment Other and Impact Mitigation Assessment The ISH 0306 Study, 2nd Interim Report- 1st draft, Volume 4- Case Lillehammer, 2016, The ISH 0306 Study, 2nd Interim Report- 1st draft, Study Report, Version 1.0- Modelling, Scenarios and Impact Volume 4- Case Study Report, Version 1.0- Modelling, Scenarios and 380 Lillehammer, L. 2016 Mitigation Assessment Other Impact Mitigation Assessment Lillehammer et al, 2011, Benefit Sharing and Hydropower: Enhancing Benefit Sharing and Hydropower: Enhancing Development Benefits Development Benefits of Hydropower Investments Through an of Hydropower Investments Through an Operational Framework, SWECO Report for World Operational Framework, Synthesis Report, Sweco Report for the World 381 Lillehammer, L. 2011 Synthesis Report Bank Bank.

Lillehammer et al, 2010. Developing Sustainability Priorities with a Integrated Watershed Participatory Process: Lake Victoria Basin, East Africa. In Beheim E., Developing Sustainability Priorities with a Participatory Process- Management: Perspectives Rajwar G.S., Haigh M.J. and Krecek J. 2010. Integrated Watershed 382 Lillehammer, L. 2010 Lake Victoria Basin, East Africa and Problems Management: Perspectives and Problems. Springer Verlag. pp 55-66 Back to office report, International Conference on the Delta Study's Limpanboon, 2015, Back to office report, International Conference on the Impact Assessment Result Report, on 4 December 2015, Ho Chi Delta Study's Impact Assessment Result Report, on 4 December 2015, Ho 383 Limpanboon, P. 2015 Minh City, Vietnam Other Chi Minh City, Vietnam Study on optimal operating rule curves including hydropower Lin et al, Study on optimal operating rule curves including hydropower 384 Lin, S.C. purpose in parallel multireservoir systems Other purpose in parallel multireservoir systems

Effects of Sediment Transport on Survival of Salmonid Embryos in a Lisle & Lewis, 1992, Effects of Sediment Transport on Survival of 385 Lisle, T.E. 1992 Natural Stream: A Simulation Approach Other Salmonid Embryos in a Natural Stream: A Simulation Approach

Renewable and sustainable J. Liu et al., 2013, Sustainability in hydropower development-A case 386 Liu J. 2013 Sustainability in hydropower development-A case study energy reviews study, Renewable and Sustainable Energy Reviews 19 (2013) 230–237

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No. First author Year Title Journal Full Reference Liu et al, 2011, Derivation of Aggregation-Based Joint Operating Rule Derivation of Aggregation-Based Joint Operating Rule Curves for Curves for Cascade Hydropower Reservoirs, Water Resour Manage 387 Liu, P. 2011 Cascade Hydropower Reservoirs water resour manage (2011) 25:3177–3200, DOI 10.1007/s11269-011-9851-9 Xayaburi hydropower project, Lao PDR- salient aspects of the river Longden et al, 2016, Xayaburi hydropower project, Lao PDR- salient 388 Longden, R. 2016 diversion operation Other aspects of the river diversion operation Louca et al, 2008, Factors triggering floodplain fish emigration: importance of fish density and food availability, Ecology of Freshwater Factors triggering floodplain fish emigration: importance of fish Fish 2008 389 Louca, V. 2008 density and food availability Ecology of freshwater fish Printed in Malaysia

Loucks & Beek, 2005, Water Resources Systems. Planning and Water Resources Systems. Planning and Management. An Management. An introduction to Methods, Models and Application, 390 Loucks, D.P. 2005 introduction to Methods, Models and Applications Other Studies and Reports in Hydrology, UNESCO Publishing.

Reappraisal of sediment dynamics in the Lower Mekong River, Earth Surface processes and Lu, X. et al. 2014. Reappraisal of sediment dynamics in the Lower Mekong 391 Lu X. 2014 Cambodia Landforms River, Cambodia. Earth Surface processes and Landforms 39:1855-1865 Lu & Siew, RY, 2005, Water discharge and sediment flux changes in the Water discharge and sediment flux changes in the Lower Mekong Lower Mekong River, Hydrological Earth System Science Discussion, 2: 392 Lu, X.X. 2005 River Other 2287-2325

Effects of a flow-gauging weir on the migratory behaviour of adult Lucas & Frear, 1997, Effects of a flow-gauging weir on the migratory 393 Lucas, M.C. 1997 barbel, a riverine cyprinid Journal of Fish Biology behaviour of adult barbel, a riverine cyprinid. J. Fish Biol. 50: pp 382–396.

Lundqvist H. et al, 2008, Upstream passage problems for wild Atlantic Upstream passage problems for wild Atlantic salmon salmon (Salmo salar L.) in a regulated river and its effect (Salmo salar L.) in a regulated river and its effect on the population, 394 Lundqvist, H. 2008 on the population Hydrobiologia Hydrobiologia (2008) 602:111–127, DOI 10.1007/s10750-008-9282-7 Ly et al, 2015, 2013 Lower Mekong Regional Water Quality Monitoring Report, MRC Technical Paper No. 51. Mekong River Commission, 395 Ly, K. 2015 2013 Lower Mekong Regional Water Quality Monitoring Report MRC Technical Paper No. 51. Vientiane, 63 pp. MacAlister, C. and Mahaxay, M. 2009. Mapping wetlands in the Lower Mapping wetlands in the Lower Mekong Basin for wetland resource Mekong Basin for wetland resource and conservation management using and conservation management using Landsat ETM images and field Elsevier and Journal of Landsat ETM images and field survey data. J. of Environmental 396 MacAlister, C. 2009 survey data Environmental Management Management 90:2130-2137.

Multiple drift responses of benthic invertebrates Maiolini et al, 2011, Multiple drift responses of benthic invertebrates 397 Maiolini, B. 2011 to hydropeaking waves EUROMECH Colloquium 523 to hydropeaking waves, EUROMECH Colloquium 523 Manh N.V. et al, 2014, Large-scale suspended sediment transport and Large-scale suspended sediment transport and sediment deposition sediment deposition in the Mekong Delta, Hydrology and Earth System 398 Manh, N.V. 2014 in the Mekong Delta Hydrol. Earth syst sci Sciences 18: 3033-3053

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No. First author Year Title Journal Full Reference W.V. Manyari, O.A. de Carvalho Jr., 2007, Environmental considerations Environmental considerations in energy planning for the Amazon in energy planning for the Amazon region: Downstream effects of dams, 399 Manyari W.V. 2007 region: Downstream effects of dams Energy Policy Journal Energy Policy 35 (2007) 6526–6534 Mitigating cumulative impacts of small scale hydropower cascades - Marchand M. , 2014, Mitigating cumulative impacts of small scale 400 Marchand M. 2014 case studies from vietnam Other hydropower cascades -case studies from vietnam Assessing environmental governance in the lower Mekong River Mathur et al, Assessing environmental governance in the lower Mekong Basin- A study of the Hydropower site selection process in the River Basin- A study of the Hydropower site selection process in the 401 Mathur, V. Sesan and Sre Pok Basins Other Sesan and Sre Pok Basins IBFM Specialist Report- A review of the fish and fisheries of the Mattson & Jutagate, 2005, IBFM Specialist Report- A review of the fish Lower Mekong River, and an analysis of likely impacts related to and fisheries of the Lower Mekong River, and an analysis of likely impacts 402 Mattson, N. 2005 water resource development IBFM Specialist Report related to water resource development Mattson, Niklas S., Kongpheng Buakhamvongsa, Naruepon Sukumasavin, Nguyen Tuan, and Ouk Vibol. 2002. Cambodia Mekong giant fish species: Cambodia Mekong giant fish species: on their management and on their management and biology. MRC Technical Paper No. 3, Mekong 403 Mattson, N.S. 2002 biology. MRC Technical Paper River Commission, Phnom Penh. Pp. 29. ISSN: 1683-1489 Mazzei, L. et al, Opportunities in Dam Planning and Management, A Opportunities in Dam Planning and Management, A communication communication Practitioner's handbook for Large Water Infrastructure, 404 Mazzei, L. Practitioner's handbook for Large Water Infrastructure Other The World Bank, Washington, D.C.

Hydropower reservoirs as novel ecosystems- adopting an McCartney et al, 2016, Hydropower reservoirs as novel ecosystems- 405 McCartney, M.P. 2016 ecosystems-based approach for management Other adopting an ecosystems-based approach for management McVittie & Moran, 2010, "Valuing the non-use benefits of marine Valuing the non-use benefits of marine conservation zones- An Elsevier & Ecological conservation zones- An application to the UK Marine Bill." Ecological 406 McVittie, A. 2010 application to the UK Marine Bill economics Economics no. 70 (2):413-424.

MRC, 2009, An assessment of the hydrology at proposed dam sites on Mekong River An assessment of the hydrology at proposed dam sites on the the mainstream of the Mekong upstream of Vientiane, Report for the 407 Commission 2009 mainstream of the Mekong upstream of Vientiane Other Ministry of Energy and Mines, Department of Electricity, Lao PDR Mekong River Catch and Culture, Fisheries Research and Development in the MRC, 2009, Fisheries Research and Development in the Mekong Region, 408 Commission 2009 Mekong Region Other Volume 15, No. 2, ISSN 0859-290X, Catch and Culture, MRC

Mekong River Preliminary Design Guidance for Proposed Mainstream Dams in the MRC, 2009, Preliminary Design Guidance for Proposed Mainstream Dams 409 Commission 2009 Lower Mekong Basin Other in the Lower Mekong Basin-Final Version, Mekong River Commission Improved Environmental and Socio Economic Baseline Information MRC ISH,2013, Improved Environmental and Socio Economic Baseline Mekong River for Hydropower Planning- ISH11 Phase 2 Report-Socio Economics Information for Hydropower Planning- ISH11 Phase 2 Report-Socio 410 Commission 2013 Annex Other Economics Annex Improved Environmental and Socio Economic Baseline Information MRC ISH,2013, Improved Environmental and Socio Economic Baseline Mekong River for Hydropower Planning- ISH11 Phase 2 Report- Water Quality Information for Hydropower Planning- ISH11 Phase 2 Report-Water 411 Commission 2013 Annex Other Quality Annex

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No. First author Year Title Journal Full Reference MRC ISH,2013, Improved Environmental and Socio Economic Baseline Mekong River Improved Environmental and Socio Economic Baseline Information Information for Hydropower Planning- ISH11 Phase 2 Report-Hydrology 412 Commission 2013 for Hydropower Planning- ISH11 Phase 2 Report- Hydrology Annex Other Annex Mekong River MRC, 2009, The Flow of the Mekong Management Information booklet 413 Commission 2009 The Flow of the Mekong Other series No. 2, Mekong River Commission MRC, 2015, Procedures for Notification, Prior Consultation and Procedures for Notification, Prior Consultation and Agreement Agreement (PNPCA) Prior Consultation TECHNICAL REVIEW REPORT on Mekong River (PNPCA) Prior Consultation TECHNICAL REVIEW REPORT on Prior Prior Consultation for the Proposed Don Sahong Hydropower Project, 414 Commission 2015 Consultation for the Proposed Don Sahong Hydropower Project Other The Mekong River Commission Secretariat Mekong River Commission, 2011, Assessment of Basin-wide Development Scenarios, Main Report, Basin Development Plan Programme, Phase 2, Cumulative impact assessment of the riparian Mekong River countries' water resources development plans, including mainstream 415 Commission 2011 Assessment of Basin-wide Development Scenarios, Main Report Other dams and diversions Mekong River Commission, 2004, The MRC Basin Development Plan, Mekong River The MRC Basin Development Plan, Social and Environmental Issues Social and Environmental Issues and Assessments (SIA,SEA), BDP Library 416 Commission 2004 and Assessments (SIA,SEA) Other Volume 9 MRC Initiative for Sustainable Hydropower(ISH), Guidelines for the Mekong River Commission, 2015, MRC Initiative for Sustainable evaluation of hydropower and multi-purpose project portfolios, Hydropower(ISH), Guidelines for the evaluation of hydropower and multi- Mekong River Annex 2, Guidance on Non-Monetized social and environmental purpose project portfolios, Annex 2, Guidance on Non-Monetized social 417 Commission 2015 indicators Other and environmental indicators MRC Initiative on Sustainable Hydropower (ISH), Guidelines for the Mekong River Commission, 2015, MRC Initiative for Sustainable Mekong River evaluation of hydropower and multi-purpose project portfolios , Hydropower(ISH), Guidelines for the evaluation of hydropower and multi- 418 Commission 2015 Final Other purpose project portfolios, Final Mekong River Commission, 2015, MRC Initiative on Sustainable MRC Initiative on Sustainable Hydropower (ISH), Guidelines for the Hydropower (ISH), Guidelines for the evaluation of hydropower and Mekong River evaluation of hydropower and multi-purpose project portfolios , multi-purpose project portfolios , Annex 3, Hydropower Planning Support 419 Commission 2015 Annex 3, Hydropower Planning Support Tool, User Manual HPST User Manual Tool, User Manual

MRC Initiative on Sustainable Hydropower (ISH), Guidelines for the Mekong River Commission, 2015, MRC Initiative on Sustainable Mekong River evaluation of hydropower and multi-purpose project portfolios , Hydropower (ISH), Guidelines for the evaluation of hydropower and 420 Commission 2015 Annex 1, Economics Practice Guide Economics practice Guide multi-purpose project portfolios , Annex 1, Economics Practice Guide Mekong River Commission, 2016, Integrated Water Resources Mekong River Integrated Water Resources Management-based Basin Management-based Basin Development Strategy 2016-2020 For the 421 Commission 2016 Development Strategy 2016-2020 For the Lower Mekong Basin Other Lower Mekong Basin Mekong River 422 Commission 2016 Strategic Plan 2016-2020 Other Mekong River Commission, 2016, Strategic Plan 2016-2020 Mekong River Commission, 2015, MRC Initiative for Sustainable Hydropower, Final Report, ISH01 PILOT TESTING IN THE SRE POK SUB- Mekong River MRC Initiative for Sustainable Hydropower, Final Report, ISH01 BASIN on the Identification of Ecologically Sensitive Sub-Basins for 423 Commission 2015 PILOT TESTING IN THE SRE POK SUB-BASIN Other Sustainable Development of Hydropower on Tributaries

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No. First author Year Title Journal Full Reference The council study, Study on the Sustainable Management and Mekong River Commission, 2014, The council study, Study on the Development of the Mekong River, Including Impacts of Sustainable Management and Development of the Mekong River, Mekong River Mainstream Hydropower Projects, Inception Stage Literature Including Impacts of Mainstream Hydropower Projects, Inception Stage 424 Commission 2014 Review, Draft Final Other Literature Review, Draft Final MEKONG RIVER COMMISSION CONTRACT No. 027-2015, Mekong River Commission, 2015, MEKONG RIVER COMMISSION Consultancy to assist the Hydropower Thematic in Council Study, CONTRACT No. 027-2015, Consultancy to assist the Hydropower Mekong River Hydropower Thematic Assessment Interim Report, Draft Report, Thematic in Council Study, Hydropower Thematic Assessment Interim 425 Commission 2015 Internal Draft – Version Other Report, Draft Report, Internal Draft – Version The council Study, Study on the Sustainable Management and Mekong River Commission, 2015, The council Study, Study on the Development of the Mekong River, Including Impacts of Sustainable Management and Development of the Mekong River, Mainstream Hydropower Projects, Biological Resource Assessment, Including Impacts of Mainstream Hydropower Projects, Biological Mekong River Interim Technical Report 1, Volume 3: Preliminary Calibration Resource Assessment, Interim Technical Report 1, Volume 3: Preliminary 426 Commission 2015 Report, Draft I Other Calibration Report, Draft I The Council Study, Study on the Sustainable Management and Mekong River Commission, 2015, The Council Study, Study on the Development of the Mekong River, Including Impacts of Sustainable Management and Development of the Mekong River, Mainstream Hydropower Projects, Biological Resource Assessment, Including Impacts of Mainstream Hydropower Projects, Biological Mekong River Interim Technical Report 1, Volume 1- Specialist's Report, Resource Assessment, Interim Technical Report 1, Volume 1- Specialist's 427 Commission 2015 Preliminary calibration version Other Report, Preliminary calibration version Mekong River Commission, 2013, Identified knowledge gaps for assessing impacts from water related development in the Mekong Basin, Regional Mekong River Identified knowledge gaps for assessing impacts from water related Consultation on the Council Study 28-29 May 2013, MRCS Conference 428 Commission 2013 development in the Mekong Basin Other Room,Vientiane, Lao PDR Mekong River Planning Atlas of the Lower Mekong River Basin, Basin MRC, 2011, Planning Atlas of the Lower Mekong River Basin, Basin 429 Commission 2011 Development Plan Programme Other Development Plan Programme Integrated Basin Flow Management, Report No. 7, Overview of Mekong River Commission, 2005, Integrated Basin Flow Management, Mekong River present knowledge of the Lower Mekong River ecosystem and its Report No. 7, Overview of present knowledge of the Lower Mekong River 430 Commission 2005 users IBFM report ecosystem and its users Mekong River Commission, 2004, Integrated Basin Flow Management, Mekong River Integrated Basin Flow Management, Report No. 1- revision 7 (final Report No. 1- revision 7 (final version), Water Utilization Program, Start- 431 Commission 2004 version) IBFM report up Project

Mekong River Mekong River Commission, 2004, Integrated Basin Flow Management, 432 Commission 2004 Integrated Basin Flow Management, Report No. 2- revision 6 IBFM report Report No. 2- revision 6, Water Utilization Program, Start-up Project Mekong River MRC, 2012, Programme Document 2013-2015, Mekong River 433 Commission 2012 Programme Document 2013-2015 Other Commission Navigation Programme

Roads and Floods, Best Practice Guidelines for the Integrated Mekong River Commission, 2011, Roads and Floods, Best Practice Planning and Design of Economically Sound and Environmentally Guidelines for the Integrated Planning and Design of Economically Sound Mekong River Friendly Roads in the Mekong Floodplains of Cambodia and Viet and Environmentally Friendly Roads in the Mekong Floodplains of 434 Commission 2011 Nam, MRC Technical Paper No. 35, October 2011 Other Cambodia and Viet Nam, MRC Technical Paper No. 35, October 2011

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No. First author Year Title Journal Full Reference Mekong River Commission, 2012, Working Paper 2011-2015: The Impact Working Paper 2011-2015: The Impact & Management of Floods & & Management of Floods & Droughts in the Lower Mekong Basin & the Mekong River Droughts in the Lower Mekong Basin & the Implications of Possible Implications of Possible Climate change, Flood Management and 435 Commission 2012 Climate change Other Mitigation Programme Mekong River MRC, 2005, Overview of the Hydrology of the Mekong Basin, Mekong 436 Commission 2005 Overview of the Hydrology of the Mekong Basin Other River Commission, Vientiane, 73PP Commitment on Gender Mainstreaming in Water Resources Mekong River Commission, 2013, Commitment on Gender Mekong River Development Mainstreaming in Water Resources Development in the Lower Mekong 437 Commission 2013 in the Lower Mekong Basin Other Basin

MRC, 2014, Knowledge Base Data Catalogue, Technical Reference Report, Mekong River Technical Support Division Information and Knowledge Management 438 Commission 2014 Technical Reference Report, Knowledge Base Data Catalogue Other Program Component 4: Modelling, Mekong River Commission MRC, 2014, REVIEW MODEL AND SOFTWARE FOR MODELLING PURPOSE- Draft Technical Report, Technical Support Division Information and Mekong River REVIEW MODEL AND SOFTWARE FOR MODELLING PURPOSE- Draft Knowledge Management Program Component 4: Modelling, Mekong 439 Commission 2014 Technical Report Other River Commission MRC, 2013, Climatic and Hydrological Data For Model Applications in Mekong River Basin, DRAFT Technical Reference Report, Modelling Team Mekong River Climatic and Hydrological Data For Model Applications in Mekong Information and Knowledge Management Program Technical Support 440 Commission 2013 River Basin, DRAFT Technical Reference Report Other Division, Mekong River Commission MRC, 2014, THE ISIS BASELINE MODEL FOR MEKONG RIVER IN UPPER KRATIE (CHIANGSEAN – PAKSE)- Final Technical Report, Information and Mekong River THE ISIS BASELINE MODEL FOR MEKONG RIVER IN UPPER KRATIE Knowledge Management programme Component 4: Modelling, Mekong 441 Commission 2014 (CHIANGSEAN – PAKSE)- Final Technical Report Other River Commission MRC, 2014, Review Data, Tool and Model at Modelling Component - Final Technical Report, Technical Support Division Information and Knowledge Mekong River Review Data, Tool and Model at Modelling Component - Final Management Program Component 4: Modelling, Mekong River 442 Commission 2014 Technical Report Other Commission MRC, 2014, IMPROVEMENT OF THE ISIS BASELINE SCENARIO MODEL- Mekong River IMPROVEMENT OF THE ISIS BASELINE SCENARIO MODEL- Final Final Technical Report, Information and Knowledge Management 443 Commission 2014 Technical Report Other programme Component 4: Modelling, Mekong River Commission MRC, 2014, IQQM Model (Baseline 2007) Application in Mekong River Basin, DRAFT: Technical Reference Report, Technical Support Division Mekong River IQQM Model (Baseline 2007) Application in Mekong River Basin, Information and Knowledge Management Program Component 4: 444 Commission 2014 DRAFT: Technical Reference Report Other Modelling, Mekong River Commission MRC, 2014, SWAT Model (Baseline 2007) Application in Mekong River Basin, Version 2, Technical Reference Report, Technical Support Division Mekong River SWAT Model (Baseline 2007) Application in Mekong River Basin, Information and Knowledge Management Program Component 4: 445 Commission 2014 Version 2, Technical Reference Report Other Modelling, Mekong River Commission

Page 36 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference Mekong River Commission, 2014, Improved Environmental and Socio- Mekong River Improved Environmental and Socio-Economic Baseline Information Economic Baseline Information for Hydropower Planning Initiative for 446 Commission 2014 for Hydropower Planning Initiative for Sustainable Hydropower Other Sustainable Hydropower ISH

MRC ISH, 2011, Knowledge Base on Benefit Sharing, Volume 1 of 5, Mekong River Knowledge Base on Benefit Sharing, Volume 1 of 5, Summary and Summary and Guide to the Knowledge Base (KB) Compendium (version 447 Commission 2011 Guide to the Knowledge Base (KB) Compendium (version 1) Other 1), Mekong River Commission Initiative for Sustainable Hydropower

Mekong River Agreement on the cooperation for the sustainable development of Mekong River Commission, 1995, Agreement on the cooperation for the 448 Commission 1995 the Mekong River Basin 5 April 1995 Other sustainable development of the Mekong River Basin 5 April 1995 Mekong River Mekong River Commission, Procedures for Data and Information 449 Commission Procedures for Data and Information Exchange and Sharing Other Exchange and Sharing MRC for Sustainable Development, 2002, Mekong River Commission Mekong River Mekong River Commission Guidelines on Custodianship and Guidelines on Custodianship and Management of the Mekong River 450 Commission 2002 Management of the Mekong River Commission Information System Other Commission Information System

Note of the Regional Workshop on the Draft Basin Action Plan Mekong River Commission, 2012, Note of the Regional Workshop on the Mekong River (BAP) to implement the Basin Development Strategy (BDS), Draft Basin Action Plan (BAP) to implement the Basin Development 451 Commission 2012 Caravelle Hotel, HCMC, Viet Nam, 13-14 December 2012 Other Strategy (BDS), Caravelle Hotel, HCMC, Viet Nam, 13-14 December 2012 Mekong River Commission, 2004, Ecological Risk Assessment Training Mekong River Ecological Risk Assessment Training Program, MRC Environment Program, MRC Environment Program Activity B - 0009, Final Report, 452 Commission 2004 Program Activity B - 0009, Final Report, Cover page Other Cover page Mekong River Ecological Risk Assessment Training Program, MRC Environment Mekong River Commission, 2004, Ecological Risk Assessment Training 453 Commission 2004 Program, Introduction Other Program, MRC Environment Program, Introduction Mekong River Ecological Risk Assessment Training Program 2, Ecological risk Mekong River Commission, 2004, Ecological Risk Assessment Training 454 Commission 2004 assessment Other Program 2, Ecological risk assessment Mekong River Commission, 2004, Ecological Risk Assessment Training Mekong River Ecological Risk Assessment Training Program 3, Mekong River Program 3, Mekong River System and Potential transboundary water 455 Commission 2004 System and Potential transboundary water quality issues Other quality issues

Mekong River Ecological Risk Assessment Training Program 4, ERA of the Mekong Mekong River Commission, 2004, Ecological Risk Assessment Training 456 Commission 2004 River in the Vientiane/Nong Khai region Other Program 4, ERA of the Mekong River in the Vientiane/Nong Khai region

Mekong River Ecological Risk Assessment Training Program 5, ERA of the Mekong Mekong River Commission, 2004, Ecological Risk Assessment Training 457 Commission 2004 River in the Phnom Penh region Other Program 5, ERA of the Mekong River in the Phnom Penh region Mekong River Ecological Risk Assessment Training Program 6, ERA of the Tonle Mekong River Commission, 2004, Ecological Risk Assessment Training 458 Commission 2004 Sap Lake Other Program 6, ERA of the Tonle Sap Lake Mekong River Ecological Risk Assessment Training Program 7, Summary and Mekong River Commission, 2004, Ecological Risk Assessment Training 459 Commission 2004 Conclusions Other Program 7, Summary and Conclusions Mekong River Ecological Risk Assessment Training Program 8 & 9, Mekong River Commission, 2004, Ecological Risk Assessment Training 460 Commission 2004 Recommendations and References Other Program 8 & 9, Recommendations and References

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No. First author Year Title Journal Full Reference Mekong River Mekong River Commission, 2004, Ecological Risk Assessment Training 461 Commission 2004 Ecological Risk Assessment Training Program , Appendix Other Program, Appendix Mekong River Guidelines for Management of the Mekong River Commission Mekong River Commission, 2005, Guidelines for Management of the 462 Commission 2005 Hydrometeorological Network Other Mekong River Commission Hydrometeorological Network Hydrological Background and the Generation of Exploratory Flow Mekong River Commission, 2006, Hydrological Background and the Mekong River Regimes for the Development of the Impact Analysis Tools, Generation of Exploratory Flow Regimes for the Development of the 463 Commission 2006 Integrated Basin Flow Management Other Impact Analysis Tools, Integrated Basin Flow Management Mekong River Commission, 2006, Overview of Biotic aspects and impacts Mekong River Overview of Biotic aspects and impacts from changes of flow from changes of flow regime to Mekong Delta, Integrated Basin Flow 464 Commission 2006 regime to Mekong Delta Other Management- IBFM3 Mekong River Report on Overview of Biological Aspects in Estuaries of Mekong Mekong River Commission, 2006, Report on Overview of Biological 465 Commission 2006 River Basin Other Aspects in Estuaries of Mekong River Basin

Mekong River Integrated Basin Flow Management 4, Review of Flow-Assessment Mekong River Commission, 2007, Integrated Basin Flow Management 4, 466 Commission 2007 Tools, Draft Final Report - 2007 Other Review of Flow-Assessment Tools, Draft Final Report - 2007 Mekong River 467 Commission 2009 Annual Report 2009 Other Mekong River Commission, 2009, Annual Report 2009 Mekong River Commission, 2009, Technical Note, Economic, Technical Note, Economic, environmental and social impact environmental and social impact assessment of basin-wide water Mekong River assessment of basin-wide water resources development scenarios resources development scenarios, Assessment methodology (Work in 468 Commission 2009 Assessment methodology (Work in Progress) Other Progress), Basin Development Plan Programme, Phase 2 Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Mekong River Commission, 2010, Assessment of Basin-wide 469 Commission 2010 11, Impacts on Fisheries Other Development Scenarios, Technical Note 11, Impacts on Fisheries

Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Mekong River Commission, 2010, Assessment of Basin-wide 470 Commission 2010 3, Hydrological Assessment Other Development Scenarios, Technical Note 3, Hydrological Assessment Mekong River Commission, 2010, Assessment of Basin-wide Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Development Scenarios, Technical Note 10, Impacts on the Tonle Sap 471 Commission 2010 10, Impacts on the Tonle Sap Ecosystem Other Ecosystem

Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Mekong River Commission, 2010, Assessment of Basin-wide 472 Commission 2010 4, Impacts on River Morphology Other Development Scenarios, Technical Note 4, Impacts on River Morphology

Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Mekong River Commission, 2010, Assessment of Basin-wide 473 Commission 2010 5, Impacts on Water Quality Other Development Scenarios, Technical Note 5, Impacts on Water Quality Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Mekong River Commission, 2010, Assessment of Basin-wide 474 Commission 2010 6, Power Benefits Other Development Scenarios, Technical Note 6, Power Benefits Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Mekong River Commission, 2010, Assessment of Basin-wide 475 Commission 2010 7, Agricultural Impacts Other Development Scenarios, Technical Note 7, Agricultural Impacts

Page 38 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference Mekong River Commission, 2010, Assessment of Basin-wide Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Development Scenarios, Technical Note 8, Impacts of Changes in Salinity 476 Commission 2010 8, Impacts of changes in Salinity Intrusion Other Intrusion Mekong River Commission, 2010, Assessment of Basin-wide Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Development Scenarios, Technical Note 9, Impacts on Wetlands and 477 Commission 2010 9, Impacts on Wetlands and Biodiversity Other Biodiversity Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Mekong River Commission, 2010, Assessment of Basin-wide 478 Commission 2010 12, Social Assessment Other Development Scenarios, Technical Note 12, Social Assessment

Mekong River Assessment of Basin-wide Development Scenarios, Technical Note Mekong River Commission, 2010, Assessment of Basin-wide 479 Commission 2010 13, Economic Benefits and Costs Other Development Scenarios, Technical Note 13, Economic Benefits and costs Mekong River Greater Mekong Subregion, Vientiane Plan of Action for GMS Mekong River Commission ,2010, Greater Mekong Subregion, Vientiane 480 Commission 2010 Development 2008-2012 Other Plan of Action for GMS Development 2008-2012 Mekong River Commission, 2010, Strategic Directions for Integrated Flood Risk Management in Focal Areas, The Flood Management and Mekong River Strategic Directions for Integrated Flood Risk Management in Focal Mitigation Programme, Component 2: Structural Measures & Flood 481 Commission 2010 Areas Other Proofing in the Lower Mekong Basin Mekong River Mekong River Commission, 2013, An Introduction to the Fisheries of Lao 482 Commission 2013 An Introduction to the Fisheries of Lao PDR Other PDR, Mekong Development Series No. 6 Mekong River Commission, 2013, Development of social, environmental and economic development and management indicators for the Mekong Basin, To support basin-wide scenario assessments and the periodic Mekong River Development of social, environmental and economic development updates of the State of the Basin Report, Draft Concept Note, 4 Februrary 483 Commission 2013 and management indicators for the Mekong Basin Draft Concept Note 2013

Mekong River Commission, 2013, Identification of MRC economic, social and environment indicators for the Mekong Basin, To support the Mekong River Identification of MRC economic, social and environment indicators periodic updates of the State of the Basin Report and assessment of 484 Commission 2013 for the Mekong Basin Draft scoping report basin-wide development scenarios, Draft Scoping Report

Mekong River Mekong River Commission, 2011, Planning for BDP 2011-2015 bridging 485 Commission 2011 Planning for BDP 2011-2015 bridging period (May 2011-April 2012) Other period (May 2011-April 2012), Basin Development Plan Programme

Mekong River Integrated Basin Flow Management Specialist Report, Fisheries: Mekong River Commission, Integrated Basin Flow Management Specialist 486 Commission Revision of fish guilds in the Lower Mekong mainstream Other Report Fisheries: Revision of fish guilds in the Lower Mekong mainstream Mekong River Commission, 2010, Appendix 1- Flood Hazard in the Nam Mekong River Mae Kok Basin, MRC Flood Management and Mitigation Programme 487 Commission 2010 Appendix 1- Flood Hazard in the Nam Mae Kok Basin Other Component 2: Structural Measures and Flood Proofing

Page 39 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference Mekong River Commission, 2010, Appendix 2- Hydraulic Design Conditions for Bokeo Mekong River Appendix 2- Hydraulic Design Conditions for Bokeo River Bank River Bank Protection, MRC Flood Management and Mitigation 488 Commission 2010 Protection Other Programme Component 2: Structural Measures and Flood Proofing

Mekong River Commission, 2010, Appendix 3- Flood Hazard Assessment Mekong River for Xe Bang Fai, MRC Flood Management and Mitigation Programme 489 Commission 2010 Appendix 3- Flood Hazard Assessment for Xe Bang Fai Other Component 2: Structural Measures and Flood Proofing

Mekong River Commission, 2010, Appendix 4- Flood Hazard Assessment Mekong River for Upper Se San , MRC Flood Management and Mitigation Programme 490 Commission 2010 Appendix 4- Flood Hazard Assessment for Upper Se San Other Component 2: Structural Measures and Flood Proofing Mekong River Commission, 2010, Appendix 5- Hydraulic Design Conditions for Kratie River Bank Protection , MRC Flood Management Mekong River Appendix 5- Hydraulic Design Conditions for Kratie River Bank and Mitigation Programme Component 2: Structural Measures and Flood 491 Commission 2010 Protection Other Proofing

Mekong River Commission, 2010, Appendix 6- Flood Hazard Assessment Mekong River for Mekong Delta , MRC Flood Management and Mitigation Programme 492 Commission 2010 Appendix 6- Flood Hazard Assessment for Mekong Delta Other Component 2: Structural Measures and Flood Proofing Mekong River Commission, 2010, Appendix 7- Modelling Support FMMP- Mekong River C2 , MRC Flood Management and Mitigation Programme Component 2: 493 Commission 2010 Appendix 7- Modelling Support FMMP-C2 Other Structural Measures and Flood Proofing Mekong River Commission, 2010, Appendix 8- Inflow to the Mekong Mekong River Delta , MRC Flood Management and Mitigation Programme Component 494 Commission 2010 Appendix 8- Inflow to the Mekong Delta Other 2: Structural Measures and Flood Proofing

Mekong River Commission, 2010, Appendix 9- Flood Hazard Assessment Mekong River in the Mekong Delta , MRC Flood Management and Mitigation 495 Commission 2010 Appendix 9- Flood Hazard Assessment in the Mekong Delta Other Programme Component 2: Structural Measures and Flood Proofing Mekong River Commission, 2010, Appendix 10- Probabilistic Mekong River Computation Techniques, MRC Flood Management and Mitigation 496 Commission 2010 Appendix 10- Probabilistic Computation Techniques Other Programme Component 2: Structural Measures and Flood Proofing Mekong River Commission, 2010, Appendix 11- Flow Diversion to Tonle Mekong River Sap, MRC Flood Management and Mitigation Programme Component 2: 497 Commission 2010 Appendix 11- Flow Diversion to Tonle Sap Other Structural Measures and Flood Proofing Mekong River 498 Commission 2008 Fisheries research and development in the Mekong region Catch and Culture MRC. 2008. Fisheries research and development in the Mekong region. Mekong River MRC, 2011, Flood Situation Report, November 2011, MRC Technical 499 Commission 2011 Flood Situation Report, November 2011 MRC Technical Paper Paper No. 36, Mekong River Commission, 57 pp

Page 40 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference MRC, 2010, An assessment of environmental impacts of tourism in the Mekong River An assessment of environmental impacts of tourism in the Lower Lower Mekong Basin. MRC technical Paper No. 28 Mekong River 500 Commission 2010 Mekong Basin. MRC Technical Paper Commission, Vientiane. 68 pp MRC, 2010, Multi-functionality of Paddy Fields over the Lower Mekong Mekong River Basin, MRC Technical Paper No. 26, Mekong River Commission, 501 Commission 2010 Multi-functionality of Paddy Fields over the Lower Mekong Basin MRC Technical Paper Vientiane. 72 pp MRC, 2009, Adaptation to climate change in the countries of the Lower Mekong River Adaptation to climate change in the countries of the Lower Mekong Mekong Basin: regional synthesis report. MRC Technical Paper No. 24. 502 Commission 2009 Basin: regional synthesis report. MRC Technical Paper Mekong River Commission, Vientiane. 89 pp. Mekong River MRC, 2008, Flood situation report, August 2008. MRC Technical Paper No 503 Commission 2008 Flood situation report, August 2008. MRC Technical Paper 21, Mekong River Commission, Vientiane. 20 pp MRC, 2008, Biomonitoring of the lower Mekong River and selected Mekong River Biomonitoring of the lower Mekong River and selected tributaries, tributaries, 2004 – 2007, MRC Technical Paper No 20, Mekong River 504 Commission 2008 2004 – 2007. MRC Technical Paper Commission, Vientiane. 77 pp. ISSN: 1683-1489

Mekong River MRC, 2008, An assessment of water quality in the Lower Mekong Basin. 505 Commission 2008 An assessment of water quality in the Lower Mekong Basin MRC Technical Paper MRC Technical Paper No.19. Mekong River Commission, Vientiane. 70 pp

Mekong River MRC, 2007, Diagnostic study of water quality in the Lower Mekong Basin. 506 Commission 2007 Diagnostic study of water quality in the Lower Mekong Basin. MRC Technical Paper MRC Technical Paper No. 15, Mekong River Commission, Vientiane. 57pp Mekong River MRC, 2010, Fisheries Programme 2011-2015, Draft Programme 507 Commission 2010 Fisheries Programme 2011-2015, Draft Programme Document, Other Document, Mekong River Commission, Vientiane Mekong River MRC, 2009, Communication Strategy and Disclosure Policy, Mekong River 508 Commission 2009 Communication Strategy and Disclosure Policy. Other Commission, Vientiane Mekong River MRC, Guidelines on Implementation of the PNPCA 509 Commission Guidelines on Implementation of the PNPCA. Other MRC, 2011, Basin Development Plan Programme, Phase 2: Assessment of Basin-wide Development Scenarios, Main Report, Mekong River Mekong River Basin Development Plan Programme, Phase 2: Assessment of Basin- Commission, Vientiane, Lao PDR (also in Print version) 510 Commission 2011 wide Development Scenarios, Main Report. Other

Basin Development Plan Programme, Phase 2: Assessment of Basin- MRC, 2011, Basin Development Plan Programme, Phase 2: Assessment of wide Development Scenarios. Cumulative impact assessment of the Basin-wide Development Scenarios. Cumulative impact assessment of the Mekong River riparian countries’ water resources development plans, including riparian countries’ water resources development plans, including 511 Commission 2011 mainstream dams and diversions. Other mainstream dams and diversions. Vientiane: Mekong River Commission. MRC, 2009, Basin Development Plan Programme, Phase 2: Scoping and Basin Development Plan Programme, Phase 2: Scoping and Planning of the Assessment of Basin-wide Development Scenarios, Final Mekong River Planning of the Assessment of Basin-wide Development Scenarios, Technical Note, Mekong River Commission, Vientiane, Lao PDR 512 Commission 2009 Final Technical Note. Other

Page 41 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference MRC, 2009, Basin Development Plan Programme 2011-2015, Programme Mekong River Basin Development Plan Programme 2011-2015, Programme Document, Mekong River Commission, Vientiane, Lao PDR 513 Commission 2009 Document. Other Mekong River 514 Commission Strategic Plan, 2001-2005 Other MRC. Strategic Plan 2001-2005. Mekong River 515 Commission Strategic Plan, 2006-2010 Other MRC. Strategic Plan 2006-2010. Mekong River 516 Commission Strategic Plan, 2011-2015 Other MRC. Strategic Plan 2011-2015. Mekong River Climate Change Adaptation Initiative 2011-2015 Programme MRC, 2011, Climate Change Adaptation Initiative 2011-2015 Programme 517 Commission 2011 Document, Mekong River Commission. Other Document, Mekong River Commission, Mekong River MRC, 2010, Environment Programme 2011-2015, Mekong River 518 Commission 2010 Environment Programme 2011-2015, Mekong River Commission. Other Commission, MRC ISH, 2011, Knowledge Base on Benefit Sharing, Volume 1 of 5, Knowledge Base on Benefit Sharing, Volume 1 of 5, Summary and Summary and Guide to the Knowledge Base (KB) Compendium (version Mekong River Guide to the Knowledge Base (KB) Compendium (version 1), 1), Mekong River Commission Initiative for Sustainable Hydropower 519 Commission 2011 Mekong River Commission Initiative for Sustainable Hydropower Other Mekong River State of the Basin Report 2010. Mekong River Commission, MRC 2010. State of the Basin Report 2010. Mekong River Commission, 520 Commission 2010 Vientiane, Lao PDR Other Vientiane, Lao PDR Mekong River State of the Basin Report 2010 Summary. Mekong River MRC 2010. State of the Basin Report 2010 Summary. Mekong River 521 Commission 2010 Commission, Vientiane Other Commission, Vientiane MRC, 2009, Preliminary Design Guidance for Proposed Mainstream Dams Mekong River Preliminary Design Guidance for Proposed Mainstream Dams in the in the Lower Mekong Basin-Final Version, Mekong River Commission, 522 Commission 2009 Lower Mekong Basin-Final Version, Mekong River Commission. Other Mekong River MRC Strategic Environmental Assessment (SEA) of hydropower on ICEM, 2010, MRC Strategic Environmental Assessment (SEA) of 523 Commission 2010 the Mekong Mainstream, Hanoi, Viet Nam Other hydropower on the Mekong Mainstream, Hanoi, Viet Nam Stakeholder Participation and Communication Plan for Basin MRC, 2009, Stakeholder Participation and Communication Plan for Basin Development Planning in the Lower Mekong Basin, Mekong River Development Planning in the Lower Mekong Basin, Mekong River Mekong River Commission Basin Development Plan Programme Phase 2 (BDP2), Commission Basin Development Plan Programme Phase 2 (BDP2), 524 Commission 2009 Mekong River Commission Other Mekong River Commission MRC, 2011, Working Towards an IWRM-Based Basin Development Working Towards an IWRM-Based Basin Development Strategy for Strategy for the Lower Mekong Basin, Mekong River Commission Basin Mekong River the Lower Mekong Basin, Mekong River Commission Basin Development Plan Programme, Phase 2, Mekong River Commission 525 Commission 2011 Development Plan Programme, Phase 2, Mekong River Commission Other Hydropower INCEPTION REPORT, Identification of Ecologically MRC ISH, 2013, Hydropower INCEPTION REPORT, Identification of Mekong River Sensitive Sub-Basins for Sustainable Development of Hydropower Ecologically Sensitive Sub-Basins for Sustainable Development of 526 Commission 2013 on Tributaries Other Hydropower on Tributaries MRC, 2011, Technical Guidelines on Implementation of the Procedures Mekong River Technical Guidelines on Implementation of the Procedures for for Maintenance of Flows on the Mainstream-Draft Final, Mekong River 527 Commission 2011 Maintenance of Flows on the Mainstream-Draft Final Other Commission

Page 42 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference Mekong River MRC, 2001, MRC Hydropower development strategy, MRC water 528 Commission 2001 MRC hydropower development strategy Other resources and hydrology programme Mekong River Preliminary design guidance for proposed mainstream dams in the MRC, 2009, Preliminary design guidance for proposed mainstream dams 529 Commission 2009 lower mekong basin, Final version Other in the lower mekong basin, Final version Mekong River MRC, 2003, Procedures for Notification, Prior Consultation and 530 Commission 2003 Procedures for Notification, Prior Consultation and Agreement Other Agreement MRC, 2005, Integrated Basin Flow Management, IBFM Phase 2 Predictive Mekong River Integrated Basin Flow Management, IBFM Phase 2 Predictive Database, User Manual, Water Utilization Program/ Environment 531 Commission 2005 Database, User Manual Other Program Mekong River Water Utilization Programme (WUP) Start-up Project, Integrated MRC, 2004, Water Utilization Programme (WUP) Start-up Project, 532 Commission 2004 Basin Flow Management, Report No. 1 Other Integrated Basin Flow Management, Report No. 1 MRC, 2009, MRC’s Role in Agriculture and Agricultural Water Mekong River MRC’s Role in Agriculture and Agricultural Water Management: Management: Strategy Paper, Mekong River Commission, Vientiane 533 Commission 2009 Strategy Paper Other Initiative on Sustainable Hydropower (ISH) 2011-2015 Document MRC, 2010, Initiative on Sustainable Hydropower (ISH) 2011-2015 Mekong River Discussed at the first meeting of the ISH Regional Advisory Document Discussed at the first meeting of the ISH Regional Advisory 534 Commission 2010 Committee, Mekong River Commission. Other Committee, Mekong River Commission MRC, 2011, Integrated Water Resources Management-based Basin Mekong River Integrated Water Resources Management-based Basin Development Strategy 2011-2015, Mekong River Commission, Vientiane 535 Commission 2011 Development Strategy 2011-2015. Other Basin Development Plan Programme, Phase 2 Hydropower Sector MRC, 2009, Basin Development Plan Programmed, Phase 2 Hydropower Mekong River Review for the Joint Basin Planning Process, Mekong River Sector Review for the Joint Basin Planning Process, Mekong River 536 Commission 2009 Commission, Vientiane, Lao PDR. Other Commission, Vientiane, Lao PDR Mekong River Annex B- Strategic Plan Implementation Matrix, MRC Strategic Plan MRC, 2011, Annex B- Strategic Plan Implementation Matrix, MRC 537 Commission 2011 2011-2015 Other Strategic Plan 2011-2015 Mekong River MRC, 2010, Hydropower Modelling in IQQM software approach and 538 Commission 2010 Hydropower Modelling in IQQM software approach and results Other results

Mekong River Terms of reference for The Preparation of a technical report on MRC, 2012, Terms of reference for The Preparation of a technical report 539 Commission 2012 significant tributaries to the Mekong River System, Version 0.1 Other on significant tributaries to the Mekong River System, Version 0.1

Mekong River A Multivariate Approach to Defining 'Significance' in regard to the MRC, 2009, A Multivariate Approach to Defining 'Significance' in regard 540 Commission 2009 tributaries of the Mekong River System, Draft Scoping Report Other to the tributaries of the Mekong River System, Draft Scoping Report Mekong River Annex I- Work Packages for the Council study Thematic and Mekong River Commission, 2014, Annex I- Work Packages for the Council 541 Commission 2014 Discipline Teams Other study Thematic and Discipline Teams Mekong River Mekong River Commission, 2014, Annex II- Terms of Reference for 542 Commission 2014 Annex II- Terms of Reference for Consultants Other Consultants Mekong River Mekong River Commission, 2014, Annex III- Report of the 1st Planning 543 Commission 2014 Annex III- Report of the 1st Planning Meeting for the Council Study Other Meeting for the Council Study Mekong River Annex IV- Deliverables- List of Main Thematic, Supporting and Mekong River Commission, 2014, Annex IV- Deliverables- List of Main 544 Commission 2014 Technical Reports Other Thematic, Supporting and Technical Reports

Page 43 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference Mekong River Mekong River Commission, 2014, Annex V- The Council Study Terms of 545 Commission 2014 Annex V- The Council Study Terms of Reference Other Reference Mekong River Annex VI- External References of Primary Relevance Sorted by Mekong River Commission, 2014, Annex VI- External References of 546 Commission 2014 Thematic Areas Other Primary Relevance Sorted by Thematic Areas Council Study- Inception Report, Study on the Sustainable Mekong River Commission, 2014, Council Study- Inception Report, Study Management and Development of the Mekong River, Including on the Sustainable Management and Development of the Mekong River, Mekong River impacts of Mainstream Hydropower Projects, Draft Final on 7 July Including impacts of Mainstream Hydropower Projects, Draft Final on 7 547 Commission 2014 2014 Other July 2014

Council Study- Inception Report, Study on the Sustainable Mekong River Commission, 2014, Council Study- Inception Report, Study Management and Development of the Mekong River, Including on the Sustainable Management and Development of the Mekong River, Mekong River impacts of Mainstream Hydropower Projects, Draft (Redacted Including impacts of Mainstream Hydropower Projects, Draft (Redacted 548 Commission 2014 Version for Council Study Web site Publication) 27 October 2014 Other Version for Council Study Web site Publication) 27 October 2014 Mekong River 549 Commission 2015 Council Study, Day 2 Recap powerpoint presentation Mekong River Commission, 2015, Council Study, Day 2 Recap Mekong River 550 Commission 2015 Council Study, Day 1 Recap powerpoint presentation Mekong River Commission, 2015, Council Study, Day 1 Recap Mekong River Integrated Basin Flow Management, Report No. 6, Technical Mekong River Commission, 2005, Integrated Basin Flow Management, 551 Commission 2005 Workshop and Field Visit IBFM Report Report No. 6, Technical Workshop and Field Visit

Mekong River Mekong River Commission, 2004, Integrated Basin Flow Management, 552 Commission 2004 Integrated Basin Flow Management, Report No. 3 - Revision 2 IBFM Report Report No. 3- revision 2 , Water Utilization Program, Start-up Project Mekong River Commission, 2006, Integrated Basin Flow Management, Mekong River Integrated Basin Flow Management, Report No. 8 - Flow-Regime Report No. 8- Flow- Regime Assessment , Water Utilization Program, 553 Commission 2006 Assessment IBFM Report Start-up Project

Mekong River Mekong River Commission, 2006, Integrated Basin Flow Management, 554 Commission 2004 Integrated Basin Flow Management, Report No. 4 - Revision 2 IBFM Report Report No. 4-Revision 2 , Water Utilization Program, Start-up Project Mekong River Commission, 2005, Integrated Basin Flow Management, Mekong River Integrated Basin Flow Management, Report No. 5, Phase 2 Report No. 5, Phase 2, Preparation report, Water Utilization Program, 555 Commission 2005 Preparation Report IBFM Report Start-up Project

Mekong River Water Utilization Programme (WUP) Start-up Project (GEF- MRC, 2008, Water Utilization Programme (WUP) Start-up Project (GEF- 556 Commission 2008 TF23406) Implementation Completion Report IBFM Report TF23406) Implementation Completion Report, Mekong River Commission Mekong River Annex 1a of the Prior Consultation Project Review Report- Prior Mekong River Commission, Annex 1a of the Prior Consultation Project 557 Commission Consultation Road map Annex Review Report- Prior Consultation Road map Mekong River Commission ,2010, Annex 1C of the Prior Consultation Mekong River Annex 1C of the Prior Consultation Project Review Report- Project Review Report- International, regional and MRC Secretariat 558 Commission 2010 International, regional and MRC Secretariat Experts Annex Experts Mekong River Annex 4 of the Prior Consultation Project Review Report- Fisheries Mekong River Commission, Annex 4 of the Prior Consultation Project 559 Commission Expert Group Report Annex Review Report- Fisheries Expert Group Report

Page 44 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference Mekong River Annex 5 of the Prior Consultation Project Review Report- Safety of Mekong River Commission ,2010, Annex 5 of the Prior Consultation 560 Commission 2010 Dams Annex Project Review Report- Safety of Dams Mekong River Commission ,2011, Integrated Water Resources Mekong River Integrated Water Resources Management- based Basin Management- based Basin Development Strategy for the Lower Mekong 561 Commission 2011 Development Strategy for the Lower Mekong Basin Other Basin Mekong River Mekong River Commission Secretariat, 2011, PNPCA_ Proposed Xayaburi Commission PNPCA_ Proposed Xayaburi Dam Project,Mekong River, PRIOR Dam Project,Mekong River, PRIOR CONSULTATION PROJECT REVIEW 562 Secretariat 2011 CONSULTATION PROJECT REVIEW REPORT Other REPORT MRC, 2014, Benefit sharing options for hydropower on Mekong Mekong River Regional Synthesis Paper Draft Executive summary-Benefit Sharing tributaries evaluated and reported by 2014, Main Paper – Draft Final Commission Options for Hydropower on Mekong Tributaries evaluated and Annex, Regional Synthesis Paper, Activity ISH13, Mekong River 563 Secretariat 2014 reported by 2014 Other Commission Secretariat Mekong River PNPCA, Prior Consultation Project Review Report, Volume 2, Mekong River Commission Secretariat, 2011, PNPCA, Prior Consultation Commission Stakeholder Consultations related to the proposed Xayaburi dam Project Review Report, Volume 2, Stakeholder Consultations related to 564 Secretariat 2011 project PNPCA report the proposed Xayaburi dam project Mekong River Regional Synthesis Draft Paper, Activity ISH13, Benefit Sharing MRC ISH, 2014, Regional Synthesis Draft Paper, Activity ISH13, Benefit Commission Options for Hydropower on Mekong Tributaries evaluated and Sharing Options for Hydropower on Mekong Tributaries evaluated and 565 Secretariat 2014 reported by 2014, Main Paper- Draft Final Other reported by 2014, Main Paper- Draft Final

Mekong River Final Report, The Flood Management and Mitigation Programme, Mekong River Commission Secretariat , 2010, Final Report, The Flood Commission Component 2: Structural Measures and Flood Proofing in the Lower Management and Mitigation Programme, Component 2: Structural 566 Secretariat 2010 Mekong Basin Other Measures and Flood Proofing in the Lower Mekong Basin

Hydrological and Flood Hazards in the Lower Mekong Basin, The Mekong River Commission Secretariat, 2010, Hydrological and Flood Mekong River flood Management and Mitigation Programme, Component 2: Hazards in the Lower Mekong Basin, The flood Management and Commission Structural Measures & Flood Proofing in the Lower Mekong Basin, Mitigation Programme, Component 2: Structural Measures & Flood 567 Secretariat 2010 Draft Final Report, Volume 2B Other Proofing in the Lower Mekong Basin, Draft Final Report, Volume 2B

Draft Concept Note on the Follow-Up of the MRC Council Meeting Mekong River Commission Secretariat, 2013, Draft Concept Note on the Mekong River decision of 8 December 2011 to Conduct a Study on Sustainable Follow-Up of the MRC Council Meeting decision of 8 December 2011 to Commission Management and Development of the Mekong River including Conduct a Study on Sustainable Management and Development of the 568 Secretariat 2013 Impacts by Mainstream Hydropower Projects Other Mekong River including Impacts by Mainstream Hydropower Projects Mekong River MRC ISH, Improved Environmental and Socio-Economic Baseline Mekong River Commission Secretariat, 2013, MRC ISH, Improved Commission Information for Hydropower Planning, ISH11 Phase 2 Report: Environmental and Socio-Economic Baseline Information for Hydropower 569 Secretariat 2013 Fisheries Annex Other Planning, ISH11 Phase 2 Report: Fisheries Annex Mekong River Commission Secretariat, 2013, MRC ISH, Improved MRC ISH, Improved Environmental and Socio-Economic Baseline Environmental and Socio-Economic Baseline Information for Hydropower Mekong River Information for Hydropower Planning, ISH11 Phase 2 Report: Main Planning, ISH11 Phase 2 Report: Main Report, Internal Draft2- for MRC Commission Report, Internal Draft2- for MRC PROGRAMMES review ahead of PROGRAMMES review ahead of preparing the External Draft for Member 570 Secretariat 2013 preparing the External Draft for Member Countries Other Countries

Page 45 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference Mekong River MRC ISH, Improved Environmental and Socio-Economic Baseline Mekong River Commission Secretariat, 2013, MRC ISH, Improved Commission Information for Hydropower Planning, ISH11 Phase 2 Report, Environmental and Socio-Economic Baseline Information for Hydropower 571 Secretariat 2013 Volume 2: Annexes Other Planning, ISH11 Phase 2 Report, Volume 2: Annexes

Mekong River MRC ISH, Improved Environmental and Socio-Economic Baseline Mekong River Commission Secretariat, 2013, MRC ISH, Improved Commission Information for Hydropower Planning, ISH11 Phase 2 Report: Environmental and Socio-Economic Baseline Information for Hydropower 572 Secretariat 2013 Sediment & Geomorphology Annex Other Planning, ISH11 Phase 2 Report: Sediment & Geomorphology Annex

Mekong River MRC ISH, Improved Environmental and Socio-Economic Baseline Mekong River Commission Secretariat, 2013, MRC ISH, Improved Commission Information for Hydropower Planning, ISH11 Phase 2 Report: Environmental and Socio-Economic Baseline Information for Hydropower 573 Secretariat 2013 Aquatic Ecology Annex Other Planning, ISH11 Phase 2 Report: Aquatic Ecology Annex Mekong River Regional Synthesis Paper, Activity ISH13, Benefit Sharing Options Mekong River Commission Secretariat, 2013, Regional Synthesis Paper, Commission for Hydropower on Mekong Tributaries evaluated by 2013, Draft Activity ISH13, Benefit Sharing Options for Hydropower on Mekong 574 Secretariat 2013 Executive Summary Other Tributaries evaluated by 2013, Draft Executive Summary Mekong River Mekong River Commission, 2011, Annex 1B- Statement by the Lao Commission Annex 1B- Statement by the Lao delegation to the Third Joint delegation to the Third Joint Committee Working Group Meeting on 575 Secretariat 2011 Committee Working Group Meeting on PNPCA Annex PNPCA Mekong River Commission Annex 2 of the Prior Consultation Project Review Report- Mekong River Commission, Annex 2 of the Prior Consultation Project 576 Secretariat References and Documents Annex Review Report- References and Documents Private equity, Public affair-Hydropower financing in the Mekong Vincent Merme,Rhodante Ahlers,Joyeeta Gupta, 2013, Private equity, 577 Merme, V. 2013 Basin Other Public affair-Hydropower financing in the Mekong Basin Water Utilisation Program-Start-up Project,Integrated Basin Flow Metzger & Podger, 2004, Water Utilisation Program-Start-up 578 Metzger, J. 2004 Management, Report No. 2 Other Project,Integrated Basin Flow Management, Report No. 2 Meybeck, M. et al., 2013, Global hydrobelts and hydroregions: improved Global hydrobelts and hydroregions: improved reporting scale for reporting scale for water-related issues?, Hydrol. Earth Syst. Sci., 17, 579 Meybeck, M. 2013 water-related issues? Other 1093–1111 Ecological significance paper V1 Mekong River Commission, Meynell PJ 2012 Ecological significance paper V1 Mekong River 580 Meynell, P.J. 2012 Vientiane, Lao PDR Other Commission, Vientiane, Lao PDR Ecological significance V2 Mekong River Commission, Vientiane, Lao Meynell PJ 2012 Ecological significance V2 Mekong River Commission, 581 Meynell, P.J. 2012 PDR Other Vientiane, Lao PDR

Meynell, P.J., TA 7764-REG: Ensuring Sustainability of GMS Regional TA 7764-REG: Ensuring Ensuring Sustainability Sustainability Power Development, Introduction to the Strategic Environmental 582 Meynell, P.J. of GMS Regional Power Development Other Assessment, Prepared for the Middleton, C., 2007, The ADB/WB/MRC ‘Mekong Water Resources Assistance Strategy’: Justifying large water infrastructure with trans The ADB/WB/MRC ‘Mekong Water Resources Assistance Strategy’: boundary impacts, Southeast Asia Campaigns, International Rivers 583 Middleton, C. 2007 Justifying large water infrastructure with trans boundary impacts Other Network Working Paper Series, Working Paper No. 7, Civil Society and Miller & Hirsh, 2003, Working Paper Series, Working Paper No. 7, Civil 584 Miller, F. 2003 Internationalized River Basin Management Other Society and Internationalized River Basin Management

Page 46 Data_inventory_annex.xlsx

No. First author Year Title Journal Full Reference Environmental Governance: A Mekong Delta Case Study with Minh, L.Q., Environmental Governance: A Mekong Delta Case Study with 585 Minh, L.Q. Downstream Perspectives Other Downstream Perspectives Ministry of Agriculture, Forestry and Fisheries FISHERIES DEVELOPMENT ACTION PLAN 2005-2008, Version 3: 2004, Department of Ministry of Agriculture, Forestry and Fisheries Department of Fisheries, 586 Fisheries 2004 Fisheries Development Action Plan 2005-2008 Other Kingdom of Cambodia, Nation Religion King

Ministry of Energy 587 , Thailand 2010 Power Development Plan Other Ministry of Energy , Thailand, 2010, Power Development Plan

Ministry of natural resources and environment Ministry of natural resources and environment project management unit, project Project Study of the Impacts of Mainstream Hydropower on the 2012, Project Study of the Impacts of Mainstream Hydropower on the 588 management unit 2012 Mekong River, Chapter 1, Background Other Mekong River, Chapter 1, Background Naho Mirumachi, Jacopo Torriti, 2012, The use of public participation The use of public participation and economic appraisal for public and economic appraisal for public involvement in large scale hydropower involvement in large scale hydropower projects-case study of the projects-case study of the Nam Theun 2 Hydropower Project, Energy 589 Mirumachi N. 2012 Nam Theun 2 Hydropower Project Energy Policy Journal Policy 47 (2012) 125–132 Mitamura et al, 2007, Vertical Movements of a Mekong Giant Catfish( Vertical Movements of a Mekong Giant Catfish( Pangasianodon Pangasianodon gigas) in Mae Peum Reservoir, Northern Thailand, gigas) in Mae Peum Reservoir, Northern Thailand, Monitored by a Monitored by a Multi-Sensor Micro Data Logger, ZOOLOGICAL SCIENCE 590 Mitamura, H. 2007 Multi-Sensor Micro Data Logger Zoological Science 24: 643–647 (2007)

Horizontal and vertical movement of Mekong giant catfish Mitamura, H. et al. 2008. Horizontal and vertical movement of Mekong Pangasianodon gigas measured using acoustic telemetry in Mae giant catfish Pangasianodon gigas measured using acoustic telemetry in 591 Mitamura, H. 2008 Peum Reservoir, Thailand Fisheries Science Mae Peum Reservoir, Thailand. Fisheries Science 74: 787-795. Irrigation and Water policies in the Mekong Region Current Molle, F., Irrigation and Water policies in the Mekong Region Current 592 Molle, F. Discourses and Practices Research Report 95 Discourses and Practices Monyake and Lillehammer, 2011, Lesotho Highlands Water Project – Lesotho Highlands Water Project – Case Study Report: Benefit Case Study Report- Benefit Sharing and Hydropower- Enhancing Sharing and Hydropower- Enhancing Development Benefits of Development Benefits of Hydropower Investments Through an 593 Monyake, V.T. 2011 Hydropower Investments Through an Operational Framework. Other Operational Framework. World Bank Risako Morimoto, 2013, Incorporating socio-environmental Incorporating socio-environmental considerations into project considerations into project assessment models using multi criteria assessment models using multi criteria analysis- A case study of Sri analysis- A case study of Sri Lankan hydropower projects, Energy Policy 594 Morimoto R. 2013 Lankan hydropower projects Energy Policy Journal 59 (2013) 643–653

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paper presented at the Morris, 2015, Management alternatives to combat reservoir International Workshop on sedimentation, paper presented at the International Workshop on 595 Morris, G.L. 2015 Management alternatives to combat reservoir sedimentation Sediment Bypass Tunnels Sediment Bypass Tunnels, April 27 – 29, Zurich, Switzerland Morris & Fan, 1998, Reservoir sedimentation handbook, New York- 596 Morris, G.L. 1998 Reservoir sedimentation handbook Other MCGraw-Hill Book Co Moser et al, 2000, Improving passage efficiency of adult American shad Improving Passage Efficiency of Adult American Shad at Low- North American Journal of at low-elevation dams with navigation locks. N. Am. J. Fish. Manag. 20(2): 597 Moser, M.L. 2000 Elevation Dams with Navigation Locks Fisheries Management pp 376–385. MRC, 2015, Discussion note on MRC Ecosystem and Ecosystem services Discussion note on MRC Ecosystem and Ecosystem services assessment activities, for the Technical forum on the MRC 598 MRC 2015 assessment activities Other Decentralisation Process MRC, 2015, Minutes of meeting, Regional technical forum, 'MRC Minutes of meeting, Regional technical forum, 'MRC Ecosystem and Ecosystem and Ecosystem Services Assessment' Environment division, 599 MRC 2015 Ecosystem Services Assessment' Environment division Other Don Chan hotel, Vientiane, Lao PDR, 18th August 2015 Mekong Development Series MRC, 2007, An Introduction to the Mekong Fisheries of Thailand, 600 MRC 2007 An Introduction to the Mekong Fisheries of Thailand No. 5 Mekong Development Series No. 5, Mekong River Commission.

601 MRC 2008 The Mekong River Report Card on Water Quality 2000 – 2006. Other MRC, 2008, The Mekong River Report Card on Water Quality 2000 – 2006 MRC Council, 2014, Council Study: Inception Report, Study on the Council Study: Inception Report, Study on the Sustainable Sustainable Management and Development of the Mekong River, Management and Development of the Mekong River, Including Including impacts of Mainstream Hydropower Projects, Draft Final,27 602 MRC Council 2014 impacts of Mainstream Hydropower Projects, Draft Final Inception report october 2014 Mekong River Commission Council, 2013, Regional Scoping Workshop on Regional Scoping Workshop on Gender and Sustainable Gender and Sustainable Hydropower, Workshop report, 20-21 June 2013 603 MRC Council 2013 Hydropower Workshop report in Bangkok, Thailand

RSAT Rapid Basin- wide Hydropower Sustainability Assessment MRC ADB & WWF Joint Initiative, 2013, RSAT Rapid Basin wide 604 MRC, ADB, WWF 2013 Tool, Summary Other Hydropower Sustainability Assessment Tool, Summary 2013 edition RSAT Rapid Basin- wide Hydropower Sustainability Assessment MRC ADB & WWF Joint Initiative, 2013, RSAT Rapid Basin wide 605 MRC, ADB, WWF 2013 Tool, Final Draft Other Hydropower Sustainability Assessment Tool, Final Draft The 1st Meeting of Climate Change Adaptation Demonstration MRC CCAI, 2011, The 1st Meeting of Climate Change Adaptation Projects Demonstration Projects in the Lower Mekong Basin sharing lessons and in the Lower Mekong Basin sharing lessons and experiences experiences 606 MRC, CCAI 2011 Rex Hotel, Ho Chi Minh City, Viet Nam Other Rex Hotel, Ho Chi Minh City, Viet Nam

DEVELOPMENT OF GUIDELINES ON THE MULTI-PURPOSE MRC ISH, 2013, DEVELOPMENT OF GUIDELINES ON THE MULTI-PURPOSE EVALUATION OF HYDROPOWER PROJECTS INCEPTION REPORT- EVALUATION OF HYDROPOWER PROJECTS INCEPTION REPORT-DRAFT 607 MRC, ISH 2013 DRAFT FINAL Other FINAL, MRC Initiative on Sustainable Hydropower (ISH)

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No. First author Year Title Journal Full Reference Improved Environmental and Socio-Economic Baseline Information MRC ISH, 2015, Improved Environmental and Socio-Economic Baseline for Hydropower Planning ISH 11 Phase 2 Report, Volume 1: Main Information for Hydropower Planning ISH 11 Phase 2 Report, Volume 1: 608 MRC, ISH 2015 Report Other Main Report Guidelines for the evaluation of Hydropower and Multi-purpose MRC ISH, 2015, Guidelines for the evaluation of Hydropower and Multi- 609 MRC, ISH 2015 Project Portfolios, Final Other purpose Project Portfolios, Final

Guidelines for the evaluation of Hydropower and Multi-purpose MRC ISH, 2015, Guidelines for the evaluation of Hydropower and Multi- 610 MRC, ISH 2015 Project Portfolios, Annex 1, Economics Practice Guide Other purpose Project Portfolios, Annex 1, Economics Practice Guide Guidelines for the evaluation of Hydropower and Multi-purpose MRC ISH, 2015, Guidelines for the evaluation of Hydropower and Multi- Project Portfolios, Annex 2, Guidance on Non-Monetized social and purpose Project Portfolios, Annex 2, Guidance on Non- Monetized social 611 MRC, ISH 2015 environmental indicators Other and environmental indicators Guidelines for the evaluation of Hydropower and Multi-purpose MRC ISH, 2015, Guidelines for the evaluation of Hydropower and Multi- Project Portfolios, Annex 3, Hydropower Planning Support Tool, purpose Project Portfolios, Annex 3, Hydropower Planning Support Tool, 612 MRC, ISH 2015 User Manual Other User Manual Final Report, ISH01 PILOT TESTING IN THE SRE POK SUB-BASIN on MRC ISH, 2015, Final Report, ISH01 PILOT TESTING IN THE SRE POK SUB- the Identification of Ecologically Sensitive Sub-Basins for BASIN on the Identification of Ecologically Sensitive Sub-Basins for 613 MRC, ISH 2015 Sustainable Development of Hydropower on Tributaries Other Sustainable Development of Hydropower on Tributaries Muir 2010 Tributary Significance Study – HYDROPOWER Mekong River 614 MRC, ISH 2010 Tributary Significance Study – HYDROPOWER Other Commission, Vientiane, Lao PDR Muir et al, 2006, Post-hydropower system delayed mortality of Post-Hydropower System Delayed Mortality of Transported Snake Transactions of the American transported Snake River stream-type Chinook salmon- unraveling the 615 Muir, W.D. 2006 River Stream-type Chinook Salmon- Unraveling the Mystery Fisheries Society mystery. Trans. Am. Fish. Soc. 135: pp 1523-1534

Improving connectivity between freshwater and marine Muir & Williams, 2012, Improving connectivity between freshwater and environments for salmon migrating through the lower Snake and marine environments for salmon migrating through the lower Snake and 616 Muir, W.D. 2010 Columbia River hydropower system Ecological Engineering Columbia River hydropower system. Ecological Envineering 48: pp 19-24.

Fish stranding in freshwater systems: Sources, consequences and Elsevier & Journal of Nagrodski, A. et al, 2012, Fish stranding in freshwater systems: Sources, 617 Nagrodski, A. 2012 mitigation Environmental management consequences and mitigation National Consulting Company National Consulting Company Vientiane, Lao PDR, 2013, Don Sahong Vientiane, Lao Don Sahong Hydropower Project, Lao PDR (DSHPP), Environmental Hydropower Project, Lao PDR (DSHPP), Environmental Management and 618 PDR 2013 Management and Monitoring Plan final Other Monitoring Plan final, Prepared for Mega First Corporation Berhad National Consulting Company National Consulting Company Vientiane, Lao PDR, 2013, Don Sahong Vientiane, Lao Don Sahong Hydropower Project, Lao PDR , Environmental Impact Hydropower Project, Lao PDR , Environmental Impact Assessment, Final, 619 PDR 2013 Assessment Other Prepared for Mega First Corporation Berhad

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No. First author Year Title Journal Full Reference National Consulting National Consulting Company Vientiane, Lao PDR, 2013, Don Sahong Company Hydropower Project, Lao PDR , ENVIRONMENTAL & SOCIAL STUDIES Vientiane, Lao DON SAHONG HYDROPOWER PROJECT, LAO PDR, ENVIRONMENTAL ,CUMULATIVE IMPACT ASSESSMENT, Final, Prepared for Mega First 620 PDR 2013 & SOCIAL STUDIES, CUMULATIVE IMPACT ASSESSMENT FINAL Other Corporation Berhad National Hydroelectric Power Corporation ( A Govt. Of India National Hydroelectric Power Corporation ( A Govt. Of India Enterprise), 621 Enterprise) Presentation on Sedimentation in Reservoirs- Case studies Other Presentation on Sedimentation in Reservoirs- Case studies Naughton et al, 2005, Late-season mortality during migration of radio- Late-season mortality during migration of radio-tagged adult tagged adult Sockeye salmon (Onchorhynchus nerka) in the Columbia 622 Naughton, G.P. 2005 Sockeye salmon (Onchorhynchus nerka) in the Columbia River Can. J. Fish. Aquat. Sci. River. Can. J. Fish. Aquat. Sci. 62: pp 30–47 Economic Assessment of small scale inland fisheries and wetland Navy H. & Bhattarai, M.,2006, Economic Assessment of Small Scale Inland 623 Navy H. 2006 livelihoods in Cambodia Other Fisheries and wetland livelihoods in Cambodia Socio-economics and Livelihoods of Small-scale Fishing: A case Navy & Bhattarai, Socio-economics and Livelihoods of Small-scale Fishing: 624 Navy, H. study in Strung Treng province in Cambodia Other A case study in Strung Treng province in Cambodia Navy & Bun, An Economic Analysis of Fish Production in the Dai Fisheries in Phnom Penh and Kandal Province, Cambodia, Fishery Officer, An Economic Analysis of Fish Production in the Dai Fisheries in Department of Fisheries, and Counterpart of the MRC/DoF/Danida 625 Navy, H. Phnom Penh and Kandal Province, Cambodia Other Fisheries Project in Cambodia JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION Newcombe, 2003, Impact Assessment model for clear water fishes IMPACT ASSESSMENT MODEL FOR CLEAR WATER FISHES JUNE AMERICAN WATER exposed to excessively cloudy water, Journal of the American Water 626 Newcombe, C.P. 2003 EXPOSED TO EXCESSIVELY CLOUDY WATER1 RESOURCES ASSOCIATION Resources Association 39 (3): 529-544. Nguyen and Savenije, 2006, Salt intrusion in multi-channel estuaries- a Salt intrusion in multi-channel estuaries- a case study in the Hydrology and Earth System case study in the Mekong Delta, Vietnam, Hydrol. Earth Syst. Sci., 10, 743- 627 Nguyen, A.D. 2006 Mekong Delta, Vietnam Sciences 754 Chapter 4: Water Use and Competition in the Mekong Delta, Nhan et al, chapter 4: Water Use and Competition in the Mekong Delta, 628 Nhan, D.K. Vietnam Other Vietnam Fish Passage at Lower Sesan 2 Dam- Design Principles, Preliminary NHI, Natural Heritage Institute, Fish Passage at Lower Sesan 2 Dam- 629 NHI Criteria and Concepts Powerpoint Presentation Design Principles, Preliminary Criteria and Concepts Rebuttal to Hydro Power Lower Sesan 2 Company’s Response to NHI, 2016, Rebuttal to Hydro Power Lower Sesan 2 Company’s Response 630 NHI 2016 NHI Critique of its Fishpass Proposal Other to NHI Critique of its Fishpass Proposal

A climate resilient Mekong, Maintaining the flows that nourish life , NHI, A climate resilient Mekong, Maintaining the flows that nourish life , 631 NHI Sambor Hydropower Dam Alternative Joint Investigation powerpoint presentation Sambor Hydropower Dam Alternative Joint Investigation

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NN3 Power NN3 Power Company , 2011, Lao: Greater Mekong Subregion Nam Ngum 634 Company 2011 LAO: Greater Mekong Subregion Nam Ngum 3 Hydropower Project EIA 3 Hydropower Project, Final Environmental Impact Assessment

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Peterson, E., 2003, Valuing environmental water demands in the Mekong 648 Peterson, E. 2003 Valuing environmental water demands in the Mekong River Basin Other River Basin, Paper prepared for the Australian National University Biodiversity management programme for the Nam Ngiep 1 hydro Phetnavongxay et al, 2016, Biodiversity management programme for the 649 Phetnavongxay, V. 2016 project Other Nam Ngiep 1 hydro project Phillips, M. J. 2002. Fresh water aquaculture in the Lower Mekong Basin. MRC Technical Paper No. 7, Mekong River Commission, Phnom Penh. 62 650 Phillips, M. J 2002 Fresh water aquaculture in the Lower Mekong Basin. MRC Technical Paper pp. ISSN: 1683-1489 Phittayaphone S, 2003, Classification and inventory of wetland/ aquatic 651 Phittayaphone, S. 2003 Classification and inventory of wetland/ aquatic ecosystem Lao PDR Consultancy Report ecosystem Lao PDR. MRCS consultancy report Technical Workshop on Xayaburi HPP, Requisites for Concession Agreement: Phomsoupha, 2015, Technical Workshop on Xayaburi HPP, Requisites for 652 Phomsoupha, X. 2015 Requirements of MRC-1995 Agreement Other Concession Agreement: Requirements of MRC-1995 Agreement Phonekeo, D., 2015, Lao PDR Power Policy and Development Program, 653 Phonekeo, D. 2015 Lao PDR Power Policy and Development Program Other Open Forum on Xayaburi Phonekeo, 2016, The Rapid Sustainability Assessment tool for basin-wide 654 Phonekeo, V. 2016 The Rapid Sustainability Assessment tool for basin-wide planning Other planning DON SAHONG HYDROPOWER PROJECT (DSHPP), ANNEX C to the PhoneKhampheng, O., 2013, DON SAHONG HYDROPOWER PROJECT 2013 EIA, REPORT ON FISHERIES STUDY IN HOU SAHONG, HOU (DSHPP), ANNEX C to the 2013 EIA, REPORT ON FISHERIES STUDY IN HOU PhoneKhampheng SADAM AND HOU XANG SAHONG, HOU SADAM AND HOU XANG PHEUAK (Fisheries Report 2010), 655 , O. 2013 PHEUAK (Fisheries Report 2010) Other Prepared for MEGAFIRST CORPORATION BERHAD

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Update on Medium-term Flood Forecasting and Warning Verwey & Heynert, 2007, Update on Medium-term Flood Forecasting and 797 Verwey, A. 2007 Functionalities and Applications of the Delft-FEWS System Other Warning Functionalities and Applications of the Delft-FEWS System Vibolrith, C., Case Study of Fishing lot No 3 in Siem Reap Province, 798 Vibolrith, C. Case Study of Fishing lot No 3 in Siem Reap Province, Cambodia Other Cambodia

Vietnam Mekong VNMCS, 2013, Benefit sharing options for hydropower on Mekong River Commission National Discussion Paper, Benefit sharing options for hydropower Tributaries evaluated by 2013, National Discussion Paper, Activity ISH13, 799 Secretariat 2013 on Mekong Tributaries evaluated by 2013 National Discussion Paper Vietnam Mekong River Commission Secretariat (VNMCS) Sinthavong VIRAVONG, Sommano PHOUNSAVATH, Chanthone PHOTITAY, PUTREA Solyda, CHAN Sokheng, J. KOLDING, J. VALBO JØRGENSEN and Kaviphone PHOUTAVONG. (2006). Hydroacoustic surveys of deep pools in Southern Lao PDR and Northern Cambodia. MRC Hydroacoustic surveys of deep pools in Southern Lao PDR and Technical Paper No.11, Mekong River Commission, Vientiane. 76 pp. 800 Viravong, S 2006 Northern Cambodia. MRC Technical Paper ISSN: 1683-1489

Preliminary arrangements for fisheries management- fish catch Visser et al, 2016, Preliminary arrangements for fisheries management- 801 Visser, T.A.M. 2016 monitoring survey design and implementation Other fish catch monitoring survey design and implementation Significant Tributaries to the Mekong River System, Draft Vogel et al, 2013, Significant Tributaries to the Mekong River System, 802 Vogel, B. 2013 Synthesised study Other Draft Synthesised study

Chanda VONGSOMBATH, PHAM Anh Duc, NGUYEN Thi Mai Linh, Tatporn KUNPRADID, Supatra Parnrong DAVISON, Yuwadee PEERAPORNPISAL, SOK Khom, MENG Monyrak (2009) Report on the 2007 biomonitoring Report on the 2007 biomonitoring survey of the lower Mekong survey of the lower Mekong River and selected tributaries, MRC 803 Vongsombath, C 2009 River and selected tributaries. MRC Technical Paper Technical Paper No 23. Mekong River Commission, Vientiane. 75 pp VONGSOMBATH, C., PHAM, A.D., NGUYEN, T.M.L., KUNPRADID, T., DAVISON, S.P., PEERAPORNPISAL, Y., SOK, K., MENG, M. (2009) Report on the 2006 biomonitoring survey of the lower Mekong River and selected Report on the 2006 biomonitoring survey of the lower Mekong tributaries, MRC Technical Paper No. 22. Mekong River Commission, 804 Vongsombath, C 2009 River and selected tributaries. MRC Technical Paper Vientiane. 124 pp Vorosmarty et al, 2010.Global threats to human water security and river 805 Vorosmarty, C.J. 2010 Global threats to human water security and river biodiversity Other biodiversity. Nature 467,555–561.

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AMBIO- A journal of the Walling, D. E., 2008, The Changing Sediment Load of the Mekong River, 808 Walling, D. E. 2008 The Changing Sediment Load of the Mekong River Human Environment Ambio, Vol. 37, No. 3, Mekong at the Crossroads, pp. 150-157

An assessment of sediment reuse for sediment Lakes & Reservoirs: Research Walter, K. et al, 2012, An assessment of sediment reuse for sediment 809 Walter, K. 2012 management of Gallito Ciego Reservoir, Peru and Management management of Gallito Ciego reservoir, Peru Wang, J.J. et al , 2011, Sediment Load estimates and variations in the Lower Mekong River, RIVER RESEARCH AND APPLICATIONS, River. Res. 810 Wang J.J. 2011 Sediment Load estimates and variations in the Lower Mekong River River. Res. Applic Applic. 27: 33–46 (2011) Pu wang, James P. Lassoie, Shikui Dong, Stephen J. Morreale, 2013, A framework for social impact analysis of large dams- A case study of A framework for social impact analysis of large dams- A case study Journal of Environmental cascading dams on the Upper Mekong River,China, Journal of 811 Wang P. 2013 of cascading dams on the Upper Mekong River,China Management Environmental Management 117 (2013) 131e140

Pu Wang, Steven A. Wolf, James P. Lassoie, Shikui Dong, Compensation Compensation Policy for Displacement caused by dam construction Policy for Displacement caused by dam construction in China- An 812 Wang P. 2013 in China- An institutional analysis Geoforum institutional analysis, Geoforum 48 (2013) 1–9 Jiang- Jiang Wang, You- Yin Jing , Chun Fa Zhang, Jun- Hong Zhao, 2009, Review on multicriteria decision analysis aid in sustainable energy Renewable and Sustainable Review on multicriteria decision analysis aid in sustainable energy 813 Wang, J.J. 2009 decision making Energy Reviews decision making Ward & Stanford,1983, The Serial Discontinuity concept of Lotic 814 Ward, J.V. 1983 The Serial Discontinuity concept of Lotic Ecosystems Book Chapter Ecosystems Ward, 1989, The four-dimensional nature of lothic ecosystems, Jr. N. Am. 815 Ward, J.V. 1989 The four-dimensional nature of lotic ecosystems Other Bentho. Soc, 8. pp 2-8. Water Engineering and Management , Water Engineering and Management , Asian Institute of Technology, Asian Institute of Physical Hydraulic Model Study of Xayaburi Hydroelectric Power 2013, Physical Hydraulic Model Study of Xayaburi Hydroelectric Power 816 Technology 2013 Project Lao PDR, Final Report Other Project Lao PDR, Final Report WB/ADB, 2006, FUTURE DIRECTIONS FOR WATER RESOURCES FUTURE DIRECTIONS FOR WATER RESOURCES MANAGEMENT IN MANAGEMENT IN THE MEKONG RIVER BASIN MEKONG WATER THE MEKONG RIVER BASIN MEKONG WATER RESOURCES RESOURCES ASSISTANCE STRATEGY (MWRAS), WB/ADB Joint Working 817 WB/ADB 2006 ASSISTANCE STRATEGY (MWRAS) Other Paper, World Bank and Asian Development Bank

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Closed Channels or Open Waters?, Mekong Dams, Transboundary Whitehead, I., 2011, Closed Channels or open waters?, Mekong dams, 824 Whitehead, I. 2011 law and the Xayaburi Prior Consultation process Other transboundary law and the Xayaburi Prior Consultation process Wickramanayake, E., 2005, Integrated Basin Flow Management Specialist Report, Social Impact of Flow Regimes in the Lower Mekong Basin, Wickramanayake, Integrated Basin Flow Management Specialist Report, Social Impact Prepared for the Mekong River Commission, Water Utilization Program/ 825 E. 2005 of Flow Regimes in the Lower Mekong Basin IBFM Specialist Report Environment Program Wiemann, P. et al, Risk Management and Resolution Strategies for Risk Management and Resolution Strategies for established and established and novel technologies in the low head, small hydropower 826 Wiemann, P. novel technologies in the low head, small hydropower market Other market Wild, 2016, Sambor Dam Alternative, Operating Policies to Improve Sambor Dam Alternative, Operating Policies to Improve Sediment, Sediment, Fish and Larvae Passage, and implications for energy 827 Wild, T. 2016 Fish and Larvae Passage, and implications for energy production Powerpoint Presentation production Wild, T.B. and Loucks, D.P. 2014. Managing flow, sediment, and Managing flow, sediment, and hydropower regimes in the Sre Pok, AGU Water Resources hydropower regimes in the Sre Pok, Se San and Se Kong Rivers of the 828 Wild, T.B. 2014 Se San and Se Kong Rivers of the Mekong basin Research Mekong basin. AGU Water Resources Research. Wild & Loucks, 2015, Chapter 2- Mitigating Dam Conflicts in the Mekong 829 Wild, T.B. 2015 Chapter 2- Mitigating Dam Conflicts in the Mekong River Basin Other River Basin

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No. First author Year Title Journal Full Reference Williams, B., 2011, Data Collection and Spatial Analysis of Significant Data Collection and Spatial Analysis of Significant Tributaries for Tributaries for Navigation in the Lower Mekong Basin, Mekong River 830 Williams, B. 2011 Navigation in the Lower Mekong Basin Other Commission Secretariat

Thinking like a fish: a key ingredient for development of effective Williams, J.G. et al, 2014, Thinking like a fish: a key ingredient for 831 Williams, J.G. 2014 fish passage facilities at river obstructions HAL archives-outvertes.fr development of effective fish passage facilities at river obstructions 832 World Bank 2009 Directions in Hydropower Other World Bank, 2009, Directions in Hydropower WB, 2014, Cumulative Impacts and Joint Operation of Small-Scale Cumulative Impacts and Joint Operation of Small-Scale Hydropower Hydropower Cascades, Case Studies for Selected River Basins in Cascades, Case Studies for Selected River Basins in Northwest Northwest Vietnam, Asia Sustainable and Alternative Energy Program, 833 World Bank 2014 Vietnam Other East Asia and Pacific Energy studies World Economic World Economic Forum in partnership with IHS CERA, 2012, Energy for 834 Forum 2012 Energy for Economic Growth Energy Vision Update Other Economic Growth Energy Vision Update 2012 World Energy World Energy Resources, Charting the Upsurge in Hydropower World Energy Council, 2015, World Energy Resources, Charting the 835 Council 2015 Development Other upsurge in Hydropower Development

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Dry season habitat use by critically endangered white-shouldered Wright et al, 2009, Dry season habitat use by critically endangered white- 837 Wright, H.L. 2009 ibis in northern Cambodia Animal Conservation shouldered ibis in northern Cambodia. Animal Conservation. 838 WWF 2010 River of Giants, Giant Fish of the Mekong Other WWF, 2010, River of Giants, Giant Fish of the Mekong WWF, 2013, THE ECONOMIC VALUE OF ECOSYSTEM SERVICES IN THE THE ECONOMIC VALUE OF ECOSYSTEM SERVICES IN THE MEKONG MEKONG BASIN, WHAT WE KNOW, AND WHAT WE NEED TO KNOW, 839 WWF 2013 BASIN, WHAT WE KNOW, AND WHAT WE NEED TO KNOW Other WWF-Greater Mekong

Summary of scientific reviews from three international fish passage WWF, 2014, Summary of scientific reviews from three international fish experts on the Don Sahong Dam EIA and Technical Reports related passage experts on the Don Sahong Dam EIA and Technical Reports 840 WWF 2014 to Projects Design and Mitigation measures Other related to Projects Design and Mitigation measures THE GREATER MEKONG AND CLIMATE CHANGE: Biodiversity, WWF, 2009, THE GREATER MEKONG AND CLIMATE CHANGE: 841 WWF 2009 Ecosystem Services and Development at Risk Other Biodiversity, Ecosystem Services and Development at Risk 842 WWF 2012 The Mekong River at Risk Other WWF, 2012, The Mekong River at risk WWF, Investing in Natural Capital in the Greater Mekong Subregion, Mainstreaming Ecosystem Services Approaches into Development: Application of Economic Valuation for Designing Innovative Response 843 WWF Investing in Natural Capital in the Greater Mekong Subregion Other Policies: 6 - 9 February, Bangkok Strategic Environmental Assessment , Global Market Leader Wyatt, Strategic Environmental Assessment, Global Market Leader 844 Wyatt, C. Environment Other Environment

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No. First author Year Title Journal Full Reference Xinyou, L. and Daming, HE. 2012. A new assessment method for A new assessment method for comprehensive impact of comprehensive impact of hydropower development on runoff and 845 Xinyou, L. 2012 hydropower development on runoff and sediment changes. J. Geogr. Sci. sediment changes. J. Geogr. Sci. 22 (6): 1034-1044. Yang, S.L. et al, 2014, Downstream sedimentary and geomorphic impacts Downstream sedimentary and geomorphic impacts of the Three Elsevier & Earth-science of the Three Gorges Dam on the Yangtze river, Earth-Science Reviews 138 846 Yang, S.L. 2014 Gorges Dam on the Yangtze river reviews (2014) 469–486

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No. First author Year Title Journal Full Reference Zhang et al, 2010, Seasonal variation of phytoplankton in the DaNing Seasonal variation of phytoplankton in the DaNing River and its River and its relationships with environmental factors after impounding relationships with environmental factors after impounding of the Procedia Environmental of the Three Gorges Reservoir- a four-year study. Procedia Environ. Sci. 2, 856 Zhang, J.L. 2010 Three Gorges Reservoir- a four-year study. Sciences 1479–1490 Zheng Y. et al, 2013, Evaluation of Power Generation Efficiency of Evaluation of Power Generation Efficiency of Cascade Hydropower Cascade Hydropower Plants: A Case Study , Energies 2013, 6, 1165-1177; 857 Zheng, Y. 2013 Plants: A Case Study energies doi:10.3390/en6021165 Zhiming, N., 2014, Investing Biodiversity and Supporting Integrated 858 Zhiming, N. 2014 Investing Biodiversity and Supporting Integrated Approach Other Approach Alan D. Ziegler, Trevor N. Petney,Carl Grundy Warr, Ross H. Andrews, Ian G. Baird,Robert J. Wasson, Paiboon Sithithaworn, 2013, Dams and 859 Ziegler A.D. 2013 Dams and Disease Triggers on the Lower Mekong River Other Disease Triggers on the Lower Mekong River Zeigler et al, 2014, Turbidity based sediment monitoring in northern Turbidity based sediment monitoring in northern Thailand- Thailand: Hysteresis, variability, and uncertainty, Journal of Hydrology, 860 Ziegler, A.D. 2014 Hysteresis, variability, and uncertainty, Journal of Hydrology Other 519 2020-2039 Zigler et al, 2004, Hydrologic and hydraulic factors affecting passage of Hydrologic and Hydraulic Factors Affecting Passage of Paddlefish Transactions of the American paddlefish through dams on the upper Mississippi River. Trans. Am. Fish. 861 Zigler, S.J. 2004 through Dams in the Upper Mississippi River Fisheries Society Soc. 133: pp 160–172.

Zitek, A. et al, 2007, Ein ökologisch-strategischer Leitfaden, zur Wiederherstellung der Durchgängigkeit, von Fließgewässern für die Ein ökologisch-strategischer Leitfaden, zur Wiederherstellung der Fischfauna in Österreich, An ecologically- based strategic guideline for Durchgängigkeit, von Fließgewässern für die Fischfauna in restoring the longitudinal connectivity for fish in running waters of 862 Zitek, A. 2007 Österreich Other Austria, MIRR- A Model -Based Instrument for River Restoration 863 Large Hydro Development, Hydro development in the GMS Other Large Hydro Development, Hydro development in the GMS 864 Small Hydro Development Other Small Hydro Development

865 2013 Large hydro projects- Aggregate environmental impact indicators Other 2013, Large hydro projects- Aggregate environmental impact indicators Final Lao National Indicative Plan (2011-2015) for Implementation of the Final Lao National Indicative Plan (2011-2015) for Implementation IWRM-Based Basin Development Strategy 866 2012 of the IWRM-Based Basin Development Strategy Other Mekong Delta Plan, Long-term vision and strategy for safe, 2013, Mekong Delta Plan, Long-term vision and strategy for safe, 867 2013 prosperous and sustainable delta Other prosperous and sustainable delta TA-7764 REG: Ensuring Sustainability of GMS Regional Power 2013, TA-7764 REG: Ensuring Sustainability of GMS Regional Power Development, 3rd Regional Stakeholder Consultation Workshop: Development, 3rd Regional Stakeholder Consultation Workshop: Summary of Proceedings, June 19 & 20, 2013, Kunming, People’s Summary of Proceedings, June 19 & 20, 2013, Kunming, People’s 868 2013 Republic of China Consultation Workshop Republic of China

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No. First author Year Title Journal Full Reference Environmental Assessment and Management Plan, Nam Theun 2 2005, Environmental Assessment and Management Plan, Nam Theun 2 870 2005 Hydroelectric Project, Annexes annexes Hydroelectric Project, Annexes Environmental Assessment and Management Plan, Nam Theun 2 2005, Environmental Assessment and Management Plan, Nam Theun 2 871 2005 Hydroelectric Project, Main text Other Hydroelectric Project, Main Text

872 2010 Chapter 2- Water Quality guideline for protection of aquatic life Other 2010, Chapter 2- Water Quality Guideline for Protection of Aquatic life

Chapter 1- Water Quality Technical Guideline for Protection of 2009, Chapter 1- Water Quality Technical guideline for Protection of 873 2009 Human Health, The Final Draft Approved by 2nd TBWQ Meeting Other Human Health, The Final Draft Approved by 2nd TBWQ Meeting Summary Environmental and Social Impact Assessment, Nam Theun 2 Hydroelectric Project in the Lao People's Democratic 2004, Summary Environmental and Social Impact Assessment, Nam 874 2004 Republic Other Theun 2 Hydroelectric Project in the Lao People's Democratic Republic Concept Paper for Assessing the Economic Benefits and Costs of Concept Paper for Assessing the Economic Benefits and Costs of Flow 875 Flow Changes in the Mekong River Mainstream Other changes in the Mekong River Mainstream Comments on Don Sahong Dam's 2013 Environmental Impact 2014, Comments on Don Sahong Dam's 2013 Environmental Impact 876 2014 Assessment, Mekong Watch Other Assessment New approaches for the improvement of inland fishery statistics in 2002, New approaches for the improvement of inland fishery statistics in 877 2002 the Mekong Basin RAP Publication 2003/01 the Mekong Basin 878 NAP Risk Analysis Volume 1, Chapter 7 Other NAP Risk Analysis Volume 1, Chapter 7 Comments by Lao PDR on the MRCS Technical Review Report of the Comments by Lao PDR on the MRCS Technical Review Report of the 879 Proposed Xayaburi Dam Project Other Proposed Xayaburi Dam Project 880 Report on MRCS/WUP-FIN activities related to IBFM Other Report on MRCS/WUP-FIN activities related to IBFM 881 Integrated Basin Flow Mangement (IBFM) Reports Other Integrated Basin Flow Management (IBFM) Reports A Comparison and Commentaries on the 1997 UN Convention on A ComA870:F883parison and Commentaries on the 1997 UN Convention the Non- Navigational use of shared watercourses and the 1995 on the Non- Navigational use of shared watercourses and the 1995 agreement on the cooperation for the sustainable development of agreement on the cooperation for the sustainable development of the 882 the Mekong River Basin and its Procedures Other Mekong River Basin and its Procedures

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