CFD fedezeti követelmény és Részvény fedezeti érték változások 2014. július 13-tól!

Az alábbi táblázatokban szerepel, az egyes rating csoportokhoz tartozó fedezeti követelmények vagy fedezeti értékek.

CFD rating Fedezeti követelmény Részvény rating Fedezeti érték

1 1% 1 n/a

2 10% 2 75%

3 20% 3 75%

4 30% 4 50%

5 50% 5 50%

6 100% 6 0%

7 100% 7 0%

8 100% 8 0%

Az alábbi példában illusztráljuk a változást CFD tekintetében

A CFD jelenleg rating 3-as kategóriába tartozik, ami azt jelenti, hogy a fedezeti követelménye 20%. Július 13-án a Magyar Telekom CFD átsorolásra kerül 4-es rating kategóriába, így a fedezeti követelménye 30%-ra változik.

Az alábbi példában illusztráljuk a változást részvények tekintetében

Magyar Telekom jelenleg rating 3-as kategóriába tartozik, ami azt jelenti, hogy a részvények fedezeti érétke az aktuális piaci ár 75%-a. Július 13-án átsorolásra kerül rating 4-es kategóriába, ami azt fogja jelenteni, hogy a részvények fedezeti értéke az aktuális piaci ár 50%-a.

Jelenlegi Symbol kód Értékpapír neve Új Rating Rating BME Spanish Exchanges BAY:xmce Bayer AG 6 4 COL:xmce InmobilIaria Colonial 8 5 Borsa Italiana/Milan Stock Exchange ASC:xmil Ascopiave SpA 7 5 BMPS:xmil Bca M.Paschi Siena 4 6 BMPS:xmil IGD - Immobiliare Grande Distribuzione SpA 7 5 MT:xmil Maire Tecnimont SpA 8 5 MONC:xmil Moncler SpA 6 4 SAEI:xmil SAES Getters SpA 6 8 SPMI:xmil Saipem SpA - Ordinary 5 4 SPMR:xmil Saipem SpA - Rcv 7 5 Stock Exchange CIGPANNONIA:xbud CIG Pannonia Life OJSC 5 8 MTELEKOM:xbud Magyar Telekom Telecommunications PLC 3 4

Deutsche Börse (XETRA) BVB:xetr Borussia Dortmund GmbH & Co. KG 6 8 CLS1:xetr Celesio AG 5 3 COP:xetr CompuGroup Medical AG 6 4 DEX:xetr Delticom AG 7 5 DIC:xetr DIC Asset AG 7 5 DRI:xetr Drillisch AG 5 3 EIN3:xetr Einhell Germany AG 6 8 GWI1:xetr Gerry Weber International AG 5 3 SDFG:xetr K+S Aktiengesellschaft 5 3 NOAA:xetr Nokia Corp. 6 8 OSR:xetr Osram Licht AG 8 4 PFV:xetr Pfeiffer Vacuum Technology AG 5 3 PNE3:xetr PNE WIND KONV N 6 8 RSTA:xetr RIB Software AG 7 5 SRT:xetr Sartorius AG St 6 8 SCUN:xetr Schuler AG 5 8 SBS:xetr Stratec Biomedical Systems AG 7 5 TEG:xetr TAG Tegernsee Immobilien u. Beteiligungs 5 3 AG TTI:xetr TOM TAILOR Holding AG 5 7 VWS:xetr Vestas Wind Systems A/S 7 5 Deutsche Börse (XETRA Stars) CAR:xetr Carrefour SA - NOCT 5 8 SQU:xetr Vinci SA - NOCT 4 8 Stock Exchange ANH:xlon AL Noor Hospitals Plc 8 5 AZN:xlon AstraZeneca Plc 2 3 BBY:xlon Balfour Beatty Plc 4 5 BLNX:xlon Blinkx Plc 6 8 BOO:xlon Boohoo.com Plc 6 8 CIU:xlon Cape Plc 7 5 CRCL:xlon Caracal Energy Inc. 8 5 CEY:xlon Centamin Plc 8 5 CSN:xlon Chesnara Plc 5 7 DPW:xlon DP World Ltd 5 7 EAS:xlon Energy Assets Group Plc 6 8 ETO:xlon Entertainment One Ltd 6 4 FOXT:xlon Foxtons Group Plc 6 4 BHY:xlon 6 8 IGRE:xlon Investors in Global Real Estate Ltd 3 8 ITE:xlon ITE Group 4 6 JD:xlon JD Sports Fashion Plc 7 5

JRG:xlon Just Retirement Group Plc 5 8 KMR:xlon Kenmare Resources Plc 5 6 KENZ:xlon Kentz Corp. Ltd 6 4 MJW:xlon Majestic Wine Plc 5 8 MSLH:xlon Marshalls Plc 7 5 MERL:xlon Merlin Entertainments Plc 6 4 MTC:xlon Mothercare Plc 6 8 NMC:xlon NMC Health Plc 8 4 PFC:xlon Petrofac Ltd 2 3 POWR:xlon Powerflute Oyj 6 8 PEY:xlon Princess Private Equity Holding Ltd 3 6 RKH:xlon Rockhopper Exploration Plc 5 7 SAFE:xlon Holdings Plc 7 5 SARS:xlon Sarossa Plc 5 8 SHP:xlon Shire Pharmaceuticals Plc 2 3 SDY:xlon Speedy Hire 5 8 SPRT:xlon Spirit Pub Company Plc 7 5 SEY:xlon Sterling Energy Plc 6 8 SGP:xlon Supergroup Plc 4 6 TRB:xlon Tribal Group Plc 6 8 TRI:xlon Trifast 6 8 TUNG:xlon Tungsten Corporation Plc 6 8 WIL:xlon Wilmington Group Plc 6 8 XEL:xlon Xcite Energy 5 6 XPP:xlon XP Power Plc 7 5 (IOB) ACID:xlon Acer Incorporated 6 8 CBQS:xlon Commercial Bank of Qatar 5 8 EDCL:xlon Eurasia Drilling Co. Ltd 3 6 GLPR:xlon Global Ports Investments Plc 8 6 PIK:xlon Gruppa kompaniy PIK OAO 5 7 AKRN:xlon JSC ACRON GDR 6 8 LTOD:xlon Larsen & Toubro 6 4 MMK:xlon Magnitogorskiy Metallurgicheskiy Kombinat 4 6 OAO MAIL:xlon Mail.ru Group Ltd 3 4 MFON:xlon MFON OJSC MEGAFON GDR EACH REPR 1 8 4 OD REG S WI AOMD:xlon OAO Mosenergo ADR 5 8 PHST:xlon OJSC Pharmstandard 6 8 OTPD:xlon OTP Bank - NOCT 6 8 NCSP:xlon PJSC NOVOROSSIYSK COMM. SEA PORT 5 8 RKMD:xlon Rostelekom 5 7

NASDAQ OMX Copenhagen GEN:xcse Genmab 6 5 IC:xcse IC Companys 7 5 LASP:xcse Lån&Spar Bank A/S 6 8 NASDAQ OMX Helsinki CAV1V:xhel Caverion Oyj 8 5 TPS1V:xhel Technopolis Oyj - NOCT 7 5 VALMT:xhel Valmet Corp. 3 5 NASDAQ OMX Stockholm ACTI:xome Active Biotech AB 6 8 AZN:xome AstraZeneca Plc 2 3 BIOG_B:xome BioGaia AB Ser. B 6 8 ECEX:xome East Capital Explorer AB 6 8 FABG:xome Fabege AB 5 3 SHEL_B:xome Shelton Petroleum B 6 8 NYSE Euronext Amsterdam ACCEL:xams Accell Group NV 3 6 ACOMO:xams Amsterdam Commodities NV 3 6 AGN:xams Aegon NV 2 3 AH:xams AHOLD KON 2 3 ALRRE:xams Royal Reesink 5 8 AMG:xams AMG Advanced Metallurgical Group NV 5 6 APAM:xams Aperam SA 3 5 ARCAD:xams Arcadis NV 3 4 ASMI:xams ASM International NV 3 4 ASML:xams ASML Holding 2 3 AXS:xams Accsys 6 8 BALNE:xams Ballast Nedam NV 5 8 BAMN:xams BAM Groep NV (Koninklijke) 3 6 BBED:xams Beter Bed Holding NV 3 6 BESI:xams BE Semiconductor Industries NV BESI 3 6 BINCK:xams Binckbank NV 3 5 BRNL:xams Brunel International NV 3 5 CRYO:xams Cryo-Save Group NV 6 8 CVG:xams Crown Van Gelder NV 7 8 DOCD:xams Docdata NV 3 6 DPA:xams DPA Group NV 7 8 ECMPA:xams Eurocommercial 3 5 ECT:xams Eurocastle Investment Ltd 7 8 EXACT:xams Exact Holdings NV 3 6 GTO:xams Gemalto 3 4 HAL:xams HAL Trust 3 4 HEIA:xams Heineken 2 3

HEIJM:xams Heijmans NV 3 6 HES:xams HES Beheer NV 3 7 HUDN:xams Hunter Douglas NV 3 5 IM:xams Royal Imtech NV 3 5 KA:xams KAS Bank NV 3 6 KARD:xams Kardan NV 6 8 KENDR:xams Kendrion NV 3 6 KTC:xams TEN CATE 3 5 LANS:xams Van Lanschot NV 3 7 LVIDE:xams Lavide Holding NV 7 8 MACIN:xams Macintosh NV 3 7 NEDAP:xams Nederlandsche Apparatenfabriek NEDAP 5 7 NEWAY:xams Neways Electronics International NV 6 8 NISTI:xams Nieuwe Steen Investment NV 3 6 ORDI:xams Ordina NV 6 7 PHARM:xams Pharming Group NV 5 8 PHIA:xams Royal Philips Electronics NV 2 3 RBS:xams Royal Bank of Scotland Group Plc 3 5 SIA:xams Siemens AG 3 4 SLIGR:xams Sligro Food Group NV 3 5 TFG:xams Tetragon Financial Group - NOCT 3 5 TWEKA:xams TKH Group NV 3 5 U4AGR:xams Unit 4 Agresso NV 3 5 USG:xams USG People NV 3 5 VALUE:xams VALUE8 N V 6 8 VASTN:xams Vastned Retail 3 5 WES:xams Koninklijke Wessanen NV 6 7 WHA:xams Wereldhave NV 3 5 NYSE Euronext Brussels ABI:xbru Anheuser Busch InBev 2 3 ABLX:xbru Ablynx NV 5 7 AED:xbru Aedifica SICAFI SA 3 5 AGFAt:xbru Agfa-Gevaert 3 7 BANI:xbru Banimmo SA 6 8 BAR:xbru Barco 3 5 BEFB:xbru Befimmo (SICAFI) 3 4 BEKB:xbru Bekaert 3 4 BELG:xbru Belgacom 2 3 BIL:xbru Rentabiliweb Group 3 7 BNAB:xbru Banque Nationale de Belgique SA 3 5 BREB:xbru Brederode SA 3 5 CFEB:xbru Compagnie d'Entreprises CFE SA 4 5 CMB:xbru Compagnie Maritime Belge 3 5

COLR:xbru Colruyt 3 4 DECB:xbru Deceuninck Sa 3 7 DELB:xbru Groupe Delhaize 3 4 DIE:xbru D'Ieteren SA 3 4 ELI:xbru Elia System Operator SA 4 3 ENIN:xbru 4Energy Invest NV 7 8 EURN:xbru Euronav 5 7 EVS:xbru EVS Broadcast Equipment SA 3 5 GIMV:xbru GIMV 3 5 GLPG:xbru Galapagos NV 3 5 IBAB:xbru Ion Beam Applications SA 3 7 IMMO:xbru Immobel 5 6 INTO:xbru Intervest Offices & Warehouses SA 4 7 KBCA:xbru KBC Ancora 6 4 KIN:xbru Kinepolis 3 5 MELE:xbru Melexis Microelectronic Integrated Systems 3 5 NV MOBB:xbru Mobistar 3 6 MONT:xbru Montea SICAFI SCA 6 7 NESTS:xbru Nestle IDR 3 4 NYR:xbru Nyrstar SA NV 3 5 OPTI:xbru Option International NV 7 8 PIC:xbru Picanol NV 5 6 PUN:xbru Punch International SA 6 8 RCUS:xbru Arseus NV 3 5 REA:xbru RealDolmen SA 3 7 RES:xbru Resilux NV 3 8 RHJI:xbru RHJ International SA 5 6 SAB:xbru SABCA SA 6 8 SIOE:xbru Sioen Industries NV 3 6 SIP:xbru Sipef 3 6 SOF:xbru Sofina SA 3 5 TESB:xbru Tessenderlo Chemie NV 3 5 TIG:xbru Tigenix NV 7 8 TUB:xbru Financiere de Tubize 3 4 VAN:xbru Van de Velde NV 3 5 WDP:xbru Warehouse & Distribution De Pauw SICAFI 3 5 SCA NYSE Euronext Lisbon ESF:xlis Espirito Santo Financial Group SA 5 8 SNC:xlis Sonaecom SGPS SA 5 7 NYSE Euronext Paris AKA:xpar Akka Technologies 7 5 ALCAR:xpar Carmat 6 8

ASY:xpar Assystem SA 7 5 BULP:xpar Bull SA 5 7 CGD:xpar Cegid Group 6 8 IAM:xpar Maroc Telecom 5 8 IDL:xpar ID LOGISTICS GROUP 7 5 MNTP:xpar Montupet SA 8 5 NXTV:xpar NextRadioTV 7 5 SCDV:xpar Securidev SA 6 8 TKTT:xpar Tarkett 8 4 Oslo Børs/Oslo Stock Exchange AFK:xosl Arendals Fossekompani ASA 5 8 REC:xosl REC Silicon 7 6 SDRL:xosl SeaDrill Ltd 2 3 Prague Stock Exchange TELEC:xpra Telefonica Czech Republic a.s. 5 3 SIX Swiss Exchange BELL:xswx Bell AG 6 4 CMBN:xswx Cembra Money Bank AG 8 4 RUS:xswx ENR Russia Invest SA 5 8 HBMN:xswx HBM Healthcare Investments Ltd 3 6 JFN:xswx Jungfraubahn Hld N 6 8 KABN:xswx Kaba Holding AG 5 3 MOBN:xswx Mobimo Holding AG 5 3 PEHN:xswx Private Equity Holding AG 5 7 NATN:xswx Schweizerische National-Versicherungs- 5 3 Gesellschaft SHPN:xswx ShaPE Capital AG 5 8 VATN:xswx Valiant Holding AG 5 3 WMN1:xswx Walter Meier AG 6 8 Warsaw Stock Exchange ACT:xwar Action SA 6 8 EUR:xwar EUROCASH SA 6 4 JSW:xwar Jastrzebska Spolka Weglowa SA 6 4 KER:xwar Kernel Holding SA 4 7 LPP:xwar LPP SA 8 4 MOL:xwar MOL Hungarian Oil and Gas 8 6 NET:xwar Netia SA 7 5 PKP:xwar PKP Cargo SA 8 5 SNS:xwar Synthos SA 6 4 TVN:xwar TVN SA 6 4 Wiener Börse/Vienna Stock Exchange DOC:xwbo Do & Co Restaurants & Catering AG 7 5 KTM:xwbo KTM Power Sports AG 6 8

MBV:xwbo Miba AG - NOCT 5 8 NASDAQ ABGB:xnas Abengoa SA 5 7 ABMD:xnas Abiomed Inc. 7 5 ACAD:xnas ACADIA Pharmaceuticals Inc. 8 5 XLRN:xnas Acceleron Pharma Inc. 8 5 ACET:xnas Aceto Corp. 6 8 BIRT:xnas Actuate Corp. 6 8 ACXM:xnas Acxiom Corp. 3 5 ALGT:xnas Allegiant Travel Co. 5 3 AFAM:xnas Almost Family Inc. 6 8 AMBA:xnas Ambarella Inc. 7 5 UHAL:xnas Amerco 5 3 APEI:xnas American Public Education Inc. 5 7 ASEI:xnas American Science and Engineering Inc. 7 5 ABCB:xnas Ameris Bancorp 7 5 AINV:xnas Apollo Investment Corporation Com 5 3 ACAT:xnas Arctic Cat Inc. 5 8 TBBK:xnas Bancorp Inc. 5 8 OZRK:xnas Bank Of The Ozarks Inc. 5 3 BRLI:xnas Bio-Reference Laboratoires Inc. 5 7 BBOX:xnas Black Box Corp. 6 8 BBEP:xnas BreitBurn Energy Partners LP 5 3 BSFT:xnas BroadSoft Inc. 5 7 CLMT:xnas Calumet Specialty Products Partners LP 5 3 CTRE:xnas CareTrust REIT Inc. 5 8 CG:xnas Carlyle Group LP 8 4 CETV:xnas Central European Media Enterprises Ltd 6 8 CONN:xnas Conn's Inc. 5 7 CWCO:xnas Consolidated Water Co. Inc. 6 8 CRWN:xnas Crown Media Holdings Inc. 8 6 CBSTZ:xnas Cubist Pharmaceuticals Inc. 3 8 DTLK:xnas Datalink Corp. 6 8 DCIX:xnas Diana Containerships Inc. 6 8 DMRC:xnas Digimarc Corp. 6 8 DXPE:xnas DXP Enterprises Inc. 5 8 EROC:xnas Eagle Rock Energy Partners L P 5 7 ESIO:xnas Electro Scientific Industries Inc. 6 8 ELGX:xnas Endologix Inc. 5 8 EXEL:xnas Exelixis Inc. 5 6 EXTR:xnas Extreme Networks 6 8 EZPW:xnas Ezcorp Inc. 5 7 FDML:xnas Federal-Mogul Holdings Corp. 6 4

FORM:xnas FormFactor Inc. 6 8 FTD:xnas FTD Companies Inc. 3 5 FURX:xnas Furiex Pharmaceuticals Inc. 8 6 GMLP:xnas Golar LNG Partners LP 5 3 LOPE:xnas Grand Canyon Education Inc. 5 3 HA:xnas Hawaiian Airlines Inc. 7 5 HDS:xnas HD Supply Holdings Inc. 8 3 HCSG:xnas Healthcare Services Group Inc. 5 3 HIMX:xnas Himax Technologies Inc. 7 5 HOLI:xnas Hollysys Automation Technologies Ltd 7 5 INTX:xnas Intersections Inc. 6 8 JACK:xnas Jack in the Box Inc. 5 3 KEYW:xnas KEYW Holding Corp. 6 8 LNCO:xnas Linn Co LLC 5 3 LINE:xnas Linn Energy LLC 5 3 LQDT:xnas Liquidity Services Inc. 6 8 MKTX:xnas Marketaxess Holding Inc. 5 3 MITL:xnas Mitel Networks Corp. 8 6 MNTA:xnas Momenta Pharmaceuticals Inc. 5 7 MGI:xnas Moneygram International Inc. 5 7 NSTG:xnas NanoString Technologies Inc. 6 8 NBIX:xnas Neurocrine Biosciences Inc. 8 6 NWSA:xnas News Corp. - Class A 8 3 NWS:xnas News Corp. - Class B 8 3 NIHD:xnas Nii Holdings 5 8 NVAX:xnas Novavax Inc. 7 6 PCCC:xnas Pc Connection Inc. 7 5 PENN:xnas Penn National Gaming Inc. 3 5 PWRD:xnas Perfect World Co. Ltd 5 7 PAHC:xnas Phibro Animal Health Corp. 7 5 PVTB:xnas PrivateBancorp Inc. 5 3 RLOC:xnas ReachLocal Inc. 6 8 SALE:xnas RetailMeNot Inc. 8 5 SAFM:xnas Sanderson Farms Inc. 5 3 SGMO:xnas Sangamo Biosciences Inc. 7 6 SRPT:xnas Sarepta Therapeutics Inc. 7 5 SREV:xnas ServiceSource International Inc. 5 8 SCVL:xnas Shoe Carnival Inc. 5 7 SILC:xnas Silicom Ltd 6 8 SVA:xnas Sinovac Biotech Ltd 6 8 SKUL:xnas Skullcandy Inc. 6 8 SPLK:xnas Splunk Inc. 8 5 STRZA:xnas Starz Series A 6 4

STML:xnas Stemline Therapeutics Inc. 6 8 SSYS:xnas Stratasys Ltd 6 5 SPWR:xnas SunPower Corp. 7 4 SUPN:xnas Supernus Pharmaceuticals Inc. 6 8 SUSQ:xnas Susquehanna Bancshares Inc. 3 5 SNTA:xnas Synta Pharmaceuticals Corp. 6 8 TECD:xnas Tech Data Corp. 5 3 TBPH:xnas Theravance Biopharma Inc. 5 8 THOR:xnas Thoratec Corp. 3 5 UMPQ:xnas Umpqua Holdings Corp. 5 3 UNTD:xnas United Online Inc. 5 8 VIEW:xnas Viewtran Group Inc. 5 8 WTSL:xnas Wet Seal Inc. 6 8 NASDAQ (Small cap) AMRN:xnas Amarin Corp. Plc 6 8 GPRE:xnas Green Plains Inc. 7 5 VDSI:xnas Vasco Data Security International 6 8 VRNG:xnas Vringo Inc. 6 8 New York Stock Exchange ARO:xnys Aeropostale Inc. 6 8 AOI:xnys Alliance One International Inc. 6 8 ALSN:xnys Allison Transmission Holdings Inc. 8 3 ALLY:xnys Ally Financial Inc. 7 3 ACH:xnys Aluminum Corp. of China Ltd 6 4 AVD:xnys American Vanguard Corp. 6 8 AOL:xnys AOL Inc. 3 5 ARMK:xnys Aramark 5 3 BLX:xnys Banco Latinoamericano de Comercio 5 3 Exterior SA BWP:xnys Boardwalk Pipeline Partners LP 3 7 CGV:xnys CGG 5 7 CKP:xnys Checkpoint Systems Inc. 5 7 CPK:xnys Chesapeake Utilities Corp. 7 5 CBB:xnys Cincinnati Bell 5 7 CLNY:xnys Colony Financial Inc. 5 3 CMC:xnys Commercial Metals Co. 5 3 OFC:xnys Corporate Office Properties Trust 5 3 CEQP:xnys Crestwood Equity Partners LP 8 4 DWRE:xnys Demandware Inc. 8 6 DRII:xnys Diamond Resorts International Inc. 8 5 DKS:xnys Dicks Sporting 3 5 DGI:xnys DigitalGlobe Inc. 3 5 DSW:xnys DSW Inc. 3 6

DYN:xnys Dynegy Inc. 8 3 EMES:xnys Emerge Energy Services LP 5 7 ELX:xnys Emulex Corp. 5 8 EVER:xnys EverBank Financial Corp. 5 3 FGP:xnys Ferrellgas Partners LP 5 3 FF:xnys Futurefuel Corp. 5 7 GCI:xnys Gannett Co. Inc. 5 3 GPT:xnys Gramercy Property Trust Inc. 7 5 GRAM:xnys Grana y Montero SAA 6 4 GWRE:xnys Guidewire Software Inc. 8 4 HSC:xnys Harsco Corp. 5 3 HGG:xnys HHGregg Inc. 6 8 ONE:xnys Higher One Holdings Inc. 6 8 HSH:xnys Hillshire Brands Corp. 3 5 HOS:xnys Hornbeck Offshore Services Inc. 3 5 IMPV:xnys Imperva Inc. 5 8 BLOX:xnys Infoblox Inc. 6 8 IRF:xnys International Rectifier Corporation 5 3 ESI:xnys ITT Education Services 5 7 KCG:xnys KCG Holdings Inc. 8 5 KNM:xnys Konami Corporation 7 5 LG:xnys Laclede Group Inc. (Holding Co) 5 3 LCI:xnys Lannett Inc. 7 5 LF:xnys LeapFrog Enterprises, Inc. 5 7 MHO:xnys M/I Homes Inc. 7 5 MN:xnys Manning & Napier Inc. 8 5 MSO:xnys Martha Stewart Living Omnimedia Inc. 6 8 MPW:xnys Medical Properties Trust Inc. 5 3 MDP:xnys Meredith Corp. 3 5 MTX:xnys Minerals Technologies Inc. 5 3 MRC:xnys MRC Global Inc. 8 4 MUSA:xnys Murphy USA Inc. 8 3 NHI:xnys National Health Investors Inc. 5 3 NM:xnys Navios Maritime Holdings Inc. 7 6 NSR:xnys NeuStar Inc. 3 5 NJR:xnys New Jersey Resources Corp. 5 3 NEWM:xnys New Media Investment Group Inc. 5 7 NKA:xnys Niska Gas Storage Partners Units 5 7 NOR:xnys Noranda Aluminum Holding Corp. 6 8 NAT:xnys Nordic American Tanker Shipping Limited 7 5 OIBR_C:xnys Oi SA - ADR 8 6 OLN:xnys Olin Corp. 5 3 PACD:xnys Pacific Drilling SA 8 4

PEB:xnys Pebblebrook Hotel Trust 5 3 POT:xnys Potash Corp. of Saskatchewan Inc. 4 3 PL:xnys Protective Life 3 5 PSB:xnys PS Business Parks Inc. 5 3 ZQK:xnys Quiksilver Inc. 5 8 O_PF:xnys Realty Income Corp. 3 5 ENL:xnys Reed Elsevier NV 6 3 RHP:xnys Ryman Hospitality Properties Inc. 5 3 SAIC:xnys Science Applications International Corp. 8 4 SSW:xnys Seaspan Corporation 5 3 SSLT:xnys Sesa Sterlite Ltd 8 6 SBGL:xnys Sibanye Gold Ltd 7 5 SWI:xnys SolarWinds Inc. 5 3 STAG:xnys STAG Industrial Inc. 8 5 SWAY:xnys Starwood Waypoint Residential Trust 3 5 BEE:xnys Strategic Hotels & Resorts Inc. 5 3 TCP:xnys TC PipeLines LP 8 3 TI:xnys Telecom Italia SpA 6 4 TXI:xnys Texas Industries Inc. 5 3 TSU:xnys TIM Participacoes SA 5 3 TGS:xnys Transportadora de Gas del Sur SA 6 8 TSN:xnys Tyson Foods Inc. 3 5 UVE:xnys Universal Insurance Holdings Inc. 6 8 VHI:xnys Valhi Inc. 6 8 VSH:xnys Vishay Intertechnology 5 3 VG:xnys Vonage Holdings Corp. 5 7 WLT:xnys Walter Energy Inc. 5 7 WPG:xnys Washington Prime Group Inc. 5 8 WTS:xnys Watts Water Technologies Inc. 5 3 WF:xnys Woori Finance Holdings Co. Ltd 5 7 WDAY:xnys Workday Inc. 4 6 WWE:xnys World Wrestling Entertainment Inc. 5 8 WPX:xnys WPX Energy Inc. 8 4 XIN:xnys Xinyuan Real Estate Co. Ltd 6 8 NYSE MKT (American Stock Exchange) AAMC:xase Altisource Asset Management Corporation 8 6 BXE:xase Bellatrix Exploration Ltd 7 5 DLA:xase Delta Apparel Inc. 6 8 OESX:xase Orion Energy Systems Inc. 6 8 SGA:xase Saga Communications Inc. 6 8 STS:xase Supreme Industries Inc. 6 8 Toronto Stock Exchange ATP:xtse Atlantic Power Corp. 5 7

AUQ:xtse AuRico Gold Inc. 7 5 BEP_UN:xtse Brookfield Renewable Energy Partners L.P. 8 3 CET:xtse Cathedral Energy Services Ltd 6 8 IPL:xtse Inter Pipeline Ltd 5 3 IAE:xtse Ithaca Energy Inc. 7 5 GUD:xtse Knight Therapeutics Inc. 5 7 LUC:xtse Lucara Diamond Corp. 7 5 MBT:xtse Manitoba Telecom Services Inc. 5 3 PPY:xtse Painted Pony Petroleum Ltd 3 6 POT:xtse Potash Corp. of Saskatchewan Inc. 4 2 RGL:xtse Royal Gold Inc. 7 5 SOY:xtse SunOpta Inc. 5 7 SWD:xtse Sunward Resources Ltd 5 8 THO:xtse Tahoe Resources Inc. 6 4 T:xtse TELUS Corp.- NOCT 3 8 TS_B:xtse Torstar Corp. 5 7 WPT:xtse Westport Innovations Inc. 5 7 WCP:xtse Whitecap Resources Inc. 5 3 WSP:xtse WSP Global Inc. 5 3 TSX Venture Exchange FNR:xtsx 49 North Resources Inc. 5 8 DAR:xtsx Darwin Resources Corp. 6 8 GLW:xtsx Galway Gold Inc. 6 8 GWM:xtsx Galway Metals Inc. 6 8 KZD:xtsx Kaizen Discovery Inc. 6 8 PPX:xtsx Peruvian Precious Metals Corp. 6 8 PZE:xtsx Platino Energy Corp. 5 8 RMC:xtsx Reservoir Minerals Inc. 6 8 VRB:xtsx Vanadiumcorp Resources Inc. 6 8 WG:xtsx Wellgreen Platinum Ltd 6 8 Australian Securities Exchange ABP:xasx Abacus Property Group 5 3 ACR:xasx Acrux Ltd 6 8 AFI:xasx AUS Foundation Investment Co. Ltd 3 5 APY:xasx Azonto Petroleum Ltd 4 8 BCI:xasx BC Iron Ltd 5 7 BRU:xasx Buru Energy Ltd 6 8 CYA:xasx Century Australia Investments Ltd 6 8 CAM:xasx Clime Capital Ltd 6 8 ENV:xasx Envestra Ltd 4 6 GFF:xasx Goodman Fielder Ltd 4 6 HLO:xasx Helloworld Ltd 4 8 IPE:xasx IPE Ltd 6 8

MRV:xasx Moreton Resources Ltd 5 8 NHF:xasx NIB Holdings Ltd 5 4 NEC:xasx Nine Entertainment Co. Holdings Ltd 7 4 PBG:xasx Pacific Brands Ltd 5 6 REH:xasx Reece Australia Ltd 6 8 RRL:xasx Regis Resources NL 5 7 RNO:xasx Rhinomed Ltd 6 8 SCP:xasx Shopping Centres Australasia Property 5 3 Group SUH:xasx Southern Hemisphere Mining Ltd 5 8 SAT:xasx Stratos Resources Ltd 6 8 WAM:xasx WAM Capital Ltd 4 6 WAX:xasx WAM Research Ltd 5 7 WIC:xasx Westoz Investment Company Ltd 5 8 WTF:xasx Wotif.com Holdings Ltd 5 8 Hong Kong Exchanges 01149:xhkg Anxin-China Holdings Ltd 6 8 00933:xhkg Brightoil Petroleum (Holdings) Ltd 5 7 01006:xhkg Changshouhua Food Co Ltd 5 7 01371:xhkg China Lotsynergy Holdings Ltd 3 7 01893:xhkg China National Materials Co. Ltd 7 5 00603:xhkg China Oil And Gas Group Ltd 7 5 01194:xhkg China Precious Metal Resources Holdings Co 5 7 Ltd 01101:xhkg China Rongsheng Ltd 7 5 00855:xhkg China Water Affairs Group Ltd 5 7 01111:xhkg Chong Hing Bank Ltd - NOCT 5 8 02356:xhkg Dah Sing Banking Group Ltd 6 4 00887:xhkg Emperor Watch & Jewellery Ltd 5 8 01777:xhkg Fantasia Holdings Group Co. Ltd 6 8 00830:xhkg Far East Global Group Ltd 5 8 00546:xhkg Fufeng Group Ltd 7 5 00709:xhkg Giordano International Ltd 5 7 01086:xhkg Goodbaby International Holdings Ltd 7 5 00874:xhkg Guangzhou Baiyunshan Pharma Holdings Co 8 6 Ltd 00179:xhkg Johnson Electric Holdings Ltd 4 6 03336:xhkg Ju Teng International Holdings Ltd 7 5 01262:xhkg Labixiaoxin Snacks Group Ltd 5 8 00398:xhkg Oriental Watch Holdings Ltd 6 8 00555:xhkg REXLot Holdings Ltd 7 5 01165:xhkg Shunfeng Photovoltaic International Ltd 6 8 00983:xhkg SOCAM Development Ltd 6 8 01700:xhkg Springland International Holdings Ltd 5 7

00882:xhkg Tianjin Development Holdings Ltd 7 5 01115:xhkg Tibet 5100 Water Resources Holdings Ltd 6 8 02233:xhkg West China Cement Ltd 5 7 00302:xhkg Wing Hang Bank Ltd 5 3 00968:xhkg Xinyi Solar Holdings Ltd 3 5 01368:xhkg Xtep International Holdings Ltd 5 7 01230:xhkg Yashili International Holdings Ltd 8 5 00564:xhkg Zhengzhou Coal Mining Machinery Group 7 5 Co. Ltd - H