SECURITIES AND EXCHANGE COMMISSION

FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers

Filing Date: 2020-08-13 | Period of Report: 2020-06-30 SEC Accession No. 0001214717-20-000010

(HTML Version on secdatabase.com)

FILER GEODE CAPITAL MANAGEMENT, LLC Mailing Address Business Address 100 SUMMER STREET 100 SUMMER STREET CIK:1214717| IRS No.: 043537967 | State of Incorp.:DE | Fiscal Year End: 1231 12TH FLOOR 12TH FLOOR Type: 13F-HR | Act: 34 | File No.: 028-10386 | Film No.: 201098222 BOSTON MA 02110 BOSTON MA 02110 617-392-8533

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FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-2020 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries.

Institutional Investment Manager Filing this Report: Name: GEODE CAPITAL MANAGEMENT, LLC Address: 100 SUMMER STREET 12TH FLOOR BOSTON, MA 02110 Form 13F File Number: 028-10386

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey Miller Title: Chief Operating Officer Phone: 617-563-3499

Signature, Place, and Date of Signing: Jeffrey S. Miller Boston, MASSACHUSETTS 08-13-2020 [Signature] [City, State] [Date]

Report Type (Check only one.): ☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information table Entry Total: 5253 Form 13F Information table Value Total: 467441191 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name CIK 12 028-10985 GEODE CAPITAL MANAGEMENT LP 0001308055

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Expires: July 31, 2015 Estimated average burden FORM 13F hours per response: 23.8

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE 10X GENOMICS INC-CLASS A CL A COM 88025U109 27,166 304,185 SH DFND 1 304,118 0 67 111 INC ADS 68247Q102 85 13,424 SH DFND 1 13,424 0 0 1347 PROPERTY INSURANCE HOLD COM 68244P107 45 10,206 SH DFND 1 10,206 0 0 1-800-FLOWERS.COM INC-CL A CL A 68243Q106 7,326 365,982 SH DFND 1 365,854 0 128 1-800-FLOWERS.COM INC-CL A CL A 68243Q106 5 286 SH DFND 1 2 286 0 0 1LIFE HEALTHCARE INC COM 68269G107 16,265 447,834 SH DFND 1 447,834 0 0 1ST CONSTITUTION BANCORP COM 31986N102 1,525 122,993 SH DFND 1 122,993 0 0 1ST SOURCE CORP COM 336901103 9,891 278,012 SH DFND 1 278,012 0 0 1ST SOURCE CORP COM 336901103 0 4 SH DFND 1 2 4 0 0 21VIANET GROUP INC-ADR SPONSORED ADS A 90138A103 1,340 56,186 SH DFND 1 56,186 0 0 22ND CENTURY GROUP INC COM 90137F103 744 973,637 SH DFND 1 973,637 0 0 2U INC COM 90214J101 28,811 759,008 SH DFND 1 759,008 0 0 360 FINANCE INC -ADR ADS 88557W101 799 74,693 SH DFND 1 74,693 0 0 360 FINANCE INC -ADR ADS 88557W101 1 122 SH DFND 1 2 122 0 0 3D SYSTEMS CORP COM NEW 88554D205 11,861 1,696,894 SH DFND 1 1,696,589 0 305 3D SYSTEMS CORP COM NEW 88554D205 0 6 SH DFND 1 2 6 0 0 3M CO COM 88579Y101 1,291,536 8,293,010 SH DFND 1 8,267,302 0 25,708 51JOB INC-ADR SPONSORED ADS 316827104 7,041 98,546 SH DFND 1 98,318 0 228 51JOB INC-ADR SPONSORED ADS 316827104 0 3 SH DFND 1 2 3 0 0 58.COM INC-ADR SPON ADR REP A 31680Q104 14,189 264,704 SH DFND 1 264,466 0 238 89BIO INC COM 282559103 1,414 70,954 SH DFND 1 70,954 0 0 8X8 INC COM 282914100 23,049 1,440,620 SH DFND 1 1,440,620 0 0 9 METERS BIOPHARMA INC COM 654405109 77 136,146 SH DFND 1 136,146 0 0 A H BELO CORP-A COM CL A 001282102 166 95,973 SH DFND 1 95,973 0 0 A10 NETWORKS INC COM 002121101 5,874 862,697 SH DFND 1 862,697 0 0 A10 NETWORKS INC COM 002121101 3 457 SH DFND 1 2 457 0 0 AAOI 5 03/15/24 NOTE 5.000% 3/1 03823UAB8 493 600,000 PRN DFND 1 600,000 0 0 AAON INC COM PAR $0.004 000360206 34,869 642,279 SH DFND 1 642,279 0 0 AAON INC COM PAR $0.004 000360206 1 27 SH DFND 1 2 27 0 0 AAR CORP COM 000361105 12,139 587,285 SH DFND 1 586,813 0 472 AAR CORP COM 000361105 0 19 SH DFND 1 2 19 0 0 AARON'S INC COM PAR $0.50 002535300 47,155 1,038,678 SH DFND 1 1,022,581 0 16,097 AARON'S INC COM PAR $0.50 002535300 4 104 SH DFND 1 2 104 0 0 ABB LTD-SPON ADR SPONSORED ADR 000375204 431 19,109 SH DFND 1 15,207 0 3,902 ABBOTT LABORATORIES COM 002824100 2,303,107 25,238,671 SH DFND 1 25,160,043 0 78,628 ABBOTT LABORATORIES COM 002824100 2 23 SH DFND 1 2 23 0 0 ABBVIE INC COM 00287Y109 2,838,820 28,958,589 SH DFND 1 28,880,688 0 77,901 ABBVIE INC COM 00287Y109 0 3 SH DFND 1 2 3 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 2,777 952,825 SH DFND 1 952,825 0 0 ABERCROMBIE & FITCH CO-CL A CL A 002896207 9,475 890,568 SH DFND 1 890,165 0 403 ABIOMED INC COM 003654100 177,900 737,777 SH DFND 1 735,793 0 1,984 ABIOMED INC COM 003654100 0 1 SH DFND 1 2 1 0 0 ABM INDUSTRIES INC COM 000957100 34,646 954,438 SH DFND 1 954,438 0 0 ABM INDUSTRIES INC COM 000957100 3 104 SH DFND 1 2 104 0 0 ABRAXAS PETROLEUM CORP COM 003830106 314 1,347,459 SH DFND 1 1,347,459 0 0 AC IMMUNE SA SHS H00263105 270 40,225 SH DFND 1 40,225 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 38,302 570,067 SH DFND 1 570,067 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 12 193 SH DFND 1 2 193 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ACACIA RESEARCH CORP ACACIA TCH COM 003881307 2,660 650,464 SH DFND 1 650,464 0 0 ACADIA HEALTHCARE CO INC COM 00404A109 26,854 1,069,032 SH DFND 1 1,047,805 0 21,227 ACADIA PHARMACEUTICALS INC COM 004225108 66,427 1,370,482 SH DFND 1 1,370,421 0 61 ACADIA PHARMACEUTICALS INC COM 004225108 1 21 SH DFND 1 2 21 0 0 ACADIA REALTY TRUST COM SH BEN INT 004239109 20,257 1,560,687 SH DFND 1 1,560,687 0 0 ACASTI PHARMA INC CL A NEW 00430K402 28 61,235 SH DFND 1 61,235 0 0 ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 5,575 578,983 SH DFND 1 578,983 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 7,125 470,012 SH DFND 1 469,818 0 194 ACCELERON PHARMA INC COM 00434H108 53,158 557,980 SH DFND 1 557,980 0 0 ACCENTURE PLC-CL A SHS CLASS A G1151C101 2,019,521 9,421,039 SH DFND 1 9,392,460 0 28,579 ACCO BRANDS CORP COM 00081T108 9,547 1,344,675 SH DFND 1 1,344,675 0 0 ACCURAY INC COM 004397105 2,850 1,404,064 SH DFND 1 1,404,064 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 1,515 1,252,107 SH DFND 1 1,252,107 0 0 ACER THERAPEUTICS INC COM 00444P108 143 41,729 SH DFND 1 41,729 0 0 ACHIEVE LIFE SCIENCES INC COM NEW 004468203 14 36,136 SH DFND 1 36,136 0 0 ACI WORLDWIDE INC COM 004498101 47,482 1,759,267 SH DFND 1 1,731,605 0 27,662 ACLARIS THERAPEUTICS INC COM 00461U105 668 412,575 SH DFND 1 412,575 0 0 ACM RESEARCH INC-CLASS A COM CL A 00108J109 4,795 76,899 SH DFND 1 76,899 0 0 ACME UNITED CORP COM 004816104 543 23,648 SH DFND 1 23,648 0 0 ACNB CORP COM 000868109 3,374 128,905 SH DFND 1 128,905 0 0 ACORDA THERAPEUTICS INC COM 00484M106 268 364,908 SH DFND 1 364,908 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 918 2,613,395 SH DFND 1 2,613,395 0 0 ACTIVISION BLIZZARD INC COM 00507V109 892,904 11,783,219 SH DFND 1 11,722,586 0 60,633 ACTIVISION BLIZZARD INC COM 00507V109 3 47 SH DFND 1 2 47 0 0 ACUITY BRANDS INC COM 00508Y102 48,438 505,937 SH DFND 1 496,449 0 9,488 ACUITY BRANDS INC COM 00508Y102 2 24 SH DFND 1 2 24 0 0 ACUSHNET HOLDINGS CORP COM 005098108 17,224 495,108 SH DFND 1 495,108 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 403 157,645 SH DFND 1 157,645 0 0 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 357 664,920 SH DFND 1 664,920 0 0 ADAMS RESOURCES & ENERGY INC COM NEW 006351308 723 27,027 SH DFND 1 27,027 0 0 ADAPTHEALTH CORP COM CL A 00653Q102 1,427 88,638 SH DFND 1 88,638 0 0 ADAPTIMMUNE THERAPEUTICS-ADR SPONDS ADR 00653A107 610 60,952 SH DFND 1 60,952 0 0 ADAPTIVE BIOTECHNOLOGIES COM 00650F109 25,938 536,132 SH DFND 1 536,068 0 64 ADDUS HOMECARE CORP COM 006739106 18,739 202,453 SH DFND 1 202,453 0 0 ADDVANTAGE TECHNOLOGIES GRP COM NEW 006743306 41 11,928 SH DFND 1 11,928 0 0 ADECOAGRO SA COM L00849106 70 16,257 SH DFND 1 16,257 0 0 ADIAL PHARMACEUTICALS INC COM 00688A106 108 77,985 SH DFND 1 77,985 0 0 ADIENT PLC ORD SHS G0084W101 21,674 1,320,029 SH DFND 1 1,299,095 0 20,934 ADIENT PLC ORD SHS G0084W101 0 18 SH DFND 1 2 18 0 0 ADMA BIOLOGICS INC COM 000899104 3,190 1,088,995 SH DFND 1 1,088,995 0 0 ADOBE INC COM 00724F101 3,472,881 7,991,017 SH DFND 1 7,953,318 0 37,699 ADT INC COM 00090Q103 9,319 1,167,832 SH DFND 1 1,166,264 0 1,568 ADTALEM GLOBAL EDUCATION INC COM 00737L103 23,286 747,576 SH DFND 1 735,079 0 12,497 ADTRAN INC COM 00738A106 8,201 750,381 SH DFND 1 750,381 0 0 ADTRAN INC COM 00738A106 3 276 SH DFND 1 2 276 0 0 ADURO BIOTECH INC COM 00739L101 2,110 913,711 SH DFND 1 913,711 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 156,023 1,097,370 SH DFND 1 1,094,419 0 2,951 ADVANCE AUTO PARTS INC COM 00751Y106 2 17 SH DFND 1 2 17 0 0 ADVANCED DISPOSAL SERVICES I COM 00790X101 30,697 1,017,490 SH DFND 1 1,017,490 0 0 ADVANCED DRAINAGE SYSTEMS IN COM 00790R104 37,229 753,631 SH DFND 1 753,631 0 0 ADVANCED EMISSIONS SOLUTIONS COM 00770C101 1,298 267,823 SH DFND 1 267,823 0 0 ADVANCED EMISSIONS SOLUTIONS COM 00770C101 0 134 SH DFND 1 2 134 0 0 ADVANCED ENERGY INDUSTRIES COM 007973100 38,611 569,576 SH DFND 1 569,576 0 0 ADVANCED MICRO DEVICES COM 007903107 911,377 17,357,829 SH DFND 1 17,265,866 0 91,963 ADVANCED MICRO DEVICES COM 007903107 0 11 SH DFND 1 2 11 0 0 ADVANSIX INC COM 00773T101 4,730 402,938 SH DFND 1 402,938 0 0 ADVANSIX INC COM 00773T101 0 9 SH DFND 1 2 9 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVAXIS INC COM NEW 007624307 223 416,918 SH DFND 1 416,918 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 21,863 1,047,083 SH DFND 1 1,047,083 0 0 AECOM COM 00766T100 67,746 1,802,724 SH DFND 1 1,764,528 0 38,196 AECOM COM 00766T100 2 54 SH DFND 1 2 54 0 0 AEGION CORP COM 00770F104 7,536 474,862 SH DFND 1 474,008 0 854 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 5,389 582,644 SH DFND 1 582,644 0 0 AEGON N.V.-NY REG SHR NY REGISTRY SHS 007924103 144 49,257 SH DFND 1 45,817 0 3,440 AEHR TEST SYSTEMS COM 00760J108 220 112,964 SH DFND 1 112,964 0 0 AEMETIS INC COM NEW 00770K202 57 73,506 SH DFND 1 73,506 0 0 AERCAP HOLDINGS NV SHS N00985106 19,259 628,360 SH DFND 1 628,360 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 9,029 611,772 SH DFND 1 611,516 0 256 AEROJET ROCKETDYNE HOLDINGS COM 007800105 40,900 1,031,801 SH DFND 1 1,031,801 0 0 AEROVIRONMENT INC COM 008073108 25,999 326,506 SH DFND 1 326,506 0 0 AEROVIRONMENT INC COM 008073108 0 4 SH DFND 1 2 4 0 0 AERPIO PHARMACEUTICALS INC COM 00810B105 143 114,900 SH DFND 1 114,900 0 0 AES CORP COM 00130H105 165,979 11,474,321 SH DFND 1 11,445,925 0 28,396 AETERNA ZENTARIS INC COM 007975402 19 23,853 SH DFND 1 23,853 0 0 AETHLON MEDICAL INC COM 00808Y307 35 17,321 SH DFND 1 17,321 0 0 AFFILIATED MANAGERS GROUP COM 008252108 55,884 749,519 SH DFND 1 738,191 0 11,328 AFFIMED NV COM N01045108 2,928 634,590 SH DFND 1 631,596 0 2,994 AFLAC INC COM 001055102 381,712 10,610,482 SH DFND 1 10,577,942 0 32,540 AFLAC INC COM 001055102 4 115 SH DFND 1 2 115 0 0 AFYA LTD-CLASS A CL A COM G01125106 891 38,038 SH DFND 1 38,038 0 0 AG MORTGAGE INVESTMENT TRUST COM 001228105 900 282,201 SH DFND 1 282,201 0 0 AGCO CORP COM 001084102 67,177 1,211,277 SH DFND 1 1,196,446 0 14,831 AGENUS INC COM NEW 00847G705 8,042 2,046,315 SH DFND 1 2,046,315 0 0 AGENUS INC COM NEW 00847G705 0 102 SH DFND 1 2 102 0 0 AGEX THERAPEUTICS INC COM 00848H108 93 98,398 SH DFND 1 98,398 0 0 AGILE THERAPEUTICS INC COM 00847L100 2,809 1,010,463 SH DFND 1 1,010,463 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 436,391 4,947,369 SH DFND 1 4,933,609 0 13,760 AGILENT TECHNOLOGIES INC COM 00846U101 1 17 SH DFND 1 2 17 0 0 AGILYSYS INC COM 00847J105 7,706 429,571 SH DFND 1 429,571 0 0 AGILYSYS INC COM 00847J105 4 276 SH DFND 1 2 276 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 39,342 735,652 SH DFND 1 735,563 0 89 AGIOS PHARMACEUTICALS INC COM 00847X104 0 1 SH DFND 1 2 1 0 0 AGNC INVESTMENT CORP COM 00123Q104 88,062 6,831,900 SH DFND 1 6,831,179 0 721 AGNICO EAGLE MINES LTD COM 008474108 26,027 407,869 SH DFND 1 407,604 0 265 AGREE REALTY CORP COM 008492100 67,885 1,033,109 SH DFND 1 1,019,596 0 13,513 AGROFRESH SOLUTIONS INC COM 00856G109 1,301 429,507 SH DFND 1 426,464 0 3,043 AILERON THERAPEUTICS INC COM 00887A105 167 141,772 SH DFND 1 141,772 0 0 AIM IMMUNOTECH INC COM 00901B105 383 154,782 SH DFND 1 154,782 0 0 AIMMUNE THERAPEUTICS INC COM 00900T107 11,392 681,780 SH DFND 1 681,780 0 0 AIMMUNE THERAPEUTICS INC COM 00900T107 0 8 SH DFND 1 2 8 0 0 AIR INDUSTRIES GROUP COM NEW 00912N205 57 48,697 SH DFND 1 48,697 0 0 AIR LEASE CORP CL A 00912X302 37,365 1,275,725 SH DFND 1 1,275,518 0 207 AIR LEASE CORP CL A 00912X302 1 41 SH DFND 1 2 41 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 790,648 3,278,799 SH DFND 1 3,269,207 0 9,592 AIR TRANSPORT SERVICES GROUP COM 00922R105 19,765 887,542 SH DFND 1 887,542 0 0 AIRGAIN INC COM 00938A104 780 72,662 SH DFND 1 72,662 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 301,924 2,823,558 SH DFND 1 2,816,473 0 7,085 AKAMAI TECHNOLOGIES INC COM 00971T101 0 6 SH DFND 1 2 6 0 0 AKCEA THERAPEUTICS INC COM 00972L107 4,534 330,979 SH DFND 1 330,979 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 28,540 2,101,653 SH DFND 1 2,100,858 0 795 AKEBIA THERAPEUTICS INC COM 00972D105 0 56 SH DFND 1 2 56 0 0 AKERO THERAPEUTICS INC COM 00973Y108 3,487 139,967 SH DFND 1 139,967 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 3,467 418,307 SH DFND 1 418,307 0 0 ALAMO GROUP INC COM 011311107 14,448 140,764 SH DFND 1 140,764 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ALAMOS GOLD INC-CLASS A COM CL A 011532108 933 100,088 SH DFND 1 100,088 0 0 ALAMOS GOLD INC-CLASS A COM CL A 011532108 2 295 SH DFND 1 2 295 0 0 ALARM.COM HOLDINGS INC COM 011642105 42,303 652,733 SH DFND 1 652,733 0 0 ALASKA AIR GROUP INC COM 011659109 76,284 2,106,270 SH DFND 1 2,101,129 0 5,141 ALASKA AIR GROUP INC COM 011659109 0 13 SH DFND 1 2 13 0 0 ALASKA COMM SYSTEMS GROUP COM 01167P101 2,001 717,507 SH DFND 1 717,507 0 0 ALBANY INTL CORP-CL A CL A 012348108 25,635 436,648 SH DFND 1 436,648 0 0 ALBEMARLE CORP COM 012653101 136,107 1,765,931 SH DFND 1 1,761,256 0 4,675 ALBIREO PHARMA INC COM 01345P106 5,033 190,031 SH DFND 1 190,031 0 0 ALCOA CORP COM 013872106 29,753 2,647,098 SH DFND 1 2,642,224 0 4,874 ALCON INC ORD SHS H01301128 309 5,408 SH DFND 1 5,053 0 355 ALDEYRA THERAPEUTICS INC COM 01438T106 999 239,598 SH DFND 1 239,598 0 0 ALECTOR INC COM 014442107 15,931 651,854 SH DFND 1 651,854 0 0 ALERUS FINANCIAL CORP COM 01446U103 2,308 116,820 SH DFND 1 116,820 0 0 ALEXANDER & BALDWIN INC COM 014491104 12,665 1,039,004 SH DFND 1 1,018,204 0 20,800 ALEXANDER'S INC COM 014752109 7,495 31,116 SH DFND 1 30,575 0 541 ALEXANDRIA REAL ESTATE EQUIT COM 015271109 402,756 2,485,986 SH DFND 1 2,480,404 0 5,582 ALEXION PHARMACEUTICALS INC COM 015351109 424,771 3,791,068 SH DFND 1 3,773,816 0 17,252 ALEXION PHARMACEUTICALS INC COM 015351109 5 51 SH DFND 1 2 51 0 0 ALGONQUIN POWER & UTILITIES COM 015857105 11,555 897,035 SH DFND 1 897,035 0 0 ALGONQUIN POWER & UTILITIES COM 015857105 0 9 SH DFND 1 2 9 0 0 ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 1,120,022 5,224,050 SH DFND 1 5,222,869 0 1,181 ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 1 6 SH DFND 1 2 6 0 0 ALICO INC COM 016230104 1,941 62,299 SH DFND 1 62,299 0 0 ALIGN TECHNOLOGY INC COM 016255101 338,283 1,234,070 SH DFND 1 1,228,197 0 5,873 ALIMERA SCIENCES INC COM NEW 016259202 87 13,906 SH DFND 1 13,906 0 0 ALJ REGIONAL HOLDINGS INC COM 001627108 23 47,893 SH DFND 1 47,893 0 0 ALKALINE WATER CO INC/THE COM NEW 01643A207 452 316,702 SH DFND 1 316,702 0 0 ALKERMES PLC SHS G01767105 37,047 1,909,177 SH DFND 1 1,909,053 0 124 ALKERMES PLC SHS G01767105 2 104 SH DFND 1 2 104 0 0 ALLAKOS INC COM 01671P100 28,275 393,483 SH DFND 1 393,483 0 0 ALLEGHANY CORP COM 017175100 78,683 160,996 SH DFND 1 157,582 0 3,414 ALLEGHANY CORP COM 017175100 0 2 SH DFND 1 2 2 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 18,804 1,845,366 SH DFND 1 1,814,754 0 30,612 ALLEGIANCE BANCSHARES INC COM 01748H107 7,359 289,841 SH DFND 1 289,841 0 0 ALLEGIANT TRAVEL CO COM 01748X102 22,078 202,163 SH DFND 1 202,163 0 0 ALLEGION PLC ORD SHS G0176J109 156,624 1,534,933 SH DFND 1 1,530,994 0 3,939 ALLEGION PLC ORD SHS G0176J109 0 5 SH DFND 1 2 5 0 0 ALLENA PHARMACEUTICALS INC COM 018119107 197 124,906 SH DFND 1 124,906 0 0 ALLETE INC COM NEW 018522300 46,347 848,704 SH DFND 1 836,352 0 12,352 ALLETE INC COM NEW 018522300 0 9 SH DFND 1 2 9 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 29,223 647,644 SH DFND 1 637,305 0 10,339 ALLIANCE DATA SYSTEMS CORP COM 018581108 8 192 SH DFND 1 2 192 0 0 ALLIANCE RESOURCE PARTNERS UT LTD PART 01877R108 408 125,443 SH DFND 1 125,443 0 0 ALLIANT ENERGY CORP COM 018802108 200,600 4,200,078 SH DFND 1 4,189,417 0 10,661 ALLIED HEALTHCARE PRODUCTS COM NEW 019222207 239 20,351 SH DFND 1 20,351 0 0 ALLIED MOTION TECHNOLOGIES COM 019330109 3,962 112,238 SH DFND 1 112,238 0 0 ALLIED MOTION TECHNOLOGIES COM 019330109 1 39 SH DFND 1 2 39 0 0 ALLISON TRANSMISSION HOLDING COM 01973R101 64,351 1,749,639 SH DFND 1 1,749,639 0 0 ALLISON TRANSMISSION HOLDING COM 01973R101 3 95 SH DFND 1 2 95 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 38,798 906,077 SH DFND 1 906,077 0 0 ALLOT LTD SHS M0854Q105 222 21,262 SH DFND 1 21,262 0 0 ALLSCRIPTS HEALTHCARE SOLUTI COM 01988P108 18,856 2,785,296 SH DFND 1 2,785,296 0 0 ALLSCRIPTS HEALTHCARE SOLUTI COM 01988P108 4 595 SH DFND 1 2 595 0 0 ALLSTATE CORP COM 020002101 481,558 4,973,708 SH DFND 1 4,960,343 0 13,365 ALLSTATE CORP COM 020002101 3 34 SH DFND 1 2 34 0 0 ALLY FINANCIAL INC COM 02005N100 89,304 4,506,855 SH DFND 1 4,506,855 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ALNYLAM PHARMACEUTICALS INC COM 02043Q107 190,053 1,284,296 SH DFND 1 1,284,154 0 142 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 3,283 301,751 SH DFND 1 301,751 0 0 ALPHA PRO TECH LTD COM 020772109 2,245 126,868 SH DFND 1 126,868 0 0 ALPHABET INC-CL A CAP STK CL A 02079K305 6,837,237 4,829,955 SH DFND 1 4,807,451 0 22,504 ALPHABET INC-CL A CAP STK CL A 02079K305 4 3 SH DFND 1 2 3 0 0 ALPHABET INC-CL C CAP STK CL C 02079K107 6,211,535 4,402,730 SH DFND 1 4,380,719 0 22,011 ALPHATEC HOLDINGS INC COM NEW 02081G201 3,005 639,464 SH DFND 1 639,464 0 0 ALPINE IMMUNE SCIENCES INC COM 02083G100 376 38,774 SH DFND 1 38,774 0 0 ALPINE INCOME PROPERTY TRUST COM 02083X103 1,407 86,572 SH DFND 1 86,572 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 2,215 285,317 SH DFND 1 285,317 0 0 ALTA EQUIPMENT GROUP INC-CW24 *W EXP 02/14/202 02128L114 133 128,155 SH DFND 1 128,155 0 0 ALTA EQUIPMENT GROUP INC-CW24 *W EXP 02/14/202 02128L114 108 103,532 SH DFND 1 2 103,532 0 0 ALTAIR ENGINEERING INC - A COM CL A 021369103 23,895 601,142 SH DFND 1 601,142 0 0 ALTERITY THERAPEUTICS-ADR SPONSORED ADR 02155X106 14 12,128 SH DFND 1 12,128 0 0 ALTERYX INC - CLASS A COM CL A 02156B103 91,370 556,188 SH DFND 1 555,972 0 216 ALTICE USA INC- A CL A 02156K103 64,990 2,886,524 SH DFND 1 2,885,966 0 558 ALTICE USA INC- A CL A 02156K103 2 122 SH DFND 1 2 122 0 0 ALTIMMUNE INC COM NEW 02155H200 953 89,034 SH DFND 1 89,010 0 24 ALTISOURCE PORTFOLIO SOL REG SHS L0175J104 1,813 123,064 SH DFND 1 123,064 0 0 ALTISOURCE PORTFOLIO SOL REG SHS L0175J104 0 2 SH DFND 1 2 2 0 0 ALTRA INDUSTRIAL MOTION CORP COM 02208R106 30,786 966,302 SH DFND 1 966,302 0 0 ALTRA INDUSTRIAL MOTION CORP COM 02208R106 0 7 SH DFND 1 2 7 0 0 ALTRIA GROUP INC COM 02209S103 1,069,982 27,306,251 SH DFND 1 27,227,166 0 79,085 ALTRIA GROUP INC COM 02209S103 2 60 SH DFND 1 2 60 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 3,824 499,916 SH DFND 1 499,157 0 759 AMALGAMATED BK OF NEW YORK-A CLASS A 022663108 2,987 236,328 SH DFND 1 236,328 0 0 AMARIN CORP PLC -ADR SPONS ADR NEW 023111206 2,158 311,905 SH DFND 1 311,905 0 0 A-MARK PRECIOUS METALS INC COM 00181T107 970 50,921 SH DFND 1 50,921 0 0 AMAZON.COM INC COM 023135106 17,251,622 6,265,689 SH DFND 1 6,233,698 0 31,991 AMAZON.COM INC COM 023135106 2 1 SH DFND 1 2 1 0 0 AMBAC FINANCIAL GROUP INC COM NEW 023139884 9,301 649,521 SH DFND 1 648,573 0 948 AMBARELLA INC SHS G037AX101 24,159 527,506 SH DFND 1 527,506 0 0 AMBARELLA INC SHS G037AX101 0 13 SH DFND 1 2 13 0 0 AMBEV SA-ADR SPONSORED ADR 02319V103 2,238 847,935 SH DFND 1 847,935 0 0 AMBEV SA-ADR SPONSORED ADR 02319V103 0 193 SH DFND 1 2 193 0 0 AMC ENTERTAINMENT HLDS-CL A CL A COM 00165C104 3,169 738,790 SH DFND 1 738,790 0 0 AMC NETWORKS INC-A CL A 00164V103 14,885 636,397 SH DFND 1 626,769 0 9,628 AMC NETWORKS INC-A CL A 00164V103 1 68 SH DFND 1 2 68 0 0 AMCI ACQUISITION CORP-CW23 *W EXP 05/20/202 00165R119 6 12,346 SH DFND 1 12,346 0 0 AMCOR PLC ORD G0250X107 258,132 25,212,741 SH DFND 1 25,145,488 0 67,253 AMDOCS LTD SHS G02602103 84,221 1,382,717 SH DFND 1 1,382,717 0 0 AMDOCS LTD SHS G02602103 0 10 SH DFND 1 2 10 0 0 AMEDISYS INC COM 023436108 77,644 391,075 SH DFND 1 383,351 0 7,724 AMER NATL BNKSHS/DANVILLE VA COM 027745108 3,936 157,196 SH DFND 1 157,196 0 0 AMER NATL BNKSHS/DANVILLE VA COM 027745108 0 25 SH DFND 1 2 25 0 0 AMERANT BANCORP INC CL A 023576101 5,376 357,513 SH DFND 1 357,513 0 0 AMERCO COM 023586100 32,671 108,213 SH DFND 1 108,213 0 0 AMEREN CORPORATION COM 023608102 288,184 4,103,257 SH DFND 1 4,092,786 0 10,471 AMERESCO INC-CL A CL A 02361E108 8,394 302,189 SH DFND 1 301,758 0 431 AMERI HOLDINGS INC COM NEW 02362F302 16 10,788 SH DFND 1 10,788 0 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 161 39,141 SH DFND 1 39,141 0 0 AMERICAN AIRLINES GROUP INC COM 02376R102 111,328 8,527,820 SH DFND 1 8,506,591 0 21,229 AMERICAN ASSETS TRUST INC COM 024013104 28,259 1,015,066 SH DFND 1 1,002,353 0 12,713 AMERICAN AXLE & MFG HOLDINGS COM 024061103 12,317 1,620,683 SH DFND 1 1,619,690 0 993 AMERICAN CAMPUS COMMUNITIES COM 024835100 73,649 2,106,679 SH DFND 1 2,073,878 0 32,801 AMERICAN EAGLE OUTFITTERS COM 02553E106 24,025 2,204,141 SH DFND 1 2,166,280 0 37,861 AMERICAN ELECTRIC POWER COM 025537101 556,246 6,998,718 SH DFND 1 6,977,399 0 21,319

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AMERICAN EQUITY INVT LIFE HL COM 025676206 31,962 1,293,501 SH DFND 1 1,293,501 0 0 AMERICAN EXPRESS CO COM 025816109 881,419 9,278,486 SH DFND 1 9,250,381 0 28,105 AMERICAN EXPRESS CO COM 025816109 3 33 SH DFND 1 2 33 0 0 AMERICAN FINANCE TRUST INC COM CLASS A 02607T109 13,099 1,650,868 SH DFND 1 1,650,868 0 0 AMERICAN FINANCIAL GROUP INC COM 025932104 61,069 962,527 SH DFND 1 943,898 0 18,629 AMERICAN FINANCIAL GROUP INC COM 025932104 2 43 SH DFND 1 2 43 0 0 AMERICAN HOMES 4 RENT- A CL A 02665T306 111,855 4,158,180 SH DFND 1 4,090,799 0 67,381 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 391,228 12,573,212 SH DFND 1 12,535,679 0 37,533 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 1 49 SH DFND 1 2 49 0 0 AMERICAN NATIONAL INSURANCE COMSTK 028591105 8,820 122,393 SH DFND 1 122,393 0 0 AMERICAN NATIONAL INSURANCE COMSTK 028591105 2 29 SH DFND 1 2 29 0 0 AMERICAN PUBLIC EDUCATION COM 02913V103 7,354 248,462 SH DFND 1 248,462 0 0 AMERICAN PUBLIC EDUCATION COM 02913V103 2 72 SH DFND 1 2 72 0 0 AMERICAN REALTY INVESTORS IN COM 029174109 130 14,479 SH DFND 1 14,479 0 0 AMERICAN RENAL ASSOCIATES HO COM 029227105 1,353 207,594 SH DFND 1 207,594 0 0 AMERICAN RIVER BANKSHRS (CA) COM 029326105 232 21,707 SH DFND 1 21,707 0 0 AMERICAN SOFTWARE INC-CL A CL A 029683109 6,858 435,194 SH DFND 1 435,194 0 0 AMERICAN STATES WATER CO COM 029899101 42,328 538,327 SH DFND 1 536,397 0 1,930 AMERICAN SUPERCONDUCTOR CORP SHS NEW 030111207 2,355 289,719 SH DFND 1 289,719 0 0 AMERICAN TOWER CORP COM 03027X100 1,709,267 6,623,650 SH DFND 1 6,580,891 0 42,759 AMERICAN VANGUARD CORP COM 030371108 5,458 396,688 SH DFND 1 396,688 0 0 AMERICAN WATER WORKS CO INC COM 030420103 394,592 3,072,266 SH DFND 1 3,055,102 0 17,164 AMERICAN WATER WORKS CO INC COM 030420103 0 2 SH DFND 1 2 2 0 0 AMERICAN WOODMARK CORP COM 030506109 18,686 247,010 SH DFND 1 247,010 0 0 AMERICAN WOODMARK CORP COM 030506109 0 3 SH DFND 1 2 3 0 0 AMERICA'S CAR-MART INC COM 03062T105 8,185 93,152 SH DFND 1 93,152 0 0 AMERICOLD REALTY TRUST COM 03064D108 108,834 2,998,184 SH DFND 1 2,997,697 0 487 AMERIPRISE FINANCIAL INC COM 03076C106 346,208 2,311,017 SH DFND 1 2,305,408 0 5,609 AMERIPRISE FINANCIAL INC COM 03076C106 13 88 SH DFND 1 2 88 0 0 AMERIS BANCORP COM 03076K108 23,919 1,013,969 SH DFND 1 1,013,969 0 0 AMERISAFE INC COM 03071H100 20,668 337,946 SH DFND 1 337,946 0 0 AMERISERV FINANCIAL INC COM 03074A102 52 17,060 SH DFND 1 17,060 0 0 AMERISOURCEBERGEN CORP COM 03073E105 253,468 2,519,771 SH DFND 1 2,513,430 0 6,341 AMERISOURCEBERGEN CORP COM 03073E105 2 22 SH DFND 1 2 22 0 0 AMES NATIONAL CORP COM 031001100 2,123 107,573 SH DFND 1 107,573 0 0 AMETEK INC COM 031100100 331,026 3,710,887 SH DFND 1 3,700,951 0 9,936 AMETEK INC COM 031100100 13 155 SH DFND 1 2 155 0 0 AMGEN INC COM 031162100 2,362,151 10,029,463 SH DFND 1 9,983,092 0 46,371 AMGEN INC COM 031162100 3 14 SH DFND 1 2 14 0 0 AMICUS THERAPEUTICS INC COM 03152W109 58,410 3,873,390 SH DFND 1 3,873,024 0 366 AMKOR TECHNOLOGY INC COM 031652100 22,888 1,859,344 SH DFND 1 1,859,344 0 0 AMKOR TECHNOLOGY INC COM 031652100 1 121 SH DFND 1 2 121 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 29,940 661,814 SH DFND 1 661,814 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 0 11 SH DFND 1 2 11 0 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 7,737 1,625,596 SH DFND 1 1,625,596 0 0 AMPCO-PITTSBURGH CORP COM 032037103 156 51,041 SH DFND 1 51,041 0 0 AMPHASTAR PHARMACEUTICALS IN COM 03209R103 12,139 540,513 SH DFND 1 540,513 0 0 AMPHASTAR PHARMACEUTICALS IN COM 03209R103 0 7 SH DFND 1 2 7 0 0 AMPHENOL CORP-CL A CL A 032095101 467,619 4,889,076 SH DFND 1 4,876,504 0 12,572 AMPIO PHARMACEUTICALS INC COM 03209T109 517 812,062 SH DFND 1 812,062 0 0 AMPLIFY ENERGY CORP COM 03212B103 225 183,587 SH DFND 1 183,587 0 0 AMPLITUDE HEALTHCARE AC-CW26 *W EXP 12/01/202 03212A113 15 16,750 SH DFND 1 16,750 0 0 AMPLITUDE HEALTHCARE ACQ-A COM CL A 03212A105 335 33,500 SH DFND 1 33,500 0 0 AMTECH SYSTEMS INC COM PAR $0.01N 032332504 396 81,461 SH DFND 1 81,461 0 0 AMYRIS INC COM NEW 03236M200 4,517 1,058,062 SH DFND 1 1,057,339 0 723 ANALOG DEVICES INC COM 032654105 680,875 5,561,145 SH DFND 1 5,531,915 0 29,230 ANALOG DEVICES INC COM 032654105 1 15 SH DFND 1 2 15 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ANAPLAN INC COM 03272L108 50,549 1,115,635 SH DFND 1 1,115,587 0 48 ANAPTYSBIO INC COM 032724106 7,811 349,650 SH DFND 1 349,650 0 0 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 3,545 720,725 SH DFND 1 720,725 0 0 ANDERSONS INC/THE COM 034164103 6,564 477,087 SH DFND 1 477,087 0 0 ANGI HOMESERVICES INC- A COM CL A 00183L102 6,588 542,245 SH DFND 1 542,245 0 0 ANGI HOMESERVICES INC- A COM CL A 00183L102 1 131 SH DFND 1 2 131 0 0 ANGIODYNAMICS INC COM 03475V101 5,706 561,097 SH DFND 1 561,097 0 0 ANGIODYNAMICS INC COM 03475V101 0 1 SH DFND 1 2 1 0 0 ANHEUSER-BUSCH INBEV-SPN ADR SPONSORED ADR 03524A108 423 8,594 SH DFND 1 8,594 0 0 ANI PHARMACEUTICALS INC COM 00182C103 4,530 140,089 SH DFND 1 140,089 0 0 ANI PHARMACEUTICALS INC COM 00182C103 1 43 SH DFND 1 2 43 0 0 ANIKA THERAPEUTICS INC COM 035255108 8,758 232,129 SH DFND 1 232,007 0 122 ANIXA BIOSCIENCES INC COM 03528H109 313 102,487 SH DFND 1 102,487 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 104,984 16,017,612 SH DFND 1 16,016,833 0 779 ANSYS INC COM 03662Q105 413,525 1,420,019 SH DFND 1 1,413,412 0 6,607 ANTARES PHARMA INC COM 036642106 6,430 2,338,263 SH DFND 1 2,338,263 0 0 ANTERIX INC COM 03676C100 9,027 199,111 SH DFND 1 199,111 0 0 ANTERO MIDSTREAM CORP COM 03676B102 16,111 3,159,172 SH DFND 1 3,077,480 0 81,692 ANTERO RESOURCES CORP COM 03674X106 8,136 3,203,204 SH DFND 1 3,203,204 0 0 ANTHEM INC COM 036752103 991,621 3,777,127 SH DFND 1 3,766,153 0 10,974 ANTHEM INC COM 036752103 10 41 SH DFND 1 2 41 0 0 ANWORTH MORTGAGE ASSET CORP COM 037347101 2,636 1,550,715 SH DFND 1 1,550,715 0 0 AON PLC-CLASS A SHS CL A G0403H108 706,479 3,673,354 SH DFND 1 3,663,280 0 10,074 APACHE CORP COM 037411105 87,826 6,513,185 SH DFND 1 6,497,105 0 16,080 APACHE CORP COM 037411105 0 11 SH DFND 1 2 11 0 0 APARTMENT INVT & MGMT CO -A CL A 03748R754 122,099 3,246,705 SH DFND 1 3,240,421 0 6,284 APELLIS PHARMACEUTICALS INC COM 03753U106 28,279 865,879 SH DFND 1 865,879 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 0 19 SH DFND 1 2 19 0 0 APEX GLOBAL BRANDS INC COM NEW 03755M201 26 23,876 SH DFND 1 23,876 0 0 APHRIA INC COM 03765K104 803 187,542 SH DFND 1 187,542 0 0 API GROUP CORP COM STK 00187Y100 20,449 1,683,110 SH DFND 1 1,683,110 0 0 APOGEE ENTERPRISES INC COM 037598109 9,159 397,549 SH DFND 1 397,549 0 0 APOLLO COMMERCIAL REAL ESTAT COM 03762U105 20,921 2,132,645 SH DFND 1 2,132,645 0 0 APOLLO ENDOSURGERY INC COM 03767D108 100 62,325 SH DFND 1 62,325 0 0 APOLLO GLOBAL MANAGEMENT INC COM CL A 03768E105 98,793 1,980,675 SH DFND 1 1,980,511 0 164 APOLLO MEDICAL HOLDINGS INC COM NEW 03763A207 5,271 319,471 SH DFND 1 319,471 0 0 APPFOLIO INC - A COM CL A 03783C100 39,106 240,344 SH DFND 1 240,274 0 70 APPFOLIO INC - A COM CL A 03783C100 2 16 SH DFND 1 2 16 0 0 APPIAN CORP CL A 03782L101 25,847 504,351 SH DFND 1 504,351 0 0 APPIAN CORP CL A 03782L101 0 4 SH DFND 1 2 4 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 35,770 3,702,984 SH DFND 1 3,649,634 0 53,350 APPLE INC COM 037833100 22,913,459 62,923,854 SH DFND 1 62,626,383 0 297,471 APPLIED DNA SCIENCES INC COM 03815U300 184 22,854 SH DFND 1 22,854 0 0 APPLIED GENETIC TECHNOLOGIES COM 03820J100 1,544 278,740 SH DFND 1 278,740 0 0 APPLIED INDUSTRIAL TECH INC COM 03820C105 36,814 590,063 SH DFND 1 590,063 0 0 APPLIED INDUSTRIAL TECH INC COM 03820C105 0 7 SH DFND 1 2 7 0 0 APPLIED MATERIALS INC COM 038222105 847,155 14,039,524 SH DFND 1 13,967,485 0 72,039 APPLIED MATERIALS INC COM 038222105 6 111 SH DFND 1 2 111 0 0 APPLIED MOLECULAR TRANSPORT COM 03824M109 430 17,132 SH DFND 1 17,132 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 3,250 299,000 SH DFND 1 298,904 0 96 APPLIED THERAPEUTICS INC COM 03828A101 5,998 165,920 SH DFND 1 165,920 0 0 APREA THERAPEUTICS INC COM 03836J102 4,117 106,167 SH DFND 1 106,167 0 0 APTARGROUP INC COM 038336103 93,494 834,922 SH DFND 1 819,616 0 15,306 APTEVO THERAPEUTICS INC COM NEW 03835L207 89 10,705 SH DFND 1 10,303 0 402 APTINYX INC COM 03836N103 1,565 375,498 SH DFND 1 375,498 0 0 APTIV PLC SHS G6095L109 332,067 4,269,625 SH DFND 1 4,258,129 0 11,496 APTOSE BIOSCIENCES INC COM NEW 03835T200 288 45,727 SH DFND 1 45,727 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document APYX MEDICAL CORP COM 03837C106 2,432 438,247 SH DFND 1 438,247 0 0 AQUA METALS INC COM 03837J101 521 372,630 SH DFND 1 372,630 0 0 AQUABOUNTY TECHNOLOGIES COM NEW 03842K200 243 75,700 SH DFND 1 75,700 0 0 AQUESTIVE THERAPEUTICS INC COM 03843E104 1,314 270,446 SH DFND 1 270,030 0 416 ARAMARK COM 03852U106 61,927 2,746,055 SH DFND 1 2,745,805 0 250 ARAMARK COM 03852U106 1 59 SH DFND 1 2 59 0 0 ARAVIVE INC COM 03890D108 1,914 164,505 SH DFND 1 164,505 0 0 ARBOR REALTY TRUST INC COM 038923108 12,816 1,387,082 SH DFND 1 1,387,082 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 569 313,030 SH DFND 1 313,030 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 249 249,287 SH DFND 1 249,287 0 0 ARCADIA BIOSCIENCES INC COM NEW 039014204 184 49,105 SH DFND 1 49,105 0 0 ARCBEST CORP COM 03937C105 10,936 412,544 SH DFND 1 411,927 0 617 ARCBEST CORP COM 03937C105 0 10 SH DFND 1 2 10 0 0 ARCELORMITTAL-NY REGISTERED NY REGISTRY SH 03938L203 123 11,548 SH DFND 1 10,906 0 642 ARCH CAPITAL GROUP LTD ORD G0450A105 144,754 5,056,267 SH DFND 1 5,055,972 0 295 ARCH RESOURCES INC CL A 03940R107 6,218 218,872 SH DFND 1 218,872 0 0 ARCHER-DANIELS-MIDLAND CO COM 039483102 359,949 9,037,652 SH DFND 1 9,014,002 0 23,650 ARCHROCK INC COM 03957W106 11,876 1,829,963 SH DFND 1 1,829,963 0 0 ARCHROCK INC COM 03957W106 4 625 SH DFND 1 2 625 0 0 ARCIMOTO INC COM 039587100 682 128,200 SH DFND 1 128,200 0 0 ARCO PLATFORM LTD - CLASS A COM CL A G04553106 978 22,512 SH DFND 1 22,512 0 0 ARCONIC CORP COM 03966V107 21,802 1,565,172 SH DFND 1 1,564,872 0 300 ARCOS DORADOS HOLDINGS INC-A SHS CLASS -A - G0457F107 119 28,497 SH DFND 1 28,497 0 0 ARCOSA INC COM 039653100 29,058 688,582 SH DFND 1 688,143 0 439 ARCOSA INC COM 039653100 0 6 SH DFND 1 2 6 0 0 ARCTURUS THERAPEUTICS HOLDIN COM 03969T109 9,915 212,145 SH DFND 1 212,145 0 0 ARCTURUS THERAPEUTICS HOLDIN COM 03969T109 2 56 SH DFND 1 2 56 0 0 ARCUS BIOSCIENCES INC COM 03969F109 13,673 552,689 SH DFND 1 552,689 0 0 ARCUTIS BIOTHERAPEUTICS INC COM 03969K108 4,604 152,262 SH DFND 1 152,262 0 0 ARDAGH GROUP SA CL A L0223L101 828 64,177 SH DFND 1 64,177 0 0 ARDELYX INC COM 039697107 7,650 1,105,538 SH DFND 1 1,105,538 0 0 ARDMORE SHIPPING CORP COM Y0207T100 958 220,738 SH DFND 1 220,738 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 54,292 862,476 SH DFND 1 862,422 0 54 ARES COMMERCIAL REAL ESTATE COM 04013V108 4,160 456,242 SH DFND 1 456,242 0 0 ARES MANAGEMENT CORP - A CL A COM STK 03990B101 35,111 884,409 SH DFND 1 884,409 0 0 ARGAN INC COM 04010E109 9,303 196,352 SH DFND 1 196,352 0 0 ARGAN INC COM 04010E109 0 7 SH DFND 1 2 7 0 0 ARGENX SE - ADR SPONSORED ADR 04016X101 4,025 17,872 SH DFND 1 17,872 0 0 ARGO GROUP INTERNATIONAL COM G0464B107 16,566 475,628 SH DFND 1 475,628 0 0 ARISTA NETWORKS INC COM 040413106 206,319 983,932 SH DFND 1 981,642 0 2,290 ARISTA NETWORKS INC COM 040413106 0 3 SH DFND 1 2 3 0 0 ARLINGTON ASSET INVESTMENT-A CL A NEW 041356205 1,632 549,639 SH DFND 1 543,922 0 5,717 ARLO TECHNOLOGIES INC COM 04206A101 2,809 1,088,899 SH DFND 1 1,088,899 0 0 ARMADA HOFFLER PROPERTIES IN COM 04208T108 8,342 838,399 SH DFND 1 824,228 0 14,171 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 8,695 926,072 SH DFND 1 926,072 0 0 ARMSTRONG FLOORING INC COM 04238R106 532 177,940 SH DFND 1 177,940 0 0 ARMSTRONG WORLD INDUSTRIES COM 04247X102 42,579 546,174 SH DFND 1 546,174 0 0 ARMSTRONG WORLD INDUSTRIES COM 04247X102 0 8 SH DFND 1 2 8 0 0 ARROW ELECTRONICS INC COM 042735100 64,566 940,699 SH DFND 1 921,938 0 18,761 ARROW ELECTRONICS INC COM 042735100 0 2 SH DFND 1 2 2 0 0 ARROW FINANCIAL CORP COM 042744102 6,048 203,460 SH DFND 1 203,460 0 0 ARROW FINANCIAL CORP COM 042744102 6 210 SH DFND 1 2 210 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 67,152 1,554,456 SH DFND 1 1,529,658 0 24,798 ARTESIAN RESOURCES CORP-CL A CL A 043113208 4,127 113,749 SH DFND 1 113,749 0 0 ARTHUR J GALLAGHER & CO COM 363576109 310,756 3,190,758 SH DFND 1 3,182,708 0 8,050 ARTISAN PARTNERS ASSET MA -A CL A 04316A108 31,055 955,565 SH DFND 1 955,130 0 435 ARTISAN PARTNERS ASSET MA -A CL A 04316A108 10 311 SH DFND 1 2 311 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ART'S-WAY MANUFACTURING CO COM 043168103 75 32,042 SH DFND 1 32,042 0 0 ARVINAS INC COM 04335A105 11,307 337,143 SH DFND 1 337,143 0 0 ASBURY AUTOMOTIVE GROUP COM 043436104 22,169 286,682 SH DFND 1 286,682 0 0 ASBURY AUTOMOTIVE GROUP COM 043436104 0 3 SH DFND 1 2 3 0 0 ASCENA RETAIL GROUP INC COM NEW 04351G200 104 71,773 SH DFND 1 71,773 0 0 ASCENDIS PHARMA A/S - ADR SPONSORED ADR 04351P101 5,660 38,273 SH DFND 1 38,273 0 0 ASE TECHNOLOGY HOLDING -ADR SPONSORED ADS 00215W100 706 155,566 SH DFND 1 145,665 0 9,901 ASE TECHNOLOGY HOLDING -ADR SPONSORED ADS 00215W100 5 1,241 SH DFND 1 2 1,241 0 0 ASGN INC COM 00191U102 49,405 740,938 SH DFND 1 728,406 0 12,532 ASGN INC COM 00191U102 0 10 SH DFND 1 2 10 0 0 ASHFORD HOSPITALITY TRUST REIT 044103109 524 726,005 SH DFND 1 719,561 0 6,444 ASHFORD INC COM 044104107 106 10,488 SH DFND 1 10,478 0 10 ASHLAND GLOBAL HOLDINGS INC COM 044186104 47,055 680,972 SH DFND 1 666,314 0 14,658 ASML HOLDING NV-NY REG SHS N Y REGISTRY SHS N07059210 25,030 68,009 SH DFND 1 65,285 0 2,724 ASPEN AEROGELS INC COM 04523Y105 1,905 289,661 SH DFND 1 289,661 0 0 ASPEN GROUP INC COM NEW 04530L203 2,272 251,080 SH DFND 1 251,080 0 0 ASPEN TECHNOLOGY INC COM 045327103 83,607 806,059 SH DFND 1 806,059 0 0 ASPIRA WOMEN'S HEALTH INC COM 04537Y109 2,878 749,601 SH DFND 1 749,601 0 0 ASSEMBLY BIOSCIENCES INC COM 045396108 10,396 445,805 SH DFND 1 445,805 0 0 ASSERTIO HOLDINGS INC COM 04546C106 735 858,474 SH DFND 1 858,474 0 0 ASSETMARK FINANCIAL HOLDINGS COM 04546L106 5,609 205,555 SH DFND 1 205,555 0 0 ASSOCIATED BANC-CORP COM 045487105 24,050 1,758,110 SH DFND 1 1,721,432 0 36,678 ASSOCIATED CAPITAL GROUP - A CL A 045528106 1,560 42,541 SH DFND 1 42,336 0 205 ASSURANT INC COM 04621X108 102,300 992,147 SH DFND 1 989,599 0 2,548 ASSURED GUARANTY LTD COM G0585R106 22,945 940,017 SH DFND 1 940,017 0 0 ASSURED GUARANTY LTD COM G0585R106 0 29 SH DFND 1 2 29 0 0 ASTA FUNDING INC COM 046220109 503 38,958 SH DFND 1 38,958 0 0 ASTEC INDUSTRIES INC COM 046224101 15,566 336,137 SH DFND 1 336,137 0 0 ASTEC INDUSTRIES INC COM 046224101 0 6 SH DFND 1 2 6 0 0 ASTRAZENECA PLC-SPONS ADR SPONSORED ADR 046353108 10,180 192,492 SH DFND 1 190,540 0 1,952 ASTRONICS CORP COM 046433108 4,210 398,740 SH DFND 1 397,235 0 1,505 ASTRONICS CORP COM 046433108 4 429 SH DFND 1 2 429 0 0 ASTRONOVA INC COM 04638F108 462 58,158 SH DFND 1 58,158 0 0 ASTROTECH CORP COM NEW 046484200 84 29,724 SH DFND 1 29,724 0 0 ASURE SOFTWARE INC COM 04649U102 1,239 192,744 SH DFND 1 192,744 0 0 AT HOME GROUP INC COM 04650Y100 4,457 686,764 SH DFND 1 686,248 0 516 AT&T INC COM 00206R102 3,298,338 109,306,598 SH DFND 1 108,991,223 0 315,375 AT&T INC COM 00206R102 4 142 SH DFND 1 2 142 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 12,889 884,674 SH DFND 1 884,337 0 337 ATHENE HOLDING LTD-CLASS A CL A G0684D107 43,780 1,404,972 SH DFND 1 1,404,625 0 347 ATHENEX INC COM 04685N103 13,020 946,255 SH DFND 1 946,255 0 0 ATHERSYS INC COM 04744L106 6,642 2,406,868 SH DFND 1 2,406,868 0 0 ATHERSYS INC COM 04744L106 0 14 SH DFND 1 2 14 0 0 ATIF HOLDINGS LTD SHS G0602B100 50 26,801 SH DFND 1 26,801 0 0 ATKORE INTERNATIONAL GROUP I COM 047649108 21,552 788,033 SH DFND 1 788,033 0 0 ATKORE INTERNATIONAL GROUP I COM 047649108 2 97 SH DFND 1 2 97 0 0 ATLANTIC CAPITAL BANCSHARES COM 048269203 4,269 351,142 SH DFND 1 350,289 0 853 ATLANTIC POWER CORP COM NEW 04878Q863 1,583 791,580 SH DFND 1 779,980 0 11,600 ATLANTIC UNION BANKSHARES CO COM 04911A107 27,019 1,166,627 SH DFND 1 1,166,627 0 0 ATLANTICA SUSTAINABLE INFRAS SHS G0751N103 2,404 82,638 SH DFND 1 81,840 0 798 ATLANTICA SUSTAINABLE INFRAS SHS G0751N103 1 64 SH DFND 1 2 64 0 0 ATLANTICUS HOLDINGS CORP COM 04914Y102 945 91,469 SH DFND 1 91,469 0 0 ATLAS AIR WORLDWIDE HOLDINGS COM NEW 049164205 17,405 404,507 SH DFND 1 404,507 0 0 ATLAS AIR WORLDWIDE HOLDINGS COM NEW 049164205 2 61 SH DFND 1 2 61 0 0 ATLAS CORP SHS Y0436Q109 105 13,817 SH DFND 1 13,817 0 0 ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207115 43 64,817 SH DFND 1 64,817 0 0 ATLAS TECHNICAL CONSULTANTS - 21 *W EXP 11/26/202 049430119 19 48,800 SH DFND 1 48,800 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ATLASSIAN CORP PLC-CLASS A CL A G06242104 32,919 182,612 SH DFND 1 182,612 0 0 ATLASSIAN CORP PLC-CLASS A CL A G06242104 2 13 SH DFND 1 2 13 0 0 ATMOS ENERGY CORP COM 049560105 195,849 1,970,342 SH DFND 1 1,958,379 0 11,963 ATN INTERNATIONAL INC COM 00215F107 10,410 171,879 SH DFND 1 171,879 0 0 ATOMERA INC COM 04965B100 1,654 183,869 SH DFND 1 183,869 0 0 ATOSSA THERAPEUTICS INC COM 04962H506 341 89,903 SH DFND 1 89,903 0 0 ATRECA INC - A CL A COM 04965G109 4,341 204,006 SH DFND 1 204,006 0 0 ATRECA INC - A CL A COM 04965G109 0 10 SH DFND 1 2 10 0 0 ATRICURE INC COM 04963C209 28,005 623,043 SH DFND 1 623,043 0 0 ATRICURE INC COM 04963C209 0 7 SH DFND 1 2 7 0 0 ATRION CORPORATION COM 049904105 14,337 22,508 SH DFND 1 22,508 0 0 ATYR PHARMA INC COM NEW 002120202 204 46,130 SH DFND 1 46,130 0 0 AUBURN NATL BANCORPORATION COM 050473107 1,617 28,332 SH DFND 1 28,332 0 0 AUDIOCODES LTD ORD M15342104 550 17,314 SH DFND 1 17,314 0 0 AUDIOCODES LTD ORD M15342104 0 27 SH DFND 1 2 27 0 0 AUDIOEYE INC COM NEW 050734201 328 32,855 SH DFND 1 32,855 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 1,590 97,906 SH DFND 1 97,906 0 0 AURORA CANNABIS INC COM 05156X884 271 21,983 SH DFND 1 21,983 0 0 AURORA MOBILE LTD-ADR ADS 051857100 20 12,607 SH DFND 1 12,607 0 0 AUTODESK INC COM 052769106 771,107 3,230,340 SH DFND 1 3,213,190 0 17,150 AUTODESK INC COM 052769106 1 7 SH DFND 1 2 7 0 0 AUTOHOME INC-ADR SP ADR RP CL A 05278C107 12,816 170,776 SH DFND 1 170,776 0 0 AUTOHOME INC-ADR SP ADR RP CL A 05278C107 0 9 SH DFND 1 2 9 0 0 AUTOLIV INC COM 052800109 43,809 679,838 SH DFND 1 679,838 0 0 AUTOLUS THERAPEUTICS PLC SPON ADS 05280R100 319 19,943 SH DFND 1 19,943 0 0 AUTOMATIC DATA PROCESSING COM 053015103 1,112,791 7,484,015 SH DFND 1 7,449,784 0 34,231 AUTOMATIC DATA PROCESSING COM 053015103 1 8 SH DFND 1 2 8 0 0 AUTONATION INC COM 05329W102 31,834 847,119 SH DFND 1 833,378 0 13,741 AUTOWEB INC COM 05335B100 99 77,300 SH DFND 1 77,300 0 0 AUTOZONE INC COM 053332102 442,982 393,085 SH DFND 1 392,086 0 999 AUTOZONE INC COM 053332102 3 3 SH DFND 1 2 3 0 0 AVADEL PHARMACEUTICALS-ADR SPONSORED ADR 05337M104 221 27,395 SH DFND 1 27,395 0 0 AVALARA INC COM 05338G106 116,150 873,432 SH DFND 1 873,190 0 242 AVALARA INC COM 05338G106 0 2 SH DFND 1 2 2 0 0 AVALON GLOBOCARE CORP COM 05344R104 320 168,832 SH DFND 1 168,832 0 0 AVALON HOLDINGS CORP-A CL A 05343P109 16 10,368 SH DFND 1 10,368 0 0 AVALONBAY COMMUNITIES INC COM 053484101 456,432 2,955,786 SH DFND 1 2,949,644 0 6,142 AVALONBAY COMMUNITIES INC COM 053484101 0 5 SH DFND 1 2 5 0 0 AVANGRID INC COM 05351W103 25,313 602,979 SH DFND 1 602,979 0 0 AVANOS MEDICAL INC COM 05350V106 20,283 690,149 SH DFND 1 678,789 0 11,360 AVANTOR INC COM 05352A100 60,132 3,541,304 SH DFND 1 3,540,890 0 414 AVANTOR INC COM 05352A100 2 146 SH DFND 1 2 146 0 0 AVAYA HOLDINGS CORP COM 05351X101 15,386 1,244,882 SH DFND 1 1,244,700 0 182 AVENUE THERAPEUTICS INC COM NEW 05360L205 1,258 116,827 SH DFND 1 116,827 0 0 AVEO PHARMACEUTICALS INC COM NEW 053588307 1,004 195,026 SH DFND 1 195,026 0 0 AVERY DENNISON CORP COM 053611109 156,907 1,377,720 SH DFND 1 1,374,162 0 3,558 AVERY DENNISON CORP COM 053611109 2 24 SH DFND 1 2 24 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 496 27,181 SH DFND 1 27,181 0 0 AVID BIOSERVICES INC COM 05368M106 4,983 759,128 SH DFND 1 759,128 0 0 AVID TECHNOLOGY INC COM 05367P100 5,443 748,815 SH DFND 1 748,815 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 478 16,931 SH DFND 1 16,931 0 0 AVINGER INC COM 053734604 6 22,052 SH DFND 1 22,052 0 0 AVIS BUDGET GROUP INC COM 053774105 18,595 812,407 SH DFND 1 799,485 0 12,922 AVISTA CORP COM 05379B107 36,842 1,012,422 SH DFND 1 1,012,422 0 0 AVISTA CORP COM 05379B107 0 10 SH DFND 1 2 10 0 0 AVNET INC COM 053807103 35,588 1,276,131 SH DFND 1 1,252,548 0 23,583 AVNET INC COM 053807103 3 117 SH DFND 1 2 117 0 0

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document BERKSHIRE HATHAWAY INC-CL B CL B NEW 084670702 2 14 SH DFND 1 2 14 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 7,179 651,476 SH DFND 1 651,476 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 1 136 SH DFND 1 2 136 0 0 BERRY CORP COM 08579X101 3,868 800,852 SH DFND 1 800,852 0 0 BERRY GLOBAL GROUP INC COM 08579W103 68,005 1,534,425 SH DFND 1 1,534,425 0 0 BEST BUY CO INC COM 086516101 343,432 3,941,305 SH DFND 1 3,931,107 0 10,198 BEST BUY CO INC COM 086516101 11 135 SH DFND 1 2 135 0 0 BEST INC - ADR SPONSORED ADS 08653C106 2,165 509,496 SH DFND 1 507,083 0 2,413 BEYOND AIR INC COM 08862L103 1,236 170,588 SH DFND 1 170,588 0 0 BEYOND MEAT INC COM 08862E109 39,790 296,987 SH DFND 1 296,859 0 128 BEYONDSPRING INC SHS G10830100 1,712 113,531 SH DFND 1 113,531 0 0 BG STAFFING INC COM 05544A109 1,436 126,928 SH DFND 1 126,928 0 0 BGC PARTNERS INC-CL A CL A 05541T101 12,093 4,413,543 SH DFND 1 4,413,543 0 0 BGC PARTNERS INC-CL A CL A 05541T101 0 10 SH DFND 1 2 10 0 0 BHP GROUP LTD-SPON ADR SPONSORED ADS 088606108 1,328 26,721 SH DFND 1 25,088 0 1,633 BHP GROUP LTD-SPON ADR SPONSORED ADS 088606108 14 284 SH DFND 1 2 284 0 0 BHP GROUP PLC-ADR SPONSORED ADR 05545E209 968 23,541 SH DFND 1 22,788 0 753 BHP GROUP PLC-ADR SPONSORED ADR 05545E209 6 161 SH DFND 1 2 161 0 0 BIG 5 SPORTING GOODS CORP COM 08915P101 320 165,232 SH DFND 1 165,232 0 0 BIG LOTS INC COM 089302103 23,329 555,468 SH DFND 1 555,468 0 0 BIG LOTS INC COM 089302103 3 95 SH DFND 1 2 95 0 0 BIGLARI HOLDINGS INC-A COM STK CL A 08986R408 425 1,270 SH DFND 1 1,270 0 0 BIGLARI HOLDINGS INC-B COM STK CL B 08986R309 946 13,715 SH DFND 1 13,646 0 69 BILIBILI INC-SPONSORED ADR SPONS ADS REP Z 090040106 18,076 391,928 SH DFND 1 391,928 0 0 BILIBILI INC-SPONSORED ADR SPONS ADS REP Z 090040106 3 74 SH DFND 1 2 74 0 0 BILL.COM HOLDINGS INC COM 090043100 19,182 212,639 SH DFND 1 212,639 0 0 BIOCEPT INC COM 09072V402 225 317,265 SH DFND 1 317,265 0 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 10,533 2,210,664 SH DFND 1 2,210,664 0 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 0 89 SH DFND 1 2 89 0 0 BIODELIVERY SCIENCES INTL COM 09060J106 5,566 1,276,827 SH DFND 1 1,276,827 0 0 BIOGEN INC COM 09062X103 812,130 3,039,352 SH DFND 1 3,026,405 0 12,947 BIOGEN INC COM 09062X103 14 54 SH DFND 1 2 54 0 0 BIOHAVEN PHARMACEUTICAL HOLD COM G11196105 47,999 656,536 SH DFND 1 656,500 0 36 BIOLASE INC COM NEW 090911207 22 48,715 SH DFND 1 48,715 0 0 BIOLIFE SOLUTIONS INC COM NEW 09062W204 2,470 151,131 SH DFND 1 151,131 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 256,875 2,084,416 SH DFND 1 2,077,962 0 6,454 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2 20 SH DFND 1 2 20 0 0 BIOMERICA INC COM NEW 09061H307 358 49,504 SH DFND 1 49,504 0 0 BIONANO GENOMICS INC COM 09075F107 163 320,982 SH DFND 1 320,982 0 0 BIONTECH SE-ADR SPONSORED ADS 09075V102 439 6,586 SH DFND 1 6,586 0 0 BIO-PATH HOLDINGS INC COM 09057N300 103 20,643 SH DFND 1 20,643 0 0 BIO-RAD LABORATORIES-A CL A 090572207 155,801 345,712 SH DFND 1 344,792 0 920 BIO-RAD LABORATORIES-A CL A 090572207 0 2 SH DFND 1 2 2 0 0 BIOSIG TECHNOLOGIES INC COM NEW 09073N201 2,205 306,332 SH DFND 1 306,332 0 0 BIOSPECIFICS TECHNOLOGIES COM 090931106 5,806 94,760 SH DFND 1 94,760 0 0 BIO-TECHNE CORP COM 09073M104 153,003 579,399 SH DFND 1 570,181 0 9,218 BIO-TECHNE CORP COM 09073M104 0 1 SH DFND 1 2 1 0 0 BIOTELEMETRY INC COM 090672106 23,146 512,198 SH DFND 1 512,198 0 0 BIOXCEL THERAPEUTICS INC COM 09075P105 8,554 161,384 SH DFND 1 161,384 0 0 BJ'S RESTAURANTS INC COM 09180C106 6,261 299,006 SH DFND 1 299,006 0 0 BJ'S WHOLESALE CLUB HOLDINGS COM 05550J101 69,329 1,860,194 SH DFND 1 1,830,361 0 29,833 BK TECHNOLOGIES CORP COM 05587G104 267 78,830 SH DFND 1 78,830 0 0 BLACK DIAMOND THERAPEUTICS I COM 09203E105 7,663 181,764 SH DFND 1 181,764 0 0 BLACK HILLS CORP COM 092113109 52,094 919,421 SH DFND 1 904,456 0 14,965 BLACK KNIGHT INC COM 09215C105 119,358 1,646,336 SH DFND 1 1,646,336 0 0 BLACK KNIGHT INC COM 09215C105 0 6 SH DFND 1 2 6 0 0 BLACKBAUD INC COM 09227Q100 42,699 748,057 SH DFND 1 736,237 0 11,820

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document BRF SA-ADR SPONSORED ADR 10552T107 1 294 SH DFND 1 2 294 0 0 BRICKELL BIOTECH INC COM 10802T105 15 15,954 SH DFND 1 15,954 0 0 BRIDGE BANCORP INC COM 108035106 6,481 283,783 SH DFND 1 283,783 0 0 BRIDGEBIO PHARMA INC COM 10806X102 23,901 732,935 SH DFND 1 732,935 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 3,101 302,585 SH DFND 1 302,585 0 0 BRIDGFORD FOODS CORP COM 108763103 354 21,436 SH DFND 1 21,436 0 0 BRIGGS & STRATTON COM 109043109 441 336,742 SH DFND 1 336,742 0 0 BRIGHAM MINERALS INC-CL A CL A COM 10918L103 5,164 418,165 SH DFND 1 418,165 0 0 BRIGHT HORIZONS FAMILY SOLUT COM 109194100 82,624 704,725 SH DFND 1 704,526 0 199 BRIGHTCOVE COM 10921T101 4,484 569,137 SH DFND 1 569,137 0 0 BRIGHTHOUSE FINANCIAL INC COM 10922N103 36,718 1,319,402 SH DFND 1 1,296,373 0 23,029 BRIGHTSPHERE INVESTMENT GROU COM 10948W103 10,969 880,390 SH DFND 1 880,390 0 0 BRIGHTVIEW HOLDINGS INC COM 10948C107 4,992 445,791 SH DFND 1 445,791 0 0 BRINKER INTERNATIONAL INC COM 109641100 17,204 716,845 SH DFND 1 716,845 0 0 BRINK'S CO/THE COM 109696104 33,207 729,669 SH DFND 1 717,615 0 12,054 BRINK'S CO/THE COM 109696104 0 5 SH DFND 1 2 5 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1,934,632 32,957,290 SH DFND 1 32,856,495 0 100,795 BRISTOL-MYERS SQUIBB CO COM 110122108 4 70 SH DFND 1 2 70 0 0 BRISTOL-MYERS SQUIBB-CVR RIGHT 99/99/9999 110122157 310 86,520 SH DFND 1 85,500 0 1,020 BRISTOW GROUP INC COM 11040G103 1,244 89,339 SH DFND 1 89,339 0 0 BRITISH AMERICAN TOB-SP ADR SPONSORED ADR 110448107 4,017 103,494 SH DFND 1 103,494 0 0 BRIXMOR PROPERTY GROUP INC COM 11120U105 62,796 4,898,308 SH DFND 1 4,825,466 0 72,842 BROADCOM INC COM 11135F101 1,838,337 5,835,011 SH DFND 1 5,803,571 0 31,440 BROADCOM INC COM 11135F101 0 2 SH DFND 1 2 2 0 0 BROADMARK REALTY CAPITAL INC COM 11135B100 15,214 1,606,632 SH DFND 1 1,606,632 0 0 BROADRIDGE FINANCIAL SOLUTIO COM 11133T103 240,249 1,906,866 SH DFND 1 1,901,717 0 5,149 BROADWIND INC COM NEW 11161T207 326 87,020 SH DFND 1 87,020 0 0 BROOGE ENERGY LTD SHS G1611B107 281 35,126 SH DFND 1 35,126 0 0 BROOGE HOLDINGS LTD *W EXP 12/20/202 G1611B115 43 95,985 SH DFND 1 95,985 0 0 BROOGE HOLDINGS LTD *W EXP 12/20/202 G1611B115 274 610,408 SH DFND 1 2 610,408 0 0 BROOKDALE SENIOR LIVING INC COM 112463104 7,650 2,593,526 SH DFND 1 2,593,526 0 0 BROOKDALE SENIOR LIVING INC COM 112463104 1 600 SH DFND 1 2 600 0 0 BROOKFIELD ASSET MANAGE-CL A CL A LTD VT SH 112585104 77,462 2,330,852 SH DFND 1 2,328,070 0 2,782 BROOKFIELD ASSET MANAGE-CL A CL A LTD VT SH 112585104 2 70 SH DFND 1 2 70 0 0 BROOKFIELD INFRASTRUCTURE PA LP INT UNIT G16252101 349 8,494 SH DFND 1 0 0 8,494 BROOKFIELD INFRASTRUCTURE-A COM SB VTG SHS A 11275Q107 9,370 205,657 SH DFND 1 204,317 0 1,340 BROOKFIELD PROPERTY PARTNERS UNIT LTD PARTN G16249107 3,192 322,206 SH DFND 1 322,206 0 0 BROOKFIELD PROPERTY REIT I-A CL A 11282X103 2,032 204,024 SH DFND 1 204,024 0 0 BROOKLINE BANCORP INC COM 11373M107 12,434 1,233,584 SH DFND 1 1,233,584 0 0 BROOKS AUTOMATION INC COM 114340102 48,351 1,092,934 SH DFND 1 1,092,934 0 0 BROOKS AUTOMATION INC COM 114340102 0 7 SH DFND 1 2 7 0 0 BROWN & BROWN INC COM 115236101 121,390 2,974,911 SH DFND 1 2,918,818 0 56,093 BROWN & BROWN INC COM 115236101 0 11 SH DFND 1 2 11 0 0 BROWN-FORMAN CORP-CLASS A CL A 115637100 13,684 237,695 SH DFND 1 237,695 0 0 BROWN-FORMAN CORP-CLASS B CL B 115637209 207,829 3,271,255 SH DFND 1 3,263,458 0 7,797 BROWN-FORMAN CORP-CLASS B CL B 115637209 1 28 SH DFND 1 2 28 0 0 BRP GROUP INC-A COM CL A 05589G102 6,447 373,330 SH DFND 1 373,330 0 0 BRP INC/CA- SUB VOTING COM SUN VTG 05577W200 1,797 42,156 SH DFND 1 42,156 0 0 BRP INC/CA- SUB VOTING COM SUN VTG 05577W200 0 3 SH DFND 1 2 3 0 0 BRT APARTMENTS CORP COM 055645303 1,993 184,232 SH DFND 1 184,232 0 0 BRUKER CORP COM 116794108 54,781 1,346,654 SH DFND 1 1,346,654 0 0 BRUNSWICK CORP COM 117043109 60,924 951,792 SH DFND 1 932,926 0 18,866 BRYN MAWR BANK CORP COM 117665109 8,320 300,828 SH DFND 1 300,828 0 0 BSQUARE CORP COM NEW 11776U300 86 55,005 SH DFND 1 55,005 0 0 BUCKLE INC/THE COM 118440106 6,430 410,107 SH DFND 1 410,107 0 0 BUILD-A-BEAR WORKSHOP INC COM 120076104 210 96,345 SH DFND 1 96,345 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 35,928 1,735,671 SH DFND 1 1,735,671 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document BUILDERS FIRSTSOURCE INC COM 12008R107 0 7 SH DFND 1 2 7 0 0 BUNGE LTD COM G16962105 66,114 1,608,812 SH DFND 1 1,608,645 0 167 BURLINGTON STORES INC COM 122017106 143,618 729,911 SH DFND 1 729,860 0 51 BURNING ROCK BIOTECH LTD-ADR SPONSORED ADS 12233L107 200 7,416 SH DFND 1 7,416 0 0 BUSINESS FIRST BANCSHARES COM 12326C105 3,231 210,532 SH DFND 1 210,532 0 0 BWX TECHNOLOGIES INC COM 05605H100 59,764 1,055,170 SH DFND 1 1,055,170 0 0 BYLINE BANCORP INC COM 124411109 4,567 348,682 SH DFND 1 348,682 0 0 C & F FINANCIAL CORP COM 12466Q104 1,446 43,510 SH DFND 1 43,510 0 0 C.H. ROBINSON WORLDWIDE INC COM NEW 12541W209 200,553 2,540,024 SH DFND 1 2,534,278 0 5,746 CABALETTA BIO INC COM 12674W109 2,057 184,700 SH DFND 1 184,700 0 0 CABLE ONE INC COM 12685J105 125,807 70,918 SH DFND 1 69,663 0 1,255 CABLE ONE INC COM 12685J105 1 1 SH DFND 1 2 1 0 0 CABOT CORP COM 127055101 23,695 639,555 SH DFND 1 626,056 0 13,499 CABOT CORP COM 127055101 0 13 SH DFND 1 2 13 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 61,616 441,571 SH DFND 1 434,635 0 6,936 CABOT OIL & GAS CORP COM 127097103 109,962 6,412,113 SH DFND 1 6,395,010 0 17,103 CABOT OIL & GAS CORP COM 127097103 6 406 SH DFND 1 2 406 0 0 CACI INTERNATIONAL INC -CL A CL A 127190304 63,229 291,542 SH DFND 1 285,558 0 5,984 CACI INTERNATIONAL INC -CL A CL A 127190304 0 2 SH DFND 1 2 2 0 0 CACTUS INC - A CL A 127203107 13,747 666,373 SH DFND 1 666,373 0 0 CACTUS INC - A CL A 127203107 1 83 SH DFND 1 2 83 0 0 CADENCE BANCORP CL A 12739A100 17,013 1,920,284 SH DFND 1 1,920,284 0 0 CADENCE DESIGN SYS INC COM 127387108 524,608 5,474,277 SH DFND 1 5,452,755 0 21,522 CADIZ INC COM NEW 127537207 4,026 396,321 SH DFND 1 396,321 0 0 CAE INC COM 124765108 7,238 447,530 SH DFND 1 445,998 0 1,532 CAESARS ENTERTAINMENT CORP COM 127686103 84,536 6,969,180 SH DFND 1 6,835,367 0 133,813 CAESARSTONE LTD ORD SHS M20598104 2,093 176,683 SH DFND 1 176,683 0 0 CAESARSTONE LTD ORD SHS M20598104 0 45 SH DFND 1 2 45 0 0 CAI INTERNATIONAL INC COM 12477X106 3,956 237,461 SH DFND 1 237,461 0 0 CALADRIUS BIOSCIENCES INC COM NEW 128058203 82 46,538 SH DFND 1 46,538 0 0 CALAMP CORP COM 128126109 3,986 497,719 SH DFND 1 497,719 0 0 CALAMP CORP COM 128126109 0 61 SH DFND 1 2 61 0 0 CALAVO GROWERS INC COM 128246105 15,490 246,234 SH DFND 1 246,234 0 0 CALEDONIA MINING CORP PLC SHS NEW G1757E113 1,238 71,502 SH DFND 1 71,502 0 0 CALERES INC COM 129500104 4,779 573,120 SH DFND 1 572,819 0 301 CALERES INC COM 129500104 0 34 SH DFND 1 2 34 0 0 CALIFORNIA BANCORP INC COM 13005U101 865 58,092 SH DFND 1 58,092 0 0 CALIFORNIA RESOURCES CORP COM NEW 13057Q206 848 695,626 SH DFND 1 695,626 0 0 CALIFORNIA WATER SERVICE GRP COM 130788102 34,029 713,398 SH DFND 1 710,849 0 2,549 CALITHERA BIOSCIENCES INC COM 13089P101 4,660 882,708 SH DFND 1 882,708 0 0 CALIX INC COM 13100M509 14,513 974,083 SH DFND 1 974,083 0 0 CALIX INC COM 13100M509 4 298 SH DFND 1 2 298 0 0 CALLAWAY GOLF COMPANY COM 131193104 23,340 1,332,963 SH DFND 1 1,332,963 0 0 CALLON PETROLEUM CO COM 13123X102 4,214 3,664,729 SH DFND 1 3,664,729 0 0 CAL-MAINE FOODS INC COM NEW 128030202 23,808 535,259 SH DFND 1 535,259 0 0 CALUMET SPECIALTY PRODUCTS UT LTD PARTNER 131476103 140 61,788 SH DFND 1 61,788 0 0 CALYXT INC COM 13173L107 695 141,166 SH DFND 1 141,166 0 0 CAMBIUM NETWORKS CORP SHS G17766109 284 38,648 SH DFND 1 38,648 0 0 CAMBRIDGE BANCORP COM 132152109 5,378 90,795 SH DFND 1 90,795 0 0 CAMDEN NATIONAL CORP COM 133034108 8,092 234,292 SH DFND 1 234,292 0 0 CAMDEN PROPERTY TRUST SH BEN INT 133131102 147,585 1,618,842 SH DFND 1 1,595,559 0 23,283 CAMECO CORP COM 13321L108 6,853 671,838 SH DFND 1 671,838 0 0 CAMPBELL SOUP CO COM 134429109 135,514 2,735,183 SH DFND 1 2,727,165 0 8,018 CAMPING WORLD HOLDINGS INC-A CL A 13462K109 12,618 464,593 SH DFND 1 464,593 0 0 CAMTEK LTD ORD M20791105 302 24,085 SH DFND 1 24,085 0 0 CAMTEK LTD ORD M20791105 0 12 SH DFND 1 2 12 0 0 CAN IMPERIAL BK OF COMMERCE COM 136069101 54,701 810,845 SH DFND 1 810,488 0 357

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 231 9,992 SH DFND 1 9,992 0 0 CANADIAN NATL RAILWAY CO COM 136375102 118,211 1,330,529 SH DFND 1 1,329,793 0 736 CANADIAN NATL RAILWAY CO COM 136375102 1 12 SH DFND 1 2 12 0 0 CANADIAN NATURAL RESOURCES COM 136385101 37,060 2,105,153 SH DFND 1 2,105,153 0 0 CANADIAN NATURAL RESOURCES COM 136385101 4 249 SH DFND 1 2 249 0 0 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 65,818 257,601 SH DFND 1 257,447 0 154 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 3 15 SH DFND 1 2 15 0 0 CANADIAN SOLAR INC COM 136635109 931 48,339 SH DFND 1 48,339 0 0 CANNAE HOLDINGS INC COM 13765N107 56,601 1,377,157 SH DFND 1 1,377,157 0 0 CANON INC-SPONS ADR SPONSORED ADR 138006309 2,220 111,184 SH DFND 1 108,761 0 2,423 CANOPY GROWTH CORP COM 138035100 1,329 84,231 SH DFND 1 84,231 0 0 CANTEL MEDICAL CORP COM 138098108 23,907 540,533 SH DFND 1 531,692 0 8,841 CAPITAL BANCORP INC/MD COM 139737100 810 75,740 SH DFND 1 75,740 0 0 CAPITAL CITY BANK GROUP INC COM 139674105 4,207 200,830 SH DFND 1 200,830 0 0 CAPITAL ONE FINANCIAL CORP COM 14040H105 399,037 6,388,688 SH DFND 1 6,369,318 0 19,370 CAPITAL ONE FINANCIAL CORP COM 14040H105 3 51 SH DFND 1 2 51 0 0 CAPITAL PRODUCT PARTNERS LP PARTNERSHP UNITS Y11082206 100 12,420 SH DFND 1 12,420 0 0 CAPITAL SENIOR LIVING CORP COM 140475104 151 213,172 SH DFND 1 213,172 0 0 CAPITAL SOUTHWEST CORP COM 140501107 165 12,254 SH DFND 1 12,254 0 0 CAPITOL FEDERAL FINANCIAL IN COM 14057J101 22,979 2,087,150 SH DFND 1 2,087,150 0 0 CAPITOL FEDERAL FINANCIAL IN COM 14057J101 0 19 SH DFND 1 2 19 0 0 CAPRI HOLDINGS LTD SHS G1890L107 29,399 1,880,957 SH DFND 1 1,880,957 0 0 CAPRI HOLDINGS LTD SHS G1890L107 0 18 SH DFND 1 2 18 0 0 CAPRICOR THERAPEUTICS INC COM NEW 14070B309 144 31,385 SH DFND 1 31,385 0 0 CAPSTAR FINANCIAL HOLDINGS I COM 14070T102 2,777 231,467 SH DFND 1 231,467 0 0 CAPSTEAD MORTGAGE CORP COM NO PAR 14067E506 7,658 1,395,079 SH DFND 1 1,394,592 0 487 CAPSTONE TURBINE CORP COM 14067D508 158 52,484 SH DFND 1 52,484 0 0 CARA THERAPEUTICS INC COM 140755109 10,803 631,764 SH DFND 1 631,764 0 0 CARDIFF ONCOLOGY INC COM 14147L108 201 40,276 SH DFND 1 40,276 0 0 CARDINAL HEALTH INC COM 14149Y108 257,115 4,932,177 SH DFND 1 4,918,951 0 13,226 CARDINAL HEALTH INC COM 14149Y108 2 51 SH DFND 1 2 51 0 0 CARDIOVASCULAR SYSTEMS INC COM 141619106 19,252 610,223 SH DFND 1 610,223 0 0 CARDIOVASCULAR SYSTEMS INC COM 141619106 1 32 SH DFND 1 2 32 0 0 CARDLYTICS INC COM 14161W105 25,050 357,969 SH DFND 1 357,930 0 39 CARDTRONICS PLC - A SHS CL A G1991C105 13,100 546,328 SH DFND 1 545,897 0 431 CAREDX INC COM 14167L103 21,601 609,706 SH DFND 1 609,380 0 326 CARETRUST REIT INC COM 14174T107 31,871 1,857,293 SH DFND 1 1,833,157 0 24,136 CARGURUS INC COM CL A 141788109 30,410 1,199,633 SH DFND 1 1,199,633 0 0 CARGURUS INC COM CL A 141788109 1 59 SH DFND 1 2 59 0 0 CARLISLE COS INC COM 142339100 74,672 623,989 SH DFND 1 610,811 0 13,178 CARLISLE COS INC COM 142339100 2 23 SH DFND 1 2 23 0 0 CARLYLE GROUP INC/THE COM 14316J108 42,622 1,529,046 SH DFND 1 1,529,046 0 0 CARLYLE GROUP INC/THE COM 14316J108 0 17 SH DFND 1 2 17 0 0 CARMAX INC COM 143130102 230,399 2,577,639 SH DFND 1 2,570,619 0 7,020 CARNIVAL CORP UNIT 99/99/9999 143658300 122,638 7,482,959 SH DFND 1 7,461,366 0 21,593 CARPENTER TECHNOLOGY COM 144285103 16,641 685,412 SH DFND 1 673,977 0 11,435 CARPENTER TECHNOLOGY COM 144285103 1 71 SH DFND 1 2 71 0 0 CARRIAGE SERVICES INC COM 143905107 4,218 232,810 SH DFND 1 232,810 0 0 CARRIER GLOBAL CORP COM 14448C104 299,051 13,482,904 SH DFND 1 13,448,360 0 34,544 CARRIER GLOBAL CORP COM 14448C104 3 137 SH DFND 1 2 137 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 2,866 592,322 SH DFND 1 591,701 0 621 CARS.COM INC COM 14575E105 5,631 977,773 SH DFND 1 976,999 0 774 CARS.COM INC COM 14575E105 0 102 SH DFND 1 2 102 0 0 CARTER BANK & TRUST COM 146102108 2,766 342,815 SH DFND 1 342,815 0 0 CARTER'S INC COM 146229109 39,830 493,560 SH DFND 1 483,156 0 10,404 CARTER'S INC COM 146229109 0 6 SH DFND 1 2 6 0 0 CARVANA CO CL A 146869102 67,865 564,608 SH DFND 1 564,512 0 96

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CASA SYSTEMS INC COM 14713L102 1,940 466,550 SH DFND 1 466,550 0 0 CASELLA WASTE SYSTEMS INC-A CL A 147448104 35,111 673,668 SH DFND 1 673,668 0 0 CASEY'S GENERAL STORES INC COM 147528103 67,203 449,460 SH DFND 1 440,644 0 8,816 CASEY'S GENERAL STORES INC COM 147528103 1 13 SH DFND 1 2 13 0 0 CASI PHARMACEUTICALS INC COM 14757U109 1,953 781,473 SH DFND 1 781,473 0 0 CASPER SLEEP INC COM 147626105 855 95,368 SH DFND 1 95,368 0 0 CASS INFORMATION SYSTEMS INC COM 14808P109 8,283 212,227 SH DFND 1 212,227 0 0 CASSAVA SCIENCES INC COM 14817C107 802 260,579 SH DFND 1 260,579 0 0 CASTLE BIOSCIENCES INC COM 14843C105 4,215 111,845 SH DFND 1 111,845 0 0 CASTLIGHT HEALTH INC-B CL B 14862Q100 500 602,988 SH DFND 1 602,988 0 0 CASTLIGHT HEALTH INC-B CL B 14862Q100 1 2,115 SH DFND 1 2 2,115 0 0 CATABASIS PHARMACEUTICALS IN COM NEW 14875P206 1,476 229,601 SH DFND 1 229,601 0 0 CATALENT INC COM 148806102 135,181 1,845,711 SH DFND 1 1,806,787 0 38,924 CATALYST BIOSCIENCES INC COM NEW 14888D208 1,422 242,405 SH DFND 1 241,753 0 652 CATALYST PHARMACEUTICALS INC COM 14888U101 7,273 1,574,393 SH DFND 1 1,574,393 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 0 99 SH DFND 1 2 99 0 0 CATASYS INC COMSTK 149049504 2,479 100,221 SH DFND 1 100,221 0 0 CATCHMARK TIMBER TRUST INC-A CL A 14912Y202 6,586 744,265 SH DFND 1 731,953 0 12,312 CATERPILLAR INC COM 149123101 963,543 7,630,987 SH DFND 1 7,606,716 0 24,271 CATERPILLAR INC COM 149123101 1 8 SH DFND 1 2 8 0 0 CATHAY GENERAL BANCORP COM 149150104 33,514 1,274,313 SH DFND 1 1,256,269 0 18,044 CATHAY GENERAL BANCORP COM 149150104 0 35 SH DFND 1 2 35 0 0 CATO CORP-CLASS A CL A 149205106 2,644 323,328 SH DFND 1 323,328 0 0 CAVCO INDUSTRIES INC COM 149568107 27,748 143,888 SH DFND 1 143,888 0 0 CAVCO INDUSTRIES INC COM 149568107 1 8 SH DFND 1 2 8 0 0 CB FINANCIAL SERVICES INC COM 12479G101 1,654 75,832 SH DFND 1 75,832 0 0 CBDMD INC COM 12482W101 523 273,955 SH DFND 1 273,955 0 0 CBIZ INC COM 124805102 18,081 754,345 SH DFND 1 754,345 0 0 CBL & ASSOCIATES PROPERTIES COM 124830100 388 1,426,832 SH DFND 1 1,415,916 0 10,916 CBOE GLOBAL MARKETS INC COM 12503M108 172,011 1,844,994 SH DFND 1 1,840,237 0 4,757 CBOE GLOBAL MARKETS INC COM 12503M108 6 75 SH DFND 1 2 75 0 0 CBRE GROUP INC - A CL A 12504L109 270,227 5,985,870 SH DFND 1 5,971,560 0 14,310 CBRE GROUP INC - A CL A 12504L109 1 40 SH DFND 1 2 40 0 0 CBTX INC COM 12481V104 5,720 272,428 SH DFND 1 272,428 0 0 CDK GLOBAL INC COM 12508E101 66,948 1,617,373 SH DFND 1 1,588,052 0 29,321 CDW CORP/DE COM 12514G108 268,120 2,311,955 SH DFND 1 2,300,949 0 11,006 CDW CORP/DE COM 12514G108 1 13 SH DFND 1 2 13 0 0 CECO ENVIRONMENTAL CORP COM 125141101 3,031 460,058 SH DFND 1 460,058 0 0 CEDAR REALTY TRUST INC COM NEW 150602209 667 674,028 SH DFND 1 674,028 0 0 CELANESE CORP COM 150870103 169,266 1,963,958 SH DFND 1 1,958,921 0 5,037 CELANESE CORP COM 150870103 2 29 SH DFND 1 2 29 0 0 CELCUITY INC COM 15102K100 137 19,819 SH DFND 1 19,819 0 0 CELESTICA INC SUB VTG SHS 15101Q108 156 22,850 SH DFND 1 22,850 0 0 CELESTICA INC SUB VTG SHS 15101Q108 1 161 SH DFND 1 2 161 0 0 CELLDEX THERAPEUTICS INC COM NEW 15117B202 1,693 130,237 SH DFND 1 130,023 0 214 CELLECTIS - ADR SPON ADS 15117K103 396 22,281 SH DFND 1 22,281 0 0 CELLECTIS - ADR SPON ADS 15117K103 0 18 SH DFND 1 2 18 0 0 CELLULAR BIOMEDICINE GROUP I COM NEW 15117P102 2,613 174,606 SH DFND 1 174,606 0 0 CEL-SCI CORP COM PAR NEW 150837607 7,030 471,235 SH DFND 1 471,235 0 0 CELSION CORP COM PAR NEW 15117N503 789 212,358 SH DFND 1 212,358 0 0 CELSIUS HOLDINGS INC COM NEW 15118V207 5,672 481,963 SH DFND 1 481,963 0 0 CENOVUS ENERGY INC COM 15135U109 8,109 1,736,579 SH DFND 1 1,736,579 0 0 CENTENE CORP COM 15135B101 521,091 8,216,919 SH DFND 1 8,191,649 0 25,270 CENTENE CORP COM 15135B101 0 1 SH DFND 1 2 1 0 0 CENTENNIAL RESOURCE DEVELO-A CL A 15136A102 1,656 1,861,476 SH DFND 1 1,861,476 0 0 CENTERPOINT ENERGY INC COM 15189T107 160,289 8,600,998 SH DFND 1 8,547,059 0 53,939 CENTOGENE NV COM N1976T109 587 25,676 SH DFND 1 25,676 0 0

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CHEMUNG FINANCIAL CORP COM 164024101 1,408 51,602 SH DFND 1 51,602 0 0 CHENIERE ENERGY INC COM NEW 16411R208 114,544 2,372,697 SH DFND 1 2,360,691 0 12,006 CHENIERE ENERGY INC COM NEW 16411R208 3 80 SH DFND 1 2 80 0 0 CHERRY HILL MORTGAGE INVESTM COM 164651101 2,166 240,144 SH DFND 1 240,144 0 0 CHESAPEAKE UTILITIES CORP COM 165303108 19,715 234,714 SH DFND 1 233,854 0 860 CHEVRON CORP COM 166764100 2,502,788 28,093,217 SH DFND 1 28,013,757 0 79,460 CHEWY INC - CLASS A CL A 16679L109 18,858 421,983 SH DFND 1 421,983 0 0 CHEWY INC - CLASS A CL A 16679L109 0 1 SH DFND 1 2 1 0 0 CHGG 0.25 05/15/23 NOTE 0.250% 5/1 163092AB5 3,585 1,400,000 PRN DFND 1 1,400,000 0 0 CHIASMA INC COM 16706W102 2,845 528,826 SH DFND 1 528,826 0 0 CHICO'S FAS INC COM 168615102 2,341 1,696,427 SH DFND 1 1,696,127 0 300 CHILDREN'S PLACE INC/THE COM 168905107 8,224 219,796 SH DFND 1 219,796 0 0 CHIMERA INVESTMENT CORP COM NEW 16934Q208 25,788 2,683,543 SH DFND 1 2,683,543 0 0 CHIMERIX INC COM 16934W106 2,899 935,319 SH DFND 1 935,319 0 0 CHINA AUTOMOTIVE SYSTEMS INC COM 16936R105 42 14,729 SH DFND 1 14,729 0 0 CHINA BIOLOGIC PRODUCTS HOLD COM G21515104 3,158 30,916 SH DFND 1 30,916 0 0 CHINA CERAMICS CO LTD SHS G2113X134 7 10,848 SH DFND 1 10,848 0 0 CHINA CUSTOMER RELATIONS CEN COM G2118P102 52 11,412 SH DFND 1 11,412 0 0 CHINA HGS REAL ESTATE INC COM 16948W100 11 13,939 SH DFND 1 13,939 0 0 CHINA JO-JO DRUGSTORES INC COM NEW 16949A206 65 47,150 SH DFND 1 47,150 0 0 CHINA LIFE INSURANCE CO-ADR SPON ADR REP H 16939P106 133 13,205 SH DFND 1 8,319 0 4,886 CHINA NATURAL RESOURCES INC COM G2110U109 14 12,136 SH DFND 1 12,136 0 0 CHINA XD PLASTICS CO LTD COM 16948F107 37 32,740 SH DFND 1 32,740 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 437,036 416,060 SH DFND 1 414,922 0 1,138 CHOICE HOTELS INTL INC COM 169905106 30,341 384,558 SH DFND 1 377,006 0 7,552 CHOICEONE FINANCIAL SVCS INC COM 170386106 1,335 45,167 SH DFND 1 45,167 0 0 CHP MERGER CORP-CLASS A COM CL A 12558Y106 149 15,000 SH DFND 1 15,000 0 0 CHROMADEX CORP COM NEW 171077407 2,813 612,982 SH DFND 1 612,982 0 0 CHUBB LTD COM H1467J104 852,535 6,744,698 SH DFND 1 6,725,054 0 19,644 CHUBB LTD COM H1467J104 1 10 SH DFND 1 2 10 0 0 CHUNGHWA TELECOM LT-SPON ADR SPON ADR NEW11 17133Q502 1,123 28,545 SH DFND 1 27,091 0 1,454 CHURCH & DWIGHT CO INC COM 171340102 313,819 4,063,127 SH DFND 1 4,052,629 0 10,498 CHURCHILL DOWNS INC COM 171484108 73,283 550,381 SH DFND 1 542,015 0 8,366 CHUY'S HOLDINGS INC COM 171604101 3,692 248,175 SH DFND 1 248,175 0 0 CHUY'S HOLDINGS INC COM 171604101 0 6 SH DFND 1 2 6 0 0 CIA ENERGETICA DE-SPON ADR SP ADR N-V PFD 204409601 52 25,650 SH DFND 1 17,424 0 8,226 CIA ENERGETICA DE-SPON ADR SP ADR N-V PFD 204409601 2 1,193 SH DFND 1 2 1,193 0 0 CIA SANEAMENTO BASICO DE-ADR SPONSORED ADR 20441A102 337 32,112 SH DFND 1 10,663 0 21,449 CIDARA THERAPEUTICS INC COM 171757107 1,619 438,754 SH DFND 1 438,754 0 0 CIENA CORP COM NEW 171779309 110,857 2,046,857 SH DFND 1 2,010,211 0 36,646 CIENA CORP COM NEW 171779309 0 17 SH DFND 1 2 17 0 0 CIGNA CORP COM 125523100 1,020,656 5,449,790 SH DFND 1 5,433,355 0 16,435 CIGNA CORP COM 125523100 4 22 SH DFND 1 2 22 0 0 CIIG MERGER CORP UNIT 12/31/2026 12559C202 510 50,000 SH DFND 1 50,000 0 0 CIM COMMERCIAL TRUST CORP COM NEW 125525584 976 90,575 SH DFND 1 90,575 0 0 CIMAREX ENERGY CO COM 171798101 31,961 1,162,667 SH DFND 1 1,138,353 0 24,314 CIMPRESS PLC SHS EURO G2143T103 24,603 322,293 SH DFND 1 322,293 0 0 CINCINNATI BELL INC COM NEW 171871502 10,663 718,083 SH DFND 1 718,083 0 0 CINCINNATI FINANCIAL CORP COM 172062101 159,863 2,501,139 SH DFND 1 2,494,450 0 6,689 CINCINNATI FINANCIAL CORP COM 172062101 1 26 SH DFND 1 2 26 0 0 CINEDIGM CORP - A COM NEW 172406209 531 278,467 SH DFND 1 278,467 0 0 CINEMARK HOLDINGS INC COM 17243V102 18,266 1,581,156 SH DFND 1 1,555,688 0 25,468 CINEMARK HOLDINGS INC COM 17243V102 3 297 SH DFND 1 2 297 0 0 CINTAS CORP COM 172908105 407,583 1,532,752 SH DFND 1 1,525,565 0 7,187 CINTAS CORP COM 172908105 0 2 SH DFND 1 2 2 0 0 CIRCOR INTERNATIONAL INC COM 17273K109 7,772 305,039 SH DFND 1 304,868 0 171 CIRRUS LOGIC INC COM 172755100 53,769 870,237 SH DFND 1 856,313 0 13,924

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document EBAY INC COM 278642103 544,797 10,400,706 SH DFND 1 10,347,049 0 53,657 EBAY INC COM 278642103 14 283 SH DFND 1 2 283 0 0 EBIX INC COM NEW 278715206 8,417 376,465 SH DFND 1 376,465 0 0 ECHO GLOBAL LOGISTICS INC COM 27875T101 8,733 403,954 SH DFND 1 403,954 0 0 ECHOSTAR CORP-A CL A 278768106 15,926 569,615 SH DFND 1 569,615 0 0 ECHOSTAR CORP-A CL A 278768106 0 13 SH DFND 1 2 13 0 0 ECOLAB INC COM 278865100 728,613 3,666,996 SH DFND 1 3,656,056 0 10,940 ECPG 4.5 09/01/23 NOTE 4.500% 9/0 29260UAA5 876 900,000 PRN DFND 1 900,000 0 0 EDAP TMS SA -ADR SPONSORED ADR 268311107 83 33,404 SH DFND 1 33,404 0 0 EDGEWELL PERSONAL CARE CO COM 28035Q102 24,622 790,188 SH DFND 1 776,974 0 13,214 EDGEWELL PERSONAL CARE CO COM 28035Q102 1 42 SH DFND 1 2 42 0 0 EDISON INTERNATIONAL COM 281020107 322,456 5,948,493 SH DFND 1 5,912,393 0 36,100 EDITAS MEDICINE INC COM 28106W103 26,316 889,679 SH DFND 1 889,679 0 0 EDUCATIONAL DEVELOPMENT CORP COM 281479105 477 49,636 SH DFND 1 49,636 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 700,476 10,152,797 SH DFND 1 10,125,714 0 27,083 EDWARDS LIFESCIENCES CORP COM 28176E108 1 17 SH DFND 1 2 17 0 0 EGAIN CORP COM NEW 28225C806 3,358 302,300 SH DFND 1 302,300 0 0 EGAIN CORP COM NEW 28225C806 0 16 SH DFND 1 2 16 0 0 EHEALTH INC COM 28238P109 39,678 403,893 SH DFND 1 403,856 0 37 EIDOS THERAPEUTICS INC COM 28249H104 6,928 145,345 SH DFND 1 145,345 0 0 EIDOS THERAPEUTICS INC COM 28249H104 0 3 SH DFND 1 2 3 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 3,361 350,150 SH DFND 1 350,150 0 0 EKSO BIONICS HOLDINGS INC COM 282644301 222 26,438 SH DFND 1 26,438 0 0 EL PASO ELECTRIC CO COM NEW 283677854 39,298 586,545 SH DFND 1 586,545 0 0 EL PASO ELECTRIC CO COM NEW 283677854 9 140 SH DFND 1 2 140 0 0 EL POLLO LOCO HOLDINGS INC COM 268603107 4,363 295,606 SH DFND 1 295,606 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 89,191 4,162,175 SH DFND 1 4,161,650 0 525 ELASTIC NV ORD SHS N14506104 39,999 433,783 SH DFND 1 433,783 0 0 ELASTIC NV ORD SHS N14506104 1 14 SH DFND 1 2 14 0 0 ELBIT SYSTEMS LTD ORD M3760D101 4,648 33,918 SH DFND 1 33,918 0 0 ELDORADO GOLD CORP COM 284902509 275 28,530 SH DFND 1 28,530 0 0 ELDORADO GOLD CORP COM 284902509 1 125 SH DFND 1 2 125 0 0 ELDORADO RESORTS INC COMSTK 28470R102 50,561 1,262,144 SH DFND 1 1,242,252 0 19,892 ELECTRAMECCANICA VEHICLES CO COM NEW 284849205 80 35,747 SH DFND 1 35,747 0 0 ELECTROCORE INC COM 28531P103 218 265,980 SH DFND 1 265,980 0 0 ELECTROMED INC COM 285409108 1,299 84,407 SH DFND 1 84,407 0 0 ELECTRONIC ARTS INC COM 285512109 605,887 4,595,771 SH DFND 1 4,573,003 0 22,768 ELECTRONIC ARTS INC COM 285512109 7 54 SH DFND 1 2 54 0 0 ELEMENT SOLUTIONS INC COM 28618M106 26,770 2,467,284 SH DFND 1 2,466,881 0 403 ELEVATE CREDIT INC COM 28621V101 262 177,048 SH DFND 1 177,048 0 0 ELF BEAUTY INC COM 26856L103 7,173 376,164 SH DFND 1 375,969 0 195 ELI LILLY & CO COM 532457108 2,066,926 12,612,057 SH DFND 1 12,574,621 0 37,436 ELI LILLY & CO COM 532457108 0 6 SH DFND 1 2 6 0 0 ELLINGTON FINANCIAL INC COM 28852N109 6,880 584,115 SH DFND 1 584,115 0 0 ELLINGTON RESIDENTIAL MORTGA COM SHS BEN INT 288578107 1,211 117,603 SH DFND 1 117,603 0 0 ELOXX PHARMACEUTICALS INC COM 29014R103 1,202 396,993 SH DFND 1 396,993 0 0 EMAGIN CORPORATION COM NEW 29076N206 51 65,621 SH DFND 1 65,621 0 0 EMCOR GROUP INC COM 29084Q100 77,919 1,178,096 SH DFND 1 1,164,432 0 13,664 EMCOR GROUP INC COM 29084Q100 3 49 SH DFND 1 2 49 0 0 EMCORE CORP COM NEW 290846203 617 194,272 SH DFND 1 194,272 0 0 EMERALD HOLDING INC COM 29103W104 1,104 358,556 SH DFND 1 358,556 0 0 EMERALD HOLDING INC COM 29103W104 0 32 SH DFND 1 2 32 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 51,770 654,665 SH DFND 1 654,479 0 186 EMERSON ELECTRIC CO COM 291011104 529,958 8,559,708 SH DFND 1 8,531,921 0 27,787 EMERSON ELECTRIC CO COM 291011104 5 86 SH DFND 1 2 86 0 0 EMERSON RADIO CORP COM NEW 291087203 32 48,121 SH DFND 1 48,121 0 0 EMPIRE STATE REALTY TRUST-A CL A 292104106 15,698 2,242,690 SH DFND 1 2,242,690 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document EMPLOYERS HOLDINGS INC COM 292218104 13,502 447,857 SH DFND 1 447,857 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 13,391 266,717 SH DFND 1 266,717 0 0 ENBRIDGE INC COM 29250N105 113,515 3,687,633 SH DFND 1 3,568,115 0 119,518 ENBRIDGE INC COM 29250N105 2 94 SH DFND 1 2 94 0 0 ENCOMPASS HEALTH CORP COM 29261A100 69,345 1,119,734 SH DFND 1 1,095,559 0 24,175 ENCORE CAPITAL GROUP INC COM 292554102 15,179 444,119 SH DFND 1 444,119 0 0 ENCORE CAPITAL GROUP INC COM 292554102 0 8 SH DFND 1 2 8 0 0 ENCORE WIRE CORP COM 292562105 18,876 386,647 SH DFND 1 386,647 0 0 ENCORE WIRE CORP COM 292562105 3 71 SH DFND 1 2 71 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 70 31,094 SH DFND 1 31,094 0 0 ENDO INTERNATIONAL PLC SHS G30401106 11,761 3,428,951 SH DFND 1 3,428,951 0 0 ENDO INTERNATIONAL PLC SHS G30401106 2 782 SH DFND 1 2 782 0 0 ENDOLOGIX INC COM NEW 29266S304 110 137,967 SH DFND 1 137,967 0 0 ENDRA LIFE SCIENCES INC COM 29273B104 61 63,928 SH DFND 1 63,928 0 0 ENDURANCE INTERNATIONAL GROU COM 29272B105 4,752 1,179,372 SH DFND 1 1,179,372 0 0 ENDURANCE INTERNATIONAL GROU COM 29272B105 3 869 SH DFND 1 2 869 0 0 ENEL AMERICAS SA-ADR SPONSORED ADR 29274F104 238 31,754 SH DFND 1 29,355 0 2,399 ENEL AMERICAS SA-ADR SPONSORED ADR 29274F104 16 2,205 SH DFND 1 2 2,205 0 0 ENERGIZER HOLDINGS INC COM 29272W109 33,691 709,444 SH DFND 1 694,252 0 15,192 ENERGOUS CORP COM 29272C103 561 198,966 SH DFND 1 198,966 0 0 ENERGY FOCUS INC COM 29268T409 80 11,585 SH DFND 1 11,585 0 0 ENERGY FUELS INC COM NEW 292671708 1,241 825,550 SH DFND 1 825,550 0 0 ENERGY RECOVERY INC COM 29270J100 4,109 541,015 SH DFND 1 541,015 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 863 121,264 SH DFND 1 0 0 121,264 ENERPAC TOOL GROUP CORP CL A COM 292765104 13,610 773,316 SH DFND 1 773,316 0 0 ENERPLUS CORP COM 292766102 134 47,384 SH DFND 1 47,384 0 0 ENERPLUS CORP COM 292766102 0 76 SH DFND 1 2 76 0 0 ENERSYS COM 29275Y102 44,151 685,789 SH DFND 1 675,655 0 10,134 ENGLOBAL CORP COM 293306106 75 72,924 SH DFND 1 72,924 0 0 ENI SPA-SPONSORED ADR SPONSORED ADR 26874R108 540 28,040 SH DFND 1 28,040 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 33 13,571 SH DFND 1 0 0 13,571 ENNIS INC COM 293389102 6,823 376,179 SH DFND 1 376,179 0 0 ENOCHIAN BIOSCIENCES INC COM 29350E104 1,140 270,820 SH DFND 1 270,820 0 0 ENOVA INTERNATIONAL INC COM 29357K103 8,962 602,746 SH DFND 1 602,630 0 116 ENOVA INTERNATIONAL INC COM 29357K103 2 144 SH DFND 1 2 144 0 0 ENPHASE ENERGY INC COM 29355A107 53,942 1,133,800 SH DFND 1 1,114,233 0 19,567 ENPRO INDUSTRIES INC COM 29355X107 14,242 288,955 SH DFND 1 288,955 0 0 ENSERVCO CORP COM 29358Y102 16 98,285 SH DFND 1 98,285 0 0 ENSIGN GROUP INC/THE COM 29358P101 31,740 758,424 SH DFND 1 758,424 0 0 ENSTAR GROUP LTD SHS G3075P101 31,975 209,304 SH DFND 1 209,304 0 0 ENTEGRIS INC COM 29362U104 93,121 1,576,990 SH DFND 1 1,576,990 0 0 ENTERCOM COMMUNICATIONS-CL A CL A 293639100 2,330 1,688,517 SH DFND 1 1,684,995 0 3,522 ENTERCOM COMMUNICATIONS-CL A CL A 293639100 0 719 SH DFND 1 2 719 0 0 ENTERGY CORP COM 29364G103 304,770 3,254,794 SH DFND 1 3,245,970 0 8,824 ENTERPRISE BANCORP INC COM 293668109 2,971 124,734 SH DFND 1 124,734 0 0 ENTERPRISE FINANCIAL SERVICE COM 293712105 12,315 395,740 SH DFND 1 395,740 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 1,495 82,287 SH DFND 1 4,500 0 77,787 ENTRAVISION COMMUNICATIONS-A CL A 29382R107 1,150 804,708 SH DFND 1 804,708 0 0 ENV 1 3/4 06/01/23 NOTE 1.750% 6/0 29404KAB2 1,236 1,000,000 PRN DFND 1 1,000,000 0 0 ENVELA CORP COM 29402E102 424 69,658 SH DFND 1 69,658 0 0 ENVESTNET INC COM 29404K106 55,442 753,902 SH DFND 1 753,902 0 0 ENVISTA HOLDINGS CORP COM 29415F104 36,088 1,711,170 SH DFND 1 1,711,170 0 0 ENZO BIOCHEM INC COM 294100102 1,288 575,005 SH DFND 1 575,005 0 0 EOG RESOURCES INC COM 26875P101 430,677 8,518,479 SH DFND 1 8,493,722 0 24,757 EOG RESOURCES INC COM 26875P101 0 5 SH DFND 1 2 5 0 0 EPAM SYSTEMS INC COM 29414B104 145,432 577,619 SH DFND 1 577,596 0 23 EPIZYME INC COM 29428V104 20,897 1,301,243 SH DFND 1 1,301,243 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document EPLUS INC COM 294268107 14,904 210,879 SH DFND 1 210,879 0 0 EPR PROPERTIES COM SH BEN INT 26884U109 40,338 1,217,569 SH DFND 1 1,179,212 0 38,357 EQT CORP COM 26884L109 39,381 3,309,356 SH DFND 1 3,248,335 0 61,021 EQT CORP COM 26884L109 2 209 SH DFND 1 2 209 0 0 EQUIFAX INC COM 294429105 327,376 1,908,306 SH DFND 1 1,903,051 0 5,255 EQUINIX INC COM 29444U700 939,962 1,340,936 SH DFND 1 1,314,533 0 26,403 EQUINOR ASA-SPON ADR SPONSORED ADR 29446M102 1,827 126,232 SH DFND 1 126,232 0 0 EQUINOR ASA-SPON ADR SPONSORED ADR 29446M102 0 7 SH DFND 1 2 7 0 0 EQUINOX GOLD CORP COM 29446Y502 455 40,766 SH DFND 1 40,766 0 0 EQUINOX GOLD CORP COM 29446Y502 0 18 SH DFND 1 2 18 0 0 EQUITABLE HOLDINGS INC COM 29452E101 94,842 4,919,596 SH DFND 1 4,919,596 0 0 EQUITRANS MIDSTREAM CORP COM 294600101 38,490 4,631,865 SH DFND 1 4,534,952 0 96,913 EQUITY BANCSHARES INC - CL A COM CL A 29460X109 3,849 220,706 SH DFND 1 220,706 0 0 EQUITY COMMONWEALTH COM SH BEN INT 294628102 58,244 1,808,833 SH DFND 1 1,808,589 0 244 EQUITY LIFESTYLE PROPERTIES COM 29472R108 184,373 2,946,177 SH DFND 1 2,901,782 0 44,395 EQUITY RESIDENTIAL SH BEN INT 29476L107 408,050 6,947,980 SH DFND 1 6,932,883 0 15,097 EQUITY RESIDENTIAL SH BEN INT 29476L107 0 14 SH DFND 1 2 14 0 0 ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 2,817 302,941 SH DFND 1 298,188 0 4,753 ERIE INDEMNITY COMPANY-CL A CL A 29530P102 63,350 330,350 SH DFND 1 330,350 0 0 EROS INTERNATIONAL PLC SHS NEW G3788M114 1,460 462,184 SH DFND 1 461,053 0 1,131 ESCALADE INC COM 296056104 1,654 118,516 SH DFND 1 118,516 0 0 ESCO TECHNOLOGIES INC COM 296315104 30,885 365,382 SH DFND 1 365,382 0 0 ESPERION THERAPEUTICS INC COM 29664W105 19,929 388,417 SH DFND 1 388,279 0 138 ESQUIRE FINANCIAL HOLDINGS I COM 29667J101 1,296 76,705 SH DFND 1 76,705 0 0 ESSA BANCORP INC COM 29667D104 1,672 120,170 SH DFND 1 120,170 0 0 ESSENT GROUP LTD COM G3198U102 75,711 2,085,786 SH DFND 1 2,059,379 0 26,407 ESSENTIAL PROPERTIES REALTY COM 29670E107 25,465 1,716,007 SH DFND 1 1,692,177 0 23,830 ESSENTIAL UTILITIES INC COM 29670G102 109,143 2,586,004 SH DFND 1 2,521,167 0 64,837 ESSEX PROPERTY TRUST INC COM 297178105 312,491 1,364,004 SH DFND 1 1,361,159 0 2,845 ESSEX PROPERTY TRUST INC COM 297178105 0 3 SH DFND 1 2 3 0 0 ESTABLISHMENT LABS HOLDINGS COM G31249108 282 15,129 SH DFND 1 15,129 0 0 ESTEE LAUDER COMPANIES-CL A CL A 518439104 590,200 3,134,635 SH DFND 1 3,124,673 0 9,962 ETHAN ALLEN INTERIORS INC COM 297602104 4,714 398,540 SH DFND 1 398,540 0 0 ETON PHARMACEUTICALS INC COM 29772L108 577 106,012 SH DFND 1 106,012 0 0 ETSY INC COM 29786A106 158,180 1,489,042 SH DFND 1 1,460,592 0 28,450 ETSY INC COM 29786A106 11 107 SH DFND 1 2 107 0 0 EURONET WORLDWIDE INC COM 298736109 66,442 693,406 SH DFND 1 693,353 0 53 EURONET WORLDWIDE INC COM 298736109 1 13 SH DFND 1 2 13 0 0 EVANS BANCORP INC COM NEW 29911Q208 1,300 55,892 SH DFND 1 55,892 0 0 EVANS BANCORP INC COM NEW 29911Q208 0 9 SH DFND 1 2 9 0 0 EVELO BIOSCIENCES INC COM 299734103 779 159,078 SH DFND 1 159,078 0 0 EVENTBRITE INC-CLASS A COM CL A 29975E109 5,923 691,182 SH DFND 1 690,826 0 356 EVENTBRITE INC-CLASS A COM CL A 29975E109 0 104 SH DFND 1 2 104 0 0 EVERBRIDGE INC COM 29978A104 58,339 421,650 SH DFND 1 421,650 0 0 EVERCORE INC - A CLASS A 29977A105 29,086 493,658 SH DFND 1 483,514 0 10,144 EVERCORE INC - A CLASS A 29977A105 2 36 SH DFND 1 2 36 0 0 EVEREST RE GROUP LTD COM G3223R108 142,532 692,461 SH DFND 1 690,753 0 1,708 EVERGY INC COM 30034W106 221,650 3,745,140 SH DFND 1 3,734,892 0 10,248 EVERI HOLDINGS INC COM 30034T103 6,114 1,184,931 SH DFND 1 1,184,931 0 0 EVERQUOTE INC - CLASS A COM CL A 30041R108 10,987 188,925 SH DFND 1 188,925 0 0 EVERQUOTE INC - CLASS A COM CL A 30041R108 2 40 SH DFND 1 2 40 0 0 EVERSOURCE ENERGY COM 30040W108 468,264 5,633,380 SH DFND 1 5,601,220 0 32,160 EVERSPIN TECHNOLOGIES INC COM 30041T104 550 78,412 SH DFND 1 78,412 0 0 EVERSPIN TECHNOLOGIES INC COM 30041T104 0 41 SH DFND 1 2 41 0 0 EVERTEC INC COM 30040P103 28,645 1,019,404 SH DFND 1 1,018,424 0 980 EVI INDUSTRIES INC COM 26929N102 1,344 61,951 SH DFND 1 61,951 0 0 EVO PAYMENTS INC-CLASS A CL A COM 26927E104 13,931 610,228 SH DFND 1 610,228 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document EVOFEM BIOSCIENCES INC COM 30048L104 1,517 536,314 SH DFND 1 536,314 0 0 EVOKE PHARMA INC COM 30049G104 667 188,514 SH DFND 1 188,514 0 0 EVOLENT HEALTH INC - A CL A 30050B101 7,871 1,105,509 SH DFND 1 1,105,509 0 0 EVOLUS INC COM 30052C107 1,794 338,574 SH DFND 1 337,960 0 614 EVOLUTION PETROLEUM CORP COM 30049A107 1,047 374,276 SH DFND 1 374,276 0 0 EVOLVING SYSTEMS INC COM NEW 30049R209 44 40,976 SH DFND 1 40,976 0 0 EVOQUA WATER TECHNOLOGIES CO COM 30057T105 21,734 1,168,509 SH DFND 1 1,168,509 0 0 EW SCRIPPS CO/THE-A CL A NEW 811054402 7,397 845,409 SH DFND 1 845,409 0 0 EXACT SCIENCES CORP COM 30063P105 137,696 1,585,226 SH DFND 1 1,585,002 0 224 EXAGEN INC COM 30068X103 978 78,878 SH DFND 1 78,878 0 0 EXANTAS CAPITAL CORP COM NEW 30068N105 658 248,493 SH DFND 1 248,493 0 0 EXELA TECHNOLOGIES INC COM 30162V102 335 605,887 SH DFND 1 605,887 0 0 EXELIXIS INC COM 30161Q104 87,929 3,703,835 SH DFND 1 3,630,098 0 73,737 EXELIXIS INC COM 30161Q104 2 96 SH DFND 1 2 96 0 0 EXELON CORP COM 30161N101 558,021 15,405,421 SH DFND 1 15,329,387 0 76,034 EXELON CORP COM 30161N101 3 89 SH DFND 1 2 89 0 0 EXFO INC SUB VTG SHS 302046107 39 13,715 SH DFND 1 13,715 0 0 EXICURE INC COM 30205M101 2,516 1,031,156 SH DFND 1 1,031,156 0 0 EXLSERVICE HOLDINGS INC COM 302081104 32,189 507,722 SH DFND 1 507,722 0 0 EXONE CO/THE COM 302104104 1,426 166,804 SH DFND 1 166,804 0 0 EXP WORLD HOLDINGS INC COM 30212W100 6,461 378,995 SH DFND 1 378,995 0 0 EXP WORLD HOLDINGS INC COM 30212W100 2 154 SH DFND 1 2 154 0 0 EXPEDIA GROUP INC COM NEW 30212P303 184,248 2,245,418 SH DFND 1 2,234,900 0 10,518 EXPEDITORS INTL WASH INC COM 302130109 219,719 2,894,405 SH DFND 1 2,887,299 0 7,106 EXPEDITORS INTL WASH INC COM 302130109 2 36 SH DFND 1 2 36 0 0 EXPONENT INC COM 30214U102 70,272 868,310 SH DFND 1 868,310 0 0 EXPONENT INC COM 30214U102 2 25 SH DFND 1 2 25 0 0 EXPRESS INC COM 30219E103 1,466 952,367 SH DFND 1 950,651 0 1,716 EXTENDED STAY AMERICA INC UNIT 99/99/9999B 30224P200 29,366 2,624,349 SH DFND 1 2,624,349 0 0 EXTERRAN CORP COM 30227H106 2,237 415,034 SH DFND 1 415,034 0 0 EXTRA SPACE STORAGE INC COM 30225T102 242,427 2,628,417 SH DFND 1 2,590,765 0 37,652 EXTRA SPACE STORAGE INC COM 30225T102 0 8 SH DFND 1 2 8 0 0 EXTREME NETWORKS INC COM 30226D106 7,613 1,754,228 SH DFND 1 1,754,228 0 0 EXXON MOBIL CORP COM 30231G102 2,839,178 63,592,947 SH DFND 1 63,412,990 0 179,957 EYEGATE PHARMACEUTICALS COM NEW 30233M503 168 34,838 SH DFND 1 34,838 0 0 EYENOVIA INC COM 30234E104 218 76,893 SH DFND 1 76,893 0 0 EYEPOINT PHARMACEUTICALS INC COM 30233G100 393 519,797 SH DFND 1 519,797 0 0 EZCORP INC-CL A CL A NON VTG 302301106 4,971 789,087 SH DFND 1 789,087 0 0 F5 NETWORKS INC COM 315616102 149,971 1,077,037 SH DFND 1 1,074,444 0 2,593 F5 NETWORKS INC COM 315616102 0 2 SH DFND 1 2 2 0 0 FABRINET SHS G3323L100 32,439 519,696 SH DFND 1 519,696 0 0 FACEBOOK INC-CLASS A CL A 30303M102 8,386,754 37,004,637 SH DFND 1 36,833,393 0 171,244 FACEBOOK INC-CLASS A CL A 30303M102 2 9 SH DFND 1 2 9 0 0 FACTSET RESEARCH SYSTEMS INC COM 303075105 175,254 533,640 SH DFND 1 524,564 0 9,076 FACTSET RESEARCH SYSTEMS INC COM 303075105 1 5 SH DFND 1 2 5 0 0 FAIR ISAAC CORP COM 303250104 142,365 340,835 SH DFND 1 333,916 0 6,919 FAIR ISAAC CORP COM 303250104 2 7 SH DFND 1 2 7 0 0 FALCON MINERALS CORP CL A COM 30607B109 1,907 595,962 SH DFND 1 595,962 0 0 FALCON MINERALS CORP CL A COM 30607B109 0 39 SH DFND 1 2 39 0 0 FANHUA INC-SPONSORED ADR SPONSORED ADR 30712A103 943 47,165 SH DFND 1 47,165 0 0 FARMER BROS CO COM 307675108 1,679 228,804 SH DFND 1 228,804 0 0 FARMERS & MERCHANTS BANCO/OH COM 30779N105 3,183 149,903 SH DFND 1 149,903 0 0 FARMERS NATL BANC CORP COM 309627107 4,808 405,426 SH DFND 1 405,426 0 0 FARMERS NATL BANC CORP COM 309627107 2 251 SH DFND 1 2 251 0 0 FARMLAND PARTNERS INC COM 31154R109 3,064 447,315 SH DFND 1 440,718 0 6,597 FARO TECHNOLOGIES INC COM 311642102 14,079 262,669 SH DFND 1 262,669 0 0 FARO TECHNOLOGIES INC COM 311642102 1 19 SH DFND 1 2 19 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FASTENAL CO COM 311900104 461,257 10,783,173 SH DFND 1 10,738,103 0 45,070 FASTLY INC - CLASS A CL A 31188V100 37,921 445,458 SH DFND 1 445,340 0 118 FASTLY INC - CLASS A CL A 31188V100 1 14 SH DFND 1 2 14 0 0 FATE THERAPEUTICS INC COM 31189P102 35,384 1,031,326 SH DFND 1 1,031,326 0 0 FB FINANCIAL CORP COM 30257X104 6,520 263,231 SH DFND 1 263,231 0 0 FBL FINANCIAL GROUP INC-CL A CL A 30239F106 5,058 140,940 SH DFND 1 140,940 0 0 FBL FINANCIAL GROUP INC-CL A CL A 30239F106 3 84 SH DFND 1 2 84 0 0 FEDERAL AGRIC MTG CORP-CL C CL C 313148306 9,752 152,360 SH DFND 1 152,360 0 0 FEDERAL REALTY INVS TRUST SH BEN INT NEW 313747206 124,245 1,460,194 SH DFND 1 1,457,229 0 2,965 FEDERAL SIGNAL CORP COM 313855108 25,615 861,589 SH DFND 1 861,589 0 0 FEDERAL SIGNAL CORP COM 313855108 1 65 SH DFND 1 2 65 0 0 FEDERATED HERMES INC CL B 314211103 38,585 1,628,087 SH DFND 1 1,604,764 0 23,323 FEDERATED HERMES INC CL B 314211103 6 287 SH DFND 1 2 287 0 0 FEDEX CORP COM 31428X106 471,741 3,371,454 SH DFND 1 3,361,228 0 10,226 FEDNAT HOLDING CO COM 31431B109 1,705 154,079 SH DFND 1 154,079 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 1,254 150,200 SH DFND 1 150,200 0 0 FERRO CORP COM 315405100 13,969 1,169,975 SH DFND 1 1,169,975 0 0 FERROGLOBE PLC SHS G33856108 102 206,385 SH DFND 1 206,385 0 0 FFBW INC COM 30260M103 88 10,312 SH DFND 1 10,312 0 0 FIBROGEN INC COM 31572Q808 51,360 1,267,223 SH DFND 1 1,267,223 0 0 FIDELITY D&D BANCORP INC COM 31609R100 2,417 50,278 SH DFND 1 50,278 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 107,424 3,506,605 SH DFND 1 3,506,605 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 5 178 SH DFND 1 2 178 0 0 FIDELITY NATIONAL INFO SERV COM 31620M106 1,222,886 9,137,515 SH DFND 1 9,110,454 0 27,061 FIESTA RESTAURANT GROUP COM 31660B101 1,953 306,235 SH DFND 1 306,235 0 0 FIFTH THIRD BANCORP COM 316773100 238,704 12,399,632 SH DFND 1 12,367,756 0 31,876 FINANCIAL INSTITUTIONS INC COM 317585404 4,817 258,881 SH DFND 1 258,881 0 0 FINANCIAL INSTITUTIONS INC COM 317585404 0 15 SH DFND 1 2 15 0 0 FINJAN HOLDINGS INC COM NEW 31788H303 182 118,269 SH DFND 1 118,269 0 0 FIREEYE INC COM 31816Q101 31,920 2,621,785 SH DFND 1 2,621,785 0 0 FIRST AMERICAN FINANCIAL COM 31847R102 92,148 1,918,970 SH DFND 1 1,892,391 0 26,579 FIRST BANCORP INC/ME COM 31866P102 2,952 136,058 SH DFND 1 136,058 0 0 FIRST BANCORP PUERTO RICO COM NEW 318672706 20,976 3,752,588 SH DFND 1 3,752,588 0 0 FIRST BANCORP PUERTO RICO COM NEW 318672706 1 221 SH DFND 1 2 221 0 0 FIRST BANCORP/NC COM 318910106 11,379 453,734 SH DFND 1 453,734 0 0 FIRST BANCSHARES INC/MS COM 318916103 6,943 308,622 SH DFND 1 308,622 0 0 FIRST BANK/HAMILTON NJ COM 31931U102 1,456 223,452 SH DFND 1 223,452 0 0 FIRST BUSEY CORP COM NEW 319383204 14,637 784,865 SH DFND 1 784,349 0 516 FIRST BUSINESS FINANCIAL SER COM 319390100 1,716 104,334 SH DFND 1 104,334 0 0 FIRST CAPITAL INC COM 31942S104 3,156 45,439 SH DFND 1 45,439 0 0 FIRST CHOICE BANCORP COM 31948P104 2,075 126,695 SH DFND 1 126,695 0 0 FIRST CHOICE BANCORP COM 31948P104 0 4 SH DFND 1 2 4 0 0 FIRST CITIZENS BCSHS -CL A CL A 31946M103 36,880 91,059 SH DFND 1 91,059 0 0 FIRST CITIZENS BCSHS -CL A CL A 31946M103 1 3 SH DFND 1 2 3 0 0 FIRST COMMONWEALTH FINL CORP COM 319829107 11,661 1,408,448 SH DFND 1 1,408,448 0 0 FIRST COMMONWEALTH FINL CORP COM 319829107 0 38 SH DFND 1 2 38 0 0 FIRST COMMUNITY BANKSHARES COM 31983A103 5,434 242,056 SH DFND 1 242,056 0 0 FIRST COMMUNITY CORP COM 319835104 1,815 119,827 SH DFND 1 119,827 0 0 FIRST FINANCIAL BANCORP COM 320209109 20,344 1,464,717 SH DFND 1 1,464,717 0 0 FIRST FINANCIAL CORP/INDIANA COM 320218100 7,749 210,356 SH DFND 1 210,356 0 0 FIRST FINANCIAL NORTHWEST COM 32022K102 560 57,861 SH DFND 1 57,861 0 0 FIRST FINL BANKSHARES INC COM 32020R109 62,715 2,170,834 SH DFND 1 2,136,941 0 33,893 FIRST FOUNDATION INC COM 32026V104 9,737 595,928 SH DFND 1 595,928 0 0 FIRST GUARANTY BANCSHARES IN COM 32043P106 462 37,815 SH DFND 1 37,815 0 0 FIRST HAWAIIAN INC COM 32051X108 28,239 1,638,047 SH DFND 1 1,638,047 0 0 FIRST HORIZON NATIONAL CORP COM 320517105 40,564 4,072,708 SH DFND 1 3,998,204 0 74,504 FIRST INDUSTRIAL REALTY TR COM 32054K103 74,562 1,939,705 SH DFND 1 1,909,154 0 30,551

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FIRST INTERNET BANCORP COM 320557101 2,305 138,725 SH DFND 1 138,725 0 0 FIRST INTERSTATE BANCSYS-A COM CL A 32055Y201 18,910 610,802 SH DFND 1 610,802 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 348 35,034 SH DFND 1 35,034 0 0 FIRST MERCHANTS CORP COM 320817109 22,041 799,489 SH DFND 1 799,489 0 0 FIRST MID BANCSHARES INC COM 320866106 5,378 205,059 SH DFND 1 205,059 0 0 FIRST MIDWEST BANCORP INC/IL COM 320867104 22,796 1,707,570 SH DFND 1 1,707,570 0 0 FIRST NORTHWEST BANCORP COM 335834107 1,522 122,563 SH DFND 1 122,563 0 0 FIRST OF LONG ISLAND CORP COM 320734106 5,824 356,474 SH DFND 1 356,474 0 0 FIRST REPUBLIC BANK/CA COM 33616C100 287,519 2,717,791 SH DFND 1 2,710,202 0 7,589 FIRST SAVINGS FINANCIAL GRP COM 33621E109 784 18,094 SH DFND 1 18,094 0 0 FIRST SOLAR INC COM 336433107 51,040 1,031,119 SH DFND 1 1,012,921 0 18,198 FIRST UNITED CORP COM 33741H107 1,144 85,762 SH DFND 1 85,762 0 0 FIRST US BANCSHARES INC COM 33744V103 86 12,507 SH DFND 1 12,507 0 0 FIRST WESTERN FINANCIAL INC COM 33751L105 747 52,461 SH DFND 1 52,461 0 0 FIRSTCASH INC COM 33767D105 42,236 625,915 SH DFND 1 616,029 0 9,886 FIRSTCASH INC COM 33767D105 0 5 SH DFND 1 2 5 0 0 FIRSTENERGY CORP COM 337932107 334,627 8,644,862 SH DFND 1 8,618,679 0 26,183 FIRSTENERGY CORP COM 337932107 0 15 SH DFND 1 2 15 0 0 FIRSTSERVICE CORP COM 33767E202 4,072 40,422 SH DFND 1 40,422 0 0 FISERV INC COM 337738108 857,205 8,797,241 SH DFND 1 8,749,364 0 47,877 FITBIT INC - A CL A 33812L102 21,544 3,335,534 SH DFND 1 3,335,534 0 0 FITBIT INC - A CL A 33812L102 9 1,486 SH DFND 1 2 1,486 0 0 FIVE BELOW COM 33829M101 71,068 664,748 SH DFND 1 651,419 0 13,329 FIVE PRIME THERAPEUTICS INC COM 33830X104 3,027 496,260 SH DFND 1 496,260 0 0 FIVE STAR SENIOR LIVING INC COM NEW 33832D205 1,118 286,762 SH DFND 1 286,695 0 67 FIVE9 INC COM 338307101 80,677 728,912 SH DFND 1 728,912 0 0 FIVE9 INC COM 338307101 2 22 SH DFND 1 2 22 0 0 FIVERR INTERNATIONAL LTD ORD SHS M4R82T106 215 2,925 SH DFND 1 2,925 0 0 FIVERR INTERNATIONAL LTD ORD SHS M4R82T106 1 23 SH DFND 1 2 23 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 14,996 509,559 SH DFND 1 509,559 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 328,696 1,308,915 SH DFND 1 1,305,237 0 3,678 FLEETCOR TECHNOLOGIES INC COM 339041105 4 17 SH DFND 1 2 17 0 0 FLEX LTD ORD Y2573F102 4,236 413,302 SH DFND 1 413,302 0 0 FLEXION THERAPEUTICS INC COM 33938J106 7,780 591,672 SH DFND 1 590,724 0 948 FLEXSHOPPER INC COM NEW 33939J303 124 71,524 SH DFND 1 71,524 0 0 FLEXSTEEL INDS COM 339382103 1,103 87,404 SH DFND 1 87,404 0 0 FLIR SYSTEMS INC COM 302445101 99,805 2,463,868 SH DFND 1 2,458,305 0 5,563 FLIR SYSTEMS INC COM 302445101 2 60 SH DFND 1 2 60 0 0 FLOOR & DECOR HOLDINGS INC-A CL A 339750101 46,546 807,399 SH DFND 1 807,399 0 0 FLOTEK INDUSTRIES INC COM 343389102 506 422,275 SH DFND 1 422,275 0 0 FLOWERS FOODS INC COM 343498101 52,498 2,347,880 SH DFND 1 2,301,537 0 46,343 FLOWSERVE CORP COM 34354P105 61,553 2,160,821 SH DFND 1 2,154,961 0 5,860 FLOWSERVE CORP COM 34354P105 0 25 SH DFND 1 2 25 0 0 FLUENT INC COM 34380C102 1,102 619,215 SH DFND 1 619,215 0 0 FLUIDIGM CORP COM 34385P108 4,326 1,078,875 SH DFND 1 1,078,875 0 0 FLUIDIGM CORP COM 34385P108 0 43 SH DFND 1 2 43 0 0 FLUOR CORP COM 343412102 25,744 2,131,201 SH DFND 1 2,097,673 0 33,528 FLUSHING FINANCIAL CORP COM 343873105 5,039 437,461 SH DFND 1 437,461 0 0 FMC CORP COM NEW 302491303 203,513 2,046,667 SH DFND 1 2,041,071 0 5,596 FMC CORP COM NEW 302491303 1 16 SH DFND 1 2 16 0 0 FNB CORP COM 302520101 27,552 3,673,668 SH DFND 1 3,596,427 0 77,241 FNCB BANCORP INC COM 302578109 1,201 208,888 SH DFND 1 208,888 0 0 FOCUS FINANCIAL PARTNERS-A COM CL A 34417P100 15,489 468,681 SH DFND 1 468,541 0 140 FOCUS FINANCIAL PARTNERS-A COM CL A 34417P100 0 5 SH DFND 1 2 5 0 0 FOLEY TRASIMENE ACQUISITION UNIT 99/99/9999 34431F203 256 23,990 SH DFND 1 23,990 0 0 FONAR CORP COM NEW 344437405 1,964 91,930 SH DFND 1 91,930 0 0 FOOT LOCKER INC COM 344849104 36,966 1,267,606 SH DFND 1 1,242,373 0 25,233

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FORD MOTOR CO COM 345370860 388,940 64,085,837 SH DFND 1 63,908,481 0 177,356 FORESCOUT TECHNOLOGIES INC COM 34553D101 13,386 631,441 SH DFND 1 631,441 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 8 400 SH DFND 1 2 400 0 0 FORESTAR GROUP INC COM 346232101 3,625 240,394 SH DFND 1 240,394 0 0 FORMA THERAPEUTICS HOLDINGS SHS 34633R104 962 20,695 SH DFND 1 20,695 0 0 FORMFACTOR INC COM 346375108 34,674 1,182,226 SH DFND 1 1,182,226 0 0 FORMFACTOR INC COM 346375108 1 59 SH DFND 1 2 59 0 0 FORRESTER RESEARCH INC COM 346563109 5,377 167,837 SH DFND 1 167,837 0 0 FORTE BIOSCIENCES INC COM 34962G109 283 19,450 SH DFND 1 19,450 0 0 FORTERRA INC COM 34960W106 6,384 572,118 SH DFND 1 571,849 0 269 FORTINET INC COM 34959E109 352,659 2,572,178 SH DFND 1 2,566,434 0 5,744 FORTINET INC COM 34959E109 4 31 SH DFND 1 2 31 0 0 FORTIS INC COM 349553107 41,098 1,021,598 SH DFND 1 992,566 0 29,032 FORTIVE CORP COM 34959J108 317,045 4,694,730 SH DFND 1 4,681,837 0 12,893 FORTIVE CORP COM 34959J108 2 33 SH DFND 1 2 33 0 0 FORTRESS BIOTECH INC COM 34960Q109 2,018 753,358 SH DFND 1 753,358 0 0 FORTRESS BIOTECH INC COM 34960Q109 1 618 SH DFND 1 2 618 0 0 FORTUNA SILVER MINES INC COM 349915108 152 30,089 SH DFND 1 30,089 0 0 FORTUNA SILVER MINES INC COM 349915108 0 94 SH DFND 1 2 94 0 0 FORTUNE BRANDS HOME & SECURI COM 34964C106 174,060 2,726,732 SH DFND 1 2,720,768 0 5,964 FORTUNE BRANDS HOME & SECURI COM 34964C106 10 159 SH DFND 1 2 159 0 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 337 639,089 SH DFND 1 639,089 0 0 FORWARD AIR CORP COM 349853101 21,170 424,938 SH DFND 1 424,938 0 0 FORWARD AIR CORP COM 349853101 4 98 SH DFND 1 2 98 0 0 FORWARD INDUSTRIES INC COM NEW 349862300 24 18,823 SH DFND 1 18,823 0 0 FOSSIL GROUP INC COM 34988V106 3,199 688,155 SH DFND 1 687,586 0 569 FOSTER (LB) CO-A COM 350060109 1,831 143,383 SH DFND 1 143,383 0 0 FOUNDATION BUILDING MATERIAL COM 350392106 4,223 270,574 SH DFND 1 269,358 0 1,216 FOUNDATION BUILDING MATERIAL COM 350392106 0 7 SH DFND 1 2 7 0 0 FOUR CORNERS PROPERTY TRUST COM 35086T109 32,457 1,330,206 SH DFND 1 1,311,669 0 18,537 FOX CORP - CLASS A CL A COM 35137L105 161,346 6,025,858 SH DFND 1 5,998,163 0 27,695 FOX CORP - CLASS A CL A COM 35137L105 0 20 SH DFND 1 2 20 0 0 FOX CORP - CLASS B CL B COM 35137L204 72,148 2,692,972 SH DFND 1 2,677,056 0 15,916 FOX FACTORY HOLDING CORP COM 35138V102 49,068 593,978 SH DFND 1 593,978 0 0 FRANCESCAS HOLDINGS CORP COM NEW 351793203 74 19,279 SH DFND 1 19,279 0 0 FRANCHISE GROUP INC COM 35180X105 4,784 218,680 SH DFND 1 218,680 0 0 FRANCO-NEVADA CORP COM 351858105 45,140 324,143 SH DFND 1 323,904 0 239 FRANCO-NEVADA CORP COM 351858105 3 24 SH DFND 1 2 24 0 0 FRANKLIN COVEY CO COM 353469109 3,527 164,835 SH DFND 1 164,835 0 0 FRANKLIN ELECTRIC CO INC COM 353514102 32,898 626,405 SH DFND 1 626,405 0 0 FRANKLIN ELECTRIC CO INC COM 353514102 0 15 SH DFND 1 2 15 0 0 FRANKLIN FINANCIAL NETWORK COM 35352P104 4,901 190,333 SH DFND 1 190,333 0 0 FRANKLIN FINANCIAL SERVICES COM 353525108 1,413 54,572 SH DFND 1 54,572 0 0 FRANKLIN RESOURCES INC COM 354613101 93,758 4,479,009 SH DFND 1 4,467,138 0 11,871 FRANKLIN RESOURCES INC COM 354613101 5 281 SH DFND 1 2 281 0 0 FRANKLIN STREET PROPERTIES C COM 35471R106 10,011 1,966,864 SH DFND 1 1,966,864 0 0 FRANK'S INTERNATIONAL NV COM N33462107 3,984 1,786,635 SH DFND 1 1,786,635 0 0 FRANK'S INTERNATIONAL NV COM N33462107 0 25 SH DFND 1 2 25 0 0 FREEDOM HOLDING CORP/NV COM 356390104 699 37,429 SH DFND 1 37,429 0 0 FREEDOM HOLDING CORP/NV COM 356390104 2 147 SH DFND 1 2 147 0 0 FREEPORT-MCMORAN INC CL B 35671D857 270,615 23,432,533 SH DFND 1 23,366,880 0 65,653 FREIGHTCAR AMERICA INC COM 357023100 101 81,534 SH DFND 1 81,534 0 0 FREQUENCY ELECTRONICS INC COM 358010106 241 27,517 SH DFND 1 27,517 0 0 FREQUENCY THERAPEUTICS INC COM 35803L108 5,726 246,285 SH DFND 1 246,285 0 0 FRESENIUS MEDICAL CARE-ADR SPONSORED ADR 358029106 4,293 99,197 SH DFND 1 98,237 0 960 FRESH DEL MONTE PRODUCE INC ORD G36738105 10,724 435,599 SH DFND 1 435,599 0 0 FRESHPET INC COM 358039105 46,885 560,427 SH DFND 1 560,342 0 85

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FRIEDMAN INDUSTRIES COM 358435105 143 28,460 SH DFND 1 28,460 0 0 FRONT YARD RESIDENTIAL CORP COM 35904G107 8,141 935,850 SH DFND 1 922,877 0 12,973 FRONTDOOR INC COM 35905A109 70,737 1,595,697 SH DFND 1 1,595,318 0 379 FRONTDOOR INC COM 35905A109 0 6 SH DFND 1 2 6 0 0 FRONTLINE LTD SHS NEW G3682E192 5,387 771,826 SH DFND 1 771,826 0 0 FRP HOLDINGS INC COM 30292L107 4,330 106,722 SH DFND 1 106,722 0 0 FS BANCORP INC COM 30263Y104 2,491 64,584 SH DFND 1 64,584 0 0 FTI CONSULTING INC COM 302941109 53,953 470,840 SH DFND 1 461,926 0 8,914 FTS INTERNATIONAL INC COM NEW 30283W203 110 16,059 SH DFND 1 16,059 0 0 FUEL TECH INC COM 359523107 162 193,817 SH DFND 1 193,817 0 0 FUELCELL ENERGY INC COM 35952H601 6,863 3,036,910 SH DFND 1 3,036,910 0 0 FULCRUM THERAPEUTICS INC COM 359616109 2,306 126,122 SH DFND 1 126,122 0 0 FULGENT GENETICS INC COM 359664109 2,499 156,237 SH DFND 1 156,237 0 0 FULL HOUSE RESORTS INC COM 359678109 179 135,218 SH DFND 1 135,218 0 0 FULTON FINANCIAL CORP COM 360271100 28,853 2,740,119 SH DFND 1 2,701,548 0 38,571 FUNKO INC-CLASS A COM CL A 361008105 1,844 318,080 SH DFND 1 318,080 0 0 FUSION ACQUISITION CORP UNIT 99/99/9999 36118H204 255 25,000 SH DFND 1 25,000 0 0 FUTU HOLDINGS LTD-ADR SPON ADS CL A 36118L106 408 17,263 SH DFND 1 17,263 0 0 FUTU HOLDINGS LTD-ADR SPON ADS CL A 36118L106 1 74 SH DFND 1 2 74 0 0 FUTURE FINTECH GROUP INC COM 36117V105 33 28,665 SH DFND 1 28,665 0 0 FUTUREFUEL CORP COM 36116M106 5,521 462,079 SH DFND 1 462,079 0 0 FVCBANKCORP INC COM 36120Q101 1,687 156,801 SH DFND 1 156,801 0 0 G1 THERAPEUTICS INC COM 3621LQ109 11,351 467,921 SH DFND 1 467,921 0 0 GAIA INC CL A 36269P104 1,519 181,326 SH DFND 1 181,326 0 0 GAIN CAPITAL HOLDINGS INC COM 36268W100 1,462 242,934 SH DFND 1 242,934 0 0 GALAPAGOS NV-SPON ADR SPON ADR 36315X101 1,282 6,500 SH DFND 1 6,500 0 0 GALAPAGOS NV-SPON ADR SPON ADR 36315X101 0 3 SH DFND 1 2 3 0 0 GALECTIN THERAPEUTICS INC COM NEW 363225202 1,816 593,700 SH DFND 1 593,700 0 0 GALERA THERAPEUTICS INC COM 36338D108 672 94,185 SH DFND 1 94,185 0 0 GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 23 51,001 SH DFND 1 51,001 0 0 GALMED PHARMACEUTICALS LTD SHS M47238106 95 19,960 SH DFND 1 19,960 0 0 GAMCO INVESTORS INC-A CL A COM 361438104 834 62,682 SH DFND 1 62,682 0 0 GAMESTOP CORP-CLASS A CL A 36467W109 3,960 912,612 SH DFND 1 911,906 0 706 GAMIDA CELL LTD SHS M47364100 83 18,175 SH DFND 1 18,175 0 0 GAMING AND LEISURE PROPERTIE COM 36467J108 106,923 3,090,159 SH DFND 1 3,038,441 0 51,718 GAN LTD ORD SHS G3728V109 1,527 60,039 SH DFND 1 60,039 0 0 GANNETT CO INC COM 36472T109 2,562 1,856,932 SH DFND 1 1,856,578 0 354 GAP INC/THE COM 364760108 43,165 3,424,614 SH DFND 1 3,415,539 0 9,075 GARMIN LTD SHS H2906T109 288,568 2,963,893 SH DFND 1 2,957,453 0 6,440 GARRETT MOTION INC COM 366505105 3,318 599,035 SH DFND 1 599,035 0 0 GARTNER INC COM 366651107 167,571 1,383,767 SH DFND 1 1,379,875 0 3,892 GARTNER INC COM 366651107 1 16 SH DFND 1 2 16 0 0 GASLOG LTD SHS G37585109 255 91,038 SH DFND 1 91,038 0 0 GASLOG LTD SHS G37585109 0 256 SH DFND 1 2 256 0 0 GATES INDUSTRIAL CORP PLC ORD SHS G39108108 5,583 543,156 SH DFND 1 543,156 0 0 GATX CORP COM 361448103 30,639 502,459 SH DFND 1 494,143 0 8,316 GCAP 5 08/15/22 NOTE 5.000% 8/1 36268WAF7 801 800,000 PRN DFND 1 800,000 0 0 GCI LIBERTY INC - CLASS A COM CLASS A 36164V305 81,925 1,151,930 SH DFND 1 1,151,890 0 40 GCP APPLIED TECHNOLOGIES COM 36164Y101 13,696 737,148 SH DFND 1 737,148 0 0 GDS HOLDINGS LTD - ADR SPONSORED ADS 36165L108 23,319 294,105 SH DFND 1 294,105 0 0 GENASYS INC COM 36872P103 2,232 459,362 SH DFND 1 459,362 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T131 1,486 236,658 SH DFND 1 233,800 0 2,858 GENCOR INDUSTRIES INC COM 368678108 1,448 114,560 SH DFND 1 114,560 0 0 GENERAC HOLDINGS INC COM 368736104 94,361 773,687 SH DFND 1 758,614 0 15,073 GENERAL DYNAMICS CORP COM 369550108 491,765 3,297,318 SH DFND 1 3,287,431 0 9,887 GENERAL ELECTRIC CO COM 369604103 855,131 125,462,192 SH DFND 1 125,075,530 0 386,662 GENERAL ELECTRIC CO COM 369604103 0 134 SH DFND 1 2 134 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GENERAL FINANCE CORP COM 369822101 1,331 198,482 SH DFND 1 198,482 0 0 GENERAL MILLS INC COM 370334104 557,529 9,061,164 SH DFND 1 9,033,279 0 27,885 GENERAL MOLY INC COM 370373102 53 267,745 SH DFND 1 267,745 0 0 GENERAL MOTORS CO COM 37045V100 462,729 18,327,047 SH DFND 1 18,273,496 0 53,551 GENERAL MOTORS CO COM 37045V100 3 140 SH DFND 1 2 140 0 0 GENERATION BIO CO COM 37148K100 512 24,381 SH DFND 1 24,381 0 0 GENESCO INC COM 371532102 4,461 205,961 SH DFND 1 205,961 0 0 GENESIS HEALTHCARE INC CL A COM 37185X106 213 309,096 SH DFND 1 309,096 0 0 GENIE ENERGY LTD-B CL B 372284208 1,823 247,732 SH DFND 1 247,732 0 0 GENIUS BRANDS INTERNATIONAL COM 37229T301 637 283,270 SH DFND 1 283,270 0 0 GENMAB A/S -SP ADR SPONSORED ADS 372303206 1,407 41,524 SH DFND 1 38,175 0 3,349 GENMARK DIAGNOSTICS INC COM 372309104 17,349 1,179,459 SH DFND 1 1,179,459 0 0 GENMARK DIAGNOSTICS INC COM 372309104 1 88 SH DFND 1 2 88 0 0 GENOCEA BIOSCIENCES INC COM NEW 372427401 388 169,001 SH DFND 1 169,001 0 0 GENPACT LTD SHS G3922B107 79,805 2,184,137 SH DFND 1 2,184,137 0 0 GENPREX INC COM 372446104 1,088 346,506 SH DFND 1 346,506 0 0 GENTEX CORP COM 371901109 99,052 3,835,632 SH DFND 1 3,775,702 0 59,930 GENTEX CORP COM 371901109 6 262 SH DFND 1 2 262 0 0 GENTHERM INC COM 37253A103 18,698 480,679 SH DFND 1 480,599 0 80 GENTHERM INC COM 37253A103 0 5 SH DFND 1 2 5 0 0 GENUINE PARTS CO COM 372460105 201,352 2,319,744 SH DFND 1 2,313,441 0 6,303 GENUINE PARTS CO COM 372460105 0 1 SH DFND 1 2 1 0 0 GENWORTH FINANCIAL INC-CL A COM CL A 37247D106 16,754 7,253,843 SH DFND 1 7,129,522 0 124,321 GEO GROUP INC/THE COM 36162J106 22,974 1,942,061 SH DFND 1 1,883,321 0 58,740 GEOSPACE TECHNOLOGIES CORP COM 37364X109 978 130,065 SH DFND 1 130,065 0 0 GERMAN AMERICAN BANCORP COM 373865104 11,947 384,175 SH DFND 1 384,175 0 0 GERMAN AMERICAN BANCORP COM 373865104 0 2 SH DFND 1 2 2 0 0 GERON CORP COM 374163103 8,750 4,014,105 SH DFND 1 4,013,909 0 196 GETTY REALTY CORP COM 374297109 19,338 651,572 SH DFND 1 643,046 0 8,526 GEVO INC COM PAR 374396406 76 96,362 SH DFND 1 96,362 0 0 GIBRALTAR INDUSTRIES INC COM 374689107 24,328 506,748 SH DFND 1 506,748 0 0 G-III APPAREL GROUP LTD COM 36237H101 8,767 659,694 SH DFND 1 659,694 0 0 G-III APPAREL GROUP LTD COM 36237H101 0 1 SH DFND 1 2 1 0 0 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 227 35,678 SH DFND 1 35,678 0 0 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 7 1,199 SH DFND 1 2 1,199 0 0 GILDAN ACTIVEWEAR INC COM 375916103 4,987 323,672 SH DFND 1 323,672 0 0 GILEAD SCIENCES INC COM 375558103 1,510,865 19,665,300 SH DFND 1 19,566,543 0 98,757 GILEAD SCIENCES INC COM 375558103 10 135 SH DFND 1 2 135 0 0 GLACIER BANCORP INC COM 37637Q105 49,445 1,401,114 SH DFND 1 1,379,952 0 21,162 GLACIER BANCORP INC COM 37637Q105 0 20 SH DFND 1 2 20 0 0 GLADSTONE COMMERCIAL CORP COM 376536108 10,147 541,212 SH DFND 1 532,714 0 8,498 GLADSTONE LAND CORP COM 376549101 4,959 312,724 SH DFND 1 307,932 0 4,792 GLATFELTER COM 377316104 9,969 621,143 SH DFND 1 621,143 0 0 GLAUKOS CORP COM 377322102 22,101 575,253 SH DFND 1 575,253 0 0 GLAXOSMITHKLINE PLC-SPON ADR SPONSORED ADR 37733W105 7,198 176,481 SH DFND 1 174,505 0 1,976 GLEN BURNIE BANCORP COM 377407101 153 18,661 SH DFND 1 18,661 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 45,202 716,024 SH DFND 1 715,987 0 37 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 0 10 SH DFND 1 2 10 0 0 GLOBAL EAGLE ENTERTAINMENT I COM NEW 37951D300 92 19,491 SH DFND 1 19,491 0 0 GLOBAL INDEMNITY LTD USD CL A SHS G3933F105 2,403 100,386 SH DFND 1 100,386 0 0 GLOBAL MEDICAL REIT INC COM NEW 37954A204 6,785 598,878 SH DFND 1 586,802 0 12,076 GLOBAL NET LEASE INC COM NEW 379378201 27,629 1,651,465 SH DFND 1 1,628,688 0 22,777 GLOBAL PAYMENTS INC COM 37940X102 720,728 4,257,543 SH DFND 1 4,244,403 0 13,140 GLOBAL SELF STORAGE INC COM 37955N106 398 101,782 SH DFND 1 101,782 0 0 GLOBAL WATER RESOURCES INC COM 379463102 1,257 119,352 SH DFND 1 119,352 0 0 GLOBALSCAPE INC COM 37940G109 1,819 186,566 SH DFND 1 186,566 0 0 GLOBALSTAR INC COM 378973408 1,620 4,960,229 SH DFND 1 4,960,229 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GLOBANT SA COM L44385109 32,116 214,981 SH DFND 1 214,981 0 0 GLOBANT SA COM L44385109 0 2 SH DFND 1 2 2 0 0 GLOBE LIFE INC COM 37959E102 121,894 1,645,035 SH DFND 1 1,640,851 0 4,184 GLOBE LIFE INC COM 37959E102 0 8 SH DFND 1 2 8 0 0 GLOBUS MEDICAL INC - A CL A 379577208 43,923 920,636 SH DFND 1 902,584 0 18,052 GLOBUS MEDICAL INC - A CL A 379577208 1 31 SH DFND 1 2 31 0 0 GLU MOBILE INC COM 379890106 18,692 2,016,434 SH DFND 1 2,015,673 0 761 GLU MOBILE INC COM 379890106 3 393 SH DFND 1 2 393 0 0 GLYCOMIMETICS INC COM 38000Q102 2,028 539,399 SH DFND 1 538,411 0 988 GMS INC COM 36251C103 16,369 665,684 SH DFND 1 664,815 0 869 GMS INC COM 36251C103 0 12 SH DFND 1 2 12 0 0 GODADDY INC - CLASS A CL A 380237107 127,484 1,740,155 SH DFND 1 1,739,928 0 227 GODADDY INC - CLASS A CL A 380237107 10 139 SH DFND 1 2 139 0 0 GOGO 6 05/15/22 NOTE 6.000% 5/1 38046CAD1 333 500,000 PRN DFND 1 500,000 0 0 GOGO INC COM 38046C109 2,585 818,246 SH DFND 1 818,246 0 0 GOLAR LNG LTD SHS G9456A100 4,727 653,032 SH DFND 1 653,032 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 104 40,472 SH DFND 1 40,472 0 0 GOLD FIELDS LTD-SPONS ADR SPONSORED ADR 38059T106 137 14,583 SH DFND 1 12,738 0 1,845 GOLD FIELDS LTD-SPONS ADR SPONSORED ADR 38059T106 2 295 SH DFND 1 2 295 0 0 GOLD RESOURCE CORP COM 38068T105 4,138 1,007,019 SH DFND 1 1,007,019 0 0 GOLDEN ENTERTAINMENT INC COM 381013101 2,616 293,296 SH DFND 1 293,296 0 0 GOLDEN MINERALS CO COM 381119106 101 236,143 SH DFND 1 236,143 0 0 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 517 133,330 SH DFND 1 133,330 0 0 GOLDFIELD CORP COM 381370105 547 147,672 SH DFND 1 147,672 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 922,391 4,676,352 SH DFND 1 4,662,223 0 14,129 GOLDMAN SACHS GROUP INC COM 38141G104 0 1 SH DFND 1 2 1 0 0 GOOD TIMES RESTAURANTS INC COM NEW 382140879 71 58,037 SH DFND 1 58,037 0 0 GOODRICH PETROLEUM CORP COM PAR 382410843 833 115,699 SH DFND 1 115,699 0 0 GOODYEAR TIRE & RUBBER CO COM 382550101 32,825 3,669,666 SH DFND 1 3,613,405 0 56,261 GOOSEHEAD INSURANCE INC -A COM CL A 38267D109 17,439 232,028 SH DFND 1 232,028 0 0 GOPRO INC-CLASS A CL A 38268T103 9,082 1,908,054 SH DFND 1 1,908,054 0 0 GORES HOLDINGS INC-CW20 *W EXP 11/04/202 44109J114 143 165,000 SH DFND 1 165,000 0 0 GORES METROPOULOS INC-CL A COM CL A 382872109 106 10,000 SH DFND 1 10,000 0 0 GORMAN-RUPP CO COM 383082104 8,583 276,174 SH DFND 1 276,174 0 0 GORMAN-RUPP CO COM 383082104 0 23 SH DFND 1 2 23 0 0 GOSSAMER BIO INC COM 38341P102 9,770 751,578 SH DFND 1 751,578 0 0 GP STRATEGIES CORP COM 36225V104 1,636 190,777 SH DFND 1 190,777 0 0 GPMT 6.375 10/01/23 NOTE 6.375%10/0 38741LAC1 493 700,000 PRN DFND 1 700,000 0 0 GPRE 4.125 09/01/22 NOTE 4.125% 9/0 393222AF1 797 1,000,000 PRN DFND 1 1,000,000 0 0 GRACO INC COM 384109104 102,536 2,131,696 SH DFND 1 2,091,957 0 39,739 GRACO INC COM 384109104 4 104 SH DFND 1 2 104 0 0 GRAFTECH INTERNATIONAL LTD COM 384313508 5,418 679,024 SH DFND 1 678,573 0 451 GRAHAM CORP COM 384556106 1,677 131,644 SH DFND 1 131,644 0 0 GRAHAM HOLDINGS CO-CLASS B COM CL B 384637104 16,581 48,390 SH DFND 1 47,343 0 1,047 GRAHAM HOLDINGS CO-CLASS B COM CL B 384637104 2 6 SH DFND 1 2 6 0 0 GRAND CANYON EDUCATION INC COM 38526M106 52,226 576,900 SH DFND 1 565,451 0 11,449 GRANITE CONSTRUCTION INC COM 387328107 12,741 665,677 SH DFND 1 665,004 0 673 GRANITE POINT MORTGAGE TRUST COM STK 38741L107 6,035 840,631 SH DFND 1 840,631 0 0 GRAPHIC PACKAGING HOLDING CO COM 388689101 53,087 3,794,683 SH DFND 1 3,794,683 0 0 GRAPHIC PACKAGING HOLDING CO COM 388689101 7 517 SH DFND 1 2 517 0 0 GRAY TELEVISION INC COM 389375106 17,497 1,254,290 SH DFND 1 1,253,614 0 676 GRAY TELEVISION INC COM 389375106 0 15 SH DFND 1 2 15 0 0 GREAT AJAX CORP COM 38983D300 2,698 293,355 SH DFND 1 293,355 0 0 GREAT ELM CAPITAL GROUP INC COM NEW 39036P209 427 183,487 SH DFND 1 183,487 0 0 GREAT LAKES DREDGE & DOCK CO COM 390607109 9,840 1,062,636 SH DFND 1 1,059,426 0 3,210 GREAT LAKES DREDGE & DOCK CO COM 390607109 1 204 SH DFND 1 2 204 0 0 GREAT SOUTHERN BANCORP INC COM 390905107 8,784 217,661 SH DFND 1 217,661 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GREAT SOUTHERN BANCORP INC COM 390905107 0 3 SH DFND 1 2 3 0 0 GREAT WESTERN BANCORP INC COM 391416104 11,253 817,873 SH DFND 1 817,693 0 180 GREEN BRICK PARTNERS INC COM 392709101 4,438 374,529 SH DFND 1 374,529 0 0 GREEN BRICK PARTNERS INC COM 392709101 2 223 SH DFND 1 2 223 0 0 GREEN DOT CORP-CLASS A CL A 39304D102 34,397 700,836 SH DFND 1 700,836 0 0 GREEN DOT CORP-CLASS A CL A 39304D102 2 58 SH DFND 1 2 58 0 0 GREEN PLAINS INC COM 393222104 5,323 521,166 SH DFND 1 521,166 0 0 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 125 18,721 SH DFND 1 18,721 0 0 GREENBRIER COMPANIES INC COM 393657101 10,459 459,740 SH DFND 1 459,621 0 119 GREENE COUNTY BANCORP INC COM 394357107 562 25,223 SH DFND 1 25,223 0 0 GREENHILL & CO INC COM 395259104 2,125 212,731 SH DFND 1 212,346 0 385 GREENLIGHT CAPITAL RE LTD-A CLASS A G4095J109 2,922 448,305 SH DFND 1 448,305 0 0 GREENPRO CAPITAL CORP COM 39540F101 63 38,241 SH DFND 1 38,241 0 0 GREENSKY INC-CLASS A CL A 39572G100 3,799 775,480 SH DFND 1 775,480 0 0 GREIF INC-CL A CL A 397624107 13,022 378,465 SH DFND 1 372,123 0 6,342 GREIF INC-CL B CL B 397624206 3,430 82,013 SH DFND 1 82,013 0 0 GRID DYNAMICS HOLDINGS INC CL A 39813G109 2,533 367,174 SH DFND 1 367,174 0 0 GRID DYNAMICS HOLDINGS INC-CW23 *W EXP 03/05/202 39813G117 11 10,000 SH DFND 1 10,000 0 0 GRIFFIN INDUSTRIAL REALTY IN COM 398231100 1,882 34,754 SH DFND 1 34,754 0 0 GRIFFON CORP COM 398433102 10,804 583,420 SH DFND 1 583,420 0 0 GRIFOLS SA-ADR SP ADR REP B NVT 398438408 2,381 130,548 SH DFND 1 129,490 0 1,058 GRITSTONE ONCOLOGY INC COM 39868T105 2,582 388,932 SH DFND 1 388,534 0 398 GROCERY OUTLET HOLDING CORP COM 39874R101 32,564 798,138 SH DFND 1 782,743 0 15,395 GROUP 1 AUTOMOTIVE INC COM 398905109 18,202 275,925 SH DFND 1 275,925 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 1 21 SH DFND 1 2 21 0 0 GROUPON INC COM NEW 399473206 6,498 358,657 SH DFND 1 358,657 0 0 GROUPON INC COM NEW 399473206 0 43 SH DFND 1 2 43 0 0 GROWGENERATION CORP COM 39986L109 2,998 438,430 SH DFND 1 438,430 0 0 GRUBHUB INC COM 400110102 73,472 1,045,125 SH DFND 1 1,023,104 0 22,021 GRUBHUB INC COM 400110102 17 246 SH DFND 1 2 246 0 0 GRUPO AEROPORTUARIO CEN-ADR SPON ADR 400501102 278 7,508 SH DFND 1 4,970 0 2,538 GRUPO AEROPORTUARIO PAC-ADR SPON ADR B 400506101 208 2,906 SH DFND 1 427 0 2,479 GRUPO FINANCIERO GALICIA-ADR SPONSORED ADR 399909100 685 70,668 SH DFND 1 70,668 0 0 GRUPO TELEVISA SA-SPON ADR SPON ADR REP ORD 40049J206 71 13,684 SH DFND 1 13,434 0 250 GRUPO TELEVISA SA-SPON ADR SPON ADR REP ORD 40049J206 6 1,208 SH DFND 1 2 1,208 0 0 GSCCN 7 08/15/21 NOTE 7.000% 8/1 38119TAG9 288 300,000 PRN DFND 1 300,000 0 0 GSE SYSTEMS INC COM 36227K106 33 33,536 SH DFND 1 33,536 0 0 GSI TECHNOLOGY INC COM 36241U106 1,578 219,780 SH DFND 1 219,780 0 0 GSX TECHEDU INC- ADR SPONSORED ADS 36257Y109 12,336 206,982 SH DFND 1 206,982 0 0 GTT COMMUNICATIONS INC COM 362393100 3,633 445,285 SH DFND 1 444,852 0 433 GTY TECHNOLOGY HOLDINGS INC COM 362409104 2,622 629,635 SH DFND 1 629,635 0 0 GUARANTY BANCSHARES INC COM 400764106 3,190 123,320 SH DFND 1 123,320 0 0 GUARDANT HEALTH INC COM 40131M109 60,895 750,597 SH DFND 1 750,597 0 0 GUARDION HEALTH SCIENCES INC COM NEW 40145Q203 121 276,337 SH DFND 1 276,337 0 0 GUESS INC COM 401617105 5,994 619,862 SH DFND 1 619,862 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 102,519 925,618 SH DFND 1 925,618 0 0 GULF ISLAND FABRICATION INC COM 402307102 288 94,057 SH DFND 1 94,057 0 0 GULFPORT ENERGY CORP COM NEW 402635304 2,477 2,272,480 SH DFND 1 2,272,480 0 0 GULFPORT ENERGY CORP COM NEW 402635304 0 177 SH DFND 1 2 177 0 0 GW PHARMACEUTICALS -ADR ADS 36197T103 3,139 25,584 SH DFND 1 25,584 0 0 GWG HOLDINGS INC COM 36192A109 134 17,551 SH DFND 1 17,551 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 103 10,000 SH DFND 1 10,000 0 0 GX ACQUISITION CORP -CW26 *W EXP 05/24/202 36251A115 202 200,000 SH DFND 1 200,000 0 0 GX ACQUISITION CORP -CW26 *W EXP 05/24/202 36251A115 3 3,300 SH DFND 1 2 3,300 0 0 H&E EQUIPMENT SERVICES INC COM 404030108 8,976 485,723 SH DFND 1 485,723 0 0 H&E EQUIPMENT SERVICES INC COM 404030108 0 7 SH DFND 1 2 7 0 0 H&R BLOCK INC COM 093671105 47,260 3,313,238 SH DFND 1 3,304,489 0 8,749

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document H&R BLOCK INC COM 093671105 0 39 SH DFND 1 2 39 0 0 H.B. FULLER CO. COM 359694106 32,468 727,983 SH DFND 1 727,983 0 0 HACKETT GROUP INC/THE COM 404609109 5,583 412,354 SH DFND 1 412,354 0 0 HACKETT GROUP INC/THE COM 404609109 2 189 SH DFND 1 2 189 0 0 HAEMONETICS CORP/MASS COM 405024100 54,485 608,371 SH DFND 1 595,971 0 12,400 HAEMONETICS CORP/MASS COM 405024100 0 7 SH DFND 1 2 7 0 0 HAIN CELESTIAL GROUP INC COM 405217100 30,942 981,981 SH DFND 1 962,963 0 19,018 HALLADOR ENERGY CO COM 40609P105 90 138,112 SH DFND 1 138,112 0 0 HALLIBURTON CO COM 406216101 181,970 14,045,549 SH DFND 1 14,008,087 0 37,462 HALLIBURTON CO COM 406216101 0 6 SH DFND 1 2 6 0 0 HALLMARK FINL SERVICES INC COM NEW 40624Q203 442 126,703 SH DFND 1 126,703 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 51,216 1,910,341 SH DFND 1 1,910,341 0 0 HAMILTON BEACH BRAND-A COM CL A 40701T104 1,061 89,206 SH DFND 1 89,206 0 0 HAMILTON LANE INC-CLASS A CL A 407497106 27,456 407,543 SH DFND 1 407,543 0 0 HAMILTON LANE INC-CLASS A CL A 407497106 2 37 SH DFND 1 2 37 0 0 HANCOCK WHITNEY CORP COM 410120109 29,641 1,398,166 SH DFND 1 1,377,603 0 20,563 HANESBRANDS INC COM 410345102 71,690 6,356,927 SH DFND 1 6,341,572 0 15,355 HANGER INC COM NEW 41043F208 8,908 537,975 SH DFND 1 537,975 0 0 HANMI FINANCIAL CORPORATION COM NEW 410495204 4,628 476,630 SH DFND 1 476,630 0 0 HANNON ARMSTRONG SUSTAINABLE COM 41068X100 29,495 1,036,395 SH DFND 1 1,036,286 0 109 HANOVER INSURANCE GROUP INC/ COM 410867105 51,755 510,762 SH DFND 1 501,694 0 9,068 HARBORONE BANCORP INC COM NEW 41165Y100 7,446 872,004 SH DFND 1 872,004 0 0 HARLEY-DAVIDSON INC COM 412822108 43,654 1,836,526 SH DFND 1 1,799,466 0 37,060 HARLEY-DAVIDSON INC COM 412822108 0 11 SH DFND 1 2 11 0 0 HARMONIC INC COM 413160102 6,951 1,463,537 SH DFND 1 1,463,537 0 0 HARPOON THERAPEUTICS INC COM 41358P106 2,169 130,670 SH DFND 1 130,670 0 0 HARPOON THERAPEUTICS INC COM 41358P106 0 9 SH DFND 1 2 9 0 0 HARROW HEALTH INC COM 415858109 1,709 328,130 SH DFND 1 328,130 0 0 HARSCO CORP COM 415864107 15,156 1,121,895 SH DFND 1 1,121,895 0 0 HARTE-HANKS INC COM 416196202 77 25,337 SH DFND 1 25,088 0 249 HARTFORD FINANCIAL SVCS GRP COM 416515104 246,578 6,406,807 SH DFND 1 6,390,816 0 15,991 HARTFORD FINANCIAL SVCS GRP COM 416515104 5 155 SH DFND 1 2 155 0 0 HARVARD BIOSCIENCE INC COM 416906105 1,613 520,461 SH DFND 1 520,461 0 0 HARVARD BIOSCIENCE INC COM 416906105 0 189 SH DFND 1 2 189 0 0 HASBRO INC COM 418056107 161,942 2,164,398 SH DFND 1 2,158,913 0 5,485 HAVERTY FURNITURE COM 419596101 4,518 282,437 SH DFND 1 282,437 0 0 HAVERTY FURNITURE COM 419596101 2 138 SH DFND 1 2 138 0 0 HAWAIIAN ELECTRIC INDS COM 419870100 48,069 1,333,054 SH DFND 1 1,307,008 0 26,046 HAWAIIAN HOLDINGS INC COM 419879101 9,983 711,088 SH DFND 1 711,088 0 0 HAWAIIAN HOLDINGS INC COM 419879101 0 39 SH DFND 1 2 39 0 0 HAWKINS INC COM 420261109 6,100 143,282 SH DFND 1 143,282 0 0 HAWKINS INC COM 420261109 1 28 SH DFND 1 2 28 0 0 HAWTHORN BANCSHARES INC COM 420476103 2,009 102,061 SH DFND 1 102,061 0 0 HAYNES INTERNATIONAL INC COM NEW 420877201 4,356 186,477 SH DFND 1 186,477 0 0 HBT FINANCIAL INC/DE COM 404111106 1,980 148,584 SH DFND 1 148,584 0 0 HC2 HOLDINGS INC COM 404139107 2,097 628,023 SH DFND 1 625,916 0 2,107 HCA HEALTHCARE INC COM 40412C101 369,028 3,809,911 SH DFND 1 3,798,627 0 11,284 HCA HEALTHCARE INC COM 40412C101 6 68 SH DFND 1 2 68 0 0 HCI GROUP INC COM 40416E103 4,398 95,238 SH DFND 1 95,158 0 80 HD SUPPLY HOLDINGS INC COM 40416M105 72,011 2,079,757 SH DFND 1 2,079,545 0 212 HD SUPPLY HOLDINGS INC COM 40416M105 0 2 SH DFND 1 2 2 0 0 HDFC BANK LTD-ADR SPONSORED ADS 40415F101 1,956 43,017 SH DFND 1 42,561 0 456 HEADHUNTER GROUP PLC-ADR SPONSORED ADS 42207L106 275 11,775 SH DFND 1 11,775 0 0 HEALTH CATALYST INC COM 42225T107 8,602 294,921 SH DFND 1 294,921 0 0 HEALTHCARE REALTY TRUST INC COM 421946104 74,170 2,532,271 SH DFND 1 2,465,894 0 66,377 HEALTHCARE SERVICES GROUP COM 421906108 29,038 1,187,185 SH DFND 1 1,169,439 0 17,746 HEALTHCARE TRUST OF AME-CL A CL A NEW 42225P501 88,434 3,334,627 SH DFND 1 3,279,335 0 55,292

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document HINGHAM INSTITUTION FOR SVGS COM 433323102 3,889 23,181 SH DFND 1 23,181 0 0 HINGHAM INSTITUTION FOR SVGS COM 433323102 1 6 SH DFND 1 2 6 0 0 HIREQUEST INC COM 433535101 128 20,172 SH DFND 1 20,172 0 0 HISTOGEN INC COM 43358Y103 91 23,907 SH DFND 1 23,809 0 98 HMS HOLDINGS CORP COM 40425J101 45,383 1,401,167 SH DFND 1 1,401,167 0 0 HNI CORP COM 404251100 19,093 624,579 SH DFND 1 614,401 0 10,178 HOLLYFRONTIER CORP COM 436106108 76,133 2,611,618 SH DFND 1 2,605,353 0 6,265 HOLLYFRONTIER CORP COM 436106108 0 29 SH DFND 1 2 29 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 844 63,497 SH DFND 1 63,497 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 10 797 SH DFND 1 2 797 0 0 HOLOGIC INC COM 436440101 270,544 4,752,668 SH DFND 1 4,741,496 0 11,172 HOLOGIC INC COM 436440101 3 61 SH DFND 1 2 61 0 0 HOME BANCORP INC COM 43689E107 2,852 106,651 SH DFND 1 106,651 0 0 HOME BANCSHARES INC COM 436893200 35,890 2,333,573 SH DFND 1 2,296,930 0 36,643 HOME DEPOT INC COM 437076102 4,143,872 16,569,171 SH DFND 1 16,521,658 0 47,513 HOME DEPOT INC COM 437076102 0 2 SH DFND 1 2 2 0 0 HOMESTREET INC COM 43785V102 8,910 362,064 SH DFND 1 362,064 0 0 HOMETRUST BANCSHARES INC COM 437872104 3,850 240,682 SH DFND 1 240,682 0 0 HOMOLOGY MEDICINES INC COM 438083107 6,814 448,638 SH DFND 1 448,638 0 0 HONDA MOTOR CO LTD-SPONS ADR AMERN SHS 438128308 657 25,740 SH DFND 1 23,037 0 2,703 HONEYWELL INTERNATIONAL INC COM 438516106 1,468,022 10,171,525 SH DFND 1 10,141,654 0 29,871 HONEYWELL INTERNATIONAL INC COM 438516106 2 14 SH DFND 1 2 14 0 0 HOOKER FURNITURE CORP COM 439038100 3,254 167,337 SH DFND 1 167,337 0 0 HOOKIPA PHARMA INC COM 43906K100 1,667 143,520 SH DFND 1 143,520 0 0 HOPE BANCORP INC COM 43940T109 17,133 1,858,322 SH DFND 1 1,858,322 0 0 HORACE MANN EDUCATORS COM 440327104 23,760 646,898 SH DFND 1 646,898 0 0 HORIZON BANCORP INC/IN COM 440407104 6,730 629,575 SH DFND 1 629,575 0 0 HORIZON BANCORP INC/IN COM 440407104 0 12 SH DFND 1 2 12 0 0 HORIZON GLOBAL CORP COM 44052W104 385 175,350 SH DFND 1 175,350 0 0 HORIZON THERAPEUTICS PLC SHS G46188101 123,905 2,229,315 SH DFND 1 2,229,199 0 116 HORMEL FOODS CORP COM 440452100 230,669 4,781,173 SH DFND 1 4,768,407 0 12,766 HORMEL FOODS CORP COM 440452100 0 3 SH DFND 1 2 3 0 0 HOST HOTELS & RESORTS INC COM 44107P104 156,444 14,519,388 SH DFND 1 14,307,015 0 212,373 HOSTESS BRANDS INC CL A 44109J106 22,520 1,842,937 SH DFND 1 1,842,174 0 763 HOTH THERAPEUTICS INC COM 44148G105 48 18,792 SH DFND 1 18,792 0 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 2,847 1,573,168 SH DFND 1 1,571,546 0 1,622 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 0 54 SH DFND 1 2 54 0 0 HOULIHAN LOKEY INC CL A 441593100 39,857 716,347 SH DFND 1 716,347 0 0 HOULIHAN LOKEY INC CL A 441593100 2 36 SH DFND 1 2 36 0 0 HOUSTON AMERICAN ENERGY CORP COM 44183U100 18 135,281 SH DFND 1 135,281 0 0 HOUSTON WIRE & CABLE CO COM 44244K109 226 96,160 SH DFND 1 96,160 0 0 HOVNANIAN ENTERPRISES-A CL A NEW 442487401 872 37,298 SH DFND 1 37,298 0 0 HOWARD BANCORP INC COM 442496105 1,966 185,156 SH DFND 1 185,156 0 0 HOWARD HUGHES CORP/THE COM 44267D107 26,378 507,762 SH DFND 1 507,674 0 88 HOWMET AEROSPACE INC COM 443201108 117,112 7,400,004 SH DFND 1 7,382,175 0 17,829 HOWMET AEROSPACE INC COM 443201108 1 68 SH DFND 1 2 68 0 0 HP INC COM 40434L105 422,588 24,279,458 SH DFND 1 24,215,607 0 63,851 HP INC COM 40434L105 3 215 SH DFND 1 2 215 0 0 HSBC HOLDINGS PLC-SPONS ADR SPON ADR NEW 404280406 9,642 413,328 SH DFND 1 410,557 0 2,771 HTG MOLECULAR DIAGNOSTICS COM 40434H104 277 385,645 SH DFND 1 385,645 0 0 HUAZHU GROUP LTD-ADR SPONSORED ADS 44332N106 16,705 478,911 SH DFND 1 478,223 0 688 HUB GROUP INC-CL A CL A 443320106 23,964 500,723 SH DFND 1 500,723 0 0 HUBBELL INC COM 443510607 84,088 670,775 SH DFND 1 657,845 0 12,930 HUBBELL INC COM 443510607 11 90 SH DFND 1 2 90 0 0 HUBSPOT INC COM 443573100 101,417 452,049 SH DFND 1 452,031 0 18 HUDBAY MINERALS INC COM 443628102 125 41,381 SH DFND 1 41,381 0 0 HUDSON CAPITAL INC SHS G4645C109 7 11,616 SH DFND 1 11,616 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document HUDSON GLOBAL INC COM NEW 443787205 89 10,235 SH DFND 1 10,235 0 0 HUDSON LTD-CLASS A COM CL A G46408103 1,561 320,592 SH DFND 1 320,592 0 0 HUDSON LTD-CLASS A COM CL A G46408103 1 323 SH DFND 1 2 323 0 0 HUDSON PACIFIC PROPERTIES IN COM 444097109 58,742 2,334,755 SH DFND 1 2,297,757 0 36,998 HUDSON TECHNOLOGIES INC COM 444144109 294 291,167 SH DFND 1 291,167 0 0 HUMANA INC COM 444859102 743,269 1,920,710 SH DFND 1 1,914,955 0 5,755 HUMANA INC COM 444859102 8 22 SH DFND 1 2 22 0 0 HUNT (JB) TRANSPRT SVCS INC COM 445658107 170,743 1,421,311 SH DFND 1 1,417,706 0 3,605 HUNT COMPANIES FINANCE TRUST COM 44558T100 259 97,862 SH DFND 1 97,862 0 0 HUNTINGTON BANCSHARES INC COM 446150104 155,240 17,212,132 SH DFND 1 17,168,680 0 43,452 HUNTINGTON INGALLS INDUSTRIE COM 446413106 116,615 669,505 SH DFND 1 667,780 0 1,725 HUNTINGTON INGALLS INDUSTRIE COM 446413106 3 19 SH DFND 1 2 19 0 0 HUNTSMAN CORP COM 447011107 59,457 3,308,733 SH DFND 1 3,306,919 0 1,814 HUNTSMAN CORP COM 447011107 0 28 SH DFND 1 2 28 0 0 HURCO COMPANIES INC COM 447324104 3,201 114,462 SH DFND 1 114,462 0 0 HURON CONSULTING GROUP INC COM 447462102 15,348 346,869 SH DFND 1 346,869 0 0 HUTCHISON CHINA MEDITECH-ADR SPONSORED ADR 44842L103 5,755 209,881 SH DFND 1 209,881 0 0 HUTTIG BUILDING PRODUCTS INC COM 448451104 129 115,753 SH DFND 1 115,753 0 0 HUYA INC-ADR ADS REP SHS A 44852D108 2,989 161,179 SH DFND 1 161,179 0 0 HYATT HOTELS CORP - CL A COM CL A 448579102 19,564 389,038 SH DFND 1 389,038 0 0 HYATT HOTELS CORP - CL A COM CL A 448579102 0 11 SH DFND 1 2 11 0 0 HYRECAR INC COM 44916T107 271 92,727 SH DFND 1 92,727 0 0 HYSTER-YALE MATERIALS CL A 449172105 5,475 141,637 SH DFND 1 141,637 0 0 HYSTER-YALE MATERIALS CL A 449172105 0 14 SH DFND 1 2 14 0 0 HZNP 2.5 03/15/22 NOTE 2.500% 3/1 44052TAB7 1,914 1,000,000 PRN DFND 1 1,000,000 0 0 I3 VERTICALS INC-CLASS A COM CL A 46571Y107 6,539 216,197 SH DFND 1 216,197 0 0 IAA INC COM 449253103 58,085 1,505,988 SH DFND 1 1,505,988 0 0 IAC INTERACTIVECORP COMSTK 44919P508 1,618 5,004 SH DFND 1 5,004 0 0 IAC/INTERACTIVECORP COMSTK 44919P508 77,659 809,486 SH DFND 1 809,397 0 89 IAMGOLD CORP COM 450913108 337 85,077 SH DFND 1 85,077 0 0 IAMGOLD CORP COM 450913108 1 391 SH DFND 1 2 391 0 0 IBERIABANK CORP COMSTK 450828108 36,404 799,386 SH DFND 1 799,386 0 0 IBIO INC COM NEW 451033203 1,560 702,749 SH DFND 1 702,749 0 0 ICAD INC COM NEW 44934S206 2,962 296,559 SH DFND 1 296,559 0 0 ICAD INC COM NEW 44934S206 0 75 SH DFND 1 2 75 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 7,991 164,801 SH DFND 1 164,801 0 0 ICF INTERNATIONAL INC COM 44925C103 18,100 279,205 SH DFND 1 279,205 0 0 ICHOR HOLDINGS LTD SHS G4740B105 8,829 332,193 SH DFND 1 332,193 0 0 ICICI BANK LTD-SPON ADR ADR 45104G104 684 73,705 SH DFND 1 70,733 0 2,972 ICL GROUP LTD SHS M53213100 75 24,845 SH DFND 1 24,845 0 0 ICL GROUP LTD SHS M53213100 6 2,204 SH DFND 1 2 2,204 0 0 ICLICK INTERACTIVE ASIA-ADR SPONSORED ADR 45113Y104 124 23,395 SH DFND 1 23,395 0 0 ICON PLC SHS G4705A100 7,628 45,286 SH DFND 1 45,286 0 0 ICONIX BRAND GROUP INC COM NEW 451055305 34 37,615 SH DFND 1 37,615 0 0 ICU MEDICAL INC COM 44930G107 43,479 235,902 SH DFND 1 231,280 0 4,622 IDACORP INC COM 451107106 58,100 664,990 SH DFND 1 652,942 0 12,048 IDEANOMICS INC COM 45166V106 309 154,152 SH DFND 1 154,152 0 0 IDEAYA BIOSCIENCES INC COM 45166A102 1,623 114,256 SH DFND 1 114,256 0 0 IDENTIV INC COM NEW 45170X205 424 83,172 SH DFND 1 83,172 0 0 IDERA PHARMACEUTICALS INC COM PAR 45168K405 320 178,959 SH DFND 1 178,959 0 0 IDEX CORP COM 45167R104 214,580 1,359,990 SH DFND 1 1,356,772 0 3,218 IDEX CORP COM 45167R104 1 8 SH DFND 1 2 8 0 0 IDEXX LABORATORIES INC COM 45168D104 458,511 1,390,568 SH DFND 1 1,383,921 0 6,647 IDEXX LABORATORIES INC COM 45168D104 11 36 SH DFND 1 2 36 0 0 IDT CORP-CLASS B CL B NEW 448947507 1,678 257,091 SH DFND 1 257,091 0 0 IEC ELECTRONICS CORP COM 44949L105 549 57,013 SH DFND 1 57,013 0 0 IES HOLDINGS INC COM 44951W106 2,883 124,439 SH DFND 1 124,439 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document IFRESH INC COM 449538107 41 38,553 SH DFND 1 38,553 0 0 IGM BIOSCIENCES INC COM 449585108 11,745 160,903 SH DFND 1 160,903 0 0 IHEARTMEDIA INC - CLASS A COM CL A 45174J509 7,153 856,693 SH DFND 1 856,693 0 0 IHS MARKIT LTD SHS G47567105 475,830 6,313,908 SH DFND 1 6,296,451 0 17,457 IHS MARKIT LTD SHS G47567105 1 19 SH DFND 1 2 19 0 0 II-VI INC COM 902104108 63,246 1,339,411 SH DFND 1 1,318,394 0 21,017 ILLINOIS TOOL WORKS COM 452308109 823,556 4,717,329 SH DFND 1 4,704,703 0 12,626 ILLINOIS TOOL WORKS COM 452308109 1 6 SH DFND 1 2 6 0 0 ILLUMINA INC COM 452327109 897,105 2,426,676 SH DFND 1 2,415,145 0 11,531 ILLUMINA INC COM 452327109 2 8 SH DFND 1 2 8 0 0 IMARA INC COM 45249V107 2,275 82,346 SH DFND 1 82,346 0 0 IMAX CORP COM 45245E109 3,558 317,431 SH DFND 1 317,431 0 0 IMAX CORP COM 45245E109 1 128 SH DFND 1 2 128 0 0 IMEDIA BRANDS INC COM CL A 452465206 150 43,331 SH DFND 1 43,331 0 0 IMMERSION CORPORATION COM 452521107 2,449 393,228 SH DFND 1 393,228 0 0 IMMUCELL CORP COM PAR 452525306 96 20,434 SH DFND 1 20,434 0 0 IMMUNIC INC COM 4525EP101 419 34,582 SH DFND 1 34,582 0 0 IMMUNOGEN INC COM 45253H101 12,857 2,795,189 SH DFND 1 2,794,337 0 852 IMMUNOMEDICS INC COM 452907108 88,677 2,502,182 SH DFND 1 2,501,895 0 287 IMMUNOVANT INC COM 45258J102 8,804 361,569 SH DFND 1 361,569 0 0 IMPAC MORTGAGE HOLDINGS INC COM NEW 45254P508 152 90,195 SH DFND 1 90,195 0 0 IMPERIAL OIL LTD COM NEW 453038408 6,998 435,602 SH DFND 1 435,602 0 0 IMPINJ INC COM 453204109 6,570 239,199 SH DFND 1 239,199 0 0 IMV INC COM 44974L103 71 23,339 SH DFND 1 23,339 0 0 INARI MEDICAL INC COM 45332Y109 1,704 35,178 SH DFND 1 35,178 0 0 INCYTE CORP COM 45337C102 324,124 3,122,863 SH DFND 1 3,107,492 0 15,371 INCYTE CORP COM 45337C102 2 20 SH DFND 1 2 20 0 0 INDEPENDENCE CONTRACT DRILLI COM 453415606 139 35,790 SH DFND 1 35,790 0 0 INDEPENDENCE HOLDING CO COM NEW 453440307 2,696 88,162 SH DFND 1 88,162 0 0 INDEPENDENCE REALTY TRUST IN COM 45378A106 19,781 1,721,654 SH DFND 1 1,721,654 0 0 INDEPENDENT BANK CORP - MICH COM NEW 453838609 5,170 348,154 SH DFND 1 348,154 0 0 INDEPENDENT BANK CORP - MICH COM NEW 453838609 0 57 SH DFND 1 2 57 0 0 INDEPENDENT BANK CORP/MA COM 453836108 33,153 494,171 SH DFND 1 494,171 0 0 INDEPENDENT BANK CORP/MA COM 453836108 0 3 SH DFND 1 2 3 0 0 INDEPENDENT BANK GROUP INC COM 45384B106 23,829 588,096 SH DFND 1 587,988 0 108 INDIA GLOBALIZATION CAPITAL COM NEW 45408X308 156 261,671 SH DFND 1 261,671 0 0 INDUSTRIAL LOGISTICS PROPERT COM SHS BEN INT 456237106 25,684 1,249,864 SH DFND 1 1,249,864 0 0 INFINERA CORP COM 45667G103 14,021 2,368,450 SH DFND 1 2,368,029 0 421 INFINITY PHARMACEUTICALS INC COM 45665G303 336 371,860 SH DFND 1 371,534 0 326 INFLARX NV COM N44821101 147 32,104 SH DFND 1 32,104 0 0 INFORMATION SERVICES GROUP COM 45675Y104 757 365,981 SH DFND 1 365,981 0 0 INFOSYS LTD-SP ADR SPONSORED ADR 456788108 13,847 1,436,478 SH DFND 1 1,431,030 0 5,448 INFRASTRUCTURE AND ENERGY AL COM 45686J104 198 49,991 SH DFND 1 49,991 0 0 INFUSYSTEM HOLDINGS INC COM 45685K102 2,044 177,141 SH DFND 1 177,141 0 0 ING GROEP N.V.-SPONSORED ADR SPONSORED ADR 456837103 402 58,322 SH DFND 1 55,294 0 3,028 INGERSOLL-RAND INC COM 45687V106 156,427 5,572,996 SH DFND 1 5,557,448 0 15,548 INGEVITY CORP COM 45688C107 30,987 589,454 SH DFND 1 579,552 0 9,902 INGEVITY CORP COM 45688C107 0 3 SH DFND 1 2 3 0 0 INGLES MARKETS INC-CLASS A CL A 457030104 11,981 278,190 SH DFND 1 278,190 0 0 INGLES MARKETS INC-CLASS A CL A 457030104 0 13 SH DFND 1 2 13 0 0 INGREDION INC COM 457187102 70,867 854,405 SH DFND 1 838,231 0 16,174 INMODE LTD SHS M5425M103 772 27,285 SH DFND 1 27,285 0 0 INNERWORKINGS INC COM 45773Y105 484 366,697 SH DFND 1 366,697 0 0 INNODATA INC COM NEW 457642205 103 76,599 SH DFND 1 76,599 0 0 INNOSPEC INC COM 45768S105 30,169 390,547 SH DFND 1 390,547 0 0 INNOSPEC INC COM 45768S105 2 27 SH DFND 1 2 27 0 0 INNOVATIVE INDUSTRIAL PROPER COM 45781V101 1,171 13,308 SH DFND 1 13,083 0 225

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document INNOVATIVE SOLUTIONS & SUPP COM 45769N105 305 61,123 SH DFND 1 61,123 0 0 INNOVIVA INC COM 45781M101 14,269 1,020,704 SH DFND 1 1,020,704 0 0 INOGEN INC COM 45780L104 9,593 270,093 SH DFND 1 269,864 0 229 INOGEN INC COM 45780L104 0 7 SH DFND 1 2 7 0 0 INOVALON HOLDINGS INC - A COM CL A 45781D101 22,829 1,185,336 SH DFND 1 1,185,336 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 58,816 2,182,420 SH DFND 1 2,182,256 0 164 INPHI CORP COM 45772F107 66,320 564,350 SH DFND 1 564,350 0 0 INPHI CORP COM 45772F107 1 17 SH DFND 1 2 17 0 0 INSEEGO CORP COM 45782B104 12,485 1,076,296 SH DFND 1 1,076,296 0 0 INSIGHT ENTERPRISES INC COM 45765U103 28,721 583,772 SH DFND 1 583,772 0 0 INSIGNIA SYSTEMS INC COM 45765Y105 29 40,657 SH DFND 1 40,657 0 0 INSMED INC COM PAR $.01 457669307 42,201 1,532,359 SH DFND 1 1,532,167 0 192 INSPERITY INC COM 45778Q107 33,606 519,178 SH DFND 1 510,475 0 8,703 INSPIRE MEDICAL SYSTEMS INC COM 457730109 25,409 291,992 SH DFND 1 291,992 0 0 INSPIRE MEDICAL SYSTEMS INC COM 457730109 2 24 SH DFND 1 2 24 0 0 INSPIRED ENTERTAINMENT INC COM 45782N108 335 115,682 SH DFND 1 115,682 0 0 INSTALLED BUILDING PRODUCTS COM 45780R101 22,073 320,932 SH DFND 1 320,932 0 0 INSTALLED BUILDING PRODUCTS COM 45780R101 9 143 SH DFND 1 2 143 0 0 INSTEEL INDUSTRIES INC COM 45774W108 5,262 275,967 SH DFND 1 275,967 0 0 INSULET CORP COM 45784P101 141,591 729,438 SH DFND 1 729,343 0 95 INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 143 10,000 SH DFND 1 10,000 0 0 INTEC PHARMA LTD SHS M53644106 7 27,156 SH DFND 1 27,156 0 0 INTEGER HOLDINGS CORP COM 45826H109 37,049 507,186 SH DFND 1 506,841 0 345 INTEGER HOLDINGS CORP COM 45826H109 0 4 SH DFND 1 2 4 0 0 INTEGRA LIFESCIENCES HOLDING COM NEW 457985208 41,785 889,244 SH DFND 1 872,449 0 16,795 INTEL CORP COM 458140100 4,166,631 69,748,844 SH DFND 1 69,415,642 0 333,202 INTEL CORP COM 458140100 5 93 SH DFND 1 2 93 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 13,775 655,355 SH DFND 1 655,355 0 0 INTELLICHECK INC COM NEW 45817G201 1,575 208,694 SH DFND 1 208,694 0 0 INTELLIGENT SYSTEMS CORP COM 45816D100 3,160 92,747 SH DFND 1 92,620 0 127 INTER PARFUMS INC COM 458334109 13,375 277,780 SH DFND 1 277,780 0 0 INTER PARFUMS INC COM 458334109 0 12 SH DFND 1 2 12 0 0 INTERACTIVE BROKERS GRO-CL A COM CL A 45841N107 38,877 930,748 SH DFND 1 912,311 0 18,437 INTERCEPT PHARMACEUTICALS IN COM 45845P108 18,994 396,462 SH DFND 1 396,371 0 91 INTERCONTINENTAL EXCHANGE IN COM 45866F104 747,211 8,170,495 SH DFND 1 8,146,599 0 23,896 INTERCONTINENTAL EXCHANGE IN COM 45866F104 0 8 SH DFND 1 2 8 0 0 INTERCONTINENTAL HOTELS-ADR SPONSORED ADS 45857P806 251 5,670 SH DFND 1 4,774 0 896 INTERDIGITAL INC COM 45867G101 26,385 465,923 SH DFND 1 458,591 0 7,332 INTERFACE INC COM 458665304 7,217 886,716 SH DFND 1 886,716 0 0 INTERFACE INC COM 458665304 5 672 SH DFND 1 2 672 0 0 INTERNATIONAL BANCSHARES CRP COM 459044103 30,731 959,751 SH DFND 1 946,477 0 13,274 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 6,877 772,736 SH DFND 1 772,736 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 5 656 SH DFND 1 2 656 0 0 INTERNATIONAL GENERAL INSURA SHS G4809J106 80 11,500 SH DFND 1 11,500 0 0 INTERNATIONAL GENERAL-CW25 *W EXP 03/17/202 G4809J114 4 95,000 SH DFND 1 95,000 0 0 INTERNATIONAL GENERAL-CW25 *W EXP 03/17/202 G4809J114 277 816,714 SH DFND 1 2 816,714 0 0 INTERNATIONAL MONEY EXPRESS COM 46005L101 4,029 323,418 SH DFND 1 323,418 0 0 INTERNATIONAL PAPER CO COM 460146103 238,757 6,791,145 SH DFND 1 6,774,363 0 16,782 INTERNATIONAL PAPER CO COM 460146103 0 12 SH DFND 1 2 12 0 0 INTERNATIONAL SEAWAYS INC COM Y41053102 6,014 368,069 SH DFND 1 368,069 0 0 INTERPACE BIOSCIENCES INC COM 46062X303 151 32,476 SH DFND 1 32,476 0 0 INTERPUBLIC GROUP OF COS INC COM 460690100 121,783 7,102,223 SH DFND 1 7,084,086 0 18,137 INTERSECT ENT INC COM 46071F103 6,398 472,566 SH DFND 1 472,566 0 0 INTERSECT ENT INC COM 46071F103 0 53 SH DFND 1 2 53 0 0 INTEST CORP COM 461147100 139 41,472 SH DFND 1 41,472 0 0 INTEVAC INC COM 461148108 1,712 313,656 SH DFND 1 313,656 0 0 INTL BUSINESS MACHINES CORP COM 459200101 1,577,134 13,082,390 SH DFND 1 13,043,031 0 39,359

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document INTL BUSINESS MACHINES CORP COM 459200101 2 22 SH DFND 1 2 22 0 0 INTL FCSTONE INC COMSTK 46116V105 15,914 289,350 SH DFND 1 289,350 0 0 INTL FCSTONE INC COMSTK 46116V105 4 78 SH DFND 1 2 78 0 0 INTL FLAVORS & FRAGRANCES COM 459506101 207,213 1,695,034 SH DFND 1 1,690,335 0 4,699 INTRA-CELLULAR THERAPIES INC COM 46116X101 21,640 843,024 SH DFND 1 843,024 0 0 INTREPID POTASH INC COM 46121Y102 1,344 1,357,952 SH DFND 1 1,357,952 0 0 INTRICON CORP COM 46121H109 1,506 111,403 SH DFND 1 111,403 0 0 INTUIT INC COM 461202103 1,172,589 3,966,319 SH DFND 1 3,945,713 0 20,606 INTUIT INC COM 461202103 5 17 SH DFND 1 2 17 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 966,711 1,699,557 SH DFND 1 1,690,423 0 9,134 INUVO INC COM NEW 46122W204 57 106,848 SH DFND 1 106,848 0 0 INVACARE CORP COM 461203101 3,191 500,967 SH DFND 1 500,967 0 0 INVESCO LTD SHS G491BT108 87,774 8,139,378 SH DFND 1 8,123,314 0 16,064 INVESCO MORTGAGE CAPITAL COM 46131B100 9,460 2,529,413 SH DFND 1 2,527,014 0 2,399 INVESTAR HOLDING CORP COM 46134L105 2,184 150,635 SH DFND 1 150,635 0 0 INVESTCORP CREDIT MANAGEMENT COM 46090R104 41 12,109 SH DFND 1 12,109 0 0 INVESTORS BANCORP INC COM 46146L101 30,951 3,641,399 SH DFND 1 3,641,399 0 0 INVESTORS REAL ESTATE TRUST SH BEN INT 461730509 15,567 220,846 SH DFND 1 220,846 0 0 INVESTORS TITLE CO COM 461804106 2,561 21,116 SH DFND 1 21,116 0 0 INVITAE CORP COM 46185L103 50,759 1,675,793 SH DFND 1 1,674,974 0 819 INVITATION HOMES INC COM 46187W107 215,992 7,851,017 SH DFND 1 7,711,135 0 139,882 INVITATION HOMES INC COM 46187W107 1 57 SH DFND 1 2 57 0 0 ION GEOPHYSICAL CORP COM NEW 462044207 190 81,296 SH DFND 1 81,296 0 0 IONIS PHARMACEUTICALS INC COM 462222100 90,357 1,533,785 SH DFND 1 1,533,585 0 200 IOVANCE BIOTHERAPEUTICS INC COM 462260100 43,950 1,601,129 SH DFND 1 1,601,129 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 0 17 SH DFND 1 2 17 0 0 IPG PHOTONICS CORP COM 44980X109 100,840 629,750 SH DFND 1 628,243 0 1,507 IQIYI INC-ADR SPONSORED ADS 46267X108 19,527 845,896 SH DFND 1 845,896 0 0 IQVIA HOLDINGS INC COM 46266C105 400,698 2,829,649 SH DFND 1 2,821,834 0 7,815 IQVIA HOLDINGS INC COM 46266C105 2 19 SH DFND 1 2 19 0 0 IRADIMED CORP COM 46266A109 1,984 85,522 SH DFND 1 85,522 0 0 IRHYTHM TECHNOLOGIES INC COM 450056106 46,350 399,950 SH DFND 1 399,794 0 156 IRHYTHM TECHNOLOGIES INC COM 450056106 0 4 SH DFND 1 2 4 0 0 IRIDEX CORP COM 462684101 111 52,493 SH DFND 1 52,493 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 41,690 1,638,786 SH DFND 1 1,638,621 0 165 IROBOT CORP COM 462726100 34,674 413,288 SH DFND 1 413,288 0 0 IROBOT CORP COM 462726100 2 25 SH DFND 1 2 25 0 0 IRON MOUNTAIN INC COM 46284V101 133,410 5,085,489 SH DFND 1 5,000,166 0 85,323 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 24,944 2,417,058 SH DFND 1 2,417,058 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 0 19 SH DFND 1 2 19 0 0 ISHARES 20 YEAR TREASURY BO 20 YR TR BD ETF 464287432 606 3,700 PRN DFND 1 3,700 0 0 ISHARES CORE MSCI EMERGING CORE MSCI EMKT 46434G103 22,746 477,863 PRN DFND 1 477,863 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 1,354 4,374 PRN DFND 1 4,374 0 0 ISHARES INDIA 50 ETF INDIA 50 ETF 464289529 805 26,061 PRN DFND 1 26,061 0 0 ISHARES MSCI EMERGING MARKET MSCI EMG MKT ETF 464287234 22,629 565,879 PRN DFND 1 565,879 0 0 ISHARES MSCI INDIA ETF MSCI INDIA ETF 46429B598 23,307 803,123 PRN DFND 1 803,123 0 0 ISHARES MSCI TAIWAN ETF MSCI TAIWAN ETF 46434G772 36,440 906,035 PRN DFND 1 906,035 0 0 ISORAY INC COM 46489V104 179 323,736 SH DFND 1 323,736 0 0 ISSUER DIRECT CORP COM NEW 46520M204 364 35,897 SH DFND 1 35,897 0 0 ISTAR INC COM 45031U101 13,943 1,131,762 SH DFND 1 1,131,762 0 0 ITAU UNIBANCO H-SPON PRF ADR SPON ADR REP PFD 465562106 4,966 1,058,857 SH DFND 1 1,055,095 0 3,762 ITERIS INC COM 46564T107 2,710 569,973 SH DFND 1 569,973 0 0 ITRON INC COM 465741106 37,405 564,607 SH DFND 1 564,607 0 0 ITT INC COM 45073V108 61,184 1,041,612 SH DFND 1 1,021,041 0 20,571 ITURAN LOCATION AND CONTROL SHS M6158M104 444 27,722 SH DFND 1 27,722 0 0 ITURAN LOCATION AND CONTROL SHS M6158M104 0 7 SH DFND 1 2 7 0 0 IVERIC BIO INC COM 46583P102 2,880 564,803 SH DFND 1 564,803 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document IZEA WORLDWIDE INC COM 46604H105 127 111,683 SH DFND 1 111,683 0 0 J & J SNACK FOODS CORP COM 466032109 30,458 239,587 SH DFND 1 239,587 0 0 J & J SNACK FOODS CORP COM 466032109 1 13 SH DFND 1 2 13 0 0 J ALEXANDER'S HOLDINGS COM 46609J106 470 95,647 SH DFND 1 95,647 0 0 J. JILL INC COM 46620W102 66 96,659 SH DFND 1 96,659 0 0 J2 GLOBAL INC COM 48123V102 49,480 782,284 SH DFND 1 771,471 0 10,813 J2 GLOBAL INC COM 48123V102 0 9 SH DFND 1 2 9 0 0 JABIL INC COM 466313103 57,416 1,789,781 SH DFND 1 1,757,027 0 32,754 JACK HENRY & ASSOCIATES INC COM 426281101 250,442 1,362,830 SH DFND 1 1,359,558 0 3,272 JACK IN THE BOX INC COM 466367109 25,693 346,783 SH DFND 1 341,380 0 5,403 JACOBS ENGINEERING GROUP INC COM 469814107 180,900 2,137,074 SH DFND 1 2,131,511 0 5,563 JAKKS PACIFIC INC COMSTK 47012E106 102 125,322 SH DFND 1 123,784 0 1,538 JAMES RIVER GROUP HOLDINGS L COM G5005R107 20,348 452,180 SH DFND 1 452,180 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 30,223 1,428,572 SH DFND 1 1,391,791 0 36,781 JAZZ 1.875 08/15/21 NOTE 1.875% 8/1 472145AB7 586 600,000 PRN DFND 1 600,000 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 94,871 860,357 SH DFND 1 860,357 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 5 50 SH DFND 1 2 50 0 0 JBG SMITH PROPERTIES COM 46590V100 54,041 1,827,581 SH DFND 1 1,768,440 0 59,141 JD.COM INC-ADR SPON ADR CL A 47215P106 182,894 3,054,182 SH DFND 1 3,021,136 0 33,046 JD.COM INC-ADR SPON ADR CL A 47215P106 6 106 SH DFND 1 2 106 0 0 JEFFERIES FINANCIAL GROUP IN COM 47233W109 46,020 2,959,514 SH DFND 1 2,905,660 0 53,854 JEFFERIES FINANCIAL GROUP IN COM 47233W109 4 265 SH DFND 1 2 265 0 0 JELD-WEN HOLDING INC COM 47580P103 15,543 964,828 SH DFND 1 964,828 0 0 JERNIGAN CAPITAL INC COM 476405105 4,699 343,514 SH DFND 1 343,514 0 0 JETBLUE AIRWAYS CORP COM 477143101 37,830 3,470,719 SH DFND 1 3,406,460 0 64,259 JETBLUE AIRWAYS CORP COM 477143101 0 50 SH DFND 1 2 50 0 0 JM SMUCKER CO/THE COM NEW 832696405 199,494 1,888,826 SH DFND 1 1,883,538 0 5,288 JM SMUCKER CO/THE COM NEW 832696405 2 19 SH DFND 1 2 19 0 0 JOHN B. SANFILIPPO & SON INC COM 800422107 12,636 148,093 SH DFND 1 147,756 0 337 JOHN BEAN TECHNOLOGIES CORP COM 477839104 38,368 446,041 SH DFND 1 446,041 0 0 JOHNSON & JOHNSON COM 478160104 5,555,577 39,573,721 SH DFND 1 39,458,109 0 115,612 JOHNSON & JOHNSON COM 478160104 2 16 SH DFND 1 2 16 0 0 JOHNSON CONTROLS INTERNATION SHS G51502105 408,923 12,000,240 SH DFND 1 11,968,621 0 31,619 JOHNSON CONTROLS INTERNATION SHS G51502105 2 60 SH DFND 1 2 60 0 0 JOHNSON OUTDOORS INC-A CL A 479167108 10,023 110,122 SH DFND 1 110,122 0 0 JOHNSON OUTDOORS INC-A CL A 479167108 0 5 SH DFND 1 2 5 0 0 JOINT CORP/THE COM 47973J102 2,833 185,562 SH DFND 1 185,562 0 0 JONES LANG LASALLE INC COM 48020Q107 62,919 608,715 SH DFND 1 596,402 0 12,313 JONES LANG LASALLE INC COM 48020Q107 0 6 SH DFND 1 2 6 0 0 JOUNCE THERAPEUTICS INC COM 481116101 1,698 246,144 SH DFND 1 245,909 0 235 JOYY INC ADS REPSTG COM A 46591M109 19,946 226,248 SH DFND 1 226,114 0 134 JOYY INC ADS REPSTG COM A 46591M109 1 16 SH DFND 1 2 16 0 0 JPMORGAN CHASE & CO COM 46625H100 4,119,470 43,878,052 SH DFND 1 43,744,078 0 133,974 JPMORGAN CHASE & CO COM 46625H100 2 26 SH DFND 1 2 26 0 0 JUNIPER INDUSTRIAL HLDG-CW26 *W EXP 11/13/202 48205G114 52 55,000 SH DFND 1 55,000 0 0 JUNIPER NETWORKS INC COM 48203R104 131,938 5,774,905 SH DFND 1 5,759,878 0 15,027 JUNIPER NETWORKS INC COM 48203R104 0 26 SH DFND 1 2 26 0 0 K12 INC COM 48273U102 15,399 565,312 SH DFND 1 564,986 0 326 KADANT INC COM 48282T104 16,279 163,352 SH DFND 1 163,352 0 0 KADMON HOLDINGS INC COM 48283N106 11,836 2,311,830 SH DFND 1 2,311,830 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 17,201 233,648 SH DFND 1 233,648 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 1 15 SH DFND 1 2 15 0 0 KALA PHARMACEUTICALS INC COM 483119103 6,617 629,665 SH DFND 1 629,665 0 0 KALEIDO BIOSCIENCES INC COM 483347100 1,024 137,860 SH DFND 1 137,860 0 0 KALEYRA INC - CW23 *W EXP 12/12/202 483379111 155 239,991 SH DFND 1 239,991 0 0 KALEYRA INC - CW23 *W EXP 12/12/202 483379111 868 1,336,217 SH DFND 1 2 1,336,217 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 2,399 198,285 SH DFND 1 198,285 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document KAMADA LTD SHS M6240T109 186 24,022 SH DFND 1 24,022 0 0 KAMAN CORP COM 483548103 17,355 417,200 SH DFND 1 417,200 0 0 KANDI TECHNOLOGIES GROUP INC COM 483709101 160 38,330 SH DFND 1 38,330 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 254,485 1,707,435 SH DFND 1 1,703,348 0 4,087 KANSAS CITY SOUTHERN COM NEW 485170302 1 12 SH DFND 1 2 12 0 0 KAR AUCTION SERVICES INC COM 48238T109 29,791 2,165,111 SH DFND 1 2,133,498 0 31,613 KARUNA THERAPEUTICS INC COM 48576A100 22,880 205,283 SH DFND 1 205,283 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 19,557 1,032,592 SH DFND 1 1,031,886 0 706 KB FINANCIAL GROUP INC-ADR SPONSORED ADR 48241A105 520 18,697 SH DFND 1 17,061 0 1,636 KB HOME COM 48666K109 44,352 1,445,648 SH DFND 1 1,424,877 0 20,771 KB HOME COM 48666K109 0 19 SH DFND 1 2 19 0 0 KBR INC COM 48242W106 47,999 2,128,596 SH DFND 1 2,093,504 0 35,092 KBR INC COM 48242W106 0 18 SH DFND 1 2 18 0 0 KEARNY FINANCIAL CORP/MD COM 48716P108 9,801 1,198,240 SH DFND 1 1,198,240 0 0 KELLOGG CO COM 487836108 258,986 3,927,969 SH DFND 1 3,916,681 0 11,288 KELLY SERVICES INC -A CL A 488152208 8,137 514,514 SH DFND 1 514,514 0 0 KELLY SERVICES INC -A CL A 488152208 1 91 SH DFND 1 2 91 0 0 KEMPER CORP COM 488401100 51,064 704,140 SH DFND 1 689,495 0 14,645 KENNAMETAL INC COM 489170100 34,283 1,194,127 SH DFND 1 1,174,336 0 19,791 KENNEDY-WILSON HOLDINGS INC COM 489398107 27,846 1,829,581 SH DFND 1 1,829,581 0 0 KEROS THERAPEUTICS INC COM 492327101 4,022 107,228 SH DFND 1 107,228 0 0 KEURIG DR PEPPER INC COM 49271V100 82,553 2,910,122 SH DFND 1 2,910,122 0 0 KEWAUNEE SCIENTIFIC CP COM 492854104 137 14,828 SH DFND 1 14,828 0 0 KEY TRONIC CORP COM 493144109 192 36,755 SH DFND 1 36,755 0 0 KEYCORP COM 493267108 198,542 16,329,247 SH DFND 1 16,281,452 0 47,795 KEYSIGHT TECHNOLOGIES IN COM 49338L103 306,930 3,050,478 SH DFND 1 3,042,470 0 8,008 KEYSIGHT TECHNOLOGIES IN COM 49338L103 2 22 SH DFND 1 2 22 0 0 KEZAR LIFE SCIENCES INC COM 49372L100 2,170 418,999 SH DFND 1 418,999 0 0 KFORCE INC COM 493732101 11,375 388,922 SH DFND 1 388,922 0 0 KFORCE INC COM 493732101 5 200 SH DFND 1 2 200 0 0 KILROY REALTY CORP COM 49427F108 96,391 1,642,097 SH DFND 1 1,616,591 0 25,506 KIMBALL ELECTRONICS INC COM 49428J109 5,989 442,321 SH DFND 1 442,321 0 0 KIMBALL ELECTRONICS INC COM 49428J109 0 19 SH DFND 1 2 19 0 0 KIMBALL INTERNATIONAL-B CL B 494274103 9,130 789,844 SH DFND 1 789,844 0 0 KIMBALL INTERNATIONAL-B CL B 494274103 1 98 SH DFND 1 2 98 0 0 KIMBERLY-CLARK CORP COM 494368103 794,116 5,625,707 SH DFND 1 5,611,216 0 14,491 KIMBERLY-CLARK CORP COM 494368103 0 7 SH DFND 1 2 7 0 0 KIMCO REALTY CORP COM 49446R109 115,895 9,034,720 SH DFND 1 9,016,276 0 18,444 KINDER MORGAN INC COM 49456B101 433,053 28,604,921 SH DFND 1 28,420,413 0 184,508 KINDER MORGAN INC COM 49456B101 7 470 SH DFND 1 2 470 0 0 KINDRED BIOSCIENCES INC COM 494577109 2,688 598,787 SH DFND 1 598,787 0 0 KINGSOFT CLOUD HOLDINGS-ADR ADS 49639K101 423 13,432 SH DFND 1 13,432 0 0 KINGSTONE COS INC COM 496719105 267 60,504 SH DFND 1 60,504 0 0 KINIKSA PHARMACEUTICALS-A COM CL A G5269C101 5,987 234,986 SH DFND 1 234,986 0 0 KINROSS GOLD CORP COM 496902404 15,179 2,109,761 SH DFND 1 2,109,151 0 610 KINROSS GOLD CORP COM 496902404 1 232 SH DFND 1 2 232 0 0 KINSALE CAPITAL GROUP INC COM 49714P108 51,084 329,129 SH DFND 1 329,129 0 0 KINSALE CAPITAL GROUP INC COM 49714P108 1 9 SH DFND 1 2 9 0 0 KIRBY CORP COM 497266106 38,694 722,451 SH DFND 1 707,896 0 14,555 KIRKLAND LAKE GOLD LTD COM 49741E100 20,465 489,288 SH DFND 1 489,288 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 2 72 SH DFND 1 2 72 0 0 KIRKLAND'S INC COM 497498105 349 129,057 SH DFND 1 129,057 0 0 KITE REALTY GROUP TRUST COM NEW 49803T300 18,134 1,571,462 SH DFND 1 1,571,462 0 0 KKR & CO INC COM 48251W104 172,355 5,586,411 SH DFND 1 5,585,819 0 592 KKR REAL ESTATE FINANCE TRUS COM 48251K100 6,408 386,495 SH DFND 1 386,495 0 0 KLA CORP COM NEW 482480100 504,122 2,596,749 SH DFND 1 2,584,548 0 12,201 KLX ENERGY SERVICES HOLDING COM 48253L106 505 235,240 SH DFND 1 235,240 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document KNIGHT-SWIFT TRANSPORTATION CL A 499049104 62,162 1,491,532 SH DFND 1 1,462,191 0 29,341 KNOLL INC COM NEW 498904200 9,550 783,430 SH DFND 1 783,167 0 263 KNOWLES CORP COM 49926D109 19,188 1,257,443 SH DFND 1 1,257,443 0 0 KODIAK SCIENCES INC COM 50015M109 22,748 420,326 SH DFND 1 420,326 0 0 KOHLS CORP COM 500255104 56,524 2,724,529 SH DFND 1 2,717,785 0 6,744 KOHLS CORP COM 500255104 0 32 SH DFND 1 2 32 0 0 KONINKLIJKE PHILIPS NVR- NY NY REG SH NEW 500472303 630 13,470 SH DFND 1 11,882 0 1,588 KONTOOR BRANDS INC COM 50050N103 12,441 698,541 SH DFND 1 698,541 0 0 KONTOOR BRANDS INC COM 50050N103 0 43 SH DFND 1 2 43 0 0 KOPIN CORP COM 500600101 770 579,661 SH DFND 1 579,661 0 0 KOPPERS HOLDINGS INC COM 50060P106 5,630 298,861 SH DFND 1 298,861 0 0 KOREA ELEC POWER CORP-SP ADR SPONSORED ADR 500631106 159 19,951 SH DFND 1 17,855 0 2,096 KOREA ELEC POWER CORP-SP ADR SPONSORED ADR 500631106 2 299 SH DFND 1 2 299 0 0 KORN FERRY COM NEW 500643200 24,709 804,085 SH DFND 1 804,085 0 0 KORN FERRY COM NEW 500643200 0 26 SH DFND 1 2 26 0 0 KORNIT DIGITAL LTD SHS M6372Q113 2,344 43,914 SH DFND 1 43,914 0 0 KORNIT DIGITAL LTD SHS M6372Q113 0 1 SH DFND 1 2 1 0 0 KOSMOS ENERGY LTD COM 500688106 11,290 6,801,410 SH DFND 1 6,801,410 0 0 KRAFT HEINZ CO/THE COM 500754106 320,999 10,082,240 SH DFND 1 10,012,184 0 70,056 KRAFT HEINZ CO/THE COM 500754106 1 47 SH DFND 1 2 47 0 0 KRATON CORP COM 50077C106 7,894 456,866 SH DFND 1 456,462 0 404 KRATOS DEFENSE & SECURITY COM NEW 50077B207 24,618 1,575,106 SH DFND 1 1,575,106 0 0 KREF 6.125 05/15/23 NOTE 6.125% 5/1 48251KAB6 385 400,000 PRN DFND 1 400,000 0 0 KROGER CO COM 501044101 477,606 14,131,765 SH DFND 1 14,096,374 0 35,391 KROGER CO COM 501044101 3 112 SH DFND 1 2 112 0 0 KRONOS WORLDWIDE INC COM 50105F105 3,493 335,576 SH DFND 1 335,440 0 136 KRYSTAL BIOTECH INC COM 501147102 7,469 180,346 SH DFND 1 180,346 0 0 KULICKE & SOFFA INDUSTRIES COM 501242101 11,362 545,494 SH DFND 1 545,494 0 0 KURA ONCOLOGY INC COM 50127T109 12,076 740,868 SH DFND 1 740,868 0 0 KURA SUSHI USA INC-CLASS A CL A COM 501270102 696 48,779 SH DFND 1 48,779 0 0 KVH INDUSTRIES INC COM 482738101 1,835 205,598 SH DFND 1 205,598 0 0 L BRANDS INC COM 501797104 57,437 3,841,488 SH DFND 1 3,830,804 0 10,684 L3HARRIS TECHNOLOGIES INC COM 502431109 537,218 3,172,700 SH DFND 1 3,162,676 0 10,024 L3HARRIS TECHNOLOGIES INC COM 502431109 2 13 SH DFND 1 2 13 0 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 1,690 396,754 SH DFND 1 396,199 0 555 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 0 110 SH DFND 1 2 110 0 0 LABORATORY CRP OF AMER HLDGS COM NEW 50540R409 255,373 1,540,254 SH DFND 1 1,536,102 0 4,152 LABORATORY CRP OF AMER HLDGS COM NEW 50540R409 2 14 SH DFND 1 2 14 0 0 LADDER CAPITAL CORP-REIT CL A 505743104 11,897 1,468,875 SH DFND 1 1,468,875 0 0 LAKELAND BANCORP INC COM 511637100 9,027 789,815 SH DFND 1 789,815 0 0 LAKELAND FINANCIAL CORP COM 511656100 18,646 400,235 SH DFND 1 400,235 0 0 LAKELAND INDUSTRIES INC COM 511795106 2,438 108,718 SH DFND 1 108,718 0 0 LAM RESEARCH CORP COM 512807108 710,325 2,199,709 SH DFND 1 2,188,224 0 11,485 LAM RESEARCH CORP COM 512807108 3 10 SH DFND 1 2 10 0 0 LAMAR ADVERTISING CO-A CL A 512816109 78,606 1,177,444 SH DFND 1 1,134,864 0 42,580 LAMB WESTON HOLDINGS INC COM 513272104 157,195 2,463,296 SH DFND 1 2,456,738 0 6,558 LANCASTER COLONY CORP COM 513847103 51,917 334,975 SH DFND 1 330,252 0 4,723 LANDEC CORP COM 514766104 3,352 421,167 SH DFND 1 421,167 0 0 LANDMARK BANCORP INC COM 51504L107 662 26,810 SH DFND 1 26,810 0 0 LANDMARK INFRASTRUCTURE PART COM UNIT LTD 51508J108 119 12,077 SH DFND 1 12,077 0 0 LANDS' END INC COM 51509F105 1,770 220,243 SH DFND 1 220,116 0 127 LANDSTAR SYSTEM INC COM 515098101 62,903 560,090 SH DFND 1 550,928 0 9,162 LANDSTAR SYSTEM INC COM 515098101 0 6 SH DFND 1 2 6 0 0 LANNETT CO INC COM 516012101 3,413 470,149 SH DFND 1 469,188 0 961 LANTHEUS HOLDINGS INC COM 516544103 15,048 1,052,361 SH DFND 1 1,052,361 0 0 LANTRONIX INC COM NEW 516548203 289 78,018 SH DFND 1 78,018 0 0 LAREDO PETROLEUM INC COM 516806205 978 70,598 SH DFND 1 70,598 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document LARIMAR THERAPEUTICS INC COM 517125100 332 25,863 SH DFND 1 25,852 0 11 LAS VEGAS SANDS CORP COM 517834107 214,520 4,720,553 SH DFND 1 4,706,269 0 14,284 LAS VEGAS SANDS CORP COM 517834107 0 17 SH DFND 1 2 17 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 59,941 2,111,346 SH DFND 1 2,111,346 0 0 LAUREATE EDUCATION INC-A CL A 518613203 16,433 1,649,075 SH DFND 1 1,648,430 0 645 LAUREATE EDUCATION INC-A CL A 518613203 0 32 SH DFND 1 2 32 0 0 LAWSON PRODUCTS INC COM 520776105 3,142 97,415 SH DFND 1 97,415 0 0 LAZARD LTD-CL A SHS A G54050102 40,619 1,418,865 SH DFND 1 1,418,319 0 546 LA-Z-BOY INC COM 505336107 20,006 739,350 SH DFND 1 739,350 0 0 LA-Z-BOY INC COM 505336107 0 8 SH DFND 1 2 8 0 0 LCI INDUSTRIES COM 50189K103 40,801 354,855 SH DFND 1 354,855 0 0 LCI INDUSTRIES COM 50189K103 1 15 SH DFND 1 2 15 0 0 LCNB CORPORATION COM 50181P100 2,775 173,933 SH DFND 1 173,933 0 0 LEAF GROUP LTD COM 52177G102 369 100,583 SH DFND 1 100,583 0 0 LEAP THERAPEUTICS INC COM 52187K101 306 146,513 SH DFND 1 146,513 0 0 LEAR CORP COM NEW 521865204 77,688 713,110 SH DFND 1 700,097 0 13,013 LEE ENTERPRISES COM 523768109 443 452,298 SH DFND 1 452,298 0 0 LEGACY HOUSING CORP COM 52472M101 1,210 85,132 SH DFND 1 85,132 0 0 LEGEND BIOTECH CORP-ADR SPONSORED ADS 52490G102 468 11,003 SH DFND 1 11,003 0 0 LEGG MASON INC COM 524901105 46,993 944,594 SH DFND 1 923,701 0 20,893 LEGGETT & PLATT INC COM 524660107 80,419 2,290,624 SH DFND 1 2,284,696 0 5,928 LEIDOS HOLDINGS INC COM 525327102 199,862 2,137,650 SH DFND 1 2,131,160 0 6,490 LEIDOS HOLDINGS INC COM 525327102 0 6 SH DFND 1 2 6 0 0 LEMAITRE VASCULAR INC COM 525558201 7,044 266,830 SH DFND 1 266,830 0 0 LENDINGCLUB CORP COM NEW 52603A208 4,572 1,004,998 SH DFND 1 1,004,998 0 0 LENDINGCLUB CORP COM NEW 52603A208 0 15 SH DFND 1 2 15 0 0 LENDINGTREE INC COM 52603B107 30,225 104,395 SH DFND 1 102,556 0 1,839 LENNAR CORP - B SHS CL B 526057302 7,546 163,971 SH DFND 1 163,616 0 355 LENNAR CORP-A CL A 526057104 293,944 4,778,400 SH DFND 1 4,766,751 0 11,649 LENNAR CORP-A CL A 526057104 3 56 SH DFND 1 2 56 0 0 LENNOX INTERNATIONAL INC COM 526107107 92,914 399,117 SH DFND 1 390,814 0 8,303 LEVEL ONE BANCORP INC COM 52730D208 1,105 66,011 SH DFND 1 66,011 0 0 LEVI STRAUSS & CO- CLASS A CL A COM STK 52736R102 4,481 334,463 SH DFND 1 334,463 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 1,633 818,875 SH DFND 1 818,875 0 0 LEXINFINTECH HOLDINGS L-ADR ADR 528877103 917 86,250 SH DFND 1 86,250 0 0 LEXINGTON REALTY TRUST COM 529043101 51,108 4,844,367 SH DFND 1 4,844,367 0 0 LG DISPLAY CO LTD-ADR SPONS ADR REP 50186V102 407 84,347 SH DFND 1 77,559 0 6,788 LGI HOMES INC COM 50187T106 29,087 330,432 SH DFND 1 330,432 0 0 LHC GROUP INC COM 50187A107 79,609 456,684 SH DFND 1 449,605 0 7,079 LIBERTY BROADBAND-A COM SER A 530307107 30,947 253,477 SH DFND 1 253,077 0 400 LIBERTY BROADBAND-C COM SER C 530307305 201,658 1,627,826 SH DFND 1 1,627,826 0 0 LIBERTY GLOBAL PLC- C SHS CL C G5480U120 72,037 3,352,616 SH DFND 1 3,338,489 0 14,127 LIBERTY GLOBAL PLC- C SHS CL C G5480U120 2 96 SH DFND 1 2 96 0 0 LIBERTY GLOBAL PLC-A SHS CL A G5480U104 39,626 1,814,464 SH DFND 1 1,808,122 0 6,342 LIBERTY LATIN AMERIC-CL A COM CL A G9001E102 5,800 596,799 SH DFND 1 594,070 0 2,729 LIBERTY LATIN AMERIC-CL A COM CL A G9001E102 2 222 SH DFND 1 2 222 0 0 LIBERTY LATIN AMERIC-CL C COM CL C G9001E128 17,705 1,875,594 SH DFND 1 1,875,594 0 0 LIBERTY LATIN AMERIC-CL C COM CL C G9001E128 1 200 SH DFND 1 2 200 0 0 LIBERTY MEDIA CORP-BRAVES A COM A BRAVES GRP 531229706 2,144 106,778 SH DFND 1 106,778 0 0 LIBERTY MEDIA CORP-BRAVES C COM C BRAVES GRP 531229888 11,793 597,429 SH DFND 1 597,429 0 0 LIBERTY MEDIA CORP-LIBERTY-A COM SER A FRMLA 531229870 10,251 351,305 SH DFND 1 351,305 0 0 LIBERTY MEDIA CORP-LIBERTY-C COM SER C FRMLA 531229854 76,323 2,408,890 SH DFND 1 2,408,655 0 235 LIBERTY MEDIA COR-SIRIUSXM A COM A SIRIUSXM 531229409 41,354 1,198,468 SH DFND 1 1,198,468 0 0 LIBERTY MEDIA COR-SIRIUSXM C COM C SIRIUSXM 531229607 75,661 2,198,283 SH DFND 1 2,198,191 0 92 LIBERTY MEDIA COR-SIRIUSXM C COM C SIRIUSXM 531229607 4 143 SH DFND 1 2 143 0 0 LIBERTY OILFIELD SERVICES -A COM CL A 53115L104 4,388 800,887 SH DFND 1 800,887 0 0 LIBERTY TRIPADVISOR HDG-A COM SER A 531465102 2,493 1,170,534 SH DFND 1 1,169,003 0 1,531

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document LIBERTY TRIPADVISOR HDG-A COM SER A 531465102 3 1,810 SH DFND 1 2 1,810 0 0 LIFE STORAGE INC COM 53223X107 78,410 825,813 SH DFND 1 802,749 0 23,064 LIFETIME BRANDS INC COM 53222Q103 1,106 164,652 SH DFND 1 164,652 0 0 LIFEVANTAGE CORP COM NEW 53222K205 2,724 201,489 SH DFND 1 201,489 0 0 LIFEVANTAGE CORP COM NEW 53222K205 2 165 SH DFND 1 2 165 0 0 LIFEWAY FOODS INC COM 531914109 101 44,238 SH DFND 1 44,238 0 0 LIGAND PHARMACEUTICALS COM NEW 53220K504 26,942 240,883 SH DFND 1 237,054 0 3,829 LIGHTBRIDGE CORP COM 53224K302 60 13,414 SH DFND 1 13,414 0 0 LIGHTPATH TECHNOLOGIES INC-A COM CL A 532257805 494 148,000 SH DFND 1 148,000 0 0 LIMBACH HOLDINGS INC COM 53263P105 134 36,558 SH DFND 1 36,558 0 0 LIMELIGHT NETWORKS INC COM 53261M104 13,859 1,883,146 SH DFND 1 1,883,146 0 0 LIMESTONE BANCORP INC COM 53262L105 709 53,946 SH DFND 1 53,946 0 0 LIMONEIRA CO COM 532746104 3,272 225,861 SH DFND 1 225,861 0 0 LINCOLN EDUCATIONAL SERVICES COM 533535100 465 119,270 SH DFND 1 119,270 0 0 LINCOLN ELECTRIC HOLDINGS COM 533900106 62,784 745,311 SH DFND 1 730,649 0 14,662 LINCOLN ELECTRIC HOLDINGS COM 533900106 0 5 SH DFND 1 2 5 0 0 LINCOLN NATIONAL CORP COM 534187109 117,428 3,197,354 SH DFND 1 3,189,009 0 8,345 LINDBLAD EXPEDITIONS HOLDING COM 535219109 3,144 407,320 SH DFND 1 407,320 0 0 LINDE PLC SHS G5494J103 1,664,692 7,861,131 SH DFND 1 7,838,082 0 23,049 LINDSAY CORP COM 535555106 14,202 154,022 SH DFND 1 154,022 0 0 LINDSAY CORP COM 535555106 0 7 SH DFND 1 2 7 0 0 LINE CORP-SPONSORED ADR SPONSORED ADR 53567X101 225 4,495 SH DFND 1 4,495 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 888 1,021,544 SH DFND 1 1,021,544 0 0 LIONS GATE ENTERTAINMENT-A CL A VTG 535919401 5,915 798,350 SH DFND 1 796,711 0 1,639 LIONS GATE ENTERTAINMENT-A CL A VTG 535919401 1 242 SH DFND 1 2 242 0 0 LIONS GATE ENTERTAINMENT-B CL B NON VTG 535919500 7,548 1,105,260 SH DFND 1 1,104,552 0 708 LIPOCINE INC COM 53630X104 251 199,792 SH DFND 1 199,792 0 0 LIQTECH INTERNATIONAL INC COM 53632A201 863 158,174 SH DFND 1 158,174 0 0 LIQUIDIA TECHNOLOGIES INC COM 53635D202 1,836 218,076 SH DFND 1 218,076 0 0 LIQUIDITY SERVICES INC COM 53635B107 2,348 393,965 SH DFND 1 393,965 0 0 LITHIA MOTORS INC-CL A CL A 536797103 48,732 322,025 SH DFND 1 322,025 0 0 LITTELFUSE INC COM 537008104 50,229 294,377 SH DFND 1 288,583 0 5,794 LIVANOVA PLC SHS G5509L101 35,550 738,626 SH DFND 1 727,031 0 11,595 LIVE NATION ENTERTAINMENT IN COM 538034109 97,669 2,207,766 SH DFND 1 2,201,411 0 6,355 LIVE OAK BANCSHARES INC COM 53803X105 6,448 444,414 SH DFND 1 444,414 0 0 LIVE VENTURES INC COM NEW 538142308 145 15,141 SH DFND 1 15,141 0 0 LIVENT CORP COM 53814L108 12,963 2,104,501 SH DFND 1 2,104,143 0 358 LIVEPERSON INC COM 538146101 37,951 916,031 SH DFND 1 916,031 0 0 LIVERAMP HOLDINGS INC COM 53815P108 39,929 940,176 SH DFND 1 924,608 0 15,568 LIVEXLIVE MEDIA INC COM NEW 53839L208 1,960 541,486 SH DFND 1 541,486 0 0 LIVONGO HEALTH INC COM 539183103 26,272 349,421 SH DFND 1 349,421 0 0 LKQ CORP COM 501889208 149,031 5,697,026 SH DFND 1 5,682,778 0 14,248 LKQ CORP COM 501889208 0 31 SH DFND 1 2 31 0 0 LLOYDS BANKING GROUP PLC-ADR SPONSORED ADR 539439109 699 466,413 SH DFND 1 455,856 0 10,557 LLOYDS BANKING GROUP PLC-ADR SPONSORED ADR 539439109 0 349 SH DFND 1 2 349 0 0 LM FUNDING AMERICA INC COM NEW 502074305 41 30,394 SH DFND 1 30,394 0 0 LOCKHEED MARTIN CORP COM 539830109 1,491,775 4,094,227 SH DFND 1 4,083,725 0 10,502 LOCKHEED MARTIN CORP COM 539830109 6 17 SH DFND 1 2 17 0 0 LOEWS CORP COM 540424108 136,863 3,998,655 SH DFND 1 3,987,916 0 10,739 LOEWS CORP COM 540424108 3 88 SH DFND 1 2 88 0 0 LOGICBIO THERAPEUTICS INC COM 54142F102 1,148 135,718 SH DFND 1 135,718 0 0 LOGITECH INTERNATIONAL-REG SHS H50430232 8,305 127,342 SH DFND 1 127,342 0 0 LOGMEIN INC COM 54142L109 52,735 622,098 SH DFND 1 610,128 0 11,970 LOGMEIN INC COM 54142L109 9 115 SH DFND 1 2 115 0 0 LONESTAR RESOURCES US I-CL A CL A VTG 54240F103 73 155,401 SH DFND 1 155,401 0 0 LOOP INDUSTRIES INC COM 543518104 1,162 129,162 SH DFND 1 129,162 0 0 LORAL SPACE & COMMUNICATIONS COM 543881106 4,010 205,439 SH DFND 1 205,439 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document LOUISIANA-PACIFIC CORP COM 546347105 41,431 1,615,266 SH DFND 1 1,587,934 0 27,332 LOUISIANA-PACIFIC CORP COM 546347105 1 53 SH DFND 1 2 53 0 0 LOVESAC CO/THE COM 54738L109 3,730 142,210 SH DFND 1 142,210 0 0 LOWE'S COS INC COM 548661107 1,445,919 10,720,831 SH DFND 1 10,687,330 0 33,501 LOWE'S COS INC COM 548661107 4 32 SH DFND 1 2 32 0 0 LPL FINANCIAL HOLDINGS INC COM 50212V100 104,893 1,337,921 SH DFND 1 1,337,823 0 98 LPL FINANCIAL HOLDINGS INC COM 50212V100 3 43 SH DFND 1 2 43 0 0 LSB INDUSTRIES INC COM 502160104 191 165,226 SH DFND 1 165,226 0 0 LSB INDUSTRIES INC COM 502160104 0 300 SH DFND 1 2 300 0 0 LSI INDUSTRIES INC COM 50216C108 2,431 375,872 SH DFND 1 375,872 0 0 LSI INDUSTRIES INC COM 50216C108 0 95 SH DFND 1 2 95 0 0 LTC PROPERTIES INC COM 502175102 27,332 725,566 SH DFND 1 715,743 0 9,823 LUBY'S INC COM 549282101 102 70,740 SH DFND 1 70,740 0 0 LULULEMON ATHLETICA INC COM 550021109 416,112 1,334,725 SH DFND 1 1,330,299 0 4,426 LULULEMON ATHLETICA INC COM 550021109 2 8 SH DFND 1 2 8 0 0 LUMBER LIQUIDATORS HOLDINGS COM 55003T107 5,777 416,872 SH DFND 1 416,872 0 0 LUMENTUM HOLDINGS INC COM 55024U109 74,306 912,526 SH DFND 1 894,659 0 17,867 LUMINEX CORP COM 55027E102 21,561 662,833 SH DFND 1 662,833 0 0 LUMINEX CORP COM 55027E102 0 9 SH DFND 1 2 9 0 0 LUMOS PHARMA INC COM 55028X109 382 23,192 SH DFND 1 23,184 0 8 LUNA INNOVATIONS INC COM 550351100 2,346 401,878 SH DFND 1 401,878 0 0 LUOKUNG TECHNOLOGY CORP SHS G56981106 41 61,953 SH DFND 1 61,953 0 0 LUTHER BURBANK CORP COM 550550107 2,614 261,490 SH DFND 1 261,490 0 0 LUXFER HOLDINGS PLC SHS G5698W116 2,418 170,889 SH DFND 1 170,889 0 0 LYDALL INC COM 550819106 3,412 251,654 SH DFND 1 251,177 0 477 LYFT INC-A CL A COM 55087P104 82,261 2,492,005 SH DFND 1 2,491,469 0 536 LYONDELLBASELL INDU-CL A SHS - A - N53745100 289,994 4,404,180 SH DFND 1 4,392,837 0 11,343 LYONDELLBASELL INDU-CL A SHS - A - N53745100 0 15 SH DFND 1 2 15 0 0 LYRA THERAPEUTICS INC COM 55234L105 375 33,154 SH DFND 1 33,154 0 0 M & T BANK CORP COM 55261F104 223,939 2,157,302 SH DFND 1 2,151,722 0 5,580 M & T BANK CORP COM 55261F104 3 29 SH DFND 1 2 29 0 0 M III ACQUISITION CORP-CW21 *W EXP 05/20/202 45686J112 10 73,267 SH DFND 1 73,267 0 0 M/I HOMES INC COM 55305B101 17,517 508,628 SH DFND 1 508,628 0 0 M/I HOMES INC COM 55305B101 1 31 SH DFND 1 2 31 0 0 MACATAWA BANK CORP COM 554225102 2,818 360,456 SH DFND 1 360,456 0 0 MACATAWA BANK CORP COM 554225102 3 390 SH DFND 1 2 390 0 0 MACERICH CO/THE COM 554382101 21,226 2,366,372 SH DFND 1 2,338,779 0 27,593 MACK-CALI REALTY CORP COM 554489104 25,594 1,673,929 SH DFND 1 1,629,356 0 44,573 MACKINAC FINANCIAL CORP COM 554571109 1,022 98,565 SH DFND 1 98,565 0 0 MACOM TECHNOLOGY SOLUTIONS H COM 55405Y100 24,367 709,382 SH DFND 1 709,382 0 0 MACOM TECHNOLOGY SOLUTIONS H COM 55405Y100 0 10 SH DFND 1 2 10 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 27,523 896,809 SH DFND 1 896,518 0 291 MACQUARIE INFRASTRUCTURE COR COM 55608B105 0 15 SH DFND 1 2 15 0 0 MACROGENICS INC COM 556099109 20,817 745,606 SH DFND 1 745,504 0 102 MACY'S INC COM 55616P104 30,891 4,489,806 SH DFND 1 4,489,806 0 0 MACY'S INC COM 55616P104 0 34 SH DFND 1 2 34 0 0 MADISON SQUARE GARDEN ENTERT CL A 55826T102 15,077 201,028 SH DFND 1 200,979 0 49 MADISON SQUARE GARDEN SPORTS CL A 55825T103 28,933 196,974 SH DFND 1 196,946 0 28 MADRIGAL PHARMACEUTICALS INC COM 558868105 15,717 138,788 SH DFND 1 138,788 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 0 2 SH DFND 1 2 2 0 0 MAG SILVER CORP COM 55903Q104 185 13,174 SH DFND 1 13,174 0 0 MAGAL SECURITY SYS LTD ORD M6786D104 36 12,188 SH DFND 1 12,188 0 0 MAGELLAN HEALTH INC COM NEW 559079207 26,520 363,392 SH DFND 1 363,392 0 0 MAGELLAN MIDSTREAM PARTNERS COM UNIT RP LP 559080106 508 11,778 SH DFND 1 0 0 11,778 MAGENTA THERAPEUTICS INC COM 55910K108 2,102 279,921 SH DFND 1 279,921 0 0 MAGIC SOFTWARE ENTERPRISES ORD 559166103 529 46,841 SH DFND 1 46,841 0 0 MAGNA INTERNATIONAL INC COM 559222401 22,920 516,019 SH DFND 1 516,019 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document MAGNA INTERNATIONAL INC COM 559222401 1 38 SH DFND 1 2 38 0 0 MAGNOLIA OIL & GAS CORP - A CL A 559663109 10,132 1,672,022 SH DFND 1 1,672,022 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 653 527,383 SH DFND 1 527,383 0 0 MAINSTREET BANCSHARES INC COM 56064Y100 1,147 86,965 SH DFND 1 86,965 0 0 MAJESCO COM 56068V102 877 111,594 SH DFND 1 111,594 0 0 MAKEMYTRIP LTD SHS V5633W109 801 52,313 SH DFND 1 52,313 0 0 MALIBU BOATS INC - A COM CL A 56117J100 16,767 322,771 SH DFND 1 322,771 0 0 MALIBU BOATS INC - A COM CL A 56117J100 2 54 SH DFND 1 2 54 0 0 MALLINCKRODT PLC SHS G5785G107 3,439 1,283,367 SH DFND 1 1,282,829 0 538 MALVERN BANCORP INC COM 561409103 1,285 101,012 SH DFND 1 101,012 0 0 MAMMOTH ENERGY SERVICES INC COM 56155L108 149 126,883 SH DFND 1 126,883 0 0 MANHATTAN ASSOCIATES INC COM 562750109 90,927 965,264 SH DFND 1 950,117 0 15,147 MANITEX INTERNATIONAL INC COM 563420108 602 121,291 SH DFND 1 121,291 0 0 MANITOWOC COMPANY INC COM NEW 563571405 5,460 501,851 SH DFND 1 501,851 0 0 MANNING & NAPIER INC CL A 56382Q102 238 83,251 SH DFND 1 83,251 0 0 MANNKIND CORP COM NEW 56400P706 5,184 2,962,327 SH DFND 1 2,962,327 0 0 MANPOWERGROUP INC COM 56418H100 52,212 759,117 SH DFND 1 744,763 0 14,354 MANPOWERGROUP INC COM 56418H100 3 45 SH DFND 1 2 45 0 0 MANTECH INTERNATIONAL CORP-A CL A 564563104 29,170 425,912 SH DFND 1 425,912 0 0 MANTECH INTERNATIONAL CORP-A CL A 564563104 0 3 SH DFND 1 2 3 0 0 MANULIFE FINANCIAL CORP COM 56501R106 46,228 3,373,245 SH DFND 1 3,371,598 0 1,647 MANULIFE FINANCIAL CORP COM 56501R106 1 90 SH DFND 1 2 90 0 0 MARATHON OIL CORP COM 565849106 86,628 14,170,634 SH DFND 1 14,137,423 0 33,211 MARATHON OIL CORP COM 565849106 0 123 SH DFND 1 2 123 0 0 MARATHON PATENT GROUP INC COM 56585W401 21 23,566 SH DFND 1 23,566 0 0 MARATHON PETROLEUM CORP COM 56585A102 398,531 10,680,917 SH DFND 1 10,653,279 0 27,638 MARCHEX INC-CLASS B CL B 56624R108 400 253,640 SH DFND 1 252,455 0 1,185 MARCUS & MILLICHAP INC COM 566324109 11,496 398,352 SH DFND 1 398,352 0 0 MARCUS CORPORATION COM 566330106 4,543 342,371 SH DFND 1 342,371 0 0 MARCUS CORPORATION COM 566330106 1 149 SH DFND 1 2 149 0 0 MARIN SOFTWARE INC COM NEW 56804T205 32 23,659 SH DFND 1 23,659 0 0 MARINE PRODUCTS CORP COM 568427108 1,407 101,591 SH DFND 1 101,591 0 0 MARINEMAX INC COM 567908108 6,737 300,898 SH DFND 1 300,898 0 0 MARINEMAX INC COM 567908108 0 14 SH DFND 1 2 14 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 2,936 1,156,172 SH DFND 1 1,156,172 0 0 MARKEL CORP COM 570535104 131,492 142,563 SH DFND 1 142,557 0 6 MARKER THERAPEUTICS INC COM 57055L107 979 473,344 SH DFND 1 473,344 0 0 MARKETAXESS HOLDINGS INC COM 57060D108 374,983 749,696 SH DFND 1 748,038 0 1,658 MARKETAXESS HOLDINGS INC COM 57060D108 8 17 SH DFND 1 2 17 0 0 MARLIN BUSINESS SERVICES INC COM 571157106 1,329 157,203 SH DFND 1 157,203 0 0 MARRIOTT INTERNATIONAL -CL A CL A 571903202 343,006 4,009,107 SH DFND 1 3,986,030 0 23,077 MARRIOTT INTERNATIONAL -CL A CL A 571903202 0 6 SH DFND 1 2 6 0 0 MARRIOTT VACATIONS WORLD COM 57164Y107 46,325 563,503 SH DFND 1 554,768 0 8,735 MARRIOTT VACATIONS WORLD COM 57164Y107 0 5 SH DFND 1 2 5 0 0 MARRONE BIO INNOVATIONS INC COM 57165B106 904 772,830 SH DFND 1 772,830 0 0 MARSH & MCLENNAN COS COM 571748102 796,285 7,428,942 SH DFND 1 7,406,841 0 22,101 MARSH & MCLENNAN COS COM 571748102 2 25 SH DFND 1 2 25 0 0 MARTEN TRANSPORT LTD COM 573075108 17,486 695,022 SH DFND 1 695,022 0 0 MARTEN TRANSPORT LTD COM 573075108 0 9 SH DFND 1 2 9 0 0 MARTIN MARIETTA MATERIALS COM 573284106 204,364 991,141 SH DFND 1 988,416 0 2,725 MARTIN MARIETTA MATERIALS COM 573284106 1 5 SH DFND 1 2 5 0 0 MARTIN MIDSTREAM PARTNERS LP UNIT L P INT 573331105 34 28,709 SH DFND 1 28,709 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 260,922 7,448,692 SH DFND 1 7,447,792 0 900 MASCO CORP COM 574599106 209,399 4,178,387 SH DFND 1 4,167,121 0 11,266 MASCO CORP COM 574599106 1 37 SH DFND 1 2 37 0 0 MASIMO CORP COM 574795100 128,762 565,254 SH DFND 1 553,378 0 11,876 MASIMO CORP COM 574795100 0 2 SH DFND 1 2 2 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document MASONITE INTERNATIONAL CORP COM 575385109 26,598 341,975 SH DFND 1 341,975 0 0 MASTEC INC COM 576323109 38,415 855,642 SH DFND 1 841,218 0 14,424 MASTECH DIGITAL INC COM 57633B100 1,113 42,940 SH DFND 1 42,940 0 0 MASTECH DIGITAL INC COM 57633B100 2 94 SH DFND 1 2 94 0 0 MASTERCARD INC - A CL A 57636Q104 4,060,420 13,754,211 SH DFND 1 13,715,315 0 38,896 MASTERCARD INC - A CL A 57636Q104 0 1 SH DFND 1 2 1 0 0 MASTERCRAFT BOAT HOLDINGS IN COM 57637H103 5,430 285,042 SH DFND 1 285,042 0 0 MASTERCRAFT BOAT HOLDINGS IN COM 57637H103 1 85 SH DFND 1 2 85 0 0 MATADOR RESOURCES CO COM 576485205 13,889 1,634,084 SH DFND 1 1,634,084 0 0 MATCH GROUP INC COMSTK 57665R106 258,575 2,494,864 SH DFND 1 2,494,621 0 243 MATCH GROUP INC COMSTK 57665R106 397 3,716 SH DFND 1 3,716 0 0 MATERIALISE NV-ADR SPONSORED ADS 57667T100 274 12,154 SH DFND 1 12,154 0 0 MATERION CORP COM 576690101 18,749 304,917 SH DFND 1 304,917 0 0 MATERION CORP COM 576690101 0 6 SH DFND 1 2 6 0 0 MATINAS BIOPHARMA HOLDINGS I COM 576810105 834 1,079,415 SH DFND 1 1,079,415 0 0 MATRIX SERVICE CO COM 576853105 3,946 406,065 SH DFND 1 406,065 0 0 MATRIX SERVICE CO COM 576853105 2 219 SH DFND 1 2 219 0 0 MATSON INC COM 57686G105 17,295 594,337 SH DFND 1 594,337 0 0 MATTEL INC COM 577081102 40,357 4,173,445 SH DFND 1 4,090,552 0 82,893 MATTEL INC COM 577081102 1 157 SH DFND 1 2 157 0 0 MATTHEWS INTL CORP-CLASS A CL A 577128101 8,837 462,685 SH DFND 1 462,685 0 0 MATTHEWS INTL CORP-CLASS A CL A 577128101 2 125 SH DFND 1 2 125 0 0 MAUI LAND & PINEAPPLE CO COM 577345101 1,120 100,988 SH DFND 1 100,988 0 0 MAXAR TECHNOLOGIES INC COM 57778K105 15,647 871,219 SH DFND 1 870,191 0 1,028 MAXIM INTEGRATED PRODUCTS COM 57772K101 308,450 5,092,917 SH DFND 1 5,071,799 0 21,118 MAXIM INTEGRATED PRODUCTS COM 57772K101 2 45 SH DFND 1 2 45 0 0 MAXIMUS INC COM 577933104 67,955 963,931 SH DFND 1 949,294 0 14,637 MAXIMUS INC COM 577933104 0 3 SH DFND 1 2 3 0 0 MAXLINEAR INC COM 57776J100 19,764 920,985 SH DFND 1 920,985 0 0 MAYVILLE ENGINEERING CO INC COM 578605107 775 98,224 SH DFND 1 98,224 0 0 MBIA INC COM 55262C100 7,079 976,425 SH DFND 1 974,551 0 1,874 MCCORMICK & CO-NON VTG SHRS COM NON VTG 579780206 367,342 2,049,374 SH DFND 1 2,043,919 0 5,455 MCDONALD'S CORP COM 580135101 2,069,709 11,237,702 SH DFND 1 11,204,661 0 33,041 MCDONALD'S CORP COM 580135101 1 10 SH DFND 1 2 10 0 0 MCEWEN MINING INC COM 58039P107 2,719 2,692,272 SH DFND 1 2,692,272 0 0 MCGRATH RENTCORP COM 580589109 19,811 366,809 SH DFND 1 366,809 0 0 MCKESSON CORP COM 58155Q103 431,615 2,817,937 SH DFND 1 2,810,706 0 7,231 MCKESSON CORP COM 58155Q103 2 16 SH DFND 1 2 16 0 0 MDC HOLDINGS INC COM 552676108 27,659 774,770 SH DFND 1 774,770 0 0 MDC PARTNERS INC-A CL A SUB VTG 552697104 931 447,972 SH DFND 1 447,972 0 0 MDU RESOURCES GROUP INC COM 552690109 64,827 2,922,791 SH DFND 1 2,874,917 0 47,874 MEDALLIA INC COM 584021109 11,931 472,705 SH DFND 1 472,705 0 0 MEDALLION FINANCIAL CORP COM 583928106 352 133,169 SH DFND 1 133,169 0 0 MEDICAL PROPERTIES TRUST INC COM 58463J304 116,427 6,198,407 SH DFND 1 5,939,814 0 258,593 MEDICINOVA INC COM NEW 58468P206 3,197 589,893 SH DFND 1 589,893 0 0 MEDIFAST INC COM 58470H101 23,858 171,925 SH DFND 1 171,925 0 0 MEDIWOUND LTD ORD SHS M68830104 70 23,801 SH DFND 1 23,801 0 0 MEDLEY MANAGEMENT INC - A CL A COM 58503T106 25 32,708 SH DFND 1 32,708 0 0 MEDNAX INC COM 58502B106 21,017 1,229,074 SH DFND 1 1,208,237 0 20,837 MEDPACE HOLDINGS INC COM 58506Q109 41,363 444,678 SH DFND 1 444,377 0 301 MEDPACE HOLDINGS INC COM 58506Q109 1 13 SH DFND 1 2 13 0 0 MEDTRONIC PLC SHS G5960L103 1,869,633 20,425,049 SH DFND 1 20,365,397 0 59,652 MEDTRONIC PLC SHS G5960L103 1 17 SH DFND 1 2 17 0 0 MEET GROUP INC/THE COM 58513U101 6,105 978,440 SH DFND 1 977,072 0 1,368 MEI PHARMA INC COM NEW 55279B202 5,520 1,336,754 SH DFND 1 1,336,754 0 0 MEIRAGTX HOLDINGS PLC COM G59665102 1,874 149,695 SH DFND 1 149,695 0 0 MELCO RESORTS & ENTERT-ADR ADR 585464100 16,737 1,093,140 SH DFND 1 1,093,140 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document MENLO THERAPEUTICS INC COM 586858102 3,133 1,810,995 SH DFND 1 1,810,995 0 0 MERCADOLIBRE INC COM 58733R102 45,207 46,285 SH DFND 1 44,566 0 1,719 MERCADOLIBRE INC COM 58733R102 2 3 SH DFND 1 2 3 0 0 MERCANTILE BANK CORP COM 587376104 5,662 250,575 SH DFND 1 250,575 0 0 MERCER INTERNATIONAL INC COM 588056101 3,262 399,777 SH DFND 1 399,777 0 0 MERCHANTS BANCORP/IN COM 58844R108 3,447 186,459 SH DFND 1 186,459 0 0 MERCK & CO. INC. COM 58933Y105 3,095,300 40,090,014 SH DFND 1 39,978,259 0 111,755 MERCK & CO. INC. COM 58933Y105 4 53 SH DFND 1 2 53 0 0 MERCURY GENERAL CORP COM 589400100 12,930 317,307 SH DFND 1 310,815 0 6,492 MERCURY GENERAL CORP COM 589400100 0 9 SH DFND 1 2 9 0 0 MERCURY SYSTEMS INC COM 589378108 53,825 684,281 SH DFND 1 671,016 0 13,265 MERCURY SYSTEMS INC COM 589378108 0 6 SH DFND 1 2 6 0 0 MEREDITH CORP COM 589433101 8,257 567,560 SH DFND 1 567,333 0 227 MEREDITH CORP COM 589433101 0 11 SH DFND 1 2 11 0 0 MERIDIAN BANCORP INC COM 58958U103 9,385 809,098 SH DFND 1 809,098 0 0 MERIDIAN BANCORP INC COM 58958U103 0 62 SH DFND 1 2 62 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 19,694 845,636 SH DFND 1 845,636 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 1 64 SH DFND 1 2 64 0 0 MERIDIAN CORP COM 58958P104 593 37,421 SH DFND 1 37,421 0 0 MERIT MEDICAL SYSTEMS INC COM 589889104 37,405 819,396 SH DFND 1 819,396 0 0 MERITAGE HOMES CORP COM 59001A102 40,104 526,863 SH DFND 1 526,863 0 0 MERITAGE HOMES CORP COM 59001A102 0 11 SH DFND 1 2 11 0 0 MERITOR INC COM 59001K100 19,767 998,347 SH DFND 1 998,347 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 270 81,147 SH DFND 1 81,147 0 0 MERSANA THERAPEUTICS INC COM 59045L106 17,813 761,252 SH DFND 1 761,252 0 0 MERUS NV COM N5749R100 264 16,443 SH DFND 1 16,443 0 0 MESA AIR GROUP INC COM NEW 590479135 1,440 418,613 SH DFND 1 418,613 0 0 MESA AIR GROUP INC COM NEW 590479135 2 638 SH DFND 1 2 638 0 0 MESA LABORATORIES INC COM 59064R109 12,740 58,766 SH DFND 1 58,766 0 0 META FINANCIAL GROUP INC COM 59100U108 9,174 504,952 SH DFND 1 504,952 0 0 METHANEX CORP COM 59151K108 1,989 104,117 SH DFND 1 104,117 0 0 METHANEX CORP COM 59151K108 0 4 SH DFND 1 2 4 0 0 METHODE ELECTRONICS INC COM 591520200 17,935 573,763 SH DFND 1 573,763 0 0 METLIFE INC COM 59156R108 416,634 11,431,175 SH DFND 1 11,398,381 0 32,794 METLIFE INC COM 59156R108 1 48 SH DFND 1 2 48 0 0 METROCITY BANKSHARES INC COM 59165J105 3,016 210,498 SH DFND 1 210,498 0 0 METROPOLITAN BANK HOLDING CO COM 591774104 3,220 100,375 SH DFND 1 100,375 0 0 METTLER-TOLEDO INTERNATIONAL COM 592688105 341,699 424,640 SH DFND 1 423,599 0 1,041 MFA FINANCIAL INC COM 55272X102 22,367 8,882,980 SH DFND 1 8,881,453 0 1,527 MGE ENERGY INC COM 55277P104 34,579 536,034 SH DFND 1 536,034 0 0 MGE ENERGY INC COM 55277P104 2 36 SH DFND 1 2 36 0 0 MGIC INVESTMENT CORP COM 552848103 33,577 4,099,811 SH DFND 1 4,099,811 0 0 MGM RESORTS INTERNATIONAL COM 552953101 132,196 7,882,942 SH DFND 1 7,861,894 0 21,048 MGP INGREDIENTS INC COM 55303J106 7,739 210,854 SH DFND 1 210,854 0 0 MICHAELS COS INC/THE COM 59408Q106 8,233 1,164,614 SH DFND 1 1,164,614 0 0 MICRO FOCUS INTL-SPN ADR SPON ADR NEW 594837403 152 27,890 SH DFND 1 27,370 0 520 MICRO FOCUS INTL-SPN ADR SPON ADR NEW 594837403 4 797 SH DFND 1 2 797 0 0 MICROBOT MEDICAL INC COM NEW 59503A204 348 50,504 SH DFND 1 50,504 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 427,121 4,063,111 SH DFND 1 4,043,570 0 19,541 MICROCHIP TECHNOLOGY INC COM 595017104 0 2 SH DFND 1 2 2 0 0 MICRON TECHNOLOGY INC COM 595112103 893,763 17,380,766 SH DFND 1 17,293,679 0 87,087 MICRON TECHNOLOGY INC COM 595112103 4 91 SH DFND 1 2 91 0 0 MICROSOFT CORP COM 594918104 23,707,251 116,688,974 SH DFND 1 116,148,920 0 540,054 MICROSTRATEGY INC-CL A CL A NEW 594972408 13,586 114,859 SH DFND 1 114,859 0 0 MICROSTRATEGY INC-CL A CL A NEW 594972408 0 3 SH DFND 1 2 3 0 0 MICROVISION INC COM NEW 594960304 1,068 785,819 SH DFND 1 785,819 0 0 MICT INC COM 55328R109 17 11,589 SH DFND 1 11,589 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document MID PENN BANCORP INC COM 59540G107 1,901 103,153 SH DFND 1 103,153 0 0 MID-AMERICA APARTMENT COMM COM 59522J103 266,164 2,324,493 SH DFND 1 2,319,575 0 4,918 MID-AMERICA APARTMENT COMM COM 59522J103 1 12 SH DFND 1 2 12 0 0 MIDDLEBY CORP COM 596278101 55,706 705,676 SH DFND 1 692,285 0 13,391 MIDDLEFIELD BANC CORP COM NEW 596304204 1,710 82,433 SH DFND 1 82,433 0 0 MIDDLESEX WATER CO COM 596680108 19,032 283,309 SH DFND 1 283,309 0 0 MIDLAND STATES BANCORP INC COM 597742105 4,844 324,038 SH DFND 1 324,038 0 0 MIDWESTONE FINANCIAL GROUP I COM 598511103 4,128 206,403 SH DFND 1 206,403 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 48 12,795 SH DFND 1 12,795 0 0 MILESTONE SCIENTIFIC INC COM NEW 59935P209 756 387,782 SH DFND 1 387,782 0 0 MILLENDO THERAPEUTICS INC COM 60040X103 241 136,980 SH DFND 1 136,980 0 0 MILLER INDUSTRIES INC/TENN COM NEW 600551204 4,923 165,381 SH DFND 1 165,381 0 0 MILLER INDUSTRIES INC/TENN COM NEW 600551204 0 2 SH DFND 1 2 2 0 0 MILLICOM INTL CELLULAR S.A. COM STK L6388F110 2,094 80,103 SH DFND 1 80,103 0 0 MIMECAST LTD ORD SHS G14838109 16,727 401,527 SH DFND 1 401,527 0 0 MINERALS TECHNOLOGIES INC COM 603158106 24,552 523,182 SH DFND 1 515,055 0 8,127 MINERALS TECHNOLOGIES INC COM 603158106 1 37 SH DFND 1 2 37 0 0 MINERVA NEUROSCIENCES INC COM 603380106 1,972 546,314 SH DFND 1 546,314 0 0 MIRAGEN THERAPEUTICS INC COM 60463E103 195 176,340 SH DFND 1 176,340 0 0 MIRATI THERAPEUTICS INC COM 60468T105 65,236 571,399 SH DFND 1 571,399 0 0 MIRUM PHARMACEUTICALS INC COM 604749101 2,034 104,540 SH DFND 1 104,540 0 0 MISONIX INC COM 604871103 2,835 208,990 SH DFND 1 208,990 0 0 MISTRAS GROUP INC COM 60649T107 1,004 254,387 SH DFND 1 253,150 0 1,237 MISTRAS GROUP INC COM 60649T107 1 285 SH DFND 1 2 285 0 0 MITCHAM INDUSTRIES INC COM 606501104 113 70,988 SH DFND 1 70,988 0 0 MITEK SYSTEMS INC COM NEW 606710200 5,805 604,068 SH DFND 1 604,068 0 0 MITSUBISHI UFJ FINL-SPON ADR SPONSORED ADS 606822104 496 126,225 SH DFND 1 111,270 0 14,955 MIZUHO FINANCIAL GROUP-ADR SPONSORED ADR 60687Y109 522 211,443 SH DFND 1 188,819 0 22,624 MKS INSTRUMENTS INC COM 55306N104 74,166 654,948 SH DFND 1 641,858 0 13,090 MMA CAPITAL HOLDINGS INC COM 55315D105 1,315 56,892 SH DFND 1 56,892 0 0 MOBILE MINI INC COMSTK 60740F105 1,134 38,447 SH DFND 1 38,447 0 0 MOBILEIRON INC COM NEW 60739U204 8,931 1,811,649 SH DFND 1 1,811,649 0 0 MODEL N INC COM 607525102 14,891 428,417 SH DFND 1 428,417 0 0 MODERNA INC COM 60770K107 213,529 3,328,036 SH DFND 1 3,327,640 0 396 MODINE MANUFACTURING CO COM 607828100 4,089 740,860 SH DFND 1 740,860 0 0 MOELIS & CO - CLASS A CL A 60786M105 24,402 783,137 SH DFND 1 782,559 0 578 MOHAWK GROUP HOLDINGS INC COM 608189106 87 15,930 SH DFND 1 15,930 0 0 MOHAWK INDUSTRIES INC COM 608190104 108,412 1,067,186 SH DFND 1 1,064,627 0 2,559 MOLECULAR TEMPLATES INC COM 608550109 5,317 385,578 SH DFND 1 385,578 0 0 MOLECULIN BIOTECH INC COM 60855D101 219 227,313 SH DFND 1 227,313 0 0 MOLINA HEALTHCARE INC COM 60855R100 126,520 711,312 SH DFND 1 697,127 0 14,185 MOLINA HEALTHCARE INC COM 60855R100 2 12 SH DFND 1 2 12 0 0 MOLSON COORS BEVERAGE CO - B CL B 60871R209 108,427 3,161,152 SH DFND 1 3,153,117 0 8,035 MOLSON COORS BEVERAGE CO - B CL B 60871R209 5 158 SH DFND 1 2 158 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 60,767 1,826,493 SH DFND 1 1,826,434 0 59 MOMO INC-SPON ADR ADR 60879B107 9,619 552,909 SH DFND 1 552,849 0 60 MOMO INC-SPON ADR ADR 60879B107 10 583 SH DFND 1 2 583 0 0 MONARCH CASINO & RESORT INC COM 609027107 6,592 193,451 SH DFND 1 193,451 0 0 MONDELEZ INTERNATIONAL INC-A CL A 609207105 1,091,743 21,394,577 SH DFND 1 21,282,887 0 111,690 MONDELEZ INTERNATIONAL INC-A CL A 609207105 0 14 SH DFND 1 2 14 0 0 MONEYGRAM INTERNATIONAL INC COM NEW 60935Y208 2,167 675,170 SH DFND 1 675,170 0 0 MONGODB INC CL A 60937P106 105,647 467,182 SH DFND 1 467,107 0 75 MONGODB INC CL A 60937P106 0 4 SH DFND 1 2 4 0 0 MONMOUTH REAL ESTATE INV COR CL A 609720107 25,507 1,760,332 SH DFND 1 1,760,332 0 0 MONOCLE ACQUISITION COR-CW24 *W EXP 12/06/202 609754114 73 119,385 SH DFND 1 119,385 0 0 MONOCLE ACQUISITION COR-CW24 *W EXP 12/06/202 609754114 15 23,084 SH DFND 1 2 23,084 0 0 MONOLITHIC POWER SYSTEMS INC COM 609839105 127,261 536,969 SH DFND 1 527,045 0 9,924

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document MONOLITHIC POWER SYSTEMS INC COM 609839105 6 29 SH DFND 1 2 29 0 0 MONRO INC COM 610236101 27,185 494,825 SH DFND 1 494,825 0 0 MONSTER BEVERAGE CORP COM 61174X109 446,019 6,441,787 SH DFND 1 6,407,351 0 34,436 MONSTER BEVERAGE CORP COM 61174X109 5 83 SH DFND 1 2 83 0 0 MONTAGE RESOURCES CORP COM 61179L100 1,240 313,955 SH DFND 1 313,955 0 0 MOODY'S CORP COM 615369105 713,541 2,601,724 SH DFND 1 2,594,544 0 7,180 MOODY'S CORP COM 615369105 7 27 SH DFND 1 2 27 0 0 MOOG INC-CLASS A CL A 615394202 29,210 551,356 SH DFND 1 551,356 0 0 MOOG INC-CLASS A CL A 615394202 1 25 SH DFND 1 2 25 0 0 MORGAN STANLEY COM NEW 617446448 869,947 18,046,398 SH DFND 1 17,991,728 0 54,670 MORGAN STANLEY COM NEW 617446448 0 20 SH DFND 1 2 20 0 0 MORNINGSTAR INC COM 617700109 43,808 310,763 SH DFND 1 310,763 0 0 MORNINGSTAR INC COM 617700109 7 51 SH DFND 1 2 51 0 0 MORPHIC HOLDING INC COM 61775R105 4,011 148,295 SH DFND 1 148,295 0 0 MORPHOSYS AG ADR SPONSORED ADS 617760202 334 10,550 SH DFND 1 10,550 0 0 MOSAIC CO/THE COM 61945C103 74,801 5,989,400 SH DFND 1 5,972,881 0 16,519 MOTORCAR PARTS OF AMERICA IN COM 620071100 4,897 277,139 SH DFND 1 277,139 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 376,754 2,693,630 SH DFND 1 2,685,958 0 7,672 MOTOROLA SOLUTIONS INC COM NEW 620076307 0 6 SH DFND 1 2 6 0 0 MOTUS GI HOLDINGS INC COM 62014P108 274 209,467 SH DFND 1 209,467 0 0 MOVADO GROUP INC COM 624580106 2,531 233,520 SH DFND 1 233,520 0 0 MPLX LP COM UNIT REP LTD 55336V100 344 19,944 SH DFND 1 0 0 19,944 MR COOPER GROUP INC COM 62482R107 14,090 1,132,682 SH DFND 1 1,131,762 0 920 MR COOPER GROUP INC COM 62482R107 0 26 SH DFND 1 2 26 0 0 MRC GLOBAL INC COM 55345K103 6,822 1,154,430 SH DFND 1 1,154,430 0 0 MSA SAFETY INC COM 553498106 46,777 408,750 SH DFND 1 400,222 0 8,528 MSA SAFETY INC COM 553498106 0 4 SH DFND 1 2 4 0 0 MSC INDUSTRIAL DIRECT CO-A CL A 553530106 39,935 548,495 SH DFND 1 537,269 0 11,226 MSCI INC COM 55354G100 459,567 1,378,868 SH DFND 1 1,375,118 0 3,750 MSCI INC COM 55354G100 2 8 SH DFND 1 2 8 0 0 MSG NETWORKS INC- A CL A 553573106 6,131 616,273 SH DFND 1 616,273 0 0 MTBC INC COM 55378G102 458 55,252 SH DFND 1 55,252 0 0 MTOR 3.25 10/15/37 NOTE 3.250%10/1 59001KAF7 1,500 1,523,000 PRN DFND 1 1,523,000 0 0 MTS SYSTEMS CORP COM 553777103 5,052 287,242 SH DFND 1 287,080 0 162 MTS SYSTEMS CORP COM 553777103 4 243 SH DFND 1 2 243 0 0 MUDRICK CAPITAL ACQUISI *W EXP 02/12/202 44862P117 160 121,400 SH DFND 1 121,400 0 0 MUELLER INDUSTRIES INC COM 624756102 22,531 847,694 SH DFND 1 847,694 0 0 MUELLER INDUSTRIES INC COM 624756102 0 18 SH DFND 1 2 18 0 0 MUELLER WATER PRODUCTS INC-A COM SER A 624758108 21,199 2,248,076 SH DFND 1 2,248,076 0 0 MUELLER WATER PRODUCTS INC-A COM SER A 624758108 0 47 SH DFND 1 2 47 0 0 MURPHY OIL CORP COM 626717102 23,169 1,678,944 SH DFND 1 1,644,097 0 34,847 MURPHY OIL CORP COM 626717102 3 236 SH DFND 1 2 236 0 0 MURPHY USA INC COM 626755102 47,128 418,587 SH DFND 1 412,044 0 6,543 MURPHY USA INC COM 626755102 1 10 SH DFND 1 2 10 0 0 MUSTANG BIO INC COM 62818Q104 1,373 432,044 SH DFND 1 432,044 0 0 MVB FINANCIAL CORP COM 553810102 1,938 145,758 SH DFND 1 145,758 0 0 MYERS INDUSTRIES INC COM 628464109 10,567 726,297 SH DFND 1 726,297 0 0 MYLAN NV SHS EURO N59465109 163,489 10,182,076 SH DFND 1 10,159,170 0 22,906 MYLAN NV SHS EURO N59465109 3 190 SH DFND 1 2 190 0 0 MYOKARDIA INC COM 62857M105 75,683 783,315 SH DFND 1 783,315 0 0 MYR GROUP INC/DELAWARE COM 55405W104 8,054 252,412 SH DFND 1 252,152 0 260 MYR GROUP INC/DELAWARE COM 55405W104 0 6 SH DFND 1 2 6 0 0 MYRIAD GENETICS INC COM 62855J104 12,988 1,145,388 SH DFND 1 1,145,388 0 0 MYRIAD GENETICS INC COM 62855J104 3 313 SH DFND 1 2 313 0 0 N B T BANCORP INC COM 628778102 20,261 658,712 SH DFND 1 658,712 0 0 NABORS INDUSTRIES LTD SHS G6359F137 4,396 118,767 SH DFND 1 118,767 0 0 NABORS INDUSTRIES LTD SHS G6359F137 1 39 SH DFND 1 2 39 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NABRIVA THERAPEUTICS PLC SHS G63637105 42 62,669 SH DFND 1 62,669 0 0 NACCO INDUSTRIES-CL A CL A 629579103 1,241 53,298 SH DFND 1 53,298 0 0 NANO DIMENSION LTD - ADR SPONSORD ADS NEW 63008G203 87 39,547 SH DFND 1 39,547 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 16,216 552,538 SH DFND 1 552,538 0 0 NANOVIRICIDES INC COM 630087302 300 40,114 SH DFND 1 40,114 0 0 NANTHEALTH INC COM 630104107 1,887 412,131 SH DFND 1 412,131 0 0 NANTKWEST INC COM 63016Q102 6,032 491,228 SH DFND 1 491,228 0 0 NAPCO SECURITY TECHNOLOGIES COM 630402105 4,164 178,034 SH DFND 1 178,034 0 0 NASDAQ INC COM 631103108 241,615 2,025,818 SH DFND 1 2,020,918 0 4,900 NASDAQ INC COM 631103108 5 42 SH DFND 1 2 42 0 0 NATERA INC COM 632307104 52,153 1,046,006 SH DFND 1 1,046,006 0 0 NATHAN'S FAMOUS INC COM 632347100 2,534 45,065 SH DFND 1 45,065 0 0 NATIONAL BANK HOLD-CL A CL A 633707104 11,641 431,159 SH DFND 1 431,159 0 0 NATIONAL BANKSHARES INC/VA COM 634865109 2,610 91,292 SH DFND 1 91,292 0 0 NATIONAL BEVERAGE CORP COM 635017106 12,891 211,263 SH DFND 1 211,171 0 92 NATIONAL CINEMEDIA INC COM 635309107 2,865 964,854 SH DFND 1 964,854 0 0 NATIONAL ENERGY SERVICE-CW22 *W EXP 05/05/202 G6375R115 58 147,400 SH DFND 1 147,400 0 0 NATIONAL ENERGY SERVICES REU SHS G6375R107 1,594 231,710 SH DFND 1 231,710 0 0 NATIONAL FUEL GAS CO COM 636180101 42,753 1,019,638 SH DFND 1 993,236 0 26,402 NATIONAL GENERAL HLDGS COM 636220303 23,628 1,093,406 SH DFND 1 1,093,406 0 0 NATIONAL GENERAL HLDGS COM 636220303 3 148 SH DFND 1 2 148 0 0 NATIONAL GRID PLC-SP ADR SPONSORED ADR NE 636274409 1,392 22,921 SH DFND 1 21,540 0 1,381 NATIONAL HEALTHCARE CORP COM 635906100 13,047 205,663 SH DFND 1 205,663 0 0 NATIONAL HEALTHCARE CORP COM 635906100 1 30 SH DFND 1 2 30 0 0 NATIONAL INSTRUMENTS CORP COM 636518102 78,451 2,026,637 SH DFND 1 1,998,619 0 28,018 NATIONAL INSTRUMENTS CORP COM 636518102 0 4 SH DFND 1 2 4 0 0 NATIONAL OILWELL VARCO INC COM 637071101 79,890 6,533,506 SH DFND 1 6,517,087 0 16,419 NATIONAL OILWELL VARCO INC COM 637071101 0 11 SH DFND 1 2 11 0 0 NATIONAL PRESTO INDS INC COM 637215104 6,761 77,370 SH DFND 1 77,370 0 0 NATIONAL RESEARCH CORP COM NEW 637372202 12,427 213,488 SH DFND 1 213,488 0 0 NATIONAL RETAIL PROPERTIES COM 637417106 99,447 2,804,443 SH DFND 1 2,719,843 0 84,600 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 34,561 1,205,905 SH DFND 1 1,189,346 0 16,559 NATIONAL VISION HOLDINGS INC COM 63845R107 36,099 1,182,809 SH DFND 1 1,182,809 0 0 NATIONAL WESTERN LIFE GROU-A CL A 638517102 7,719 37,990 SH DFND 1 37,990 0 0 NATIONAL WESTERN LIFE GROU-A CL A 638517102 0 3 SH DFND 1 2 3 0 0 NATL HEALTH INVESTORS INC COM 63633D104 49,526 815,654 SH DFND 1 804,767 0 10,887 NATURAL ALTERNATIVES INTL COM NEW 638842302 180 26,227 SH DFND 1 26,227 0 0 NATURAL GAS SERVICES GROUP COM 63886Q109 544 86,855 SH DFND 1 86,855 0 0 NATURAL GROCERS BY VITAMIN C COM 63888U108 2,442 164,162 SH DFND 1 164,162 0 0 NATURAL HEALTH TRENDS CORP COM 63888P406 367 64,477 SH DFND 1 64,269 0 208 NATURES SUNSHINE PRODS INC COM 639027101 935 103,851 SH DFND 1 103,851 0 0 NATUS MEDICAL INC COM 639050103 11,291 517,506 SH DFND 1 517,506 0 0 NATUS MEDICAL INC COM 639050103 3 144 SH DFND 1 2 144 0 0 NAUTILUS INC COM 63910B102 3,871 417,654 SH DFND 1 417,654 0 0 NAUTILUS INC COM 63910B102 1 144 SH DFND 1 2 144 0 0 NAVIDEA BIOPHARMACEUTICALS I COM NEW 63937X202 153 38,979 SH DFND 1 38,979 0 0 NAVIENT CORP COM 63938C108 19,408 2,760,806 SH DFND 1 2,720,220 0 40,586 NAVIENT CORP COM 63938C108 3 548 SH DFND 1 2 548 0 0 NAVISTAR INTERNATIONAL CORP COM 63934E108 23,551 835,165 SH DFND 1 835,165 0 0 NCR CORPORATION COM 62886E108 25,238 1,457,193 SH DFND 1 1,425,704 0 31,489 NCR CORPORATION COM 62886E108 0 25 SH DFND 1 2 25 0 0 NCS MULTISTAGE HOLDINGS INC COM 628877102 85 147,110 SH DFND 1 147,110 0 0 NEENAH INC COM 640079109 12,536 253,477 SH DFND 1 253,477 0 0 NEENAH INC COM 640079109 0 3 SH DFND 1 2 3 0 0 NEKTAR THERAPEUTICS COM 640268108 49,982 2,158,132 SH DFND 1 2,115,311 0 42,821 NELNET INC-CL A CL A 64031N108 16,224 339,853 SH DFND 1 339,853 0 0 NELNET INC-CL A CL A 64031N108 0 4 SH DFND 1 2 4 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NEMAURA MEDICAL INC COM NEW 640442208 397 42,945 SH DFND 1 42,945 0 0 NEOGEN CORP COM 640491106 64,448 830,519 SH DFND 1 830,519 0 0 NEOGENOMICS INC COM NEW 64049M209 50,301 1,623,673 SH DFND 1 1,623,673 0 0 NEOLEUKIN THERAPEUTICS INC COM 64049K104 7,245 436,481 SH DFND 1 436,481 0 0 NEONODE INC COM PAR 64051M709 281 33,117 SH DFND 1 33,117 0 0 NEOPHOTONICS CORP COM 64051T100 7,167 807,105 SH DFND 1 807,105 0 0 NEOPHOTONICS CORP COM 64051T100 3 412 SH DFND 1 2 412 0 0 NEOS THERAPEUTICS INC COM 64052L106 233 340,768 SH DFND 1 340,768 0 0 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 154 55,423 SH DFND 1 55,423 0 0 NESCO HOLDINGS INC COM 64083J104 638 158,801 SH DFND 1 158,801 0 0 NESCO HOLDINGS-CW25 *W EXP 01/01/202 64083J112 24 100,000 SH DFND 1 100,000 0 0 NESCO HOLDINGS-CW25 *W EXP 01/01/202 64083J112 246 1,367,509 SH DFND 1 2 1,367,509 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 111 36,698 SH DFND 1 36,698 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 0 7 SH DFND 1 2 7 0 0 NET ELEMENT INC COM 64111R300 138 15,898 SH DFND 1 15,898 0 0 NETAPP INC COM 64110D104 177,011 3,993,296 SH DFND 1 3,975,621 0 17,675 NETAPP INC COM 64110D104 4 102 SH DFND 1 2 102 0 0 NETEASE INC-ADR SPONSORED ADS 64110W102 121,336 283,994 SH DFND 1 281,289 0 2,705 NETEASE INC-ADR SPONSORED ADS 64110W102 3 8 SH DFND 1 2 8 0 0 NETFIN AQUISITION CORP -CW24 *W EXP 08/01/202 G6455A115 14 10,000 SH DFND 1 10,000 0 0 NETFIN AQUISITION CORP -CW24 *W EXP 08/01/202 G6455A115 4 2,559 SH DFND 1 2 2,559 0 0 NETFLIX INC COM 64110L106 2,983,880 6,570,419 SH DFND 1 6,535,925 0 34,494 NETGEAR INC COM 64111Q104 11,828 456,860 SH DFND 1 456,860 0 0 NETSCOUT SYSTEMS INC COM 64115T104 25,912 1,013,782 SH DFND 1 998,639 0 15,143 NETSOL TECHNOLOGIES INC COM PAR $.001 64115A402 177 66,601 SH DFND 1 66,601 0 0 NETWORK-1 TECHNOLOGIES INC COM 64121N109 145 67,212 SH DFND 1 67,212 0 0 NEUBASE THERAPEUTICS INC COM 64132K102 1,338 152,486 SH DFND 1 152,486 0 0 NEUROBO PHARMACEUTICALS INC COM 64132R107 329 40,945 SH DFND 1 40,945 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 135,187 1,109,004 SH DFND 1 1,108,893 0 111 NEUROCRINE BIOSCIENCES INC COM 64125C109 0 6 SH DFND 1 2 6 0 0 NEURONETICS INC COM 64131A105 149 77,462 SH DFND 1 77,462 0 0 NEUROTROPE INC COM NEW 64129T207 43 37,235 SH DFND 1 37,235 0 0 NEVRO CORP COM 64157F103 59,137 495,002 SH DFND 1 494,984 0 18 NEW AGE BEVERAGES CORP COM 64157V108 1,842 1,203,943 SH DFND 1 1,200,452 0 3,491 NEW FORTRESS ENERGY LLC CL A SHS RP LLC 644393100 229 17,706 SH DFND 1 17,706 0 0 NEW GOLD INC COM 644535106 165 122,409 SH DFND 1 122,409 0 0 NEW HOME CO INC/THE COM 645370107 300 89,292 SH DFND 1 89,292 0 0 NEW JERSEY RESOURCES CORP COM 646025106 46,191 1,414,735 SH DFND 1 1,386,597 0 28,138 NEW ORIENTAL EDUCATIO-SP ADR SPON ADR 647581107 52,671 406,914 SH DFND 1 406,630 0 284 NEW ORIENTAL EDUCATIO-SP ADR SPON ADR 647581107 1 9 SH DFND 1 2 9 0 0 NEW RELIC INC COM 64829B100 38,432 557,804 SH DFND 1 557,804 0 0 NEW RESIDENTIAL INVESTMENT COM NEW 64828T201 37,214 5,008,634 SH DFND 1 5,008,634 0 0 NEW SENIOR INVESTMENT GROUP COM 648691103 4,716 1,302,883 SH DFND 1 1,281,857 0 21,026 NEW YORK COMMUNITY BANCORP COM 649445103 60,659 5,946,986 SH DFND 1 5,835,581 0 111,405 NEW YORK MORTGAGE TRUST INC COM PAR $.02 649604501 14,742 5,648,402 SH DFND 1 5,648,402 0 0 NEW YORK TIMES CO-A CL A 650111107 74,615 1,775,294 SH DFND 1 1,740,870 0 34,424 NEWELL BRANDS INC COM 651229106 109,448 6,903,990 SH DFND 1 6,887,307 0 16,683 NEWMARK GROUP INC-CLASS A CL A 65158N102 13,171 2,710,117 SH DFND 1 2,710,117 0 0 NEWMARK GROUP INC-CLASS A CL A 65158N102 4 909 SH DFND 1 2 909 0 0 NEWMARKET CORP COM 651587107 38,991 97,361 SH DFND 1 95,639 0 1,722 NEWMARKET CORP COM 651587107 12 32 SH DFND 1 2 32 0 0 NEWMONT CORP COM 651639106 755,340 12,257,024 SH DFND 1 12,220,755 0 36,269 NEWMONT CORP COM 651639106 0 5 SH DFND 1 2 5 0 0 NEWPARK RESOURCES INC COM PAR $.01NEW 651718504 2,926 1,312,196 SH DFND 1 1,312,196 0 0 NEWS CORP - CLASS A CL A 65249B109 88,698 7,489,988 SH DFND 1 7,472,500 0 17,488 NEWS CORP - CLASS B CL B 65249B208 26,351 2,207,566 SH DFND 1 2,202,292 0 5,274 NEXGEN ENERGY LTD COM 65340P106 79 60,688 SH DFND 1 60,688 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NEXPOINT REAL ESTATE FINANCE COM 65342V101 493 29,439 SH DFND 1 29,439 0 0 NEXPOINT RESIDENTIAL COM 65341D102 14,422 407,979 SH DFND 1 407,979 0 0 NEXSTAR MEDIA GROUP INC-CL A CL A 65336K103 48,113 574,898 SH DFND 1 574,632 0 266 NEXSTAR MEDIA GROUP INC-CL A CL A 65336K103 1 16 SH DFND 1 2 16 0 0 NEXTCURE INC COM 65343E108 4,387 204,637 SH DFND 1 204,637 0 0 NEXTDECADE CORP COM 65342K105 718 332,586 SH DFND 1 332,586 0 0 NEXTERA ENERGY INC COM 65339F101 1,687,162 7,036,713 SH DFND 1 7,015,181 0 21,532 NEXTGEN HEALTHCARE INC COM 65343C102 11,306 1,029,762 SH DFND 1 1,029,762 0 0 NEXTGEN HEALTHCARE INC COM 65343C102 2 209 SH DFND 1 2 209 0 0 NEXTIER OILFIELD SOLUTIONS I COM 65290C105 5,551 2,265,936 SH DFND 1 2,265,936 0 0 NGM BIOPHARMACEUTICALS INC COM 62921N105 4,824 244,380 SH DFND 1 244,380 0 0 NI HOLDINGS INC COM 65342T106 2,004 135,717 SH DFND 1 135,717 0 0 NIC INC COM 62914B100 23,780 1,035,715 SH DFND 1 1,035,715 0 0 NIC INC COM 62914B100 1 51 SH DFND 1 2 51 0 0 NICE LTD - SPON ADR SPONSORED ADR 653656108 12,738 67,313 SH DFND 1 67,029 0 284 NICHOLAS FINANCIAL INC COM NEW 65373J209 658 85,466 SH DFND 1 85,466 0 0 NICOLET BANKSHARES INC COM 65406E102 7,834 142,971 SH DFND 1 142,971 0 0 NICOLET BANKSHARES INC COM 65406E102 0 2 SH DFND 1 2 2 0 0 NIELSEN HOLDINGS PLC SHS EUR G6518L108 101,949 6,870,814 SH DFND 1 6,853,346 0 17,468 NIELSEN HOLDINGS PLC SHS EUR G6518L108 2 187 SH DFND 1 2 187 0 0 NIKE INC -CL B CL B 654106103 1,884,009 19,247,004 SH DFND 1 19,192,977 0 54,027 NIKOLA CORP COM 654110105 18,224 269,870 SH DFND 1 269,870 0 0 NINE ENERGY SERVICE INC COM 65441V101 215 110,263 SH DFND 1 110,263 0 0 NIO INC - ADR SPON ADS 62914V106 18,961 2,472,235 SH DFND 1 2,472,235 0 0 NIO INC - ADR SPON ADS 62914V106 0 119 SH DFND 1 2 119 0 0 NISOURCE INC COM 65473P105 137,403 6,053,477 SH DFND 1 6,017,101 0 36,376 NIU TECHNOLOGIES-SPONS ADR ADS 65481N100 332 20,786 SH DFND 1 20,786 0 0 NIU TECHNOLOGIES-SPONS ADR ADS 65481N100 4 281 SH DFND 1 2 281 0 0 NL INDUSTRIES COM NEW 629156407 219 64,363 SH DFND 1 64,363 0 0 NLIGHT INC COM 65487K100 11,093 498,365 SH DFND 1 498,365 0 0 NMI HOLDINGS INC-CLASS A CL A 629209305 19,631 1,220,870 SH DFND 1 1,220,870 0 0 NN INC COM 629337106 2,993 631,457 SH DFND 1 631,457 0 0 NOAH HOLDINGS LTD-SPON ADS SPON ADS CL A 65487X102 2,288 90,415 SH DFND 1 89,676 0 739 NOBLE CORP PLC SHS USD G65431101 654 2,036,948 SH DFND 1 2,036,948 0 0 NOBLE ENERGY INC COM 655044105 75,477 8,433,396 SH DFND 1 8,413,071 0 20,325 NOBLE ENERGY INC COM 655044105 0 53 SH DFND 1 2 53 0 0 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 409 48,395 SH DFND 1 48,395 0 0 NOKIA CORP-SPON ADR SPONSORED ADR 654902204 546 124,099 SH DFND 1 121,403 0 2,696 NOMAD FOODS LTD USD ORD SHS G6564A105 2,221 103,587 SH DFND 1 103,587 0 0 NOMURA HOLDINGS INC-SPON ADR SPONSORED ADR 65535H208 369 83,134 SH DFND 1 73,313 0 9,821 NOODLES & CO COM CL A 65540B105 2,920 482,806 SH DFND 1 482,806 0 0 NORBORD INC COM NEW 65548P403 340 13,431 SH DFND 1 13,431 0 0 NORDIC AMERICAN TANKERS LTD COM G65773106 4,797 1,181,552 SH DFND 1 1,181,552 0 0 NORDIC AMERICAN TANKERS LTD COM G65773106 0 21 SH DFND 1 2 21 0 0 NORDSON CORP COM 655663102 129,437 682,803 SH DFND 1 670,557 0 12,246 NORDSON CORP COM 655663102 11 60 SH DFND 1 2 60 0 0 NORDSTROM INC COM 655664100 19,097 1,232,867 SH DFND 1 1,207,042 0 25,825 NORFOLK SOUTHERN CORP COM 655844108 650,071 3,710,255 SH DFND 1 3,699,018 0 11,237 NORFOLK SOUTHERN CORP COM 655844108 2 14 SH DFND 1 2 14 0 0 NORTHEAST BANK COM 66405S100 2,116 120,623 SH DFND 1 120,623 0 0 NORTHERN OIL AND GAS INC COM 665531109 1,476 1,759,896 SH DFND 1 1,759,896 0 0 NORTHERN TECHNOLOGIES INTL COM 665809109 230 28,915 SH DFND 1 28,915 0 0 NORTHERN TRUST CORP COM 665859104 269,811 3,406,791 SH DFND 1 3,397,964 0 8,827 NORTHERN TRUST CORP COM 665859104 1 18 SH DFND 1 2 18 0 0 NORTHFIELD BANCORP INC COM 66611T108 7,963 691,249 SH DFND 1 691,249 0 0 NORTHRIM BANCORP INC COM 666762109 2,387 94,956 SH DFND 1 94,956 0 0 NORTHROP GRUMMAN CORP COM 666807102 714,912 2,329,854 SH DFND 1 2,323,257 0 6,597

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NORTHROP GRUMMAN CORP COM 666807102 3 10 SH DFND 1 2 10 0 0 NORTHWEST BANCSHARES INC COM 667340103 20,701 2,024,573 SH DFND 1 2,024,573 0 0 NORTHWEST NATURAL HOLDING CO COM 66765N105 24,518 439,478 SH DFND 1 437,880 0 1,598 NORTHWEST PIPE CO COM 667746101 3,793 151,303 SH DFND 1 151,093 0 210 NORTHWESTERN CORP COM NEW 668074305 42,868 786,281 SH DFND 1 771,026 0 15,255 NORTHWESTERN CORP COM NEW 668074305 0 10 SH DFND 1 2 10 0 0 NORTONLIFELOCK INC COM 668771108 182,178 9,202,798 SH DFND 1 9,178,434 0 24,364 NORTONLIFELOCK INC COM 668771108 1 82 SH DFND 1 2 82 0 0 NORWEGIAN CRUISE LINE HOLDIN SHS G66721104 73,681 4,489,623 SH DFND 1 4,477,641 0 11,982 NORWOOD FINANCIAL CORP COM 669549107 1,865 75,269 SH DFND 1 75,269 0 0 NOVA LIFESTYLE INC COM NEW 66979P201 50 26,167 SH DFND 1 26,167 0 0 NOVA MEASURING INSTRUMENTS COM M7516K103 1,318 27,364 SH DFND 1 27,364 0 0 NOVABAY PHARMACEUTICALS INC COM NEW 66987P201 81 70,444 SH DFND 1 70,444 0 0 NOVAGOLD RESOURCES INC COM NEW 66987E206 19,966 2,172,110 SH DFND 1 2,171,632 0 478 NOVAN INC COM 66988N106 49 103,108 SH DFND 1 103,108 0 0 NOVANTA INC COM 67000B104 55,464 519,475 SH DFND 1 519,475 0 0 NOVANTA INC COM 67000B104 2 19 SH DFND 1 2 19 0 0 NOVARTIS AG-SPONSORED ADR SPONSORED ADR 66987V109 4,930 56,454 SH DFND 1 54,675 0 1,779 NOVARTIS AG-SPONSORED ADR SPONSORED ADR 66987V109 3 45 SH DFND 1 2 45 0 0 NOVAVAX INC COM NEW 670002401 74,987 899,675 SH DFND 1 899,591 0 84 NOVOCURE LTD ORD SHS G6674U108 28,062 473,224 SH DFND 1 472,716 0 508 NOVOCURE LTD ORD SHS G6674U108 0 9 SH DFND 1 2 9 0 0 NOVO-NORDISK A/S-SPONS ADR ADR 670100205 2,924 44,659 SH DFND 1 42,535 0 2,124 NOVUS THERAPEUTICS INC COM 67011N105 5 12,775 SH DFND 1 12,775 0 0 NOW INC COM 67011P100 13,557 1,570,960 SH DFND 1 1,569,797 0 1,163 NOW INC COM 67011P100 0 32 SH DFND 1 2 32 0 0 NRG ENERGY INC COM NEW 629377508 137,907 4,242,670 SH DFND 1 4,231,099 0 11,571 NTN BUZZTIME INC COM PAR 629410606 46 21,179 SH DFND 1 21,179 0 0 NU SKIN ENTERPRISES INC - A CL A 67018T105 25,017 654,388 SH DFND 1 641,825 0 12,563 NU SKIN ENTERPRISES INC - A CL A 67018T105 0 7 SH DFND 1 2 7 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 117,440 4,641,002 SH DFND 1 4,639,608 0 1,394 NUCANA PLC-ADR SPONSORED ADR 67022C106 142 26,392 SH DFND 1 26,392 0 0 NUCOR CORP COM 670346105 218,408 5,283,427 SH DFND 1 5,269,895 0 13,532 NUTANIX INC - A CL A 67059N108 46,175 1,947,941 SH DFND 1 1,947,521 0 420 NUTANIX INC - A CL A 67059N108 1 48 SH DFND 1 2 48 0 0 NUTRIEN LTD COM 67077M108 31,959 987,708 SH DFND 1 987,708 0 0 NUTRIEN LTD COM 67077M108 3 115 SH DFND 1 2 115 0 0 NUVASIVE INC COM 670704105 43,160 775,437 SH DFND 1 763,122 0 12,315 NUVASIVE INC COM 670704105 1 21 SH DFND 1 2 21 0 0 NV5 GLOBAL INC COM 62945V109 8,196 161,261 SH DFND 1 161,076 0 185 NVE CORP COM NEW 629445206 4,703 76,079 SH DFND 1 76,079 0 0 NVENT ELECTRIC PLC SHS G6700G107 38,847 2,074,093 SH DFND 1 2,036,699 0 37,394 NVENT ELECTRIC PLC SHS G6700G107 2 129 SH DFND 1 2 129 0 0 NVIDIA CORP COM 67066G104 3,514,149 9,267,097 SH DFND 1 9,218,745 0 48,352 NVIDIA CORP COM 67066G104 14 39 SH DFND 1 2 39 0 0 NVR INC COM 62944T105 202,584 62,262 SH DFND 1 62,116 0 146 NXP SEMICONDUCTORS NV COM N6596X109 269,300 2,364,150 SH DFND 1 2,354,499 0 9,651 NXP SEMICONDUCTORS NV COM N6596X109 4 37 SH DFND 1 2 37 0 0 NXT-ID INC COM NEW 67091J206 78 155,198 SH DFND 1 155,198 0 0 NYMOX PHARMACEUTICAL CORP COM P73398102 1,011 284,830 SH DFND 1 284,830 0 0 O2MICRO INTERNATIONAL-ADR SPONS ADR 67107W100 27 16,202 SH DFND 1 16,202 0 0 OAK VALLEY BANCORP COM 671807105 587 46,343 SH DFND 1 46,343 0 0 OASIS MIDSTREAM PARTNERS LP COM UNITS REPS 67420T206 111 12,784 SH DFND 1 12,784 0 0 OASIS PETROLEUM INC COM 674215108 1,879 2,506,462 SH DFND 1 2,506,462 0 0 OBALON THERAPEUTICS INC COM NEW 67424L209 8 11,709 SH DFND 1 11,709 0 0 OBLONG INC COM 674434105 50 34,074 SH DFND 1 34,074 0 0 OBSEVA SA COM H5861P103 201 34,218 SH DFND 1 34,218 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OCCIDENTAL PETROLEUM CORP COM 674599105 265,540 14,514,809 SH DFND 1 14,476,386 0 38,423 OCEAN BIO-CHEM INC COM 674631106 453 32,498 SH DFND 1 32,498 0 0 OCEANEERING INTL INC COM 675232102 8,989 1,406,854 SH DFND 1 1,406,854 0 0 OCEANFIRST FINANCIAL CORP COM 675234108 16,007 907,990 SH DFND 1 907,990 0 0 OCUGEN INC COM 67577C105 44 200,583 SH DFND 1 200,583 0 0 OCULAR THERAPEUTIX INC COM 67576A100 6,774 813,258 SH DFND 1 813,016 0 242 OCWEN FINANCIAL CORP COM NEW 675746309 569 857,328 SH DFND 1 846,239 0 11,089 ODONATE THERAPEUTICS INC COM 676079106 8,319 196,489 SH DFND 1 196,489 0 0 ODYSSEY MARINE EXPLORATION COM NEW 676118201 285 61,213 SH DFND 1 61,213 0 0 OFFICE PROPERTIES INCOME TRU COM SHS BEN INT 67623C109 23,483 904,247 SH DFND 1 904,247 0 0 OFG BANCORP COM 67103X102 10,843 811,051 SH DFND 1 811,051 0 0 OGE ENERGY CORP COM 670837103 89,047 2,934,849 SH DFND 1 2,887,109 0 47,740 OHIO VALLEY BANC CORP COM 677719106 1,138 50,495 SH DFND 1 50,495 0 0 O-I GLASS INC COM 67098H104 20,291 2,259,661 SH DFND 1 2,222,393 0 37,268 OIL STATES INTERNATIONAL INC COM 678026105 4,381 922,458 SH DFND 1 922,458 0 0 OIL-DRI CORP OF AMERICA COM 677864100 2,493 71,859 SH DFND 1 71,859 0 0 OKTA INC CL A 679295105 268,039 1,339,723 SH DFND 1 1,339,546 0 177 OKTA INC CL A 679295105 4 22 SH DFND 1 2 22 0 0 OLD DOMINION FREIGHT LINE COM 679580100 272,588 1,610,006 SH DFND 1 1,605,962 0 4,044 OLD DOMINION FREIGHT LINE COM 679580100 0 3 SH DFND 1 2 3 0 0 OLD NATIONAL BANCORP COM 680033107 34,569 2,512,310 SH DFND 1 2,512,310 0 0 OLD POINT FINANCIAL CORP COM 680194107 225 14,815 SH DFND 1 14,815 0 0 OLD REPUBLIC INTL CORP COM 680223104 62,990 3,839,180 SH DFND 1 3,771,088 0 68,092 OLD REPUBLIC INTL CORP COM 680223104 0 29 SH DFND 1 2 29 0 0 OLD SECOND BANCORP INC COM 680277100 3,206 412,119 SH DFND 1 412,119 0 0 OLD SECOND BANCORP INC COM 680277100 0 121 SH DFND 1 2 121 0 0 OLIN CORP COM PAR $1 680665205 20,103 1,749,644 SH DFND 1 1,711,997 0 37,647 OLIN CORP COM PAR $1 680665205 0 37 SH DFND 1 2 37 0 0 OLLIE'S BARGAIN OUTLET HOLDI COM 681116109 65,716 672,980 SH DFND 1 659,490 0 13,490 OLYMPIC STEEL INC COM 68162K106 1,551 132,079 SH DFND 1 131,814 0 265 OLYMPIC STEEL INC COM 68162K106 0 27 SH DFND 1 2 27 0 0 OMEGA FLEX INC COM 682095104 5,796 54,783 SH DFND 1 54,783 0 0 OMEGA HEALTHCARE INVESTORS COM 681936100 109,312 3,678,739 SH DFND 1 3,567,042 0 111,697 OMEROS CORP COM 682143102 11,095 753,767 SH DFND 1 753,767 0 0 OMNICELL INC COM 68213N109 44,843 635,003 SH DFND 1 635,003 0 0 OMNICELL INC COM 68213N109 0 5 SH DFND 1 2 5 0 0 OMNICOM GROUP COM 681919106 211,909 3,885,092 SH DFND 1 3,875,356 0 9,736 OMNICOM GROUP COM 681919106 3 73 SH DFND 1 2 73 0 0 ON DECK CAPITAL INC COM 682163100 312 435,516 SH DFND 1 435,516 0 0 ON SEMICONDUCTOR CORP COM 682189105 105,762 5,339,725 SH DFND 1 5,339,599 0 126 ONCOCYTE CORP COM 68235C107 912 477,589 SH DFND 1 477,589 0 0 ONCONOVA THERAPEUTICS INC COM PAR 68232V405 298 526,777 SH DFND 1 526,777 0 0 ONCOSEC MEDICAL INC COM 68234L306 103 50,429 SH DFND 1 50,429 0 0 ONCTERNAL THERAPEUTICS INC COM 68236P107 54 19,180 SH DFND 1 19,180 0 0 ONE GAS INC COM 68235P108 58,861 763,943 SH DFND 1 748,560 0 15,383 ONE GROUP HOSPITALITY INC/TH COM 88338K103 50 31,235 SH DFND 1 31,235 0 0 ONE LIBERTY PROPERTIES INC COM 682406103 4,196 238,142 SH DFND 1 234,151 0 3,991 ONE STOP SYSTEMS INC COM 68247W109 129 65,681 SH DFND 1 65,681 0 0 ONEMAIN HOLDINGS INC COM 68268W103 22,992 936,930 SH DFND 1 936,822 0 108 ONEMAIN HOLDINGS INC COM 68268W103 1 41 SH DFND 1 2 41 0 0 ONEOK INC COM 682680103 233,630 7,046,024 SH DFND 1 7,004,348 0 41,676 ONESMART INTERNATIONAL -ADR SPONSORED ADS 68276W103 104 26,587 SH DFND 1 26,587 0 0 ONESPAN INC COM 68287N100 13,788 493,685 SH DFND 1 493,685 0 0 ONESPAWORLD HOLDINGS LTD COM P73684113 2,881 604,000 SH DFND 1 600,273 0 3,727 ONESPAWORLD HOLDINGS LTD COM P73684113 0 130 SH DFND 1 2 130 0 0 ONEWATER MARINE INC-CL A CL A COM 68280L101 1,486 61,209 SH DFND 1 61,209 0 0 ONTO INNOVATION INC COM 683344105 23,061 677,476 SH DFND 1 677,476 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OOMA INC COM 683416101 5,643 342,448 SH DFND 1 342,448 0 0 OOMA INC COM 683416101 7 459 SH DFND 1 2 459 0 0 OP BANCORP COM 67109R109 1,190 172,488 SH DFND 1 172,488 0 0 OPEN TEXT CORP COM 683715106 28,309 668,765 SH DFND 1 668,765 0 0 OPEN TEXT CORP COM 683715106 1 32 SH DFND 1 2 32 0 0 OPERA LTD-ADR SPONSORED ADS 68373M107 160 17,810 SH DFND 1 17,810 0 0 OPGEN INC COM 68373L307 114 56,165 SH DFND 1 56,165 0 0 OPKO HEALTH INC COM 68375N103 22,771 6,678,005 SH DFND 1 6,678,005 0 0 OPORTUN FINANCIAL CORP COM 68376D104 2,665 198,336 SH DFND 1 198,336 0 0 OPPENHEIMER HOLDINGS-CL A CL A NON VTG 683797104 4,149 190,409 SH DFND 1 190,409 0 0 OPPENHEIMER HOLDINGS-CL A CL A NON VTG 683797104 0 1 SH DFND 1 2 1 0 0 OPTICAL CABLE CORP COM NEW 683827208 30 12,030 SH DFND 1 12,030 0 0 OPTIMIZERX CORP COM NEW 68401U204 2,616 200,785 SH DFND 1 200,785 0 0 OPTINOSE INC COM 68404V100 3,456 464,578 SH DFND 1 464,578 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 8,701 626,897 SH DFND 1 626,897 0 0 ORACLE CORP COM 68389X105 1,681,835 30,482,282 SH DFND 1 30,390,451 0 91,831 ORACLE CORP COM 68389X105 5 91 SH DFND 1 2 91 0 0 ORAGENICS INC COM PAR 684023302 134 193,233 SH DFND 1 193,233 0 0 ORAMED PHARMACEUTICALS INC COM NEW 68403P203 59 16,957 SH DFND 1 16,957 0 0 ORANGE-SPON ADR SPONSORED ADR 684060106 1,040 87,403 SH DFND 1 86,191 0 1,212 ORASURE TECHNOLOGIES INC COM 68554V108 11,300 971,704 SH DFND 1 971,704 0 0 ORBCOMM INC COM 68555P100 4,470 1,161,238 SH DFND 1 1,160,221 0 1,017 ORBITAL ENERGY GROUP INC COM 68559A109 76 122,919 SH DFND 1 122,919 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 184 30,669 SH DFND 1 30,669 0 0 ORCHID ISLAND CAPITAL INC COM 68571X103 4,347 922,997 SH DFND 1 921,189 0 1,808 O'REILLY AUTOMOTIVE INC COM 67103H107 540,657 1,284,277 SH DFND 1 1,278,485 0 5,792 O'REILLY AUTOMOTIVE INC COM 67103H107 5 14 SH DFND 1 2 14 0 0 ORGANOGENESIS HOLDINGS INC COM 68621F102 1,414 368,263 SH DFND 1 368,263 0 0 ORGANOVO HOLDINGS INC COM 68620A104 541 983,894 SH DFND 1 983,894 0 0 ORGENESIS INC COM NEW 68619K204 1,096 180,288 SH DFND 1 180,288 0 0 ORGENESIS INC COM NEW 68619K204 0 2 SH DFND 1 2 2 0 0 ORIC PHARMACEUTICALS INC COM 68622P109 4,658 138,126 SH DFND 1 138,126 0 0 ORIGIN BANCORP INC COM 68621T102 7,003 318,358 SH DFND 1 318,358 0 0 ORION ENERGY SYSTEMS INC COM 686275108 1,361 393,592 SH DFND 1 393,592 0 0 ORION ENERGY SYSTEMS INC COM 686275108 3 984 SH DFND 1 2 984 0 0 ORION ENGINEERED CARBONS SA COM L72967109 3,984 376,234 SH DFND 1 376,234 0 0 ORION GROUP HOLDINGS INC COM 68628V308 799 254,680 SH DFND 1 254,680 0 0 ORIX - SPONSORED ADR SPONSORED ADR 686330101 260 4,228 SH DFND 1 3,733 0 495 ORMAT TECHNOLOGIES INC COM 686688102 41,201 648,941 SH DFND 1 648,941 0 0 ORMAT TECHNOLOGIES INC COM 686688102 2 44 SH DFND 1 2 44 0 0 ORRSTOWN FINL SERVICES INC COM 687380105 2,332 158,162 SH DFND 1 158,162 0 0 ORTHOFIX MEDICAL INC COM 68752M108 10,414 325,460 SH DFND 1 325,460 0 0 ORTHOFIX MEDICAL INC COM 68752M108 3 100 SH DFND 1 2 100 0 0 ORTHOPEDIATRICS CORP COM 68752L100 7,147 163,338 SH DFND 1 163,338 0 0 OSHKOSH CORP COM 688239201 61,193 854,423 SH DFND 1 838,197 0 16,226 OSI SYSTEMS INC COM 671044105 19,276 258,261 SH DFND 1 258,261 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 230 23,041 SH DFND 1 23,041 0 0 OSMOTICA PHARMACEUTICALS PLC SHS G6S41R101 1,476 219,330 SH DFND 1 219,330 0 0 OSMOTICA PHARMACEUTICALS PLC SHS G6S41R101 0 54 SH DFND 1 2 54 0 0 OTIS WORLDWIDE CORP COM 68902V107 377,455 6,650,347 SH DFND 1 6,631,783 0 18,564 OTIS WORLDWIDE CORP COM 68902V107 0 11 SH DFND 1 2 11 0 0 OTONOMY INC COM 68906L105 552 152,631 SH DFND 1 152,631 0 0 OTTER TAIL CORP COM 689648103 24,826 640,025 SH DFND 1 640,025 0 0 OTTER TAIL CORP COM 689648103 2 70 SH DFND 1 2 70 0 0 OUTFRONT MEDIA INC COM 69007J106 28,537 2,013,908 SH DFND 1 1,977,232 0 36,676 OUTLOOK THERAPEUTICS INC COM NEW 69012T206 154 119,491 SH DFND 1 119,491 0 0 OVERSEAS SHIPHOLDING GROUP-A CL A NEW 69036R863 1,611 866,391 SH DFND 1 866,391 0 0

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document PATTERSON-UTI ENERGY INC COM 703481101 9,581 2,761,277 SH DFND 1 2,761,277 0 0 PATTERSON-UTI ENERGY INC COM 703481101 0 33 SH DFND 1 2 33 0 0 PAVMED INC COM 70387R106 781 370,394 SH DFND 1 370,394 0 0 PAYCHEX INC COM 704326107 471,648 6,231,789 SH DFND 1 6,204,677 0 27,112 PAYCOM SOFTWARE INC COM 70432V102 276,576 894,041 SH DFND 1 891,955 0 2,086 PAYCOM SOFTWARE INC COM 70432V102 0 3 SH DFND 1 2 3 0 0 PAYLOCITY HOLDING CORP COM 70438V106 68,179 467,338 SH DFND 1 458,759 0 8,579 PAYPAL HOLDINGS INC COM 70450Y103 2,999,067 17,246,309 SH DFND 1 17,154,048 0 92,261 PAYSIGN INC COM 70451A104 4,377 450,790 SH DFND 1 449,783 0 1,007 PBF ENERGY INC-CLASS A CL A 69318G106 14,945 1,459,543 SH DFND 1 1,435,279 0 24,264 PC CONNECTION INC COM 69318J100 11,477 247,564 SH DFND 1 247,564 0 0 PCB BANCORP COM 69320M109 1,781 172,963 SH DFND 1 172,963 0 0 PCSB FINANCIAL CORP COM 69324R104 3,248 256,180 SH DFND 1 256,180 0 0 PCTEL INC COM 69325Q105 1,682 251,946 SH DFND 1 251,946 0 0 PCTEL INC COM 69325Q105 2 397 SH DFND 1 2 397 0 0 PDC ENERGY INC COM 69327R101 18,307 1,471,644 SH DFND 1 1,471,644 0 0 PDF SOLUTIONS INC COM 693282105 8,473 433,230 SH DFND 1 433,230 0 0 PDL BIOPHARMA INC COM 69329Y104 5,188 1,782,834 SH DFND 1 1,782,834 0 0 PDL COMMUNITY BANCORP COM 69290X101 610 59,932 SH DFND 1 59,932 0 0 PDS BIOTECHNOLOGY CORP COM 70465T107 168 83,909 SH DFND 1 83,909 0 0 PEABODY ENERGY CORP COM 704551100 2,839 986,094 SH DFND 1 986,094 0 0 PEAPACK GLADSTONE FINL CORP COM 704699107 5,340 285,118 SH DFND 1 285,118 0 0 PEAPACK GLADSTONE FINL CORP COM 704699107 0 6 SH DFND 1 2 6 0 0 PEARSON PLC-SPONSORED ADR SPONSORED ADR 705015105 1,986 274,696 SH DFND 1 272,498 0 2,198 PEBBLEBROOK HOTEL TRUST COM 70509V100 33,054 2,419,796 SH DFND 1 2,353,894 0 65,902 PECK CO HOLDINGS INC/THE COM NEW 705163103 45 12,108 SH DFND 1 12,108 0 0 PEGASYSTEMS INC COM 705573103 48,976 484,101 SH DFND 1 484,101 0 0 PELOTON INTERACTIVE INC-A CL A COM 70614W100 37,088 641,998 SH DFND 1 641,998 0 0 PEMBINA PIPELINE CORP COM 706327103 25,429 998,500 SH DFND 1 967,676 0 30,824 PEMBINA PIPELINE CORP COM 706327103 1 41 SH DFND 1 2 41 0 0 PENN NATIONAL GAMING INC COM 707569109 61,692 2,020,056 SH DFND 1 1,989,204 0 30,852 PENN REAL ESTATE INVEST TST SH BEN INT 709102107 1,001 736,728 SH DFND 1 736,728 0 0 PENN VIRGINIA CORP COM 70788V102 3,197 335,523 SH DFND 1 335,523 0 0 PENNANT GROUP INC/THE COM 70805E109 9,052 400,566 SH DFND 1 400,566 0 0 PENNS WOODS BANCORP INC COM 708430103 2,056 90,567 SH DFND 1 90,567 0 0 PENNYMAC FINANCIAL SERVICES COM 70932M107 28,078 671,896 SH DFND 1 671,896 0 0 PENNYMAC FINANCIAL SERVICES COM 70932M107 2 63 SH DFND 1 2 63 0 0 PENNYMAC MORTGAGE INVESTMENT COM 70931T103 24,865 1,418,445 SH DFND 1 1,418,445 0 0 PENSKE AUTOMOTIVE GROUP INC COM 70959W103 14,342 370,509 SH DFND 1 370,509 0 0 PENTAIR PLC SHS G7S00T104 104,683 2,760,331 SH DFND 1 2,753,213 0 7,118 PENUMBRA INC COM 70975L107 65,840 368,193 SH DFND 1 360,306 0 7,887 PEOPLES BANCORP INC COM 709789101 6,011 282,498 SH DFND 1 282,498 0 0 PEOPLES BANCORP OF NC COM 710577107 1,231 69,677 SH DFND 1 69,677 0 0 PEOPLES FINANCIAL SERVICES COM 711040105 3,735 97,824 SH DFND 1 97,824 0 0 PEOPLE'S UNITED FINANCIAL COM 712704105 88,046 7,622,358 SH DFND 1 7,603,718 0 18,640 PEOPLE'S UNITED FINANCIAL COM 712704105 0 42 SH DFND 1 2 42 0 0 PEPSICO INC COM 713448108 2,778,266 21,045,587 SH DFND 1 20,935,428 0 110,159 PEPSICO INC COM 713448108 0 4 SH DFND 1 2 4 0 0 PERCEPTRON INC COM 71361F100 178 53,981 SH DFND 1 53,981 0 0 PERDOCEO EDUCATION CORP COM 71363P106 16,777 1,053,182 SH DFND 1 1,051,283 0 1,899 PERFICIENT INC COM 71375U101 18,787 525,070 SH DFND 1 525,070 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 54,548 1,871,950 SH DFND 1 1,871,592 0 358 PERFORMANT FINANCIAL CORP COM 71377E105 105 157,724 SH DFND 1 157,724 0 0 PERION NETWORK LTD SHS NEW M78673114 97 18,565 SH DFND 1 18,565 0 0 PERKINELMER INC COM 714046109 180,692 1,845,386 SH DFND 1 1,840,583 0 4,803 PERKINELMER INC COM 714046109 2 23 SH DFND 1 2 23 0 0 PERMA-FIX ENVIRONMENTAL SVCS COM NEW 714157203 303 47,423 SH DFND 1 47,423 0 0

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document PLIANT THERAPEUTICS INC COM 729139105 600 18,493 SH DFND 1 18,493 0 0 PLUG POWER INC COM NEW 72919P202 39,985 4,870,288 SH DFND 1 4,868,886 0 1,402 PLUMAS BANCORP COM 729273102 691 31,283 SH DFND 1 31,283 0 0 PLURALSIGHT INC - A COM CL A 72941B106 21,525 1,192,550 SH DFND 1 1,192,550 0 0 PLURISTEM THERAPEUTICS INC COM NEW 72940R300 112 12,690 SH DFND 1 12,690 0 0 PLYMOUTH INDUSTRIAL REIT INC COM 729640102 2,801 218,839 SH DFND 1 218,839 0 0 PNC FINANCIAL SERVICES GROUP COM 693475105 631,804 6,017,863 SH DFND 1 5,998,828 0 19,035 PNC FINANCIAL SERVICES GROUP COM 693475105 3 32 SH DFND 1 2 32 0 0 PNM RESOURCES INC COM 69349H107 46,167 1,201,019 SH DFND 1 1,182,023 0 18,996 POINTS INTERNATIONAL LTD COM NEW 730843208 122 13,445 SH DFND 1 13,445 0 0 POLAR POWER INC COM 73102V105 64 12,969 SH DFND 1 12,969 0 0 POLARIS INC COM 731068102 60,574 654,509 SH DFND 1 640,722 0 13,787 POLARIS INC COM 731068102 1 14 SH DFND 1 2 14 0 0 POLARITYTE INC COM 731094108 204 164,727 SH DFND 1 164,727 0 0 POLYONE CORPORATION COMSTK 73179P106 38,185 1,455,777 SH DFND 1 1,433,959 0 21,818 POLYONE CORPORATION COMSTK 73179P106 3 143 SH DFND 1 2 143 0 0 POOL CORP COM 73278L105 144,093 530,009 SH DFND 1 520,483 0 9,526 POPULAR INC COM NEW 733174700 40,757 1,096,522 SH DFND 1 1,096,522 0 0 POPULAR INC COM NEW 733174700 1 42 SH DFND 1 2 42 0 0 PORTLAND GENERAL ELECTRIC CO COM NEW 736508847 72,032 1,722,859 SH DFND 1 1,722,859 0 0 PORTLAND GENERAL ELECTRIC CO COM NEW 736508847 2 48 SH DFND 1 2 48 0 0 PORTOLA PHARMACEUTICALS INC COMSTK 737010108 20,584 1,144,217 SH DFND 1 1,143,825 0 392 POST HOLDINGS INC COM 737446104 63,487 724,575 SH DFND 1 708,944 0 15,631 POST HOLDINGS INC COM 737446104 3 45 SH DFND 1 2 45 0 0 POSTAL REALTY TRUST INC- A CL A 73757R102 703 44,105 SH DFND 1 44,105 0 0 POTBELLY CORP COM 73754Y100 464 203,942 SH DFND 1 203,942 0 0 POTLATCHDELTIC CORP COM 737630103 39,144 1,029,306 SH DFND 1 996,750 0 32,556 POWELL INDUSTRIES INC COM 739128106 5,936 216,756 SH DFND 1 216,756 0 0 POWELL INDUSTRIES INC COM 739128106 4 160 SH DFND 1 2 160 0 0 POWER INTEGRATIONS INC COM 739276103 58,966 499,166 SH DFND 1 499,166 0 0 POWERFLEET INC COM 73931J109 1,610 348,570 SH DFND 1 348,570 0 0 PPD INC COM 69355F102 25,110 936,959 SH DFND 1 936,959 0 0 PPG INDUSTRIES INC COM 693506107 394,919 3,730,610 SH DFND 1 3,720,346 0 10,264 PPG INDUSTRIES INC COM 693506107 1 18 SH DFND 1 2 18 0 0 PPL CORP COM 69351T106 341,679 13,207,466 SH DFND 1 13,174,137 0 33,329 PPL CORP COM 69351T106 0 13 SH DFND 1 2 13 0 0 PQ GROUP HOLDINGS INC COM 73943T103 7,385 557,844 SH DFND 1 557,844 0 0 PRA GROUP INC COM 69354N106 26,424 683,508 SH DFND 1 683,508 0 0 PRA HEALTH SCIENCES INC COM 69354M108 74,322 763,929 SH DFND 1 748,751 0 15,178 PRA HEALTH SCIENCES INC COM 69354M108 0 2 SH DFND 1 2 2 0 0 PRECIGEN INC COM 74017N105 5,649 1,132,080 SH DFND 1 1,132,080 0 0 PRECIGEN INC COM 74017N105 0 121 SH DFND 1 2 121 0 0 PRECIPIO INC COM 74019L503 43 30,237 SH DFND 1 30,237 0 0 PRECISION BIOSCIENCES INC COM 74019P108 3,255 390,875 SH DFND 1 390,875 0 0 PREFERRED APARTMENT COMMUN-A COM 74039L103 5,167 679,920 SH DFND 1 677,942 0 1,978 PREFERRED BANK/LOS ANGELES COM NEW 740367404 9,601 224,080 SH DFND 1 224,080 0 0 PREFORMED LINE PRODUCTS CO COM 740444104 2,916 58,315 SH DFND 1 58,315 0 0 PREMIER FINANCIAL BANCORP COM 74050M105 2,157 168,318 SH DFND 1 168,318 0 0 PREMIER FINANCIAL CORP COM 74052F108 10,468 592,452 SH DFND 1 592,452 0 0 PREMIER INC-CLASS A CL A 74051N102 26,651 777,470 SH DFND 1 777,470 0 0 PRESTIGE CONSUMER HEALTHCARE COM 74112D101 27,963 744,512 SH DFND 1 732,582 0 11,930 PRETIUM RESOURCES INC COM 74139C102 294 35,232 SH DFND 1 35,232 0 0 PREVAIL THERAPEUTICS INC COM 74140Y101 2,440 163,820 SH DFND 1 163,820 0 0 PRFT 2.375 09/15/23 NOTE 2.375% 9/1 71375UAB7 290 250,000 PRN DFND 1 250,000 0 0 PRGX GLOBAL INC COM NEW 69357C503 815 173,548 SH DFND 1 173,548 0 0 PRICESMART INC COM 741511109 22,535 373,544 SH DFND 1 373,544 0 0 PRIMEENERGY RESOURCES CORP COM 74158E104 608 8,554 SH DFND 1 8,554 0 0

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document RALPH LAUREN CORP CL A 751212101 66,440 917,572 SH DFND 1 915,513 0 2,059 RALPH LAUREN CORP CL A 751212101 0 13 SH DFND 1 2 13 0 0 RAMACO RESOURCES INC COM 75134P303 104 48,805 SH DFND 1 48,805 0 0 RAMBUS INC COM 750917106 25,955 1,707,593 SH DFND 1 1,707,593 0 0 RANDOLPH BANCORP INC COM 752378109 250 24,965 SH DFND 1 24,965 0 0 RANGE RESOURCES CORP COM 75281A109 17,999 3,196,996 SH DFND 1 3,196,996 0 0 RANGER ENERGY SERVICES INC COM CL A 75282U104 76 25,946 SH DFND 1 25,946 0 0 RANPAK HOLDINGS CORP COM CL A 75321W103 2,821 379,202 SH DFND 1 379,202 0 0 RANPAK HOLDINGS CORP-CW *W EXP 06/03/202 75321W111 20 21,500 SH DFND 1 21,500 0 0 RAPID7 INC COM 753422104 36,176 709,061 SH DFND 1 709,061 0 0 RAPT THERAPEUTICS INC COM 75382E109 3,813 131,396 SH DFND 1 131,396 0 0 RATTLER MIDSTREAM LP COM UNITS 75419T103 190 19,633 SH DFND 1 19,633 0 0 RAVE RESTAURANT GROUP INC COM 754198109 32 42,783 SH DFND 1 42,783 0 0 RAVEN INDUSTRIES INC COM 754212108 12,274 570,662 SH DFND 1 570,662 0 0 RAVEN INDUSTRIES INC COM 754212108 0 23 SH DFND 1 2 23 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 133,337 1,940,472 SH DFND 1 1,935,168 0 5,304 RAYMOND JAMES FINANCIAL INC COM 754730109 0 10 SH DFND 1 2 10 0 0 RAYONIER ADVANCED MATERIALS COM 75508B104 2,237 796,232 SH DFND 1 794,772 0 1,460 RAYONIER INC COM 754907103 40,139 1,619,187 SH DFND 1 1,551,439 0 67,748 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1,320,772 21,478,185 SH DFND 1 21,412,794 0 65,391 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2 42 SH DFND 1 2 42 0 0 RBB BANCORP COM 74930B105 2,981 218,440 SH DFND 1 218,440 0 0 RBC BEARINGS INC COM 75524B104 49,457 368,977 SH DFND 1 368,977 0 0 RBC BEARINGS INC COM 75524B104 0 5 SH DFND 1 2 5 0 0 RCI HOSPITALITY HOLDINGS INC COM 74934Q108 2,053 148,151 SH DFND 1 148,151 0 0 RCI HOSPITALITY HOLDINGS INC COM 74934Q108 0 65 SH DFND 1 2 65 0 0 RCM TECHNOLOGIES INC COM NEW 749360400 55 41,060 SH DFND 1 41,060 0 0 RE/MAX HOLDINGS INC-CL A CL A 75524W108 8,868 282,179 SH DFND 1 282,179 0 0 READING INTERNATIONAL INC-A CL A 755408101 625 147,089 SH DFND 1 147,089 0 0 READY CAPITAL CORP COM 75574U101 4,727 543,960 SH DFND 1 543,346 0 614 REALNETWORKS INC COM NEW 75605L708 155 119,336 SH DFND 1 119,336 0 0 REALOGY HOLDINGS CORP COM 75605Y106 12,209 1,647,662 SH DFND 1 1,646,692 0 970 REALPAGE INC COM 75606N109 67,289 1,035,059 SH DFND 1 1,034,448 0 611 REALREAL INC/THE COM 88339P101 7,486 585,322 SH DFND 1 585,322 0 0 REALTY INCOME CORP COM 756109104 423,537 7,128,438 SH DFND 1 7,025,993 0 102,445 REATA PHARMACEUTICALS INC-A CL A 75615P103 48,102 308,307 SH DFND 1 308,292 0 15 RECRO PHARMA INC COM 75629F109 1,232 270,820 SH DFND 1 270,820 0 0 RED LION HOTELS CORP COM 756764106 457 196,143 SH DFND 1 196,143 0 0 RED RIVER BANCSHARES INC COM 75686R202 2,540 57,889 SH DFND 1 57,889 0 0 RED ROBIN GOURMET BURGERS COM 75689M101 1,950 191,273 SH DFND 1 190,441 0 832 RED ROCK RESORTS INC-CLASS A CL A 75700L108 11,325 1,038,103 SH DFND 1 1,038,103 0 0 RED ROCK RESORTS INC-CLASS A CL A 75700L108 0 25 SH DFND 1 2 25 0 0 RED VIOLET INC COM 75704L104 1,655 93,834 SH DFND 1 93,834 0 0 REDFIN CORP COM 75737F108 57,134 1,363,266 SH DFND 1 1,363,166 0 100 REDFIN CORP COM 75737F108 2 62 SH DFND 1 2 62 0 0 REDHILL BIOPHARMA LTD-SP ADR SPONSORED ADS 757468103 134 20,065 SH DFND 1 20,065 0 0 REDWOOD TRUST INC COM 758075402 11,393 1,627,619 SH DFND 1 1,627,619 0 0 REED'S INC COM 758338107 158 165,517 SH DFND 1 165,517 0 0 REGAL BELOIT CORP COM 758750103 44,881 513,988 SH DFND 1 504,317 0 9,671 REGAL BELOIT CORP COM 758750103 0 5 SH DFND 1 2 5 0 0 REGENCY CENTERS CORP COM 758849103 163,456 3,566,814 SH DFND 1 3,559,434 0 7,380 REGENERON PHARMACEUTICALS COM 75886F107 946,786 1,521,130 SH DFND 1 1,513,229 0 7,901 REGENERON PHARMACEUTICALS COM 75886F107 1 3 SH DFND 1 2 3 0 0 REGENXBIO INC COM 75901B107 18,808 510,678 SH DFND 1 510,678 0 0 REGIONAL MANAGEMENT CORP COM 75902K106 2,280 128,790 SH DFND 1 128,790 0 0 REGIONAL MANAGEMENT CORP COM 75902K106 1 85 SH DFND 1 2 85 0 0 REGIONS FINANCIAL CORP COM 7591EP100 193,316 17,409,913 SH DFND 1 17,366,694 0 43,219

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document REGIS CORP COM 758932107 2,822 345,060 SH DFND 1 344,576 0 484 REGULUS THERAPEUTICS INC COM NEW 75915K200 43 64,347 SH DFND 1 64,347 0 0 REINSURANCE GROUP OF AMERICA COM NEW 759351604 65,203 831,981 SH DFND 1 815,804 0 16,177 REINSURANCE GROUP OF AMERICA COM NEW 759351604 5 68 SH DFND 1 2 68 0 0 REKOR SYSTEMS INC COM 759419104 301 75,348 SH DFND 1 75,348 0 0 RELIANCE STEEL & ALUMINUM COM 759509102 107,341 1,130,744 SH DFND 1 1,114,786 0 15,958 RELIANCE STEEL & ALUMINUM COM 759509102 3 42 SH DFND 1 2 42 0 0 RELIANT BANCORP INC COM 75956B101 3,356 206,049 SH DFND 1 206,049 0 0 RELMADA THERAPEUTICS INC COM 75955J402 8,871 198,243 SH DFND 1 198,243 0 0 RELX PLC - SPON ADR SPONSORED ADR 759530108 1,256 53,265 SH DFND 1 51,566 0 1,699 RELX PLC - SPON ADR SPONSORED ADR 759530108 1 48 SH DFND 1 2 48 0 0 REMARK HOLDINGS INC COM 75955K102 644 272,981 SH DFND 1 272,981 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 96,965 567,467 SH DFND 1 555,450 0 12,017 RENASANT CORP COM 75970E107 20,732 832,618 SH DFND 1 832,618 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 14,203 573,166 SH DFND 1 573,166 0 0 RENT-A-CENTER INC COM 76009N100 23,338 838,909 SH DFND 1 838,728 0 181 RENT-A-CENTER INC COM 76009N100 5 196 SH DFND 1 2 196 0 0 REPARE THERAPEUTICS INC COM 760273102 663 21,402 SH DFND 1 21,402 0 0 REPAY HOLDINGS CORP COM CL A 76029L100 13,717 556,944 SH DFND 1 556,944 0 0 REPLIGEN CORP COM 759916109 73,097 591,358 SH DFND 1 580,018 0 11,340 REPLIGEN CORP COM 759916109 0 3 SH DFND 1 2 3 0 0 REPLIMUNE GROUP INC COM 76029N106 5,254 211,452 SH DFND 1 211,452 0 0 REPLIMUNE GROUP INC COM 76029N106 0 11 SH DFND 1 2 11 0 0 REPRO MEDSYSTEMS INC COM 759910102 2,834 315,617 SH DFND 1 315,617 0 0 REPUBLIC BANCORP INC-CLASS A CL A 760281204 5,230 159,907 SH DFND 1 159,907 0 0 REPUBLIC FIRST BANCORP INC COM 760416107 1,655 678,307 SH DFND 1 678,307 0 0 REPUBLIC SERVICES INC COM 760759100 317,332 3,873,537 SH DFND 1 3,863,943 0 9,594 REPUBLIC SERVICES INC COM 760759100 0 10 SH DFND 1 2 10 0 0 RESEARCH FRONTIERS INC COM 760911107 1,419 349,598 SH DFND 1 349,598 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 20,693 1,765,672 SH DFND 1 1,765,672 0 0 RESMED INC COM 761152107 470,130 2,452,504 SH DFND 1 2,445,951 0 6,553 RESOLUTE FOREST PRODUCTS COM 76117W109 1,537 728,785 SH DFND 1 728,785 0 0 RESONANT INC COM 76118L102 1,496 642,254 SH DFND 1 642,254 0 0 RESOURCES CONNECTION INC COM 76122Q105 8,421 703,584 SH DFND 1 703,584 0 0 RESOURCES CONNECTION INC COM 76122Q105 1 100 SH DFND 1 2 100 0 0 RESTAURANT BRANDS INTERN COM 76131D103 26,168 481,673 SH DFND 1 481,505 0 168 RESTAURANT BRANDS INTERN COM 76131D103 0 8 SH DFND 1 2 8 0 0 RESTORBIO INC COM 76133L103 443 206,214 SH DFND 1 206,214 0 0 RETAIL OPPORTUNITY INVESTMEN COM 76131N101 25,506 2,251,242 SH DFND 1 2,251,242 0 0 RETAIL PROPERTIES OF AME - A CL A 76131V202 31,264 4,271,113 SH DFND 1 4,271,113 0 0 RETAIL VALUE INC COM 76133Q102 3,006 243,236 SH DFND 1 243,236 0 0 RETRACTABLE TECHNOLOGIES INC COM 76129W105 1,016 144,851 SH DFND 1 144,851 0 0 RETROPHIN INC COM 761299106 13,626 667,660 SH DFND 1 667,624 0 36 REV GROUP INC COM 749527107 2,432 398,715 SH DFND 1 398,521 0 194 REVANCE THERAPEUTICS INC COM 761330109 19,473 797,452 SH DFND 1 797,452 0 0 REVLON INC-CLASS A CL A NEW 761525609 1,005 101,535 SH DFND 1 101,535 0 0 REVOLUTION MEDICINES INC COM 76155X100 8,055 255,160 SH DFND 1 255,160 0 0 REVOLVE GROUP INC CL A 76156B107 1,510 101,672 SH DFND 1 101,672 0 0 REWALK ROBOTICS LTD SHS M8216Q200 20 11,372 SH DFND 1 11,372 0 0 REX AMERICAN RESOURCES CORP COM 761624105 5,497 79,251 SH DFND 1 79,251 0 0 REXAHN PHARMACEUTICALS INC COM 761640309 75 26,579 SH DFND 1 26,579 0 0 REXFORD INDUSTRIAL REALTY IN COM 76169C100 76,318 1,842,119 SH DFND 1 1,841,706 0 413 REXNORD CORP COM 76169B102 59,649 2,046,293 SH DFND 1 2,046,293 0 0 REXNORD CORP COM 76169B102 1 51 SH DFND 1 2 51 0 0 REYNOLDS CONSUMER PRODUCTS I COM 76171L106 23,406 673,754 SH DFND 1 673,754 0 0 RF INDUSTRIES LTD COM PAR $0.01 749552105 222 47,768 SH DFND 1 47,768 0 0 RGC RESOURCES INC COM 74955L103 2,922 120,919 SH DFND 1 120,919 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document RH COM 74967X103 60,645 243,655 SH DFND 1 239,672 0 3,983 RHYTHM PHARMACEUTICALS INC COM 76243J105 10,631 476,750 SH DFND 1 476,750 0 0 RIBBON COMMUNICATIONS INC COM 762544104 4,653 1,184,021 SH DFND 1 1,184,021 0 0 RICEBRAN TECHNOLOGIES COM NEW 762831204 100 121,335 SH DFND 1 121,335 0 0 RICHARDSON ELEC LTD COM 763165107 291 72,184 SH DFND 1 72,184 0 0 RICHMOND MUTUAL BANCORPORATI COM 76525P100 1,965 174,847 SH DFND 1 174,847 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 4,573 2,499,141 SH DFND 1 2,499,141 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 0 238 SH DFND 1 2 238 0 0 RIGNET INC COM 766582100 232 108,062 SH DFND 1 108,062 0 0 RIMINI STREET INC COM 76674Q107 1,046 203,169 SH DFND 1 203,169 0 0 RING ENERGY INC COM 76680V108 557 480,940 SH DFND 1 480,940 0 0 RINGCENTRAL INC-CLASS A CL A 76680R206 231,903 814,307 SH DFND 1 814,232 0 75 RINGCENTRAL INC-CLASS A CL A 76680R206 0 3 SH DFND 1 2 3 0 0 RIO TINTO PLC-SPON ADR SPONSORED ADR 767204100 1,530 27,243 SH DFND 1 26,274 0 969 RIO TINTO PLC-SPON ADR SPONSORED ADR 767204100 2 53 SH DFND 1 2 53 0 0 RIOT BLOCKCHAIN INC COM 767292105 402 181,398 SH DFND 1 181,398 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 7,938 194,477 SH DFND 1 194,477 0 0 RITE AID CORP COM 767754872 14,009 821,177 SH DFND 1 820,751 0 426 RITE AID CORP COM 767754872 0 37 SH DFND 1 2 37 0 0 RIVERVIEW BANCORP INC COM 769397100 1,969 348,514 SH DFND 1 348,514 0 0 RLI CORP COM 749607107 47,194 574,842 SH DFND 1 565,036 0 9,806 RLJ LODGING TRUST COM 74965L101 29,578 3,133,293 SH DFND 1 3,091,824 0 41,469 RMR GROUP INC/THE - A CL A 74967R106 9,476 321,581 SH DFND 1 321,581 0 0 ROBERT HALF INTL INC COM 770323103 132,673 2,514,311 SH DFND 1 2,509,119 0 5,192 ROCKET PHARMACEUTICALS INC COM 77313F106 11,491 549,039 SH DFND 1 549,039 0 0 ROCKET PHARMACEUTICALS INC COM 77313F106 0 9 SH DFND 1 2 9 0 0 ROCKWELL AUTOMATION INC COM 773903109 448,852 2,109,031 SH DFND 1 2,103,607 0 5,424 ROCKWELL AUTOMATION INC COM 773903109 4 20 SH DFND 1 2 20 0 0 ROCKWELL MEDICAL INC COM 774374102 1,749 897,180 SH DFND 1 897,180 0 0 ROCKY BRANDS INC COM 774515100 2,421 117,796 SH DFND 1 117,796 0 0 ROGERS COMMUNICATIONS INC-B CL B 775109200 24,947 617,313 SH DFND 1 616,103 0 1,210 ROGERS CORP COM 775133101 34,966 280,629 SH DFND 1 280,629 0 0 ROKU INC COM CL A 77543R102 123,169 1,057,836 SH DFND 1 1,057,681 0 155 ROLLINS INC COM 775711104 102,286 2,415,908 SH DFND 1 2,409,866 0 6,042 ROPER TECHNOLOGIES INC COM 776696106 640,059 1,651,644 SH DFND 1 1,647,048 0 4,596 ROPER TECHNOLOGIES INC COM 776696106 1 3 SH DFND 1 2 3 0 0 ROSEHILL RESOURCES INC CL A 777385105 125 173,724 SH DFND 1 173,724 0 0 ROSETTA STONE INC COM 777780107 6,022 357,224 SH DFND 1 357,224 0 0 ROSETTA STONE INC COM 777780107 0 27 SH DFND 1 2 27 0 0 ROSS STORES INC COM 778296103 444,129 5,220,939 SH DFND 1 5,193,271 0 27,668 ROYAL BANK OF CANADA COM 780087102 169,489 2,475,266 SH DFND 1 2,474,446 0 820 ROYAL BANK OF CANADA COM 780087102 0 2 SH DFND 1 2 2 0 0 ROYAL BANK OF SCOT-SPON ADR SPONS ADR 2 ORD 780097689 246 80,875 SH DFND 1 79,605 0 1,270 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 139,250 2,773,554 SH DFND 1 2,765,776 0 7,778 ROYAL DUTCH SHELL-SPON ADR-A SPONS ADR A 780259206 503 15,410 SH DFND 1 15,410 0 0 ROYAL DUTCH SHELL-SPON ADR-A SPONS ADR A 780259206 1 61 SH DFND 1 2 61 0 0 ROYAL DUTCH SHELL-SPON ADR-B SPON ADR B 780259107 1,823 59,895 SH DFND 1 59,895 0 0 ROYAL GOLD INC COM 780287108 121,626 978,333 SH DFND 1 962,575 0 15,758 ROYAL GOLD INC COM 780287108 3 26 SH DFND 1 2 26 0 0 ROYALTY PHARMA PLC- CL A SHS CL A G7709Q104 40,309 830,274 SH DFND 1 830,274 0 0 RP 1.5 11/15/22 NOTE 1.500%11/1 75606NAB5 1,625 1,000,000 PRN DFND 1 1,000,000 0 0 RPC INC COM 749660106 2,500 811,692 SH DFND 1 811,692 0 0 RPM INTERNATIONAL INC COM 749685103 109,046 1,453,975 SH DFND 1 1,423,087 0 30,888 RPT REALTY SH BEN INT 74971D101 10,208 1,466,700 SH DFND 1 1,466,700 0 0 RR DONNELLEY & SONS CO COM 257867200 663 557,518 SH DFND 1 557,128 0 390 RR DONNELLEY & SONS CO COM 257867200 0 1 SH DFND 1 2 1 0 0 RTI SURGICAL HDS INC COM 74975N105 3,026 951,598 SH DFND 1 951,598 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document RTW RETAILWINDS INC COM 74980D100 38 190,828 SH DFND 1 190,828 0 0 RUBICON TECHNOLOGY INC COM NEW 78112T206 92 11,566 SH DFND 1 11,566 0 0 RUBIUS THERAPEUTICS INC COM 78116T103 3,547 593,283 SH DFND 1 593,283 0 0 RUSH ENTERPRISES INC - CL B CL B 781846308 727 20,397 SH DFND 1 20,397 0 0 RUSH ENTERPRISES INC-CL A CL A 781846209 22,407 540,472 SH DFND 1 540,472 0 0 RUSH ENTERPRISES INC-CL A CL A 781846209 0 14 SH DFND 1 2 14 0 0 RUTH'S HOSPITALITY GROUP INC COM 783332109 3,349 410,492 SH DFND 1 410,492 0 0 RUTH'S HOSPITALITY GROUP INC COM 783332109 0 55 SH DFND 1 2 55 0 0 RYANAIR HOLDINGS PLC-SP ADR SPONSORED ADS 783513203 5,820 87,741 SH DFND 1 87,741 0 0 RYANAIR HOLDINGS PLC-SP ADR SPONSORED ADS 783513203 0 7 SH DFND 1 2 7 0 0 RYDER SYSTEM INC COM 783549108 22,867 609,629 SH DFND 1 596,807 0 12,822 RYERSON HOLDING CORP COM 783754104 1,278 227,083 SH DFND 1 225,196 0 1,887 RYERSON HOLDING CORP COM 783754104 0 124 SH DFND 1 2 124 0 0 RYMAN HOSPITALITY PROPERTIES COM 78377T107 33,619 971,665 SH DFND 1 958,899 0 12,766 S & T BANCORP INC COM 783859101 13,767 587,120 SH DFND 1 587,120 0 0 S&P GLOBAL INC COM 78409V104 1,122,690 3,413,923 SH DFND 1 3,403,247 0 10,676 S&P GLOBAL INC COM 78409V104 3 12 SH DFND 1 2 12 0 0 S&W SEED CO COM 785135104 332 145,738 SH DFND 1 145,738 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 46,571 3,227,388 SH DFND 1 3,125,690 0 101,698 SABRE CORP COM 78573M104 29,831 3,701,157 SH DFND 1 3,635,398 0 65,759 SABRE CORP COM 78573M104 0 55 SH DFND 1 2 55 0 0 SACHEM CAPITAL CORP COM 78590A109 298 101,000 SH DFND 1 101,000 0 0 SAFE BULKERS INC COM Y7388L103 402 329,593 SH DFND 1 305,754 0 23,839 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1,981 283,060 SH DFND 1 283,060 0 0 SAFEHOLD INC COM 78645L100 13,136 228,499 SH DFND 1 224,131 0 4,368 SAFE-T GROUP LTD-ADR SPONSORD ADS NEW 78643B401 87 52,870 SH DFND 1 52,870 0 0 SAFETY INSURANCE GROUP INC COM 78648T100 16,968 222,508 SH DFND 1 222,508 0 0 SAGA COMMUNICATIONS INC-CL A CL A NEW 786598300 1,347 52,619 SH DFND 1 52,619 0 0 SAGE THERAPEUTICS INC COM 78667J108 25,796 620,400 SH DFND 1 620,117 0 283 SAIA INC COM 78709Y105 43,488 391,153 SH DFND 1 391,153 0 0 SAIA INC COM 78709Y105 0 5 SH DFND 1 2 5 0 0 SAILPOINT TECHNOLOGIES HOLDI COM 78781P105 32,449 1,225,908 SH DFND 1 1,225,908 0 0 SALARIUS PHARMACEUTICALS INC COM NEW 79400X107 24 18,330 SH DFND 1 18,330 0 0 SALEM MEDIA GROUP INC CL A 794093104 67 59,787 SH DFND 1 59,787 0 0 SALESFORCE.COM INC COM 79466L302 2,355,815 12,601,645 SH DFND 1 12,562,105 0 39,540 SALISBURY BANCORP INC COM 795226109 827 20,182 SH DFND 1 20,182 0 0 SALLY BEAUTY HOLDINGS INC COM 79546E104 20,561 1,641,020 SH DFND 1 1,614,153 0 26,867 SANDERSON FARMS INC COM 800013104 35,227 303,970 SH DFND 1 299,205 0 4,765 SANDRIDGE ENERGY INC COM NEW 80007P869 328 254,919 SH DFND 1 254,919 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 301 31,392 SH DFND 1 31,392 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 0 47 SH DFND 1 2 47 0 0 SANDY SPRING BANCORP INC COM 800363103 17,771 717,174 SH DFND 1 717,174 0 0 SANGAMO THERAPEUTICS INC COM 800677106 15,881 1,772,502 SH DFND 1 1,772,502 0 0 SANMINA CORP COM 801056102 25,330 1,011,598 SH DFND 1 1,011,598 0 0 SANMINA CORP COM 801056102 1 40 SH DFND 1 2 40 0 0 SANOFI-ADR SPONSORED ADR 80105N105 13,527 264,983 SH DFND 1 263,213 0 1,770 SANTANDER CONSUMER USA HOLDI COM 80283M101 18,709 1,016,291 SH DFND 1 1,016,291 0 0 SAP SE-SPONSORED ADR SPON ADR 803054204 3,466 24,749 SH DFND 1 23,889 0 860 SAPIENS INTERNATIONAL CORP SHS G7T16G103 5,574 199,221 SH DFND 1 199,221 0 0 SAREPTA THERAPEUTICS INC COM 803607100 143,090 893,119 SH DFND 1 893,018 0 101 SAREPTA THERAPEUTICS INC COM 803607100 1 7 SH DFND 1 2 7 0 0 SATSUMA PHARMACEUTICALS INC COM 80405P107 3,327 115,702 SH DFND 1 115,702 0 0 SAUL CENTERS INC COM 804395101 5,750 178,194 SH DFND 1 178,194 0 0 SAVARA INC COM 805111101 1,426 572,764 SH DFND 1 572,764 0 0 SB FINANCIAL GROUP INC COM 78408D105 1,382 83,191 SH DFND 1 83,191 0 0 SB ONE BANCORP COM 78413T103 2,003 101,693 SH DFND 1 101,693 0 0 SB ONE BANCORP COM 78413T103 15 798 SH DFND 1 2 798 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SBA COMMUNICATIONS CORP CL A 78410G104 510,708 1,717,543 SH DFND 1 1,706,712 0 10,831 SCANSOURCE INC COM 806037107 10,701 444,221 SH DFND 1 444,221 0 0 SCANSOURCE INC COM 806037107 1 45 SH DFND 1 2 45 0 0 SCHLUMBERGER LTD COM 806857108 379,008 20,648,475 SH DFND 1 20,589,490 0 58,985 SCHLUMBERGER LTD COM 806857108 3 185 SH DFND 1 2 185 0 0 SCHNEIDER NATIONAL INC-CL B CL B 80689H102 11,804 478,509 SH DFND 1 478,509 0 0 SCHNEIDER NATIONAL INC-CL B CL B 80689H102 0 40 SH DFND 1 2 40 0 0 SCHNITZER STEEL INDS INC-A CL A 806882106 7,086 401,745 SH DFND 1 401,204 0 541 SCHOLAR ROCK HOLDING CORP COM 80706P103 5,295 290,825 SH DFND 1 290,825 0 0 SCHOLAR ROCK HOLDING CORP COM 80706P103 0 12 SH DFND 1 2 12 0 0 SCHOLASTIC CORP COM 807066105 13,335 445,410 SH DFND 1 445,410 0 0 SCHRODINGER INC COM 80810D103 21,144 230,912 SH DFND 1 230,912 0 0 SCHWAB (CHARLES) CORP COM 808513105 544,674 16,174,076 SH DFND 1 16,125,304 0 48,772 SCHWAB (CHARLES) CORP COM 808513105 1 37 SH DFND 1 2 37 0 0 SCHWAB EMERGING MARKETS EQUI EMRG MKTEQ ETF 808524706 3,825 157,092 PRN DFND 1 157,092 0 0 SCHWAB INTL EQUITY ETF INTL EQTY ETF 808524805 790 26,577 PRN DFND 1 26,577 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 16,546 495,242 SH DFND 1 495,242 0 0 SCIENCE APPLICATIONS INTE COM 808625107 48,283 621,565 SH DFND 1 609,779 0 11,786 SCIENCE APPLICATIONS INTE COM 808625107 0 12 SH DFND 1 2 12 0 0 SCIENTIFIC GAMES CORP COM 80874P109 14,910 964,434 SH DFND 1 951,288 0 13,146 SCIPLAY CORP-CLASS A CL A 809087109 3,319 223,861 SH DFND 1 223,861 0 0 SCIPLAY CORP-CLASS A CL A 809087109 0 43 SH DFND 1 2 43 0 0 SCORPIO BULKERS INC COM Y7546A130 543 35,519 SH DFND 1 35,086 0 433 SCORPIO TANKERS INC SHS Y7542C130 4,170 325,585 SH DFND 1 325,585 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 63,913 475,302 SH DFND 1 465,755 0 9,547 SCOTTS MIRACLE-GRO CO CL A 810186106 0 4 SH DFND 1 2 4 0 0 SCPHARMACEUTICALS INC COM 810648105 553 75,252 SH DFND 1 75,252 0 0 SCULPTOR CAPITAL MANAGEMENT COM CL A 811246107 3,431 265,420 SH DFND 1 265,321 0 99 SCWORX CORP COM 78396V109 240 41,858 SH DFND 1 41,858 0 0 SCYNEXIS INC COMSTK 811292101 508 676,763 SH DFND 1 676,763 0 0 SEA LTD-ADR SPONSORED ADS 81141R100 1,930 17,998 SH DFND 1 17,998 0 0 SEA LTD-ADR SPONSORED ADS 81141R100 2 25 SH DFND 1 2 25 0 0 SEABOARD CORP COM 811543107 8,754 2,984 SH DFND 1 2,984 0 0 SEACHANGE INTERNATIONAL INC COM 811699107 679 450,090 SH DFND 1 450,090 0 0 SEACOAST BANKING CORP/FL COM NEW 811707801 16,377 802,835 SH DFND 1 802,835 0 0 SEACOR HOLDINGS INC COM 811904101 7,517 265,433 SH DFND 1 265,433 0 0 SEACOR MARINE HOLDINGS INC COM 78413P101 388 152,493 SH DFND 1 152,493 0 0 SEAGATE TECHNOLOGY SHS G7945M107 166,580 3,444,913 SH DFND 1 3,435,265 0 9,648 SEAGATE TECHNOLOGY SHS G7945M107 1 38 SH DFND 1 2 38 0 0 SEALED AIR CORP COM 81211K100 84,888 2,588,558 SH DFND 1 2,581,920 0 6,638 SEASPINE HOLDINGS CORP COM 81255T108 3,918 374,267 SH DFND 1 374,267 0 0 SEATTLE GENETICS INC COM 812578102 232,275 1,368,153 SH DFND 1 1,362,066 0 6,087 SEATTLE GENETICS INC COM 812578102 2 12 SH DFND 1 2 12 0 0 SEAWORLD ENTERTAINMENT INC COM 81282V100 9,496 641,215 SH DFND 1 640,790 0 425 SEAWORLD ENTERTAINMENT INC COM 81282V100 0 19 SH DFND 1 2 19 0 0 SECOND SIGHT MEDICAL PRODUCT COM NEW 81362J209 28 29,439 SH DFND 1 29,439 0 0 SECUREWORKS CORP - A CL A 81374A105 1,754 153,512 SH DFND 1 153,512 0 0 SECUREWORKS CORP - A CL A 81374A105 2 212 SH DFND 1 2 212 0 0 SECURITY NATL FINL CORP-CL A CL A NEW 814785309 777 115,282 SH DFND 1 115,282 0 0 SEELOS THERAPEUTICS INC COM 81577F109 155 154,397 SH DFND 1 154,397 0 0 SEI INVESTMENTS COMPANY COM 784117103 112,811 2,051,812 SH DFND 1 2,022,179 0 29,633 SEI INVESTMENTS COMPANY COM 784117103 3 61 SH DFND 1 2 61 0 0 SELECT BANCORP INC COM 81617L108 2,001 245,904 SH DFND 1 245,904 0 0 SELECT ENERGY SERVICES INC-A CL A COM 81617J301 4,338 885,343 SH DFND 1 885,343 0 0 SELECT INTERIOR CONCEPTS-A CL A 816120307 571 163,191 SH DFND 1 163,191 0 0 SELECT MEDICAL HOLDINGS CORP COM 81619Q105 24,493 1,662,851 SH DFND 1 1,662,793 0 58 SELECT MEDICAL HOLDINGS CORP COM 81619Q105 2 136 SH DFND 1 2 136 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SELECTA BIOSCIENCES INC COM 816212104 2,042 719,099 SH DFND 1 719,099 0 0 SELECTIVE INSURANCE GROUP COM 816300107 56,449 1,070,332 SH DFND 1 1,056,085 0 14,247 SELECTIVE INSURANCE GROUP COM 816300107 0 5 SH DFND 1 2 5 0 0 SELLAS LIFE SCIENCES GROUP I COM NEW 81642T209 177 60,614 SH DFND 1 60,614 0 0 SEMPRA ENERGY COM 816851109 480,037 4,103,524 SH DFND 1 4,075,457 0 28,067 SEMPRA ENERGY COM 816851109 0 6 SH DFND 1 2 6 0 0 SEMTECH CORP COM 816850101 54,178 1,037,505 SH DFND 1 1,021,972 0 15,533 SEMTECH CORP COM 816850101 0 1 SH DFND 1 2 1 0 0 SENECA FOODS CORP - CL A CL A 817070501 3,568 105,534 SH DFND 1 105,534 0 0 SENSATA TECHNOLOGIES HOLDING SHS G8060N102 65,396 1,757,945 SH DFND 1 1,757,539 0 406 SENSATA TECHNOLOGIES HOLDING SHS G8060N102 0 3 SH DFND 1 2 3 0 0 SENSEONICS HOLDINGS INC COM 81727U105 440 1,128,403 SH DFND 1 1,128,403 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 33,641 644,970 SH DFND 1 634,857 0 10,113 SENSIENT TECHNOLOGIES CORP COM 81725T100 2 43 SH DFND 1 2 43 0 0 SENSUS HEALTHCARE INC COM 81728J109 147 47,611 SH DFND 1 47,611 0 0 SEQUENTIAL BRANDS GROUP INC COM 81734P107 133 633,620 SH DFND 1 633,620 0 0 SERES THERAPEUTICS INC COM 81750R102 3,513 738,121 SH DFND 1 738,121 0 0 SERITAGE GROWTH PROP- A REIT CL A 81752R100 7,164 628,452 SH DFND 1 627,688 0 764 SERVICE CORP INTERNATIONAL COM 817565104 83,916 2,157,802 SH DFND 1 2,114,994 0 42,808 SERVICE PROPERTIES TRUST COM SH BEN INT 81761L102 24,890 3,510,667 SH DFND 1 3,429,275 0 81,392 SERVICEMASTER GLOBAL HOLDING COM 81761R109 52,787 1,479,065 SH DFND 1 1,478,683 0 382 SERVICENOW INC COM 81762P102 1,087,614 2,690,677 SH DFND 1 2,682,335 0 8,342 SERVICENOW INC COM 81762P102 9 23 SH DFND 1 2 23 0 0 SERVICESOURCE INTERNATIONAL COM 81763U100 1,706 1,079,962 SH DFND 1 1,079,962 0 0 SERVISFIRST BANCSHARES INC COM 81768T108 27,191 760,380 SH DFND 1 760,380 0 0 SERVISFIRST BANCSHARES INC COM 81768T108 1 46 SH DFND 1 2 46 0 0 SESEN BIO INC COM 817763105 544 755,812 SH DFND 1 755,812 0 0 SEVERN BANCORP INC/MD COM 81811M100 69 10,776 SH DFND 1 10,776 0 0 SFL 4.875 05/01/23 NOTE 4.875% 5/0 824689AG8 153 165,000 PRN DFND 1 165,000 0 0 SFL CORP LTD SHS G7738W106 5,512 593,356 SH DFND 1 593,356 0 0 SFL CORP LTD SHS G7738W106 5 562 SH DFND 1 2 562 0 0 SHAKE SHACK INC - CLASS A CL A 819047101 26,305 496,517 SH DFND 1 496,415 0 102 SHARPS COMPLIANCE CORP COM 820017101 1,231 175,192 SH DFND 1 175,192 0 0 SHARPSPRING INC COM 820054104 639 72,857 SH DFND 1 72,857 0 0 SHAW COMMUNICATIONS INC-B CL B CONV 82028K200 18,592 1,045,612 SH DFND 1 1,045,612 0 0 SHENANDOAH TELECOMMUNICATION COM 82312B106 36,610 742,764 SH DFND 1 742,764 0 0 SHERWIN-WILLIAMS CO/THE COM 824348106 644,471 1,117,709 SH DFND 1 1,114,034 0 3,675 SHERWIN-WILLIAMS CO/THE COM 824348106 0 1 SH DFND 1 2 1 0 0 SHILOH INDUSTRIES INC COM 824543102 167 103,463 SH DFND 1 103,463 0 0 SHINHAN FINANCIAL GROUP-ADR SPN ADR RESTRD 824596100 974 40,493 SH DFND 1 38,911 0 1,582 SHOCKWAVE MEDICAL INC COM 82489T104 12,693 267,958 SH DFND 1 267,958 0 0 SHOE CARNIVAL INC COM 824889109 5,878 200,853 SH DFND 1 200,853 0 0 SHOPIFY INC - CLASS A CL A 82509L107 165,652 175,320 SH DFND 1 175,244 0 76 SHOPIFY INC - CLASS A CL A 82509L107 0 1 SH DFND 1 2 1 0 0 SHORE BANCSHARES INC COM 825107105 1,735 156,498 SH DFND 1 156,498 0 0 SHOTSPOTTER INC COM 82536T107 3,164 125,592 SH DFND 1 125,592 0 0 SHUTTERSTOCK INC COM 825690100 11,939 341,415 SH DFND 1 341,415 0 0 SHUTTERSTOCK INC COM 825690100 1 32 SH DFND 1 2 32 0 0 SHYFT GROUP INC/THE COM 825698103 7,952 472,228 SH DFND 1 472,228 0 0 SI-BONE INC COM 825704109 5,245 329,064 SH DFND 1 329,064 0 0 SIEBERT FINANCIAL CORP COM 826176109 577 114,043 SH DFND 1 114,043 0 0 SIENTRA INC COM 82621J105 3,318 857,525 SH DFND 1 856,964 0 561 SIERRA BANCORP COM 82620P102 4,428 234,554 SH DFND 1 234,554 0 0 SIERRA BANCORP COM 82620P102 3 190 SH DFND 1 2 190 0 0 SIERRA WIRELESS INC COM 826516106 168 18,794 SH DFND 1 18,794 0 0 SIGA TECHNOLOGIES INC COM 826917106 4,815 814,855 SH DFND 1 814,855 0 0 SIGMATRON INTERNATIONAL INC COM 82661L101 38 11,463 SH DFND 1 11,463 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SIGNATURE BANK COM 82669G104 69,441 649,967 SH DFND 1 637,134 0 12,833 SIGNATURE BANK COM 82669G104 0 1 SH DFND 1 2 1 0 0 SIGNET JEWELERS LTD SHS G81276100 8,060 784,881 SH DFND 1 784,625 0 256 SILGAN HOLDINGS INC COM 827048109 32,961 1,017,637 SH DFND 1 999,139 0 18,498 SILICON LABORATORIES INC COM 826919102 73,186 729,895 SH DFND 1 719,464 0 10,431 SILICON MOTION TECHNOL-ADR SPONSORED ADR 82706C108 1,528 31,338 SH DFND 1 31,338 0 0 SILICON MOTION TECHNOL-ADR SPONSORED ADR 82706C108 3 64 SH DFND 1 2 64 0 0 SILK ROAD MEDICAL INC COM 82710M100 13,724 327,642 SH DFND 1 327,642 0 0 SILVERBOW RESOURCES INC COM 82836G102 194 60,522 SH DFND 1 60,522 0 0 SILVERCORP METALS INC COM 82835P103 187 35,108 SH DFND 1 35,108 0 0 SILVERCORP METALS INC COM 82835P103 0 9 SH DFND 1 2 9 0 0 SILVERCREST ASSET MANAGEME-A CL A 828359109 1,277 100,484 SH DFND 1 100,484 0 0 SILVERCREST METALS INC COM 828363101 202 22,036 SH DFND 1 22,036 0 0 SILVERGATE CAPITAL CORP-CL A CL A 82837P408 1,762 125,888 SH DFND 1 125,888 0 0 SILVERSUN TECHNOLOGIES INC COM NEW 82846H207 34 17,056 SH DFND 1 17,056 0 0 SIMMONS FIRST NATL CORP-CL A CL A $1 PAR 828730200 27,698 1,618,847 SH DFND 1 1,618,847 0 0 SIMON PROPERTY GROUP INC COM 828806109 450,984 6,596,157 SH DFND 1 6,582,462 0 13,695 SIMON PROPERTY GROUP INC COM 828806109 4 64 SH DFND 1 2 64 0 0 SIMPLY GOOD FOODS CO/THE COM 82900L102 23,919 1,287,394 SH DFND 1 1,286,981 0 413 SIMPSON MANUFACTURING CO INC COM 829073105 55,088 653,018 SH DFND 1 653,018 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 9 112 SH DFND 1 2 112 0 0 SIMULATIONS PLUS INC COM 829214105 11,767 196,709 SH DFND 1 196,709 0 0 SINA CORP ORD G81477104 8,902 248,997 SH DFND 1 248,997 0 0 SINA CORP ORD G81477104 5 151 SH DFND 1 2 151 0 0 SINCLAIR BROADCAST GROUP -A CL A 829226109 14,847 804,303 SH DFND 1 803,482 0 821 SINOVAC BIOTECH LTD SHS P8696W104 179 27,717 SH DFND 1 27,717 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 110,867 18,894,597 SH DFND 1 18,743,459 0 151,138 SIRIUS XM HOLDINGS INC COM 82968B103 2 434 SH DFND 1 2 434 0 0 SITE CENTERS CORP COM 82981J109 21,915 2,705,605 SH DFND 1 2,705,605 0 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 67,283 590,358 SH DFND 1 590,283 0 75 SITIME CORP COM 82982T106 3,557 75,046 SH DFND 1 75,046 0 0 SIX FLAGS ENTERTAINMENT CORP COM 83001A102 17,483 910,106 SH DFND 1 891,020 0 19,086 SJW GROUP COM 784305104 23,308 375,278 SH DFND 1 373,920 0 1,358 SK TELECOM CO LTD-SPON ADR SPONSORED ADR 78440P108 359 18,600 SH DFND 1 17,200 0 1,400 SKECHERS USA INC-CL A CL A 830566105 48,879 1,557,671 SH DFND 1 1,525,159 0 32,512 SKYLINE CHAMPION CORP COM 830830105 18,039 741,132 SH DFND 1 741,132 0 0 SKYLINE CHAMPION CORP COM 830830105 0 5 SH DFND 1 2 5 0 0 SKYWEST INC COM 830879102 23,996 735,630 SH DFND 1 735,630 0 0 SKYWEST INC COM 830879102 0 9 SH DFND 1 2 9 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 369,317 2,893,491 SH DFND 1 2,880,622 0 12,869 SKYWORKS SOLUTIONS INC COM 83088M102 1 9 SH DFND 1 2 9 0 0 SL GREEN REALTY CORP COM 78440X101 76,994 1,563,593 SH DFND 1 1,560,217 0 3,376 SLAB 1.375 03/01/22 NOTE 1.375% 3/0 826919AB8 1,439 1,200,000 PRN DFND 1 1,200,000 0 0 SLACK TECHNOLOGIES INC- CL A COM CL A 83088V102 44,086 1,420,925 SH DFND 1 1,420,449 0 476 SLACK TECHNOLOGIES INC- CL A COM CL A 83088V102 2 67 SH DFND 1 2 67 0 0 SLEEP NUMBER CORP COM 83125X103 20,066 481,895 SH DFND 1 481,895 0 0 SLM CORP COM 78442P106 37,948 5,398,046 SH DFND 1 5,308,543 0 89,503 SLM CORP COM 78442P106 3 506 SH DFND 1 2 506 0 0 SM ENERGY CO COM 78454L100 5,846 1,559,031 SH DFND 1 1,559,031 0 0 SMART GLOBAL HOLDINGS INC SHS G8232Y101 5,697 209,607 SH DFND 1 209,607 0 0 SMART SAND INC COM 83191H107 265 252,623 SH DFND 1 252,623 0 0 SMARTFINANCIAL INC COM NEW 83190L208 3,434 212,296 SH DFND 1 212,296 0 0 SMARTSHEET INC-CLASS A COM CL A 83200N103 54,027 1,061,032 SH DFND 1 1,061,032 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 4,216 533,689 SH DFND 1 533,689 0 0 SMITH & NEPHEW PLC -SPON ADR SPDN ADR NEW 83175M205 532 13,976 SH DFND 1 12,824 0 1,152 SMITH & WESSON BRANDS INC COM 831754106 17,384 807,823 SH DFND 1 807,823 0 0 SMITH & WESSON BRANDS INC COM 831754106 1 49 SH DFND 1 2 49 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SMITH (A.O.) CORP COM 831865209 111,057 2,360,899 SH DFND 1 2,355,130 0 5,769 SMITH MICRO SOFTWARE INC COM NEW 832154207 1,892 424,229 SH DFND 1 424,229 0 0 SNAP INC - A CL A 83304A106 149,757 6,383,581 SH DFND 1 6,383,581 0 0 SNAP INC - A CL A 83304A106 2 98 SH DFND 1 2 98 0 0 SNAP-ON INC COM 833034101 151,642 1,096,426 SH DFND 1 1,093,974 0 2,452 SNAP-ON INC COM 833034101 0 2 SH DFND 1 2 2 0 0 SOHU.COM LTD-ADR SPONSORED ADS 83410S108 385 41,828 SH DFND 1 41,828 0 0 SOHU.COM LTD-ADR SPONSORED ADS 83410S108 8 895 SH DFND 1 2 895 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 87,529 630,641 SH DFND 1 618,760 0 11,881 SOLAREDGE TECHNOLOGIES INC COM 83417M104 0 1 SH DFND 1 2 1 0 0 SOLARIS OILFIELD INFRAST-A COM CL A 83418M103 3,322 447,811 SH DFND 1 447,811 0 0 SOLARWINDS CORP COM 83417Q105 11,913 674,237 SH DFND 1 674,237 0 0 SOLENO THERAPEUTICS INC COM NEW 834203200 816 367,876 SH DFND 1 367,876 0 0 SOLID BIOSCIENCES INC COM 83422E105 994 339,569 SH DFND 1 339,569 0 0 SOLIGENIX INC COM 834223307 252 119,584 SH DFND 1 119,584 0 0 SOLITARIO ZINC CORP COM 8342EP107 23 75,942 SH DFND 1 75,942 0 0 SOLITON INC COM 834251100 732 94,161 SH DFND 1 94,161 0 0 SONIC AUTOMOTIVE INC-CLASS A CL A 83545G102 14,689 460,343 SH DFND 1 460,343 0 0 SONIC AUTOMOTIVE INC-CLASS A CL A 83545G102 1 41 SH DFND 1 2 41 0 0 SONIM TECHNOLOGIES INC COM 83548F101 22 27,454 SH DFND 1 27,454 0 0 SONOCO PRODUCTS CO COM 835495102 60,891 1,164,495 SH DFND 1 1,140,573 0 23,922 SONOS INC COM 83570H108 16,107 1,100,991 SH DFND 1 1,100,991 0 0 SONOS INC COM 83570H108 2 146 SH DFND 1 2 146 0 0 SONY CORP-SPONSORED ADR SPONSORED ADR 835699307 8,434 122,014 SH DFND 1 120,845 0 1,169 SORRENTO THERAPEUTICS INC COM NEW 83587F202 15,305 2,437,121 SH DFND 1 2,436,389 0 732 SOTHERLY HOTELS INC COM 83600C103 182 72,533 SH DFND 1 72,533 0 0 SOUTH JERSEY INDUSTRIES COM 838518108 32,968 1,319,275 SH DFND 1 1,319,275 0 0 SOUTH PLAINS FINANCIAL INC COM 83946P107 1,245 87,484 SH DFND 1 87,484 0 0 SOUTH STATE CORP COM 840441109 49,489 1,038,385 SH DFND 1 1,038,385 0 0 SOUTHERN CO/THE COM 842587107 769,760 14,875,872 SH DFND 1 14,829,505 0 46,367 SOUTHERN CO/THE COM 842587107 2 51 SH DFND 1 2 51 0 0 SOUTHERN COPPER CORP COM 84265V105 11,887 300,419 SH DFND 1 300,419 0 0 SOUTHERN FIRST BANCSHARES COM 842873101 3,127 112,865 SH DFND 1 112,865 0 0 SOUTHERN MISSOURI BANCORP COM 843380106 2,614 107,607 SH DFND 1 107,607 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 2,759 284,745 SH DFND 1 284,745 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 13,638 491,997 SH DFND 1 491,997 0 0 SOUTHWEST AIRLINES CO COM 844741108 294,596 8,631,210 SH DFND 1 8,608,327 0 22,883 SOUTHWEST AIRLINES CO COM 844741108 2 63 SH DFND 1 2 63 0 0 SOUTHWEST GAS HOLDINGS INC COM 844895102 55,254 800,204 SH DFND 1 783,990 0 16,214 SOUTHWESTERN ENERGY CO COM 845467109 20,152 7,871,983 SH DFND 1 7,871,983 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1 451 SH DFND 1 2 451 0 0 SO-YOUNG INTERNATIONAL-ADR SPONSORED ADS 83356Q108 381 28,082 SH DFND 1 28,082 0 0 SP PLUS CORP COM 78469C103 7,053 340,600 SH DFND 1 340,600 0 0 SPAR GROUP INC COM 784933103 109 145,742 SH DFND 1 145,742 0 0 SPARK ENERGY INC-CLASS A CL A COM 846511103 1,538 217,557 SH DFND 1 217,557 0 0 SPARK ENERGY INC-CLASS A CL A COM 846511103 1 252 SH DFND 1 2 252 0 0 SPARTANNASH CO COM 847215100 11,148 524,641 SH DFND 1 524,641 0 0 SPARTANNASH CO COM 847215100 0 3 SH DFND 1 2 3 0 0 SPECTRUM BRANDS HOLDINGS INC COM 84790A105 21,083 459,340 SH DFND 1 459,340 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 5,644 1,670,110 SH DFND 1 1,670,110 0 0 SPERO THERAPEUTICS INC COM 84833T103 2,661 196,700 SH DFND 1 196,700 0 0 SPHERE 3D CORP COM 84841L308 34 12,002 SH DFND 1 12,002 0 0 SPIRE INC COM 84857L101 50,804 773,167 SH DFND 1 758,269 0 14,898 SPIRE INC COM 84857L101 0 7 SH DFND 1 2 7 0 0 SPIRIT AEROSYSTEMS HOLD-CL A COM CL A 848574109 28,865 1,205,279 SH DFND 1 1,204,648 0 631 SPIRIT AEROSYSTEMS HOLD-CL A COM CL A 848574109 0 32 SH DFND 1 2 32 0 0 SPIRIT AIRLINES INC COM 848577102 22,383 1,257,488 SH DFND 1 1,257,488 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SPIRIT OF TEXAS BANCSHARES I COM 84861D103 2,748 223,259 SH DFND 1 223,259 0 0 SPIRIT REALTY CAPITAL INC COM NEW 84860W300 55,368 1,588,324 SH DFND 1 1,537,598 0 50,726 SPLUNK INC COM 848637104 350,459 1,765,241 SH DFND 1 1,759,525 0 5,716 SPOK HOLDINGS INC COM 84863T106 2,584 276,388 SH DFND 1 276,388 0 0 SPORTSMAN'S WAREHOUSE HOLDIN COM 84920Y106 8,769 615,400 SH DFND 1 615,400 0 0 SPOTIFY TECHNOLOGY SA SHS L8681T102 89,597 346,886 SH DFND 1 346,716 0 170 SPOTIFY TECHNOLOGY SA SHS L8681T102 2 8 SH DFND 1 2 8 0 0 SPRING BANK PHARMACEUTICALS COM 849431101 113 77,334 SH DFND 1 77,334 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 9,963 237,224 SH DFND 1 237,224 0 0 SPROTT INC COM NEW 852066208 236 6,588 SH DFND 1 6,588 0 0 SPROTT INC COM NEW 852066208 1 32 SH DFND 1 2 32 0 0 SPROUT SOCIAL INC - CLASS A COM CL A 85209W109 4,140 153,363 SH DFND 1 153,363 0 0 SPROUTS FARMERS MARKET INC COM 85208M102 36,795 1,437,901 SH DFND 1 1,409,533 0 28,368 SPROUTS FARMERS MARKET INC COM 85208M102 1 45 SH DFND 1 2 45 0 0 SPS COMMERCE INC COM 78463M107 42,376 564,116 SH DFND 1 564,116 0 0 SPS COMMERCE INC COM 78463M107 0 3 SH DFND 1 2 3 0 0 SPX CORP COM 784635104 25,744 625,629 SH DFND 1 625,629 0 0 SPX CORP COM 784635104 0 6 SH DFND 1 2 6 0 0 SPX FLOW INC COM 78469X107 22,658 605,183 SH DFND 1 605,183 0 0 SQUARE INC - A CL A 852234103 317,040 3,024,621 SH DFND 1 3,024,005 0 616 SQUARE INC - A CL A 852234103 0 3 SH DFND 1 2 3 0 0 SRAX INC CL A 78472M106 208 82,267 SH DFND 1 82,267 0 0 SS&C TECHNOLOGIES HOLDINGS COM 78467J100 146,059 2,588,234 SH DFND 1 2,587,262 0 972 SS&C TECHNOLOGIES HOLDINGS COM 78467J100 2 38 SH DFND 1 2 38 0 0 SSR MINING INC COM 784730103 2,477 116,263 SH DFND 1 116,263 0 0 SSR MINING INC COM 784730103 3 169 SH DFND 1 2 169 0 0 ST JOE CO/THE COM 790148100 8,986 462,723 SH DFND 1 462,723 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 33,600 545,988 SH DFND 1 545,625 0 363 STAAR SURGICAL CO COM PAR $0.01 852312305 2 35 SH DFND 1 2 35 0 0 STAFFING 360 SOLUTIONS INC COM 852387307 25 32,301 SH DFND 1 32,301 0 0 STAG INDUSTRIAL INC COM 85254J102 79,595 2,714,721 SH DFND 1 2,714,721 0 0 STAMPS.COM INC COM NEW 852857200 46,116 251,057 SH DFND 1 251,029 0 28 STAMPS.COM INC COM NEW 852857200 0 3 SH DFND 1 2 3 0 0 STANDARD AVB FINANCIAL CORP COM 85303B100 718 30,985 SH DFND 1 30,985 0 0 STANDARD MOTOR PRODS COM 853666105 12,076 293,112 SH DFND 1 293,112 0 0 STANDEX INTERNATIONAL CORP COM 854231107 10,257 178,239 SH DFND 1 178,239 0 0 STANDEX INTERNATIONAL CORP COM 854231107 0 4 SH DFND 1 2 4 0 0 STANLEY BLACK & DECKER INC COM 854502101 343,588 2,469,719 SH DFND 1 2,462,845 0 6,874 STANLEY BLACK & DECKER INC COM 854502101 0 3 SH DFND 1 2 3 0 0 STANTEC INC COM 85472N109 885 28,679 SH DFND 1 28,679 0 0 STAR 3.125 09/15/22 NOTE 3.125% 9/1 45031UCB5 1,607 1,500,000 PRN DFND 1 1,500,000 0 0 STAR BULK CARRIERS CORP SHS PAR Y8162K204 524 79,526 SH DFND 1 79,526 0 0 STARBUCKS CORP COM 855244109 1,329,420 18,093,181 SH DFND 1 18,000,682 0 92,499 STARBUCKS CORP COM 855244109 0 6 SH DFND 1 2 6 0 0 STARRETT (L.S.) CO -CL A CL A 855668109 86 25,372 SH DFND 1 25,372 0 0 STARTEK INC COM 85569C107 955 188,003 SH DFND 1 188,003 0 0 STARWOOD PROPERTY TRUST INC COM 85571B105 62,543 4,150,457 SH DFND 1 4,150,457 0 0 STATE AUTO FINANCIAL CORP COM 855707105 5,158 289,006 SH DFND 1 289,006 0 0 STATE STREET CORP COM 857477103 384,986 6,067,494 SH DFND 1 6,051,398 0 16,096 STATE STREET CORP COM 857477103 2 36 SH DFND 1 2 36 0 0 STEALTHGAS INC SHS Y81669106 147 53,199 SH DFND 1 53,199 0 0 STEEL CONNECT INC COM 858098106 114 190,209 SH DFND 1 190,209 0 0 STEEL DYNAMICS INC COM 858119100 80,850 3,099,103 SH DFND 1 3,047,537 0 51,566 STEEL DYNAMICS INC COM 858119100 3 123 SH DFND 1 2 123 0 0 STEELCASE INC-CL A CL A 858155203 14,914 1,236,708 SH DFND 1 1,236,708 0 0 STEELCASE INC-CL A CL A 858155203 0 37 SH DFND 1 2 37 0 0 STEIN MART INC COM 858375108 67 160,928 SH DFND 1 160,928 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document STEPAN CO COM 858586100 33,288 342,830 SH DFND 1 342,830 0 0 STEPAN CO COM 858586100 2 29 SH DFND 1 2 29 0 0 STEREOTAXIS INC COM NEW 85916J409 2,319 520,173 SH DFND 1 520,173 0 0 STERICYCLE INC COM 858912108 62,226 1,111,584 SH DFND 1 1,089,785 0 21,799 STERIS PLC SHS USD G8473T100 206,613 1,349,017 SH DFND 1 1,345,386 0 3,631 STERIS PLC SHS USD G8473T100 0 4 SH DFND 1 2 4 0 0 STERLING BANCORP INC/MI COM 85917W102 863 241,090 SH DFND 1 241,090 0 0 STERLING BANCORP/DE COM 85917A100 25,571 2,181,848 SH DFND 1 2,135,177 0 46,671 STERLING BANCORP/DE COM 85917A100 0 69 SH DFND 1 2 69 0 0 STERLING CONSTRUCTION CO COM 859241101 4,320 412,665 SH DFND 1 411,859 0 806 STEVEN MADDEN LTD COM 556269108 31,535 1,277,244 SH DFND 1 1,277,244 0 0 STEVEN MADDEN LTD COM 556269108 0 16 SH DFND 1 2 16 0 0 STEWART INFORMATION SERVICES COM 860372101 10,843 333,534 SH DFND 1 333,534 0 0 STIFEL FINANCIAL CORP COM 860630102 48,119 1,014,533 SH DFND 1 998,180 0 16,353 STIFEL FINANCIAL CORP COM 860630102 0 6 SH DFND 1 2 6 0 0 STITCH FIX INC-CLASS A COM CL A 860897107 14,653 587,532 SH DFND 1 587,532 0 0 STMICROELECTRONICS NV-NY SHS NY REGISTRY 861012102 758 27,657 SH DFND 1 26,496 0 1,161 STOCK YARDS BANCORP INC COM 861025104 13,333 331,689 SH DFND 1 331,689 0 0 STOCK YARDS BANCORP INC COM 861025104 1 42 SH DFND 1 2 42 0 0 STOKE THERAPEUTICS INC COM 86150R107 3,811 159,944 SH DFND 1 159,944 0 0 STONECO LTD-A COM CL A G85158106 24,449 630,786 SH DFND 1 630,573 0 213 STONERIDGE INC COM 86183P102 7,912 382,996 SH DFND 1 382,996 0 0 STORE CAPITAL CORP COM 862121100 86,254 3,622,600 SH DFND 1 3,512,197 0 110,403 STRATA SKIN SCIENCES INC COM NEW 86272A206 46 40,596 SH DFND 1 40,596 0 0 STRATASYS LTD SHS M85548101 776 48,941 SH DFND 1 48,941 0 0 STRATEGIC EDUCATION INC COM 86272C103 51,480 335,050 SH DFND 1 329,690 0 5,360 STRATTEC SECURITY CORP COM 863111100 388 24,344 SH DFND 1 24,344 0 0 STRATUS PROPERTIES INC COM NEW 863167201 1,488 75,143 SH DFND 1 75,143 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 106 79,728 SH DFND 1 79,728 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 2,028 536,700 SH DFND 1 536,700 0 0 STRYKER CORP COM 863667101 848,378 4,717,637 SH DFND 1 4,703,488 0 14,149 STRYKER CORP COM 863667101 0 3 SH DFND 1 2 3 0 0 STURM RUGER & CO INC COM 864159108 18,848 248,004 SH DFND 1 248,004 0 0 SUMITOMO MITSUI-SPONS ADR SPONSORED ADR 86562M209 443 78,996 SH DFND 1 67,286 0 11,710 SUMMIT FINANCIAL GROUP INC COM 86606G101 2,215 134,447 SH DFND 1 134,447 0 0 SUMMIT HOTEL PROPERTIES INC COM 866082100 11,401 1,922,639 SH DFND 1 1,896,518 0 26,121 SUMMIT MATERIALS INC -CL A CL A 86614U100 26,384 1,640,849 SH DFND 1 1,640,665 0 184 SUMMIT THERAPEUTICS-SPON ADR SPONS ADS 86627R102 57 19,411 SH DFND 1 19,411 0 0 SUN COMMUNITIES INC COM 866674104 192,956 1,423,014 SH DFND 1 1,398,284 0 24,730 SUN LIFE FINANCIAL INC COM 866796105 38,065 1,025,674 SH DFND 1 1,025,007 0 667 SUN LIFE FINANCIAL INC COM 866796105 0 23 SH DFND 1 2 23 0 0 SUNCOKE ENERGY INC COM 86722A103 3,680 1,243,249 SH DFND 1 1,240,661 0 2,588 SUNCOKE ENERGY INC COM 86722A103 0 237 SH DFND 1 2 237 0 0 SUNCOR ENERGY INC COM 867224107 46,742 2,730,768 SH DFND 1 2,730,768 0 0 SUNCOR ENERGY INC COM 867224107 0 1 SH DFND 1 2 1 0 0 SUNESIS PHARMACEUTICALS INC COM 867328700 167 636,784 SH DFND 1 636,784 0 0 SUNLINK HEALTH SYSTEMS INC COM 86737U102 9 10,217 SH DFND 1 10,217 0 0 SUNNOVA ENERGY INTERNATIONAL COM 86745K104 5,414 317,218 SH DFND 1 317,083 0 135 SUNOPTA INC COM 8676EP108 248 52,907 SH DFND 1 52,907 0 0 SUNPOWER CORP COM 867652406 9,777 1,276,382 SH DFND 1 1,276,382 0 0 SUNRUN INC COM 86771W105 28,603 1,450,478 SH DFND 1 1,450,119 0 359 SUNSTONE HOTEL INVESTORS INC COM 867892101 32,671 4,008,790 SH DFND 1 3,954,378 0 54,412 SUPER LEAGUE GAMING INC COM 86804F202 39 16,498 SH DFND 1 16,498 0 0 SUPER MICRO COMPUTER INC COM 86800U104 18,477 650,842 SH DFND 1 650,842 0 0 SUPERIOR DRILLING PRODUCTS I COM 868153107 64 87,066 SH DFND 1 87,066 0 0 SUPERIOR GROUP OF COS INC COM 868358102 1,827 136,359 SH DFND 1 136,359 0 0 SUPERIOR INDUSTRIES INTL COM 868168105 325 191,491 SH DFND 1 191,491 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SUPERNUS PHARMACEUTICALS INC COM 868459108 18,356 772,907 SH DFND 1 772,907 0 0 SUPPORT.COM INC COM NEW 86858W200 157 111,827 SH DFND 1 111,827 0 0 SURFACE ONCOLOGY INC COM 86877M209 541 82,566 SH DFND 1 82,566 0 0 SURFACE ONCOLOGY INC COM 86877M209 0 50 SH DFND 1 2 50 0 0 SURGERY PARTNERS INC COM 86881A100 3,876 335,021 SH DFND 1 335,021 0 0 SURMODICS INC COM 868873100 11,059 255,772 SH DFND 1 255,772 0 0 SURMODICS INC COM 868873100 6 144 SH DFND 1 2 144 0 0 SUTRO BIOPHARMA INC COM 869367102 2,035 262,322 SH DFND 1 262,322 0 0 SUZANO SA - SPON ADR SPON ADS 86959K105 69 10,240 SH DFND 1 8,369 0 1,871 SVB FINANCIAL GROUP COM 78486Q101 186,658 867,254 SH DFND 1 864,902 0 2,352 SVMK INC COM 78489X103 37,509 1,593,424 SH DFND 1 1,593,424 0 0 SVMK INC COM 78489X103 1 67 SH DFND 1 2 67 0 0 SWITCH INC - A CL A 87105L104 15,047 844,421 SH DFND 1 844,421 0 0 SWITCH INC - A CL A 87105L104 0 12 SH DFND 1 2 12 0 0 SWK HOLDINGS CORP COM NEW 78501P203 287 23,977 SH DFND 1 23,977 0 0 SYKES ENTERPRISES INC COM 871237103 18,047 652,461 SH DFND 1 652,461 0 0 SYKES ENTERPRISES INC COM 871237103 0 15 SH DFND 1 2 15 0 0 SYNACOR INC COM 871561106 189 167,748 SH DFND 1 167,748 0 0 SYNALLOY CORP COM 871565107 457 61,098 SH DFND 1 61,098 0 0 SYNAPTICS INC COM 87157D109 33,948 564,677 SH DFND 1 556,558 0 8,119 SYNAPTICS INC COM 87157D109 1 26 SH DFND 1 2 26 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 2,060 583,585 SH DFND 1 583,585 0 0 SYNCHRONY FINANCIAL COM 87165B103 216,540 9,787,170 SH DFND 1 9,764,245 0 22,925 SYNCHRONY FINANCIAL COM 87165B103 3 153 SH DFND 1 2 153 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 6,145 414,690 SH DFND 1 414,690 0 0 SYNEOS HEALTH INC CL A 87166B102 46,937 805,788 SH DFND 1 790,822 0 14,966 SYNLOGIC INC COM 87166L100 394 194,560 SH DFND 1 194,560 0 0 SYNNEX CORP COM 87162W100 66,335 553,861 SH DFND 1 544,030 0 9,831 SYNNEX CORP COM 87162W100 3 31 SH DFND 1 2 31 0 0 SYNOPSYS INC COM 871607107 514,487 2,642,889 SH DFND 1 2,631,263 0 11,626 SYNOPSYS INC COM 871607107 1 10 SH DFND 1 2 10 0 0 SYNOVUS FINANCIAL CORP COM NEW 87161C501 35,759 1,741,804 SH DFND 1 1,706,638 0 35,166 SYNTHETIC BIOLOGICS INC COM NEW 87164U201 9 17,633 SH DFND 1 17,633 0 0 SYPRIS SOLUTIONS INC COM 871655106 37 50,846 SH DFND 1 50,846 0 0 SYROS PHARMACEUTICALS INC COM 87184Q107 6,010 563,801 SH DFND 1 563,801 0 0 SYSCO CORP COM 871829107 380,411 6,974,323 SH DFND 1 6,952,103 0 22,220 SYSTEMAX INC COM 871851101 5,030 244,897 SH DFND 1 244,897 0 0 SYSTEMAX INC COM 871851101 1 66 SH DFND 1 2 66 0 0 T ROWE PRICE GROUP INC COM 74144T108 536,006 4,346,402 SH DFND 1 4,336,472 0 9,930 T ROWE PRICE GROUP INC COM 74144T108 1 12 SH DFND 1 2 12 0 0 T2 BIOSYSTEMS INC COM 89853L104 899 708,562 SH DFND 1 708,562 0 0 TABULA RASA HEALTHCARE INC COM 873379101 16,673 304,652 SH DFND 1 304,652 0 0 TACTILE SYSTEMS TECHNOLOGY I COM 87357P100 11,759 283,841 SH DFND 1 283,841 0 0 TAILORED BRANDS INC COM 87403A107 371 396,328 SH DFND 1 396,328 0 0 TAIWAN SEMICONDUCTOR-SP ADR SPONSORED ADS 874039100 11,782 206,624 SH DFND 1 202,526 0 4,098 TAIWAN SEMICONDUCTOR-SP ADR SPONSORED ADS 874039100 5 96 SH DFND 1 2 96 0 0 TAKEDA PHARMACEUTIC-SP ADR SPONSORED ADS 874060205 873 48,742 SH DFND 1 45,975 0 2,767 TAKE-TWO INTERACTIVE SOFTWRE COM 874054109 261,492 1,876,969 SH DFND 1 1,867,948 0 9,021 TAKE-TWO INTERACTIVE SOFTWRE COM 874054109 0 3 SH DFND 1 2 3 0 0 TAL EDUCATION GROUP- ADR SPONSORED ADS 874080104 88,608 1,302,450 SH DFND 1 1,301,840 0 610 TAL EDUCATION GROUP- ADR SPONSORED ADS 874080104 2 31 SH DFND 1 2 31 0 0 TALEND SA - ADR ADS 874224207 898 25,919 SH DFND 1 25,919 0 0 TALOS ENERGY INC COM 87484T108 2,211 240,381 SH DFND 1 240,381 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 68,667 694,171 SH DFND 1 694,106 0 65 TANDY LEATHER FACTORY INC COM 87538X105 37 11,358 SH DFND 1 11,358 0 0 TANGER FACTORY OUTLET CENTER COM 875465106 12,036 1,688,119 SH DFND 1 1,688,119 0 0 TANTECH HOLDINGS LTD COM G8675X107 38 31,503 SH DFND 1 31,503 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TAOPING INC COM G8675V101 10 22,429 SH DFND 1 22,429 0 0 TAPESTRY INC COM 876030107 62,841 4,737,549 SH DFND 1 4,725,984 0 11,565 TAPESTRY INC COM 876030107 1 112 SH DFND 1 2 112 0 0 TARENA INTERNATIONAL INC-ADR SPONSORED ADS 876108101 38 24,820 SH DFND 1 24,820 0 0 TARGA RESOURCES CORP COM 87612G101 59,403 2,959,833 SH DFND 1 2,947,633 0 12,200 TARGET CORP COM 87612E106 898,767 7,508,912 SH DFND 1 7,486,994 0 21,918 TARGET CORP COM 87612E106 2 19 SH DFND 1 2 19 0 0 TARGET HOSPITALITY CORP COM 87615L107 899 532,081 SH DFND 1 532,081 0 0 TARGET HOSPITALITY CORP-CW25 *W EXP 03/15/202 87615L115 30 303,967 SH DFND 1 2 303,967 0 0 TATA MOTORS LTD-SPON ADR SPONSORED ADR 876568502 620 94,429 SH DFND 1 93,736 0 693 TAUBMAN CENTERS INC COM 876664103 35,322 935,457 SH DFND 1 920,754 0 14,703 TAYLOR MORRISON HOME CORP COM 87724P106 37,193 1,928,104 SH DFND 1 1,897,004 0 31,100 TC ENERGY CORP COM 87807B107 73,773 1,704,198 SH DFND 1 1,648,728 0 55,470 TC ENERGY CORP COM 87807B107 1 33 SH DFND 1 2 33 0 0 TCF FINANCIAL CORP COM 872307103 54,410 1,849,449 SH DFND 1 1,813,185 0 36,264 TCR2 THERAPEUTICS INC COM 87808K106 3,755 244,508 SH DFND 1 244,508 0 0 TD AMERITRADE HOLDING CORP COM 87236Y108 134,865 3,709,840 SH DFND 1 3,708,677 0 1,163 TD AMERITRADE HOLDING CORP COM 87236Y108 13 375 SH DFND 1 2 375 0 0 TD HOLDINGS INC COM 87250W103 31 16,515 SH DFND 1 16,515 0 0 TE CONNECTIVITY LTD REG SHS H84989104 355,996 4,373,465 SH DFND 1 4,359,435 0 14,030 TE CONNECTIVITY LTD REG SHS H84989104 1 22 SH DFND 1 2 22 0 0 TEAM INC COM 878155100 2,416 433,830 SH DFND 1 433,405 0 425 TECHNIPFMC PLC COM G87110105 40,303 5,900,648 SH DFND 1 5,882,441 0 18,207 TECHNIPFMC PLC COM G87110105 5 836 SH DFND 1 2 836 0 0 TECHTARGET COM 87874R100 11,489 382,596 SH DFND 1 382,596 0 0 TECK RESOURCES LTD-CLS B CL B 878742204 9,196 862,436 SH DFND 1 862,436 0 0 TECNOGLASS INC SHS G87264100 907 166,463 SH DFND 1 166,463 0 0 TEEKAY CORP COM Y8564W103 50 21,121 SH DFND 1 21,121 0 0 TEEKAY TANKERS LTD-CLASS A CL A Y8565N300 581 45,382 SH DFND 1 45,382 0 0 TEGNA INC COM 87901J105 37,124 3,332,563 SH DFND 1 3,279,374 0 53,189 TEJON RANCH CO COM 879080109 4,048 281,116 SH DFND 1 281,116 0 0 TELA BIO INC COM 872381108 841 64,967 SH DFND 1 64,967 0 0 TELADOC HEALTH INC COM 87918A105 150,973 791,470 SH DFND 1 791,364 0 106 TELADOC HEALTH INC COM 87918A105 2 14 SH DFND 1 2 14 0 0 TELECOM ARGENTINA SA-SP ADR SPON ADR REP B 879273209 2,017 226,965 SH DFND 1 226,965 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 183,577 591,390 SH DFND 1 589,658 0 1,732 TELEDYNE TECHNOLOGIES INC COM 879360105 11 38 SH DFND 1 2 38 0 0 TELEFLEX INC COM 879369106 264,710 728,651 SH DFND 1 726,637 0 2,014 TELEFONICA SA-SPON ADR SPONSORED ADR 879382208 360 74,849 SH DFND 1 72,793 0 2,056 TELENAV INC COM 879455103 3,138 571,763 SH DFND 1 571,763 0 0 TELENAV INC COM 879455103 2 474 SH DFND 1 2 474 0 0 TELEPHONE AND DATA SYSTEMS COM NEW 879433829 22,179 1,115,682 SH DFND 1 1,092,337 0 23,345 TELEPHONE AND DATA SYSTEMS COM NEW 879433829 0 30 SH DFND 1 2 30 0 0 TELIGENT INC COM NEW 87960W203 81 33,524 SH DFND 1 33,524 0 0 TELLURIAN INC COM 87968A104 2,245 1,953,038 SH DFND 1 1,953,038 0 0 TELUS CORP COM 87971M103 13,550 811,696 SH DFND 1 808,660 0 3,036 TEMPUR SEALY INTERNATIONAL I COM 88023U101 37,321 518,711 SH DFND 1 508,380 0 10,331 TENABLE HOLDINGS INC COM 88025T102 24,102 808,534 SH DFND 1 808,534 0 0 TENABLE HOLDINGS INC COM 88025T102 1 37 SH DFND 1 2 37 0 0 TENARIS SA-ADR SPONSORED ADS 88031M109 238 18,408 SH DFND 1 18,408 0 0 TENARIS SA-ADR SPONSORED ADS 88031M109 2 158 SH DFND 1 2 158 0 0 TENAX THERAPEUTICS INC COM NEW 88032L209 29 32,999 SH DFND 1 32,999 0 0 TENCENT MUSIC ENTERTAINM-ADR SPON ADS 88034P109 13,015 973,227 SH DFND 1 973,227 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 29,556 1,632,072 SH DFND 1 1,607,090 0 24,982 TENET HEALTHCARE CORP COM NEW 88033G407 0 23 SH DFND 1 2 23 0 0 TENGASCO INC COM PAR 88033R502 41 74,276 SH DFND 1 74,276 0 0 TENNANT CO COM 880345103 17,004 261,573 SH DFND 1 261,573 0 0

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TENNECO INC-CLASS A CL A VTG COM STK 880349105 6,018 796,166 SH DFND 1 795,614 0 552 TERADATA CORP COM 88076W103 24,730 1,188,981 SH DFND 1 1,163,093 0 25,888 TERADYNE INC COM 880770102 177,743 2,104,765 SH DFND 1 2,065,223 0 39,542 TERADYNE INC COM 880770102 4 48 SH DFND 1 2 48 0 0 TEREX CORP COM 880779103 17,922 954,859 SH DFND 1 939,698 0 15,161 TERRAFORM POWER INC - A COM CL A 88104R209 25,137 1,363,211 SH DFND 1 1,361,488 0 1,723 TERRENO REALTY CORP COM 88146M101 65,137 1,237,419 SH DFND 1 1,237,297 0 122 TERRITORIAL BANCORP INC COM 88145X108 2,289 96,229 SH DFND 1 96,229 0 0 TESLA INC COM 88160R101 1,533,576 1,421,631 SH DFND 1 1,414,982 0 6,649 TESSCO TECHNOLOGIES INC COM 872386107 309 56,223 SH DFND 1 56,223 0 0 TETRA TECH INC COM 88162G103 65,903 832,954 SH DFND 1 820,058 0 12,896 TETRA TECHNOLOGIES INC COM 88162F105 481 900,912 SH DFND 1 900,912 0 0 TETRAPHASE PHARMACEUTICALS I COM NEW 88165N204 161 64,092 SH DFND 1 64,092 0 0 TEVA 0.25 02/01/26 C DBCV 0.250% 2/0 88163VAE9 391 400,000 PRN DFND 1 400,000 0 0 TEVA PHARMACEUTICAL-SP ADR SPONSORED ADS 881624209 53,160 4,321,779 SH DFND 1 4,320,834 0 945 TEVA PHARMACEUTICAL-SP ADR SPONSORED ADS 881624209 5 480 SH DFND 1 2 480 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 24,138 781,955 SH DFND 1 769,647 0 12,308 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 0 31 SH DFND 1 2 31 0 0 TEXAS INSTRUMENTS INC COM 882508104 1,963,279 15,486,200 SH DFND 1 15,413,864 0 72,336 TEXAS INSTRUMENTS INC COM 882508104 0 3 SH DFND 1 2 3 0 0 TEXAS ROADHOUSE INC COM 882681109 54,397 1,034,762 SH DFND 1 1,019,224 0 15,538 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 2,946 360,224 SH DFND 1 359,621 0 603 TEXTRON INC COM 883203101 128,527 3,912,103 SH DFND 1 3,902,351 0 9,752 TFI INTERNATIONAL INC COM 87241L109 791 22,301 SH DFND 1 22,301 0 0 TFI INTERNATIONAL INC COM 87241L109 0 17 SH DFND 1 2 17 0 0 TFS FINANCIAL CORP COM 87240R107 11,988 837,764 SH DFND 1 837,764 0 0 TG THERAPEUTICS INC COM 88322Q108 29,230 1,500,547 SH DFND 1 1,500,547 0 0 THE BANK OF PRINCETON COM 064520109 1,452 72,356 SH DFND 1 72,356 0 0 THE9 LTD-ADR SPON ADS 88337K203 19 23,845 SH DFND 1 23,845 0 0 THERAPEUTICSMD INC COM 88338N107 4,462 3,569,775 SH DFND 1 3,569,775 0 0 THERATECHNOLOGIES INC COM 88338H100 47 23,588 SH DFND 1 23,588 0 0 THERAVANCE BIOPHARMA INC COM G8807B106 15,141 721,354 SH DFND 1 721,354 0 0 THERAVANCE BIOPHARMA INC COM G8807B106 1 79 SH DFND 1 2 79 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2,001,649 5,535,682 SH DFND 1 5,518,189 0 17,493 THERMO FISHER SCIENTIFIC INC COM 883556102 1 3 SH DFND 1 2 3 0 0 THERMOGENESIS HOLDINGS INC COM 88362L100 124 22,412 SH DFND 1 22,412 0 0 THERMON GROUP HOLDINGS INC COM 88362T103 6,874 471,795 SH DFND 1 471,795 0 0 THERMON GROUP HOLDINGS INC COM 88362T103 1 84 SH DFND 1 2 84 0 0 THIRD POINT REINSURANCE LTD COM G8827U100 8,847 1,178,120 SH DFND 1 1,177,104 0 1,016 THOMSON REUTERS CORP COM NEW 884903709 21,673 319,996 SH DFND 1 319,996 0 0 THOMSON REUTERS CORP COM NEW 884903709 1 20 SH DFND 1 2 20 0 0 THOR INDUSTRIES INC COM 885160101 67,136 630,216 SH DFND 1 617,046 0 13,170 TIDEWATER INC COM 88642R109 3,156 564,636 SH DFND 1 564,636 0 0 TIFFANY & CO COM 886547108 219,644 1,804,520 SH DFND 1 1,799,816 0 4,704 TIFFANY & CO COM 886547108 9 75 SH DFND 1 2 75 0 0 TILLY'S INC-CLASS A SHRS CL A 886885102 1,907 336,338 SH DFND 1 336,338 0 0 TILRAY INC-CLASS 2 COMMON COM CL 2 88688T100 645 90,770 SH DFND 1 90,770 0 0 TIMBERLAND BANCORP INC COM 887098101 1,868 102,618 SH DFND 1 102,618 0 0 TIMBERLAND BANCORP INC COM 887098101 0 11 SH DFND 1 2 11 0 0 TIMKEN CO COM 887389104 37,198 817,736 SH DFND 1 801,605 0 16,131 TIMKENSTEEL CORP COM 887399103 2,367 608,514 SH DFND 1 606,350 0 2,164 TIPTREE INC COM 88822Q103 2,322 360,015 SH DFND 1 360,015 0 0 TISI 5 08/01/23 NOTE 5.000% 8/0 878155AE0 489 700,000 PRN DFND 1 700,000 0 0 TITAN INTERNATIONAL INC COM 88830M102 580 397,814 SH DFND 1 397,814 0 0 TITAN MACHINERY INC COM 88830R101 3,049 280,801 SH DFND 1 280,217 0 584 TITAN PHARMACEUTICALS INC COM 888314507 158 516,163 SH DFND 1 516,163 0 0 TIVITY HEALTH INC COM 88870R102 7,403 653,424 SH DFND 1 653,412 0 12

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TJX COMPANIES INC COM 872540109 886,583 17,569,878 SH DFND 1 17,517,858 0 52,020 T-MOBILE US INC COM 872590104 963,617 9,268,689 SH DFND 1 9,201,709 0 66,980 T-MOBILE US INC - RIGHTS RIGHT 07/27/2020 872590112 60 357,173 SH DFND 1 354,204 0 2,969 TOLL BROTHERS INC COM 889478103 45,409 1,393,343 SH DFND 1 1,365,762 0 27,581 TOLL BROTHERS INC COM 889478103 0 12 SH DFND 1 2 12 0 0 TOMPKINS FINANCIAL CORP COM 890110109 12,768 197,138 SH DFND 1 197,138 0 0 TONIX PHARMACEUTICALS HOLDIN COM 890260706 65 106,619 SH DFND 1 106,619 0 0 TOOTSIE ROLL INDS COM 890516107 8,977 261,953 SH DFND 1 257,857 0 4,096 TOPBUILD CORP COM 89055F103 54,546 479,444 SH DFND 1 471,456 0 7,988 TOPBUILD CORP COM 89055F103 1 16 SH DFND 1 2 16 0 0 TORCHLIGHT ENERGY RESOURCES COM 89102U103 145 400,933 SH DFND 1 400,933 0 0 TORM PLC SHS CL A G89479102 244 36,638 SH DFND 1 36,638 0 0 TORO CO COM 891092108 86,719 1,306,641 SH DFND 1 1,281,076 0 25,565 TORO CO COM 891092108 4 68 SH DFND 1 2 68 0 0 TORONTO-DOMINION BANK COM NEW 891160509 142,340 3,160,223 SH DFND 1 3,159,268 0 955 TOTAL SE-SPON ADR SPONSORED ADS 89151E109 1,624 42,240 SH DFND 1 42,240 0 0 TOUGHBUILT INDUSTRIES INC COM NEW 89157G504 32 41,831 SH DFND 1 41,831 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1,640 85,927 SH DFND 1 85,927 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 0 26 SH DFND 1 2 26 0 0 TOWN SPORTS INTERNATIONAL COM 89214A102 100 185,697 SH DFND 1 185,697 0 0 TOWNE BANK COM 89214P109 19,058 1,011,579 SH DFND 1 1,011,579 0 0 TOWNSQUARE MEDIA INC - CL A CL A 892231101 216 48,533 SH DFND 1 48,533 0 0 TOYOTA MOTOR CORP -SPON ADR SP ADR REP2COM 892331307 3,184 25,346 SH DFND 1 24,141 0 1,205 TPG RE FINANCE TRUST INC COM 87266M107 7,108 826,621 SH DFND 1 826,621 0 0 TPI COMPOSITES INC COM 87266J104 10,858 464,643 SH DFND 1 464,643 0 0 TRACTOR SUPPLY COMPANY COM 892356106 251,061 1,908,480 SH DFND 1 1,903,491 0 4,989 TRACTOR SUPPLY COMPANY COM 892356106 1 9 SH DFND 1 2 9 0 0 TRADE DESK INC/THE -CLASS A COM CL A 88339J105 181,770 447,546 SH DFND 1 447,424 0 122 TRADEWEB MARKETS INC-CLASS A CL A 892672106 50,647 871,910 SH DFND 1 871,841 0 69 TRANE TECHNOLOGIES PLC SHS G8994E103 341,116 3,840,679 SH DFND 1 3,830,411 0 10,268 TRANE TECHNOLOGIES PLC SHS G8994E103 2 24 SH DFND 1 2 24 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 187 41,027 SH DFND 1 41,027 0 0 TRANSALTA CORP COM 89346D107 301 50,806 SH DFND 1 50,806 0 0 TRANSALTA CORP COM 89346D107 0 2 SH DFND 1 2 2 0 0 TRANSATLANTIC PETROLEUM LTD SHS NEW G89982113 26 97,946 SH DFND 1 97,946 0 0 TRANSCAT INC COM 893529107 2,852 110,311 SH DFND 1 110,311 0 0 TRANSCONTINENTAL REALTY INV COM NEW 893617209 895 29,820 SH DFND 1 29,820 0 0 TRANSDIGM GROUP INC COM 893641100 352,224 798,303 SH DFND 1 796,166 0 2,137 TRANSENTERIX INC COM 89366M300 72 134,914 SH DFND 1 134,554 0 360 TRANSGLOBE ENERGY CORP COM 893662106 46 84,684 SH DFND 1 84,684 0 0 TRANSLATE BIO INC COM 89374L104 14,689 819,710 SH DFND 1 819,710 0 0 TRANSMEDICS GROUP INC COM 89377M109 3,365 187,798 SH DFND 1 187,798 0 0 TRANSOCEAN LTD REG SHS H8817H100 15,448 8,442,008 SH DFND 1 8,304,718 0 137,290 TRANSPORTADOR GAS SUR-SP B SPONSORED ADS B 893870204 112 20,041 SH DFND 1 20,041 0 0 TRANSUNION COM 89400J107 168,711 1,940,072 SH DFND 1 1,939,846 0 226 TRANSUNION COM 89400J107 4 51 SH DFND 1 2 51 0 0 TRAVELCENTERS OF AMERICA INC COM NEW 89421B109 986 64,076 SH DFND 1 64,076 0 0 TRAVELERS COS INC/THE COM 89417E109 408,624 3,590,414 SH DFND 1 3,578,800 0 11,614 TRAVELERS COS INC/THE COM 89417E109 1 13 SH DFND 1 2 13 0 0 TRAVELZOO COM NEW 89421Q205 294 52,204 SH DFND 1 52,204 0 0 TRECORA RESOURCES COM 894648104 1,840 293,549 SH DFND 1 293,549 0 0 TREDEGAR CORP COM 894650100 5,710 370,820 SH DFND 1 370,820 0 0 TREDEGAR CORP COM 894650100 2 149 SH DFND 1 2 149 0 0 TREEHOUSE FOODS INC COM 89469A104 28,065 640,774 SH DFND 1 627,038 0 13,736 TREEHOUSE FOODS INC COM 89469A104 0 2 SH DFND 1 2 2 0 0 TREMONT MORTGAGE TRUST COM 894789106 144 46,173 SH DFND 1 46,173 0 0 TREVENA INC COM 89532E109 1,034 689,507 SH DFND 1 689,507 0 0

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document VERINT SYSTEMS INC COM 92343X100 0 4 SH DFND 1 2 4 0 0 VERISIGN INC COM 92343E102 399,147 1,932,355 SH DFND 1 1,923,954 0 8,401 VERISIGN INC COM 92343E102 0 2 SH DFND 1 2 2 0 0 VERISK ANALYTICS INC COM 92345Y106 472,885 2,780,996 SH DFND 1 2,768,493 0 12,503 VERISK ANALYTICS INC COM 92345Y106 2 15 SH DFND 1 2 15 0 0 VERITEX HOLDINGS INC COM 923451108 13,222 747,008 SH DFND 1 747,008 0 0 VERITIV CORP COM 923454102 3,212 189,406 SH DFND 1 189,406 0 0 VERITIV CORP COM 923454102 0 48 SH DFND 1 2 48 0 0 VERITONE INC COM 92347M100 4,389 295,369 SH DFND 1 295,369 0 0 VERITONE INC COM 92347M100 0 15 SH DFND 1 2 15 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3,492,428 63,460,529 SH DFND 1 63,275,519 0 185,010 VERIZON COMMUNICATIONS INC COM 92343V104 2 50 SH DFND 1 2 50 0 0 VERMILION ENERGY INC COM 923725105 243 54,172 SH DFND 1 54,172 0 0 VERRA MOBILITY CORP COM 92511U102 20,636 2,007,460 SH DFND 1 2,007,460 0 0 VERRICA PHARMACEUTICALS INC COM 92511W108 2,174 197,519 SH DFND 1 197,519 0 0 VERSO CORP - A CL A 92531L207 5,950 497,566 SH DFND 1 497,222 0 344 VERTEX ENERGY INC COM 92534K107 92 129,796 SH DFND 1 129,796 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1,112,666 3,840,282 SH DFND 1 3,819,991 0 20,291 VERTEX PHARMACEUTICALS INC COM 92532F100 10 35 SH DFND 1 2 35 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 8,465 624,318 SH DFND 1 624,048 0 270 VERU INC COM 92536C103 2,380 712,652 SH DFND 1 712,652 0 0 VERU INC COM 92536C103 1 351 SH DFND 1 2 351 0 0 VF CORP COM 918204108 310,366 5,102,622 SH DFND 1 5,089,011 0 13,611 VIACOMCBS INC - CLASS A CL A 92556H107 2,860 111,741 SH DFND 1 111,741 0 0 VIACOMCBS INC - CLASS B CL B 92556H206 219,680 9,431,561 SH DFND 1 9,408,149 0 23,412 VIACOMCBS INC - CLASS B CL B 92556H206 0 10 SH DFND 1 2 10 0 0 VIAD CORP COM NEW 92552R406 5,594 294,138 SH DFND 1 294,138 0 0 VIASAT INC COM 92552V100 27,978 729,171 SH DFND 1 715,230 0 13,941 VIAVI SOLUTIONS INC COM 925550105 43,695 3,429,777 SH DFND 1 3,429,777 0 0 VICI PROPERTIES INC COM 925652109 109,063 5,406,753 SH DFND 1 5,287,313 0 119,440 VICOR CORP COM 925815102 20,379 283,245 SH DFND 1 283,245 0 0 VICOR CORP COM 925815102 3 53 SH DFND 1 2 53 0 0 VICTORY CAPITAL HOLDING - A COM CL A 92645B103 2,208 128,496 SH DFND 1 128,496 0 0 VIELA BIO INC COM 926613100 10,981 253,487 SH DFND 1 253,487 0 0 VIEMED HEALTHCARE INC COM 92663R105 2,253 235,184 SH DFND 1 235,184 0 0 VIEMED HEALTHCARE INC COM 92663R105 0 88 SH DFND 1 2 88 0 0 VIEWRAY INC COM 92672L107 3,622 1,617,127 SH DFND 1 1,615,847 0 1,280 VIKING THERAPEUTICS INC COM 92686J106 7,073 981,029 SH DFND 1 981,029 0 0 VILLAGE BANK AND TRUST FINAN COM NEW 92705T200 284 8,883 SH DFND 1 8,883 0 0 VILLAGE FARMS INTERNATIONAL COM 92707Y108 135 28,356 SH DFND 1 28,356 0 0 VILLAGE SUPER MARKET-CLASS A CL A NEW 927107409 3,351 120,900 SH DFND 1 120,900 0 0 VINCE HOLDING CORP COM NEW 92719W207 126 22,856 SH DFND 1 22,856 0 0 VIOMI TECHNOLOGY CO LTD-ADR SPONSORED ADS 92762J103 113 21,467 SH DFND 1 21,467 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 594 57,390 SH DFND 1 57,390 0 0 VIPSHOP HOLDINGS LTD - ADR SPONSORED ADS A 92763W103 27,483 1,384,501 SH DFND 1 1,384,136 0 365 VIPSHOP HOLDINGS LTD - ADR SPONSORED ADS A 92763W103 1 78 SH DFND 1 2 78 0 0 VIR BIOTECHNOLOGY INC COM 92764N102 15,954 389,423 SH DFND 1 389,423 0 0 VIRCO MFG CORPORATION COM 927651109 55 21,142 SH DFND 1 21,142 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 15,015 918,970 SH DFND 1 918,457 0 513 VIRNETX HOLDING CORP COM 92823T108 5,847 899,569 SH DFND 1 899,569 0 0 VIRTU FINANCIAL INC-CLASS A CL A 928254101 20,742 878,899 SH DFND 1 878,899 0 0 VIRTUS INVESTMENT PARTNERS COM 92828Q109 12,707 109,271 SH DFND 1 109,271 0 0 VIRTUSA CORP COM 92827P102 14,195 437,173 SH DFND 1 437,173 0 0 VIRTUSA CORP COM 92827P102 0 21 SH DFND 1 2 21 0 0 VISA INC-CLASS A SHARES COM CL A 92826C839 5,074,088 26,311,646 SH DFND 1 26,236,828 0 74,818 VISA INC-CLASS A SHARES COM CL A 92826C839 1 6 SH DFND 1 2 6 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 29,652 1,941,878 SH DFND 1 1,910,252 0 31,626

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Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document WATERS CORP COM 941848103 175,548 974,924 SH DFND 1 972,217 0 2,707 WATERS CORP COM 941848103 2 16 SH DFND 1 2 16 0 0 WATERSTONE FINANCIAL INC COM 94188P101 6,427 433,431 SH DFND 1 433,431 0 0 WATFORD HOLDINGS LTD SHS G94787101 2,612 156,536 SH DFND 1 156,163 0 373 WATSCO INC COM 942622200 73,411 413,123 SH DFND 1 405,309 0 7,814 WATTS WATER TECHNOLOGIES-A CL A 942749102 33,211 410,020 SH DFND 1 410,020 0 0 WATTS WATER TECHNOLOGIES-A CL A 942749102 0 9 SH DFND 1 2 9 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 3,120 299,724 SH DFND 1 299,724 0 0 WAYFAIR INC- CLASS A CL A 94419L101 137,067 694,211 SH DFND 1 694,113 0 98 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 468 18,232 SH DFND 1 18,232 0 0 WD-40 CO COM 929236107 45,906 231,500 SH DFND 1 231,500 0 0 WD-40 CO COM 929236107 0 1 SH DFND 1 2 1 0 0 WEBSTER FINANCIAL CORP COM 947890109 29,867 1,043,943 SH DFND 1 1,022,414 0 21,529 WEC ENERGY GROUP INC COM 92939U106 459,881 5,256,065 SH DFND 1 5,241,749 0 14,316 WEIBO CORP-SPON ADR SPONSORED ADR 948596101 7,526 224,963 SH DFND 1 224,927 0 36 WEINGARTEN REALTY INVESTORS SH BEN INT 948741103 44,454 2,311,925 SH DFND 1 2,283,172 0 28,753 WEIS MARKETS INC COM 948849104 10,955 218,592 SH DFND 1 218,592 0 0 WEIS MARKETS INC COM 948849104 3 70 SH DFND 1 2 70 0 0 WELBILT INC COM 949090104 11,414 1,874,287 SH DFND 1 1,874,287 0 0 WELLS FARGO & CO COM 949746101 1,435,277 56,160,478 SH DFND 1 55,994,624 0 165,854 WELLS FARGO & CO COM 949746101 6 243 SH DFND 1 2 243 0 0 WELLTOWER INC COM 95040Q104 432,640 8,372,573 SH DFND 1 8,247,972 0 124,601 WENDY'S CO/THE COM 95058W100 47,750 2,192,401 SH DFND 1 2,149,873 0 42,528 WERNER ENTERPRISES INC COM 950755108 40,527 931,020 SH DFND 1 917,349 0 13,671 WERNER ENTERPRISES INC COM 950755108 8 202 SH DFND 1 2 202 0 0 WESBANCO INC COM 950810101 20,544 1,011,536 SH DFND 1 1,011,536 0 0 WESBANCO INC COM 950810101 0 10 SH DFND 1 2 10 0 0 WESCO INTERNATIONAL INC COM 95082P105 24,710 703,801 SH DFND 1 703,613 0 188 WESCO INTERNATIONAL INC COM 95082P105 0 8 SH DFND 1 2 8 0 0 WEST BANCORPORATION CAP STK 95123P106 4,084 233,509 SH DFND 1 233,509 0 0 WEST BANCORPORATION CAP STK 95123P106 0 4 SH DFND 1 2 4 0 0 WEST PHARMACEUTICAL SERVICES COM 955306105 273,819 1,207,519 SH DFND 1 1,204,341 0 3,178 WEST PHARMACEUTICAL SERVICES COM 955306105 2 10 SH DFND 1 2 10 0 0 WESTAMERICA BANCORPORATION COM 957090103 23,212 404,260 SH DFND 1 404,260 0 0 WESTELL TECHNOLOGIES INC-A CL A NEW 957541204 48 61,856 SH DFND 1 61,856 0 0 WESTERN ALLIANCE BANCORP COM 957638109 44,127 1,163,768 SH DFND 1 1,163,768 0 0 WESTERN ASSET MORTGAGE CAPIT COM 95790D105 2,120 773,982 SH DFND 1 773,982 0 0 WESTERN DIGITAL CORP COM 958102105 229,633 5,210,287 SH DFND 1 5,186,422 0 23,865 WESTERN DIGITAL CORP COM 958102105 9 216 SH DFND 1 2 216 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 102 10,223 SH DFND 1 0 0 10,223 WESTERN NEW ENGLAND BANCORP COM 958892101 2,021 349,094 SH DFND 1 349,094 0 0 WESTERN UNION CO COM 959802109 142,095 6,578,875 SH DFND 1 6,560,034 0 18,841 WESTLAKE CHEMICAL CORP COM 960413102 20,753 386,823 SH DFND 1 386,823 0 0 WESTPAC BANKING CORP-SP ADR SPONSORED ADR 961214301 564 45,144 SH DFND 1 40,808 0 4,336 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 87 70,640 SH DFND 1 70,640 0 0 WESTROCK CO COM 96145D105 125,488 4,448,099 SH DFND 1 4,437,173 0 10,926 WESTROCK CO COM 96145D105 1 64 SH DFND 1 2 64 0 0 WESTWATER RESOURCES INC COM NEW 961684206 112 42,442 SH DFND 1 42,442 0 0 WESTWOOD HOLDINGS GROUP INC COM 961765104 1,862 118,268 SH DFND 1 118,268 0 0 WESTWOOD HOLDINGS GROUP INC COM 961765104 3 212 SH DFND 1 2 212 0 0 WEX INC COM 96208T104 81,921 496,464 SH DFND 1 486,005 0 10,459 WEYCO GROUP INC COM 962149100 2,073 96,017 SH DFND 1 96,017 0 0 WEYERHAEUSER CO COM NEW 962166104 270,085 12,047,068 SH DFND 1 11,824,758 0 222,310 WHEATON PRECIOUS METALS CORP COM 962879102 34,123 777,600 SH DFND 1 776,967 0 633 WHEATON PRECIOUS METALS CORP COM 962879102 1 28 SH DFND 1 2 28 0 0 WHEELER REAL ESTATE INVESTME COM NEW 963025705 99 56,779 SH DFND 1 56,779 0 0 WHIRLPOOL CORP COM 963320106 133,098 1,029,436 SH DFND 1 1,026,612 0 2,824

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document WHIRLPOOL CORP COM 963320106 0 2 SH DFND 1 2 2 0 0 WHITE MOUNTAINS INSURANCE GP COM G9618E107 30,323 34,149 SH DFND 1 34,149 0 0 WHITESTONE REIT COM 966084204 4,574 629,220 SH DFND 1 629,220 0 0 WHITING PETROLEUM CORP COM NEW 966387409 663 587,398 SH DFND 1 587,398 0 0 WHITING PETROLEUM CORP COM NEW 966387409 0 427 SH DFND 1 2 427 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 123 15,000 SH DFND 1 15,000 0 0 WIDEOPENWEST INC COM 96758W101 2,912 552,677 SH DFND 1 552,677 0 0 WIDEPOINT CORP COM 967590100 237 340,820 SH DFND 1 340,820 0 0 WILEY (JOHN) & SONS-CLASS A CL A 968223206 20,008 513,037 SH DFND 1 502,645 0 10,392 WILLDAN GROUP INC COM 96924N100 3,927 157,056 SH DFND 1 157,056 0 0 WILLIAMS COS INC COM 969457100 384,954 20,236,093 SH DFND 1 20,121,029 0 115,064 WILLIAMS COS INC COM 969457100 2 137 SH DFND 1 2 137 0 0 WILLIAMS-SONOMA INC COM 969904101 76,607 934,123 SH DFND 1 915,502 0 18,621 WILLIAMS-SONOMA INC COM 969904101 4 54 SH DFND 1 2 54 0 0 WILLIS LEASE FINANCE CORP COM 970646105 1,258 51,850 SH DFND 1 51,850 0 0 WILLIS TOWERS WATSON PLC SHS G96629103 425,043 2,161,899 SH DFND 1 2,156,359 0 5,540 WILLIS TOWERS WATSON PLC SHS G96629103 11 60 SH DFND 1 2 60 0 0 WILLSCOT CORP COMSTK 971375126 29,385 2,391,039 SH DFND 1 2,389,508 0 1,531 WINGSTOP INC COM 974155103 65,804 473,514 SH DFND 1 473,449 0 65 WINGSTOP INC COM 974155103 1 14 SH DFND 1 2 14 0 0 WINMARK CORP COM 974250102 6,798 39,703 SH DFND 1 39,703 0 0 WINNEBAGO INDUSTRIES COM 974637100 30,442 456,952 SH DFND 1 456,952 0 0 WINNEBAGO INDUSTRIES COM 974637100 0 11 SH DFND 1 2 11 0 0 WINS FINANCE HOLDINGS INC ORD SHS G97223104 364 9,202 SH DFND 1 9,202 0 0 WINTRUST FINANCIAL CORP COM 97650W108 30,963 709,850 SH DFND 1 696,106 0 13,744 WIPRO LTD-ADR SPON ADR 1 SH 97651M109 528 159,375 SH DFND 1 151,877 0 7,498 WIRELESS TELECOM GROUP INC COM 976524108 46 46,661 SH DFND 1 46,661 0 0 WISDOMTREE INVESTMENTS INC COM 97717P104 6,847 1,973,369 SH DFND 1 1,973,369 0 0 WIX.COM LTD SHS M98068105 61,685 241,235 SH DFND 1 241,235 0 0 WIX.COM LTD SHS M98068105 11 43 SH DFND 1 2 43 0 0 WNS HOLDINGS LTD-ADR SPON ADR 92932M101 6,754 122,845 SH DFND 1 122,845 0 0 WOLVERINE WORLD WIDE INC COM 978097103 27,368 1,149,460 SH DFND 1 1,149,460 0 0 WOODWARD INC COM 980745103 57,236 738,059 SH DFND 1 724,466 0 13,593 WOORI FINANCIAL-SPON ADR SPONSORED ADS 981064108 722 32,610 SH DFND 1 30,252 0 2,358 WORKDAY INC-CLASS A CL A 98138H101 297,212 1,587,971 SH DFND 1 1,581,802 0 6,169 WORKHORSE GROUP INC COM NEW 98138J206 15,018 863,623 SH DFND 1 863,623 0 0 WORKIVA INC COM CL A 98139A105 30,426 568,825 SH DFND 1 568,825 0 0 WORLD ACCEPTANCE CORP COM 981419104 5,339 81,487 SH DFND 1 81,487 0 0 WORLD FUEL SERVICES CORP COM 981475106 23,166 899,313 SH DFND 1 884,226 0 15,087 WORLD FUEL SERVICES CORP COM 981475106 0 15 SH DFND 1 2 15 0 0 WORLD WRESTLING ENTERTAIN-A CL A 98156Q108 22,306 513,378 SH DFND 1 502,324 0 11,054 WORTHINGTON INDUSTRIES COM 981811102 25,020 670,782 SH DFND 1 661,940 0 8,842 WP CAREY INC COM 92936U109 177,589 2,626,704 SH DFND 1 2,583,172 0 43,532 WPP PLC-SPONSORED ADR ADR 92937A102 371 9,506 SH DFND 1 9,056 0 450 WPX ENERGY INC COM 98212B103 29,866 4,681,309 SH DFND 1 4,584,084 0 97,225 WPX ENERGY INC COM 98212B103 3 506 SH DFND 1 2 506 0 0 WR BERKLEY CORP COM 084423102 159,226 2,780,246 SH DFND 1 2,774,210 0 6,036 WR BERKLEY CORP COM 084423102 0 6 SH DFND 1 2 6 0 0 WR GRACE & CO COM 38388F108 31,348 616,973 SH DFND 1 616,973 0 0 WRAP TECHNOLOGIES INC COM 98212N107 1,751 167,088 SH DFND 1 167,088 0 0 WRIGHT MEDICAL GROUP NV ORD SHS N96617118 57,155 1,923,140 SH DFND 1 1,923,140 0 0 WRIGHT MEDICAL GROUP NV ORD SHS N96617118 10 362 SH DFND 1 2 362 0 0 WSFS FINANCIAL CORP COM 929328102 21,673 755,190 SH DFND 1 755,190 0 0 WSFS FINANCIAL CORP COM 929328102 0 27 SH DFND 1 2 27 0 0 WW GRAINGER INC COM 384802104 253,356 807,762 SH DFND 1 805,634 0 2,128 WW GRAINGER INC COM 384802104 9 31 SH DFND 1 2 31 0 0 WW INTERNATIONAL INC COM 98262P101 19,765 778,767 SH DFND 1 767,395 0 11,372

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document WYNDHAM DESTINATIONS INC COM 98310W108 32,077 1,138,113 SH DFND 1 1,117,764 0 20,349 WYNDHAM HOTELS & RESORTS INC COM 98311A105 45,404 1,065,336 SH DFND 1 1,042,726 0 22,610 WYNN RESORTS LTD COM 983134107 121,563 1,634,899 SH DFND 1 1,630,755 0 4,144 WYNN RESORTS LTD COM 983134107 1 22 SH DFND 1 2 22 0 0 X4 PHARMACEUTICALS INC COM 98420X103 2,124 227,972 SH DFND 1 227,972 0 0 XBIOTECH INC COM 98400H102 3,587 261,661 SH DFND 1 261,661 0 0 XCEL BRANDS INC COM NEW 98400M101 37 41,881 SH DFND 1 41,881 0 0 XCEL ENERGY INC COM 98389B100 586,620 9,393,021 SH DFND 1 9,352,209 0 40,812 XENCOR INC COM 98401F105 26,102 805,887 SH DFND 1 805,887 0 0 XENIA HOTELS & RESORTS INC COM 984017103 19,349 2,073,926 SH DFND 1 2,045,303 0 28,623 XENON PHARMACEUTICALS INC COM 98420N105 241 19,242 SH DFND 1 19,242 0 0 XERIS PHARMACEUTICALS INC COM 98422L107 1,290 485,086 SH DFND 1 485,086 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 57,211 3,745,404 SH DFND 1 3,736,825 0 8,579 XEROX HOLDINGS CORP COM NEW 98421M106 5 378 SH DFND 1 2 378 0 0 XILINX INC COM 983919101 400,307 4,075,839 SH DFND 1 4,056,752 0 19,087 XILINX INC COM 983919101 2 30 SH DFND 1 2 30 0 0 XOMA CORP COM NEW 98419J206 1,933 97,871 SH DFND 1 97,871 0 0 XP INC - CLASS A CL A G98239109 11,204 266,708 SH DFND 1 266,708 0 0 XPEL INC COM 98379L100 3,863 247,013 SH DFND 1 247,013 0 0 XPERI HOLDING CORP COM 98390M103 24,172 1,637,694 SH DFND 1 1,637,347 0 347 XPO LOGISTICS INC COM 983793100 80,767 1,046,360 SH DFND 1 1,024,622 0 21,738 XPRESSPA GROUP INC COM 98420U703 740 176,744 SH DFND 1 176,744 0 0 XUNLEI LTD-ADR SPONSORED ADR 98419E108 67 19,309 SH DFND 1 19,309 0 0 XYLEM INC COM 98419M100 184,216 2,841,109 SH DFND 1 2,833,421 0 7,688 XYLEM INC COM 98419M100 2 40 SH DFND 1 2 40 0 0 YAMANA GOLD INC COM 98462Y100 8,502 1,570,586 SH DFND 1 1,570,586 0 0 YAMANA GOLD INC COM 98462Y100 0 109 SH DFND 1 2 109 0 0 YANDEX NV-A SHS CLASS A N97284108 11,928 238,466 SH DFND 1 238,466 0 0 YANDEX NV-A SHS CLASS A N97284108 1 31 SH DFND 1 2 31 0 0 YATRA ONLINE INC ORD SHS G98338109 38 56,191 SH DFND 1 56,191 0 0 YELP INC CL A 985817105 24,188 1,045,782 SH DFND 1 1,030,202 0 15,580 YELP INC CL A 985817105 5 229 SH DFND 1 2 229 0 0 YETI HOLDINGS INC COM 98585X104 42,690 999,080 SH DFND 1 999,080 0 0 YEXT INC COM 98585N106 23,446 1,411,560 SH DFND 1 1,411,560 0 0 Y-MABS THERAPEUTICS INC COM 984241109 15,489 358,563 SH DFND 1 358,563 0 0 YORK WATER CO COM 987184108 9,853 205,455 SH DFND 1 205,455 0 0 YOUNGEVITY INTERNATIONAL INC COM NEW 987537206 155 108,757 SH DFND 1 108,757 0 0 YPF S.A.-SPONSORED ADR SPON ADR CL D 984245100 2,669 467,218 SH DFND 1 467,218 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 533 288,187 SH DFND 1 286,984 0 1,203 YUM CHINA HOLDINGS INC COM 98850P109 110,264 2,300,157 SH DFND 1 2,299,342 0 815 YUM CHINA HOLDINGS INC COM 98850P109 0 2 SH DFND 1 2 2 0 0 YUM! BRANDS INC COM 988498101 389,417 4,486,809 SH DFND 1 4,473,045 0 13,764 YUM! BRANDS INC COM 988498101 1 19 SH DFND 1 2 19 0 0 Z 2.75 05/15/25 NOTE 2.750% 5/1 98954MAH4 1,173 1,000,000 PRN DFND 1 1,000,000 0 0 ZAGG INC COM 98884U108 749 238,593 SH DFND 1 238,593 0 0 ZAI LAB LTD-ADR ADR 98887Q104 15,070 184,407 SH DFND 1 184,407 0 0 ZEBRA TECHNOLOGIES CORP-CL A CL A 989207105 236,374 925,100 SH DFND 1 922,781 0 2,319 ZEBRA TECHNOLOGIES CORP-CL A CL A 989207105 7 30 SH DFND 1 2 30 0 0 ZEDGE INC-CL B CL B 98923T104 98 66,430 SH DFND 1 66,430 0 0 ZENDESK INC COM 98936J101 110,567 1,248,931 SH DFND 1 1,248,931 0 0 ZENTALIS PHARMACEUTICALS INC COM 98943L107 7,795 162,335 SH DFND 1 162,335 0 0 ZILLOW GROUP INC - A CL A 98954M101 33,509 582,978 SH DFND 1 582,646 0 332 ZILLOW GROUP INC - C CL C CAP STK 98954M200 103,603 1,799,624 SH DFND 1 1,799,624 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 393,624 3,303,955 SH DFND 1 3,294,923 0 9,032 ZIMMER BIOMET HOLDINGS INC COM 98956P102 3 31 SH DFND 1 2 31 0 0 ZION OIL & GAS INC COM 989696109 301 1,011,506 SH DFND 1 1,011,506 0 0 ZIONS BANCORP NA COM 989701107 100,269 2,953,873 SH DFND 1 2,946,749 0 7,124

Copyright © 2020 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ZIOPHARM ONCOLOGY INC COM 98973P101 9,567 2,916,858 SH DFND 1 2,915,969 0 889 ZIX CORP COM 98974P100 5,626 815,438 SH DFND 1 815,438 0 0 ZOETIS INC CL A 98978V103 1,044,045 7,630,377 SH DFND 1 7,609,627 0 20,750 ZOGENIX INC COM NEW 98978L204 22,325 826,548 SH DFND 1 826,465 0 83 ZOMEDICA PHARMACEUTICALS COR COM 98979F107 12 51,640 SH DFND 1 51,640 0 0 ZOOM VIDEO COMMUNICATIONS-A CL A 98980L101 123,527 488,262 SH DFND 1 482,221 0 6,041 ZOOMINFO TECHNOLOGIES INC-A COM CL A 98980F104 1,267 24,847 SH DFND 1 24,847 0 0 ZOSANO PHARMA CORP COM NEW 98979H202 298 348,832 SH DFND 1 348,832 0 0 ZOVIO INC COM 98979V102 571 186,855 SH DFND 1 186,855 0 0 ZSCALER INC COM 98980G102 92,090 841,012 SH DFND 1 840,934 0 78 ZSCALER INC COM 98980G102 2 26 SH DFND 1 2 26 0 0 ZTO EXPRESS CAYMAN INC-ADR SPONSORED ADS A 98980A105 54,156 1,481,717 SH DFND 1 1,481,106 0 611 ZTO EXPRESS CAYMAN INC-ADR SPONSORED ADS A 98980A105 0 18 SH DFND 1 2 18 0 0 ZUMIEZ INC COM 989817101 8,424 307,674 SH DFND 1 307,674 0 0 ZUORA INC - CLASS A COM CL A 98983V106 14,882 1,167,254 SH DFND 1 1,167,254 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 564 167,375 SH DFND 1 167,375 0 0 ZYNEX INC COM 98986M103 6,226 250,370 SH DFND 1 250,370 0 0 ZYNGA INC - CL A CL A 98986T108 105,295 11,037,260 SH DFND 1 11,037,260 0 0

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