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CERTIFICATION REGARDING CORRESPONDENT ACCOUNTS FOR FOREIGN BANKS

The information contained in this Certification is sought pursuant to Sections 5318(j) and 5318(k) of Title 31 of the United States Code, as added by sections 313 and 319(b) of the USA PATRIOT Act of 2001 (Public Law 107-56).

This Certification should be completed by any foreign bank that maintains a correspondent account with any U.S. bank or U.S. broker-dealer in securities (a covered financial institution as defined in 31 CFR 1010.605(e)). An entity that is not a foreign bank is not required to complete this Certification.

A foreign bank is a bank organized under foreign law and located outside of the United States (see definition at 31 CFR 1010.100(u)). A bank includes offices, branches, and agencies of commercial banks or trust companies, private banks, national banks, thrift institutions, credit unions, and other organizations chartered under banking laws and supervised by banking supervisors of any state (see definition at 31 CFR 1010.100(d)).1

A correspondent account for a foreign bank is any account to receive deposits from, make payments or other disbursements on behalf of a foreign bank, or handle other financial transactions related to the foreign bank.

Special instruction for foreign branches of U.S. banks: A branch or office of a U.S. bank outside the United States is a foreign bank. Such a branch or office is not required to complete this Certification with respect to Correspondent Accounts with U.S. branches and offices of the same U.S. bank.

Special instruction for covering multiple branches on a single Certification: A foreign bank may complete one Certification for its branches and offices outside the United States. The Certification must list all of the branches and offices that are covered and must include the information required in Part C for each branch or office that maintains a Correspondent Account with a Covered Financial Institution. Use attachment sheets as necessary.

A. The undersigned financial institution, Standard Chartered Bank, including its branches and subsidiaries as listed on the attachment hereto, (collectively, the “Foreign Bank”) hereby certifies as follows:

B. Correspondent Accounts Covered by this Certification: Check one box.

This Certification applies to all accounts established for Foreign Bank by Covered X Financial Institutions.

This Certification applies to Correspondent Accounts established by ______(name of Covered Financial Institution(s)) for Foreign Bank.

1 A “foreign bank” does not include any foreign or monetary authority that functions as a central bank, or any international financial institution or regional development bank formed by treaty or international agreement.

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C. Physical Presence/Regulated Affiliated Status: Check one box and complete the blanks.

X Foreign Bank maintains a physical presence in any country. That means: • Foreign Bank has a place of business at the following street address: 1 Basinghall Avenue, , EC2V5DD, where Foreign Bank employs one or more individuals on a full-time basis and maintains operating records related to its banking activities. • The above address is in England, where Foreign Bank is authorized to conduct banking activities. • Foreign Bank is authorized and subject to inspection by the Prudential Regulation Authority and Regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority, the banking authority that licensed Foreign Bank to conduct banking activities.

Foreign Bank does not have a physical presence in any country, but Foreign Bank is a regulated affiliate. That means: • Foreign Bank is an affiliate of a depository institution, credit union, or a foreign bank that maintains a physical presence at the following street address: ______, where it employs one or more persons on a full-time basis and maintains operating records related to its banking activities. • The above address is in ______(insert country), where the depository institution, credit union, or foreign bank is authorized to conduct banking activities. • Foreign bank is subject to supervision by ______, (insert Banking Authority), and the same banking authority that regulates the depository institution, credit union, or foreign bank.

Foreign Bank does not have a physical presence in a country and is not a regulated affiliated.

D. Indirect Use of Correspondent Accounts: Check box to certify.

No Correspondent Account maintained by a Covered Financial Institution may be X used to indirectly provide banking services to certain foreign banks. Foreign Bank hereby certifies that it does not use any Correspondent Account with a Covered Financial Institution to indirectly provide banking services to any foreign bank that does not maintain a physical presence in any country and that is not a regulated affiliate.

E. Ownership Information: Check box 1 or 2 below, if applicable.

1. Form FR Y-7 is on file. Foreign Bank has filed with the Federal Reserve Board a current Form FR Y-7 and has disclosed its ownership information on Item 4 of Form FR Y-7.

2. Foreign Bank’s shares are publicly traded. Publicly traded means that the shares are traded on an exchange or an organized over-the-counter market that is regulated by a foreign securities authority as defined in section 3(a)(50) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(50)).

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If neither box 1or 2 of Part E is checked, complete item 3 below, if applicable.

X 3. Foreign Bank has no owner(s) except as set forth below. For purposes of this Certification, owner means any person who, directly or indirectly, (a) owns, controls, or has the power to vote 25 percent or more of any class of voting securities or other voting interests of Foreign Bank; or (b) controls in any manner the election of a majority of the directors (or individuals exercising similar functions) of Foreign Bank. For purposes of this Certification, (i) person means any individual, bank, corporation, partnership, limited liability company or any other legal entity; (ii) voting securities or other voting interests means securities or other interests that entitle the holder to vote for or select directors (or individuals exercising similar functions); and (iii) members of the same family2 shall be considered one person.

Name Address Standard Chartered PLC 1 Basinghall Avenue London EC2V 5DD, U.K. Standard Chartered Bank is wholly owned by Standard Chartered Holdings Limited that is wholly owned by Standard Chartered PLC. The latter is a public company quoted on the London and Stock Exchanges and is not owned or controlled by any large direct owner or two or more small direct owners.

F. Process Agent: Complete the following:

The following individual or entity: Standard Chartered Bank is a resident of the United States at the following street address: 1095 Avenue of the Americas, New York, NY 10036, and is authorized to accept service of legal process on behalf of Foreign Bank from the Secretary of the Treasury or the Attorney General of the United States pursuant to Section 5318(k) of title 31, United States Code.

G. General

Foreign Bank hereby agrees to notify in writing each Covered Financial Institution at which it maintains any Correspondent Account of any change in facts or circumstances reported in this Certification. Notification shall be given within 30 calendar days of such change.

Foreign Bank understands that each Covered Financial Institution at which it maintains a correspondent Account may provide a copy of this Certification to the Secretary of the Treasury and the Attorney General of the United States. Foreign Bank further understands that the statements contained in this Certification may be transmitted to one or more Departments or agencies of the United States of America for the purpose of fulfilling such departments’ and agencies’ governmental functions.

2 The same family means parents, spouses, children, siblings, uncles, aunts, grandparents, grandchildren, first cousins, stepchildren, stepsiblings, parents-in-law and spouses of any of the foregoing. In determining the ownership interests of the same family, any voting interest of any family member shall be taken into account.

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I, Patricia Sullivan, certify that I have read and understand this Certification, that the statements made in this Certification are complete and correct, and that I am authorized to execute this Certification on behalf of Foreign Bank.

Standard Chartered Bank

By:

Name: Patricia Sullivan Title: Global Co-Head, Financial Crime Compliance

Address:

Standard Chartered Bank 1 Basinghall Avenue London EC2V 5DD, U. K.

Executed on the 2nd of September 2020

Received and reviewed by:

Name:

Title:

For:

Date:

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Branch and Subsidiary Certifications

This Patriot Act Certification dated 14th August 2020 covers the following Standard Chartered Bank Branches and Subsidiaries:

Physical Presence/ Company Name Entity Type Address Country Regulatory Authority Regulated Affiliate Standard Chartered Bank Subsidiary Escritório de Representação Angola Banco Nacional de Angola Physical Angola S.A. Rua Gamal Abdel Nasser, Edificio Presence Tres Torres, Eixo Viario, Distrito Urbano da Ingombota, Municipio de Luanda, Provincia de Luanda Standard Chartered Bank Branch Level 5, 345 George Street, Sydney Australia Australian Prudential Regulation Physical NSW 2000, PO Box 7042, Sydney Authority Presence NSW 2001 Standard Chartered Bank Branch Building No. 180, Road 383, Block Bahrain Central Bank of Bahrain Physical 315, Government Road, Manama. Presence PO Box 29 (Offshore Banking License) Standard Chartered Bank Branch 67 Gulshan Avenue, Gulshan, Dhaka Bangladesh Bangladesh Bank Physical 1212 Presence Standard Chartered Bank Subsidiary Standard Chartered House Central Bank of Botswana Physical Botswana Limited 5th Floor Standard House Building, Presence The Mall, Queens Road, PO Box 496, Gaborone Standard Chartered Bank Branch 51-55, Jalan Sultan, Omar Ali Brunei Monetary Authority of Brunei Physical Saifuddien, Jalan Sultan Complex, Darussalam Presence Bandar Seri Begawan, BS8811 Standard Chartered Bank Subsidiary 1143 Boulevard de la Liberte, Cameroon Commission Bancaire de l’Afrique Physical Cameroon S.A Douala, BP 1784, Douala, Littoral Centrale Presence Region

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Standard Chartered Bank Subsidiary Standard Chartered Tower China China Banking Regulatory Physical (China) Limited 201 Century Avenue, Pudong , Commission, Peoples Bank of China Presence Shanghai 200120 Standard Chartered Bank Subsidiary 23 Boulevard de la République, Cote Central Bank of West African States Physical Cote d' Ivoire SA Abidjan 17, 17 B.P. 1141 d'Ivoire Presence Standard Chartered Bank Branch Ross Road, Stanley, Falkland Islands, Falkland Financial Conduct Authority and Physical FIQQ 1ZZ Islands Prudential Regulation Authority Presence Standard Chartered Bank Subsidiary 8 Ecowas Avenue, Banjul Gambia The Central Bank of The Gambia Physical Gambia Limited Presence Standard Chartered Bank Subsidiary Taunusanlage 16, 60325, Frankfurt Germany Bundesanstalt für Physical AG am Main Deutschland Finanzdienstleistungsaufsicht - Presence Federal Financial Supervisory Authority Standard Chartered Bank Subsidiary Standard Chartered Bank Building, 6 Ghana Central Bank of Ghana Physical Ghana Limited John Evans Atta Mills High Street, Presence P.O. Box 768, High Street, Accra Standard Chartered Bank Subsidiary 32nd Floor, 4-4A Des Voeux Road Hong Kong Hong Kong Monetary Authority Physical (Hong Kong) Limited Central Presence Mox Bank Limited Subsidiary 32nd Floor, 4-4A Des Voeux Road Hong Kong Hong Kong Monetary Authority Virtual Central Banking Standard Chartered Bank Branch Crescenzo, C-38/39 ‘G’ Block, Reserve Physical Bandra Kurla Complex, Bandra East, Presence Mumbai, 400 051 Standard Chartered Bank, Branch 407, Brigade International Financial India Physical IFSC GIFT City Centre, Building No. 14A, Zone 1, Presence GIFT City SEZ, Gandhinagar - 382355 Standard Chartered Bank Branch Menara Standard Chartered, Jl. Prof. Indonesia Bank of Indonesia/BAPEPAM Physical DR. Satrio No.164, Jakarta 12930 Presence Standard Chartered Bank Branch SCB Baghdad, East Karadah, Iraq Iraq Securities Commission Central Physical Baghdad Bank of Iraq Presence Standard Chartered Bank Branch Sanno Park Tower 21st floor, 2-11-1 Japan Bank of Japan Physical Nagata-cho, Chiyoda-ku, , 100- Agency Presence 6155

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Standard Chartered Bank Branch Jersey Branch, PO Box 80, 15 Castle Jersey Jersey Financial Services Physical Street, St Helier, Jersey JE4 8PT, Commission Presence Channel Islands. Standard Chartered Bank Branch Shmeissani, Al-Thaqafa Street, Jordan Central Bank of Jordan Physical Building no.2, PO Box 926190, Presence Amman 11190 Standard Chartered Bank Subsidiary Standard Chartered Chiromo Central Bank of Kenya Physical Kenya Limited Number 48, Westlands Road, PO Presence Box 30003 – 00100, Nairobi Standard Chartered Bank Branch Unit 807, 8/F Office Tower, Macau Macau Monetary Authority of Macao Physical Landmark, Avenida de Amizade, Presence Z.A.P.E. Standard Chartered Bank Branch Level 10(F), Main Office Tower, Malaysia Labuan Financial Services Authority Physical Offshore, Labuan Branch Financial Park Complex, Jalan Presence Merdeka, 87000, Labuan F T (Offshore Banking License) Standard Chartered Bank Subsidiary Level 26, Equatorial Plaza, Jalan Malaysia Central Bank of Malaysia (Bank Physical Malaysia Berhad Sultan Ismail, 50250 Kuala Lumpur Negara Malaysia) Presence Standard Chartered Subsidiary Level 26, Equatorial Plaza, Jalan Malaysia Central Bank of Malaysia (Bank Physical Saadiq Berhad Sultan Ismail, 50250 Kuala Lumpur Negara Malaysia) Presence Standard Chartered Bank Subsidiary 6th Floor, Standard Chartered Mauritius The Bank of Mauritius (Central Bank) Physical (Mauritius) Limited Tower, 19 Bank Street, Cyber City, Presence Ebène 75501 Standard Chartered Bank Subsidiary Naya Baneshwore, Madan Bhandari Nepal Nepal Rastra Bank Physical Nepal Limited Marg, Ward No.34, Kathmandu Presence Metropolitan City, Bagmati Zone, Kathmandu Standard Chartered Bank Subsidiary 142, Ahmadu Bello Way, Victoria Nigeria Central Bank of Nigeria Physical Nigeria Limited Island, Lagos Presence Standard Chartered Bank Branch Super Plaza Building - 6th Floor Al Oman Central Bank of Oman Physical Azaiba, Sultanate of Oman Presence

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Standard Chartered Bank Subsidiary P.O. Box No. 5556, I.I Chundrigar Pakistan State Bank of Pakistan Physical (Pakistan) Limited Road, Karachi 74000 Presence Standard Chartered Bank Branch SkyPlaza Bldg., 6788 Ayala Avenue, Philippines Central Bank of the Philippines Physical Philippines Branch Makati City, 1226 Philippines (Bangko Sentral ng Pilipinas) Presence Standard Chartered Bank Branch Burj Doha, Al Corniche Street PO Box Qatar Qatar Central Bank Physical 29 Doha Presence Standard Chartered Bank Subsidiary 47 Jongno, Jongno-gu, Seoul, 03160 Republic of Financial Supervisory Commission Physical Korea Limited Korea (FSC) Presence Financial Supervisory Service (FSS) Standard Chartered Subsidiary Standard Chartered Capital 7th Saudi Arabia Saudi Arabia Capital Markets Physical Capital (Saudi Arabia) Floor, Al Faisalliah Tower King Fahad Authority Presence Street PO Box No. 295522 Riyadh 11351 Standard Chartered Bank Subsidiary Lightfoot Boston Street Branch Central Bank of Sierra Leone Physical Sierra Leone Limited 9 & 11, Lightfoot Boston Street, Presence Standard Chartered Bank Branch Marina Bay Financial Centre (Tower Monetary Authority of Singapore Physical Singapore Branch 1), 8 Marina Boulevard, Level 27, Presence (Inactive) Singapore, 018981 Standard Chartered Bank Subsidiary Marina Bay Financial Centre (Tower Singapore Monetary Authority of Singapore Physical (Singapore) Limited 1), 8 Marina Boulevard, Level 27, Presence Singapore, 018981 Standard Chartered Bank Branch South African Reserve Bank Physical 5th Floor, No.4 Sandown Valley Presence Crescent, Sandton 2196, Gauteng Province Standard Chartered Bank Branch 37 York Street, Colombo-01 Sri Lanka Central Bank of Sri Lanka Physical Presence Standard Chartered Bank Branch 4F, No. 168, Dunhua North Road., Taiwan Banking Bureau - Financial Physical Songshan District, Taipei City 105 Supervisory Commission Presence Central Bank of Republic of China (Taiwan) Standard Chartered Bank Subsidiary No. 168, Dunhua North Road., Taiwan Banking Bureau - Financial Physical (Taiwan) Limited Songshan District, Taipei City 105 Supervisory Commission Presence

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Central Bank of Republic of China (Taiwan) Standard Chartered Bank Subsidiary Standard Chartered, International Bank of Tanzania Physical Tanzania Limited House Building, Corner Garden Presence Avenue, Ohio Street, P.O. Box 9011, Dar-es-Salaam Standard Chartered Bank Subsidiary 100 North Sathorn Road, Silom, Thailand Bank of Thailand Physical (Thai) Public Company Bangrak, Bangkok, Thailand, 10500 Presence Limited Standard Chartered Subsidiary Buyukdere Cad. Yapi Kredi Plaza C Turkey BRSA Banking Regulation and Physical Yatirim Bankasi Turk Blok, Kat 15, Levent, Istanbul, 34330 Supervision Agency Presence Anonim Sirketi Standard Chartered Bank Branch Standard Chartered Tower UAE Dubai Financial Services Authority Physical Downtown Dubai, P.O Box 999 Presence Dubai Standard Chartered Bank Branch Unit 301, Level 3, Precint Building UAE Dubai Financial Services Authority Physical 1, Dubai International Financial Presence Centre Dubai 999 Standard Chartered Bank Subsidiary Standard Chartered Bank Building, 5 Uganda Securities Exchange Physical Uganda Limited Speke Road, PO Box 7111, Presence Standard Chartered Bank Branch 1 Basinghall Avenue, London, EC2V United Prudential Regulation Authority Physical 5DD Kingdom Financial Conduct Authority Presence Standard Chartered Bank Subsidiary 1 Basinghall Avenue, London, EC2V United Prudential Regulation Authority Physical 5DD Kingdom Financial Conduct Authority Presence Standard Chartered Bank Branch 1095 Avenue of the Americas, New United Federal Reserve Bank Physical York, NY 10036 States New York State Department of Presence Financial Services Standard Chartered Bank Branch 50 Fremont Street, Suite 2210 United Federal Reserve Bank Physical San Francisco, CA 94104 States California Department of Business Presence Oversight

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Standard Chartered Subsidiary Corporation Trust Center, 1209 United Federal Reserve Bank Physical International (USA) LLC Orange Street, Wilmington DE States New York State Department of Presence 19801 Financial Services Standard Chartered Bank Subsidiary Room 1810-1815, Level 18, Vietnam State Bank of Vietnam Physical (Vietnam) Limited Keangnam Hanoi Landmark Tower, Presence Pham Hung Road, Me Tri Ward, Nam Tu Liem District, Hanoi, 10000 Standard Chartered Bank Subsidiary Standard Chartered House Central Bank of Zambia Physical Zambia Plc PO Box 32238, Cairo Road, Lusaka, Presence 10101 Standard Chartered Bank Subsidiary 1st Floor, Africa Unity Square Cnr Zimbabwe Reserve Bank of Zimbabwe Physical Zimbabwe Limited Nelson Mandela/Sam Nujoma Street Presence

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