Comparison of the USA, China and Japan Seismic Design Procedures
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Comparison of the USA, China and Japan Seismic Design Procedures Guangren Yu1, M. ASCE and Gary Y.K. Chock2, F. ASCE 1Structural Engineer, Martin & Chock, Inc., 1132 Bishop Street, Suite 1550, Honolulu, HI 96813 2President, Martin & Chock, Inc., 1132 Bishop Street, Suite 1550, Honolulu, HI 96813 ABSTRACT This paper presents a comparison of the current seismic design procedures in the United States, China and Japan. The seismic design practices in the three countries are compared by focusing on issues such as (1) design ground motion; (2) classification of building structures; (3) soil/site classification; (4) design response spectrum; (5) base shear calculation; (5) analysis procedures; and (6) drift control and deflection. Tables and diagrams are presented to illustrate the differences and similarities of methodologies utilized by the three countries in dealing with these common seismic design considerations. INTRODUCTION In the U.S., the 2012 International Building Code (IBC) is the currently adopted building code for most states. The IBC references American Society of Civil Engineering Standard 7, Minimum Design Loads for Building and Other Structures (ASCE, 2010) and other material-specific codes as its seismic design provisions including some amendments or modifications. Unlike the IBC that references other standards as seismic provisions, the Chinese Code for Seismic Design of Buildings is a self-contained document that includes almost all the necessary seismic design requirements for building structures. The current seismic code in China is the Code for Seismic Design of Buildings GB 50011- 2010. In Japan the seismic design requirements are specified in the Building Standard Law of Japan which applies to all buildings throughout the country. Since the first seismic code was introduced in Japan in 1924, the Japanese seismic design provisions were substantially revised in 1981 and 2000 (Kuramoto, 2006). The major revision in 1981 was the introduction of a two-phase seismic design procedure. Performance- based seismic methodologies and requirements were included in the 2000 version Japanese seismic code, but at the same time the previous seismic design provisions were kept as an alternative. Since the prescriptive seismic provisions revised in 1981 are still normally used in design offices in Japan, the paper will compare the 1981 Japanese seismic design provisions. DESIGN GROUND MOTION In the ASCE 7-10 seismic provisions, ground motion hazards are defined in terms of the risk-targeted Maximum Considered Earthquake (MCER). For most regions of the U.S., the MCE is defined with a uniform hazard probability of exceedance of 2 percent in 50 years (return period of about 2500 years). In regions of highest seismicity, such as coastal California (where the seismic hazard is typically controlled by characteristic large-magnitude events occurring on a limited number of well- defined fault systems), the MCE is calculated by multiplying the median estimate of ground motion resulting from the characteristic event by 1.5. The MCE ground motion parameters are then adjusted such that a 1% of risk of collapse in a 50-year period is provided for a generic building. The MCER is mapped in terms of the spectral acceleration at short period (0.2 second), Ss and at 1 second, S1, for Class B sites, which are firm rock sites. For sites other than Site B, two coefficients, Fa and Fv are used to modify the Ss and S1 values. The MCER spectral response accelerations adjusted for Site Class effects are designated SMS (=FaSS) and SM1 (=FvS1), respectively, for short-period and 1-second-period response. The design ground motion was selected at a ground shaking level that is 2/3 of the MCER ground motion. Accordingly, two additional parameters, SDS (= 2/3SMS) and SD1 (=2/3SM1), are used to define the acceleration spectrum for the design level event (Chock, 2010). In the Chinese seismic code, the expected performance of a structure is conceptually defined at three levels of seismic hazard: frequent earthquakes, moderate earthquakes and rare earthquakes. Table 1 gives the probabilistic definitions of these three levels of seismic hazard. Seismic hazards in China are defined for the “moderate earthquake” at a uniform 10 percent probability of exceedance in 50 years. The seismic hazards, in terms of Seismic Peak Ground Acceleration and Characteristic Period of Response Spectrum (Tg) are specified in Seismic Ground Motion Parameter Zoning Maps of China GB 18306-2001 (CEA, 2001). This standard includes two maps. The first map is the zoning map of peak ground acceleration with 10 percent probability of exceedance in 50 years using a seven-level grading system, i.e., < 0.05g, 0.05g, 0.1g, 0.15g, 0.20g, 0.30g, and ≥0.40g. The other map is the Characteristic Period (Tg) zoning map which has three zones or three Seismic Groups in which the first group is defined as Tg = 0.35s, the second group as Tg = 0.40s, and the third group as Tg = 0.45s, all based on a reference Site Class II (medium firm). The Characteristic Period (Tg) has to be adjusted based on the actual site class. Instead of the peak ground acceleration map, Seismic Intensity is used for design purposes, and it is determined by the peak ground acceleration as shown in Table 2. The Seismic Intensity level used for design is to be adjusted based on building types and site classes (Yu et al. 2010). The Appendix of the Chinese Seismic Design Code GB50011-2010 also provides a Tabulation of Seismic Intensity, PGA and Seismic Group for all administrative districts (county or above). Table 1 Quantified Definition of the Three-Level Hazards - China Quantified definition of the hazard Level of seismic hazard Probability of exceedance Return period (years) during 50 years Frequent earthquake 63% 50 Moderate earthquake 10% 475 Rare earthquake 2% - 3% 1640 - 2475 Table 2 Seismic Intensity Designation and Peak Ground Acceleration (Return period =475yrs) - China Peak Ground Acceleration ≤ 0.05 0.10 0.15 0.20 0.30 ≥ 0.40 (g) Seismic Intensity 6 7 8 9 In the Japanese seismic code, the expected performance of a structure is conceptually defined at two levels of seismic hazard: medium-level earthquakes and severe earthquakes with return periods of around 50 years and 500 years, respectively. Seismic hazard characteristics are established on the seismic zone (Z) and the characteristic period (Tc) of the site soil. In Japan the entire country is seismically active. Although the country is divided into three zones (A, B and C), there is minor differences among these zones with seismic zone factor ranging from 1.0 to 0.8. For most areas of Japan, seismic zone factor is either 1.0 or 0.9. The characteristic period (Tc) is shown in Table 3. Table 3 Soil Type Definitions and Characteristic Periods (Tc) - Japan Soil Definition T type c Rock, stiff sand or gravel, and other soils mainly from the Tertiary Era or earlier, or any other soil that has been Type I 0.4 shown by surveys or studies to have a natural period similar to soils mentioned above Type II Other than Type I and Type III 0.6 Alluvium mainly consisting of organic or other soft soil (including fill if any) with a depth of 30m or greater, reclaimed land from swamps or muddy shoal with a depth Type III of 3m or greater and less than 30 years have passed since 0.8 the reclamation, or any other soil that has been shown by surveys or studies to have a natural period similar to soils above CLASSIFICATION OF BUILDINGS The IBC classifies buildings and other structures as Risk Category from I to IV based on the nature of occupancy (Table 4). Importance factors used in the calculation of snow loads and seismic load effects are assigned to each structure based on its Risk Category. For wind loads, rather than importance factors, there are separate maps of wind speed with different hazard levels that are assigned to each Risk Category. Generally the value of importance factor increases with the importance of the facility. Risk Categories I and II have a seismic importance factor of 1.0. The seismic importance factors for Risk Category III and IV are 1.25 and 1.50, respectively. Structures assigned a greater seismic occupancy must be designed for larger seismic forces. As a result, these structures are expected to experience lower ductility demands than structures with lower occupancy importance factors and, thus sustain less damage. Risk Categories are also a basis for determining Seismic Design Categories, which are keys for establishing the detailed seismic design requirements for any structure. Table 4 The IBC Classification of Buildings and Other Structures - USA Risk Category Nature of Occupancy I Representing a low hazard to human life in the event of failure II Except those listed in other categories III Represent a substantial hazard to human life in the event of failure IV Designed as essential facilities The Chinese Standard for Classification of Seismic Protection of Building Constructions GB 50223-2008 (MHURDC 2008) classifies building structures as Building Type A to D with Type A as most important and Type D as less important (Table 5). There is no occupancy importance factor in Chinese code. Instead, the seismic design intensity should be adjusted according to the function of the building structure (Yu et al. 2010). Table 5 Chinese Standard for Classification of Seismic Protection of Building Constructions - China Building Type Description A (Extremely Special facilities related to national security or causing secondary important) disasters in the event of failure. Facilities designed to be functional during and after earthquake or B (Very important) building representing a substantial hazard to human life. C (Important) Those not listed in other types.