CLEARING & EXECUTION FUTURES Global Futures – Clearing and Execution

Full-Service Global Capabilities

An Innovative, Trusted Partner RBC Capital Markets is recognized by the most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance.

FUTURES AND OTC INTEREST RATE SWAP CLEARING

Customized Solutions A Diverse Client Base ■ Providing client clearing to all major ■ Central and Reserve Managers exchanges globally ■ Large and Mid Sized Asset Managers ■ One of the highest standalone credit ■ Corporate Hedgers and Metal Merchants ratings globally ■ Diversified Financial Institutions ■ OTC IRS Clearing on CME and LCH ■ Hedge Funds and Commodity Trading Advisors ■ Ability to customize reporting ■ Commodity Merchants and statements ■ Select margin financing options available ■ Expanded collateral options

TRADE EXECUTION

Global Execution Coverage Electronic Trading Systems A fully integrated global futures RBC Capital Markets provides execution platform: leading technology: ■ Trading Desks in , the U.S., ■ Fidessa Trading and Europe – Trading and Execution Management ■ 24-hour trading and market coverage – Trading Analytics ■ Relevant and timely market flows – Advanced Algorithms and information – Position P/L Management ■ Local market specialists to provide ■ Bloomberg TradeBook and EMSX best execution ■ Trading Technologies ■ Trading algorithms and spreading – X-Trader Pro capabilities to facilitate order execution – Multi-Broker solutions ■ API and FIX formats for order routing ■ Custom execution solutions and and reconciliations FIX connectivity

24 Hour Trading Toronto Montréal New York Chicago London 866.689.9391 866.901.3886 514.878.7719 212.618.3369 312.357.2463 207.029.7239

rbccm.com/futures

Futures trading is speculative strategy, which may involve risk of loss, that may not be suitable for all investors. This communication is for informational purposes only. It is not intended as an offer or solicitation for the purchase or sale of any financial instrument, investment product or service. The information contained herein, has been compiled from sources believed to be reliable, but no representation or warranty, express or implied, is made by RBC Capital Markets or any of its businesses or representatives, as to its accuracy, completeness or correctness. To the full extent permitted by law, neither RBC Capital Markets nor any of its businesses or representatives, accepts any liability whatsoever arising from the use of this communication. RBC Capital Markets is a registered trademark of Royal of Canada. RBC Capital Markets is the global brand name for the capital markets business of and its affiliates, including RBC Capital Markets, LLC (member FINRA, NYSE, and SIPC); RBC Dominion Securities, Inc. (member IIROC and CIPF), RBC Europe Limited (authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority), Royal Bank of Canada – Sydney Branch (ABN 86 076 940 880) and RBC Capital Markets (Hong Kong) Limited (regulated by SFC). ® Registered trademark of Royal Bank of Canada. Used under license. © Copyright 2018. All rights reserved. 09/18 18-928