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1 rain and seedling establishment of Picea glauca and

2 after partial cutting in and natural stands

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5 Authors and contact information

6 Laurent Gagné1 Université du Québec à Rimouski, Département de biologie, chimie et 7 géographie, Chaire de recherche sur la forêt habitée, 300 Allée des 8 Ursulines, Rimouski (Québec) G5L 3A1 Email: [email protected]

9 Luc Sirois Université du Québec à Rimouski, Département de biologie, chimie et 10 géographie, Chaire de recherche sur la forêt habitée, 300 Allée des 11 Ursulines, Rimouski (Québec) G5L 3A1 | Email: [email protected]

12 Luc Lavoie Collectif régional de développement du Bas-Saint-Laurent, 186 rue Lavoie, 13 Rimouski (Québec) G5L 5Z1 | Email: [email protected]

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19 Key-words : balsam fir, white , seedlings, partial cut, , naturals stands, light,

20 seed rain

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1 Corresponding author and current address: Collectif régional de développement du Bas-St-Laurent, 186 rue Lavoie, Rimouski (Québec), Canada G5L 5Z1 | Telephone: 418-724-6440 #253 | Email: [email protected]

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© 2018 by the author(s). Distributed under a Creative Commons CC BY license. Preprints (www.preprints.org) | NOT PEER-REVIEWED | Posted: 30 August 2018 doi:10.20944/preprints201808.0515.v1

23 Abstract: This study documents the conditions associated to white spruce and balsam fir

24 regeneration after partial cutting. Measurements were collected 9 to 30 years after partial cutting

25 in 12 natural fir stands and 5 white spruce plantations. We estimated seed input, measured light

26 reaching the undergrowth, recorded seedlings (<150 cm) and their age on 6 different seedling

27 establishment substrates: mineral , , rotten , litterfall, herbaceous and dead wood.

28 Partial cutting generally favours the establishment and growth of seedlings. The number of fir

29 and spruce seedlings is always greater in natural stands than in plantations, a trend likely

30 associated with the reduced abundance of preferential establishment substrate in the latter. White

31 spruce significantly prefers rotten wood while fir settles on all types of substrates that cover at

32 least 10% of the forest floor. There is a strong relationship between light intensity and the median

33 height of spruce seedlings, but this relationship is non-significant for fir. Seedlings of both

34 species can survive at incident light intensities as low as 3%, but an intensity of 15% or more

35 seems to offer the best growth conditions. The conditions for successful forest regeneration

36 proposed in this study should be applied when the goal is to establish a new stand prior to clear

37 cutting or to convert stand structure.

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45 1. Introduction

46 The promotion of natural regeneration in forests managed through partial cutting offers several

47 silvicultural, economic [40] and ecological [1] benefits. It provides demographic stability within

48 the stand [1-29-37], decreases reforestation costs [30-40] and diversifies stand structure. The rate

49 of seedlings establishment is subject to regulatory factors related to seed [47], quality of

50 substrate for and early growth [4-51], and light [35]. Therefore, logging operations

51 in a sexually mature forest stand cause profound changes in the conditions for the establishment

52 of regeneration of valued species [4].

53 First, reduced competition in partially cut stands generally provides larger seed trees able to

54 produce large quantities of viable [14-15-18]. In stands composed of fir and spruce, the

55 selection of trees left standing is of great importance, as spruce regeneration is far more

56 challenging than that of fir [4-23-48-51]. In addition, any type of logging operation modifies the

57 diversity and the quality of substrates on which seeds fall and seedlings eventually grow, notably

58 through logging leftovers (crowns, branches, stumps) remaining on the ground [21]. These

59 decaying woody debris [8] constitute one of the preferential substrates for germination,

60 particularly for Norway spruce (Picea abies [25]) and white spruce (Picea glauca [52]). Finally,

61 partial cutting increases undergrowth incident light enough to ensure better seedling growth [14-

62 40], but this effect vanishes as residual trees grow [11-28]. When severe shaded conditions

63 persist for too long in the undergrowth, tree seedling mortality rates increase [35], as incident

64 radiation of less than 10% would be unfavourable for the growth in height of seedlings of shade-

65 tolerant tree species like balsam fir (Abies balsamea [6-35]) and white spruce (Picea glauca

66 [36]).

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67 Spruce plantations are relatively novel ecosystems whose regeneration dynamics are not well

68 known. The effect of seed trees, seedling establishment substrates, and light condition on natural

69 regeneration has rarely been studied in spruce plantations undergoing a partial cut regime [22-

70 50]. In addition, these effects have rarely been compared between natural stands and plantations,

71 although natural fir and spruce-dominated stands [13] and spruce plantations [19] are widespread

72 across North America. Therefore, this study aims to verify, for natural stands and plantations, i)

73 whether there is a relationship between seed production and seedling density for balsam fir

74 (Abies balsamea) and white spruce (Picea glauca) depending on stand origin, ii) whether partial

75 cutting favours the establishment of regeneration, iii) whether certain seedbed substrates favour

76 regeneration more than others depending on stand origin, and iv) whether light has an effect on

77 seedling growth several years after partial cutting.

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79 2. Material and methods

80 2.1 Study sites

81 This study was conducted at the interface of the balsam fir-yellow and the balsam fir-

82 white birch bioclimatic domains in Bas-Saint-Laurent, [58]. A random selection was

83 made among 24 stands of either naturally occurring fir-dominated stands (n=16) or white spruce

84 plantations (n=8) that were recently thinned. A total of 17 sites were selected, of which 12 were

85 found in natural stands and 5 were found in plantations. Stand age ranged from 37 to 104 years

86 old and the time lapse since partial cut ranged from 8 to 23 years for natural stands and from 8 to

87 30 years for plantations (Table 1). The partial cuts varied in intensity from low to high, with the

88 proportion of stems removed ranging from 14% to 74%. Naturally occurring stands were mostly

89 composed of balsam fir (hereafter referred to as fir) with a proportion of white spruce (hereafter

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90 referred to as spruce) ranging from 10% to 50%; spruce plantations had a proportion of fir

91 ranging from 0% to 10%. All sites had a site index (SI) greater than 9 m at 25 years.

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93 2.2 Measurements and estimations

94 For each site, we randomly established 2 sampling units (SU) spaced 30 to 150 m apart, each

95 measuring 200 m2 (20 m x 10 m) with a buffer zone of 5 m around the perimeter. Each SU was

96 divided into 50 subunits of 4 m2 (2 m x 2 m). All living trees with a DBH >5.1 cm were

97 identified at the species level, measured (DBH) and mapped using azimuth and distance from a

98 corner of the SU (reference point). In the buffer zone, only spruce with a DBH >10 cm were

99 mapped in order to focus on the potential seed trees of this species. The density (n.m-2) of fallen

100 fir and spruce seeds within each 4 m2 subunit was estimated using Greene’s (2000) [18] models.

101 The first model estimates the number of seeds annually produced by each seed tree (Q) as such:

102 [1] Q = 3067m-0.58B0.92

103 where m is the mass of a spruce (0.002 g) or fir (0.008 g) seed, and B is seed tree’s basal area

104 (m2) at breast height (1.3 m).

105 The second model estimates the number of seeds/m2 scattered on the ground as a function of the

106 distance (x) between a given seed tree and the centroid of each subunit:

-0.15x f 0.82 107 [2] Q(x) = aQe

2 108 where Q(x) defines the number of seeds scattered per m at a distance x of a seed tree, a is set to

109 0.25, which corresponds to a forest with medium seed production [18], and f represents the seed’s

110 final velocity: 0.65 m/s for spruce and 0.86 m/s for fir [18]. Using these two models, for each

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111 seed tree, we calculated the total number of fallen seeds in each 4 m2 subunit. These values were

112 compared to the number of spruce and fir seedlings counted in each subunit.

113 In all subunits, we estimated the percentage of cover of each of the six seedbed types: mineral

114 soil, moss, litterfall, herbaceous, rotten wood and deadwood (corresponding to decomposition

115 classes 3 to 5 and 1 to 2, respectively, according to [8]). Then we determined the age and the

116 number of spruce and fir seedlings per substrate type and height category: 1-10 cm, 11-20 cm,

117 21-30 cm, 31-50 cm, 51-100 cm and 101-150 cm. The age of seedlings <50 cm was estimated

118 using terminal bud scars while annual growth rings were used for seedlings >50 cm. Age allowed

119 us to differentiate seedlings established before versus after partial cut.

120 Table 1. Site description in 2009

Age range of Stem 2 Years after BA (m /ha) Mean dbh (cm) Stems/ha Origin Site dominant tree removal partial cut n=6 % spruce fir spruce fir spruce fir

1 37-40 10 14.0 − 37 − 15 − 1850

2 52-65 11 67.7 3 26 20 16 75 1325

3 51-71 10 45.5 5 38 20 16 150 1800

4 46-52 9 38.2 4 26 18 15 125 1400

5 37-52 9 36.9 16 15 15 17 700 775

6 48-60 9 53.0 2 25 21 16 75 1100 Natural 7 55-74 10 27.9 12 26 20 19 300 875

8 62-71 9 52.1 5 36 20 14 150 2000

9 60-85 9 11.6 7 32 19 16 200 1350

10 60-77 14 73.5 4 26 20 19 75 825

11 73-104 10 74.0 8 26 25 18 150 975

12 70-75 23 60.4 7 33 20 18 200 1225

131 82 30-152 42.0 30 2 23 6 675 150

14 57 16−62 52.6 40 − 22 − 950 − Plantation 15 49 8 44.3 34 − 17 − 1475 −

16 52 19−82 50.0 35 − 22 − 825 −

17 57 12 65.6 29 − 24 − 650 −

1 Four SU were carried out in the same plantation 2Two partial cuts in plantation; in these cases, only seedlings established after the last partial cut were considered in the analyses.

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121 Photosynthetically active radiation (PAR, µmol photons.m-2.s-1) was measured 60 cm

122 aboveground at the centre of each of the 1700 subunits using a BF-3-type device (Sunshine

123 Sensor; Delta-T Devices BF-3 UM-1.0, Data logger; GP1 v2.1) between 9:00 a.m. and 5:00 p.m.

124 during the months of June, July and August. The light measurement is associated with that of a

125 reference sensor placed in an open environment located less than 500 m away from the sensor

126 located under forest cover in order to calculate percentage of incident light at each measurement

127 location [43].

128 Finally, natural stand age was assessed by drawing core samples at a height of 30 cm from

129 the ground from three trees randomly selected among the dominant trees in each SU. Plantation

130 age corresponds to the year of reforestation; years when a partial cut occurred in each stand type

131 were traced using information obtained from the state’s department of forests’ unpublished

132 database.

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134 3. Statistical analyses

135 3.1 Relationship between the estimated amount of dispersed seeds and the number of seedlings

136 The relationship between the number of fallen seeds and the number of seedlings of each

137 species was determined using simple linear regression for each stand type. Residue normality was

138 validated using the Shapiro test (p>0.05).

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142 3.2 Comparison of density and stocking coefficient of seedlings

143 For each stand type (natural or plantation), we tested whether partial cutting had a significant

144 effect on the density of seedlings and stocking coefficient for each species. Species, period

145 (before vs after cut) and stand type were considered as fixed variables while site was considered

146 as a random variable. We used generalized linear mixed models (GLMM) to compare seedling

147 density and stocking coefficient between species and between stand types. As the raw data did

148 not have a normal distribution even after transformation, we tested several model distributions:

149 Poisson, zero inflated Poisson, negative binomial and zero inflated negative binomial. Using the

150 Akaike information criterion [57], we determined that the negative binomial model was most

151 parsimonious. When the analysis revealed significant differences between group means, means

152 were compared between periods, between species or between stand types using Tukey’s multiple

153 comparison test. Here and in all subsequent analyses where it was required, normality was

154 verified using the Shapiro-Wilk test (p>0.05) while homoscedasticity and independence of

155 residuals were verified by visual observation of residuals plotted against predicted values.

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157 3.3 Percentage of seedlings per substrate type

158 For each species, in each stand, we compared the percentage of total seedlings that

159 established on each substrate type to determine if we could identify preferential substrates for

160 seedling establishment. We used a binomial chi-square to compare percentage of total seedlings

161 established on each substrate with cover of the same substrate. The percentage of the area

162 covered by each type of substrate was compared between plantations and natural stands using a

163 binomial chi-square.

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164 3.4 Relationship between median seedling height and incident light

165 The relationship between the median height of fir and spruce seedlings that have established

166 after the partial cut and the percentage of light transmitted to the centre of each subunit was

167 estimated using simple linear regression. Residue normality was validated using the Shapiro test

168 (p>0.05).

169 All statistical analyses were performed on R, version 2.15.2, using the “nlme” [44] and

170 “gmodels” [75] libraries.

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172 4. Results

173 4.1 Relationship between the estimated number of dispersed seeds and the number of seedlings

174 Our results show that in natural stands there is a close relationship between the estimated

175 number of fallen seeds and the density of fir and spruce seedlings (Fig. 1). The estimated number

176 of dispersed seeds explains 81% and 85% of the variance of fir and spruce seedling density,

177 respectively. For the same amount of seeds, seedling density is 15 to 20 times higher for fir than

178 for spruce. In plantations, the number of fallen seeds explains 51% of the variance of the number

179 of spruce seedlings, but it takes 30 to 40 times as many seeds to reach a spruce seedling density

180 similar to the one measured in natural stands. For fir, the relationship between the number of

181 seeds and seedling density is very weak (R2 = 0.04), and the model is not significant (p = 0.86).

182 The estimated number of fir seeds is about 20 times smaller than the estimated number of spruce

183 seeds in plantations, yet the density of fir seedlings is at least 10 times greater than that of spruce

184 seedlings.

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186 4.2 Stocking coefficient and density of seedlings

187 Partial cuts significantly increase the stocking coefficient (Fig. 2) and the density (Figure 3)

188 of fir seedlings in natural stands, while a significant interaction (p<0.0001) between treatment

189 and stand type results in an increase in fir density and stocking coefficient in natural stands and a

190 decrease in plantations. For spruce, partial cuts increase the stocking coefficient and the density

191 of seedlings, especially in natural stands, where both these effects are significant (Fig. 2 and 3).

192 Overall, the stocking coefficient and seedlings density of fir and spruce seedlings are

193 significantly higher in natural stands compared to plantations (Fig. 2), and fir had a significantly

194 higher seedling density than spruce, both in naturally occurring stands and in plantations (Fig. 3).

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211 Spruce Fir

212 Natural stands

12 1.6 y = 0,0004x + 6,0584

y = 0,0001x - 0,037 )

2 R² = 0,8542

) 1.4 R² = 0,8127 10 2 p<0.001 1.2 p<0.001 8 1 0.8 6 0.6 4 0.4 2

0.2 (n/m density Seedlings Seedling density (n/m density Seedling 0 0 0 1000 2000 3000 4000 5000 6000 7000 8000 0 1000 2000 3000 4000 5000 6000 7000 8000 900010000 213 Seed input class (n/m2) Seed input class (n/m2)

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215 Plantation

y = 3E-06x + 0033 0.25 1.2 y = 0.0001x + 0.6641 R² = 0.513

) R² = 0.0447 ) 2 2 p=0.08 0.2 1 p=0.86 0.8 0.15 0.6 0.1 0.4 0.05 0.2 Seedling density (n/m density Seedling Seedlings density (n/m density Seedlings

0 0 8000 12000 16000 20000 24000 28000 32000 0 500 1000 1500 2 216 Seed input class (n/m2) Seed input class (n/m ) 217 Figure 1. Relationship between spruce and fir seed input and seedling density in natural stands 218 and plantations.

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Natural stands Fir Spruce a b 100 * 90 80 70 * 60 b 50 % 40 a 30 20 10 b 0 Established before Established after partial cut partial cut Total 223

224 Plantations Fir 100 Spruce 90 a* 80 a* 70 60 50 b* % 40 a* 30 20 a 10 0 Established before Established after partial cut partial cut Total 225

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227 Figure 2. Stocking coefficient (± standard deviation) of fir (white bar) and spruce (black bar) 228 seedlings before and after a partial cut, and total stocking coefficient per species for natural 229 stands and plantations. Lower-case letters indicate a significant difference before and after a 230 partial cut for a given species in a stand type, while asterisks indicate a significant difference 231 between stand types for a given species and period and for total stocking.

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232

Fir Natural stands Spruce 5000 4500 13586 70806 4000 3500 b b* 3000 2500 2000 1500 1000 a a*

Number of Number seedlings/ha 500 0 Established before Established after partial cut partial cut 233

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Fir Plantations Spruce 5000 4500 4000 3500 3000 2500 2000 a 1500 Number of seedlings/ha Number 1000 a b* 500 a* 0 Established before Established after partial cut partial cut 235

236 Figure 3. Seedlings density (fir: white bar and spruce: black bar) before and after a partial cut for 237 natural stands and plantations. Lower-case letters indicate a significant difference before vs after 238 a partial cut for a given species in each stand type, while asterisks indicate a significant difference 239 between species for each stand type in a given period.

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242 4.3 Percentage of seedlings per substrate type

243 The ground area covered by the various substrate types differs depending on stand origin.

244 The percentages of area covered by litterfall and deadwood are significantly greater (p<0.05) in

245 plantations than in natural stands, and the opposite is true for other substrate types except

246 herbaceous (Fig. 4). In both types of stands, fir and spruce seedlings occur on all substrate types

247 except deadwood; none were found on mineral soil as it was absent during the census (Fig. 4). In

248 natural stands, spruce established more on rotten wood, and spruce established less on herbaceous

249 substrate than expected by chance (Chi-square, p<0.05). Approximately 35% of spruce seedlings

250 were found in the 15% stand area covered by rotten wood and 35% of the seedlings were found

251 in the 40% stand area covered by moss (see supplementary Fig. S1A).

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100 Natural stands 90 Spruce Fir cover 80 n=1755 n=36872 70 60

% % 50 40 a * 30 a 20 a a 10 * a 0 moss mineral soil rotten wood litterfall herbaceous dead wood Substrate type 257

100 Plantations 90 80 Spruce Fir cover 70 n=194 n=925 60 b 50 % 40 30 * 20 b a b 10 b 0 moss mineral soil rotten wood litterfall herbaceous deadwood Substrate type 258

259 Figure 4. Percentage of total seedlings associated to each substrate type and percentage of cover 260 per substrate for natural stands and plantations. An asterisk indicates a significant difference 261 between a substrate cover and the proportion of seedlings found on this substrate for each species 262 (chi-square-test). Lower-case letters indicate a significant difference in substrate cover between 263 stand types (chi-square test).

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265 In plantations, spruce establishment is markedly associated to rotten wood (Chi-square,

266 p<0.05), as this substrate supports 28% of the total number of spruce seedlings while only

267 covering 5% of the available area (Fig. 4 and see supplementary Fig. S1B).

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269 4.4 Relationship between the percentage of incident light, density of seedlings and their height

270 The proportion of incident light measured at 60 cm from the ground in partially cut stands

271 varied from 3% to 15% of that measured in the open area. The median height of fir and spruce

272 seedlings in the undergrowth is positively influenced by incident light, but while this variable

273 explains 41% of the median height of spruce (p = 0.018), this relationship is not significant (p =

274 0.14) for fir (Fig. 5). The relationship between light and the number of seedlings/ha is very weak

275 (R2 = 0.04) but significant (p<0.05) for fir and spruce in natural stands and not significant

276 (p=0.62) in plantations.

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25 Spruce

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10 y = 0.5984x + 11.701 R² = 0.41 p=0.018 5 Median height (cm) height Median

0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Incident light (%) 280 25 Fir

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10 y = 0.313x + 15.0116 R² = 0.19 Median height (cm) height Median 5 p=0.14

0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Incident light (%) 281

282 Figure 5. Relationsphip between incident light at 60 cm from the ground and median height for 283 spruce and fir seedlings established after the partial cut in natural stands and plantations 284 combined. n=1420 for fir and n=529 for spruce in total 1700 subunits of 4 m2. 285

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291 5. Discussion

292 This study sheds light on the effects of partial cutting on fir and spruce seedling

293 establishment in natural stands and plantations. Our results show that partial cutting helps with

294 the establishment and growth of seedlings. Fir consistently reach a higher distribution coefficient

295 (80%) than spruce (30%) (Fig. 2). In the northern temperate and boreal forests of eastern Canada

296 mainly composed of fir and spruce species, fir seedlings reach densities greater than 35 000

297 seedlings/ha while spruce only reach 1000 to 3000 seedlings/ha [23-40-46]. In mixed natural

298 stands found elsewhere in the world, the genus Abies is often the one that regenerates most easily

299 when co-occurring with other species [5-24].

300 Our results indicate that the natural establishment of seedlings is relatively limited in

301 plantations compared to natural stands. This suggests that certain factors favourable to the

302 establishment of regeneration such as substrate type [14-48-51], light [46], stand structure [38]

303 and seed trees [24] might be more limiting in plantations than in natural stands. The plantations

304 examined in this study were established on abandoned agricultural lands that were farmed for

305 decades, which presumably modified soil structure by increasing compaction and decreasing

306 aeration and drainage [2-34-53]. In addition, these years of agricultural activity removed the

307 organic soil horizons and the coarse woody debris that littered the ground [33]. Litterfall

308 composed of needles and twigs is the main ground substrate found in plantations [39].

309 Although this situation is suitable for fir regeneration, it is quite the opposite for spruce [55].

310 Rotten wood appears to be the preferred substrate for the establishment of spruce seedlings, as

311 the latter are found on this substrate in a significantly greater proportion than expected by chance

312 based on substrate relative area (Fig. 4 and S1).

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313 The suitability of rotten wood for the establishment of spruce regeneration has been

314 emphasized in several other studies [14-46-48]. Our results indicate that a rotten wood cover

315 greater than 15% promotes adequate spruce regeneration [27], a situation observed in natural

316 stands as opposed to plantations, where rotten wood covers only 5% of the area. A constant

317 supply of woody debris [26] is thus important for the long-term recruitment of rotten wood [7-27-

318 48-52] and the initial survival of spruce seedlings. Rotten wood found on the ground acts as an

319 ecological filter, catching the smaller spruce seeds and letting many of the larger fir seeds make

320 their way the ground [7]. Rotten wood offers ideal germination conditions because this substrate

321 has a better water retention capacity than litterfall [7-9-54]. Spruce and fir establish themselves in

322 greater amount on the litterfall substrate, as the latter covers more than half of the available area

323 (Figure 4). However, both species differ in their ability to survive and grow on this substrate. The

324 very short initial produced by spruce rarely manage to get through a thick layer of litterfall

325 as the latter has a coarse porosity and dries up quickly [12-17], inducing a high mortality rate for

326 spruce seedlings [14-31]. Conversely, fir produces longer initial roots [12] able to get through

327 litterfall and reach mineral soil, which makes seedlings less vulnerable to prolonged drought due

328 to its more consistent moisture level [16-45]. This explains why we can usually find more fir

329 seedlings than spruce seedlings on litterfall, especially in plantations (Fig. 4). The herbaceous

330 cover apparently exerts a detrimental effect on spruce establishment, especially in natural stands

331 where this relation is significant (Fig. 4). The slower initial growth of spruce seedlings compared

332 to that of fir [45] would make the former more vulnerable to competitive exclusion by than

333 the latter. Overall, spruce recruitment requires a much greater seed input than fir to reach similar

334 seedling densities [23]. Our results show that the amount of dispersed spruce seeds must be about

335 45 times greater than that of fir to have an equal number of seedlings of both species in stands in

336 which there is a minimum amount of preferential settling substrate such as rotten wood. These

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337 results are similar to estimations for stands dominated by trembling in which white spruce

338 and balsam fir were the companion species [55]. In plantations where the preferential

339 establishment substrate for spruce only reach 5% cover or less, over 250 000 spruce seeds/m2

340 would be required to ensure adequate recruitment. Despite the fact that a single white spruce tree

341 that has reached sexual maturity can produce up to 250 000 seeds in mast years [20], such a seed

342 rain is impossible to reach, even in a mature spruce monoculture, where tree density is typically

343 1200-1500 per ha. Thus, rotten wood availability seems the limiting factor for spruce

344 regeneration in plantations.

345 Once seeds have germinated, light is important for seedling survival [10-11-46] and growth

346 [3-42]. According to our results, balsam fir and spruce seedlings can survive and grow in height

347 with light levels as low as 3% [27-42-55], but some argue that an incident light threshold of 15%

348 provides the minimal light requirements for sustained spruce growth [12]. Fir and spruce

349 seedlings that established themselves after partial cutting do not respond in the same manner to

350 gaps in the canopy [32-35]. Fir has a more variable response than spruce, as suggested by the

351 relationship between the percentage of incident light and the median seedling height, which is not

352 significant for fir, as opposed to spruce. This implies that the regeneration of spruce would be

353 favoured by a repeated partial cutting regime that maintains a minimal light level of 15% in the

354 undergrowth [27]. This threshold value could become a criterion for performing partial cuts at the

355 optimal time to promote regeneration.

356 The sylviculture of fir-spruce dominated forests pose the challenge of spruce regeneration,

357 whereas fir readily regenerates in a larger array of conditions [4-23-48]. In the context of partial

358 cuts, three essential conditions must be met according to our results for spruce to successfully

359 grow from a sprout to a 1.5 m seedling: a rotten wood ground cover of at least 15% combined

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360 with other suitable substrate types, a regime of partial cut whose intensity allows the transmission

361 15% of incident light to the ground, and seed trees that periodically produce between 7 000 to

362 8 000 seeds per m2 of soil surface to have an average of 1 spruce seedling per m2. However,

363 sustained spruce regeneration requires an annual recruitment of a few dozen saplings per hectare

364 [30]. Therefore, it is suggested that a silvicultural regime of repeated partial cuts warrants

365 advanced regeneration in an even-aged management context and may eventually lead to the

366 structural conversion of an even-aged stand to an irregular uneven-aged stand [49]. Such a

367 silvicultural regime would create micro openings in the canopy [32-41], maintaining a minimal

368 level of incident light for optimal seedling growth, while retaining woody debris [14-51] as a

369 preferential seedbed for spruce.

370

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381 Supplementary material Fig. S1 A-B

382 A

383 384 Site 1 37-40 years old Site 2(a) 52-65 years old Site 2(b) 52-65 years old Site 3(a) 51-71 years old 385

386 387 Site 3(b) 51-71 years old Site 4(a) 46-52 years old Site 4(b) 46-52 years old Site 5(a) 37-52 years old 388

389 Site 5(b) 37-52 years old Site 6(a) 48-60 years old Site 6(b) 48-60 years old Site 7(a) 55-74 years old

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390 Site 8 62-71 years old 391 Site 7(b) 55-74 years old Site 9(a) 60-85 years old Site 9(b) 60-85 years old 392

393 394 Site 10(a) 60-77 years Site 10(b) 60-77 years old Site 11(a) 73-104 years Site 11(b) 73-104 years old 395 old old

Symbol legend:

: presence of one or more seed trees (white spruce) : presence of spruce regeneration, seedlings ≤ 150 cm in height : limit of 5 m buffer zone around the SU perimeter

Seedbed substrate legend: Absence of rotten wood Presence of rotten wood with 5 to 9% cover Presence of rotten wood with 10 to 14% cover Presence of rotten wood with ≥ 15% cover

396 397 Site 12(a) 70-75 years old Site 12(b) 70-75 years old 398 399 400 401

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402 B

403 Site 13(a) 82 years old Site 13(b) 82 years old Site 13(c) 82 years Site 13(d) 82 years old

404 Site 14(a) 57 years old Site 14(b) 57 years old Site 15(a) 49 years old Site 15(b) 49 years old

405 Site 16(a) 52 years old Site 16(b) 52 years old Site 17(a) 57 years old Site 17(b) 57 years old 406 Figure S1. Illustration of the spatial distribution of seed trees, regeneration and the rotten wood 407 seedbed substrate in the 200 m2 sampling units, and spatial distribution of white spruce seed trees 408 in the buffer zone of (A) natural stands and (B) plantations . 409

410

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411 Acknowledgements: Funding for this study was provided by the Chaire de recherche sur la forêt

412 habitée of the Université du Québec à Rimouski, the Conférence Régionale des ÉluEs du Bas-

413 Saint-Laurent and the Ministère des Ressources naturelles et de la faune du Québec. We would

414 like to thank Nicolas Roy, Philippe Roy and for their help with fieldwork and data collection.

415 Special thanks to Dr. Alain Caron for reviewing our statistical analyses.

416 Authors contributions: L.G., L.S. and L.L. conceived and designed the experiment; L.G.

417 analysed the data, L.S. and L.L. contributed materials and tools, L.G. and L.S. wrote the paper.

418 Conflicts of interest: The authors declare no conflict of interest.

419

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