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Case 17-2992, Document 1129, 05/21/2018, 2308158, Page1 of 53

IN THE COURT OF APPEALS FOR THE SECOND CIRCUIT ------X : IN RE: IRVING H. PICARD, TRUSTEE : FOR THE LIQUIDATION OF BERNARD L. : 17-2992(L) MADOFF INVESTMENT SECURITIES LLC : : : ------X

DEFENDANTS-APPELLEES’ LIMITED OPPOSITION TO THE TRUSTEE AND SIPC’S JOINT MOTION FOR LEAVE TO FILE A FOREIGN LAW DECLARATION

CLEARY GOTTLIEB STEEN & HAMILTON LLP , NY 10006 Telephone: (212) 225-2000 Facsimile: (212) 225-3999

Attorneys for HSВC Holdings plc, HSВC Bank plc, HSBC Securities Services (Luxembourg) S.A. (also sued as HSBC Fund Services (Luxembourg) S.A.), HSBC Securities Services (Ireland) Designated Activity Company (sued as HSBC Securities Services (Ireland) Limited), HSBC Securities Services (Bermuda) Limited, HSBC Institutional Trust Services (Ireland) Designated Activity Company (sued as HSBC Institutional Trust Services (Ireland) Limited), HSBC Institutional Trust Services (Bermuda) Limited, HSBC Bank U.S.A., N.A., HSBC Cayman Services Limited (sued as HSBC Bank (Cayman) Limited), HSВC Private Banking Holdings (Suisse) S.A., HSВC Private Bank (Suisse) S.A., HSBC Bank Bermuda Ltd., SICO Limited, Somers Dublin Designated Activity Company, Somers Nominees (Far East) Limited (collectively, the “HSBC Defendants”) Case 17-2992, Document 1129, 05/21/2018, 2308158, Page2 of 53

TABLE OF CONTENTS Page

PRELIMINARY STATEMENT ...... 1

I. THE COURT SHOULD DENY MOVANTS’ ATTEMPT TO EXPAND THE RECORD TO IMPROPERLY SUBMIT NEW EXPERT FOREIGN LAW OPINIONS...... 4

A. The circumstances do not warrant supplementing the record below with a foreign law expert’s testimony...... 4

B. Even if there had been some basis to supplement the record with a foreign law expert, Movants waived their opportunity to do so...... 6

II. ALLOWING MOVANTS TO SUBMIT THE DECLARATION WOULD UNFAIRLY PREJUDICE DEFENDANTS- APPELLEES...... 11

III. THE DECLARATION SHOULD IN ANY EVENT BE DISREGARDED AS IRRELEVANT AND UNSUPPORTED...... 12

CONCLUSION ...... 17

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TABLE OF AUTHORITIES Page(s) Rules and Statutes Fed. R. App. P. 10 ...... 4 Fed. R. App. P. 29 ...... 9 Fed. R. Civ. P. 1 ...... 5

Cases Ancile Inv. Co. v. Archer Daniels Midland Co., 538 F. App’x 19 (2d Cir. 2013) ...... 5 Bilta (UK) Ltd v. Nazir (No 2), [2016] AC 1 ...... 15 Byrne v. Telesector Res. Grp., Inc., 339 F. App’x 13 (2d Cir. 2009) ...... 11

Carlisle Ventures, Inc. v. Banco Espanol de Credito, S.A., 176 F.3d 601 (2d Cir. 1999) ...... 5 Curley v. AMR Corp., 153 F.3d 5 (2d Cir. 1998) ...... 10 Fairfield Sentry Ltd. v. Migani, [2014] UKPC 9 ...... 3

Gucci Am., Inc. v. Bank of China, 768 F.3d 122 (2d Cir. 2014) ...... 13

Huynh v. Chase Bank, 465 F.3d 992 (9th Cir. 2006) ...... 5

Kingate Glob. Fund Ltd. (in liquidation) v. Kingate Mgmt. Ltd., [2015] SC (Bda) 65 Com (Berm.)...... 16 Local 875 I.B.T. Pension Fund v. Pollack, 992 F. Supp. 545 (E.D.N.Y. 1998) ...... 6

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Page(s) Longi v. New York, 363 F. App’x 57 (2d Cir. 2010) ...... 6 Okoi v. El Al Israel Airlines, 378 F. App’x 9 (2d Cir. 2010) ...... 2, 4-5 Rana v. Islam, 887 F.3d 118 (2d Cir. 2018) ...... 4 Sledge v. Kooi, 564 F.3d 105 (2d Cir. 2009) ...... 6 Torah Soft Ltd. v. Drosnin, 224 F. Supp. 2d 704 (S.D.N.Y. 2002) ...... 6 United States v. Greer, 285 F.3d 158 (2d Cir. 2002) ...... 8 United States v. Peterson, 812 F.2d 486 (9th Cir. 1987) ...... 10 United States v. Yousef, 327 F.3d 56 (2d Cir. 2003) ...... 2, 6, 8

Weinstock v. Columbia Univ., 224 F.3d 33 (2d Cir. 2000) ...... 4

Other Authorities Proof of the Law of Foreign Countries: Appellate Review and Subsequent Litigation, 72 Harv. L. Rev. 318 (1958) ...... 12

Restatement (Third) of Foreign Relations Law of the United States § 403 (Am. Law Inst. 1986) ...... 10

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In accordance with Rule 27(a) of the Federal Rules of Appellate Procedure,

Defendants-Appellees1 hereby, for the reasons set forth below, oppose the joint motion (the “Motion”) of appellant Irving H. Picard, the trustee (the “Trustee”) appointed under the Securities Investor Protection Act, 15 U.S.C. §§ 78aaa et seq., for the liquidation of the business of Bernard L. Madoff Investment Securities LLC

(“BLMIS”) and intervenor Securities Investor Protection Corporation (“SIPC,” and together with the Trustee, the “Movants”), seeking leave to file a foreign law declaration by Mark Phillips, QC (the “Declaration”) (Dkt. Nos. 1094 and 1093, respectively).2 Defendants-Appellees do not object, however, to Movants’ submission, for the convenience of the Court, of the cases attached to the

Declaration.

PRELIMINARY STATEMENT In this appeal, Movants seek to reverse the decisions of the District Court

(Rakoff, J.) and the Bankruptcy Court (Bernstein, J.) dismissing the Trustee’s claims because the Trustee has no authority under the Bankruptcy Code to pursue them, and because principles of international comity favor dismissal. Those

1 Defendants-Appellees and the relevant actions are set forth on Addendum A hereto.

2 Capitalized terms used but not defined herein have the meanings ascribed to them in Defendants-Appellees’ Brief in Opposition (Dkt. No. 935) (“Defs.’ Br.”).

Case 17-2992, Document 1129, 05/21/2018, 2308158, Page6 of 53

decisions were rendered after extensive briefing and ample opportunity for all interested parties to present relevant arguments, authority and testimony. But rather than rely on the voluminous record below, Movants have waited until their reply briefing on appeal to seek to supplement the record through a 45-page argumentative declaration of a purported expert in the laws of the British Virgin

Islands (“BVI”), Cayman Islands, and Bermuda. Under Rule 10(a) of the Federal

Rules of Appellate Procedure, the Declaration is not properly part of the record on appeal, and this Court “will not enlarge the record on appeal to include evidentiary material not presented to the district court” “[a]bsent extraordinary circumstances” that Movants have not even attempted to argue are presented here. Okoi v. El Al

Israel Airlines, 378 F. App’x 9, 11 n.1 (2d Cir. 2010) (denying motion to expand the record) (citing Int’l Bus. Machs. Corp. v. Edelstein, 526 F.2d 37, 45 (2d Cir.

1975)). Accordingly, the Motion should be denied.

Even if there were some legitimate basis to supplement the record below— and there is none—this Circuit’s black-letter law requires that the appellant raise each and every challenge to the lower courts’ decisions in its opening brief. United

States v. Yousef, 327 F.3d 56, 115-16 (2d Cir. 2003) (“[This Court] will not consider an argument raised for the first time in a reply brief.”). Here, both the

District Court and the Bankruptcy Court explicitly based their decisions, in part, on the proceedings in the BVI, Cayman Islands, and Bermuda, and on the law of those

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jurisdictions, including the Privy Council’s decision in Fairfield Sentry Ltd. v.

Migani, [2014] UKPC 9 (“Migani”). Movants recognize these facts.

Yet, in their opening briefs, neither the Trustee nor SIPC chose to

(i) develop arguments based on BVI, Cayman, or Bermuda law, including Migani,

(ii) submit a foreign law declaration explaining Migani or any other aspect of BVI,

Cayman, or Bermuda law, or (iii) otherwise argue BVI, Cayman, or Bermuda law as a basis to challenge the decisions below. Having decided to forego their opportunity to properly do so, Movants now seek to expand the record and make those arguments through various opinions provided in an expert foreign law

Declaration submitted on reply. But that attempt is procedurally improper and, in any event, introduces arguments that are not responsive to anything argued by

Defendants-Appellees or their amici, are totally irrelevant and would be opposed as being unsupported and inaccurate if they had any relevance to this case. This

Circuit’s law bars such a ploy.

Accordingly, Defendants-Appellees object to the substance of the

Declaration in its entirety and respectfully submit that leave to file the Declaration, except for the cases it attaches, should be denied.

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I. THE COURT SHOULD DENY MOVANTS’ ATTEMPT TO EXPAND THE RECORD TO IMPROPERLY SUBMIT NEW EXPERT FOREIGN LAW OPINIONS. Movants have provided no reason for this Court to suspend its rules to allow

Movants to expand the record in their reply brief on appeal. Even if they had stated such a reason, the arguments in the Declaration have been waived.

A. The circumstances do not warrant supplementing the record below with a foreign law expert’s testimony. Under the Federal Rules of Appellate Procedure, the record on appeal is limited to “the original papers and exhibits filed in the district court; the transcript of proceedings, if any; and a certified copy of the docket entries prepared by the district clerk.” Fed. R. App. P. 10(a) (internal numbering omitted). This Court has long held that “extra-record assertions and documents” cannot be considered on appeal. Rana v. Islam, 887 F.3d 118, 122 (2d Cir. 2018) (declining to consider

“documents that are outside the record on appeal”); see also Weinstock v.

Columbia Univ., 224 F.3d 33, 46 (2d Cir. 2000) (declining to consider on appeal new evidence “never presented to the district court” because it is “simply not part of the record, and is therefore material that cannot be considered in deciding the case”).

Here, Movants never attempted to submit any of the testimony in the proposed Declaration during the years of proceedings before the District Court and the Bankruptcy Court. Nor have Movants demonstrated any “extraordinary

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circumstances” that could warrant an exception to this Circuit’s longstanding rule against supplementing the record on appeal. Okoi, 378 F. App’x at 11 n.1.3

Movants’ reliance on Rule 44.1 of the Federal Rules of Civil Procedure is unavailing. Although this Court has referenced Rule 44.1 (which of course governs procedures before the district court4) for the proposition that a district court’s determinations of foreign law are reviewed de novo, see e.g., Carlisle

Ventures, Inc. v. Banco Espanol de Credito, S.A., 176 F.3d 601, 604 (2d Cir.

1999), and has therefore considered certain “legal authorities supplied by the parties on appeal,” such as statutes and decisional law, see Ancile Inv. Co. v.

Archer Daniels Midland Co., 538 F. App’x 19, 20 (2d Cir. 2013) (quotation omitted), none of the cases on which Movants rely allowed an appellant to submit expert testimony on foreign law for the first time on appeal, let alone on reply.

Even if Rule 44.1 could have provided a vehicle for Movants to circumvent the rules of this Court (and it does not), Movants failed to properly invoke it because

3 Indeed, at least one other circuit has expressly rejected a similar attempt by an appellant to present a foreign law expert declaration for the first time on appeal. Huynh v. Chase Manhattan Bank, 465 F.3d 992, 1000 (9th Cir. 2006) (refusing to consider “expert declaration” analyzing foreign law where it was “not before the district court”).

4 See Fed. R. Civ. P. 1 (“These rules govern the procedure in all civil actions and proceedings in the United States district courts[.]”).

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they did not give Defendants-Appellees notice of the foreign law arguments made in the proposed declaration until it was filed with this Court.5

B. Even if there had been some basis to supplement the record with a foreign law expert, Movants waived their opportunity to do so. It is well-established that this Court “will not consider an argument raised for the first time in a reply brief.” Yousef, 327 F.3d at 115; see also Sledge v. Kooi,

564 F.3d 105, 106 n.1 (2d Cir. 2009) (deeming claims abandoned where raised below but not on appeal); Longi v. New York, 363 F. App’x 57, 58 (2d Cir. 2010)

(deeming abandoned any issues or arguments not originally raised by appellant).

But that is just what Movants seek to do with the Declaration. Thus, the Motion can, and should, be denied on this basis alone.

As an initial matter, Movants do not (and cannot) deny that the District

Court and Bankruptcy Court relied on foreign law for their decisions. For example, as part of its comity analysis, the District Court explicitly relied on a foreign law declaration, and concluded from its review of that declaration that “the

5 Rule 44.1 requires a party seeking to “raise an issue about a foreign country’s law [to] give notice by a pleading or other writing” to the opposing party in order to “avoid unfair surprise.” See Torah Soft Ltd. v. Drosnin, 224 F. Supp. 2d 704, 718 (S.D.N.Y. 2002) (“[N]otice of the applicability of foreign law that is not served until after a case has been dismissed or when it is on appeal, is generally too late.”); see also Local 875 I.B.T. Pension Fund v. Pollack, 992 F. Supp. 545, 559 (E.D.N.Y. 1998) (finding notice that was “not sufficient” to raise foreign law arguments for the first time in reply papers under Rule 44.1).

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BVI courts have already determined that Fairfield Sentry could not reclaim transfers made to its customers under certain common-law theories—a determination in conflict with what the Trustee seeks to accomplish here.”

SPA220 (citing Declaration of Marco E. Schnabl). The Bankruptcy Court likewise based its decision at least in part on foreign law, including, explicitly, the Privy

Council’s decision in Migani. SPA255, SPA260.

Movants do not dispute any of this but rather argue that the Bankruptcy

Court “found that prescriptive comity was a bar to the Trustee’s actions, principally relying on Fairfield Sentry Ltd. v. Migani.” Motion at 2. Indeed, the

Trustee submitted Migani in the special appendix, along with six other foreign law decisions. SPA967; SPA Table of Contents x-xi. Even Movants’ own purported amicus, Kenneth Krys, emphasized the importance of Migani by raising it in his proposed brief. See Krys Br. at 13 n.19 (Dkt No. 591-2).6

For all of these reasons, the Movants could have, and should have, addressed

Migani in their opening brief. Nonetheless—both the Trustee and SIPC chose not to develop foreign law in their respective opening submissions. Neither sought to submit a foreign law declaration. Neither relied on a foreign amicus besides Krys.

6 Movants’ contention that none of their amici raised issues of foreign law, Motion at 2, is inaccurate. Krys argued that a decision by the Eastern Caribbean Court of Appeal undermines the Privy Council’s decision in Migani. Krys Br. at 13 n.19.

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Most importantly, neither party mentioned Migani even once in its opening brief.

Yet the Trustee and SIPC now seek to submit a 45-page, 11,000-word foreign law

Declaration with their replies—of which a full 13 pages, or nearly one-third, focus entirely on Migani. See Declaration at 31-43 (“Analysis of the Migani Case”).

These arguments should have been made in Movants’ opening briefs, have now been waived, and cannot be submitted for the first time on reply. See Yousef, 327

F.3d at 115-16; see also United States v. Greer, 285 F.3d 158, 170 (2d Cir. 2002)

(refusing to address arguments on the basis that “failure to include an argument in the appellate brief waives the argument on appeal” (quotation omitted)).

Movants, moreover, provide no cogent reason why they could not have raised these arguments in their opening briefs, or why they suddenly need to raise them now.7 None of Defendants-Appellees’ amici purport to be foreign law experts, nor did Defendants-Appellees submit a declaration on foreign law.

Searching for an excuse, Movants vaguely claim that “various issues of foreign law

7 Movants’ claim that the Declaration is proper because it “adds no new facts or evidence to this appeal” is false. Motion at 7. If true, Movants could have simply relied on the record on appeal. Rather, Movants seek to expand the record with what the Motion itself affirmatively characterizes as new evidence, i.e., “expert testimony” from a “professional[] practicing in the relevant field.” Motion at 6. To that end, Movants’ arguments regarding the propriety of the Declaration all address whether the Declaration is admissible as evidence. See Motion at 5-7. Notably, none of Movants’ arguments addresses whether submission of the Declaration on reply is procedurally proper. It is not.

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not raised in the lower courts’ opinions have now been addressed by Appellees and amici.” Motion at 4. But Movants do not—because they cannot—identify what those alleged new issues are.8

The only purported “new argument” that Movants identify is Defendants-

Appellees’ claim that U.S. and foreign law would be on a “collision course” if the lower courts’ comity decision were not affirmed. Motion at 3-4. That argument is not new at all. It formed the basis of the lower courts’ decisions on comity. See

SPA251-252 (relying on the fact that the Funds are in foreign liquidation proceedings with their own rules governing the disgorgement of transfers). The conflict between U.S. and foreign law was even highlighted by the Trustee’s own intervenor, SIPC, in its opening brief. See SIPC Br. at 35 (“The outcome in the foreign courts differs markedly from the outcome in the U.S. where, in a Ponzi scheme, fictitious account statements are not treated as real and the calculation of

8 Regardless, there is nothing improper about an amicus making an argument not already raised in the parties’ briefing. See Fed. R. App. P. 29, Advisory Committee Notes (“An amicus curiae brief which brings relevant matter to the attention of the Court that has not already been brought to its attention by the parties is of considerable help to the Court.”). Additionally, Movants’ claim that they submit the Declaration to respond to the declaration of Paul Pretlove—which runs a mere four pages and serves only to affirm the existence of the foreign Kingate settlements—is absurd. Motion at 3. Nonetheless, as noted above, given that Defendants-Appellees’ amici cited foreign-law cases that are not easily accessible to this Court, Defendants-Appellees do not object to the Declaration to the extent it submits these cases for the Court’s review.

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what customers are owed is not based upon fictitious profits shown therein.”). In any event, there is simply no excuse for Movants’ untimely arguments.

This is not a situation where appellate briefing and argument have identified any foreign law question not adequately addressed by the parties or developed below. Cf., e.g., Curley v. AMR Corp., 153 F.3d 5, 12-13 (2d Cir. 1998)

(requesting, after oral argument, further submissions by both sides on foreign law issues); United States v. Peterson, 812 F.2d 486, 490-91 (9th Cir. 1987) (noting request for supplemental briefing). Instead, foreign law has been at issue in this case from the outset, as is necessarily the case when international comity is at issue. See Restatement (Third) of Foreign Relations Law of the United States

§ 403(2)(h) (Am. Law Inst. 1986). Furthermore, the conflict on which the

Declaration does opine is a purported conflict of comity principles, Declaration

¶ 6, rather than the conflict that is at issue here, which is a conflict of substantive law. Whether foreign comity principles differ from U.S. comity principles, however, does not play any part in this Court’s comity analysis. See Restatement

(Third) of Foreign Relations Law of the United States § 403(2).

Finally, the Declaration itself admits that it is responding to the consideration of foreign law by the lower courts. See Declaration ¶ 7 (noting that in preparing to make the Declaration, “I have reviewed the decisions of the lower courts (namely, the decision of Judge Rakoff in SIPC v. BLMIS, 513 B.R. 222

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(S.D.N.Y. 2014) and the decision of Judge Bernstein in the same matter, 2016 WL

6900689 (Bankr. S.D.N.Y. Nov. 22 2016))”). Further, the Declaration discusses only eight out of 26—or fewer than one-third—of the foreign law cases cited by

Defendants-Appellees’ amici. This is a dead giveaway that the Declaration is not submitted in response to those amici, as Movants claim. Motion at 4. Rather, it is an untimely effort to make new arguments that should have been raised in prior briefing, and cannot be raised now.

II. ALLOWING MOVANTS TO SUBMIT THE DECLARATION WOULD UNFAIRLY PREJUDICE DEFENDANTS-APPELLEES. The Motion should be denied for the additional reason that it is an improper attempt by Movants to circumvent this Court’s word limits and gain a late-filed amicus brief to which Defendants-Appellees cannot respond. Indeed, despite

Movants’ claim that they need to submit the Declaration to respond to Defendants-

Appellees’ purported new arguments, the Trustee cites the Declaration only twice in his 60-page brief, and SIPC does not cite the Declaration even once in its 37- page brief. Movants thus ask this Court to rely upon whole swaths of stand-alone arguments made only in the Declaration—a plain effort to evade this Court’s word limits. Such a maneuver is prohibited. See, e.g., Byrne v. Telesector Res. Grp.,

Inc., 339 F. App’x 13, 19 (2d Cir. 2009) (explaining that, notwithstanding any word limit constraints, “issues not argued in the briefs will generally be considered waived and not be addressed on appeal”).

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Even if the Declaration did not seek to advance new arguments—which it does—the Trustee and SIPC have already been afforded a generous 28,000-word allotment for their replies. The addition of a further submission of over 11,000 words would prejudice Defendants-Appellees and needlessly burden the Court.

See, e.g., Proof of the Law of Foreign Countries: Appellate Review and Subsequent

Litigation, 72 Harv. L. Rev. 318, 321 (1958) (“The willingness of an appellate court to consider authorities not considered below should depend also on the burden to the court and the degree of unfair surprise to the parties which would result.”). No additional words, through a foreign law declaration or otherwise, are warranted or appropriate at this juncture.9

III. THE DECLARATION SHOULD IN ANY EVENT BE DISREGARDED AS IRRELEVANT AND UNSUPPORTED. The Declaration should be disregarded in its entirety because from start to finish it presents facts and arguments that are unresponsive to anything

Defendants-Appellees or their amici have argued and that are completely irrelevant to the appropriate resolution of this case.

9 The Declaration is also prejudicial because it is, in effect, another amicus brief for Movants that Defendants-Appellees and their amici should have had the opportunity to respond to, for the benefit of both Defendants-Appellees and the Court.

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The Declaration opens by stating its alleged purpose: “[T]o provide a declaration on whether comity under Cayman and BVI law would prevent, or require the U.S. court to prevent, the Trustee from bringing proceedings in New

York under the U.S. Bankruptcy Code in the SIPA liquidation of BLMIS.”

Declaration ¶ 5. But that question is not before the Court, nor is the answer to that question in any way relevant to how this case should be decided. Rather, the question on appeal is whether U.S. principles of comity require dismissal of the

Trustee’s claims against Funds in foreign liquidation proceedings. Indeed, in all of the briefing that has been filed, there is no dispute that the comity analysis that courts in this Circuit apply is based on the Restatement (Third) of Foreign

Relations. See Gucci Am., Inc. v. Bank of China, 768 F.3d 122, 139 (2d Cir. 2014).

No one has argued that how a foreign court applying foreign law would decide the issues is at all relevant to that comity test. Instead, the question is one of U.S. law on which a foreign lawyer is not qualified to opine.

Critically, the Declaration does not dispute that the avoidance laws of the

BVI, Bermuda and the Cayman Islands are materially different from the avoidance provisions in the U.S. Bankruptcy Code. Nor does the Declaration dispute that many of the Fairfield Funds’ redeemers face double liability since they are sued in

New York with respect to the same transactions and transfers, but by different plaintiffs in different proceedings under different systems of law. Defs.’ Br. at 90-

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91. The divergence in distribution schemes is also made clear by, for example, the decision of the Harley liquidators in exercising their fiduciary obligations under those foreign laws to forego bringing any actions at all. Defs.’ Br. at 92-93.

Finally, the Declaration does not dispute that, as a matter of comity, it is desirable that only one country’s avoidance laws should be applicable to an impugned transfer and that is so regardless of the merits of the claim under each system of law.

Rather than addressing these issues, the Declaration goes on to provide a lengthy disquisition on English law as applied by BVI and Cayman courts—a new topic wholly irrelevant to this Court’s decision. See Declaration ¶¶ 8-47. It then continues to address the following issues, all of which are irrelevant and should be disregarded:

• Whether comity under Cayman and BVI law would prevent the

Trustee from bringing proceedings in the United States. (Declaration

¶¶ 6, 48.) Notably, there is no example given of any English court

ever having been asked to give such an order, and for good reason. If

it were asked to issue such an order, it would almost certainly exercise

restraint and decline to do so, leaving it up to the U.S. courts to decide

what to do.

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• Whether Cayman and BVI courts would recognize the BLMIS

liquidation. (Declaration ¶¶ 49-52.)

• Whether Cayman and BVI courts would assist the Trustee, including

whether they would apply their own laws extraterritorially.

(Declaration ¶¶ 53-58.) Again, the Trustee has not sought any such

assistance.10

• Whether and how Cayman and BVI courts would enforce a U.S.

judgment. (Declaration ¶¶ 59-67.)

• Whether Cayman and BVI courts would directly enjoin the Trustee

from pursuing claims in the United States based on their own laws.

(Declaration ¶¶ 68-75.)

• The opinions of one foreign lawyer, without any citation to authority,

as to how he believes Cayman and BVI courts would interpret the

10 Moreover, the Declaration relies on Bilta for the proposition that foreign insolvency laws apply extraterritorially, see Declaration ¶ 27 (citing Bilta (UK) Ltd v. Nazir (No 2) [2016] AC 1); see also id. ¶ 58 (relying on ¶ 27), but, in Bilta, the U.K. Supreme Court recognized a limitation on the extraterritorial application of U.K. avoidance law: “[T]he absence of a connection with the United Kingdom would be a factor in the exercise of the discretion to permit service out of the proceedings as well as in the discretion whether to grant the relief, which was enough to prevent injustice.” See Bilta ¶ 110. A paradigm case for not applying those provisions extraterritorially would be a claim based on a foreign transfer or foreign property against a foreigner who did not deal with the company, but dealt with another foreigner outside the jurisdiction, as occurred with respect to many Defendants-Appellees here.

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Migani and Kingate11 decisions, which this Court can review for

itself. (Declaration ¶¶ 76-78; 79-99.) The Declaration is wrong to say

that that the Trustee’s claims are not closely related to the claims

brought by Fairfield Funds in the BVI. (Declaration ¶ 85.) There is a

close connection where the claims are made against the same

defendants in relation to the same subsequent transfers. In those

cases, the Trustee claims payment of money that the Privy Council

held that the defendants could keep. Moreover, in a litigation related

to their Chapter 15 case, the Fairfield Liquidators have also

challenged these very same transfers under both BVI common law

and insolvency law. The Declaration is also wrong to say that the

Privy Council held that “BVI law applied to the particular cause of

action on which Fairfield relied.” (Declaration ¶ 92.) Rather BVI law

governed the alleged obligation to make restitution because it was

closely connected to the parties contractual relationship under the

Fairfield Funds’ articles. There is therefore no dispute that, under

BVI conflicts of laws principles, BVI law applies to all the claims

made in the Fairfield Proceedings, including the insolvency claims.

11 Kingate Glob. Fund Ltd. (in liquidation) v. Kingate Mgmt. Ltd., [2015] SC (Bda) 65 Com (Berm.).

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Thus, both Judge Rakoff and Judge Bernstein, in their comity

analyses, relied on the proceedings in Migani to find that, with respect

to the liquidations of the Fairfield Funds another system of law (BVI

law) was being applied to the same subsequent transfers that the

Trustee sought to impeach by application of U.S. Bankruptcy law.

Thus, the Declaration presents only irrelevant arguments unresponsive to any question before the Court. Those arguments should be disregarded in their entirety.

CONCLUSION For the reasons stated, Defendants-Appellees respectfully request that this

Court deny the Trustee and SIPC’s joint motion for leave to file a foreign law declaration, except as to the cases attached thereto.

Dated: May 21, 2018 New York, New York Respectfully submitted,

/s/ Thomas J. Moloney

Thomas J. Moloney CLEARY GOTTLIEB STEEN & HAMILTON LLP One Liberty Plaza New York, New York 10006 T: 212-225-2000 F: 212-225-3999

Attorneys for the HSBC Defendants

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CERTIFICATE OF COMPLIANCE WITH FRAP 27 & 32

I hereby certify that:

1. This brief complies with the type-volume limitations of Federal Rule of Appellate Procedure 27(d)(2)(A) because it contains 4,055 words, as determined by the word-count function of Microsoft Word 2013; and

2. This brief complies with the typeface requirements of Federal Rule of

Appellate Procedure 32(a)(5) and the type style requirements of Federal Rule of

Appellate Procedure 32(a)(6) because it has been prepared in a proportionally spaced typeface using Microsoft Word Version 2013 in 14 point Times New

Roman font.

/s/ Thomas J. Moloney

Thomas J. Moloney

18 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page23 of 53

Addendum A

Number Case Appellee Name Counsel Number 1. 17-2992 Banque Lombard Odier & Cie SA, John F. Zulack, Esq., FKA Lombard Odier Darier Flemming Zulack Williamson Zauderer LLP Hentsch & Cie 1 Liberty Plaza New York, NY 10006

2. 17-2995 Union Securities Investment Trust Blanka K. Wolfe, Esq., Co., Ltd. Direct: 212-653-8700 Sheppard, Mullin, Richter & Hampton LLP New York, NY 10112

3. 17-2995 Union USD Global Arbitrage Blanka K. Wolfe, Esq. Fund 4. 17-2995 Union USD Global Arbitrage A Blanka K. Wolfe, Esq. Fund 5. 17-2995 Union Arbitrage Strategy Fund Blanka K. Wolfe, Esq.

6. 17-2996 Banque Cantonale Vaudoise John F. Zulack, Esq., Flemming Zulack Williamson Zauderer LLP 1 Liberty Plaza New York, NY 10006

7. 17-2999 Grosvenor Investment Russell T. Gorkin, Esq., Management Ltd. Proskauer Rose LLP 11 New York, NY 10036

Gregg M. Mashberg, Esq., Partner Proskauer Rose LLP 11 Times Square New York, NY 10036

8. 17-2999 Grosvenor Aggressive Growth Russell T. Gorkin, Esq. Fund Limited Gregg M. Mashberg, Esq., Partner

9. 17-2999 Grosvenor Balanced Growth Fund Russell T. Gorkin, Esq. Limited Gregg M. Mashberg, Esq., Partner

10. 17-2999 Grosvenor Private Reserve Fund Russell T. Gorkin, Esq. Limited Gregg M. Mashberg, Esq., Partner

11. 17-3003 BSI AG, individually and as David Farrington Yates, Esq., successor in interest to Banco Del Direct: 212-488-1200 Gottardo Kobre & Kim LLP Case 17-2992, Document 1129, 05/21/2018, 2308158, Page24 of 53 6th Floor 800 3rd Avenue New York, NY 10022

George W. Shuster, Jr., Esq., Direct: 212-937-7232 Wilmer Cutler Pickering Hale and Dorr LLP 250 New York, NY 10007

12. 17-3004 First Gulf Bank George M. Chalos, Direct: 516-721-4076 Chalos & Co., P.C. 55 Hamilton Avenue Oyster Bay, NY 11771

Briton Paul Sparkman, Attorney Direct: 713-574-9454 Chalos & Co., P.C. 7210 Tickner Street Houston, TX 77055

13. 17-3005 Parson Finance Panama S.A. Eugene F. Getty, Esq., Direct: 212-889-2821 Kellner Herlihy Getty & Friedman LLP 7n 470 South New York, NY 10016

14. 17-3006 Delta National Bank and Trust Lawrence Joel Kotler, Esq., Company Direct: 215-979-1514 Duane Morris LLP 1540 New York, NY 10036

15. 17-3007 Unifortune Asset Management Richard B. Levin, Esq., SGR SPA Jenner & Block LLP 919 3rd Avenue New York, NY 10022

Carl Nicholas Wedoff, Esq., Direct: 212-891-1653 Jenner & Block LLP 37th Floor 919 3rd Avenue New York, NY 10022

16. 17-3007 Unifortune Conservative Fund Richard B. Levin, Esq.

Addendum 2 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page25 of 53 Carl Nicholas Wedoff, Esq.

17. 17-3008 National Bank of Kuwait SAK Richard A. Cirillo, Esq., King & Spalding LLP 1185 Avenue of the Americas New York, NY 10036

18. 17-3009 Natixis S.A. (in its own capacity Bruce M. Ginsberg, Esq., and as successor-in-interest to Direct: 212-468-4820 IXIS Corporate & Investment Davis & Gilbert LLP Bank) New York, NY 10019

James R. Serritella, Esq., Direct: 212-468-4945 Davis & Gilbert LLP 1740 Broadway New York, NY 10019

19. 17-3009 Natixis Financial Products LLC Bruce M. Ginsberg, Esq. (as successor-in-interest to Natixis Financial Products Inc.) James R. Serritella, Esq.

20. 17-3009 Bloom Asset Holdings Fund Bruce M. Ginsberg, Esq.

James R. Serritella, Esq.

21. 17-3009 Tensyr Limited Timothy P. Harkness, Esq., Direct: 212-277-4000 Freshfields Bruckhaus Deringer US LLP 31st Floor 601 New York, NY 10022

David Y. Livshiz, Esq., Direct: 212-277-4000 Freshfields Bruckhaus Deringer US LLP 31st Floor 601 Lexington Avenue New York, NY 10022

22. 17-3010 Cathay Life Insurance Co. LTD. Scott D. Lawrence, Esq., Direct: 214-720-4300 Akerman LLP Suite 3600 2001 Ross Avenue Dallas, TX 75201

David W. Parham, Esq., Direct: 214-720-4345 Akerman LLP Addendum 3 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page26 of 53 Suite 3600 2001 Ross Avenue Dallas, TX 75201

23. 17-3011 Barclays Bank (Suisse) S.A. Marc J. Gottridge, Esq., - Direct: 212-909-0643 [COR NTC Retained] Hogan Lovells US LLP 875 3rd Avenue New York, NY 10022

24. 17-3011 Barclays Bank S.A. Marc J. Gottridge, Esq.

25. 17-3011 Barclays Private Bank & Trust Marc J. Gottridge, Esq. Limited 26. 17-3012 Arden Asset Management LLC M. William Munno, Esq., Attorney Direct: 212-574-1200 Seward & Kissel LLP 1 Battery Park Plaza New York, NY 10004

Michael Benjamin Weitman, Esq., Direct: 212-574-1486 Seward & Kissel LLP 1 Battery Park Plaza New York, NY 10004

27. 17-3012 Arden Asset Management Inc. M. William Munno, Esq.

Michael Benjamin Weitman, Esq.

28. 17-3012 Arden Endowment Advisers, Ltd. M. William Munno, Esq.

Michael Benjamin Weitman, Esq.

29. 17-3013 Royal Bank of Canada Mark Thomas Ciani, Esq., Direct: 212-940-8800 Katten Muchin Rosenman LLP 575 New York, NY 10022

Anthony L. Paccione, Esq., Katten Muchin Rosenman LLP 575 Madison Avenue New York, NY 10022

30. 17-3013 Guernroy Limited Mark Thomas Ciani, Esq.

Anthony L. Paccione, Esq.

Addendum 4 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page27 of 53 31. 17-3013 Royal Bank of Canada (Channel Mark Thomas Ciani, Esq. Islands) Limited Anthony L. Paccione, Esq.

32. 17-3013 Royal Bank of Canada (Asia) Mark Thomas Ciani, Esq. Limited Anthony L. Paccione, Esq.

33. 17-3013 Royal Bank of Canada (Suisse) Mark Thomas Ciani, Esq. S.A. Anthony L. Paccione, Esq.

34. 17-3013 RBC Dominion Securities Inc. Mark Thomas Ciani, Esq.

Anthony L. Paccione, Esq.

35. 17-3013 Royal Bank of Canada Trust Mark Thomas Ciani, Esq. Company (Jersey) Limited Anthony L. Paccione, Esq.

36. 17-3014 SNS Bank N.V. Charles C. Platt, Direct: 212-230-8860 Wilmer Cutler Pickering Hale and Dorr LLP 7 World Trade Center 250 Greenwich Street New York, NY 10007

Andrea J. Robinson, Esq., Direct: 617-526-6360 Wilmer Cutler Pickering Hale and Dorr LLP 60 Boston, MA 02109

George W. Shuster, Jr., Esq., Direct: 212-937-7232 Wilmer Cutler Pickering Hale and Dorr LLP 7 World Trade Center 250 Greenwich Street New York, NY 10007

37. 17-3014 SNS Global Custody B.V. Charles C. Platt

Andrea J. Robinson, Esq.

George W. Shuster, Jr., Esq.

38. 17-3016 Koch Industries, Inc., as successor Jonathan P. Guy, Esq., in interest to Koch Investment Direct: 202-339-8516 (UK) Company Orrick, Herrington & Sutcliffe LLP 1152 15th Street, NW

Addendum 5 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page28 of 53 Washington, DC 20005

39. 17-3018 Kookmin Bank Richard A. Cirillo, Esq., King & Spalding LLP 1185 Avenue of the Americas New York, NY 10036

40. 17-3019 Bank Julius Baer & Co., Ltd. Eric Brian Halper, Esq., Direct: 212-402-9413 McKool Smith, PC 47th Floor 1 Bryant Park New York, NY 10036

Virginia Weber, Esq., Direct: 212-402-9417 McKool Smith, PC 47th Floor 1 Bryant Park New York, NY 10036

41. 17-3020 Six Sis AG Peter R. Chaffetz, Attorney Direct: 212-257-6961 Chaffetz Lindsey LLP 33rd Floor 1700 Broadway New York, NY 10019

Erin Valentine, Esq., Direct: 212-257-6960 Chaffetz Lindsey LLP Suite 400 1700 Broadway New York, NY 10019

42. 17-3021 Trincastar Corporation Richard B. Levin, Esq., Jenner & Block LLP 919 3rd Avenue New York, NY 10022

Carl Nicholas Wedoff, Esq., Direct: 212-891-1653 Jenner & Block LLP 37th Floor 919 3rd Avenue New York, NY 10022

43. 17-3023 Schroder & Co. Bank AG Robert S. Fischler, Attorney Direct: 212-596-9000 Ropes & Gray LLP 1211 Avenue of the Americas Addendum 6 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page29 of 53 New York, NY 10036

44. 17-3024 Bureau of Labor Insurance Jennifer Fiorica Delgado Direct: 646-414-6962 Lowenstein Sandler LLP 18th Floor 1251 Avenue of the Americas New York, NY 10020

Zachary Rosenbaum, Direct: 212-204-8690 Lowenstein Sandler LLP 1251 Avenue of the Americas New York, NY 10020

45. 17-3025 Caceis Bank, Luxembourg Branch Daniel Schimmel, Esq., Direct: 646-927-5500 Foley Hoag LLP 23rd Floor New York, NY 10036

46. 17-3025 Caceis Bank Daniel Schimmel, Esq.

47. 17-3026 CA Indosuez (Switzerland) S.A., Lawrence B. Friedman, f/k/a Credit Agricole (Suisse) S.A. Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

Elizabeth Vicens, Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

48. 17-3026 Credit Agricole S.A., AKA Lawrence B. Friedman Banque Du Credit Agricole Elizabeth Vicens

49. 17-3029 Solon Capital, Ltd., c/o Appleby William J. Sushon, Esq., Corporate Services (Bermuda) O'Melveny & Myers LLP Canons Court 22 Victoria Street Hamilton HM 12 Bermuda 7 Times Square New York, NY 10036

50. 17-3032 Quilvest Finance Ltd. Thomas E. Lynch, Attorney Direct: 212-326-3939 Jones Day 250 New York, NY 10281

51. 17-3033 Lloyds TSB Bank PLC Mark Thomas Ciani, Esq.,

Addendum 7 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page30 of 53 Direct: 212-940-8800 Katten Muchin Rosenman LLP 575 Madison Avenue New York, NY 10022

Anthony L. Paccione, Esq., Katten Muchin Rosenman LLP 575 Madison Avenue New York, NY 10022

52. 17-3034 Atlantic Security Bank Anthony D. Boccanfuso, Arnold & Porter Kaye Scholer LLP 250 West New York, NY 10019

Scott Schreiber, Esq., Direct: 202-942-5672 Arnold & Porter Kaye Scholer LLP 601 Massachusetts Avenue, NW Washington, DC 20001

53. 17-3035 Orbita Capital Return Strategy Gary J. Mennitt, Esq., Limited Direct: 212-698-3831 Dechert LLP 27th Floor Mailroom 1095 Avenue of the Americas New York, NY 10036

54. 17-3038 The Sumitomo Trust & Banking Michael Zeb Landsman, Esq., Co., Ltd. Direct: 212-888-3033 Becker, Glynn, Muffly, Chassin & Hosinski LLP 16th Floor New York, NY 10171

Jordan E. Stern, Esq., Direct: 212-888-3033 Becker, Glynn, Muffly, Chassin & Hosinski LLP 16th Floor 299 Park Avenue New York, NY 10171

55. 17-3039 Zephyros Limited William J. Sushon, Esq., O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY 10036

56. 17-3040 Lynch Bank (Suisse) SA Pamela A. Miller, Esq., Addendum 8 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page31 of 53 Direct: 212-326-2088 O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY 10036

57. 17-3041 Northern Trust Corporation, 50 Mark Thomas Ciani, Esq., LaSalle Street Chicago, IL 60603 Direct: 212-940-8800 Katten Muchin Rosenman LLP 575 Madison Avenue New York, NY 10022

Anthony L. Paccione, Esq., Katten Muchin Rosenman LLP 575 Madison Avenue New York, NY 10022

58. 17-3041 Barfield Nominees Limited, Mark Thomas Ciani, Esq. Trafalgar Court Les Baques St. Peters Port Guernsey United Anthony L. Paccione, Esq. Kingdom 59. 17-3042 Credit Agricole Corporate and Lawrence B. Friedman, Investment Bank, 1301 Avenue of Cleary Gottlieb Steen & Hamilton LLP the Americas New York, NY 1 Liberty Plaza 10019, DBA Credit Agricole New York, NY 10006 Private Banking Miami, FKA Calyon S.A., DBA Credit Agricole Elizabeth Vicens, Miami Private Bank, Successor in Cleary Gottlieb Steen & Hamilton LLP Interest to Credit Lyonnais S.A. 1 Liberty Plaza New York, NY 10006

60. 17-3043 Korea Exchange Bank, Richard A. Cirillo, Esq., Individually And As Trustee For King & Spalding LLP Korea Global All Asset Trust I-1, 1185 Avenue of the Americas And For Tams Rainbow Trust III New York, NY 10036

61. 17-3043 Korea Investment Trust John D. Giampolo, Esq., Management Company Direct: 212-382-3300 Wollmuth Maher & Deutsch LLP 500 5th Avenue New York, NY 10110

62. 17-3044 Nomura International plc Brian H. Polovoy, Esq., Shearman & Sterling LLP New York, NY 10022

Randall L. Martin, Esq., Shearman & Sterling LLP 599 Lexington Avenue

Addendum 9 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page32 of 53 New York, NY 10022

63. 17-3047 Societe Generale Private Banking John F. Zulack, Esq., (Suisse) S.A., FKA SG Private Flemming Zulack Williamson Zauderer LLP Banking Suisse S.A. 1 Liberty Plaza New York, NY 10006

64. 17-3047 Societe Generale Private Banking John F. Zulack, Esq. (Lugano-Svizzera) S.A., FKA SG Private Banking (Lugano- Svizzera) S.A. 65. 17-3047 Socgen Nominees (UK) Limited John F. Zulack, Esq.

66. 17-3047 Lyxor Asset Management S.A., as John F. Zulack, Esq. Successor in Interest to Barep Asset Management S.A. 67. 17-3047 Societe Generale Holding De John F. Zulack, Esq. Participations S.A., as Successor in Interest to Barep Asset Management S.A 68. 17-3047 SG AM AI Premium Fund L.P., John F. Zulack, Esq. FKA SG AM Alternative Diversified U.S. L.P. 69. 17-3047 Lyxor Asset Management Inc., as John F. Zulack, Esq. General Partner of SG AM AI Premium Fund L.P., FKA SGAM Asset Management, Inc. 70. 17-3047 SG Audace Alternatif, FKA John F. Zulack, Esq. SGAM AI Audace Alternatif 71. 17-3047 SGAM AI Equilibrium Fund, FKA John F. Zulack, Esq. SGAM Alternative Multi Manager Diversified Fund 72. 17-3047 Lyxor Premium Fund, FKA John F. Zulack, Esq. SGAM Alternative Diversified Premium Fund 73. 17-3047 Societe Generale, S.A., as Trustee John F. Zulack, Esq. for Lyxor Premium Fund 74. 17-3047 Societe Generale Bank & Trust John F. Zulack, Esq. S.A. 75. 17-3047 OFI MGA Alpha Palmares, FKA Brian J. Butler, Esq., Oval Alpha Palmares Direct: 315-218-8000 Bond, Schoeneck & King, PLLC 1 Lincoln Center 110 West Fayette Street Syracuse, NY 13202

76. 17-3047 Oval Palmares Europlus Brian J. Butler, Esq.

77. 17-3047 UMR Select Alternatif Brian J. Butler, Esq.

Addendum 10 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page33 of 53 78. 17-3047 Bank Audi S.A.M.-Audi Saradar Gary J. Mennitt, Esq., Group, FKA Dresdner Bank Direct: 212-698-3831 Monaco S.A.M. Dechert LLP 27th Floor Mailroom 1095 Avenue of the Americas New York, NY 10036

79. 17-3050 Intesa Sanpaolo S.p.A., as Andrew Ditchfield, Successor in Interest to Banca Direct: 212-450-3009 Intesa SpA New Davis Polk & Wardwell LLP York, NY 10004 New York, NY 10017

Elliot Moskowitz, Esq., Direct: 212-450-4241 Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017

80. 17-3050 Eurizon Capital SGR S.p.A., Andrew Ditchfield Eurizon Capital SGR SpA (as Successor in Interest to Eurizon Elliot Moskowitz, Esq. Investimenti SGR SpA, f/k/a Nextra Investment Management SGR SpA, and Eurizon Alternative Investments SGR Spa, f/k/a Nextra Alternative Inv Piazzatte Giordano Dell'Amore 3 20121 Milan Italy 81. 17-3050 Eurizon Low Volatility, Piazzetta Andrew Ditchfield Giordano Dell'Amore 3 c/o Eurizon Capital SGR SpA 20121 Elliot Moskowitz, Esq. Milan Italy, FKA Nextra Low Volatility 82. 17-3050 Eurizon Low Volatility II, Andrew Ditchfield Piazzetta Giordano Dell'Amore 3 c/o Eurizon Capital SGR SpA Elliot Moskowitz, Esq. 20121 Milan Italy, FKA Nextra Low Volatility II 83. 17-3050 Eurizon Low Volatility PB, Andrew Ditchfield Piazzetta Giordano Dell'Amore 3 c/o Eurizon Capital SGR SpA Elliot Moskowitz, Esq. 20121 Milan Italy, FKA Nextra Low Volatility PB 84. 17-3050 Eurizon Medium Volatility, Andrew Ditchfield Piazzetta Giordano Dell'Amore 3 c/o Eurizon Capital SGR SpA Elliot Moskowitz, Esq. 20121 Milan Italy, FKA Nextra Medium Volatility 85. 17-3050 Eurizon Medium Volatility II, Andrew Ditchfield Piazzetta Giordano Dell'Amore 3 c/o Eurizon Capital SGR SpA Addendum 11 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page34 of 53 20121 Milan Italy, FKA Nextra Elliot Moskowitz, Esq. Medium Volatility II 86. 17-3050 Eurizon Total Return, Piazzetta Andrew Ditchfield Giordano Dell'Amore 3 c/o Eurizon Capital SGR SpA 20121 Elliot Moskowitz, Esq. Milan Italy, FKA Nextra Total Return 87. 17-3054 Banco Itau Europa Luxembourg, Brian H. Polovoy, Esq., S.A. Shearman & Sterling LLP 599 Lexington Avenue New York, NY 10022

Randall L. Martin, Esq., Shearman & Sterling LLP 599 Lexington Avenue New York, NY 10022

88. 17-3054 Banco Itau Europa International Brian H. Polovoy, Esq. Randall L. Martin, Esq.

89. 17-3057 UBS AG Gabriel Herrmann, Esq., Gibson, Dunn & Crutcher LLP 200 Park Avenue New York, NY 10166

Marshall R. King, Esq., Attorney Gibson, Dunn & Crutcher LLP 200 Park Avenue New York, NY 10166

90. 17-3057 UBS (Luxembourg) SA Gabriel Herrmann, Esq., Gibson, Dunn & Crutcher LLP 200 Park Avenue New York, NY 10166

Marshall R. King, Esq., Attorney Gibson, Dunn & Crutcher LLP 200 Park Avenue New York, NY 10166

91. 17-3057 UBS Fund Services (Luxembourg) Gabriel Herrmann, Esq. S.A. Marshall R. King, Esq., Attorney

92. 17-3057 UBS Third Party Management Gabriel Herrmann, Esq. Company S.A. Marshall R. King, Esq., Attorney

93. 17-3057 Access International Advisors Ltd. Brian Lee Muldrew, Esq., Direct: 212-940-6581 Katten Muchin Rosenman LLP Addendum 12 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page35 of 53 Suite 1422 575 Madison Avenue New York, NY 10022

Anthony L. Paccione, Esq., Katten Muchin Rosenman LLP 575 Madison Avenue New York, NY 10022

94. 17-3057 Access Management Luxembourg Brian Lee Muldrew, Esq. SA, FKA Access International Advisors Luxembourg SA, as Anthony L. Paccione, Esq. represented by its Liquidator Maitre Ferdinand Entringer 95. 17-3057 Access Partners SA, as represented Brian Lee Muldrew, Esq. by its Liqudator Maitre Ferdinand Entringer Anthony L. Paccione, Esq.

96. 17-3057 Patrick Littaye Anthony L. Paccione, Esq.

97. 17-3057 Pierre Delandmeter Scott Berman, Direct: 212-833-1100 Friedman Kaplan Seiler & Adelman LLP 7 Times Square New York, NY 10036

98. 17-3058 Banque Internationale a Jeff Edward Butler, Esq., Luxembourg S.A., individually Clifford Chance US LLP and as successor in interest to 31 West Dexia Nordic Private Bank S.A., New York, NY 10019 FKA Dexia Banque Internationale a Luxembourg S.A. 99. 17-3058 RBC Dexia Investor Services Mark Thomas Ciani, Esq., Bank S.A. Direct: 212-940-8800 Katten Muchin Rosenman LLP 575 Madison Avenue New York, NY 10022

Anthony L. Paccione, Esq., Katten Muchin Rosenman LLP 575 Madison Avenue New York, NY 10022

100. 17 -3058 RBC Dexia Investor Services Mark Thomas Ciani, Esq. Espana S.A. Anthony L. Paccione, Esq.

101. 17 -3058 Banque Internationale a Jeff Edward Butler, Esq. Luxembourg (Suisse) S.A., FKA Dexia Private Bank (Switzerland) Ltd. Addendum 13 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page36 of 53 102. 17 -3059 Abu Dhabi Investment Authority Marc Greenwald, Direct: 212-849-7140 Quinn Emanuel Urquhart & Sullivan, LLP 22nd Floor 51 Madison Avenue New York, NY 10010

Eric Mark Kay, Esq., Direct: 212-849-7273 Quinn Emanuel Urquhart & Sullivan, LLP 22nd Floor 51 Madison Avenue New York, NY 10010

103. 17 -3060 Dakota Global Investments, Ltd. Jeff Edward Butler, Esq., Clifford Chance US LLP 31 West 52nd Street New York, NY 10019

104. 17 -3062 HSBC Bank plc Thomas J. Moloney, Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

105. 17 -3062 HSBC Securities Services Thomas J. Moloney (Luxembourg) SA 106. 17 -3062 HSBC Bank Bermuda Limited Thomas J. Moloney

107. 17 -3062 HSBC Fund Services Thomas J. Moloney (Luxembourg) S.A. 108. 17 -3062 HSBC Private Bank (Suisse) S.A. Thomas J. Moloney

109. 17 -3062 HSBC Private Banking Holdings Thomas J. Moloney (Suisse) SA 110. 17 -3062 HSBC Cayman Services Limited Thomas J. Moloney (sued as HSBC Bank (Cayman) Limited) 111. 17 -3062 HSBC Securities Services Thomas J. Moloney (Bermuda) Limited 112. 17 -3062 HSBC Bank USA, N.A. Thomas J. Moloney

113. 17 -3062 HSBC Institutional Trust Services Thomas J. Moloney (Bermuda) Limited 114. 17 -3062 HSBC Securities Services Thomas J. Moloney (Ireland) Limited 115. 17 -3062 HSBC Institutional Trust Services Thomas J. Moloney (Ireland) Limited 116. 17 -3062 HSBC Holdings PLC Thomas J. Moloney

117. 17 -3062 BA Worldwide Fund Management Franklin B. Velie, Esq., Limited Direct: 212-660-3000 Addendum 14 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page37 of 53 Sullivan & Worcester LLP 32nd Floor 1633 Broadway New York, NY 10019

Jonathan G. Kortmansky, Esq., Direct: 212-660-3000 Sullivan & Worcester LLP 32nd Floor 1633 Broadway New York, NY 10019

118. 17 -3064 SICO Limited Thomas J. Moloney, Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

119. 17 -3065 ABN AMRO Fund Services (Isle Christopher R. Harris, Esq. of Man) Nominees Limited, FKA Latham & Watkins LLP Fortis (Isle of Man) Nominees 885 3rd Avenue Limited New York, NY 10022

Thomas Giblin, Esq., Direct: 212-906-1200 Latham & Watkins LLP 885 3rd Avenue New York, NY 10022

120. 17 -3065 Platinum All Weather Fund Anthony D. Boccanfuso, Limited Arnold & Porter Kaye Scholer LLP 250 West 55th Street New York, NY 10019

Scott Schreiber, Esq., Direct: 202-942-5672 Arnold & Porter Kaye Scholer LLP 601 Massachusetts Avenue, NW Washington, DC 20001

121. 17 -3065 Odyssey Ralph A. Siciliano, Esq., Direct: 212-508-6718 Tannenbaum Helpern Syracuse & Hirschtritt LLP 900 3rd Avenue New York, NY 10022

122. 17 -3066 Fairfield Investment Fund Limited Frederick Reed Kessler, Direct: 212-382-3300 Wollmuth Maher & Deutsch LLP 500 5th Avenue New York, NY 10110 Addendum 15 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page38 of 53

Fletcher Strong, Esq., Direct: 212-382-3300 Wollmuth Maher & Deutsch LLP 500 5th Avenue New York, NY 10110

123. 17 -3066 Fairfield Greenwich Limited Jeffrey Edward Baldwin, Esq., Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017

Mark G. Cunha, Attorney Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017

Peter E. Kazanoff, Esq.

124. 17 -3066 Fairfield Greenwich (Bermuda) Jeffrey Edward Baldwin, Esq. Limited Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

125. 17 -3066 Fairfield Greenwich Advisors LLC Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

126. 17 -3066 Fairfield International Managers, Jeffrey Edward Baldwin, Esq. Inc. Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

127. 17 -3066 Walter Noel Andrew Hammond, Direct: 212-819-8297 & Case LLP 1221 Avenue of the Americas New York, NY 10020

128. 17 -3066 Jeffrey Tucker Daniel Jeffrey Fetterman, Esq., Direct: 212-506-1700 Kasowitz Benson Torres LLP 1633 Broadway New York, NY 10019

David Mark, Attorney Direct: 212-506-1700 Addendum 16 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page39 of 53 Kasowitz Benson Torres LLP 1633 Broadway New York, NY 10019

129. 17 -3066 Andres Piedrahita Andrew Joshua Levander, Esq., Direct: 212-698-3683 Dechert LLP 1095 Avenue of the Americas New York, NY 10036

Neil A. Steiner, Esq., Direct: 212-698-3671 Dechert LLP 27th Floor Mailroom 1095 Avenue of the Americas New York, NY 10036

130. 17 -3066 Mark Mckeefry Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

131. 17 -3066 Daniel Lipton Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

132. 17 -3066 Amit Vijayvergiya Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

133. 17 -3066 Gordon McKenzie Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

134. 17 -3066 Richard Landsberger Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

135. 17 -3066 Philip Toub Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Addendum 17 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page40 of 53 Peter E. Kazanoff, Esq.

136. 17 -3066 Andrew Smith Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

137. 17 -3066 Harold Greisman Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

138. 17 -3066 Gregory Bowes Bruce Allen Baird, Esq., Direct: 202-662-5122 Covington & Burling LLP 1 CityCenter 850 10th Street, NW Washington, DC 20001

139. 17 -3066 Corina Noel Piedrahita Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

140. 17 -3066 Lourdes Barreneche Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

141. 17 -3066 Cornelis Boele Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

142. 17 -3066 Santiago Reyes Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

143. 17 -3066 Jacqueline Harary Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

Addendum 18 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page41 of 53 144. 17 -3066 Robert Blum Edward M. Spiro, Esq.- Direct: 212-856-9600 Morvillo Abramowitz Grand Iason & Anello P.C. 565 5th Avenue New York, NY 10017

145. 17 -3067 Falcon Private Bank Ltd., FKA Eric Xinis Fishman, Esq., AIG Privat Bank AG Direct: 212-858-1745 Pillsbury Winthrop Shaw Pittman LLP 1540 Broadway New York, NY 10036

146. 17 -3068 Bank Vontobel AG, FKA Bank J. Gregory F. Hauser, Esq., Vontobel & Co. AG Direct: 212-509-4717 Wuersch & Gering LLP 21st Floor 100 New York, NY 10005

147. 17 -3068 Vontobel Asset Management Inc. Gregory F. Hauser, Esq.

148. 17 -3069 BNP Paribas Arbitrage SNC Breon S. Peace, Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

149. 17 -3070 SafeHand Investments Carl H. Loewenson, Jr., Esq., Direct: 212-468-8128 Morrison & Foerster LLP 250 West 55th Street New York, NY 10019

Gerardo Gomez Galvis, Esq., Direct: 212-336-4051 Morrison & Foerster LLP 250 West 55th Street New York, NY 10019

150. 17 -3070 Strongback Holdings Corporation Carl H. Loewenson, Jr., Esq

Gerardo Gomez Galvis, Esq.

151. 17 -3070 PF Trustees Limited, in its Carl H. Loewenson, Jr., Esq. capacity as trustee of RD Trust Gerardo Gomez Galvis, Esq.

152. 17 -3071 Meritz Fire & Marine Insurance Michael T. Driscoll, Esq., Co. LTD. Direct: 212-653-8700 Sheppard, Mullin, Richter & Hampton LLP 30 Rockefeller Plaza

Addendum 19 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page42 of 53 New York, NY 10112

Seong Hwan Kim, Esq., Direct: 310-228-3700 Sheppard, Mullin, Richter & Hampton LLP 16th Floor 1901 Avenue of the Stars Los Angeles, CA 90067

153. 17 -3072 Bank Hapoalim B.M. Scott Balber, Esq., Direct: 917-542-7810 Herbert Smith Freehills New York, LLP 14th Floor 450 Lexington Avenue New York, NY 10017

Jonathan C. Cross, Esq., Direct: 917-542-7600 Herbert Smith Freehills New York, LLP 14th Floor 450 Lexington Avenue New York, NY 10017

154. 17 -3072 Bank Hapoalim (Switzerland) Ltd. Scott Balber, Esq.

Jonathan C. Cross, Esq.

155. 17 -3073 UKFP (Asia) Nominees Limited Michael Evan Rayfield, Esq., Direct: 212-506-2560 Mayer Brown LLP 1221 Avenue of the Americas New York, NY 10020

Brian Trust, Esq., Direct: 212-506-2500 Mayer Brown LLP 1221 Avenue of the Americas New York, NY 10020

156. 17 -3074 Multi-Strategy Fund Limited Robert Joel Lack, Direct: 212-833-1108 Friedman Kaplan Seiler & Adelman LLP 7 Times Square New York, NY 10036

157. 17 -3074 CDP Capital Tactical Alternative Robert Joel Lack Investments 158. 17 -3075 ZCM Asset Holding Company Jack G. Stern, Esq., (Bermuda) LLC Direct: 212-446-2340 Boies Schiller Flexner LLP 575 Lexington Avenue Addendum 20 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page43 of 53 New York, NY 10022

Alan B. Vickery, Esq., Partner Direct: 212-446-2300 Boies Schiller Flexner LLP 7th Floor 575 Lexington Avenue New York, NY 10022

159. 17 -3076 Citibank (Switzerland) AG E. Pascale Bibi, Esq., Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

Carmine D. Boccuzzi, Jr., Esq., Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

160. 17 -3077 Federico M. Ceretti Anthony Antonelli, Esq., Direct: 212-318-6730 Paul Hastings LLP 200 Park Avenue New York, NY 10166

Jodi Aileen Kleinick, Esq., Direct: 212-318-6751 Paul Hastings LLP 200 Park Avenue New York, NY 10166

Barry Gordon Sher, Esq. Direct: 212-318-6085 Paul Hastings LLP 200 Park Avenue New York, NY 10166

161. 17 -3077 Carlo Grosso Anthony Antonelli, Esq.

Jodi Aileen Kleinick, Esq.

Barry Gordon Sher, Esq.

162. 17 -3077 FIM Advisers LLP Anthony Antonelli, Esq.

Jodi Aileen Kleinick, Esq.

Barry Gordon Sher, Esq.

163. 17 -3077 FIM Limited Anthony Antonelli, Esq.

Addendum 21 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page44 of 53 Jodi Aileen Kleinick, Esq.

Barry Gordon Sher, Esq.

164. 17 -3077 Citi Hedge Fund Services Limited E. Pascale Bibi, Esq., Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

Carmine D. Boccuzzi, Jr., Esq., Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

165. 17 -3077 First Peninsula Trustees Limited, Timothy P. Harkness, Esq., Individually and as Trustees of the Direct: 212-277-4000 Ashby Trust Freshfields Bruckhaus Deringer US LLP 31st Floor 601 Lexington Avenue New York, NY 10022

166. 17 -3077 The Ashby Trust Timothy P. Harkness, Esq.

167. 17 -3077 Ashby Investment Services Timothy P. Harkness, Esq. Limited, Individually and as Trustees of The Ashby Trust 168. 17 -3077 Alpine Trustees Limited, Timothy P. Harkness, Esq. Individually and as Trustees of the El Prela Trust 169. 17 -3077 Port of Hercules Trustees Limited, Timothy P. Harkness, Esq. Individually and as Trustee of the El Prela Trust 170. 17 -3077 El Prela Trust Timothy P. Harkness, Esq.

171. 17 -3077 El Prela Group Holding Services Timothy P. Harkness, Esq. Limited 172. 17 -3077 Ashby Holding Services Limited Timothy P. Harkness, Esq.

173. 17 -3077 El Prela Trading Investments Timothy P. Harkness, Esq. Limited 174. 17 -3077 HSBC Bank Bermuda Limited Thomas J. Moloney, Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

175. 17 -3077 Kingate Management Limited Scott Walter Reynolds, Esq., Direct: 212-257-6960 Chaffetz Lindsey LLP 33rd Floor 1700 Broadway New York, NY 10019 Addendum 22 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page45 of 53

Erin Valentine, Esq., Direct: 212-257-6960 Chaffetz Lindsey LLP Suite 400 1700 Broadway New York, NY 10019

176. 17 -3078 Banque SYZ SA Richard B. Levin, Esq., Jenner & Block LLP 919 3rd Avenue New York, NY 10022

Carl Nicholas Wedoff, Esq., Direct: 212-891-1653 Jenner & Block LLP 37th Floor 919 3rd Avenue New York, NY 10022

177. 17 -3080 Credit Suisse AG William J. Sushon, Esq., O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY 10036

178. 17 -3080 Credit Suisse AG, Nassau Branch William J. Sushon, Esq.

179. 17 -3080 Credit Suisse AG, Nassau Branch William J. Sushon, Esq. Wealth Management 180. 17 -3080 Credit Suisse AG, Nassau Branch William J. Sushon, Esq. LATAM Investment Banking 181. 17 -3080 Credit Suisse Wealth Management William J. Sushon, Esq. Limited 182. 17 -3080 Credit Suisse (Luxembourg) SA William J. Sushon, Esq.

183. 17 -3080 Credit Suisse International Limited William J. Sushon, Esq.

184. 17 -3080 Credit Suisse Nominees William J. Sushon, Esq. (Guernsey) Limited 185. 17 -3080 Credit Suisse London Nominees William J. Sushon, Esq. Limited 186. 17 -3080 Credit Suisse (UK) Limited William J. Sushon, Esq.

187. 17 -3080 Credit Suisse Securities (USA) William J. Sushon, Esq. LLC 188. 17 -3083 Standard Chartered Financial Diane Lee McGimsey, Esq., Services (Luxembourg) S.A., FKA Direct: 310-712-6644 American Express Financial Sullivan & Cromwell LLP Services (Luxembourg) S.A., FKA Suite 2100 American Express Bank 1888 Century Park East Addendum 23 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page46 of 53 (Luxembourg) S.A., as represented Los Angeles, CA 90067 by its Liquidator Hanspeter Kramer, Hanspeter Kramer, in his Sharon Nelles, Esq., capacities as liquidator and Direct: 212-558-4976 representative of Standard Sullivan & Cromwell LLP Chartered Financial Services 125 (Luxembourg) S.A New York, NY 10004

189. 17 -3083 Standard Chartered Bank Diane Lee McGimsey, Esq. International (Americas) Limited, FKA American Express Bank Sharon Nelles, Esq. International 190. 17 -3083 Standard Chartered International Diane Lee McGimsey, Esq. (USA) Ltd., FKA American Express Bank, Ltd. Sharon Nelles, Esq.

191. 17 -3084 Fullerton Capital PTE Ltd. Daniel R. Bernstein, Esq., Direct: 212-836-7120 Arnold & Porter Kaye Scholer LLP 250 West 55th Street New York, NY 10019

Kent A. Yalowitz, Direct: 212-836-8344 Arnold & Porter Kaye Scholer LLP 250 West 55th Street New York, NY 10019

192. 17 -3086 Banque Privee Espirito Santo S.A., John F. Zulack, Esq., FKA Compagnie Bancaire Espirito Flemming Zulack Williamson Zauderer LLP Santo S.A. 1 Liberty Plaza New York, NY 10006

193. 17 -3087 Naidot & Co. Heather Kafele, Esq., Winston & Strawn LLP 1700 K Street, NW Washington, DC 20006

Keith Palfin, Esq., Winston & Strawn LLP 1700 K Street, NW Washington, DC 20006

194. 17 -3088 BNP Paribas S.A. Breon S. Peace, Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

195. 17 -3088 BNP Paribas (Suisse) SA, Breon S. Peace Individually and as Successor in Interest to United European Bank Addendum 24 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page47 of 53 196. 17 -3088 BNP Paribas Arbitrage SNC Breon S. Peace

197. 17 -3088 BNP Paribas Bank & Trust Breon S. Peace Cayman Limited 198. 17 -3088 BNP Paribas Securities Services - Breon S. Peace Succusale De Luxembourg 199. 17 -3088 BNP Paribas Securities Services Breon S. Peace S.A. 200. 17 -3088 BGL BNP Paribas Luxembourg Breon S. Peace S.A., as Successor in Interest to BNP Paribas Luxembourg S.A. 201. 17 -3091 Credit Suisse AG, as successor in William J. Sushon, Esq., interest to Clariden Leu AG and O'Melveny & Myers LLP Bank Leu AG Times Square Tower 7 Times Square New York, NY 10036

202. 17 -3100 UBS Deutschland AG, as Gabriel Herrmann, Esq., successor in interest to Dresdner Gibson, Dunn & Crutcher LLP Bank LateinAmerika AG 200 Park Avenue New York, NY 10166

Marshall R. King, Esq., Attorney Gibson, Dunn & Crutcher LLP 200 Park Avenue New York, NY 10166

203. 17 -3100 LGT Bank (Switzerland) LTD., as Alexander B. Lees, Esq., successor in interest to Dresdner Direct: 212-530-5000 Bank (Schweiz) AG , Tweed, Hadley & McCloy LLP New York, NY 10005

Stacey J. Rappaport, Direct: 212-530-5347 Milbank, Tweed, Hadley & McCloy LLP 28 Liberty Street New York, NY 10005

204. 17 -3101 Banca Carige S.P.A. David Mark, Attorney Direct: 212-506-1700 Kasowitz Benson Torres LLP 1633 Broadway New York, NY 10019

205. 17 -3102 Somers Dublin Designated Thomas J. Moloney, Activity Company Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

Addendum 25 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page48 of 53 206. 17 -3102 Somers Nominees (Far East) Thomas J. Moloney Limited

207. 17 -3106 Lion Global Investors Limited Russell T. Gorkin, Esq., Proskauer Rose LLP 11 Times Square New York, NY 10036

Gregg M. Mashberg, Esq., Partner Proskauer Rose LLP 11 Times Square New York, NY 10036

208. 17 -3109 Public Institution for Social Nathan Haynes, Security Direct: 212-801-2137 Greenberg Traurig, LLP 200 Park Avenue Metlife Building New York, NY 10166

209. 17 -3112 Bordier & Cie John F. Zulack, Esq., Flemming Zulack Williamson Zauderer LLP 1 Liberty Plaza New York, NY 10006

210. 17 -3113 Barreneche, Inc. Jeffrey Edward Baldwin, Esq., Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017

Mark G. Cunha, Attorney Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017

Peter E. Kazanoff, Esq., Direct: 212-455-3525 Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017

211. 17 -3113 Fairfield Greenwich Capital Jeffrey Edward Baldwin, Esq. Partners Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

212. 17 -3113 Fortuna Asset Management Inc. Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Addendum 26 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page49 of 53 Peter E. Kazanoff, Esq.

213. 17 -3113 Selecta Financial Corporation Inc. Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

214. 17 -3113 Share Management LLC Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

215. 17 -3113 Dove Hill Trust Jeffrey Edward Baldwin, Esq.

Mark G. Cunha, Attorney

Peter E. Kazanoff, Esq.

216. 17 -3115 EFG Bank S.A., FKA EFG Private Reid L. Ashinoff, Esq., Bank S.A. Direct: 212-768-6730 Dentons US LLP 1221 Avenue of the Americas New York, NY 10020

Justin Nessim Kattan, Esq., Direct: 212-768-6923 Dentons US LLP 1221 Avenue of the Americas New York, NY 10020

Adam Lavine, Esq., Direct: 212-488-1200 Kobre & Kim LLP 6th Floor 800 3rd Avenue New York, NY 10022

David Farrington Yates, Esq., Direct: 212-488-1200 Kobre & Kim LLP 6th Floor 800 3rd Avenue New York, NY 10022

217. 17 -3115 EFG BANK (MONACO) S.A.M., Reid L. Ashinoff, Esq. FKA EFG Eurofinancire dInvestissements S.A.M. Justin Nessim Kattan, Esq.

Adam Lavine, Esq. Addendum 27 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page50 of 53

David Farrington Yates, Esq.

218. 17 -3115 EFG BANK & TRUST Reid L. Ashinoff, Esq. (BAHAMAS) LIMITED, as successor-in-interest to Banco Justin Nessim Kattan, Esq. Atlantico (Bahamas) Bank & Trust Limited Adam Lavine, Esq.

David Farrington Yates, Esq.

219. 17 -3117 ABN AMRO Retained Custodial Christopher R. Harris, Esq. Services (Ireland) Limited Latham & Watkins LLP 885 3rd Avenue New York, NY 10022

Thomas Giblin, Esq., Direct: 212-906-1200 Latham & Watkins LLP 885 3rd Avenue New York, NY 10022

220. 17 -3117 ABN AMRO Custodial Services Christopher R. Harris, Esq. (Ireland) Ltd., FKA Fortis Prime Fund Solutions Custodial Services Thomas Giblin, Esq. (Ireland) Ltd. 221. 17 -3122 Banco Bilbao Vizcaya Argentaria, Heather Kafele, Esq., S.A. Winston & Strawn LLP 1700 K Street, NW Washington, DC 20006

Keith Palfin, Esq., Winston & Strawn LLP 1700 K Street, NW Washington, DC 20006

222. 17 -3126 LGT Bank (Liechtenstein) Ltd. Alexander B. Lees, Esq., Direct: 212-530-5000 Milbank, Tweed, Hadley & McCloy LLP 28 Liberty Street New York, NY 10005

Stacey J. Rappaport, Direct: 212-530-5347 Milbank, Tweed, Hadley & McCloy LLP 28 Liberty Street New York, NY 10005

223. 17 -3129 Nomura International plc Brian H. Polovoy, Esq., Shearman & Sterling LLP 599 Lexington Avenue Addendum 28 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page51 of 53 New York, NY 10022

Randall L. Martin, Esq., Shearman & Sterling LLP 599 Lexington Avenue New York, NY 10022

224. 17 -3132 Lighthouse Investment Partners, Eugene R. Licker, LLC, DBA Lighthouse Partners, Direct: 646-346-8074 LLC Ballard Spahr LLP 19th Floor 1675 Broadway New York, NY 10019-5820

225. 17 -3132 Lighthouse Supercash Fund Eugene R. Licker Limited 226. 17 -3132 Lighthouse Diversified Fund Eugene R. Licker Limited

227. 17 -3134 Merrill Lynch International Pamela A. Miller, Esq., Direct: 212-326-2088 O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY 10036

228. 17 -3136 Inteligo Bank Ltd. Panama Heather Kafele, Esq. Branch, FKA Blubank Ltd Panama Winston & Strawn LLP Branch 1700 K Street, NW Washington, DC 20006

Keith Palfin, Esq., Winston & Strawn LLP 1700 K Street, NW Washington, DC 20006

229. 17 -3139 Citigroup Global Markets Limited E. Pascale Bibi, Esq., Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

Carmine D. Boccuzzi, Jr., Esq., Cleary Gottlieb Steen & Hamilton LLP 1 Liberty Plaza New York, NY 10006

230. 17 -3140 KBC Investments Limited Andrew P. Propps, Esq., Direct: 212-839-5300 Sidley Austin LLP 787 7th Avenue New York, NY 10019 Addendum 29 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page52 of 53

Alan M. Unger, Esq., Direct: 212-839-5300 Sidley Austin LLP 787 7th Avenue New York, NY 10019

231. 17 -3141 UBS AG Gabriel Herrmann, Esq., Gibson, Dunn & Crutcher LLP 200 Park Avenue New York, NY 10166

Marshall R. King, Esq., Attorney Gibson, Dunn & Crutcher LLP 200 Park Avenue New York, NY 10166

232. 17 -3141 UBS (Luxembourg) SA Gabriel Herrmann, Esq.

Marshall R. King, Esq., Attorney

233. 17 -3141 UBS Fund Services (Luxembourg) Gabriel Herrmann, Esq. S.A. Marshall R. King, Esq., Attorney

234. 17 -3141 UBS Third Party Management Gabriel Herrmann, Esq. Company S.A. Marshall R. King, Esq., Attorney

235. 17 -3141 M&B Capital Advisers Sociedad Richard B. Levin, Esq., De Valores, S.A. Jenner & Block LLP 919 3rd Avenue New York, NY 10022

Carl Nicholas Wedoff, Esq., Direct: 212-891-1653 Jenner & Block LLP 37th Floor 919 3rd Avenue New York, NY 10022

236. 17 -3143 Inter Investissements S.A., FKA Andrew Ehrlich, Inter Conseil S.A. Direct: 212-373-3166 Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, NY 10019

Martin Flumenbaum, Direct: 212-373-3000

Addendum 30 Case 17-2992, Document 1129, 05/21/2018, 2308158, Page53 of 53 Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, NY 10019

237. 17 -3144 Banco General, S.A. Joshua E. Abraham, Counsel

BUTZEL LONG a professional corporation 477 Madison Avenue, Suite 1230 New York, NY 10022

238. 17 -3144 BG Valores, S.A., FKA Wall Joshua E. Abraham Street Securities, S.A. 239. 17 -3862 ABN AMRO Bank N.V., presently Rachel Nechama Agress, Esq., known as The Royal Bank of Direct: 212-756-1122 Scotland, N.V. Allen & Overy LLP 1221 Avenue of the Americas New York, NY 10020

Faraj Abdussalam Bader, Esq., Direct: 212-610-6300 Allen & Overy LLP 1221 Avenue of the Americas New York, NY 10020

Michael Feldberg, Esq., Direct: 212-610-6360 Allen & Overy LLP 1221 Avenue of the Americas New York, NY 10020

Derek Jackson, Esq., Direct: 212-610-6300 Allen & Overy LLP 1221 Avenue of the Americas New York, NY 10020

Addendum 31