US District Court Civil Docket as of March 11, 2020 Retrieved from the court on March 11, 2020

U.S. District Court California Northern District (Oakland) CIVIL DOCKET FOR CASE #: 4:19-cv-02690-HSG

In re Inc. Securities Litigation Date Filed: 05/17/2019 Assigned to: Judge Haywood S Gilliam, Jr Jury Demand: Plaintiff Cause: 15:78m(a) Securities Exchange Act Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Matias Malig, as Trustee for the Malig represented by Jacob Allen Walker Family Trust Block & Leviton LLP 155 Federal Street, Suite 400 , MA 02110 (617) 398-5600 Email: [email protected] ATTORNEY TO BE NOTICED

V. Defendant Lyft, Inc. represented by Andrew Brian Clubok Latham & Watkins LLP 555 Eleventh Street, NW, Suite 1000 Washington, DC 20004-1304 (202) 637-2200 Fax: (202) 637-2201 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Colleen Carlton Smith Latham and Watkins LLP 12670 High Bluff Drive San Diego, CA 92130 858-523-5400 Fax: 858-523-5450 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley Latham & Watkins LLP 505 Montgomery Street, Suite 2000 , CA 94111-6538 (415) 391-0600 Fax: (415) 395-8095 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025 (650) 328-4600 Fax: (650) 463 2600 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel Latham & Watkins LLP 555 Eleventh Street, N.W. Suite 1000 Washington, DC 20004 202-637-2200 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Logan Green represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant John Zimmer represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Brian Roberts represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Prashant (Sean) Aggarwal represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Jonathan Christodoro represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Ben Horowitz represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Valerie Jarrett represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant David Lawee represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Ann Miura-Ko represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant J.P. Morgan Securities LLC represented by Charlene Sachi Shimada Morgan, Lewis & Bockius LLP One Market Street Spear Street Tower San Francisco, CA 94105 (415) 442-1000 Fax: (415) 442-1001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer Morgan, Lewis & Bockius LLP Three Embarcadero Center San Francisco, CA 94111 415-393-2210 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay Morgan, Lewis & Bockius LLP One Market Street, Spear Street Tower San Francisco, CA 94105 415-442-1000 Fax: 415-442-1001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Mary Agnes (Maggie) Wilderotter represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Securities (USA) LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Jefferies LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant UBS Securities LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant , Nicolaus & Company, represented by Charlene Sachi Shimada Incorporated (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant RBC Capital Markets, LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant KeyBanc Capital Markets Inc. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Cowen and Company, LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Raymond James & Associates, Inc. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Canaccord Genuity LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Group L.L.C. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Piper Jaffray & Co. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant JMP Securities LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Securities, LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant KKR Capital Markets, LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Academy Securities, Inc. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Blaylock Van, LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Penserra Securities LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Siebert Cisneros Shank & Co., L.L.C. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant The Williams Capital Group, L.P. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Castleoak Securities, L.P. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant C.L. King & Associates, Inc. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Drexel Hamilton, LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Great Pacific Securities represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Loop Capital Markets, LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Mischler Financial Group, Inc. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Samuel A Ramirez & Company, Inc. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant R. Seelaus & Co., LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Tigress Financial Partners LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frank Burke Kennamer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin M Papay (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Hiroshi Mikitani represented by Andrew Brian Clubok (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Colleen Carlton Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth L. Deeley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew Rawlinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susan E. Engel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V. Movant Rick Keiner represented by Jacob Allen Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Whitney E. Street Block & Leviton LLP 100 Pine Street Suite 1250 San Francisco, CA 94111 415-968-8999 Fax: 617-507-6020 Email: [email protected] ATTORNEY TO BE NOTICED Movant Harold Tholen represented by Adam Christopher McCall Levi & Korsinsky, LLP 388 Market Street, Suite 1300 San Francisco, CA 94111 (415) 373-1671 Email: [email protected] ATTORNEY TO BE NOTICED Movant Danilo Nunez represented by Adam Christopher McCall (See above for address) ATTORNEY TO BE NOTICED Movant Rakesh Khanna represented by Adam Christopher McCall (See above for address) ATTORNEY TO BE NOTICED Movant Deep Dinesh Patel represented by Laurence Matthew Rosen The Rosen Law Firm, P.A. 355 South Grand Avenue Suite 2450 Los Angeles, CA 90071 213-785-2610 Fax: 213-226-4684 Email: [email protected] ATTORNEY TO BE NOTICED

Stephen Michael Shepardson Rosen Law Firm, P.A. 275 Madison Avenue 34th Floor New York, NY 10016 212-686-1060 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Movant Terry S. Bradford represented by Jennifer Pafiti Pomerantz LLP 1100 Glendon Avenue, Suite 1558 Los Angeles, CA 90024 (310) 405-7190 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text 05/17/2019 1 COMPLAINT against Academy Securities, Inc., Prashant Aggarwal, Blaylock Van, LLC, C.L. King & Associates, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., Jonathan Christodoro, Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Drexel Hamilton, LLC, Evercore Group L.L.C., Great Pacific Securities, Logan Green, Ben Horowitz, J.P. Morgan Securities LLC, JMP Securities LLC, Valerie Jarrett, Jefferies LLC, KKR Capital Markets, LLC, KeyBanc Capital Markets Inc., David Lawee, Loop Capital Markets, LLC, Lyft, Inc., Hiroshi Mikitani, Mischler Financial Group, Inc., Ann Miura-Ko, Penserra Securities LLC, Piper Jaffray & Co., R. Seelaus & Co., LLC, RBC Capital Markets, LLC, Raymond James & Associates, Inc., Brian Roberts, Samuel A Ramirez & Company, Inc., Siebert Cisneros Shank & Co., L.L.C., Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Tigress Financial Partners LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Mary Agnes Wilderotter, John Zimmer ( Filing fee $ 400, receipt number 0971- 13359025.). Filed byMatias Malig, as Trustee for the Malig Family Trust. (Attachments: # 1 Civil Cover Sheet, # 2 Exhibit Plaintiff's Certification of Securities)(Walker, Jacob) (Filed on 5/17/2019) (Entered: 05/17/2019) 05/17/2019 2 NOTICE of Pendency of Other Action or Proceeding by Matias Malig, as Trustee for the Malig Family Trust (Walker, Jacob) (Filed on 5/17/2019) Modified on 5/20/2019 (cpS, COURT STAFF). (Entered: 05/17/2019) 05/17/2019 3 Case assigned to Judge Haywood S Gilliam, Jr.

Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.

Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (as, COURT STAFF) (Filed on 5/17/2019) (Entered: 05/17/2019) 05/20/2019 4 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION SEC Class Action Notice due by 6/7/2019. Case Management Statement due by 8/13/2019. Initial Case Management Conference set for 8/20/2019 02:00 PM in Oakland, Courtroom 2, 4th Floor. (cpS, COURT STAFF) (Filed on 5/20/2019) (Entered: 05/20/2019) 05/20/2019 5 NOTICE by Matias Malig, as Trustee for the Malig Family Trust of Publication of PSLRA Notice Pursuant to Local Rule 23-1(a) (Walker, Jacob) (Filed on 5/20/2019) Modified on 5/21/2019 (cpS, COURT STAFF). (Entered: 05/20/2019) 06/26/2019 6 SUA SPONTE ORDER OF REFERRAL TO DETERMINE WHETHER CASES ARE RELATED re 19-cv-3003-YGR and 19-cv-2690-HSG. Signed by Judge Yvonne Gonzalez Rogers on 6/26/2019. (fs, COURT STAFF) (Filed on 6/26/2019) (Entered: 06/26/2019) 07/09/2019 7 ORDER RELATING CASE to 19-cv-3003-YGR. Signed by Judge Haywood S. Gilliam, Jr. on 7/9/2019. (ndrS, COURT STAFF) (Filed on 7/9/2019) (Entered: 07/09/2019) 07/10/2019 8 ORDER by Hon. Haywood. S. Gilliam, Jr., VACATING the initial case management conference scheduled for August 20, 2019 and DIRECTING all parties in the related cases (4:19-cv-2690-HSG and 4:19-cv-3003-HSG) to meet and confer and submit a joint administrative motion to consolidate the cases by July 17, 2019. (This is a text-only entry generated by the court. There is no document associated with this entry.) (hsglc3S, COURT STAFF) (Filed on 7/10/2019) (Entered: 07/10/2019) 07/16/2019 9 MOTION to Appoint Lead Plaintiff and Lead Counsel , MOTION to Consolidate Cases filed by Rick Keiner. Motion Hearing set for 8/22/2019 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 7/30/2019. Replies due by 8/6/2019. (Attachments: # 1 Proposed Order, # 2 Declaration of Jacob A. Walker)(Walker, Jacob) (Filed on 7/16/2019) Modified on 7/17/2019 (jjbS, COURT STAFF). (Entered: 07/16/2019) 07/16/2019 10 Certificate of Interested Entities by Rick Keiner (Walker, Jacob) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 11 CERTIFICATE of Counsel Pursuant to LR 3-7(d) by Jacob Allen Walker on behalf of Rick Keiner (Walker, Jacob) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 12 MOTION to Consolidate Cases , MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Harold Tholen, Danilo Nunez, Rakesh Khanna. Motion Hearing set for 8/22/2019 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 7/30/2019. Replies due by 8/6/2019. (Attachments: # 1 Proposed Order)(McCall, Adam) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 13 Declaration of Adam C. McCall in Support of 12 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed byRakesh Khanna, Danilo Nunez, Harold Tholen. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Related document(s) 12 ) (McCall, Adam) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 14 CERTIFICATE of Counsel PURSUANT TO LOCAL RULE 3-7(d) by Adam Christopher McCall on behalf of Rakesh Khanna, Danilo Nunez, Harold Tholen (McCall, Adam) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 15 Certificate of Interested Entities by Rakesh Khanna, Danilo Nunez, Harold Tholen (McCall, Adam) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 16 MOTION to Appoint Lead Plaintiff and Lead Counsel , MOTION to Consolidate Cases filed by Deep Dinesh Patel. Motion Hearing set for 8/22/2019 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 7/30/2019. Replies due by 8/6/2019. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 17 Declaration of Laurence Rosen in Support of 16 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed byDeep Dinesh Patel. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Related document(s) 16 ) (Rosen, Laurence) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 18 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Laurence Matthew Rosen on behalf of Deep Dinesh Patel (Rosen, Laurence) (Filed on 7/16/2019) Modified on 7/17/2019 (jjbS, COURT STAFF). (Entered: 07/16/2019) 07/16/2019 19 Certificate of Interested Entities by Deep Dinesh Patel (Rosen, Laurence) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 20 MOTION to Consolidate Cases , MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Terry S. Bradford. Motion Hearing set for 11/21/2019 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 7/30/2019. Replies due by 8/6/2019. (Attachments: # 1 Proposed Order)(Pafiti, Jennifer) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 21 Declaration of Jennifer Pafiti in Support of 20 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed byTerry S. Bradford. (Attachments: # 1 Exhibit A - Loss Chart, # 2 Exhibit B - Press Release, # 3 Exhibit C - Certification, # 4 Exhibit D - Firm Resume)(Related document(s) 20 ) (Pafiti, Jennifer) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 22 CERTIFICATE of Counsel re 20 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel by Jennifer Pafiti on behalf of Terry S. Bradford (Pafiti, Jennifer) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/16/2019 23 Certificate of Interested Entities by Terry S. Bradford re 20 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 7/16/2019) (Entered: 07/16/2019) 07/17/2019 24 CLERK'S NOTICE Re Docket Nos. 9 , 12 and 16 . Notice is hereby given that counsel must re-notice not re-file the motions. Hearing date of August 22nd, is vacated. The briefing schedule remains in effect. Counsel are directed to check the Court's scheduling notes before re-noticing the motions for a new hearing date. August 22nd was not the Court's next available hearing date when these motion were e-filed. (This is a text-only entry generated by the court. There is no document associated with this entry.)(ndrS, COURT STAFF) (Filed on 7/17/2019) (Entered: 07/17/2019) 07/17/2019 Electronic filing error. NOTICE TO COUNSEL: Document also listed case number 4:19-cv-3003-HSG. If it is intended to be applied to the other case number, please e- file in that case also. If the document is not applicable to that case, please re-file the Motion in its entirety with the correct caption.

ALSO In the future, please attach all supporting documents to the Motion and that case number is correctly reflected on your documents as 4:19-cv-2690-HSG. Re: 20 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Terry S. Bradford, 9 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed by Rick Keiner, 16 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed by Deep Dinesh Patel, 12 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Danilo Nunez, Harold Tholen, Rakesh Khanna (jjbS, COURT STAFF) (Filed on 7/17/2019) (Entered: 07/17/2019) 07/17/2019 25 NOTICE of Motion of the Lyft Investor Group for Consolidation of the Actions, Appointment as Lead Plaintiff, and Approval of Lead Counsel by Rakesh Khanna, Danilo Nunez, Harold Tholen re 12 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel , 13 Declaration in Support, (McCall, Adam) (Filed on 7/17/2019) Modified on 7/18/2019 (jjbS, COURT STAFF). (Entered: 07/17/2019) 07/17/2019 26 NOTICE of Motion by Rick Keiner Corrected Notice of Motion re 9 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases (Walker, Jacob) (Filed on 7/17/2019) Modified on 7/18/2019 (jjbS, COURT STAFF). (Entered: 07/17/2019) 07/17/2019 27 Renotice motion hearing re 16 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed byDeep Dinesh Patel. (Related document(s) 16 ) (Rosen, Laurence) (Filed on 7/17/2019) (Entered: 07/17/2019) 07/17/2019 28 **RE-FILED AT DOCKET NO. 46 ** JOINT ADMINISTRATIVE MOTION Consolidation of Cases filed by Matias Malig, as Trustee for the Malig Family Trust. Responses due by 7/22/2019. (Attachments: # 1 Proposed Order)(Walker, Jacob) (Filed on 7/17/2019) Modified on 7/18/2019 (jjbS, COURT STAFF). Modified on 7/25/2019 (jjbS, COURT STAFF). (Entered: 07/17/2019) 07/17/2019 Reset Hearings as to Docket Nos. 16 , 9 and 12 , See Docket Nos. 25 - 27 : Motion Hearing set for 11/21/2019 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S. Gilliam Jr. (ndrS, COURT STAFF) (Filed on 7/17/2019) (Entered: 07/18/2019) 07/18/2019 Electronic filing error. NOTICE TO COUNSEL: Document also listed case number 4:19-cv-3003-HSG. If it is intended to be applied to the other case number, please e- file in that case also. If the document is not applicable to that case, please re-file the document in its entirety with the correct caption. Re: 28 JOINT ADMINISTRATIVE MOTION Consolidation of Cases filed by Matias Malig, as Trustee for the Malig Family Trust (jjbS, COURT STAFF) (Filed on 7/18/2019) (Entered: 07/18/2019) 07/18/2019 29 ORDER by Hon. Haywood S. Gilliam, Jr. SETTING a telephone conference at 3:00 p.m. on July 23, 2019. The parties shall be prepared to discuss the proposed consolidation of cases. Counsel shall contact CourtCall at (866) 582-6878 to make arrangements for the telephone appearance. (This is a text-only entry generated by the court. There is no document associated with this entry.) (hsglc3S, COURT STAFF) (Filed on 7/18/2019) (Entered: 07/18/2019) 07/18/2019 30 NOTICE of Appearance by Elizabeth L. Deeley on behalf of Lyft, Inc., Logan Green, John Zimmer, Brian Roberts, Prashant (Sean) Aggarwal, Jonathan Christodoro, Ben Horowitz, Valerie Jarrett, David Lawee, Hiroshi Mikitani, Ann Miura-Ko, and Mary Agnes (Maggie) Wilderotter (Deeley, Elizabeth) (Filed on 7/18/2019) (Entered: 07/18/2019) 07/18/2019 31 NOTICE of Appearance by Matthew Rawlinson on behalf of Lyft, Inc., Logan Green, John Zimmer, Brian Roberts, Prashant (Sean) Aggarwal, Jonathan Christodoro, Ben Horowitz, Valerie Jarrett, David Lawee, Hiroshi Mikitani, Ann Miura-Ko, and Mary Agnes (Maggie) Wilderotter (Rawlinson, Matthew) (Filed on 7/18/2019) (Entered: 07/18/2019) 07/18/2019 32 NOTICE of Appearance by Colleen Carlton Smith on behalf of Lyft, Inc., Logan Green, John Zimmer, Brian Roberts, Prashant (Sean) Aggarwal, Jonathan Christodoro, Ben Horowitz, Valerie Jarrett, David Lawee, Hiroshi Mikitani, Ann Miura-Ko, and Mary Agnes (Maggie) Wilderotter (Smith, Colleen) (Filed on 7/18/2019) (Entered: 07/18/2019) 07/18/2019 33 Statement of Non-Opposition re 28 JOINT ADMINISTRATIVE MOTION Consolidation of Cases filed byPrashant (Sean) Aggarwal, Jonathan Christodoro, Logan Green, Ben Horowitz, Valerie Jarrett, David Lawee, Lyft, Inc., Hiroshi Mikitani, Ann Miura-Ko, Brian Roberts, Mary Agnes (Maggie) Wilderotter, John Zimmer. (Related document(s) 28 ) (Smith, Colleen) (Filed on 7/18/2019) (Entered: 07/18/2019) 07/18/2019 34 NOTICE of Appearance by Charlene Sachi Shimada , Frank B. Kennamer, and Kevin M. Papay (Shimada, Charlene) (Filed on 7/18/2019) (Entered: 07/18/2019) 07/18/2019 35 Rule 7.1 Disclosures by Academy Securities, Inc., Blaylock Van, LLC, C.L. King & Associates, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Drexel Hamilton, LLC, Evercore Group L.L.C., Great Pacific Securities, J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, KKR Capital Markets, LLC, KeyBanc Capital Markets Inc., Loop Capital Markets, LLC, Mischler Financial Group, Inc., Penserra Securities LLC, Piper Jaffray & Co., R. Seelaus & Co., LLC, RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A Ramirez & Company, Inc., Siebert Cisneros Shank & Co., L.L.C., Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Tigress Financial Partners LLC, UBS Securities LLC, Wells Fargo Securities, LLC identifying Corporate Parent Canaccord Adams Delaware Inc., Other Affiliate Canaccord Genuity Inc., Other Affiliate Collins Stewart Inc., Other Affiliate Canaccord Adams Financial Group Inc. for Canaccord Genuity LLC; Corporate Parent Tigress Holdings LLC, Other Affiliate Cynthia Dibartolo for Tigress Financial Partners LLC; Corporate Parent Royal of Canada for RBC Capital Markets, LLC; Corporate Parent J.P. Morgan Broker-Dealer Holdings Inc., Other Affiliate J.P. Morgan Chase & Co. for J.P. Morgan Securities LLC; Other Affiliate Kalispell Tribal Economic Authority, Other Affiliate Blaylock & Co., Inc., Other Affiliate Robert Van Securities Inc. for Blaylock Van, LLC; Corporate Parent Evercore Inc., Other Affiliate Evercore Inc., Other Affiliate Evercore Group Holdings L.P., Other Affiliate Evercore Partners Services East L.L.C., Other Affiliate Evercore BD Investco L.L.C. for Evercore Group L.L.C.; Corporate Parent JMP Holdings LLC, Other Affiliate JMP Group Inc., Other Affiliate JMP Investment Holdings LLC, Other Affiliate JMP Group LLC, Other Affiliate Joseph A. Jolson for JMP Securities LLC; Corporate Parent Cowen Inc. for Cowen and Company, LLC; Corporate Parent R. Seelaus & Co., Inc. for R. Seelaus & Co., LLC; Other Affiliate Candace King Weir, Other Affiliate Amelia Farley Weir, Other Affiliate Katherine Broussard Weir for C.L. King & Associates, Inc.; Other Affiliate David T. Swoish, Other Affiliate Christopher Vinck-Luna for Great Pacific Securities; Corporate Parent Keycorp for KeyBanc Capital Markets Inc.; Corporate Parent LLC, Other Affiliate Jefferies Financial Group Inc. for Jefferies LLC; Corporate Parent Everen Capital Corporation, Other Affiliate Wells Fargo & Company, Other Affiliate WFC Holdings, LLC for Wells Fargo Securities, LLC; Corporate Parent KKR & Co. Inc. for KKR Capital Markets, LLC; Corporate Parent UBS Americas Inc., Corporate Parent UBS Americas Holding LLC, Other Affiliate UBS AG, Other Affiliate UBS Group AG for UBS Securities LLC; Corporate Parent , Inc. for Raymond James & Associates, Inc.; Corporate Parent Piper Jaffray Companies for Piper Jaffray & Co.; Corporate Parent Stifel Financial Corp. for Stifel, Nicolaus & Company, Incorporated; Corporate Parent Penserra Financial Ventures LLC for Penserra Securities LLC; Other Affiliate GTS Holding Company, Other Affiliate Dean A. Chamberlain, Other Affiliate Doyle L. Holmes for Mischler Financial Group, Inc.; Corporate Parent Siebert Cisneros Shank & Co., L.L.C., Corporate Parent Siebert Cisneros Shank Financial, LLC for Siebert Cisneros Shank & Co., L.L.C.; Corporate Parent SAR Holdings, Inc. for Samuel A Ramirez & Company, Inc.; Corporate Parent The Williams Capital Group, Inc., Other Affiliate Christopher J. Williams for The Williams Capital Group, L.P.; Corporate Parent Credit Suisse (USA) Inc., Other Affiliate Credit Suisse Holdings (USA), Inc. for Credit Suisse Securities (USA) LLC. and Certification of Interested Entities (L.R. 3-15) (Shimada, Charlene) (Filed on 7/18/2019) (Entered: 07/18/2019) 07/18/2019 Set Hearings, See Docket Nos. 29 in 4:19-cv-02690-HSG and 26 in 4:19-cv-03003- HSG: Telephone Conference set for 7/23/2019 03:00 PM in Oakland, Chambers before Judge Haywood S. Gilliam Jr. (ndrS, COURT STAFF) (Filed on 7/18/2019) (Entered: 07/19/2019) 07/19/2019 36 NOTICE of Appearance by Kevin M Papay (Papay, Kevin) (Filed on 7/19/2019) (Entered: 07/19/2019) 07/19/2019 37 NOTICE of Appearance by Frank Burke Kennamer (Kennamer, Frank) (Filed on 7/19/2019) (Entered: 07/19/2019) 07/19/2019 38 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971- 13536643.) filed by Deep Dinesh Patel. (Attachments: # 1 Exhibit Certificate of Good Standing)(Shepardson, Stephen) (Filed on 7/19/2019) (Entered: 07/19/2019) 07/19/2019 39 Corporate Disclosure Statement by Lyft, Inc. identifying Other Affiliate Rakuten, Inc. for Lyft, Inc.. (Smith, Colleen) (Filed on 7/19/2019) (Entered: 07/19/2019) 07/19/2019 40 Certificate of Interested Entities by Prashant (Sean) Aggarwal, Jonathan Christodoro, Logan Green, Ben Horowitz, Valerie Jarrett, David Lawee, Lyft, Inc., Hiroshi Mikitani, Ann Miura-Ko, Brian Roberts, Mary Agnes (Maggie) Wilderotter, John Zimmer identifying Other Affiliate Rakuten, Inc. for Ann Miura-Ko, Ben Horowitz, Brian Roberts, David Lawee, Hiroshi Mikitani, John Zimmer, Jonathan Christodoro, Logan Green, Lyft, Inc., Mary Agnes (Maggie) Wilderotter, Prashant (Sean) Aggarwal, Valerie Jarrett. (Smith, Colleen) (Filed on 7/19/2019) (Entered: 07/19/2019) 07/22/2019 41 ORDER by Judge Haywood S. Gilliam, Jr. Granting 38 Motion for Pro Hac Vice as to Shepardson, Stephen. (ndrS, COURT STAFF) (Filed on 7/22/2019) (Entered: 07/22/2019) 07/22/2019 42 MOTION for leave to appear in Pro Hac Vice for Andrew Clubok ( Filing fee $ 310, receipt number 0971-13540965.) filed by Prashant (Sean) Aggarwal, Jonathan Christodoro, Logan Green, Ben Horowitz, Valerie Jarrett, David Lawee, Lyft, Inc., Hiroshi Mikitani, Ann Miura-Ko, Brian Roberts, Mary Agnes (Maggie) Wilderotter, John Zimmer. (Attachments: # 1 Certificate of Good Standing)(Clubok, Andrew) (Filed on 7/22/2019) (Entered: 07/22/2019) 07/23/2019 43 ORDER by Judge Haywood S. Gilliam, Jr. Granting 42 Motion for Pro Hac Vice for Andrew Clubok. (ndrS, COURT STAFF) (Filed on 7/23/2019) (Entered: 07/23/2019) 07/23/2019 44 ORDER. Signed by Judge Haywood S. Gilliam, Jr. on 7/23/2019. (ndrS, COURT STAFF) (Filed on 7/23/2019) (Entered: 07/23/2019) 07/23/2019 45 Minute Entry for proceedings held before Judge Haywood S. Gilliam, Jr.: Telephone Conference held on 7/23/2019. Total Time in Court: 7 Minutes. Court Reporter: Not Reported. Plaintiff Attorney: J. Hood. Defendant Attorney: Andrew Clubok; Adam McCall; Kevin Papay; Matthew Rawlinson; Stephen Shepardson; Charlene Shimada and Jacob Walker. The Court advises the parties that it will e-file by the close of business today proposed revised language for paragraph 2 of the parties proposed order consolidating cases. Parties are directed to e-file by the close business on July 25th either (a) a revised proposed order that includes the Courts revised language for paragraph 2 and a proposed case caption for paragraph 5; or (b) a joint objection to the Courts revised language. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndrS, COURT STAFF) (Date Filed: 7/23/2019) (Entered: 07/24/2019) 07/24/2019 46 Renewed JOINT ADMINISTRATIVE MOTION To Consolidate Cases filed by Rick Keiner, Matias Malig, as Trustee for the Malig Family Trust, Terry S. Bradford, Lyft, Inc., John Zimmer, Brian Roberts, Prashant (Sean) Aggarwal, Academy Securities, Inc., Academy Securities, Inc., Castleoak Securities, L.P., Canaccord Genuity LLC., C.L. King & Associates, Inc., Blaylock Van, LLC., Credit Suisse Securities (USA) LLC., Cowen and Company, LLC., Drexel Hamilton, LLC., Ben Horowitz, Local Gree, Great Pacific Securities, Evercore Group L.L.C., Valerie Jarrett, JMP Securities LLC., J.P. Morgan Securities LLC., KKR Capital Markets, LLC, Jefferies LLC, KeyBanc Capital Markets Inc., Hiroshi Mikitani, Loop Capital Markets, LLC, David Lawee, Ann Miura-Ko, Mischler Financial Group, Inc., Penserra Securities LLC., R. Seelaus & Co., LLC., Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A Ramirez & Company, Inc., Siebert Cisneros Shank & Co., L.L.C., Stifel, Nicolus & Company, Incorporated, The Williams Capital Group, L.P., Tigress Financial Partners LLC, UBS Securities, Wells Fargo Securities, LLC., and Mary Agnes (Maggie) Wilderotter. Responses due by 7/29/2019. (Attachments: # 1 Proposed Order)(Walker, Jacob) (Filed on 7/24/2019) Modified on 7/25/2019 (jjbS, COURT STAFF). Modified on 7/25/2019 (jjbS, COURT STAFF). (Entered: 07/24/2019) 07/25/2019 47 ORDER by Judge Haywood S. Gilliam, Jr. Granting (Docket Nos.46 in case 4:19- cv-02690-HSG and 37 in case 4:19-cv-03003-HSG) Renewed JOINT ADMINISTRATIVE MOTION To Consolidate Cases. (ndrS, COURT STAFF) (Filed on 7/25/2019) (Entered: 07/25/2019) 07/26/2019 48 MOTION for leave to appear in Pro Hac Vice for Susan E. Engel ( Filing fee $ 310, receipt number 0971-13556842.) filed by Prashant (Sean) Aggarwal, Jonathan Christodoro, Logan Green, Ben Horowitz, Valerie Jarrett, David Lawee, Lyft, Inc., Hiroshi Mikitani, Ann Miura-Ko, Brian Roberts, Mary Agnes (Maggie) Wilderotter, John Zimmer. (Attachments: # 1 Certificate of Good Standing)(Engel, Susan) (Filed on 7/26/2019) (Entered: 07/26/2019) 07/29/2019 49 Supplemental Statement re Regarding Keiner's PSLRA Certification by Rick Keiner. (Attachments: # 1 Amended Certification)(Walker, Jacob) (Filed on 7/29/2019) Modified on 7/30/2019 (jjbS, COURT STAFF). (Entered: 07/29/2019) 07/30/2019 Electronic filing error. Incorrect event used. [err101]. Correct Event is "Statement." Event can be found under Civil Events > Motions and Related Filings > Other Documents > Statement.Corrected by Clerk's Office. No further action is necessary. Re: 49 Amended Document filed by Rick Keiner (jjbS, COURT STAFF) (Filed on 7/30/2019) (Entered: 07/30/2019) 07/30/2019 50 Notice of Withdrawal of Motion (Rosen, Laurence) (Filed on 7/30/2019) (Entered: 07/30/2019) 07/30/2019 51 OPPOSITION/RESPONSE (re 20 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel , 12 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel , 16 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases ) filed byRick Keiner. (Walker, Jacob) (Filed on 7/30/2019) (Entered: 07/30/2019) 07/30/2019 52 OPPOSITION/RESPONSE (re 20 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel , 16 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases , 9 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases ) filed byRakesh Khanna, Danilo Nunez, Harold Tholen. (Attachments: # 1 Declaration of Harold Tholen, # 2 Declaration of Danilo Nunez, # 3 Declaration of Rakesh Khanna)(McCall, Adam) (Filed on 7/30/2019) (Entered: 07/30/2019) 07/31/2019 53 ORDER by Judge Haywood S. Gilliam, Jr. Granting 48 Motion for Pro Hac Vice for Susan E. Engel. (ndrS, COURT STAFF) (Filed on 7/31/2019) (Entered: 07/31/2019) 08/06/2019 54 REPLY (re 9 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases ) filed byRick Keiner. (Walker, Jacob) (Filed on 8/6/2019) (Entered: 08/06/2019) 08/06/2019 55 REPLY (re 9 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases , 12 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byRakesh Khanna, Danilo Nunez, Harold Tholen. (McCall, Adam) (Filed on 8/6/2019) (Entered: 08/06/2019) 11/14/2019 56 CLERK'S NOTICE. Notice is hereby given that the hearings on the ( 9 , 12 , 16 , 20 ) motions to appoint lead plaintiff and lead counsel and motions to consolidate cases, previously set for November 21, 2019, are continued to December 12, 2019 before Judge Haywood S. Gilliam, Jr., at 2:00 p.m., in Courtroom 2, 4th Floor, 1301 Clay Street, Oakland, CA. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndrS, COURT STAFF) (Filed on 11/14/2019) Modified on 11/14/2019 to change "is' to "are" (ndrS, COURT STAFF). (Entered: 11/14/2019) 12/05/2019 57 Rule 7.1 Disclosures by Siebert Cisneros Shank & Co., L.L.C., The Williams Capital Group, L.P. identifying Corporate Parent Shank Williams Cisneros, LLC for Siebert Cisneros Shank & Co., L.L.C., The Williams Capital Group, L.P. (Shimada, Charlene) (Filed on 12/5/2019) Modified on 12/5/2019 (jjbS, COURT STAFF). (Entered: 12/05/2019) 12/09/2019 58 NOTICE of Appearance by Whitney E. Street (Street, Whitney) (Filed on 12/9/2019) (Entered: 12/09/2019) 12/09/2019 59 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Whitney E. Street on behalf of Rick Keiner (Street, Whitney) (Filed on 12/9/2019) (Entered: 12/09/2019) 12/11/2019 60 CLERK'S NOTICE Re Docket Nos. 9 , 12 , 16 and 20 . Notice is hereby given that the Court takes the pending motions filings under submission. The hearings previously scheduled for December 12th at 2:00 p.m. are vacated. The Court will issue a written order. (This is a text-only entry generated by the court. There is no document associated with this entry.)(ndrS, COURT STAFF) (Filed on 12/11/2019) (Entered: 12/11/2019) 03/02/2020 61 ORDER by Hon. Haywood S. Gilliam, Jr. DIRECTING movant Rick Keiner to explain the relationship between the first summary document attached to his July 29, 2019 amended certification (Dkt. No. 49-1 at 2-8) and the second summary document entitled "FIFO Loss Chart Report" (Dkt. No. 49-1 at 9-12). See Dkt. No. 49-1. The Court is particularly interested in how Schedule A was created, and whether the document at pages 2-8 is drawn from the document at pages 9-12 (or whether the two documents must be read together to identify all of the relevant transactions). Keiner should also confirm that there are no discrepancies between the two documents. The statement shall be no more than three pages and should be filed by March 4, 2020. The Court does not need further argument or any response to movant's statement. (This is a text-only entry generated by the court. There is no document associated with this entry.) (hsglc3S, COURT STAFF) (Filed on 3/2/2020) (Entered: 03/02/2020) 03/03/2020 62 Supplemental Rule 7.1 Disclosures by Piper Jaffray & Co. identifying Corporate Parent for Piper Jaffray & Co.. (Shimada, Charlene) (Filed on 3/3/2020) Modified on 3/4/2020 (jjbS, COURT STAFF). (Entered: 03/03/2020) 03/03/2020 63 RESPONSE re 61 Order, by Rick Keiner. (Walker, Jacob) (Filed on 3/3/2020) Modified on 3/4/2020 (jjbS, COURT STAFF). (Entered: 03/03/2020) 03/04/2020 64 ORDER by Judge Haywood S. Gilliam, Jr. GRANTING KEINER'S 9 MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND DENYING THE REMAINING ( 12 , 20 ) MOTIONS FOR LEAD PLAINTIFF. Case Management Statement due by 3/24/2020 and Further Case Management Conference set for 3/31/2020 02:00 PM in Oakland, Courtroom 2, 4th Floor. (ndrS, COURT STAFF) (Filed on 3/4/2020) (Entered: 03/04/2020) 03/10/2020 65 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Smith, Colleen) (Filed on 3/10/2020) (Entered: 03/10/2020) 03/11/2020 66 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Walker, Jacob) (Filed on 3/11/2020) (Entered: 03/11/2020) 03/11/2020 67 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options by Underwriter Defendants (Shimada, Charlene) (Filed on 3/11/2020) (Entered: 03/11/2020)

Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html