SCIENTIFIC OPINION Draft Guidance on Aneugenicity Assessment
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SCIENTIFIC OPINION ENDORSED: 20 February 2020 doi:10.2903/j.efsa.2020.eNNNNN Draft guidance on aneugenicity assessment EFSA Scientific Committee (SC) Simon John More, Vasileios Bampidis, Claude Bragard, Thorhallur Ingi Halldorsson, Antonio F. Hernández-Jerez, Susanne Hougaard Bennekou, Kostas Koutsoumanis, Kyriaki Machera, Hanspeter Naegeli, Søren Saxmose Nielsen, Josef Schlatter, Dieter Schrenk, Vittorio Silano, Dominique Turck, Maged Younes, Gabriele Aquilina, Margherita Bignami, Claudia Bolognesi, Riccardo Crebelli, Rainer Gürtler, Francesca Marcon, Elsa Nielsen, Christiane Vleminckx, Maria Carfì, Carla Martino, Daniela Maurici, Juan Parra Morte, Annamaria Rossi and Diane Benford Abstract The EFSA Scientific Committee was asked to provide guidance on the most appropriate in vivo tests to follow up on positive in vitro results for aneugenicity, and on the approach to risk assessment for substances that exhibit aneugenicity but do not induce gene mutation or clastogenicity. The Scientific Committee confirmed that the preferred approach is to perform an in vivo bone marrow micronucleus test with a relevant route of administration. If this is positive, it demonstrates that the substance is aneugenic in vivo. A negative result with evidence that the bone marrow is exposed to the test substance supports a conclusion that aneugenic activity is not expressed in vivo. If there is no evidence of exposure to the bone marrow, a negative result is viewed as inconclusive and further studies are required. The liver micronucleus assay, even though not yet fully validated, can provide supporting information for substances that are aneugenic following metabolic activation. The gastrointestinal micronucleus test, conversely, needs to be validated to assess aneugenic potential at the initial site of contact for substances that are aneugenic in vitro without metabolic activation. Based on the evidence in relation to mechanisms of aneugenicity, the Scientific Committee concluded that, in principle, health-based guidance values can be drafted for substances that are aneugenic but do not induce gene mutations or clastogenicity, provided that a comprehensive toxicological database is available. For situations in which the toxicological database is not sufficient to set up health-based guidance values, some approaches to risk assessment are proposed such as calculating the margin of exposure between a relevant reference point and the estimated human dietary exposure. The Scientific Committee recommends further development of the gastrointestinal micronucleus test, and research to improve the understanding of aneugenicity to support risk assessment. © 20YY European Food Safety Authority. EFSA Journal published by John Wiley and Sons Ltd on behalf of European Food Safety Authority. Keywords aneugenicity, micronucleus test, genotoxicity in vivo and in vitro www.efsa.europa.eu/efsajournal 1 EFSA Journal 20YY;volume(issue):eNNNNN SCIENTIFIC OPINION ENDORSED: 20 February 2020 doi:10.2903/j.efsa.2020.eNNNNN Requestor: European Food Safety Authority Question number: EFSA-Q-2019-00263 Correspondence:[email protected] www.efsa.europa.eu/efsajournal 2 EFSA Journal 20YY;volume(issue):eNNNNN 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 Panel members: Simon John More, Diane Benford, Vasileios Bampidis, Claude Bragard, Thorhallur Ingi 18 Halldorsson, Antonio F. Hernández-Jerez, Susanne Hougaard Bennekou, Kostas Koutsoumanis, Kyriaki 19 Machera, Hanspeter Naegeli, Søren Saxmose Nielsen, Josef Schlatter, Dieter Schrenk, Vittorio Silano, 20 Dominique Turck, and Maged Younes. 21 Acknowledgements: The EFSA Scientific Committee wishes to acknowledge the following hearing experts 22 for the views provided to this scientific output: Roland Froetschl, Uta Herbst, David Kirkland, Wim Mennes, 23 Christina Tlustos; the observers Raffaella Corvi (Directorate General - Joint Research Centre) and Frank Le 24 Curieux (European Chemicals Agency - ECHA); the EFSA staff Esraa Elewa, Paola Manini, and Fabiola Pizzo. 25 Suggested citation: EFSA Scientific Committee, More SJ, Bampidis V, Bragard C, Halldorsson TI, 26 Hernández-Jerez AF, Hougaard Bennekou S, Koutsoumanis K, Machera K, Naegeli H, Nielsen SS, Schlatter 27 J, Schrenk D, Silano V, Turck D, Younes M, Aquilina G, Bignami M, Bolognesi C, Crebelli R, Gürtler R, Marcon 28 F, Nielsen E, Vleminckx C, Carfì M, Martino C, Maurici D, Parra Morte J, Rossi A, and Benford D, 2020. Draft 29 Guidance on aneugenicity assessment, scientific guidance. EFSA Journal 2020;volume(issue):NNNN, XXX 30 pp. doi:10.2903/j.efsa.2020.NNNN 31 ISSN: XXXX-XXXX 32 © 20YY European Food Safety Authority. EFSA Journal published by John Wiley and Sons Ltd on behalf of 33 European Food Safety Authority. 34 Reproduction of the images listed below is prohibited and permission must be sought directly from the 35 copyright holder: Figure 2: © Elsevier 36 www.efsa.europa.eu/efsajournal 3 EFSA Journal 20YY;volume(issue):eNNNNN 37 TABLE OF CONTENTS 38 Abstract ................................................................................................................................... 1 39 Keywords ................................................................................................................................. 1 40 1. Background and Terms of Reference as provided by EFSA......................................................... 6 41 1.1. Audience and degree of obligation ................................................................................. 7 42 2. Introduction....................................................................................................................... 7 43 3. In vivo follow-up of in vitro aneugens..................................................................................... 8 44 4. Evidence for thresholds in aneugenicity ................................................................................11 45 4.1. Theoretical considerations ...........................................................................................11 46 4.2. Threshold in aneuploidy – empirical evidence .................................................................11 47 5. Risk assessment of substances that are aneugenic but not clastogenic ......................................12 48 5.1. Setting up reference points for aneugenicity ...................................................................12 49 5.2. Hazard characterisation for substances that are aneugenic but not clastogenic....................13 50 5.2.1. Data-rich substances, in vivo dose–response data are available for aneugenicity ...........14 51 5.2.2. Data-rich substances, in vivo data are not sufficient to set up a dose–response 52 relationship for aneugenicity ...............................................................................................14 53 5.2.3. Data-poor substances, i.e. gaps in the toxicological database .....................................14 54 5.3. Risk characterisation for substances that are aneugenic but not clastogenic ........................14 55 5.4. Risk assessment for combined exposure to multiple substances that are aneugenic but not 56 clastogenic ...........................................................................................................................15 57 6. Conclusions.......................................................................................................................16 58 6.1. Question 1: What is the most appropriate in vivo follow-up for substances that are aneugenic 59 in vitro? ...............................................................................................................................16 60 6.2. Question 2: How should risk to human health be assessed for a substance exhibiting 61 aneugenicity? .......................................................................................................................16 62 7. Recommendations .............................................................................................................17 63 8. References........................................................................................................................19 64 Annex A. Methods to detect aneuploidy.......................................................................................22 65 A.1. Detection of aneuploidy in mitotic cells ..............................................................................22 66 A.2. Detection of aneuploidy in interphase cells .........................................................................22 67 A.3. Micronucleus assay techniques in tissues other than bone marrow and peripheral blood ..........24 68 Annex A. References ..............................................................................................................26 69 Annex B. Examples of active substances (possibly) causing aneugenic effects ....................................30 www.efsa.europa.eu/efsajournal 4 EFSA Journal 20YY;volume(issue):eNNNNN 70 Annex C. List of Abbreviations.....................................................................................................34 71 72 www.efsa.europa.eu/efsajournal 5 EFSA Journal 20YY;volume(issue):eNNNNN 73 1. Background and Terms of Reference as provided by EFSA 74 The genotoxicity testing strategy 1 indicated in the EFSA Scientific Committee opinion is designed to 75 investigate the genotoxic potential of substances through the detection of three genotoxic endpoints: gene 76 mutations, structural chromosomal aberrations (i.e. clastogenicity) and numerical