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Annual Report Social science that makes a difference a sharper focus on poverty, inequality and unemployment | HSRC Integrated Annual Report | 1 “Going forward, our research agendas should therefore take cognisance of not only the range and complexities of the inequalities we have identified, but also interrogate policy efforts and activism to address these. As well, new developments in the policy space require our attention. The recent inclusion of inequalities as a stand-alone goal in the SDG’s, the adoption of Agenda 2063 -- the AU’s ambitious programme of structural transformation and regional integration -- are just two examples” – From the closing remarks by President of CODESRIA, Professor Dzodzi Tsikata at the World Social Science Forum 2015. CODESRIA Bulletin Nos 3 & 4, 2015 page 63 (http://www.codesria.org/spip.php?article2504&lang=en) In this Integrated Annual Report we show how the HSRC, through its dedication and hard work connect the points between poverty, inequality, and unemployment. ORGANISATIONAL OVERVIEW Scope and boundaries ....................................................................4 Sign-off ..............................................................................................5 Our Social Heritage and who we are today ................................6 What we believe in: Our focus.......................................................8 Foreword by the chairperson.......................................................10 Chief Executive officer’s overview .............................................11 RESEARCH PROGRAMMES .........................................................14 Africa Institute of South Africa (AISA) .......................................15 BRICS Research Centre (BRC) ....................................................17 Centre for Science, Technology and Innovation Indicators (CeSTII) ..... ......................................................................................21 Democracy, Governance and Service Delivery (DGSD) .........25 Economic Performance and Development (EPD) .....................29 Education and Skills Development (ESD) ..................................30 HIV/AIDS, STIs and TB (HAST) ....................................................33 Human and Social Development (HSD) .....................................35 Population Health, Health Systems and Innovation (PHHSI) .38 Research Use and Impact Assessment (RIA) ...........................41 OVERVIEW OF THE HSRC’S PERFORMANCE FOR 2015/16 .....44 GOVERNANCE REPORT ................................................................54 Our People: HSRC board ...............................................................54 CONTENT Executive management.................................................................58 Organisational structure ...............................................................60 Ethical leadership ..........................................................................62 Sustainability report ......................................................................67 CSI and stakeholder report ..........................................................69 The governance of risk: Enterprise Risk Management ...........73 Audit and Risk Committee report ................................................75 HUMAN RESOURCES MANAGEMENT .....................................77 ANNUAL FINANCIAL STATEMENTS...........................................80 Report of the Auditor-General to parliament on the HSRC .....81 HSRC accounting policies ............................................................83 Approval of annual financial statements ...................................90 Statement of financial position ....................................................92 Statement of financial performance ...........................................93 Statement of changes in net assets ...........................................94 Cash flow statement ......................................................................95 Statement of comparison of approved budget to actual results ..................................................................................96 Notes to the annual financial statements ..................................97 RESEARCH OUTPUTS 2015/16 ...................................................130 LIST OF ACRONYMS/ABBREVIATIONS ...................................145 CONTACT DETAILS AND CREDITS ............................................147 SCOPE AND BOUNDARIES The integrated annual report covers the activities and results of the HSRC for the period 1 April 2015 to 31 March 2016. The integrated annual report has been prepared according to Generally Recognised Accounting Principles (GRAP), the requirements of the Public Finance Management Act (No.1 of 1999, as amended by Act No. 29 of 1999) (PFMA), and the recommendations of the King lll report. Management has also considered the guidelines published by the Integrated Reporting Committee of South Africa. The annual report is published with the aim of assisting stakeholders in assessing the ability of the HSRC to create and sustain value. 4 | HSRC Integrated Annual Report | a sharper focus on poverty, inequality and unemployment SIGN-OFF (CHAIRPERSON AND CEO) It is hereby certified that this integrated annual report: • was developed by the management of the HSRC under the guidance of the HSRC board; • takes into account all the relevant policies, legislation and other mandates for which the HSRC is responsible; and • accurately reflects the performance of the HSRC against the strategic outcome-oriented goals the organisation has committed itself to achieving during the 2015–2016 reporting period. Prof. Crain Soudien Chief executive officer Ms Nasima Badsha Chairperson of the board (Accounting authority) a sharper focus on poverty, inequality and unemployment | HSRC Integrated Annual Report | 5 OUR SOCIAL HERITAGE AND WHO WE ARE TODAY The HSRC was established in 1968 by the Human Sciences play in producing these conditions and, through various forms Research Act (No 23 of 1968) as a statutory research agency of innovation that explore creative and hybrid approaches, how of South Africa. The government confirmed its support for they may be undone. This requires sophisticated economic, the continued existence of the HSRC by legislating its public political, historical, and social analyses. How inequality is given purpose and objectives with the HSRC Act 17 of 2008, which life and how it can be disrupted through the structural and repealed and replaced the Act of 1968 one. psychosocial realities is what the HSRC urgently has to assist Since 1968, the organisation has become the largest South Africa and the continent in having to deal with. The HSRC dedicated research institute in the social sciences and aims to present itself as the agency within the National System humanities on the African continent, conducting cutting-edge of Innovation that will help the country understand how critical research in areas that are crucial to development. social innovation is (as a process in which new and creative Toward fulfilling its mandate in terms of the Act of 2008, the approaches to inclusive social development can be explored), HSRC is charged with promoting research that advances the alongside building our knowledge capacity in science and understanding of and engagement with the social conditions technology, for addressing poverty and inequality. of South Africa and Africa that characterise their contexts. Flowing from this, two features will distinguish the work of Therefore, the knowledge it generates seeks to contribute to the HSRC for the next period, 2016–2020, namely, (i) a focus on local, regional, and global understanding of the human and the urgent questions of the social determinants surrounding the social conditions of the people of the region, and the processes persistence of poverty and the deepening of inequality, and (ii) that will assist in their social improvement. Its primary role, in an emphasis on building the capacity for high-quality problem- terms of this mandate, is to be a hub of knowledge production, identification and high-quality solution-focused research, which knowledge translation, and knowledge dissemination for policy- will assist in understanding and engaging with the questions of makers and the broader public. In addition, in the context of an poverty and inequality. The guiding theme behind the strategic environment of skills shortages, it also has to play a critical role plan of the HSRC for the next five years is therefore ‘poverty and in building the capacity of new scholars and researchers to both inequality: diagnosis, prognosis, responses’. This recognises support and advance the mandate of building new knowledge the far-reaching consequences of poverty and inequality for the and taking that knowledge into the public domain. The scope well-being and life chances of South African citizens and for the of the human and social sciences research to which the HSRC stability and cohesion of society. In addition, these issues are is dedicated is broad. It encompasses all the dimensions of enormously and increasingly significant for the rest of Africa those phenomena that give a society its particular character. and the wider world. In particular, the research strategy of the This, of necessity, includes transversal themes such as poverty, HSRC will continue to seek to: inequality, and unemployment; social change and aspects • enhance the analysis of current forms, patterns, and of innovation, development, and growth;
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