OMB NO 1545-0057 Return of Private Foundation Fom,990-PF or Section 4947'a)(1) Nonexempt Charitable Trust Oepanmenidineireasury Treated as a Private Foundation 2001 Inierral Raoenue Serve Note The or ganization ma he able to use a co of (his return to sags state reportmo re quirements For calendar earappl 2001,y or tax ear be mnin , 2001, and ending G Check all that Initial return Final return I Amended return Address change Name change Name O( organization A Employer identification numbs! Use lie IRS label OVA AND WESLEY WEST FOUNDATION 74-6039393 Otherwise, Number and street (or P O box number i! mail is not delivered to street address) Room/suite B Telephone number (see page 10 d Print [he instructions) or type Sae Specific P O BOX 7 713 520-0900 or town state and ZIP code C if ...moms eaplmLIOn 1 " Instructions City pending cn .~xn .na , p t Fill .., agervasuma cn~ non HOUSTON TX 77001-0007 3 Foreign organizations meeting ine 85% lost UKkh .~enaelisU , H Check t YP e of or 9 anizalion X Section 501 (c 3 exem pt Pp rivate foundation comnweum ( a )( 1 ) nonexempt chantable trust Olhef taxable rivate foundation SecUOn 4947 E if p , foundation status .ea i.~msi.a I Fair market value of all assets al end J Accounting method X Cash Accrual under ..oi so ;(e)cIHAi chin=k her* " a of year (from Part 11 cot (c) line a Other (specify) _ F II ins lounesidn i,,na60.mmini~m~neuon 16) " 15 , 006 , 225 (Part l, column (d) must be on cash basis ) ~rna .. ..pt,.so7(e)(i)(e) i,n.lwn .no Analysis of Revenue and Expenses (d) Disbursements of amounts in columns (6) (c), and (a)~ Revenue and (b) Net investment (c) Adjusted net for charitable (The total expenses per not necessanly equal the amounts in income income purposes (d) may books column (a) (see page 10 of the instructions) ) cash basis only) 1 LanInOUYana It 9Rnu nc nravM(eltaO, fcl,WNis) if one foundation is not required to Check ~ attach Spin B 2 Distributions from split-interest trusts 7 interest on savings and temporary cash investments 60 , 592 60 , 592 4 Dividends and interest from securities 386,369 386 , 369 5 a Gross rents m b (Net rental income a (loss) ) 6 a Net gain or (toss) from sate of assets not on line 10 -489 , 596 m b Grass sales price tar alt 22,025,096 m asseismline6a 7 Capital gam net income (from Part IV, line 2) r 11~ e Net short-term capital gain r~ b~~^ 9 Income modifications 1 0 a Gas sales less returns and allowances , , b Less Cost d goods sold c Gross profit w (loss) (attach schedule) -- 11 Other income (attachschedule)STMT 1 155 , 251 155 , 251 d17!' STMT 1 12 Total Add lines 1 through it 112,616 602,212 '-- 17 Compensation of officers directors trustees etc NO NE m 14 Other employee salaries and wages Co_- c 15 Pension plans employee benefits - ,g 16a Legal fees (a[tachschedule) STMT ~ 825 825 NONE NONE b Accounting fees (attach schedule)STMT 1. 4 , 163 4 , 163 NONE NONE c Other professional fees (attach sclSIMMI) i 77842 77 .842 77 Interest STMT 1 37 37 10 Taxes fallen schedule)(s..page +" asiiThOde 1~ 26 , 314 17 .522 - E 19 Depreciation (attach schedule) and depletion IJ~J 20 Occupancy Z c 27 Travel conferences, and meetings Z Q be 22 Printing and publications c 23 Other expenses (anachschedule)$TM'1' 1 5 , 743 , 085 62 , 209 m 24 Total operating and administrative expenses p Add lines 13 through 23 5 852 266 162 , 598 NONE NONE 25 Contributions gifts grants paid 715 , 000 715 , 000 26 ra .iex pen ses .naaenute.ir.ni.aeelines 7aana25 6 , 567 , 266 162 . 598 NONE 715 , 000 27 Subtract line 26 from llne 12 e e.ce+et n...nu.o ... ..p.r .e .neaaeum.v.,t. -6 , 454 , 650 b Net investment income (If negative enter -0-, 439 , 614 Adjust ed t Inco me (i f negative enter -0-) Reduction Notice, sae the instructions Fmn 990-PF (sooi) iE141o 7 000 Far Paperwork Act 5DU1E3 2917 11/13/2002 11 27 12 V01-7 9138-228 5 r z Attached schedules and amounts in the ' Balance Sheet 5 dascnplioncolumn should 0efor anaol-year amounts mN (See insuucti Book Value (c) Fair Market Value 1 Cash-non-interest-bearing 2 Savings and temporary cash investments 7 Accounts receivable 0 allowance for doubtful-Less accounts 1 4 Pledges receivable Less allowance for doubtful accounts 5 Grants receivable 6 Recenables due from officers directors trustees and other disqualified persons (attach schedule) (see page 15 of the instructions) 7 Other notes and loans receivable (attach schedule) . Less allowance for doubtful accounts B Inventories for sale or use 9 Prepaid expenses and deterred charges 10 9 Investments -U S and stale government obligatrorts (a11acS'1Mui L
b Investments - corporate stock (attach schedule) $'1'IQT 3 c Investments - corporate bonds (attach schedule) investments -land buildings 11 and equipmenl basis ------Less accumulated depreciation Ili . (attach schedule) ------STMT 12 Investments - mortgage loans t J Investments - other (attach schedule) STMT 14 land buildings and , equipment bass less accumulated Gepreaalron 1 (attach Schedule) ------15 Other assets (describe i -_-______--STMT_9_)
16 Total assets (lo be completed 6y all filers - see page 16 0l
17 Accounts payable and accrued expenses 10 Grants payable 19 Deferred revenue 20 Loans from officers directors vusees end other diSquaLfad persons 21 Mortgages and other notes payable (attach schedule) 22 Other liabilities (describe 1 _ _ _ _------STMT- 4 )
23 Total liabilities add lines 17 through 22 ) NOM 60 , Organizations that follow SFAS 717, check here " U and complete lines 24 through 26 and lines 30 and 31 x 24 Unrestricted ,°0 25 Temporarily restricted m 26 Permanently restricted Organizations that do not follow SFAS 117, check here and complete lines 27 through 31 " X `p 27 Capital stock trust principal or current funds 10 886 , 611 10 , 886 , 28 Paid in or capital surplus a lend bldg orb equipment fund 29 Retained earnings accumulated income endowment or other funds 1.0 , 459 , 271 4 , 004 70 Total net assets or fund balances (see page 17 0l we instrucums) 21 , 345 , 882 14 891 31 Total Ilebllltlea end net assets/fund balances (see page 17 0l the instructions) I 21,345,882 14,952 .
Analysis of Changes m Net Assets or Fund Balances
i Total net assets or fund balances al beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on poor year's return) 21,345,882 2 Enter amount from Part I, line 27a -6,454,650 Other increases not included in line 2 (itemize) a Add lines 1, 2, and 3 14,891,232 s Decreases not included in line 2 (itemize) s Total net assets or fund balances at end of veer (line 4 minus line 5) - Part II column (b), line 30 14,891,232 Form 990-PF (2001) JSA IE14307000 5DU1E3 2917 11/13/2002 11 27 12 V01-7 9138-228 6 r ' ~Form 60 3 ~L1! r Tax on Investment (c) Dale (a) List and describe the kind(s) of property sold (e g real estate acquired (d) Dale sold aCGuIfCd 2-story brick warehouse or common slack 200 shs MLC Co ) ~PUfChaSe (mo day n ) _ ,... (mo daY yr )
to .EE PART IV SCHEDULE b c d e (e) Gross sales price (0 Depreciation allowed (0) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g)
a b c d
)mplele only for assets showing gain in column h and owned b the foundation on 12/31/69 (I) Gains (Col (h) gain minus Adjusted basis (k) Excess of cal (i) cal (k) but not less than -0-) or (j) F M V as of 12131/69 U) as of 12/31/69 over cal 0) i( any losses (tram cal (h))
c
I( gain, also enter in Part I, line ; 2 Capital gain net income or (net capital loss) ~ If (loss), enter-0- in Part I, line 7 } 2 -489 596 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) l If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions) 1( If (lnsl . enter -0- m Part I line n , 3
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940(d)(2) applies, leave this part blank
Was the organization liable for the section 4942 tax on the dislributable amount of any year in the base periods a Yes X No I(' Yes,' the organization does not qualify unde r sectio n 494 0(e) Do not comp lete thi s pa rt
1 ~ Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries
Base Period years Calendar year Di51nDU~l!an ratio Adjust ad qualifying distributions Not vale d nOnc(Mnlablwsa assets or tax ear loom .n) cal b divided try cd c 2000 -~1,0e5,7e1 ~ 16,792,e78 ~ 0 06465723148 1999 1 .295 .190 20 .941 .833 0 06184702170
1997 1996 1 .130 18 .557 .412
2 Total of line 1, column (d) 2 0 3 3 Average distribution ratio for the 5-year base period-divide the total on line 2 by 5, or by the number of years the foundation has been in ewslence A less than 5 years , 3 0 0
4 Enter the net value of noncharitable-use assets for 2007 from Part X, line 5 1 4
5 Multiply line 4 by line 3 1 5 1 913,721
6 Enter 1% of net investment income (1% of Part I, line 27b) 1 6
7 Add lines 5 and 6
8 Enter qualifying distributions from Part XII, line 4 1 8 1 715,000 II line B is equal to or greater than line 7 Check Ir e Dci, in Pan VI line 10 and cOmDlele that pad using a 1'fi lax rate See m9 Pan VI instructions on page 18 J5A i e 1a3o 3ooa Form 990-P F (2001) 5DU1E3 2917 11/13/2002 11 27 12 V01-7 9138-228 7 4 LE M Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see pa 18 of the 1 a Exempt operating foundations described in section a940(d)(2) check here ji~ and enter 'N/A' on line 1 Date of ruling letter ______- (attach copy of ruling letter if necessary -see instructions) b Domestic or anizauons that meet the section 4940(e) requirements in Part V check here " and enter 1 % of Part I line 27b c All other domestic organizations enter 2°.5 0l line 27b Exempt foreign organizations enter .1% of Part I line 12 cot (b) 2 lax under section 511 (domestic section 39d7(a)(1) trusts and taxable foundations only Others enter .0 .) 3 Add lines 1 and 2 4 Subtitle A (income) tax (domestic section 4937(a)(1) trusts and taxable foundations only Others enter -0,) 5 Tax based on investment income Subtract line J from line 3 II zero w less, enter -0- 6 Credits/Payments a 2001 estimated tax payments and 2000 overpayment credited to 2001 6 . 76 , 291 b Exempt foreign organizations - tax withheld al source 6b NONE c Tax paid with application for extension of time to file (Form 8868) 6 . NONE d Backup withholding erroneously withheld ~ 6d 7 Total credits and payments Add lines 6a through 6d 8 Enter any penalty for underpayment of estimated tax Check here F-1 if Form 2220 is attached 9 Tax due II the total of lines 5 and 8 is more than line 7 enter amount owed 10 10 Overpayment If line 7 is more than the total of lines 5 and 8, enter the amount overpaid 1 11 Enter th e amount of line 10 to be Credited to 2002 estimated tax ~ 67,499 Refunded 10
1 a During the tax year did the organization attempt to influence any national state or local legislation or did Yes No it participate or intervene in any political campaigns 1 e X b Did it spend more than $100 during the year (either directly or indirectly) far political purposes (see page 19 of the instructions for definition)? 1b X I/ the answer is 'Yes' to 1e or i6 attach a detailed description d the activities and copies ofany materials published or distributed by the organization in connection with the activities c Did the organization file Form 1120-POL (w this years 1 c X d Enter the amount (it any) of tax on political expenditures (section 4955) imposed during the year (1) On the organization 1 E (2) On organization managers " E a Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed on organization managers 1, 5 2 Has the organization engaged in any activities that have not previously been reported to the IRS 2 X If 'Yes,' attach a detailed description of the activities 3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument articles of incorporation or bylaws or other similar instruments? If 'Yes,'attach a conformed copy of the changes 3 X 4 a Did the organization have unrelated business gross income of $1,000 or more during the years 4a X b If "Yes 'has it fled a tax return on Form 990-T for this year? 46 N A 5 Was there a liquidation termination dissolution or substantial contraction during the years 5 X 1l 'Yes 'attach the statement required by General Instruction T 6 Are lie requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either By language in the governing instrument or By slate legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? 6 X 7 Did the organization have al least ES 000 in assets et any time during the year? If 'Yes,' complete Part 11 car (c), and Part XV 7 X B e Enter the states to which the foundation reports or with which it is registered (see page 19 al the instructions) 0- TEXAS b If the answer is 'Yes' to line 7, ties we organization lumishcd a copy of Form 990-PF to the Attorney ' General far designate) o! each sate as required by General Instruction G7 If'No,'attach explanation eb X 9 Is the organization claiming status as a private operating foundation within we meaning o! section 49420j(3) or 49420(5) !or calendar year 2001 or the taxable year beginning in 2001 (see instructions for Part XIV on page 25)7 II 'Yes,' complete Part XN 9 X 10 Did any persons become substantial contributors during the tax year? If Yes,'attach a schedule listing their names and addresses 10 X 71 Did the organization comply with the public inspection requirements for its annual returns and exemption applicabon? 11 X Web site address 12 The books are in cereal Ill RANDOLPH L__PULLIN-_-______Telephone no X713=520-0400______" ____ Located at X2727_ ALLEN -PARKWAY-,- /1480-HOUSTON ,_ TX______LP-4 77019 ______17 Section 4947(a)(1) nonexempt charitable trusts filing Fam 990-PF in lieu of Form 1041 -Check here tII and enter the amount of tax-exempt interest received or accrued! during the year ~ I 17 I Form 990-PF JSA (2001) 1 E 1440 4 000 5DU1E3 2917 11/13/2002 11 27 12 V01-7 9138-228 8 I . Form990-PF(2007) 74-6039393 Pages Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 it any item is checked in the "Yes" column, unless an exception applies Yes Ni 1 a During the year did the organization (either directly or indirectly) (1) Engage in the sale or exchange, or leasing of property with a disqualified persons a Yes N No (2) Borrow money Irom lend money to or otherwise extend credit to (or accept it from) a disqualified persons Yes X No (7) Furnish goods services or facilities to (or accept them from) a disqualified persons Yes No (4) Pay compensation to or pay or reimburse the expenses of, a disqualified person? ~ Yes X No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person) a Yes ~X No (6) Agree to pay money or property to a government official? (Exception Check No' if the organization agreed to make a grant to or to employ the official for a period alter termination of government service, if terminating within 90 days ) a Yes ~X No b II any answer is "Yes- to 1 a(7 )-(6), did any of the acts tail to quality under the exceptions described in Regulations section SJ 4941(d)-3 or in a current notice regarding disaster assistance (see page 19 of the instructions)? ~ 1 b N I I Organizations relying on a current notice regarding disaster assistance check here ~ LJ < Did the organization engage in a prior year in any of the acts described in 1a other than excepted acts, that were not corrected before the first day of the tax year beginning in 2001? 1 c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private operating foundation defined m section 49420)(3) or 49420)(5)) a A1 the end of lax year 2001 did the organization have any undistributed income (lines 6d and 6e Part XIII) for tan year(s) beginning before 20077 E Yes ~X No If'Ves'list lheyears " ______. ______b Are (here any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying secUOn 4942(a)(2) to all years listed an swer'No' and attach statement-see page 19 of the insWCUOns ) Zh N c I( the provisions of section C9a2(a)(2) are being applied [o any of the years listed in 2a, list the years here
7 a Did the organization hold more than a 2% direct or indirect interest in any business enterprise al any time during the year? O Yes ~X No h If 'Yes 'did it have excess business holdings in 2001 as a result of (1) any purchase by the organization or disqualified persons alter May 26 1969 (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4947(c)(7)) to dispose of holdings acquired by gilt or bequest or (9) the lapse of the 10- 15- or 20-year first phase holding period? (Use Schedule C Form 4720 to determine it the organization had excess business holdings in 2001 ) 1 b N 4 a Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes 4e X b Did the organization make any investment in a prior year (but alter December 31 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2001 4b X 5 a During the year did the organization pay or incur any amount to (1) Carry on propaganda or otherwise attempt to influence legislation (section 4945(e))? Q Yes N No (2) Influence the outcome of any specific public election (see secUOn 4955) or to carry on directly or indirectly any voter registration drive'! B Yas eX No (3) Provide a grant to an individual for travel study, a other similar purpnses7 Yas X No (4) Provide a grant to an organization other then a charitable etc organization described in section 509(a)(1) (2), or (3), or section 4940(d)(2)? EJ Yes N No (5) Provide (or any purpose other then religious, charitable scientific literary, a - educational purposes, or (or the prevention of cruelty to children or animals'! Ej Yea ~X No b II any answer is 'Yes' la 5a(1)-(5), did any of the transactions tail to qualify under the exceptions described in ... Regulations section 57 4945 or In a current notice regarding disaster assistance (see page 20 0l the Instructions)? 56 N Organizations relying on a current notice regarding disaster assistance check here ~ D c I( the answer is 'Yes' to question Sa(4), does the organization clam exemption from the lax because it maintained expenditure responsibility for the grant') Yes a No If "Yes "attach the statement reqwred by Regulations section 534945-5(d) 6 e Did the organization, during the year receive any funds directly or indirectly to pay premiums on a personal benefit cmVacl? O Yes ~X No b Did the organization during the year pay premiums directly or indirectly on a personal benefit contract? 6b X II you answered Yes'to 66 also file Form 8870 Form 990-PF (2001)
Jsn Form 990-PF(2001) 74-6039393 Page 6 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors
1 List all officers, directors, trustees, foundation managers and their com p ensation sea a e 20 of the instructions /b) (c) Compensation Title and average (a) Camneaemaio la) (a) Name end address hours per week (if not paid enter ~mo~wes esmsi pi .n, a),Expense account devoted to position d a~a e.iuna mmo " mauon otner allov2nce5
SEE STATEMENT 6 ------
2 Compensation of five highest-paid employees (other than those included on line 1 - see page 21 of the instructions) If none, enter "NONE " (E) and average Title (a) canineuuma io Dense amount (a) Name and address of each employee paid mare than 350 000 hours pet week (q Compensation .mplq . . e .n.m pav 1°1 devoted to pmilim ~~a aN.ma como .n "aum other allowances
NONE ------
______y I
Total number of other employees paid over $50,000 3 Five highest-paid independent contractors for professional services - (sae page 21 of the instructions) If none, enter "NONE" (a) Name and address of each person paid more than E50 000 NONE
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Summary of Direct Charitable Activities
statistical List lie found alions four largest direct Chant able aclrvilie5during 1ha lax year Include relevant information Such as the number EVenses of organizations and other beneficiaries served conferences convened research papers produced etc
1 NONE
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2 ------
3 ------
4 ------
Form 990-PF (2001 )
Jsn I E1460 3 000 5DUlE3 2917 11/13/2002 11 27 12 V01-7 9138-228 10 ,,
Amount 1 NONE ------
2
------
All ocher program-related investments See page 22 d the inslNCliIXlS
NONE ------
Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see page 22 of the instructions ) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable etc . purposes a Average monthly (air market value of securities 1 a 13 , 487 , 000 b Average of monthly cash balances 16 1 310 , 143 c Fair market value of all other assets (see page 22 of the instructions) 1 c 109 , 499 d Total (add lines 1a, b, and c) 1 d 14 , 906 , 642 e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) 1e 2 Acquisition indebtedness applicable to line 1 assets 2 NONE 3 Subtract line 2 from line td 3 14 , 906 , 642 4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see page 23 of the instructions) 4 223 600 5 Net value of noncharrtable-use assets Subtract line 4 from line 3 Enter here and on Part V, line 4 5 14 , 683 , 042 6 Minimum investment return Enter 5% of line 5 6 ~ 734,152 Distributable Amount (see page 23 of the instructions) ()ection 49420(3) and 0)(5) private operating foundations and certain foreign organizations check here ~ and do not complete this part ) 1 Minimum investment return from Part X, line 6 1 734 , 152 2 a Tax on investment income for 2001 from Part VI, line 5 2a 9 , 792 b Income tax for 2001 (This does not include the tax from Part VI ) 26 c Add lines 2a and 2b Zc 8 , 792 3 Dislribula6le amount before adjustments Subtract line 2c from line 1 3 725 , 360 4 a Recoveries of amounts treated as qualifying distributions 4a NONE b Income distributions from section 4947(a)(2) trusts 4b c Add lines 4a and 4b NONE 5 Add lines 3 and 4c 405 725 , 360 6 Deduction from distributable amount (see page 23 of the instructions) 6 NONE 7 Dlstn6utable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line t ~ 7 ~ 725,360
Qualifying Distributions (see page 23 of the instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable . etc , purposes a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 1 a 715 , 000 b Program-related investments-Total from Part IX-B 1 b NONE 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes 2 NONE 3 Amounts set aside for specific charitable projects that satisfy the a Suitability lest (prior IRS approval required) 3a NONE b Cash distribution test (attach the required schedule) 3b NONE 4 Qualifying distributions Add lines 1 a through 3b Enter here and on Part V, line 8 and Part XIII line 4 4 715 , 000 5 Organizations that quality under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see page 24 of the instructions) 5 N/A 6 Adjusted qualifying distributions Subtract tine 5 from line 4 6 ~ 715 .000 Note The amount online 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies /or the section 4940(e) reduction of tax in thane years
JSA Form 990-PF(200t) I E14704 000 SDUlE3 2917 11/13/2002 11 27 12 V01-7 9138-228 11 74-6039393 Form 990-PF (2001) Page 8
Undistributed Income (see page 24 of the instructions)
(a) Years prior [0 2000 1 Distribulable amount for 2001 from Part %I, Corpus 2000 2001 line 7 725 , 360 2 Undistributed income d any as U the end d 2000 a Enter amount for 2000 only NONE b Total lorpnoryears 1999 NONE 7 Excess distributions carryover if any to 2001 a From 1996 255 468 b From 1997 255 357 c From 1998 286 828 d From 1999 296 762 a From 2000 286 575 ( Total of lines 7a through e 1 , 380 , 990 4 Qualifying distributions for 2001 Iron Part XI I line 4 . 715 .000 a Applied to 2000 but not more than line 2a NONE b Applied to undistributed income of prior years (Election required -SBe page 24 d the instructions) NONE
c Treated as distributions out of corpus (Election required - see page 24 of the instructions) NONE d Applied to 2001 distribulable amount 715 , 000 e Remaining amount distributed out of corpus 5 Excess distributions carryover applied to 2001 10 , 360 10 , 360 (if an amount appears in column (d) the same amount must be shown in column (a)) 6 Enter the net total of each column as indicated below , a Corpus Add lines 31 Gc and 4e Subtract line 5 1 , 370 , 630
b Prior years' undistributed income Subtract line 4b from line 2b NONE c Enter the amount of prior years undistributed income for which a notice of deficiency has been issued or on which the section J942(a) tax has been previously assessed NONE d Subtract line 6c from line 6b Taxable amount - see page 25 of the insvuchons NONE a Undistributed income for 2000 Subtract line as from line 2a Tarable amount -sea page 25 0l ma insuuciwns NONE
1 Undistributed income for 2001 Subtract lines 4d and 5 from line 1 This amount must be distributed m 2002 7 Amounts treated as distributions out of ' corpus to satisfy requirements imposed by section 170(b)(1)(E) or C9d2(g)(3) (see page - 25 0l [he instructions) NO 8 Excess distributions carryover from 1996 not applied on line 5 or line 7 (see page 25 of [he instructions) 245 , 108 9 Excess dlstrlbutlone carryover to 2002 Subtract lines 7 and 8 from line 6a 1 , 125 , 522 ' 10 Analysis al line 9 .~ " e Excess from 1997 255 357 b Excess from 1998 296 , 828 c Excess (ram 1999 296 , 762 a Excess from 2000 286 575 e Excess from 2001 NO cm ., 990-PF (zoo,)
i E 1480 a aoa
5DU1E3 2917 11/13/2002 11 27 12 V01-7 9138-228 12 Farm 7 9 e 25 of 1 a II the foundation has received a ruling or determination letter that If is a private operating foundation and the ruling is effective for 2001 enter the dale of the ruling b Check box to indicate whether the organization is a private operating foundation described in section
2 a Enter the les,ser of [he adjusted net income from Pad I or the minimum investment velum Rpm Pan C tar earn year listed b 85°6 0l line 2a
c Oueblpnp as rpw,ana rmn Aert xu bn .4f«omneriieua
d Amounumdue .e .nline 7cnd mea directly for acWe conduct of eGMLp
B QypI .IYInOEp111EY110mlTep " directly for acw* conduct of . . . .,t c .1prot subtract [in . 2d from im . 2. Complete 3 . e or cirm . alternative lost milled upon a Aaam elbmew . iui ~m .r (7) Vdu,adl ..u (2) veiu .wess.uau " liNin9 under SeCtiOn 49a'.O1(7A9X9 b Enaa .miim dumeun limn Emir Iq of minimum investment nmm snom m Pan x en . s for each yeer L.ue SuD7en elumew . lut ~nNr
(1) ToieIfuDOom he, then graaa invuim .m income
cavm.ou en ..nmu., iwna(~~dim Sli(ex51) O~ IV/ "ILU) (2) from rinq ual public end s d mop. a mot ergmseooru .a prWOHin aeGm asaxox3xax"i (3) Largesi amount o, support from a nmpi orgrinrseom
Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any lima during the year - sea page 26 of the Instructions ) 1 Information Regarding Foundation Managers e List any managers of the foundation who have contributed more than 2% of the total conVihuUOns received by the foundabon before the close of any tax year (but only if they have contributed more than $S 000) (See secaon 507(d)(2) )
NEVA WATKINS WEST
b List any managers of the foundation who own 10% or more a( the stock of a corporation (a an equally large portion of the ownership of a partnership or other entity) of which the foundaUOn has a 10% or greater interest NONE
2 Information Ra arding Contribution, Grant, Gift, Loan, Scholarship, etc , Programs Check nets 1 ~ A the organization only makes contributions to preselected cfianlade organizations and dog not accept unsolicited requests for hinds If the organi zation ekes gins, tents BIC (Se page 26 d the instructions) I individua ls or organi zations under do conditions ComDlel tams 2e b C and d e The name, address and telephone number of the person to whom applications should 6e addressed
b The form in which applications should be submitted and information and mafenals they shwtd include STATEMENT 7
c Any submission deadlines STATEMENT 7
d Any restrictions or limitations an awards such as by geographical areas charitable fields, kinds of institutions w other factors STATEMENT 7
Ie,.so 0 ooa Form 990-PF (zooi) 5DU1E3 2917 11/13/2002 11 27 12 V01-7 9138-228 13 d , , Foam 9]0 PF (2001
3 Grants and Contributions I recipient .5 an indrv~0usl Foundation Recipient show any re~aliOnship to purpose of grant or status d Amount any founCalim manager contribution Name and address (home or business) . ..~, . .~~~ .,~ .n ...,..~~n,n ., . recipient a Paid during the year STATEMENT 8 715 .000
Total b Approved for future payment STATEMENT 9 600,000
Form 990-PF (zoot) Js, iEla9i 3 000 SDUlE3 2917 11/13/2002 11 27 12 VO1-7 9138-228 14 1 . 74-6039393 Form 990-PF (2001) Page 11 13 Analysis of income-Producin Activities Enter gross amounts unless otherwise indicated Unrelated business income Excluded b section 512 513 or 511 (a) a Related or exempt (o) (d) function income Business (b) Exclusion (See page 26 0l 1 Program service revenue code Amount code Amount th e instructions e b
c d e
g Fees and coni2cis from government agendas 2 Membership dues and assessments 1 inieresi on savngs and temporary cash investments 14 60 , 592 4 Dividends and interest from securities 14 386 , 369 5 Net rental income or (loss) from real estate a Debt-financed property b Not debt financed property
6 Not rental income or (loss) from personal properly 7 Other investment income e Gain er(inns)from sales dasseisother than inventory 18 -489 , 596 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 Other revenue a b ROYALTY INCOME 15 155 , 251 c d e r 12 Subtotal Add columns (b) (d), and (e) 1 112,616 17 Total Add line 12 columns (b) (d) and (e) 111 112 , 616 See worksheet in line 13 instructions on page 26 to vent calculations Relationship of Activities to the Accomplishment of Exempt Purposes Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to Line No the accomplishment of the organizations exempt purposes (other than by providing funds (or such purposes) (See page 27 of the instructions )
Form 990-P F (2001)
JSA i E 1492 a 000 5DUlE3 2917 11/13/2002 11 27 12 V01-7 9138-228 15 V 1, Farm 990-PF R0011 74-6039393 Page 12 Information Regarding Transfers To and Transactions and Relationships With Nonchantable
Did the organization directly or indirectly engage in any of the following with any other organizatim described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527 relating to political organizations? o Transfers from tie reporting organization to a noncharitable exempt organization of (7) Cash (2) Outer assets b Other Transactions (1) Sales of assets to a noncharitable exempt organizaUOn (2) Purchases of assets from a noncharitable exempt organization (3) Rental of facilities equipment, or other assets (4) Reimbursement arrangements (5) Loans or loan guarantees (6) Performance of services or membership or fundraising solicitations c Sharing of facilities, equipment, mailing lists, other assets, a paid employees d If the answer to any of the above is 'Yes' complete the following schedule Column (b) should always show the fair market value of the goods other assets, or services green by the reporting organization If the organization received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets or services
2 e Is the organization directly or indirectly affiliated with or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) a in secUOn 527 ~ Yes aX No
Under penalties of penury I declare that I have examined this relum including accompanying schedules and statements and to the best d my knwAeUga and belie! it true correct and complei^ Declarolian of pre0arar (other than taxpayer a rid
~r~~l~f ~~/~J i m ' Signature of officeror trustee m S c =' a prepareis '
vi .a m OC signature as j Firms name (w your 'MARGOLIS, 1 PPS 6 if self-employed) ad ass, 1400 POST OAK BLVD and ZIP code ~ ,
us 7E149]7000 5DU1E3 2917 11/04/2002 . . FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
Kind of Property Description Date Date sold acquired Gross sale Depreciation Cost FMV Add basis Excess of Gain price less allowed/ otherOr as of as of FMV over or exp enses of sale allowabl e h, q 12131/69 12/31162 ad basis loss
SEE STMT l0- I E:
14470726 15862777 -1392051
SEE STMT 10-1
,554,370 6,651,915 902,455
TOTAL GAIN (LOSS) -489,596
Js" IEt770tD00 m .*,v-i nn, -r /io/nnnn ,~ .n-~ .in vnt v nioooo0 7 '7 ~,SCHEDULE D OMB No 155-0092 (Form 1041) Capital Gains and Losses Attach to Form 1041 (or Form 5227) See the separate instructions for 200 DaOanmenl d the Treasury l Form 1041 (or Form 5227) Name of estate or trust Employer identification number
Note Form 5227 (filers need to complete only Parts/ and// Short-Term Capital Gains and Losses - Assets Held One Year or Less
Date sold Cwt w aver bass I (n Gain or (LOSS) 100 shams acquired I ) I (d) Sales once I (°) , ~ (~(moo day yr ) (see page 29) (tot (e) less cd to 1 SEE STATEMENT 5- 14 .470 .7 777
2 Short-term capital gain or (loss) from Forms 4684 6252, 6781, and 8824 3 Net short-term gain or (loss) from partnerships, S corporations, and other estates or (rusts 3 4 Short-term capital loss carryover Enter the amount, d any from line 9 of the 2000 Capital Loss Carryover Worksheet 5 Nat short-term gain or (loss) Combine lines i through 4 in column (f) Enter 5
Long-Term Capital Gains and Losses -Assets Held More Than One Year
I (c) Dale sdd I I (o) Cost or finer oasis (p Gam or (Loss) I -- 100 shares 7^b I acquued (it ) Sales a me or (La.s) n M -r r.o I rm~ na~ ~~ i (mo day yr ~ (sae page 29) 6
7 Long-term capital gain or (loss) from Forms 2439, 4684 6252, 6781, and 8824 8 Net long-term gain or (loss) from partnerships S corporations, and other estates or trusts 9 Capital gain distributions 10 Gain from Form 4797, Part I 11 Long-term capital loss carryover Enter in both columns (f) and (g) the amount, if any, from line 14, of the 2000 Capital Loss Carryover Worksheet 12 Combine lines 6 through 11 in column (g) 13 Net long-term gain or (loss) Combine lines 6 through 11 in column (f) Enter FIPfY rind on line 15 hPIOW I
'28% rate gain or loss includes all "collectibles gains and losses" (as defined on page 30 of the instructions) and up l0 50% of the eligible gain on qualified small business stock (see page 28 of the instructions)
(t) Beneficiaries' I (2) Estate's I Summary of Parts I and II (3) Total (see page 30) or trust's 74 Net short-farm gain or (loss) (from line 5 above) 14 -1 , 392 , 051 15 Net long-term gain or (loss) a 28% rate gain or (loss) (from line 12 above) 15a b Unrecaplured section 1250 gain (see line 17 of the worksheet on page 31) 156 c Total for year (from line 13 above) 15c ~ 902,455 16 Total net gain or (loss) Combine lines 14 and 15c ll~ 16 -489,596 Note I! line 16 column (3) is a net gain enter the gain m Form f0<7, line I If lines i5c and 16 column (2) are net gams, go to Part V and do not complete Part IV If kna 16 column (3) is a net loss com0lete Part IV and the Capllal Loss Carryover Workshea4 as necessary For Paperwork Reduction Ac[ Notice, see the Instructions for Form 1041 Schedule D (Form 1041) 2001
JSA IF1310t000 5DU1E3 2917 11/13/2002 11 .27 :12 VO1-7 9138-228 30 ~ , StneduIe Q (Form 1041) ZOOt Page 2
Capital Loss Limitation
17 Enter here and enter as a (loss) on Form 1041, line 4, the smaller of a The loss on line 16, column (3) or b $3,000 17 3 , 000 If the loss on line 16, column (3), is more than $3 000, or if Form 1041, page 1, line 22, is a lass complete the Capital Lass Carryover Worksheet on page 32 0! the instructions to determine your capital loss carryover Tax Computation Using Maximum Capital Gains Rates (Complete this part only i( both lines 15c and 16 in column (2) are gains, and Form 1041, line 22 is more than zero ) Note 11 line 15a, column (2) or line 156, column (2) is more than zero complete the worksheet on page 34 to figure the instructions to figure the amount to enter on lines 20, 27, and 38 below and slop all other lines below Otherwise, go to line 18 18 Enter taxable income from Form 1041, line 22 18 19 Enter the smaller of line 15c or 16 in column (2) ~ 9 20 I( the estate or trust is fling Form 4952 enter the amount from line 4e otherwise enter-0- " 20 21 Subtract line 20 from line 19 If zero or less, enter-0. 21 22 Subtract line 21 from line 18 If zero or less, enter -0- 22 21 Figure the tax on the amount on line 22 Use the 2001 Tax Rate Schedule on page 20 of the instructions 23 24 Enter the smaller of the amount on line 18 or $1,800 24
If line 24 is greater than line 22, go to line 25 Otherwise, skip lines 25 through 31 and go to line 32
25 Enter the amount from line 22 25 26 Subtract line 25 from line 24 If zero or less, enter -0- and go to line 32 26 27 Enter the estate s or trust's allocable portion of qualified 5-year gain, if any, from line 7c of the worksheet on page 33 27 28 Enter the smaller of line 26 or line 27 28 29 Multiply line 28 by 8% ( 08) 29 30 Subtract line 28 from line 26 30 31 Multiply line 30 by 10% ( 10) 31
I( the amounts on lines 21 and 26 are the same, skip lines 32 through 35 and go to line 36
32 Enter the smaller of line 18 or line 27 32 33 Enter the amount, i( any, from line 26 33 34 Subtract line 33 from line 32 34 35 Multiply line 34 by 20% ( 20) 35
36 Add lines 23, 29, 37, and 35 36 37 Figure the lax on the amount on line 18 Use the 2001 Tax Rate Schedule on page 20 of the instructions 1 37 38 Tax on all taxable Income (Including capital gains) Enter the smaller of line 36 or line 37 here and on line 1a of Schedule G, Form 1041 38 Schedule D (Form 1041) 2001
Jv i c 1220 3 ooa
5DU1E3 2917 11/13/2002 11 27 12 V01-7 9138-228 31 ir o.r 5.t80 ( 12 :oao) Papa. 2 Part II " I( you are filing for an Additional (not automatic) 3-Month Extension, complete ony and check this box -111o:LX Note Only complete Part 11 d you have already been granted an automatic 3-month extension on a previously filed Form 8868. " if you are filing for an Automatic 3-Month Extension, com plete only Part I on page 1) Additional not automatic 3-Month Extension of Time - Must File Original and One Co Name of Exempt Organization Employer identification number Type or print NEVA AND WESLEY WEST FOUNDATION 74-6039393 Number street and roam or suite I! a P O box see , Far IRS only File by the no instructions use extended p due dale for O SOX 7 filing iris City town or post office state and ZIP code For a foreign address see instructions return Sao Instructions HOUSTON TX 77001-0007 ' Check type of return to be filed (File a separate application for each return) Form 990 Form 990-EZO Form 990-T (sec a01(a)or408(a)trust) aForm 1041-AoForm 52270 Form 8870
STOP Do not complete Part II A you were not already granted an automatic 3-month extension on a pravlously, filed Form 8868
" If the organization does not have an office or place of business in the United Stales, check this box " If this is for a Group Return, enter the or anization's four digit Group Exemption Number (GEN If this is for the whole group, check this box " ~ It it is for part of the group check this box " and attach a list with the names and EINS of all members the extension is for 4 I request an additional 3-month extension of time until 11/15/2002 5 For calendar year 2001 , or other tax year beginning and ending 6 If this tax year is for less than 12 months, check reason initial return Final return Change in accounting period 7 Stale in detail why you need the extension THE TAXPAYER HAS NOT HAD SUFFICIENT TIME TO ASSEMBLE THE INFORMATION TO FILE A COMPLETE AND ACCURATE RETURN THEREFORE TAXPAYER REQUESTS ADDITIONAL TIME TO FILE UNTIL 11/15/02 ea If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits See instructions S 76,291 b I( this application is for Form 990.PF 990-T, 4720, or 6069, enter any refundable credits and estimated lax payments made Include any prior year overpayment allowed as a credit and any amount paid previously with Form 8868 S 76,291 c Balance Due Subtract line 8b from line 8a Include your payment with this form, or, if required, deposit with FTD coupon or, if required by using EFTPS (Electronic Federal Tax Payment System) See instructions S NONE Signature and Verification Under penalties of pagury I aeclane that I have examined this (ohm including accompanying schedules and statements and to the best o! my knowledge and belie) if is true correct and complete and that I am aulhWzed to prepdT Ihis to"
Notice to Applicant - To Be Completed by the IRS We have approved this application Please attach this form to the organization's return We have not approved this apolica[ion However, we have grantee a lU-Coy grace oeriod it= [ne later or iris dale snown oelow, or file aye date o! the organization's return (including any prior extensions) This grace period is considered to be a valid extension of rime for elections otherwise required to be made on a timely return Please attach this form to the organiziftion's return We have not approved this application After considering the reasons stated in item 7, we cannot grant your~~t extension of time to rile We are not granting a 10-claygrace Period I:WMAPPROVED We cannot consider this application because it was filed after the due date of the return for which an extension was requested R Other AUG. 2 0 7002 LINDA WEISKOPf FIELD pWIpR By SUBMISSpN PIN(; mrEl Director Date Alternate Mailing Address - Enter the address if you want the copy of this application (or an additional 7-month extension
Name
Typo or I Number end street (include suite, room, or apt no ) Or e P O boa number print
City or down, province or slab, end country a
Js" I nyu~'1'yn, 1'a "yJO-.7uuY tFe033 t 000 Farm8868 (t2-2000) 5DU1E3 2917 07/26/2002 15 51 07 V01-6 9138-228 Farm 8$68 Application for Extension of Time To File an (Oetemoer zooo) Exempt Organization Return OMB NO 1545 7709 Oepanmeni d the Treasury t iniemai Revenue Serveerve File a separate application for each return " If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box " If you are filing for an Additional (not automatic) 3-Month Extension, complete only Part II (on page 2 0( this form) Note Do not complete Part 11 unless you have already been granted an automatic 3-month extension on a previously sled Form 3868 Automatic 3-Month Extension of Time -Only submit original (no copies needed) Note Form 990-T corporations requesting an automatic 6-month extension -check this box and complete Part I only All other corporations (including Form 990-C (leis) must use Foam IOOa to request an extension ol6me to ale income tax returns Partnerships REMICs and trusts must use Form 8736 to request an extension of time to ale Form 1065, 1066, or 104] i ype or number pant II a P O see instructions File by me cue street and room or suite no box oaie !w ring yaurreium See ZIP code For a foreign address see instructions in9lNCtiOrtS town or past office state and
Check type of return to be flied (file a separate application for each return) Form 990 Form 990-T (corporation) Farm 4720 Form 990-BL Form 990-T(sec 401(a) or 308(a) trust) Form 5227 Form 990-EZ Farm 990-T (trust other than above) Form 6069 Form 101-A Farm 8870 X 990-PF H Form H
If the organization does not have an office or place of business in !he United Stales check this box 0-7 " If this is for a Group Return, enter the organization s four digit Group Exemption Number (GEN) If this is for the whole group, check this box b,- Q If it is for part of the group, check this box " and attach a list with the names and EINS of all members the extension will cover t I request an automatic 3-month (6-month for 990-T corporation) extension of time until 08/15 . 2002 to file the exempt organization return for the organization named above The extension is for the organization s return for 01. B calendar year 2001 fax year beginning , and ending
2 If this lax year is for less than 12 months check reason lil Initial return a Final return El Change in accounting period
3a If this application is for Form 990-B1 990-PF 990-T 4720 or 6069, enter the tentative tax less any nonrefundable credits See instructions S 76,29 1 h If this application is for Farm 990-PF or 990-T enter any refundable credits and estimated tax payments made Include any prior year overpayment allowed as a credit 3 76,29 1 c Balance Due Subtract line 3b from line 3a Include your payment with this form or, it required, deposit with FfD coupon or, if required, by using EFTPS (Electronic Federal Tax Payment System) See instructions 5 NONE Signature and Verification Under penalties O! penury I OecIaA hat I have examined this loan including accompanying xnebules and statements and to the oe31 0! my knowledge and oeliel it is rue correct tine cOmplele tine that I em aulMnLe01o prepare this form Original Signed Signature 11, Mary P. Martin Title " C p A Date lll~ MAY 1 3 2002 For Paperwork Reduction Act Notice, see Instruction Form8868 (i2-2000)
Js" IFeos. 1 000 5DUlE3 2917 05/13/2002 11 07 52 V01-5 9138-228 26 NEVA & WESLEY WEST FOUNDATION STATEMENT 1 EIN 7a-6039393 EiN 74-6039393 FORM 990-PF DECEMBER 37 2007
DETAIL FOR PART I
------~ -- -- COLUMN COLUMN PART I LINE 3 INTEREST ON SAVINGS AND TEMPORARY CASH INVEST - (a)-_ _ - (b)
INTEREST INCLUDING (COL A) AND EXCLUDING (COL B ) $60592 $60,592
TOTAL OTHER INCOME S60592 $60 592
PART I . LINE 11 . COLUMNS (a) 8 (b)OTHER INCOME COLUMN COLUMN (a) (b) ROYALTY INCOME 155251 155,251
TOTAL OTHER INCOME S155251 S155251-
COLUMN COLUMN
PART I. LINE 16A LEGAL FEES (a) (b)
LEGAL FEES $825 $825
PART INI 168A OUNTIN FE S -~ (a) (b)
ACCOUNTING FEES $4,163 $4,163
COLUMN COLUMN PART I. LINE 16G. OTHER PROFESSIONAL FEES (a) (b)
INVESTMENT ADVISOR FEES 842 S77 842
COLUMN COLUMN PART L LINE 78 TAXES
PRODUCTION TAX a9,66a a9,66a ADVALOREM TAX 5,039 5,039 FOREIGN TAXES 2 819 2,819 2001 FEDERAL EXCISE TAX 8,792 0
TOTAL TAXES 52631a E77522
COLUMN COLUMN PART I. LINE 23. COLUMNS (a) 8 fbl. OTHER EXPENSES (a) (b)
THEFT LOSS - FRAUD BY NON-RELATED PARTY 5680217 0 BANK FEES ($117) ($117) PARTNERSHIP FLOW-THROUGH EXPENSE INCLUDING AND EXCLUDING NON-DEDUCTIBLE EXPENSE OF E660 $42985 $42,326 ADVERTISING EXPENSE 0 0 MANAGEMENT FEES 20,000 20000
TOTAL OTHER EXPENSES _55,743085 $62,209_
STATEMENT 1 NEVA 8 WESLEY WEST FOUNDATION STATEMENT? FORM 990 PF EIN 74-6039393 DECEMBER 31 200
DETAIL FOR PART II
---END OF YEAR - BOOK VALUE FAIR MARKET PAR (COST) VALUE VALUE COL b1 COL (c
PART II LINE IOa INVESTMENTS U 5 GOVERNMENT OBLIGATIONS
NONE
TOTAL U S GOVERNMENT OBLIGATIONS 50 50 50
-ENO OF YEAR- NUMBER BOOK VALUE FAIR MARKET OF (COST) VALUE SHARES COL (b) COL (c)
PART II LINE I7a INVESTMENTS TH
MANAGED FUNDS
PFR LARGE CAP NIA S1 aa8,182 S1,756652
DRIEHAUS MID CAP N/A 1 984592 2 7" 637
WILLINGHAM ASSET MANAGEMENT NIA 1 222 096 1 046 729
PZENA INVESTMENT MGMT LLC NIA 586 809 599374
MUTUAL FUNDS
ORIEHAUS INTERNATIONAL GROWTH FUND 209639221 2040792 1,410872
DRIEHAUS ASIA PACIFIC GROWTH FUND 30757127 404036 405312
DRIEHAUS EMERGING MARKETS FUND 31 756 2" 367,925 e21 405
HARBOR CAPITAL. APPRECIATION FUND 57 349 894 1 502 243 7 676337
PARTNERSHIP INVESTMENTS
REED SLA71(IN INVESTMENT CLUB LP NIA 0 0
SPRUCEGROVE US INTERNATIONAL INVESTMENT FUND NIA 1,627,147 1,693,518
JMI EQUITY FUND IV NIA 229,668 277,848
K2 CAPITAL PRIVATE EQUITY LP WA 270,882 270082
ORIEHAUS INSITITUTIONAL SMALL CAP RECOVERY FD LP NIA 659033 747,96
TOTAL OTHER INVESTMENTS 512,377,798 S12,591,528_
STATEMENT 2 NEVA 8 WESLEY WEST FOUNDATION STATEMENT 3 FORM 990-PF EIN 74-6039393 DECEMBER 31, 2007
DETAIL FOR PART II
-END OF YEAR-- NUMBER BOOK VALUE FAIR MARKET OF (COST) VALUE SHARES COL (b) COL (c)
PART II, LINE 10b INVESTMENTS - CORPORATE STOCK
CARRIAGE SERVICES 28,500 396,127 150,195 $5 27
TOTAL CORPORATE STOCK $396, 127 S150, 195
STATEMENTS NEVA & WESLEY WEST FOUNDATION STATEMENT 4 FORM 990-PF EIN 74-6039393 DECEMBER 31, 2001
DETAIL FOR PART II
BEGINNING ----END OF YEAR---- OF YEAR BOOK VALUE MARKET VALUE COL (0_001- (b)------COL (c)__
PART II, LINE 11
ROYALTY INTERESTS $299,500 $299,500 $42,000 LESS ACCUMULATED DEPLETION (299,500) (299,500)
NET VALUE $0 $0 $42,000
BEGINNING ----END OF YEAR---- OF YEAR BOOK VALUE MARKET VALUE COL (a)-COL (b) COL (c)
PART II . LINE 15
RECEIVABLE FROM AFFILIATES 0 0 0 PREPAID FEDERAL EXCISE TAX $56,291 $67,499 $67,499
NET VALUE $56,291 ~499$67 ,499
BEGINNING ---END OF YEAR-- OF YEAR BOOK VALUE COL (a) COL (b)
PART II. LINE 22
PAYABLE TO WESLEY WEST INTERESTS 0 60,795
STATEMENT 4 NEVA AND WESLEY WEST FOUNDATION 7q-6039393 Schedule D Detail of Short-term Capital Gains and Losses
Dale Date Gross Sales Cost or Other Short-term Description Acquired Sold Price Basis Gain/Loss
CAPITAL GAINS LOSSES HELD FOR INVESTMENT PURPOSES
SEE STMT 10- 14470726 15862777 . -1392051 .
TOTAL CAPITAL GAINS LOSSES HELD FOR INVESTMENT PURPOSES 14470726 . 15862777 . -1392051
Totals 14470726 15862777 -1392051
tF0971 1000 5DUlE3 2917 11/13/2002 11 :27 :12 V01-7 9138-228 32 STATEhSENT 5-1 NEVA AND WESLEY WEST FOUNDATION 74-6039393 Schedule D Detail of Long-term Capital Gains and Losses
Dale Date Gross Sales Cost or Other Long-term Description Acq uired Sold Price Basis Gain/Loss
CAPITAL GAINS LOSSES HELD FOR INVESTMENT PURPOSES
SEE STMT to-i 7 1 5-5-4 1 -370- 6 651 915 . 9-0-2 , 41-55-
TOTAL CAPITAL GAINS LOSSES HELD FOR INVESTMENT PURP SES 7 , 554 , 370 . 6 , 651 , 915 902 455 .
Totals 7 , 554 , 370 . 1 6 , 651 , 915 902 455 .
JSA IF0970 1 000 5DU1E3 2917 11/13/2002 11 27 :12 V01-7 9138-228 33 STATEMENT 5-2 NEVA & WESLEY WEST FOUNDATION STATEMENT 6 FORM 990-PF EIN 746039393 DECEMBER 31, 2001
DETAIL FOR PART VIII
PART VIII, LINE 1 INFORMATION ABOUT OFFICERS. DIRECTORS . TRUSTEES. FOUNDATION MANAGERS
(b) (c) (d) (e) TITLE 8 CONTRIB EXPENSE AVG HOURS TO EMPL ACCOUNT NAME & ADDRESS PER WEEK BEN PLAN 8 ALLOW COMPENSATION
NEVA WATKINS WEST TRUSTEE/ 000 000 000 2727 ALLEN PARKWAY, STE 480 PART HOUSTON,TEXAS 77019
STUART WEST STEDMAN TRUSTEE/ 000 000 000 2727 ALLEN PARKWAY, STE 480 PART HOUSTON, TEXAS 77019
RANOOLPH L PULLIN TRUSTEE/ 000 000 000 2727 ALLEN PARKWAY, STE 480 PART HOUSTON, TEXAS 77019
BETTY ANN WEST STEDMAN TRUSTEE/ 000 000 000 2727 ALLEN PARKWAY, STE 480 PART HOUSTON,TEXAS 77019
TOTAL 000
STATEMENT 6 NEVA 8 WESLEY WEST FOUNDATION STATEMENT 7 EIN 74039393 EIN 74-6039393 FORM 990-PF DECEMBER 31, 2001
DETAIL FOR PART XV, LINE 2
ALL APPLICATIONS FOR GRANTS SHOULD BE ADDRESSED T O NEVA AND WESLEY WEST FOUNDATION, P O BOX 7, HOUSTON, TEXAS 77001, ATTENTION STUART W STEDMAN THE TELEPHONE NUMBER OF NEVA AND WESLEY WEST FOUNDATION IS (713) 520-0400
APPLICATIONS FOR GRANTS SHOULD BE SUBMITTED IN LETTER OR PROPOSAL FORM ORGANIZATIONS THAT APPLY SHOULD INCLUDE A BRIEF DESCRIPTION OF THE ORGANIZATION'S ACTIVITY, THE PROPOSED USE OF THE FUNDS REQUESTED, THE AMOUNT OF FUNDS REQUESTED AND OTHER DATA CONSIDERED PERTINENT TO THE REQUEST
GRANTS MAY BE MADE AT ANY MEETING OF THE TRUSTEES APPLICATIONS SHOULD BE SUBMITTED PRIOR TO THE FIRST DAY OF DECEMBER
GRANTS ARE MADE ONLY TO PUBLICLY SUPPORTED 501 (c) (3) ORGANIZATIONS APPLICATIONS FROM INDIVIDUALS ARE NOT CONSIDERED
IN AWARDING GRANTS, THE FOUNDATION GIVES PREFERENCE TO TEXAS ORGANIZATIONS MOST GRANTS ARE MADE TO MEDICAL, EDUCATIONAL, AND CULTURAL ARTS ORGANIZATIONS, BUT TO THE EXTENT THAT FUNDS ARE AVAILABLE, GRANTS MAY BE MADE FOR OTHER PURPOSES, AND TO ORGANIZATIONS IN OTHER STATES
STATEMENT 7 NEVA b WESLEY WEST FOUNDATION STATEMENT 8 FORM 990PF EIN 746039793 DECEMBER 71 2001
DETAIL FOR PART XV
PART XV LINE 3a
PURPOSE OF NAME & ADDRESS FOUNDATION GRAM OR OF RECIPIENT STATUS CONTRIBUTION AMOUNT
HOUSTON GRAND OPERA PUBLIC OPERATING EXPENSES S45 ODO 5 10 PRESTON HOUSTON TEXAS 77001 159.
THE MUSEUM OF FINE ARTS HOUSTON PUBLIC OPERATING EXPENSES 40000 P 0 BOX 6826 HOUSTON TEAS 777656826
5T JOHN SCHOOL PUBLIC OPERATING EXPENSES 75000 2101 CLAREMONT LANE HOUSTON TEAS 77019
THE CHINQUAPIN SCHOOL PUBLIC OPERATING EXPENSES 5 000 2615 E WALLISVILLE ROAD HIGHLANDS TX 77562
CONTEMPORARY ARTS MUSEUM PUBLIC OPERATING EXPENSES 10000 5116 MONTROSE BLVD HOUSTON T% 77006-6598
TREES FOR HOUSTON PUBLIC OPERATING EXPENSES 7 500 P O 00X170% HOUSTON TEXAS 77]170%
UCP OF GREATER HOUSTON INC PUBLIC OPERATING EXPENSES 5 000 <500 81550NNET SUITE SMI HOUSTON T% 77401
BAYLOR COLLEGE OF MEDICINE PUBLIC RESEARCH PROGRAMS IN GLAUCOMA 50000 DEPARTMENT OF OPHTHALMOLOGY 6565 FANNIN NC205 HOUSTON TEXAS 77030
TEXAS A 6 M UNIVERSITY PUBLIC OPERATING EXPENSES 200 000 CAESAR KLEBERG WILDLIFE RESEARCH INSTITUTE CAMPUS BOX 218 KINGSVILIE TEXAS 70]67
HOUSTON MUSIC HALL FOUNDATION PUBLIC HOBBY CENTER CONSTRUCTION 50 000 911 RUSK SUTIE 1577 HOUSTON T% 77002
DA CAMERA PUBLIC SEASON ARTISTIC COSTS 2 500 7427 BRANAAD HOUSTON TEAS TI006
HOUSTON MUSEUM Of NATURAL SCIENCE PUBLIC OPERATING EXPENSES 3000 ONE HERMANN CIRCLE DRIVE HOUSTON TEXAS 770707799
BAYLOR UNIVERSITY PUBIJC OPERATING EXPENSES 3000 HANKAMER SCHOOL OF BUSINESS P O BOX 98007 WALO, TEXAS 78748-8001
RIVER OAKS GARDEN CLUB PUBLIC OPERATING EXPENSES 2547 WESTHEIMER HOUSTON T% 77W171
5T LUKE'S UNITED METHODIST CHURCH PUBLJC OPERATING EXPENSES 80 ODO P O 00X2201] HOUSTON TX 77327
BOYS AND GIRLS CLUBS OF HOUSTON PUBLIC OPERATING EXPENSES 1520.A AIRLINE DRIVE HOUSTON T% 77009
TALLOwOOD MISSION 2002 PUBLIC OPERATING EXPENSES 4000 555 TALLOWOOD DRIVE HOUSTON T% 77024 NEVA d WESLEY WEST FOUNDATION STATEMENT a FORM 990.PF EIN 74 5079397 DECEMBER 31 7001
DETAIL FOR PART %V
PART XV LINE 3a
PURPOSE OF NAME a ADDRESS FOUNDATION GRAM OR OF RECIPIENT STATUS CONTRIBUTION AMOUNT
LADY BIRD JOHNSON WILDFLOWER CENTER PUBLIC OPeMT1NG EXPENSES 50 000 4801 U CROSSE AVENUE AUSTIN TEAS 7873170]
OKLAHOME STATE UNIVERSITY FOUNDATION PUBLIC OPERATING EXPENSES 1000 P O BOX 1769 STILLWATER OK 74076-1749
GRACE SCHOOL PUBLIC OPERATING EXPENSES 5000 10219 ELLA LEE HOUSTON TX 77042
WOMEN'S FUND FOR HEALTH EDUCATION AND RESEARCH PUBLIC OPERATING EXPENSES 5000 50 BRIAR HOLLOW LANE SUITE 560 EAST HOUSTON T% 77027
THE MONARCH SCHOOL PUBLIC OPERATING EXPENSES 1 000 1271 WIRTROAD HOUSTON TX 77055
MARCH OF DIMES PUBLIC OPERATING EXPENSES 5000 ]OOOwESCYAN SUITE 100 HOUSTON 7%77027
BUCKNER ORPHAN CARE INTERNATIONAL PUBLIC OPERATING EXPENSES 7000 600 N PEARL STREET STE 1900 DALLAS TX 75207
PHI BETA KAPPA ALUMNI ASSOCIATION OF GREATER OF HOUSTON PUBLIC OPERATING EXPENSES 7500 2700 POST OAK BLVD HOUSTON T% 77056
TEXAS CHILDREIfS HOSPITAL PUBLIC OPERATING EXPENSES 50000 6621 FANNIN MC 3-48 HOUSTON TX 770]0
TOTAL GRANTS PAID IN 7001 3715000
STATEMENTS NEVA 8 WESLEY WEST FOUNDATION STATEMENT 9 FORM 990-PF EIN 74039393 DECEMBER 31 . 2001
DETAIL FOR PART XV
PART XV, LINE 3b GRANTS APPROVED FOR FUTURE PAYMENT
PURPOSE OF NAME 8 ADDRESS FOUNDATION GRANT OR OF RECIPIENT STATUS CONTRIBUTION YEAR AMOUNT
TEXAS CHILDREN'S HOSPITAL CAPITAL CAMPAIG PUBLIC OPERATING 2002 $50,000 6621 FANNIN MC -4-4483 EXPENSES 2003 $50,000 HOUSTON, TX 77030
BAYLOR COLLEGE OF MEDICINE PUBLIC OPERATING 2002 $50,000 DEPARTMENT OF OPHTHALMOLOGY EXPENSES 2003 $50,000 6565 FANNIN, NC205 HOUSTON, TEXAS 77030
TEXAS A & M UNIVERSITY PUBLIC OPERATING 2002 $200,000 CAESAR KLEBERG WILDLIFE EXPENSES 2003 $200,000 RESEARCH INSTITUTE CAMPUS BOX 218 KINGSVILLE, TEXAS 78363
TOTAL GRANTS APPROVED FOR FUTURE PAYMENT 3600,000
STATEMENT 9 NEVA & WESLEY WEST FOUNDATION PART IV CAPITAL GAINSILOSSES DECEMBER Jt 2001
FILENAME W \HKA\Lotus\NW WF re~,sed 123
PURCHASE SALE GROSS GAIN/ DATE DATE SALES PRICE BASIS LOSS
Short Term GainslLass
PFRLARGE CAP SEEDETAIL -Slh'lT IJ-Z 1 166 762 949675 217087
DRIEHAUS MID CAP SEE DETAIL' STMT 10-"J 12 004 270 13484 280 (1 480049)
WILLUJGHAM ASSET MANAGEMENT SEE DETAIL- 5'frvff 10-'1 X01 430 80 337 21 093
P2ENA INVESTMENT MGM7 LLC SEE DETAIL - STMT 10-5 1 198 303 1 311 749 (113046)
SPRUCEGROVE US INTL INVESTMENT FUND (FROM PER K-1 754 (37a)
K2 CAPITAL PRIVATE EQUITY PER K-1 27 (27)
DRIEHAUS INSTITUTIONAL SMALL CAP RECOVERY L PER K-1 36780 (36 780)
TOTAL SHORT TERM 14 470 726 1S 862 777 1 t 792
Long Term Gains/Loss .
5 625% TREASURY NOTE DUE 2/752006 07/02/01 821 100 797 297 27 807 5 625% TREASURY NOTE DUE 2/152006 07/05/01 821 344 793 179 28 165 5 875% TREASURY NOTE DUE 9190/2002 01103101 1 618,078 1 603022 15 056 6 OOOY. TREASURY NOTE DUE 8/152009 10/7O/01 7 774,600 1,591 140 783 460
PFR LARGE CAP SEE DETAIL-SiYIT I O-2 2518 125 X870505 647620
SPRUCEGROVE US INTL INVESTMENT FUND (FROM PER K-i 232 0 272
JMI EQUITY FUND IV LP PERK I 890 0 890
K? CAPITAL PRIVATE EQUITY PERK I 0 771 (771)
ORIEHAUS INSTITUTIONAL SMALL CAP RECOVERY L. PERK 1 0 0
TOTAL LONG TERM 7554370 6 651 915 902 455
_____L489 597J
FMV AT 12177/69 BASIS AT 77111/69 E%CESS J
NOTE THERE WERE NO SALES OF STOCKS HELD AT 12131169 0 0 0
NET CAPITAL GAIN (489,597)
STAJ-r1nF1%' T IC-1 NEVA a WESLEY VVEST FOUNDATION
DECEMBER ]1 . 3001
PFRLARGECAP SUMMARY
PFRLARGECAP SUMMARY COST PROCEEDS SHORT TERM GAINS 9A515 JANUARY MARCH SEE DETAIL $129112 <7 $798 524 77 $89407 90 APRIL JUNE f101 B4137 S14295037 $A 1 00085 JULY SEPTEMBER S48891875 557540870 f8648975 OCTOBER DECEMBER 57297949. 52x998769 S20 18675
TOTAL SHORT TERM GAINS/LOSSES FOR PFR $949575 13 $1 188 7132 38 $217087 25
LONG TERM GAINS JANUARY MARCH SEE DETAIL S174 898 00 $29630536 $131 80836 APRIL -JUNE 5T5187078 327B98810 S6436532 JULY SEPTEMBER I f7K89521 570057082 335881107 OCTOBER DECEMBER S794291 12 5997 728 78 S20283564
TOTAL LONG TERM GAINS/LOSSES FOR PFR $1 87050511 $2518 12546 S1547 620 35
TOTAL ALL GAINS/LOSSES FOR PFR 7.920 .180 24 3,684,887 Bd 86x, 707 60
5'fq'T'Smcn,T W-2 Pacific Financial Research Realized Capital Gains and Losses Neva L;c, Wesley West Foundation From 01-01-01 Through 03-31-01
Gain Or Loss Buy Sell Cost Date Date Quantity Security Basis Proceeds $hortTerm Long Term
COMMON STOCK 06-23-00 02-14-01 300 Elecnonic Data Systems 11,820 42 19553 35 7,73293 Corporation 06-27-00 02-14-01 400 Electronic Data Systems 15,660 20 26,071 13 10,410 93 Corporation 07-06-00 02-14-01 200 Electronic Data Systems 7,972 50 13,035 56 5,06306 Corporation 07-06-00 03-O1-0L 600 Electronic Data Systems 23,91750 39,046 69 15,12919 Corporation 07-10-00 03-O1-01 700 Electron3t Data Systems 27,64125 45,554 48 17,913 23 Corporation 87,011 87 143,261 21 56,24934 000
02-07-00 02-20-01 600 Litton Industries, Inc 22,235 00 47,368 42 25,133 42 02-17-00 02-20-01 200 Litton Industries, Inc 6,46000 15,78947 9,32947 11-30-00 02-20-01 700 Litton lndustnes,lnc 42,11060 55,26316 13,15256 70,805 60 118,42105 13,152 56 34,462 89
04-03-98 02-23-01 200 Philip Morns Companies 7,98 5 00 9,57467 1,58967 Inc 0.1-03-98 03-29-01 600 Phihp Morns Companies 23,955 00 28,37365 4,41865 Inc 31,940 00 37,99832 000 6,00832
12-03-98 02-06-O1 500 The Stanley Works 15,37875 17,22587 1,&4712 12-10-98 02-06-01 500 The Stanley Works 15,285 00 17,225 88 1,94088 O1-13-99 02-06-01 600 The Stanley Works 16,22-300 20,671 05 4,44805 12-27-99 02-06r01 700 The Stanley Works 20,728 75 24,116 22 3,38747 67,615 50 79,739 02 000 11,623 52
07-7399 01-09-0I 600 Tenet Healthcare 10,3S000 25,76914 15,38914 Corporation O8-75-99 01-09-01 2,100 Tenet Healthcare 36,06750 90,19199 54,12449 Corporation 46,427 50 215,961 13 000 69,51363
303,820 47 494,830 73 69,401 90 121,60836
TOTAL GAINS 69,401 90 121,60836 TOTAL LOSSES 0.00 000 303,820 47 494,830 73 69,401 90 121,609 .36 Pacific Financial Research ReaLaed Capital Gains and Losses Neva 8:, Wesley West Foundation From 04-01-01 Through 06-50-01
Gain Or Loss Buy Sell Cost Date Date Quantity Security Bass Proceeds Short Term Long Term
COMMON STOCK 07-24-00 06-15-01 1,400 Fortune Brands Inc 31,021 90 45,476 32 17,454 42 11-30-00 06-18-O1 600 Fortune Brands Inc 17,435 40 20,775 56 3,34016 48,457 30 69,25188 20,79458 000
01-24-97 06-26-01 300 Freddie Mac 8,67750 20,491 71 1181421
09-16-99 04-10-01 900 Lockheed Martin 30,513 75 32,66891 1,85516 Corporation 09-21-99 04-10-01 700 Lockheed Martin 13,222 50 25,109 15 218665 Corporation 09-21-99 05-01-01 100 Lockheed Marlin 3,31750 3,62277 30527 Corporation 10-19-99 05-01-01 600 Lockheed Macho 14,847 50 21,736 61 6,88911 Corporation 12-06-99 05-01-01 900 Lockheed Martin 17,659 53 32,604 92 14,945 39 Corporation 12-22-99 05-01-01 100 Lockheed Marlin 1,98000 3,62277 1,64277 Corporation 12-22-99 05-08-01 900 Lockheed Martin 17,820 00 32,405 Sl 14,533 81 Corporation 12-14-00 05-0S-01 800 Lockheed Macho 24,334 00 2S,80784 4,42354 Corporation 134,044 78 180,88178 4,42354 42,413 16
04-03-95 05-10-01 100 Philip Morns Companies 3,99250 5,15783 1,16533 Inc 07-09-98 05-10-01 800 Philip Morns Companies 32,290 00 4126262 8,97262 Inc 36,28250 36,420 45 000 10,137 95
10-18-00 06-27-01 1,100 Pitney Bowes Inc 29,000 07 44,790 50 15,790 43
256,462 15 361,83632 41,008 85 64,36532
TOTAL GAINS 41,008 85 64,365.32 TOTAL LOSSES 000 000 256,462.15 361,83692 41,008 85 64,36532 Pacific Financial Research Realized Capital Gains and Losses
Neva & Wesley Nest Foundation From 07-01-01 Through 09-30-01
Gain Or Loss Buy Sell Cost Date Date Quantity $ecunry Basis Proceeds Short Term Long Term
COMMON STOCK 12-08-99 07-23-01 S00 Apartment Investment & 29,840 00 38,68670 8,&76 70 Management Company 1130.00 07-23-01 200 Apartment Investment & 9,05844 9,67168 61324 Management Company 38,898 44 48,358 .39 61324 8,84670
04-07-98 07-23-01 400 Airgas,Inc 7,08500 4,77235 (2,31265) 05-04-98 07-23-01 100 Airgas, lnc 1,54875 1,193 09 (35566 ) 8,63375 5,96544 000 (2,66831)
03-30-99 07-23-01 400 ArchstoneCommunities 7,91000 9,98819 2,07819 Trust 05-20-99 07-23-01 1,000 ArchsroneCommunities 22,80000 21,97046 2,17046 Trust 07-27-99 07-23-01 700 Archstone Cortvnwuties 14,997 50 17,479 32 2,48182 Trust 08-25-99 07-23-01 100 Arch5toneCommunines 2,11750 2,49705 3795 Trust 47,82-500 54,93502 000 7,11002
03-21-01 07-23-01 1,200 American Express 41,78148 45,43048 3,64900 Company
10-08-99 07-23-01 500 Mack-Cah Realty 13,09750 13,919 12 82162 Corporation 12-08-99 07-73-01 100 MackLali Realty 2,43708 2,78382 34674 Corporation 12-08-99 09-18-01 500 MackLahRealty 12,18542 14,86335 2,67793 Corporation 27,720 00 31,566 29 000 3,846 29
04-06x01 07-23-01 600 Computer Sciences 19,299 80 20,609 31 1,30951 Corporation 06x21-01 07-7301 700 Computer Sciences 24-93500 24,04419 (49081) Corporation 43,834.80 94,653 50 81870 000
12-22-99 07-23-01 1,200 RR Donnelley 6c Sons 28,860 00 35,236 46 6,37646 Company
03-2599 07-23-01 500 Equity Office Properties 12,785 00 15,029 50 2,24450 Trust 04-20-99 07-23-01 700 EqwtyOffice Properties 18,89125 21,G41 30 2,15005 Trust
1 Pacific Financial Research Realized Capital Gains and Losses Neva &. Wesley West Foundation From 07-01-01 Through 09-30-01
Gain Or Loss Buy Sell Cost Date Date Quantity Secunry Bass Proceeds $hortTerm Long Term
04-22-99 07-23-01 800 Equity Office Properties 21,610 00 24,047 19 2,40719 Trust 53,316.25 60,117 99 000 6,80174
02-02-99 07-23-01 700 Equity Residential 28,691.25 39,366 19 10,674 94 Properties Trust 03-10-99 07-23-01 400 Equity Residential 16,320 00 22,494 97 6,17497 Properties Trust 03-10-99 09-27-01 300 Equity Residential 12,24000 17,18642 4,94642 Properties Trust 04-O8-99 09-27-01 200 Equity Residential 8,11000 11,45762 3,37762 Properties Trust 65,361 25 90,505.20 000 25,143 95
06-23-97 07-23-01 300 Fan`ue Mae 13,848 51 25,079 16 11,230 65 06-26-97 07-73-01 200 Fame Mae 8,735 00 16,719 44 7,98444 03-18-98 07-73-01 200 FaruveMae 13,09750 16,71994 3,62194 11-25-98 07-73-O1 100 Faniue Mae 7,21950 8,35972 1,14022 42,90051 66,S7776 000 23,977 25
O1-24-97 07-23-01 2,000 Freddie Mac 57,850 00 135,095 49 77,245 49 01-2497 09-20-01 700 Freddie Mac 20,24750 43,40555 J3,158 OS 78,097 50 178,501 04 000 100,403 54
O5-18-99 07-23-01 500 Golden West Financial 16,718 33 33,213 89 16,495 56 Corporation
04-07-98 07-23-01 400 Great Cakes Chemical 18,773 25 11,407 61 (7-36564) Corporation
06-22-00 07-02-0t 500 H & R Block, Inc 15,490 00 34,084 26 18S9426 11-15-00 07-02-01 1,100 H & R Block Inc 37,455 00 74,9&5-38 37530 38 11-29-00 07-02-01 600 H & R Block, Inc 20,022 .90 40,901 11 20,878 21 O1-24-01 07-02-01 300 H & R Block Inc 12,428 85 20,450 .56 8,02171 85,396 75 170,42131 66,43030 18,594 26
OS-16-01 07-2'.-01 1,200 The [nterpubLc Group of 42,834 24 34,018 86 (8,815 38) Compuves, Inc OS-29-01 07-73-01 800 The Interpublic Group of 30,840 00 22,679 .24 (8,160 76) Companies, Inc 73,67424 56,698.10 (16,976 14) 000
06-14-01 07-23-01 100 Kraft Foods, Inc /Class A 2,97559 3,06489 89.30
06-19-98 07-23-01 500 Manpower Inc 14,888 50 16,064 46 1,17596
2 Pacific Financial Research
Realized Capital Gains and Losses
Neva & Wesley West Foundation From 07-01-01 Through 09-30-01
Gun Or Loss Buy Sell Cost Date Date Quantity Security Bass Proceeds Short Term L,ongTerm
06-25-98 07-23-01 400 Manpower Inc 11535 00 12,85157 1,31657 07-02-98 07-23-01 500 Manpower Inc 13,935 42 16,064 46 2,12904 40,358 92 44,980 49 000 4,62157
09-05-00 07-23-01 1,800 McDonald's Corporation 53,302 50 51,33-428 (1,96822) 09-07-00 07-23-01 300 McDonald'sCorporanon 8,79135 855571 (73564) 09-12-00 07-2301 1,000 McDonald'sCorporation 27,98750 28$1905 53155 90,08135 88,409 09 (1,67231) 000
04-15-98 07-23-01 1,100 Philip Morns Companies 44,055 00 50,164 70 6,10970 Inc 05-1 1-98 07-23-01 1,400 Philip Morns Companies 53,357 50 63,845 99 10,488 49 Inc 97,412 .50 114,010 69 0 00 16,598 19
10-02-00 07-73-01 1,500 Newell Rubbermaid Inc 33,523 05 33,167 49 (35556) 10-19-00 07-23-01 900 Newell Rubbermaid Inc 20,239 75 19,900 49 (33826 ) 53,761 80 53,067 98 (69382) 0.00
0830-00 07-23-01 2,700 Office Depot Inc 20,21625 33,694 87 13,478 62
0.5-05-99 07-23-01 500 Old Republic International 9,68125 12,36457 3,18332 Corporation
10-18-00 07-23-01 200 Pitney Bowes Inc 5,27274 8,305 72 3,03298 10-30-00 07-23-01 700 Pitney Bowes Inc 19,37250 29,070 03 9,69753 29,64524 37,375 75 12,730 51 000
08-03-99 07-23-01 500 Security Capital Group 7,53500 10,529 65 2,99465 Inc /Class B 06-20-00 07-23-01 500 Security Capital Group 8,33750 10,52964 2,192 14 Inc /Class B 15,87250 21,059 .29 000 5,186.79
10-04-99 07-23-01 20 Security Capital Group 14,135 00 20,88430 6,74930 Inc /Class A
02-01.00 07-23-01 1,500 Sara Lee Corporation 27,63750 29,55401 I,926SI 02-17-00 07-201 600 Sane Lee Corporation 10,085 00 11,825 60 1,740 60 0309-00 07-23-01 1,000 Sara Lee Corporation 14,425 00 19,70934 5,284 34 52,147 50 61A98.95 000 8,951.45
09-27-00 07-23-01 600 Staples, lnc 8,53728 9,17969 64241 09-27-00 07-23-01 100 Staples, Inc 1,41875 1,52995 11120 09-29-00 07-7301 200 Staples, Inc 2,81876 3,05990 24114
3 Pacific F'inancial Research Realized Capital Gains and Losses Neva & Wesley West Foundation From 07-01-01 Through 09-30-01
Cain Or Loss Buy Sell Cost Date Date Quanury Secunry Bass Proceeds Short Term Long Term
10-02-00 07-23-01 200 Staples, Inc 2,33324 3,05990 22666 1O-03-00 07-73-01 100 Staples, Inc 1,40781 1,52995 12.214 10-04-00 07-23-01 200 Staples, Inc 2,83000 3,03990 22990 10-05-00 07-73-01 300 Staples, [nc 3,95835 4-58965 63150 10-06-00 07-23-01 400 Staples, Inc 5,18608 6,11979 93371 10-09-00 07-23-01 200 Staples, Inc 2,57378 3,05990 48612 10-10-00 07-23-01 100 Staples, Inc 1,32422 1,52995 20573 10-11-00 07-23-01 200 Staples, Inc 2,64 468 3,05990 41522 10-12-00 07-23-01 100 Staples, Inc 1,22855 1,52995 30140 10-12-00 07-23-01 200 Staples, Inc 2,41250 3,05990 64740 10-13-00 07-23-O1 700 Staples, Inc 8,828 75 10,709 63 1,88088 10-16-00 07-23-01 200 Staples, Inc 2,38266 3,05990 67724 50,385 41 58,138 06 7,75265 0.00
07-19-00 07-23.01 1,600 Tyson Foods Inc Class A 15,059 20 15,759 47 70027 O8-24-00 07-23-01 900 Tyson Foods Inc Class A 8,59500 8,86470 26970 23,65420 24,624 17 26970 70027
06-05-98 07-23-01 1,300 UST Inc 34,433 75 38,304 35 4,37060 O8-05-98 07-73-01 100 UST Inc 2,67575 2,98495 30920 08-05-98 09-19-01 400 UST Inc 10,703 00 12,864 61 2,16161 11-30-98 09-19-01 600 UST Inc 20,880 00 19,296 91 (1-58309 ) 68,692 50 73,950 82 000 5,75832
1,735,817 56 1,581,11234 86,459 75 258,811 03
TOTAL GAINS 106,85438 270,42807 TOTAL LOSSES (Z0,36a 63) (11,617 09) 1,)35,811 56 1,581,11234 86,4897S 258,81103
4 Pacific Financial Research Realized Capital Gains and Losses Neva & Wesley Nest Foundation From 09-01-01 Through 09-30-01
Gun Or Loss Buy seu Cost Date Date Quantity Sccu-ri Bass Proceeds Short Term LongTecm
COMib10N STOCK 12-08-99 09-18-01 500 Mack-Cal Realty 12,185 42 14,863 35 2,67793 Corporation
03-10-99 09-27-01 300 Equity Residential 12240 00 17,186 42 4,94642 Properties Trust 04-08-99 09-27-01 200 Equity Residential 8,11000 11,457 62 3,34762 Properties Trust 20,350 00 28,644 04 000 8,29404
O1-24-97 09-20-01 700 Freddie Mac 20,247 50 43,40555 23,15805
08-05-98 09-19-01 400 LIST Inc 10,703 00 12,364 61 2,16161 11-30-98 09-19-01 600 LIST Inc 20,880 00 1996 91 (1,593 09) 31,583 00 32,161 52 000 57852
94,36592 119,074 46 000 34,708 54
TOTAL GAINS U UU 36,L')1 6:5 TOTAL LOSSES 000 (1,133 09) 84,365 92 119,074 46 000 34,708 54 Pacific Financial Research Realized Capital Gains and Losses Neva & Wesley Nest Foundation From 10-O1-Ol Through 12-31-01
Cam Of [,055 Buy Sell Cost Date Date Quantity Security Bass Proceeds ShorcTerm L,ongTerm
COMMON STOCK 11-30-00 12-27-01 700 Apartment Investment & 31,704 54 31,918 93 21439 Management Company
O5-04-98 11-19-01 1,500 Airgas,lnc 27,87750 26,36964 (1,507 66) 06-03-98 11-19-01 300 Azrgas, Inc 4,55375 4,39497 (15878) O8-17-93 11-19-01 200 Airgas, Inc 2,62250 2,92998 30748 35,053 75 33,694 79 000 (1,358 96)
08-25-99 12-27-01 600 Archstone-Smith Trust 12,705 00 15,825 49 3,12049 O1-24-01 12-27-01 400 Archstone-Swath Trust 10,085 20 10,550 33 46513 02-27-01 12-27-01 200 Archstone-SmuthTnut 4,87000 5,27516 40516 27,660 20 31,650 98 87029 3,12049
03-22-01 12-27-01 1,600 American Express 54,960 00 56,174 12 1,214 12 Company
O8-30-00 12-27-01 300 Mack-Ca liRealty 7,89000 9,17169 1,28169 Corporation
06-21-01 12-27-01 1,000 Computer Snences 35,050 00 43,123 39 13,078 39 Corporation
12-22-99 12-27-01 600 2 R Donnelley & Sons 14,430 00 18,00540 3,57540 Company O1-24-00 12-27-01 600 R R Donnelley & Sons 13,497 50 18,005 39 4,50789 Company 27,927 50 36,010 79 000 8,08329
04-22-99 12-27-01 200 Equity Office Properties 5,41000 5,97380 56380 Trust 12-27-99 12-27-01 1,300 Eqwty Office Properties 31,346 25 38,829 70 7,48345 Trust 09-78-00 12-27-01 100 Equity Office Properties 3,105 00 2,98690 (11810) Trust 39,867 .25 47,790 40 000 7,92915
04-05-99 12-27-01 1,000 Equity Residenhal 20,275 00 28,66904 8.394 04 Properties Trust O5-18-99 12-27-01 400 Equity Residential 9,32450 11,46761 2,14311 Properties Trust 29,599 50 40,136 65 0 00 10,537 .15
11-25-98 12-27-01 400 Fanrue Mae 28,878 00 31,56761 2,68961
t Pacific Financial Research Realized Capital Gains and Losses Neva & Wesley West Foundation From 10-01-01 Through 1Z-31-O1
Cain Or Loss Buy sell Cost Date Date Quantity Security Bass Proceeds Short Term Long Term
04-08-99 12-27-01 200 Fannie Mae 13,747 50 15,783 81 2,03631 42,625 50 47,351 42 000 4,72592
06-73-97 12-27-01 1,100 Freddie[vtac 39,38000 71,60760 32,2227 60 04-08-99 1227-01 200 FreddieMac 11,61626 13,03957 1,40331 05-13-99 12-27-01 100 Freddie Mat 6,41750 6,50978 9228 57,413 76 91,136 95 000 33,723 19
05-18-99 12-27-01 500 Golden West Financial 16,71833 28,974 03 12,255 70 Corporation
04-16-95 12-27-01 400 Great Lakes Chemical 18,646 45 9,61267 (9,033 78) Corporation
10-30-00 12-27-01 72 lmagisticslnternational 56042 85511 29469 Inc 12-14-00 12-27-01 72 imagvstics International 621 17 85511 23394 Inc 1,18159 1,71022 000 52363
OS-29-01 12-27-0L 300 The lnterpublic Croup of 11,5G500 8,83171 (2,733 29) Companies, Inc OS30-01 12-27-01 500 The lnterpublic Croup of 18,930 00 14,71951 (4,210 49) Companies, Inc 06-15-01 12-27-01 1,000 ThelnterpublicGroup of 31,75000 29,43901 (1,81099) Companies, Inc 61,745 00 52,990 23 (8,754 77) 000
06-14-01 12-27-01 1,100 Kraft Foods, Inc /Class A 32,731 49 37,053 80 4,32231
07-02-98 12-27-01 100 Manpower Inc 2,78703 3,40766 62058 07-17-98 12-27-01 400 Manpower Inc 11,985 00 13,63062 1,64562 07-2498 12-27-01 800 Manpower Inc 73,040 00 27,261 25 4,22125 37,812-08 44,299S3 0 00 6,48745
09-12-00 12-27-01 300 McDonald's Corporation 8,39625 7,99548 (400 77) 09-28-00 12-27-01 1,200 McDonald's Corporation 35,914 20 31,981 93 (3,9322 12-01-00 12-27-01 300 McDonald's Corporation 9,33510 7,99548 (1,339 62) 12-13-00 12-27-01 600 McDonald's Corporation 18,81750 15,990 97 (2,82653) 72,463 05 63,963 86 0 00 (8,499.19)
05-11-98 12-27-01 200 Philip Moms Companies 7,62250 9,30369 1,68119 Inc 11-24-98 12-27-01 600 Philip Moms Companies 35,087 78 27,911 07 (7,176 71) Inc
2 Pacific Financial Research Realized Capital Gains and Losses Neva & Wesley West Foundation From 10-01-01 Through 12-J1-O1
Cain Or Loss Buy Sell Cost Datc Date Quanuty Secunry Bass Proceeds Short Term Long Term
04-08-99 12-27-01 1,200 Philip Morris Companies 40,710 00 55,822 13 15,112 13 Inc 83,420 28 93,036 89 000 9,61661
10.19-00 12-23-0I 600 Newell Rubbermaid Inc 13,492 50 16,693 06 3,200 56 10-31-00 12-25-01 1,600 Newell Rubbermaid Inc 30,357 12 44,514 83 14,157 71 10-37-00 12-31-01 900 Newell Rubbermaid Inc 17,07588 24,803 17 7,72729 11-07-00 12-31-01 300 Newell Rubbermaid Inc 5,80875 8,26772 2,45897 66,734 .25 94,278 78 000 27,534 53
08-30-00 12-27-01 1,700 Office Depot, Inc 12,728 75 31,210 95 18,482 20 09-29-00 12-27-01 600 Office Depot, Inc 4,68000 11,015 63 6,33563 17,408 75 42,226 58 000 24,817S3
05-05-99 12-27-0I 800 Old Republic International 15,490 00 21,991 26 6 501 26 Corporation
10-30-00 12-27-01 700 Pitney Bowes Inc 18,936 62 25,619 14 6,68252
06x20-00 12-27-01 700 Security Capital Group 11,67250 17,71641 6,03391 Inc /Class B 10-12-00 12-27-01 600 Security Capital Croup 11,430 00 15,185 49 3,75549 Inc /Class B 23,102 50 32,901 90 0.00 9,799 40
06-01-0I 12-27-01 500 Sherwin-Williams 10,765 25 13,689 54 2,92429
03-09-00 12-27-01 100 Sera Lee Corporation 1,44250 2,22193 779 43 03-28-00 12-27-01 1,200 Sara Lee Corporation 20,910 00 26,663 10 5,75310 06-13-00 12-27-01 900 Sara Lee Corporation 16,413 75 19,997 33 3,58358 38,76625 48,88236 000 10,116 11
10.16-00 12-27-0I 400StapIes,Inc 4,76532 7,61975 2,85443 10-17-00 12-27-01 1,400 Staples, Inc 1558466 26,66911 11,08445 10-18-00 12-27-01 300 Staples, Inc 3,31614 5,71481 2,39867 10.23-00 12-27-01 200 Staples, Inc 2,41000 3,8087 1,39987 10-24-00 12-27-01 500 Staples, Inc 5,87905 9,52468 3,64563 31,955 17 53,338 22 000 21,383 05
09-05-00 12-27-01 1,000 Target Corporation 75,050 00 39,449 68 14,399 68
08-24-00 12-27-01 900 Tyson Foods Inc Class A 8,59500 10,016 66 1,42166 09-26-00 12-27-01 200 Tyson Foods Inc Class A 1,91000 2,225 93 31593 10,505 00 12,242 59 000 1,73759
3 Pacific Financial Research Realized Capital Gains and Losses Neva & Wesley Nest Foundation From 10-01-01 Through 12-31-01
Cain Or Loss Buy Sell Cost Date Date Quantity se=ry Basis Proceeds ShortTcrm Long Term i1-30-98 12-27-01 900 LIST Inc 31,32000 31,561 94 24194
09-18-01 12-27-01 400 United Technologies 19S8400 26,120 12 6,53212 Corporation
1,024,086 06 1,247,108 45 20,186 75 202,835 64
TOTAL GAINS 28,941 52 229,329 86 TOTAL LOSSES (8,754 77) (26,494 u) 1,024,086 06 1,247,108 45 20,1867 .51 202,835 63
4 Di teltaus Capital Management Tuesday Aped 9, 2002 IO 17 07 Cans aged Loss /leporl from OI/01/2001 !0 12/31/2001 Page I Account 06058058 -- NEVA AND WESLEY 1VGSl' FOUNDrIT10N
SAIL Purchase IhaLuJ UnenwruuJ hand 0...1111111 S.Iwnv Descrhnm n Proceeds Dii cost D& (;,un (.1 nssl 1'rruuum ( UaiomnD 17300 Bank United Corp 99034E 01/1 N2001 977017 01/09!2001 11729 000 7111W CuiicuiJEFSInL 2777977 01/1012001 2816176 01/092001 (41199) 000 16800 IUCCPhJUR1nWICd6 CUIp 8 525 17 01/1012001 808360 01/09R001 44157 O pp 56800 I'uweiwaveTethlnt 2762091 01/10(2001 2287080 01/098001 75011 000 421 00 CvuuiltCCmup 24 84360 01/1012001 2595998 01/09200 1 (61638) 000 27800 SCIInve'imentsCompany 1076064 01/IMOUI 1097819 01/0912001 (17755) 000 27700 SGInvestments Company 113799E 01/102001 11,567 72 01/0912001 (18776) 000 425 00 Tiiqww5cmiconductor 14,G1216 01/1012001 1465188 01/098001 (7972) 000 25 :100 Veiicx Pharmaceuticals Inc 12,86055 011IN2001 11,77740 01/098001 1,087 15 000 =8100 AineriSowceBergenCorp 17,60109 01/118001 13,41073 01/098001 1903E 000 69600 AIziCorp 25,85057 01/118001 26 .952 60 01/098001 (1,10201) 000 75000 Bank United Corp 20,44446 01/118001 19,76625 01/092001 67821 000 28000 UisysGroup lnc 15061 75 01/118001 14,583 63 011078001 47812 000 84000 CuncoidEFSlnc 7207121 01/112001 3294690 01/098001 (87569) 000 35900 Calpum Corporation 1061251 0111112001 12 017 53 011092001 (1 40502) 000 463 50 Cliuiccl'oini Inc 17 581 97 01/I IR001 16,87278 01/092001 749 19 000 17700 CyiycCorporation 727062 01/112001 3,22140 01/092001 6922 000 22400 Fore~i Laboratories Inc 17 23247 01/1 IR001 17,417 85 01/098001 (202 38) 000 33600 Inil Game Technology 15,313 59 01/118001 1567860 01/098001 (76501) 000 )7377 King Phairtuccwmalslnc 10,66727 01/112001 12,77050 01/092001 (1 66727) 000 I G8000 SuuihwesiAulines 34,91761 01/118001 36,677 20 0110911001 (1,759 57) 000 4200 I'Di Inc 1,822 92 01/1112001 3,657 17 01/098001 163 75 000 2800 Q1081cCOrp 2,152 86 01/112001 1,911]0 01/092001 24156 000 76600 tvcicsiILEGroup 21,7726E 01/118001 22,133 85 01/008001 (761 19) 000 56000 SmiguaidData Systems mc 13,142 42 01/112001 12,89050 01/098001 25192 000 22400 Talbotslnc 11,231 72 01/118001 11,18040 01/092001 5172 000 61600 UniieJhealihGroup,lnt 7780507 01/118001 33,518 10 01/09RWI 28697 000 27800 Vertex Pharmaceuticals lnc 1510572 01/118001 12,83968 01/098001 226564 000 72200 w,,icIs Coop 22 412 54 01/1i/?OOi 21 207 7U 011092001 1 208 84 000 166 00 XL(qnuILWCIA 2855478 01/IIRWI 2709772 01/09R001 146066 000 18200 AmeuSouret.OcrgenCorp 887562 01/17/2001 8685 95 01/09RWI 18967 000 27000 AIZaCuip 1005929 01/1712001 10x5575 01/07l1WI (79696) 000 281 00 CunwiJ EFS hoc 10,232 43 01/122001 1I 021 52 011098001 (78907) 000 I27 W Umuil'uuuln~ 458940 01/122001 446695 UI/098001 12245 000 184W CylycCoipoiaiion 7,1071E 01/128001 6,98880 01/09/2001 11836 000 1400 PUllnc 127693 01/12f2001 121972 01/092001 5721 000 56300 EvnaiRCGroup 3097623 01/172001 34,047 43 01/092001 (3,071 20) 000 1,21000 SunguuJData Sys¢insinc 2856587 01/128001 27,852 69 01/09/2001 71318 000 266 00 Vertex Pharmaceuticals lie 1501027 01/118001 12 285 45 01/098001 2,72482 000 42300 %L Capital Lid CI A 71 927 54 01/17!2001 71 31393 01/098001 60961 000 70400 IhlSHealth lnt 1719342 01/168001 1895252 011098001 (1,759 10) 000 28100 Forest Laboratories lnc 16 72993 01/178001 16,853 54 01109/2001 (123 61) 000
s7ATEme,jT 10-3 Di Owns Capitol Management Tuesday Aped 9, 2002 10 17 07 Page Cmns and Loss Repoit front 01/0]/2001 to 12/31/2001 Ac count 0(OSS053 -- NOVA AND WESLEY WEST FOUNDATION
sAL r~~~i. iI A,L i< 1400 InvwogcnCoip 95669 01/178001 87252 01/098001 12417 000 169800 Southwest Aiilines ]32G927 01/178001 7707017 01/098001 (7,80090) 000 25400 NnIQCorp 1587721 01/178001 1761740 01/078001 (1,206 19) 000 75100 E%eresiftEGroup 2012777 01/178001 2122673 01/098001 (1,09896) 000 84600 IMSHealth lnc 210122a 01/17/2001 2277534 01/092001 (1763 10) 000 16800 SEIInvestments Company 007125 01/172001 661013 01/098001 (57888) 000 22500 1 riquint Semiconductor 9,77050 01/178001 954534 01/1211001 (21488) 000 28000 Universal Health Services -B 11,78592 01/178001 12 .871 32 01/118001 (1,08590) 000 14000 WaitisCorp 934140 01/1712001 9,21900 01/092001 12240 000 35100 XLCapiiaILiJCIA 25,59085 01/172001 25,98390 01/09/2001 (44705) 000 51700 Disyt Group Inc 22 872 55 01/18!2001 26,927 67 01/098001 (4,055 08) 000 26400 GenzyineCorp Genl Division 10,67402 01/18/2001 1150859 01/118001 (87457) 000 ?8100 hill Game Technology 13 166 18 01/182001 1111216 0 Ii09R001 5102 000 11200 InvinogenCorp 7,46280 01/188001 666017 01/098001 80267 000 9600 NetIQCurp 6,05399 01/188001 644160 01/092001 (38761) 000 30900 IMSHealth lnc 7,50143 01/18RW1 811865 01/098001 (81722) 000 21100 1 iiyuint Semiconductor 8,59849 01/18!1001 895144 OI/110001 (75295) 000 30500 Waic,sCorp 19,59292 01/182001 2008425 01/098001 (54171) 000 28200 Apache Corp 16697 84 01/198001 1874595 01/092001 (2,048 11) 000 5600 l3mieiiResources 250803 01/198001 297577 01/098001 (46730) 000 21200 Bartc11 ltcsource5 949769 01/198001 11,26775 01/09/2001 (1,76906) 000 28100 Golden West Financial Corp 1x,04194 011198001 1802698 01/09R001 (98454) 000 7600 Invc~ioisFnISrvcs 9,87452 01/198001 501982 01/092001 (14530) 000 474 00 ImIGun, T«h11010gy 20794 44 01/19(2001 2211807 01/09Q001 (18759) 000 3)1 00 NnLunIuJu>11 .UL~i. 1707751 01/19R001 2002955 01/09RW1 (97704) 000 28100 IhiS11<+1111 lnc 6,87946 01/198001 756486 01/098001 (1025 40) 000 777 00 Umvcna1 Hcalih Savmee v 29,712 28 01/19Q001 77 272 72 01/092001 (3 560 04) 000 351 W Anar1nMa1OwJveLIc Ifl19278 0121/2001 1776060 01/092001 x)278 000 111 W Golden West Financial Corp 5,787 29 01818001 604268 01/072001 (259 39) 000 179000 FlcililiNeilnc 28,278 18 01818001 34,8x150 01/09/2001 (6263 32) 000 15400 Investors Fiat Srvts 9,74154 01828001 1017175 01/098001 (87021) 000 808 00 I'uwerwave Tech Inc 71,648 22 OIR212001 72 574 52 01/098001 (88630) 000 72000 IIuy:Giouplnc 1887924 01212001 21,875 45 01/09/2001 (299621) 000 21000 EvncstREGroup 1244286 01878001 12,69975 01/098001 (25689) 000 14000 DioadcomCoip-CIA 1)80767 OI2V2001 1797764 01/178001 (12997) 000 78100 QisysGroup lnc 17,165 34 01848001 19,844 16 01/092001 (2,67882) 000 41600 CeniexCorp 1617909 018x8001 16,28460 01/098001 45449 000 330 00 Powuwave Tech lnc 12,723 87 01242001 17,287 62 01/098001 (86375) 000 40900 Power One Inc 19 867 48 01842001 15,50846 01/098001 4,755 02 000 16400 QlogicCorp 1400874 01848001 11,19474 01/0912001 281400 000 10900 QlogicCoip 971069 01/29/2001 1057682 01/238001 (1266 13) 000 27300 fi,quin, Semiconductor 10,535 37 01248001 11,581 72 01/1711001 (10!675) 000 Ui tehrurs Capital Management Tuesday April 9, 2002 10 17 OY Gains mid Loss Report from 01/01/2001 to !2/3l/2001 Page 3 Account 0(0i8058 -- NEVA AND WESLEY WEST FOUNDATION Sale 1'unli.ut liCahzid Unamoru,tcd Bond 0ounllu SinmIVDi .saunlon 1'inaeds I)~e (s1 !!ALL Cdin6lnsil Ihuunun( Disc ou nt 256 00 CaUeiiLe Design Systems Inc 7 287 18 01!252001 7,145 24 01/092001 141 94 000 100 Cadence Design Sysiemslnc 2847 01252001 2907 01/10r2001 (056) 000 42000 Cadence Design Systems lnc 11 .955 53 01252001 125G044 01/112001 (60491) 000 707011 CinusLogic lnc 10,98248 01252001 12,70992 01/12R001 (1,72744) 000 3500 Newport Corp 717615 012511001 7,12957 01/170001 4658 000 14000 Newport Corp 1270760 01252001 19,01932 01/172001 (1,314 72) 000 7000 Newport Corp 635230 01252001 6,430 16 01/182001 (7786) 000 1400 Power Onelne 65777 01252001 57085 01/092001 12292 000 16000 Applied Micro Circuits Corp 1161075 OIR6/2001 13,821 20 01/192001 (221045) 000 20100 CiciiaCoiporniion 1679959 01262001 20,773 13 01/192001 (797354) 000 47500 CinusLogic lnc 1148387 01262001 13,584 31 01/1712001 (210048) 000 96000 Docuinenwmlnc 4008087 012672001 4154400 0110912001 (1,463 13) 000 14000 Uocuincntuinlnc 5,84517 0126/2001 7,29050 01/112001 (1,445 37) 000 25300 Documenwinlnc 1056298 0126!1001 1778392 01/122001 (722094) 000 13900 Juniper Networks lne 15,039 19 01126Q001 18,34958 U1/17R001 (3 71079) 000 11200 NewponCorp 9.231 48 01262001 1001461 01/11/2001 (78715) 000 22700 TinpWorldwide lnc 1]80177 01262001 1457957 0 1/1112001 (174786) 000 49000 Tiiqu111 tSciniconJucior 1706995 01262001 1689275 01/092001 17720 000 17700 'I'riyuiniSeiruconductor 46)727 01202001 5,64238 01/17f2001 (100911) 000 40700 Doniincniuin Inc 17 701 78 01292001 17 612 93 01/092001 8845 000 19100 Leunar Coip 6935 16 01292001 7,36066 01/09/2001 (425 50) 000 18200 Laboratory Corp ofAmer HIJgs 1!07624 0112912001 13,101 73 01/0912001 (6549) 000 20600 Power Onelnc 903767 01292001 7,811 11 01/09!2001 1,22656 000 17000 Everest ItCGroup 10260 15 01292001 IU,28075 0I1U9R001 (2060) 000 96500 Documnnwnlnt. 7987647 01A0/2001 91,76078 01/092001 (1,923 91) 000 544 00 Genzynm Corp -Gent Dwision 2369040 101/342001 21 147 46 011092001 2 54694 000 77600 GcnzymcCorp -GcnIDivision 14,632 31 01q0(2001 1440097 01/102001 .3138 000 1600 GtnzyincCorp Genl Division 69678 01/302001 69749 01/11/2001 (071) 000 42300 IUEC Pharmaceuticals Corp 26 488 51 OIAM001 20,757 35 01/092001 6 135 16 000 40800 LennarCoip 1446646 01130!2001 15,727]0 01/09R001 (1,256 84) 000 41000 Laboratory Corp of Amer Hldgs 2908569 01402001 29,514 88 01109/2001 (429 19) 000 17600 Mitchell Energy dDevelopment 665089 01/702001 776707 011092001 (111218) 000 75000 NewfielJ Exploration Company 1200736 011`30=01 1486625 01/092001 (2 858 87) 000 77800 Power One Inc 11,18067 0113N2001 9,4076E 01/092001 1,77697 000 32900 Cveiesi RE Croup 19,292 47 01/702001 1989628 01/092001 (603 81) 000 136 00 XL Capital Lid CI A 10,02886 01/302001 10067 84 01/092001 (78 98) 000 .7200 Apache Corp 15,61920 01/712001 15,08120 01/09/2001 (141200) 000 33000 ConcoiU CFS Inc 19 797 46 01/31/2001 13 29643 01/092001 1 .49703 000 608 30 Fidelity National Pint Inc 19 513 16 011112001 19,72E 79 01/072001 (1 217 23) 000 22700 Golden West Financial Corp 1I 964 61 01131R001 12,178 87 01/092001 (174 22) 000 135 00 Golden West Financial Coip 7 115 52 01/712001 7 572 66 01!26/2001 (457 14) 000 19000 Golden Wes[ Financial Corp 10,014 43 01/3112001 1094839 01/292001 (933 96) 000 Ui tehaus Capital Management Tuesday April 9, 2002 JO 17 07 1 Gains and Loss 2epa! from 01/01/2001 !U 12/31/2001 Page Account 0(OSS058 -- NEVA AND IYESLEI' IVES%' FOUNDATION Sdl. Pill ih .u, ItuhuJ UuaniuruecJIlonJ Ilu miil~ Ilucnnuon ill IV 1'innad, Uqle Cs1 hi C' nn b Lox) ISCnuum 1- DisiounD 16200 GcnxymeCorp Cenl Division 6 96526 0 113 1R001 6,29640 01I0712001 66886 000 4U8 00 Ilcalih Net Inc 8,90406 01/312001 10 13880 01/092001 (1,234 79) 000 82000 1 lealihsouihCoip 1210591 01/712001 1171575 01/092001 7901G 000 44000 LcnnarCorp 16 146 10 01/712001 IG956 50 01/092001 (81040) 000 10800 LaboiaioryCoipofAmn Hld;s 751172 01/712001 7,774 65 01/09/2001 (26293) 000 40800 AlikhcllEnergy SDevelupmem 20 .284 79 01qIR001 2728921 01/092001 (3,004-02) 000 681) 00 Ni,wIieIdExploration Company 23,020 37 01/712001 29,26528 01/092001 (624491) 000 19000 National 0ilwelllnc 688871 OIf3112001 7,01338 01/092001 (12507) 000 4000 SEIIuveeimemsCompany 167756 01/31/2001 1,61780 0127/2001 1576 000 27000 SCIInvcsuncnuCompany 1102652 01/712001 1107510 UIR5/2001 (858) 000 27000 $CIInvestmenisCompany 1107652 01/112001 1097010 01l262001 5642 000 87000 SawhTmtiCoip 18 099 62 01/712001 16,27600 01/092001 1,86762 000 19000 XLCapital LtdCIA 14,23052 01A12001 14,065 36 01/09/2001 165 16 000 1400 Fwcsi Laboratories Inc 891)47 011012001 83968 01/072001 5979 000 4800 Health Net Inc 101516 02/OIR001 1,17280 01/092001 (17760) 000 1000 Invc,mrsFmISrvcs 77770 07/012001 66050 01/092001 11680 000 4000 King Phaiinactuucalslnc 1,77425 0210lR001 1,35871 01292001 15 54 000 18800 Laboratory Corp ofAmer Hldgs 1286612 01/012001 13 533 65 01/092001 (66757) 000 7000 Laboratory Corp ofAmer Hldgs 2057 10 01/012001 2159 63 011092001 (10657) 000 175 00 M11c11cll Enngy 8 Development 6683 77 021OIR001 7,705 99 01/092001 (1,02276) 000 2400 AttcliellEnergy 8" Development 1,18817 01/012001 1 36995 01/092001 (18182) 000 2600 Nabois InUusuus Inc 1 50768 071012001 1 48330 01/092001 24 38 000 13500 Newficld Exploration Company 4,458 55 07/012001 5 734 13 01/092001 (1,275 58) 000 1600 PUILic 1,61842 02/01/2001 167404 01292001 (55 62) 000 17600 SCIInvestments Company 7,29461 07/011"2001 692790 01/072001 36971 000 27200 SEIInvestments Company 961562 OLOIR001 9,3872) 01242001 27278 ppp 636 00 SouiliTiusl Corp 13 858 89 02/012001 12,592 80 01/092001 126609 000 2600 VananMedical Systems hnc 1 723 74 07/OIRWI 1,585 69 011092001 13805 000 1500 YLCapital LtdCIA 1 139 36 02/012001 1,11042 01/092001 2894 000 69000 I'DI 1nc 7796838 07/0712001 60,11497 01/0911001 (17,14656) 000 9300 I'Dllnc 5,79179 02/072001 9,77073 011292001 (797895) 000 70100 Ebaylnc 8,785 85 02/05/1001 10,255 82 01292001 (146997) 000 10200 LslwnioiyCorp ofmiler Hkles 12 04S95 021051"1.001 13821 60 011092001 (117775) 000 78400 I'UIInL 1542880 07/052001 24,742 96 01/09!2001 (9314 16) 000 700 Applied Cirtm1sCoip Micro 393 49 07/062001 56702 01/IBR001 (17) 53) 000 261 00 Applied Micro Gmwu Coip 14671 51 02/00R001 22,545 83 01/192001 (7 874 32) 000 10500 PD] lilt 747 5 07 0210612001 9,147 93 01/092001 (3,400 84) 000 251 00 1'01131 Soiiwaie 2 927 55 02/062001 3 507 78 011192001 (585 87) 000 81700 I'mialSuliwam 9,481 15 02/062001 1201187 01/712001 (2,57072) 000 8100 PuiialSufiwaic 9481 15 02/062001 11,72290 02JO7J2001 (2 241 75) 000 9400 Qlogic Corp 7 01567 02/062001 6,416 50 01/092001 599 17 000 5900 fwp Worldwide Inc 3,43638 077062001 3 76092 01/172001 (329 54) 000 Di iehnus Capital Mauagement Tuesday App d 9, 2002 10 17 07 Page S Gains rind Loss Xeporl from OI/01/2001 to I2/31/20U1 Account 0(05S058 -- NEVA AND WESLEY NEST FOUNDATION SiI, I'uraL u, RidhuJ Uu .unuruuJ hand On unit Stun ur DcurnHmn I" onuh DA Cut Ule Cam (- I ossl I'nnuum 4 Uucaunll 14200 Tiny\VmIJwiJeluc 8270 62 02/0G!2001 9264 76 01/182001 (994 14) 000 2UIUU Alq)hLJMiuuCuLwISCmp 1022046 02/072001 16281 70 01/1112001 (6061 24) 000 .71 UU C WuuL UIvgn Systems Ins 7 30703 0210720U1 7671 30 02/01/2001 (364 27) 000 85800 Lincarc Holdings Inc 21 765 87 07/078001 22 658 76 01/092001 (892 53) 000 270 W LwL III Holding's Inc 5 98687 07/078001 G 578 71 01/11/200 1 (591 89) 000 26900 Mnrv Sale I'uraLax 14 .ihuJ lln mioniiiJ IImW Onuwle Si-unuvDcatnnlwn I'iineed% U1, Cm Ilii C,un(.Imsl 1'rcuunmf-Dnumnq 7800 AfnwrylniunaiveCorp 718622 02/07R001 787014 01/17R001 (68772) 000 20200 NcwpoiiCurp 14 66010 071098001 14,91909 01/098001 (25899) 000 8200 Newpai Corp 5 951 13 02/09/2001 6,3441 01/102001 (39301) 000 13100 Rational Software Corp 5,60816 02109/2001 6,26847 01/27/2001 (66031) 000 71600 Rational Software Corp 9,17699 071098001 1058908 01/24!2001 (1,41209) 000 8900 TmpWorldwide lnc 4,55228 07/098001 5.209 15 01/178001 (65687) 000 18700 1 mpWoildwideinc 956489 01/092001 11,92020 01/178001 (2,355 31) 000 33800 CicnaCorporation 25,037 60 02/12f2001 2396575 01/D9R001 1.071 85 000 6700 Cicna Corporation 4!16707 021122001 5,61774 01/118001 (65467) 000 153 00 Gene Corporation 11,333 S9 07/12/2001 11,803 54 01/17!2001 (2,469 95) 000 15000 EinulcxCorp 6,58891 077128001 1589187 01878001 (9,10292) 000 81 00 Exfo Eleciro Optical Inc 307259 01/178001 3891 02 01/198001 (81843) 000 9500 ExfoElcaroOptical lnc 3,60765 01/178001 x,59542 01/312001 (99177) 000 71200 labilCircuit lnc 19,413 10 ~02/120001 21,84007 01/17!2001 (242697) 000 14000 Juniper Networks lnc 1124758 02/178001 19,669 81 01/182001 (742627) 000 53 00 Juniper Networks Inc 425650 07/17/2001 723679 01/198001 (2,98029) 000 8600 Juniper Networks int 6,90677 02/178001 1145857 01238001 (4551 76) 000 271 00 Micromuse Inc 13,x0719 02/12/2001 1769725 01/192001 (427211) 000 21000 Minmnust hoc 12,188 31 017128001 16,72506 01822001 (4,0675) 000 27300 Aticioiiiuse, Inc 1S 844 80 02/12/2001 21 112 59 01248001 (5,26779) 000 12300 Al .noiiiusc,lnt 71]886 011122001 9,59177 0125/2001 (2,45291) 000 ?7700 NewponCory 18,0-1897 02112f1001 20458 36 011098001 (2,70997) 000 79100 New Focus Inc 1700794 07/14/2001 27,219 69 01/118001 (9,21575) 000 29.00 OpLiiwavc Systems Inc 18 69473 02117/2001 21 281 02 01/7Q2001 (2 58629) 000 17800 QIo6ic Cory 9,776 15 02/1212001 12 15039 01i091"2001 (2,714 24) 000 1 00 Sonus Network 77 79 07/17/2001 43 51 0702/2001 (972) 000 17400 SonusNciwork 752820 02/1712001 6,03974 02l06/2001 (1,511 54) 000 27800 TinplVoildwidclnc 13,773 44 01/17/2001 1627128 01/1712001 (2,47754) 000 3800 Cafo Elecu0 Optical Inc 1 578 87 011178001 1825 42 01/198001 (246 55) 000 14100 CienaCwporution 1085776 071142001 999755 01/098001 86021 000 11700 CxfuEIcciroOptical lnc 458500 02/1412001 5,62076 01/198001 (10)576) 000 700 Cxfu Clcaro Opucal Inc 274 12 0'7148001 776 17 01822001 (61 85) 000 2100 Newport Corp 13 16709 02JI4R001 16,10080 01/098001 (2,933 71) 000 20400 Openwave Systems Inc 10,872 95 07/142001 14,608 01 0124/2001 (3,71506) 000 8700 Ope11waveSyslemslnc x75232 02/14/2W1 629967 0189/2001 (1547 35) 000 11500 OpenwaveSysttinslnc 6,14063 02/14R001 878122 01/72001 (2,24059) 000 204 00 Opcnwavc Systems Inc 1089295 01/148001 14 568 72 01/112001 (7 675 77) 000 56 00 Wit Laboratories Inc 7 682 67 021152001 4,175 43 01/30P001 (51276) 000 181 00 Concuid EFSlnc 7,71215 07/15/2001 7,09927 01/098001 21288 000 42100 Chatter Commumcauonslnc A 907717 01/158001 996191 011178001 (88479) 000 27500 Chatter Communicalionslnc A 5,92927 01/158001 6,74442 021078001 (41515) 000 10200 Eafo Elec(ro-Optical Inc 4 274 93 07/15/2001 4,898 55 01/222001 (627 62) 000 Diteltaris Capital Management Tuesday Api d 9, 2002 10 17 0F Page 7 Gains and Loss Report from 07/01/2001 to 12/31/2001 Account OGOSb'058 -- NOVA AND WESLEY WEST FOUNDATION Sale 1'unhax ItiahaeJ llndmoruuJ hood 0 ,1 .11111 Suuntv Uutnnuan Ih n'ced6 D IIC C%I 1) AL Gain b 1 ass) 1'renuum I- Discount 13900 Mercury Interactive Corp 11,835 45 02/15R001 10,31465 01/IIR001 152080 000 11400 1l21rlaboiatouesint 8,611 98 02/ 1 GR001 10,07907 01/1OR001 (1,42709) 000 13200 OairLaboratories lnc 848344 07116/2001 9,71981 01/112001 (123677) 000 ~8U0 IIanLaboruw1`eslnc 7,64279 07/202001 4,27082 01/312001 (62807) 000 6600 ExioClecuo-Op(ieallnc 1,95807 0711(Y2001 2,96459 01/182001 (100652) 000 3000 ExloEleciro-Opticallnc 89003 0111!001 144075 01222001 (55072) 000 300 Cxfo Elenro Optical Inc 8900 02ROR00I 179 86 071012001 (5086) 000 19700 Juniper Networks Inc 15,206 15 02l2O2001 25,701 74 011122001 (10,495 59) 000 1000 Juniper Neiworlslnc 77189 02t202001 177279 01232001 (56050) 000 8700 hlarvcllTechnologies 2,17786 07R(Y2001 3,35942 011512001 (1225 56) 000 5200 A7 .ii yell Technologies 1 275 41 02202001 205033 02/0212001 (77492) 000 30900 NewponCoip 1764019 0220/2001 22,821 78 01/092001 (5,181 59) 000 9800 New l'onis Inc 2,98277 02202001 5,819 77 01/71/2001 (2 1537 00) 000 121 00 New Focus Inc 7 682 81 07l2N1001 7 16678 02/012001 (1,487 97) 000 17600 New Focus Inc 5,75682 07110!1001 929653 02/0712001 (793971) 000 20800 Abeicioinbie 8 Fieh Co -CI A 600406 07/21/2001 6 775 32 02J 14/2001 (771 26) 000 75100 ExloElcciro-Opiicallnc 9,14177 01/212001 15,76625 01/182001 (6,624 48) 000 12100 OpcnxavcSystem lnc 5,47505 07212001 879917 01262001 (2,674 12) 000 18700 OpcnwaveSysteinsinc 8,58292 07212001 1295725 01292001 (4,77033) 000 16600 Time lVainerTelecom 10,431 54 011212001 11,428 05 01/112001 (97651) 000 554 00 Air Technology Group Inc 14 373 59 0212111001 23,416 58 01/302001 (9042 99) 000 9700 GcnaCorporaiion 699026 02J2212001 6,87775 01/092001 6251 000 6800 Capital One Financial Coup 7,584 40 02R211001 4.18030 01/092001 (59590) 000 14000 GpiialOneFinancial Corp 7,77964 07112/7001 971727 01/17R00I (2,03465) 000 58000 Gtrade Group hnt 5,80578 07/722001 877508 01R912001 (256910) 000 1,358 00 E trade Group Inc 1l 593 52 07/272001 2039594 01130f2001 ((6,80242) 000 153 00 Cxfo Elecuo Optical Inc 3 714 79 0711212001 5,777 55 01/172001 (2 058 76) 000 384 00 Etifo Electro-Optical Inc 9 327 79 0711212001 17,248 55 01/182001 (7,925 16) 000 6800 Exfo Elcctro Optical Inc 1 65102 07222001 2,994 96 02J02/2001 (1,347 44) 000 12500 Ju niper Networks Inc 928049 02r222001 1446563 01/09/2001 (5 185 14) 000 1400 Juniper Networks lnc 107901 02R2f2001 182652 01/172001 (78711) 000 24700 Mercury Interactive Corp 1594779 02222001 1672670 011092001 (37891) 000 7000 McicwyInteractive Corp 1,77698 02222001 2,22618 01/112001 (28920) 000 M4rvcll 167 00 TcLhnolog¢5 3,912 12 07/772001 644854 0 1/31/2001 (7 036 42) 000 20300 Minonmse,lnc 9,28626 071222001 1589197 01/192001 (6,60571) 000 3100 Newport Corp 1,693 90 072772001 2 289 56 01/092001 (59566) 000 3)700 Openwsve Sysiuns Inc 0,276 77 022212001 21,177 35 01252001 (793696) 000 1400 Openwave Systems Inc 584 57 02/22R001 96602 0126/2001 (38145) 000 26600 IiaiionalSoftware Corp 9,82124 02/22/2001 12,087 31 01/1 U2001 (2,26607) 000 28100 Rational Software Coup 1037507 07127!2001 13,16923 0111712001 (2794 16) 000 800 Ilau0nal Software Corp 295 38 022711001 37991 01222001 (8453) 000 277 00 Sonus Netwo. l 8 102 91 02122R001 12,053 41 02/0112001 (3,950 50) 000 Diiehaits Capitol Management Tue.,dny App 1/ 9, 2002 10 17 07 Page 8 Gams and Loss Report front 01/01/2001 to 12/31/2001 fl ccuunt 06058058 -- NOVA ANU WESLEY WEST FOUNUf17'/ON Sale 1'unhax ItLahuJ Un .uuurliuJ Bond Il unu1 SLuu ilv D«innwm I'incuAs Unc CLo l !!!ILL r till b I mil Pnnnnm 6 Uiu,nm0 314 00 Tun,,Wa,nerTelecom 1971130 02222001 21 61692 01/112001 (2 20562) 000 16700 Comvusc Tu1111010gy 111s 12 77844 01172001 1B 776 53 01/1 SR001 (559809) 000 449 00 Gpii,1 One Financial Coil) 27,257 09 01127R001 2760228 01109/2001 (3 749 19) 000 62700 C iiadL Group 111s 5,88808 O2f27R001 8 54037 011260001 (2,652 29) 000 778 00 E ~~ I& Group Inc 7,106 10 02272001 I 1 277 16 01/79R001 (3,92806) 000 e1500 C11 L& Group lnt. 765757 02Q7RWI 1175717 01A1R001 (4100 L0) 000 100 EzfoEl Sale Purahdsi RlJI1GflI UIId111Uf11[l1I Build Qu,unilv SuunIVDescnnlion 14arecAt Uale Cost 11i Gtill ( I mil PI emiuml-Ihuu l1) 27800 Fl1aliliwwliCorp J28700 07/00001 J41912 02/15/2001 (17212) 000 39600 KLATeni017 C0rp(rai1Un 13,121 45 07/01R001 1826799 01/3N2001 (S146 54) 000 18600 KLA9LnwiC01paaiian 6,163 11 03100001 8,55077 02/02/2001 (2,78766) 000 22800 MciLuiylitieranIveCorp 11922 15 03i0112001 15,07080 01/098001 (7198 65) 000 12700 QmnnIesTransnauonal 2,72257 03/0112001 280948 01/718001 (48691) 000 100 Quintilealransnauonal 1829 07/018001 2194 0210IR001 (345) 000 27700 ItaiwnalSouwareCorp 931-179 03/018001 12,67804 01/1 V2001 (373125) 000 9500 SmanFomcPICSports ADR 339918 071011'2001 4,27602 01298001 (87684) 000 11400 5iwiiForcc Plc Sports ADR 407901 03/018001 4 994 51 07/152001 (91550) 000 15900 TmpWorldwide lnc 787725 03/012001 874812 01/11/2001 (91087) 000 1600 TmpWorldwide lnc 177947 07/01/2001 210707 01i12/2001 (73260) 000 1 33500 Sable Group Hldgs 51 01531 07/01/2001 54,951 11 01/098001 (7,936 00) 000 243 00 UTSinrcom Inc 4 283 09 03/012001 664347 07/018001 (2,160 78) 000 3700 An Technology Group Inc 8G7 70 03/0212001 1,464 45 0129M01 (59675) 000 57500 Ail IeLlinologyGroup lnc 12 311 93 07/07/2001 21 .612 73 01/712001 (9,70080) 000 56200 OMCSoftware lnt 1560196 07/0772001 1687416 01/18/2001 (127222) 000 14500 IlA1C Software Inc 4.02541 03/0212001 4,201 38 01120001 (175 97) 000 17400 OMCSoftware lnc 772004 03/078001 4,04094 01298001 (72090) 000 497 50 Business Objects S A Sp ADR 1927651 07/028001 26,525 43 02J0712001 (7,248 92) 000 40400 Gap hoc 9,2x517 03/018001 0,052 07 018772001 (1,806 84) 000 101800 I'aiainciiicTechnology Corp 1156847 03l0212001 16,492 21 01/17/2001 (49277) 000 10500 I'aiameiricTechnology Corp 1,193 21 03/078001 1,69678 01/18/2001 (50317) 000 43G 00 Rational Software Corp 17,11871 03/0212001 19,812 28 01/11!2001 (6,693 57) 000 20900 f111pW01 IJwWelnc 9!96041 03/02/2001 11,499 10 01/11/2001 (1,57869) 000 104 50 American Eagle Outfitters 2,77094 03l050001 792050 OIR912001 (1 149 56) 000 20400 AmLiicsn Eagle Outfitters 5 909 31 07/05/2001 7,924 57 01/712001 (2 515 26) 000 20850 A111eiicanFagleOuifiIEers 552867 03/051'2001 8,26689 02I0712001 (2,738 26) 000 4200 Amnican Eagle Owfumrs 1 11308 03/05/2001 1 637 70 077158001 (527 62) 000 77000 AitTeihnologyGroup lnc 8,40507 03/05/2001 14,64449 01292001 (6,23945) 000 15700 I1MCSoftware lnc 4,00690 03/058001 4,47718 0120001 (42628) 000 14000 UiovadCuipomiiun 577219 03/058001 6,16556 07P_2R001 (79717) 000 14000 IliovaJCmpormmn 5,77279 07/058001 647041 071282001 (1 09802) 000 48700 IlealilisoutliCorp 6,85921 03/052001 698659 011098001 (127 38) 000 211 00 111ovaiICorNOiation 810525 01/OGR001 7,70150 01/098001 70375 000 6800 lliovailCorpoiaiion 261212 03/06r2001 297470 028112001 (78258) 000 55700 EAicnJCd Slay America Inc 7 710 18 03/06f2001 1065290 02/ 15/2001 (2 942 72) 000 36700 IlealiliNeilnc 787178 07/002001 9,11995 01109/2001 (129717) 000 1,59700 HuhLSUwhCorp 21 84630 07/06R001 22 .759 99 01/0912001 (9069) 000 15300 1nvitiogenCorp 11,26807 03/06R001 909827 01/078001 216980 000 27900 falLOlslnc 1267777 07/060001 13!12559 01/078001 (1287 82) 000 30350 American Eagle Outfitters 8 098 32 07/078001 11,786 73 01898001 (328801) 000 20850 AMC, Iran Eagle Outfitters 5 563 43 07/078001 7 50948 0112 :8001 ( 1 946 05) 000 Diiehaus Capital Management Tuesday April 9, ?00? 10 17 07 Gains and Loss Report from Ol/01/2001 (0 12/31/2001 Page In Account 0(O5SOSS -- NEVA AND 4VGSLE}' WEST FOUNDATION SJII I'M 1111]1. IIIJIRIA UIIdI110fIILL1IVU111I 01, 111111 11U111IYDNUI111I1111 PfOIIUIS U-11 CSI 1) it, G.IIII(-IUSf) ~~Illlllll/pI-UIfLU1111II 19500 mogrn Inc 12G8032 07/07/2001 13,973 02 02/17/2001 (1,29270) 000 45700 [SwvadCmporuuon 17,39067 07/078001 16,534 50 01/0912001 85617 000 20900 Foi<~i Laboratories Inc 11,257 03 03/078001 12 575 19 01/098001 71784 000 55400 Health Neilnc 11,67067 03i07R001 17,76690 011091`2001 (21762)) 000 39700 Invitiogen Corp 27 172 69 07/078001 23,607 92 01/07/2001 7,524 77 000 1 04666 King Pliarnutcuuc215 Inc 28,797 41 07/072001 79 569 44 01/09/2001 (5,775 03) 000 6911 King Pharmaceuticals Inc 1,90740 07/078001 2,755 11 018917001 (447 71) 000 55700 Onvucaiclnt 11,12954 0310712001 12,77001 02/14R001 (1,60047) 000 17500 SEIInvestments Company 715877 07/078001 6,885 55 011098001 27722 000 251 00 T,val'haimaceuutal SpADR 1507861 07/07/2001 1586245 02/I5ROUI (82784) 000 29800 CytycCoiporauon 5,15019 07/058001 6,49609 01898001 (1,74590) 000 28500 CyiycCorporauon 4,92552 01/08/2001 679047 01/712001 (171995) 000 1 16400 ExpicsaScripulnc-CIA 4685715 07/088001 50,101 82 01/09RWI (3,24267) 000 1400 Snipisinc-CIA Express 56160 03/08!1001 63297 01/111200 1 (6937) 000 55900 IcAIl 1 Neilnc 1155057 07/082001 17,76690 01/0912001 (221673) 000 71800 LaboraioryCoipofAiMr HIJgs ?9,58622 03/088001 7009078 01/09/2001 (50456) 000 20900 Linear Technology Corp 9,61018 07/088001 10,277 12 03/068001 (66694) 000 41800 LiniarcHoldings lnc 11,529 10 03/0812001 1103869 01/098001 49041 000 W 150 SHI Investinems Company 6 130 36 07/08/2001 6,177 98 01/092001 (7 62) 000 2800 QrnaCoipowuon 1,89654 07/098001 2,091 61 O3/0(72001 (19507) 000 5600 GcnaCoiporauon 7,79707 07/098001 4,28960 011078001 (79653) 000 20600 Ebayliic 716121 03/098001 10,51094 018972001 (3,349 73) 000 18200 Expucss Scripts Inc CI A 7 417 78 07/098001 7,873 79 01/098001 (419 81) 000 8500 KLATencurCoiporanon 7,54660 03/090001 3,90761 02/07/2001 (361 01) 000 7500 KLA leucorCoiporation 7,129 35 03/0912001 3,42320 07115R00 1 (29785) 000 26900 Linear Technology Cui7) 918894 07/09(2001 1027712 07/0771001 (1088 18) 000 30800 Linum Holdings Inc 9,63960 07/098001 971827 UI/U7R001 (7867) 000 12300 SCI Investments Company 4,775 94 0310912001 4 879 56 01/098001 (10362) 000 W 6 SinniiFoicePlcSponsADR 20379 07/098001 26287 077158001 (59E8) 000 21400 QcnaCuiporaiion 1276940 03/17!2001 15,173 58 01/098001 (2,804 18) 000 16000 QcnaCorporaiion 1040.117 07/128001 1344607 07/06/1001 (309190) 000 13900 CxicnJtdStay America lnc 187849 03/178001 2,65844 02/1512001 (77995) 000 13900 Extended Stay Ameiicu Inc 1,878 49 07/1712001 2,605 87 02/16R001 (727 38) 000 .2100 Exte nded Stay Ameiicalnc 298667 03/12/2001 362440 02122/2001 (67773) 000 139 Oil f'oiuiLrboraioitalnc 8,71068 07/12/`2001 8,37680 01/098001 (2612) 000 9400 Health Nei Inc 179967 01/1712001 2 775 90 01/098001 (53623) 000 20600 Health Net Inc 3,94396 07/128001 4 871 80 02/0712001 (927 84) 000 122 00 Alicromuse, Inc 4 206 55 07/128001 9,321 25 01/198001 (S 11470) 000 19200 Almmnmsc Inc 662015 01/128001 13 91516 0112712001 (729501) 000 X700 M1ciomuse Inc 1,82744 O)/122001 2,27866 03/0672001 (45122) 000 14600 SEIInvestments Company 5,78527 03/12/2001 574452 017078001 (35929) 000 132 W SCIInvesunenaCompany 486884 03/17/20UI 5,13891 01218001 (27007) 000 Uj whaus Capital Management 7 uesdriy Apt 1 9, ?00? 10 /7 07 Gains and Loss Report from 0]/01/2001 to 12/31/2001 Page 11 Account O6058058 -- NEVA AND WESLEY VYES%' FOUNDrITION Sit, Part It 151. Riahird UnintorliLi.d Bond 01 1 1111 .1, Siiw lit, Descnullon ProueJS D_li LO S1 1) hit Gain ( I assl 1'ruwum 6 Piseminl) 1700 SmaliFouePIcSports ADR 604 14 03/122001 79257 01/278001 (18879) 000 9200 SmaiiFuicePICSpans ADR 2,925)0 03/178001 797723 OIR512001 (105197) 000 61 00 Smaiif'oiccPIcSpans ADR 197960 07/1111001 2,67250 02/158001 (77290) 000 20800 TaIWislnL 940844 03/1771001 1078180 01/092001 (977 76) 000 17900 TinpWOiIdwiJelne 573807 03112120UI 7,W772 01/112001 (220969) 000 20907 Cabot Microelectronics Corp 10.44 173 07117/2001 2006701 011152001 (962528) 000 13800 Cabot Microelectronics Corp 4,89454 031178001 1287162 02/16/1001 (594008) 000 21W Cabal MicioeltcvonicsCorp 1,01917 03/132001 1,87865 07/2712001 (82948) 000 5600 Extended Stay America lnc 73863 031172001 91840 01/278001 (17977) 000 7300 Flealih Nee Inc 1 905 52 03/172001 1,72641 07/078001 (32089) 000 5500 SEIIiivcsiintnisCompany 1,98729 07/17/2001 2,14121 01838001 (15392) 000 22900 UTSiaicomlnc 3,50246 03/178001 6,26072 07/01/2001 (2758 26) 000 20900 ApdLheCaip 1106992 01/148001 1189728 01/098001 (82776) 000 6200 Cdbot MinoelecUOnits Corp 291939 07/148001 5,54648 078712001 (262709) 000 323 00 Ccnicx Col p 12 52623 031148001 12 .06405 01/098001 962 18 000 9900 CeumxCmp 1,81971 03/14/2001 4 341 69 071078001 (50278) 000 11100 rates( Laboratories Inc 6 317 07 07/14/2001 665745 01i0912001 (744 78) 000 17100 KLA lencorCorporation 5,776 13 03/198001 597919 01158001 (20706) 000 1700 KLATcncorCorporation 83776 03/118001 85788 03/0611001 (1612) 000 15500 Micio.nusc Inc 606727 01/198001 664799 03/068001 (59476) 000 .78 00 Nabuisliidusiiieslnc 1581205 03/142001 15,85990 0110912001 (4785) 000 27200 Reebok Inlet national Lid 6,71671 03/148001 8,48441 02/098001 (2 16770) 000 11300 Reebok International Ud 7,26887 03/142001 982987 02/138001 (2,56096) 000 1800 SCIInvuUnenuCompany 645 97 031142001 70076 01878001 (5479) 000 7000 TaIlwtshnc 3046 12 07/14RW1 3,49788 01/U912001 (44776) 000 71400 UTSt ucoin lnc 487841 07/1a2001 9,12088 01/318001 (924247) 000 77 00 U fS(ai,om Inc 482 17 03/14RW 1 929 59 01/018001 (147 77) 000 41700 NaboisIndustries lnc 2272a72 03/15/2001 23,789 85 01/09/2001 (106557) 000 690() SEI Invesunenu Company 2 442 51 03/158001 2 .68625 01218001 (247 74) 000 700 Cabot Microelectronics Corp 1 15287 03/162001 2504 86 02f27P001 (1,35201) 000 7100 CaboiMinoclecuonicsCorp ?92324 03/1012001 4,948 40 07/068001 (2,025 16) 000 11500 Cabot nlsweleawnas Corp 4,774 87 03/10d2001 840203 03107/2001 (366720) 000 28100 CSXCap 810750 03/1612001 9,26697 071272001 (115943) 000 54700 Intuit Inc 15,47449 07/168001 2570077 07/078001 (9,825 99) 000 27800 Intuit lnL 7,922 46 07/1112001 1191621 07/1712001 (4,01775) 000 1) W Iniuii Inc 37047 03/168001 55199 03/14/2001 (181 52) 000 2i700 KLA frncorCoipoiaiion 9;18778 03/1612001 116)971 03/0CJ2W1 (165776) 000 5900 KLATencorCoipolaiion 227778 01/16(2001 2,6-4091 03/072001 (76675) 000 ?7200 NabursIndustries lnc 14,791 19 07/162001 15,51760 01/09/2001 (72641) 000 13900 Precision Drilling Corp 5,039 14 03/1612001 599066 01098001 (751 52) 000 13900 I'MisionDrilling Corp 103914 07/16/2001 627531 01/078001 (1 .236 17) 000 55700 AuioJcsklnc 1668510 07/192001 2219996 07/078001 (5,514 86) 000 Driehaus Capital Management Tuesday April 9, 2002 10 17 041 Page Gains and loss Report from 01/01/2001 !U 12/31/2001 1 .1 Account 06058058 -- NEVA AND VYESLE}' 1YEST FOUNDATION Sale i'urthdsc Realized Uneumruud Bond On uim, S,urcnr Duinnuon Procuds La Cs1 UIC G nn ( I Ass) 1!rxnuum b Unuumll so UU AwaJi,Aln, 147776 03/19/2001 176677 03i142001 (26901) 000 4 UU Micmeleeuomcs Cabot Coil, 160 22 03/198001 253 81 03/0112001 (97 59) 000 136 00 Cabot Mhcroclecvomcs Cai p 5,447 42 07/178001 9478 67 03/0(l2001 (403121 ) 000 11200 I I 8 R Block Inc 2 778 88 03/198001 2,878 66 03/028001 (5978) 000 556 00 Block Ii 3 ft lilt 17 795 17 03i192001 14 448 69 03107R001 (657 52) 000 1800 lout>ioisPhil Srvts 109x85 07/192001 118891 01/098001 (9406) 000 In,esiuis 136 00 1inl Si vcs 8 272 27 07/198001 1085026 02/02f20 0i (2 578 03) 000 208 UO Inwu 6a 621167 03/198001 8,83 1 87 03/ 142001 (262020) 000 22600 Reebok lniemaiionalLid 577098 07/192001 711194 07/098001 (178096) 000 17900 SIiawCiouplnc 6,032 39 07/192001 771410 03/078001 (128171) 000 2800 Shaw Giouplnt 1,21516 03/198001 1,46261 03/15/2001 (24745) 000 27800 SnuitfurcePIcSports ADR 898009 07/192001 11,59596 01878001 (2,615 87) 000 8000 7inp\VOiIdwiJclnc 712489 07/198001 4,40157 01/118001 (127668) 000 17000 Reebok International LW 447600 0312V1001 5,92661 07109/2001 (1,E3061) 000 32500 Apollo Group lnc CI A 1016914 0321l1001 12,678 35 02/088001 (250921) 000 71300 13cigcnllrunswigCorp CI A 1407780 0)/218001 1817902 02/078001 (4 10122) 000 11300 C.yiyc Corporation 1,777 75 03/2 U2001 2,777 44 0180001 (64009) 000 19100 CyiycCmporauon 297658 03f2 112001 416)60 01898001 (122702) 000 6700 Elccuon¢ Arts Inc 7 289 78 0312112001 347772 027178001 (193 74) 000 21000 f.lecuonicArulnc 1029431 0312112001 11,02458 031011'2001 (77027) 000 15900 Into,[ Lm 4 597 70 03R12001 6,67646 07/13Q001 (2,07876) 000 )700 Into][ Inc 164823 03RIR001 242027 03/168001 (7720.1) 000 16600 LiboiuwiyCorp ofAmer Hldgs 9,98010 07818001 11,949 93 01/098001 (1,96987) 000 17900 NaLoisIndustries lnc 767078 03RIR001 792995 01/092001 (29917) 000 1000 Sinai tForcePIcSpansADR 26776 03R1l2001 4112 01272001 (14976) 000 29500 SinaiiFOrccPlcSpansADR 656016 03(218001 987827 01/]12001 (31278 11) 000 126 00 SnuitForce Plc Spons ADR 3 377 80 03818001 501304 07/078001 ( 1639 24) 000 8400 Uiogcnlnc 4,51599 038112001 601915 07/1312001 (150116) 000 6900 fliogcn Inc 370956 03Q7R001 4,886 92 02128Q001 ( I 177 36) 000 8200 Laboiami y Corp of Amer HIUgs 4 369 09 03828001 590298 01/0912001 (1 53390) 000 6200 ApuIlaCiouplnc CI A 207298 0187/1001 279507 07/078001 (32209) 000 7100 ApUI1uG0uplnL -CI a 24)077 03123R001 284775 02/0812001 (40698) 000 142 U0 Apollo Group hnc -CI A 474780 03872001 5,421 15 03/072WI (67335) 000 48200 Bergen Orunswig Corp CI A 7,208 79 032)8001 9,597 25 071U7R001 (238846) 000 7700 DeigenlliunswigCorp CI A 109179 07232001 1,42978 02/08R001 (73799) 000 20900 AES Corporation 9,72672 07868001 12,018 65 077228001 (2 271 93) 000 27900 ApaclieCorp 1659027 0126/2001 18,546 53 01/098001 (1,95630) 000 4700 Apollo Croup lnc-CIA 146)24 07262001 1,64227 07/158001 (17499) 000 27100 Apollo Giouplnc CI A 917022 01862001 1049870 07/072001 (1,328 48) 000 .7500 UeigenOrunswigCorp -CIA 4126)7 UlR62001 578615 02/08/2001 (125978) 000 27700 Bergen fliunswigCorp CI A 4 15632 07862001 496762 02R2R001 (80724) 000 555 00 CammarA RX Inc 693293 03RG200I 7 825 50 07838001 (89257) 000 Diiehaus Capital Management Tuesday April 9, 2002 /0 !7 07 Guars and Logs Report front OI/01/2007 !0 12/31/2001 Page 13 Account 06058058 -- NEVA AND WESLEY YVEST FOUNDATION Sdl, PIIfIIId]t IIIdIILLJ UIId111UIIILl1I Bond 111111111 til111f11YDffCfllllWll PrIICll1I\ Dll r-51 DIf Ctill (" IOSS) Pr' In lplll(-UISWIIIIfI 141 DO csxculp 418701 03/260001 4 531 94 02/22/2001 p4493) 000 4200 LOG 14,uwtts Inc 1 819 94 03/2612001 2 0.47 51 0710712001 (227 GO) 000 Ih)W COl~I2uumL11 LU 7,21645 07R92001 8 42713 03/09R001 (1 18668) 000 R) I)() fl.JkianJDepartment Siores 412 93 W2(J2001 44071 OJU7/2001 (2778) 000 14000 feduaicJDepartment Stoics 578102 O3R(J:001 653057 02f-)7R001 (74955) 000 209 W FeJemied Dcpaiunent Stoics 8 67024 03R6J2001 10043 06 07/2812001 (1,412 82) 000 19500 fedeiamdDepartment Stoics 8,05]14 03R62001 7,46749 07/078001 ( 1,417 35) 000 12200 hnnmrsFnISrvts 689769 03R612001 8,058 14 01/092001 (1,164 45) 000 164 00 LabauioryCorpofAmer Hldgs 9,464 82 Ol292001 11,80595 011098001 (2,741 13) 000 13900 Nabms Industries Inc 7 874 97 03126/2001 792995 01/092001 (54 98) 000 I00 NunhmpGmmminCorp 8652 0)!2171001 8905 03/1912001 (257) 000 14000 NuiOuopGiwmntnCorp 1211299 UlR61200 l 1267559 07120U2001 (56260) 000 28000 SuuiliTi use Cola 5 954 22 03R6t2001 6.38344 07/078001 (42922) 000 27700 f1XCompanies lnc 8,G7928 03R6R001 9,00097 07/272001 (321 65) 000 2500 XL Capital Lid CI A 1,737 70 03126R001 1 94444 07117/2001 (207 14) 000 20900 X L Capital Lid Cl A 1a 527 84 0726/1001 16,817 54 0J/01/:001 (2293 70) 000 11900 Apat,heCorp 8,13804 03878001 9,24003 01/098001 (1,101 99) 000 400 (,eianarkRXlnt 49 36 07/272001 5640 01832001 (709) 000 27400 Ca,cmaiA ttX Inc 3,38085 03878001 3,862 55 02888001 (48170) 000 69080 Fidelity National Fin] Inc 1592667 07878001 22,401 76 01/09R001 (6,475 09) 000 277W InvemoisFi111 Sivcs 15,31802 03878001 18,295 93 01/098001 (297791) 000 14000 LaUaatoryCorp o(Amer Hldgs 788432 0727R001 1007825 01/07/2001 (2,193 93) 000 13900 T1X Companies Inc 4 201 92 07/272001 4,448 72 07868001 (24680) 000 8300 XL Capital Lid CI A 5,771 72 07/272001 6,455 55 07J13R001 (687 83) 000 13900 Bwg Sale 1'unhase ItiaLeeJ UnanmnitcJ Bond flu u,lnt Siuu ilv Dixrmlion I'rncudi n i. C~1 D1r f. nn 1- I mil I'runmm ( UunmnO 0U 00 Seinmc11 Coip 7 285 70 09/011'2001 4 431 99 03123R001 (I 145 79) 000 119 00 Snniech Corp 300768 04/011'2001 4,04699 03R7R001 (1 039 71) 000 2200 TimbeilandCompany -CI A 1,01724 04/01R001 1,90672 02/0812001 (79308) 000 11800 TiinbeilandCompany -CI A 5 43463 04/03!2001 7,42989 02/12R001 (1,99526) 000 21200 WeysGroup lnc 1145525 04/0412001 14,168 88 071052001 (2,71363) 000 9800 Oiays Croup Inc 4,45 82 0.1/Q72001 5040 18 03/078001 (585 76) 000 86 00 Cabot Microelecvonits Corp 7,471 92 Q4/04R001 5,337 92 0228!1001 (1,906 00) 000 135 00 Cabot Msroelecvomcs Corp 5 387 32 04/042001 8566 17 03/028001 (3 178 85) 000 276 00 COG Itcsowces Inc 9,02759 0.11048001 1I 505 21 03107R001 (2,477 62) 000 4800 Reebok International Lid 1 136 1I 01/048001 1 49725 02/092001 (361 14) 000 14900 Reebok International Ltd 352666 04/048001 0,55214 02/1112001 (102548) 000 68 00 A ES Corporation 291962 04/058001 7,910 37 018712001 (99075) 000 2900 AESCorporation 124513 W/058001 1,69959 07/078001 (40446) 000 9700 moKrn Inc 5 487 59 04/058001 6764 19 07122/2001 (1 27660) 000 200 ulo8en inc 113 15 04i05n001 tai e5 0212812001 (2850) 000 40 00 uogrn inc 2 262 92 01/058001 277844 07/0711001 (515 52) 000 3300 Concord EFS Inc 1 277 05 04/058001 1 61051) 03/028001 (773 54) 000 I81 00 Concord F.FS Inc 6,785 01 0.1/05/2001 8 927 72 03/052001 (2 138 71) 000 13900 InvcsimsFinl$ivts 768944 07/05/2001 918099 01/098001 (149155) 000 6000 Reebok lmcmanonalLid 145851 04/05/2001 187708 U2/12RWI (374 57) 000 2000 Reebok International LW 486 17 0.7/058001 60906 02/148001 (12289) 000 I uU IMS Health Inc 2J 53 09/052001 26 92 01/09nW 1 (2 39) 000 20800 IMS Ilcalih Inc 5 10320 04I05R001 5 632 35 03/158001 (52'1 15) 000 125 W Sigm i AWndh 5 927 14 O41052001 595704 07878001 (32 90) 000 S4 UU J~miLJi Coip 2 171 27 04/058001 2,85670 01872001 (665 97) 0 UO 46800 UTSiaicoinluc 6,16480 04/052001 12408 65 01/118001 (6,243 85) 000 166 00 UTSiaicom Inc 2 186 66 0.1/052001 4,784 27 01/028001 (2,177 63) 000 2800 CalpmeCorporauon 172657 04/068001 1,471 40 OlR0(2001 (10487) 000 i i i ou cllipine Corporation 5 25973 0.1/068001 5,915 97 0788n001 (657 24) 000 19000 CeniexCoip 7,05075 04/OG/2001 709650 01/092001 (4215) 000 27800 LcnnarCorp 1077514 04/068001 11,987 17 07888001 (1,61207) 000 20800 MuawCurp 6,17028 09/068001 666205 0!8(72001 (57177) 000 27700 A11rantCorp 822281 0106/2001 9,16614 03R712001 (1,12]31) 000 13900 NItG Energy Inc 4 141 52 Q7/O62001 4 708 21 03878001 (566 69) 000 12600 CaIpinc corporation 5,95689 071098001 6,05364 07/072001 (9675) 000 15700 CaIpmeComoianon 718609 04109R0U1 7,77045 0720Q001 (584 36) 000 6700 hLrantCoip 199159 0.5/098001 207987 07212001 (8828) 000 bO00 Milan[ Corp 1090785 09/098001 1121019 WR6lL001 (806 34) 000 20800 NRG Energy Inc 6391 97 04N9/2001 6,874 30 OlR012001 (44236) 000 70UU NI1CGaeigyliic 2 151 11 04/092001 277101 07/27/2001 (21091) 000 20400 T1XCompanies lnc 6,01682 0.1/1012001 672185 02812001 (70503) 000 71 00 fix Companies Inc 2 053 82 Q4/108001 2,272 37 078171001 (218 55) 000 Diielians Capitol Management Tuesday April 9, 2002 10 17 07 Page 15 Gains and Lass Kepor! from DI/OI/2001 !0 12/31/2001 Account. 06058058 -- NEVA AND WESLEY YVEST FOUNUAT'/ON Sale 1'unhau Ilcahead Undworli«J Bond Oil uvm SuunIVUescturtion I'ion¢ds DAL -co-, 1) lie Gain (-lo}c) 1'renuum(-Disc ounuult 11000 AESCoapoiauon 521443 04/111`2001 625708 07/07/2001 (1 04265) 000 .2500 CeniexCorp 857007 00/IIR001 890175 01/098001 16628 000 20900 Fluoi Corp (new) 8 78495 04/1 1/2001 946977 07/068001 (684 82) 000 27900 Reebok International UO 6,74038 07/118001 849639 02i1412001 (175601) 000 11700 Tiinbciland A Company -CI 587788 .1/1180010 7.155 38 021091`2001 (171750) 000 2200 Timbciland Company CI A 109772 0.4/118001 1,7852) 02/12/2001 (28751) 000 208 00 T1X Companies Inc 5 81667 04/1 Ii2001 6,273 99 02J222001 (417 72) 000 7000 T1XCompanies inc 1,95757 07/118001 2,12755 071278001 (17002) 000 7100 Abcruom6ie R Fuch A Co - C1 2,172 19 04/1212001 2,09772 07/098001 3447 000 154 00 Abe1uombmSFiichCo C1 A 467476 02178001 4,64256 02t 1212001 (1780) 000 19400 AbnuomLlt x Frtth Co C1 A 5 82599 07/1712001 6461 29 07/198001 (63530) 000 27700 Abeicmmb¢dFimhCo-CI A 8 318 56 04/12f2001 9,68694 07RQ2001 (1768)8) 000 13900 AbcrcromUne3FlchCo CI A 417429 0.1/17J2001 4,72590 07218001 (55161) 000 4U8 00 FeJciaied Department Stoics 15 878 82 0.1/17/2001 17 981 17 02/09/2001 (2 102 31) 000 20800 Fedciaicd Department Stores 809509 04/12/2001 8,989 14 0211211001 (89405) 000 27900 Jones AppyeIGroup lnc 9,71652 01/1712WI 1078260 011182001 (1 04608) 000 68 00 Polo Ralph Lauren Corp 1,641 40 04/128001 2,01722 0211712001 (775 82) 000 22W funbcdandCo111pany CI A 10244a 0.1/12RWI 1,77566 02098001 (32102) 000 9100 Timbeiland Company C1 A 4,)7715 01/11/2001 491144 03818001 (57429) 000 27800 T1X Companies Inc 7 808 94 04/1212W I 8 331 97 0782/2001 (52303) 000 27800 WdhaimSonomalnc 6,94074 01112f2001 8,27000 03/15RWI (128766) 000 200 Polo Ralph Marco Corp 49 87 04/161"2001 59 72 02/15f2001 (1445) 000 20900 Polo Ralph LamcnCoip 468903 04/I6RW1 6,19999 0212212001 (151096) 000 277W lion Mountain lnt 823971 04/178001 990122 03106Q001 (166191) 000 42 00 bonMountain lnc 146017 0-1/17/2001 1,74590 03/078001 (]8577) 000 11900 Reebok Iinernaiional Lid 2,787 79 01/178001 3,627 91 02/148001 (876 12) 000 277W IteeboAInternational Ud 6,78922 04/178001 7,77630 0787/2001 (1,287 08) 000 70700 S)nopsyslnc 952394 04/178001 12,671 34 07/072001 (3 .14740) 000 17800 AmbatFinancial Group lnc 15,80675 07/1811001 1690277 02148001 (109562) 000 27800 AinbacFinancial Croup lnc 15,80675 04/188001 16,497 02 07152001 (69027) 000 1100 AmbacFinancial Group lnc 1,76262 03/158001 176861 03/01/2001 (599) 000 251 00 Ambac Financial Group Inc 14,271 56 01/188001 14,987 52 03/068001 (71296) 000 139 00 AmLdc Financial Group Inc 7 903 77 01/188001 8324 72 07/078001 (42095) 000 47300 Ccnma Cal p 18 064 1I 0.1/188001 17 666 55 01/098001 397 56 0 pp 41900 Fluor Crap (new) 18 872 57 04/188001 18,801 97 03/058001 71 10 000 92070 Fidelity National Fiat Inc 17,85462 04/158001 29,857 13 01/098001 (1200251) 000 214 U0 honMountain inc 7,68550 04/158001 877712 07/05/2D01 0 08767) 000 7800 lion Mountain lnc 1,76472 0.7/158001 157967 03/078001 (21491) 000 14000 Jones Apparel Group Inc 5 298 93 04/1BR001 541062 02888001 (111 69) 000 17900 Jones Apparel Group lnc 526108 04i18R001 527540 03818001 (1472) p pp 1700 Sigma Aldnch 80081 04/182001 775 61 07/198001 2520 000 1400 SignnAlduth 65949 04/158001 667 19 07878001 (770) 000 f Di iehaus Capital Management Tuesday April 9, 2002 10 17 OT Pcige 16 Gains and Loss Reportfrom 0110112001 to 1213112001 Aecount 06058058 -- NEVA AND WESLEY WEST FOUNDATION SAC Pur(.11~1. Realized unamol tried Bond 011 .111,1 41CL Ii I I IV Descri I)[ i oil PrOCCL(IS UaLL Cost 1) NIL C.1111 I. I oss PILinninif Discoi,ni 17900 Ainbac Financial Group Inc 10 12290 04119/2001 1021231 03/0212001 (89 41) 000 13900 A bercrumbie & Fitch Co Cl A 4 37682 04/191'21501 4.10681 02io9fzoo 1 27001 000 2(y) 00 Apache Coil) 1248904 04/1912001 13,893 28 0 1/091`2001 (1 .404 24) 000 21000 B."Brift I11L 5 45658 04119t-)001 5695 27 03/051`2001 (238 69) 000 208 50 11.011111 lHL ~ 417 60 0411912001 5,685 74 0311412001 (268 14) 000 2W 00 BLIP1111II1011 i1cwurces lite 962499 04/19f2001 10502 35 03/0712001 (877 46) 000 131) ou Deyon Energy Corporation 7 695 17 04/191"2001 9073 74 03/091`2001 (1 379 57) 000 25300 l'idLliiy National Fird Inc 5 28876 04119f2001 8,20447 01/09(2001 (2,91571) 000 232 10 FLdCttiy National Pard Inc 4 851 86 04119/2001 7 227 02 0 1/ 1 7f200I (2.375 16) 000 229 90 r,dClLiy National Fid file 4805 87 0411912001 6681 23 03107/2001 (1 875 36) 000 2900 lion Mountain Inc 1 00338 04/191'2001 1 .14789 03/05f200I (144 51) 000 9700 lion Mountain Inc 3,47599 04119f200I 386078 03/12f200I (384 80) 000 1500 lion Mountain Inc 537 52 04/19f2001 553 78 0312G(2001 (1626) 000 5)7 33 King Pharinacculicals Inc 16,87070 04/191`2001 18,407 67 0 I/09f2001 (1,53697) 000 209 00 Mitchell Energy & Development 10,413 53 041191`2001 11 93001 01/09/2001 (1 516 48) 000 181 00 hulyinac Mortgage Holdings 4,60085 04/1912001 5 17642 03t-26(2001 (575 57) 000 22400 lad)mac Mortgage Holdings 5,693 86 0411912001 647024 03127/2001 (77638) 000 13900 llidyLnac Mortgage Holdings 3,533 25 04119/2001 3.97928 03/29/2001 (44603) 000 6500 PieCLS.011 DIIIIIAg Corp 2483 18 04/1912001 2 801 39 0210912001 (318 21) 000 36300 IMS I lealth Inc 9 855 74 04/19f2001 977240 01/09/2001 83 34 000 6200 Signia Aldrich 2811 40 04/I9f200I 2,828 70 03/191'2001 (17 30) 000 20900 Va.co International Inc 3971 05 04/19fZ001 5,20784 03/07/2001 (1,23679) 000 13000 XL Cjl)itjl LEd Cl A 9,45044 04/19f2001 9,623 67 01/0912001 (173 23) 000 900 XL C~V.ial Ltd Cl A 65426 04/19/2001 70000 02J 131200 1 (45 74) 000 8400 IDEC Pharmaceuticals Corp 396085 OV20,2001 4,36850 04/171'2001 (40765) 000 19500 IDEC PhaHWCCU11C3IS CUIT) 9 194 82 040012001 10,232 80 0411 V2001 (103798) 000 71 00 110 .1 mountain Inc 2 537 08 04f-)MG01 261836 03119f-200 1 (8128) 000 54 00 110 .1 MUUIItJLLI Inc 1 92961 GV20f2001 1,993 59 03120/2001 (6398) 000 11200 Mitchell Energy & Development 5 704 24 04r)CV2001 6393 12 01/09/2001 (688 88) 000 83 00 ludyinac Mortgage Holdings 208050 04120r2001 2 373 72 0312(V2001 (293 22) 000 75 00 Piecision Drilling Corp 2 854 80 041'2012001 3 232 37 02/090001 (377 57) 000 6900 VILC1,10L, Drilling Corp 262641 OV20/2001 2 948 97 02f2812001 (322 56) 000 69900 Capmone Turbine Corp 17 933 25 04f2312001 22,763 73 03/2612001 (4 83048) 000 54800 Capsione Tuilaine Corp 1407940 04f23f200I 18 16773 OV271`2001 (4,088 33) 000 13900 Capmune Turbine Corp 3 57123 041'2312001 4,565 73 04/171`2001 (994 50) 000 14000 CSX Corp 4,59001 04123f2DOI 4,49980 02122f200I 9021 000 9800 Nwilijup GIL111111LIn Call) 8 736 13 04f23/2UOI 8 72063 03/19f2001 950 000 15200 B I S Wholesale Club Inc 644505 0412412001 7,07887 02/28f2001 (633 82) 000 )2700 B J S Wholesale Club Inc 5.38501 OVW-2001 591566 03/15f2001 (53065) 000 6200 Capsione Turbine Corp 1 601 16 04)"241`2001 2021 99 03f26f200I (42083) 000 10500 Capsione Turbine Corp 2,711 64 0412412001 3 195 39 04/1112001 (483 75) 000 531 00 Calwone Turbine Corp 13 713 14 04/24/2001 1706570 04/1812001 (3 35256) 000 Di teliatis Capital Allanagentent Tuesday April 9, 2002 10 17 07 Page 17 Gains and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sal, Purchase ReallLed Unaniorlized Bond onan I I IN Descrinilml l1roceLd 1) Ite Lo sl D 11i. G 1111 (- I aw Prenou'll I- Diwouill 181 00 NoiihwpGjunimanCoip 15 901 56 04f24f200I 16 117 54 03/19f2001 (21598) 000 21000 BMC software Inc 464880 GV2512001 5,489 80 0411 lr-)001 (841 00) 000 48800 BMC Softwaic Inc 1090293 04/25/2001 12.834 50 04/17POOl (2,031 57) 000 41800 UNIC Softwale Inc 9 253 33 04/25/2001 12 346 42 04/1812001 (309309) 000 27900 Computer Asswates Intl Inc 9 471 59 OV25,`2001 1020041 041 1 af200I (72882) 000 11200 Ioicsi Labomiones Inc 6.52969 04125)'2001 6.71742 01109/2001 (187 73) 000 13900 Cliahicr Conununicahons Inc A 2.905 00 041'260001 3,16627 01/1012001 (26127) 000 20200 C.ilistone Tuibine Corp 5412 10 O4f26/2001 603360 03f-)312001 (621 50) 000 7700 Capsioric Turbine Corp 2,06303 042612001 2 343 29 0411112001 (28026) 000 11600 Finest Labinatories Inc 6 725 40 041`2612001 6,957 33 01/09)'2001 (23193) 000 278 00 Wmn Dixie Stores Inc 8,49923 04/26(2001 8,36947 04/041'2001 129 76 000 200 Wmn DiAte Stores Inc 61 15 04/26(2001 6020 (A/09/200 1 0 95 000 13900 Winn Dixie Stores Inc 4 24962 04/2W001 4220 17 04/1012001 2945 000 64 00 Cipstotic Turbine Corp 1 661 88 04127f2001 1,80529 03f22n UOi (143 41) 000 2 1 :100 Cipshme Turbine Corp 5 582 86 04f27f200l 6,421 90 03123f200I (83904) 000 9300 X L Capital Lid Cl A 6,45400 04f27f200I 6,88462 01/09/2001 (43062) 000 9800 Apache Coip 6,31881 04/31)V2001 6514 55 01/09f2001 (19574) 000 3U6 00 BMC Softwue Inc 7 .24038 04/30f2001 7,99942 0411 If200I (75904) 000 13900 Computer Asswates [oil Inc 4,36608 041300001 4 583 04 04/171'2001 (21696) 000 418 00 Computer ASSM131CS [nil Inc 13 12965 0413W001 15.282 33 0411SPOOl (2 15268) 000 1800 CUIN.01k] CFS Inc 84057 04/30/2001 76042 02/2212001 so 15 000 5200 Concord CFS Inc 2,428 32 04/3012001 2,537 91 03102J2001 (10959) 000 13900 Con,ord CFS Ini. 6491 08 0413W2001 6,308 83 03/14/2001 182 25 000 13800 DCV00 FIILF&y C01POfallian 9 204 14 0413W-00I 8 885 17 03/08n00 1 (68103) 000 1 00 DcYon ELICrgy CO[POI211011 5945 0413(V2001 6528 03/091'2001 (5 83) 000 13900 L-3 Communications Hidgs Inc 10874 48 0413012001 12,49022 03/0712001 (1,615 74) 000 41700 Mdssey Energy Company 9,30446 04/30(2DO 1 9,578 57 03128/2001 (274 11) 000 41900 Massey Energy Company 9,34908 0413(V2001 10,14407 04/10f2001 (79499) 000 ?79 00 Massey Energy Company 6.22528 04/3Gn()0I 700382 04/17f2001 (778 54) 000 6800 1,010 Ralph Uurcn Corp 1 79397 04/300001 201673 02115r-1001 (22276) 000 1500 Polo Ralph Lainen Corp 39573 04130POOl 44464 02/160001 (4891) 000 14900 Snuthfield Foods Inc 5 23809 04130/2001 5,653 10 03129POO 1 (41501) 000 11100 shaly Gloup Inc 6.468 50 04/30/2001 6,28460 04/1212001 18390 000 2800 Shaw Gloup Inc 1,631 69 04130f200I 1,64660 MU2001 (1491) 000 11400 Apache Corp 7 133 80 051011`2001 7 578 15 011W12001 (44435) 000 21000 ApolloGIOL11) Inc CI A 6 6 10 59 05/01/2001 7,837 9 1 02/15/2001 (1 227 32) 000 57 00 B I S Wholesale Club Inc 2,534 45 05/01/2001 2 654 58 02f2&12001 (120 13) 000 15300 B I S Wholesale Club Inc 6,80299 05101r-1001 7023 45 03/14r2001 (22046) 000 5100 Bminct Inc 1,435 85 05101f2001 1 336 84 03102f200I 9901 000 115 50 Bionirt Inc 3 251 78 05101f2001 3 13240 03105t200I 119 38 000 43 50 Blonlet Inc 1 224 70 0510112001 1 156 71 0310612001 6799 000 13900 Bujillighon Resources Inc 647962 05/01/2001 6461 53 OY21/2001 17 09 000 Di, iehaus Capitol Managetnew Tuesday April 9, 2002 10 17W Page ;S Gains and Loss Reportfroin 0110112001 lo 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION SAIC Purchase R.JI1ZLd UninnorlILLd Bund 011.111111 i3LC1111jV Description PrOCMI L .1-1 C COSI 1~aL G-on f- I os') PrUldnin D11COU111 11200 Builington Resources Inc 5,22011) 0510IT2001 5,234 51 0411112001 (14 32) 000 2790() CUMIAller Associates Intl Inc 8712 95 05101[2001 9,19905 04117f2001 (486 10) 000 182 W Concord EFS Inc 8,30008 05101/2001 7 138 50 0110912001 1 .161 58 000 6500 COM01d EFS Inc 296432 05101)"2001 2,745 98 02[2212001 21834 000 11800 Devon I:jieigy Corporation 8.021 64 05/0 If200I 8 767 29 03107f200I (74565) 000 200 D~%on Cnugy Coalmi mon 11626 05101[2001 12877 03/0a/2001 (12 51) 000 11400 BIOLI, 11 & R Inc 3,05933 051011`2001 2,84484 03101/2001 21449 000 16600 Block 11 & R Inc 445482 05/01/2001 4,15668 03MV2001 298 14 000 1900 Oi .on Power Holdings 1,13962 05101f)()Ol 1,19804 03127/2001 (5942) 000 27900 Oj ion Power Holdings 9 15266 9,93405 03128/2001 (781 39) 000 9800 01 ion Power Holdings 2,86366 05101/2001 3,261 51 04f27f200I (397 85) 000 10200 Polo Ralph Lauien Con p 2,67822 05/01/2001 3,00072 0211V2001 (32250) ow 11000 Poto Ralph Lzurtn Corp 2 888 28 05/0112001 326069 02M612001 (37241) 000 11 00 Sinalifield Foods Inc 38065 05/01f2001 40349 03f-6f200I (2284) 000 13900 Sninlifield Foods Inc 4 80997 05/0112001 5 25804 03127/2001 (34807) 000 13000 Smithfield Foods Inc 4,498 54 0510112001 4,932 24 03/29/2001 (43370) 000 17000 SouLliTrus( Corp 3,93793 0510If200I 3 36600 01/09r2oul 57193 000 27600 SouihTi ust Corp 6,393 35 05101f2001 6222 46 03/06f2001 17089 000 41000 Chat [Ci COMMunWattOUS the A 8,955 12 05M)2001 9.33057 0 I/09t200I (375 45) 000 147()0 Chanci Communicauons Inc A 3,21074 05/0212001 3 348 50 0j/IQf200I (137 76) 000 12600 Calpinic Corporation 6,96780 05/0212001 5,80690 02115/2001 1,16090 000 1300 Calptne Corporation 11890 05M212001 62458 03/07/2001 94 32 000 14100 Devon Energy Corporation 7,797 48 05/02/2001 8.95789 03/0712001 (1,16041) 000 55 00 Mirain Coup 2,191 35 05/02/2001 1 707 35 03121/2001 48400 000 15400 Milani Corp 6, 135 79 05102120DI 6,081 94 OV260001 53 85 000 50200 Mitchell Energy & Development 25 939 88 05102f2001 28,654 86 01109/2001 (2 714 98) 000 20800 NRG Energy Inc 6,82756 05/OMOOI 6,834 30 03120r2001 (614) 0 DD 34900 NRG Energy Inc 11,423 03 05/02f-)001 11,308 43 03/2 V2001 11460 000 27700 Onon Power Holdings 7 728 32 05/02f2001 7 78054 0312112001 (52 22) 000 27800 Orion Power Holdings 7,75622 05/0212001 7,65248 OYMOO 1 10374 000 29100 Orion Power Holdings 7,83992 05/020001 863207 0312712001 (792 15) 000 16200 Snuilifield Foods Inc 5 54641 05/02f2001 5 942 29 031260001 (395 88) 000 23000 S0ULhTfUS( Corp 5 40872 05/02f200I 4,67260 01/09f2001 73592 000 27800 um~,,Sll Health Ser,,ices a 11 .697 06 05/02f200I 13013 93 03/02/2001 (1 316 87) 000 3000 Mogen Inc 1 .704 43 0510312001 2 093 83 03/0212001 (37940) 000 9600 Bio-en Inc 5 454 18 05103f200I 6 11240 03114t2WI (65922) 000 41 1 01) ChILICI Ccrnmunication~ Inc A 1022732 05103/2001 10 7 IS 78 01/09/2001 (491 46) 000 8800 Block 11 & R Inc 2 319 39 05/0312001 2,16698 02/28/2001 15241 000 44400 Block 11 & R Inc 11,70236 05103f200I 1107989 ONOV2001 622 47 000 185 33 King Phatruaccuticats Inc 5,71965 0510312001 6,121 21 0 1/091`2001 (401 56) 000 16800 Laboraitny Corp of Amer Millis 11 615 86 05/03f200I 1209390 01/0912001 (47804) 000 21900 Nin Am Corp 10 9 L4 93 05/0312001 9,Cdy(l 94 (3312UM 23SVIS 0 01) Diiehatts Capital Managenzent Tue3dcq Apt d 9, 2002 10 17 07 Gains ruid Loss Reportfrom 0110112001 to 1213112001 Nge 110 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Salt P.,rt.has, Realizi.d Unanioru,,d Band DL,,,intinn I'r(.cct(l% a& LOU( 1) it, Gain I. I Os% Prtinium( Dhi.M1111 13900 National Oilwell Inc 4 643 46 05/0312001 5 581 86 02/0912001 (93840) 000 27500 National O,I.cII Inc 9 18670 05/03/2001 11,08080 02/ 1 41`2001 (1 894 10) 000 400 National Oilwell Inc 13362 0510312001 16043 O2f22f2OOl (2681) 000 6900 NIZO Energy Inc 2,20761 05/03/2001 220969 03f2IPOOI (208) 000 11900 NRG Ene,gy Inc 4 51261 05103/2001 4 505 35 03/2612001 7 26 000 20900 Orion Power Holdings 5880 12 05/03f2001 5753 12 0312212001 12700 000 20200 Smithfield Foods Inc 681030 05/03f2OOl 7,409 52 03126(2001 (59922) 000 22800 SoudiTiust Corp 5 28896 05103f2001 4,514 40 01/0912001 774 56 000 5400 Univeisal Health Scivices B 2 .207 55 05103/2001 241998 03/Olf2OOl (21243) 000 200 Universal Health Services B 81 76 05103f2OOl 9363 03/0212001 (1187) 000 14000 Universal Health Services - B 5,723 27 05103/2001 6332 84 04105f2OOl (60957) 000 27800 Gcnzymc Corp Geril Division 14,15945 05/04f2001 14,678 51 04118nOO 1 (51906) 000 19500 IDLC Pharmaceuticals Cojp 8 865 77 051OW2001 10,141 15 04/1712001 (1,275 38) 000 27867 Kill- Pharmaceuticals Inc 8,588 94 O5/O4f2OOl 9,20384 01109/2001 (61490) 000 1800 I-allatory Corp of Amer Hldgs 1 25208 05/04f2OOl 1,295 78 Ol/O9f2OOI (4370) 000 14000 Laboi atof y Cot p of A mer Hidgs 9.738 38 05/04/2001 9,72685 01/1712001 11 53 000 13900 OnLatCaM Inc 301263 05104/2001 3,17679 02/14f2OOl (164 16) 000 12000 0111111C21c Inc 260083 05104/2001 2 732 36 02J1512001 (131 53) 000 13900 Shaw Gloup [tic 7,86362 05/0412001 7 171 76 02d 1 V2001 691 86 000 7000 Shaw Gloup Inc 3960 10 05/04/2001 351803 02122f2OOl 44207 000 4200 Shiw Gioup Inc 2 37606 05104/2001 2 193 92 03115/2001 182 14 000 2800 Shaw GLOUP Inc 1,594 04 0510412001 1,585 30 04/12/2001 (1 26) 000 4200 Universal Health Services - B 1,72243 O51O4f2OOI 1 879 52 02128f2001 (15709) 000 21601) Unjvei~al Health Services B 9678 39 05104/2001 1057620 03101f2001 (897 81) 000 209 Oil National Oilwell Inc 7 131 07 05/07f2OOl 8382 45 02/22f2OOl (1 251 38) 000 22400 01111ilLJIC hit. 490630 05/0712001 5 10041 02115f.1001 (194 11) 000 K3 OU lnve~lms F1111 Sfvcs 5 85765 05/OV2001 5 482 17 0 1/09f-)00 1 37548 000 20900 NJIIOLIJt 011wtil Inc 7 003 33 05/08/2001 8213 28 0210712001 (1,20995) 000 16100 NALU11al O.IWCII Inc 5 461 93 05/08/2001 6 535 78 02/Oaf2OO[ (1,073 85) 000 1) Ou National 011wC11 IRL 301 58 05/0812001 36097 02/22f2OOl (5939) 000 3700 National OLiWCII Im. 1 23982 05/0812001 1 42299 0311412001 (183 17) 000 34500 0. 11111 Power Holdings 9,89585 05/08f2OOl 949678 03122(2001 39907 000 18200 Unwersal Health Services - B 7 306 19 05/0912001 8,144 59 02f2812001 (838 40) 000 0600 Unwe .sal Health Services - B 3 853 81 05/0&/2001 4,108 17 OY201`2001 (254 36) 000 138 IX) Unt,c.sil Health Services B 6352 98 05109/200 1 6,737 82 03/I9f2GOI (38484) 000 4400 Universal Health Services - B 1,769 18 05/O9f2GOI 1,822 91 03f2G(2GOI (11373) 000 11200 Universal Health Services - B 4 503 38 0510912001 4,701 014 03/2 1 t2001 (19766) 000 400 Ornnicarc Inc 8376 0511012001 91 08 02/15/2001 (7 32) 000 27700 Onmicarc Inc 580032 0511012001 6,29740 02f22/2001 (49708) 000 14000 Winn-Dixte Stores Inc 4 16000 O51lQr2OQI 4 oal 46 04/02f2OOi 78 54 000 20900 Winn-I)txte Stores Inc 621029 05/10f2001 6,157 35 04/05t2001 5294 000 13900 Winin-Dixte Stoics Inc 4 13029 05/10/2001 4 063 64 0410612001 6665 000 D/ iehaits Capital Management Tuesday April 9 2002 10 17 07 Page 20 Gains and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sal, Purcha,c IteallL(d U11.1111ornz"I Ilund Qu SM11 HY OLNLI7101101 PI OIL L (IS iidLL LOS.! !LLL, GaIn I. I I)S%) P.ininnn( Di" ..11111 6800 Wnin Dixie Stores Inc 2 02057 0511012001 2046 94 0410912GOI (26 37) 000 14900 Best Buy Company Inc 7 771 16 05/1 V2001 8372 16 05/02(2001 (60100) 000 139 00 Best Buy Company Inc 724960 05/11/2001 7 .930 80 05103t200I (681 20) 000 181 50 Bioniel Inc 4 918 48 05/1112001 4,757 56 0310212001 16092 000 7200 ElectiOlILC Arts Inc 3 81659 0511 11200 1 4,371 28 04118/200 1 (55469) 000 20200 LiftaiC Holdings Inc 5 342 72 05/11 (2001 5,837 69 OY2112001 (49497) 000 72 00 NoveliLIS 3.56064 0511112001 402246 04/1 MOB 1 (461 82) 000 7800 PfCCISLOn Drilling Corp 3 133 59 05/11t200i 3 33362 02f28t-100 1 (20003) 000 320()0 Witin Dixie Stores Inc 9,239 82 05111 t2001 932906 04/02t2001 (89 24) 000 72000 Amazon Com Inc 9787 42 05/14/2DO) 12,21430 04)1812001 (242688) 000 20100 Hoinestme com 561097 05/1412001 7,101 25 05/02/2001 (1,49028) 000 17700 HomesEoic coin 4941 00 05/14/2001 6,39634 05103r2001 (1,455 34) 000 19800 HOLricstwe corn 5 527 22 0511V2001 7,134 99 05/0412001 (1,60777) 000 32 00 Shaw Group Inc 1 75860 05/14/2001 1 531 07 02109POOl 227 53 000 6900 Shaw Gioup Inc 3 791 98 05/142001 346777 02/2212001 32421 000 85 00 Cabot Microelectronics Coip 5,255 88 05/151`2001 6,167 14 0510412001 (911 26) 000 144 00 No,,ellus 6983 47 0511512001 8,04492 04118/2001 (1061 45) 000 20800 B J S Wholesale Club Inc 8,895 30 05116f2001 947600 02121/2001 (58070) 000 9600 B I S Wholesale Club Inc 4 105 52 05/16/2001 4,363 50 02122/2001 (25798) 000 5600 13 J S Wholesale Club Inc 2 394 89 05/iGr2DOI 2 57067 03/14/2001 (175 78) 000 2600 Cabo[ Micioeleclroiuc~ Corp 1 017 68 0511612001 1 613 79 02/28/2001 3 89 000 26 iX) Cabo( Microelectronics Cc, p 1 61769 05/16/2001 1,545 81 0310112001 71 87 coo 16700 Cabot MiLrOCICCUOMCS Corp 1039046 05/1612001 1096773 04/ 1 &12001 (577 27) 000 5600 Cabot MIL .OCICLUOHICS COUP 3 484 23 05/ 1 CV2001 3,879 56 05/03f200I (395 33) 000 1300 CabW MILIOCICC110111CS Call) 808 84 05/16/2001 043 21 05104/2001 (134 37) 000 12500 KLA Tcjicoj Conpotation 6 49903 0511(92001 7012 50 04/30/200 1 (51347) 000 1900 KLA Teni.01 C0fp0ta1JQo 987 85 051 1 (V2001 102296 05/01/2001 (35 11) 000 20t) Lein, , Co, 1) 84 59 0511 V200 1 7966 03121/2001 4 93 000 201 00 Lennu Co.p 8 501 71 05116rool 8 039 36 03126f2001 462 35 000 84 00 Lennar Coil) 3 55295 0511612001 3.38305 03T27/2001 16990 000 1 00 1-conji Corp 42 30 05116(2001 43 12 03/2a/2001 (082) 000 3500 No~cllus 1,783 54 051160001 1055 36 04/1 a/2001 (171 82) 000 10900 Novellus 5,55445 05116(2001 5,935 75 04119/2001 (381 30) 000 6300 Shaw Gioup Inc 3 53058 0511(V2001 2961 95 02108/2001 568 63 000 3800 Shaw Gioup Inc 2,12956 05/1012001 1 .818 15 02/09/2001 311 41 000 20900 Tfiquint Semiconductor 4.973 88 05/160001 5,41644 0412MG01 (44256) 000 20900 Triquint SemcondUL10f 4,973 88 05116POOl 5,271 08 04f2612001 (29720) 000 17900 TrRIUME SciniconducLor 4,259 93 05116(2001 5,1 11) 72 04130(2001 (85979) 000 19500 ri quint Semiconductor 464071 05116/2001 548360 05101f2001 (84289) 000 117 CK) AMOZOL) COM Inc 1 .642 47 05117f200i 1,984 82 0411812001 (34235) 000 13900 Amazon Coin Inc 1 951 31 05/17/2001 229280 041260001 (34149) 000 176 00 AL11dZ011 COM Inc 247073 05/17r)001 2,891 24 04/31.112001 (42051) 000 Driehaus Capital Management Tuesday April 9, 2002 10 17 07 Page 21 Gains and Loss Reportfrom 0110112001 to 1213112001 Account 06058OS8 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase 14LJIILCd U11.111101 1111-d Bond Or trial S,rarity Descrinlion I'l 0111.fIS LdLe COME D nc Gqin I- I ass) Pi-tinnim I- DISLOU111 9000 Investors Fail Srvcs 6412 76 05/1712001 5944 53 0110912001 46823 000 13300 XL Capital Ltd CI A 10,13409 0511712001 9,945 15 01/0912001 28834 0 OU 131 00 Autodesk Inc 4 353 10 05/19/2001 4,62894 03/14/2001 (275 84) 000 3300 Apollo Group Inc Cl A 1,157 43 05/1812001 121069 02/14f2001 (53 26) 000 24 00 Apollo Group Inc CI A 841 77 05118/2001 89576 02/15t2001 (5399) 000 8600 E%.hogrm : Coray"una.aucas - A, 304415 0511WO01 3,29177 05104t2001 (247 02) 000 8600 Electronic Arts Inc 5.025 30 05/1812001 5,221 25 04/18f2001 (195 95) 000 10600 Apollo Group Inc CI A 3 45643 0512112001 3,888 97 02/141'2001 (43244) 000 27700 ApoiloGroupltic -Cl A 9032 36 05/21/2001 9,895 83 02t22/2001 (863 47) 000 238 00 ApoiloGiouplac -Cl A 7,76066 0512112001 8 523 52 02ngnOOI (76296) 000 2200 Apollo Group Inc CI A 717 37 05)'21/2001 762 58 03/Olf2OOI (4521) 000 31000 Apollo Group Inc CI A 10 10842 05/2112001 1072488 03/0212001 (61646) 000 7800 Djvoa WC 1 45471 05/2112001 1 555 55 05108f2001 (10084) 000 41800 Davila Inc 7,795 77 05121172OUI a,427 63 (63 186) (300 5800 Investors Fini Styes 4 168 85 05/21/2001 3,83092 01109/2001 337 93 000 1200 I-ancaic Holdings Inc 32679 0512112001 341 10 03/1912001 (14 31) 000 7600 LinLaie Holdings Inc 206965 05f2 V2001 2 19636 03/2112001 (12671) 000 20400 LinLaic Holdings Inc 5 555 36 OV2 L12001 5,941 36 0511(V2001 (29600) 000 14400 Peoplesaft Inc 6,185 31 05121/2001 4,133 19 04/1 If2UOI 2,052 12 000 221 20 Taiwan Senniconduclor ADR 3 13792 05f2l[2001 3,82976 0413MOOI (691 84) 000 58520 Taiwan Seauconduclor ADR 8 301 57 0512 1 f2001 10216 55 05102(2001 (1,91498) 000 34900 Cateutati, RX Inc 504497 QSt22f2GGk 562519 0413(jr2601 (58081) 000 87500 Caicinail, RX Inc 12 648 57 05/22t2OOl 13 .967 10 05/0112001 (1,318 53) 000 21600 Cajeniark RX Inc 3 122 39 05/22/2001 3,45606 05/16f2OOl (333 67) 000 37600 EchoSlar Conununications - A 1270232 05122f2GOl 13 741 30 05/03/2001 (1,038 98) 000 95W EchoSiar Conairturacalions - A 320936 051"22f-2001 3 636 26 0510412001 (42690) 000 75800 Davila Inc 13 434 10 W22/2001 15 11679 05109nool (1,68269) 000 21200 Investors Fail Stwes 15 209 58 O5f22f2OOI 1400266 01/09r2l))l 1,20692 000 216 00 Lennar Corp 8 471 12 05f22f2OOI 8603 15 OY2 112001 (13203) 000 21000 Lincine Holdings Inc 564482 OV2212001 5,54575 OUO9t2GOI 9907 000 222 00 Lincare Holdings Inc 5 967 38 05f.22/200I 631031 03/19f-)001 (342 93) 000 13 1 00 People,oll Inc 5 548 05 0512212001 376005 04/1112001 1,78800 000 1800 Invesiois Fail Srvcs 1,26780 05/2312001 1 18891 01/09/2001 78 89 000 12900 Lenriar Corp 4,973 53 OW312001 5,137 99 03rZ t[200t (16446) coo 20800 Lennin Corp 8011) 34 05123/2001 8 135 88 0312Y2001 (11654) 000 13900 Leanar Corp 5 35908 05123/2001 5 432 15 04/05/2001 (7307) 000 27900 I(CpUblic Services Cl A 5009 16 W23/2001 5 308 51 03/12J2001 (299 35) 000 5200 Republic Services CI A 93361 0923/2001 97651 031131`2001 (4290) 000 24500 Republic Services CI A 4,39873 05123/2001 4738 72 0511 5f2001 (33999) 000 025 I%ax Corp 7 21 OV-2412001 7 58 0412612001 (037) 000 1800 I-clawn Bros Holdings Inc 1,39094 05124/2001 1 22077 04/1712001 170 17 000 126 00 Lchm .in Bias Holdings Int. 073661 05/24/2001 8991 61 04/1812001 74500 Goo 000 (6Z S 16) loovi 111,10 ZI IWE IOOZ/PO19O C8 500'E Jul x8ijua 10~UDD 0086 000 (01 S6S) I OOZIZOISO 9L LLI 9 1007110190 99 ZBL'g pompN ~nuoS 00 5 1 z 000 (Pv 9a) I COUP I fzo 19 ZLP'S IOOZIIO/90 Ll 961 8 djoD uornrl ildluij olo,l 00 HE 000 (z SU I OOZ1L 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01 Jul iigo-j snui,) 00 Big 000 (9c "Z) IOOZ/EZ/90 OOGOVI i0oz/Oc/go P9 V90,1 Jul U1115alp:) 00 zz 000 W ZC6'0 IOOZIZZ/50 11 698't I looz/01/50 01 LM I Jul vaiwpz) 00 SRZ 000 ILE IS) IOOZ/80110 Oz SPS'Z IOOV6Z/5O 16 P9L Z Jul sWmAS 00 LP 000 QP 9LI) IOOZ1LO11O 89 11`6 9 IOOZ16Z/SO 91 99L'g Jul sXsdoiib~ 0086 000 (1( 9) lOOZ16IA-O 51 [1 IOOV6Z/5O I'S 9z djoZ) ppiwaS 001 000 (SZ OVL) 10OM71CO 69 OLVI, IOOU6Z/5O PC OCL I djoD tpaiui~S 00 6C 1 000 (99 vvv) IOOzfflxO 9L EWE IOOZ/6Z15O 01 696 1 djoz) 113PIIIIJz 00 (t 000 (zv 981) IOOZ/60110 6L 916 8 10OU67JSO LI OU 8 MIS 10IJ SIVI'DIIII 00SCI 000 59 za I IOCIZIBUZO OL 888 Z 100UH/go 5z ILO I ummodwo zutdir :) 0059 000 01 HE I OOZ/S 1 &0 OE I (Z 01 looz/15Z/50 OS68001 UGTIUCd1Gj JUIdIrZ) 00 ZEE Coo Q1 z1o I) IOOZ16I/rO 10 PL5 0 1 OOZIPU50 V8 19VE (110D Ipvu"; 00 RCl 000 (vz 1 [9) 1 OOZILZICO rg g I 9,z 1 OOZ/VZ/50 OP L86 I d1oz) IjoamiJs 00 LL Fl I_1110-3-S IM 7_11 I -5I In 1 3 TS-5-0--i-TI-11to 5MR, 1 FWD- --flila rp-- a-107 TraIT 71sn -0 111111-1 .13 UrFr7fro pUnf[ P1711 1011ICtIn P17111-I)l IwIllin'l ,IrS N0LLV(7Nn0djSgAi A97SHAA (INV VA9N -- 808090 111110"11 [OOZI[FlZr of IOOZ110110 itioifpoday SV07 Pill) Slill),9 ZO Z I Of ZOOZ '6 pjdv,(vpsdIij maitia8vimpV ppdr)o nimpm(7 Di ieltaus Capital Alanagenient Tuesday April 9, 2002 10 17 Q7 Page ~3 Collis and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION SAL Pu I I rise RcJIULd UnainurlILL(I Bond On".1 .1 ';Llnill~ DI-sCrI01101 P, oc,,d 1) kit (,.)%I JILLB, G kill ( I ass I'l C111111111 IhStOnIll 101 00 Consol Energy Inc 3 097 85 06/041`2001 404397 05115/2001 (946 12) 000 144()0 Consol Energy Inc 441673 OO/O4f2OOI 5,77634 05/lGPOOI (1 35961) 000 6800 Calinne Corporation 3 185 87 00/04/2001 2,993 46 02122/2001 192 4J 000 7)00 Calpine Corporation 3 513 82 00/0412001 3,333 It 02r-)8t2OOl 18071 000 209 OU I-chnian Bros Holdings Inc 15 039 53 00/0412001 1400843 04/1 It2OOI 1 031 10 000 500 Lehman Bros Holdings Inc 359 80 OO1(Af2OOI 339 10 04/1712001 2070 000 400 Polo Ralph I.2uren Corp 10820 OGIOV2001 11768 0211412001 (948) 000 14000 Pala Ralph Lauren Corp 3 78699 06/0412001 4,065 61 02f28nOOI (278 62) 000 6500 Polu Ralph I-auren Corp 1,758 24 06/(Wf2OOI 1,767 97 03/19f2OOl (973) 000 11100 Poks Ralph Umen Corp 300254 00/04/2001 2.97860 03f2lf2OOI 2394 000 12700 ArnaLon Com Inc 206368 00105POOl 1,855 58 041171`2001 208 10 000 15900 Amazon Coin Inc 2 583 66 06/05/2001 2611 97 W30f2001 (28 31) 000 41900 Con4ol Energy Inc 12,942 35 00/05/2001 15 123 89 03f28t2OOI (2,181 54) 000 9700 Consist Energy Inc 2.99620 06/0512001 3 283 45 04105r-)001 (28725) 000 111 00 Consol Energy Inc 3 42864 00/05POOl 4 338 95 0411 Of2OOI (91031) 000 )500 Consol Energy Inc 1,69888 06/0512001 220063 04/1112001 (Sol 75) 000 20900 CAPIRC Corporation 902494 061051200 1 920047 02/2212001 (175 53) 000 3800 Massey Energy Company 92842 00/0512001 829 53 03/07/2001 9989 000 24800 Massey Energy Company 6,059 15 0610512001 5,375 42 03/14f2001 68373 000 288 W Sunguaid Dam Sysients me 7.939 10 06106/2001 9 121 82 05/)7/2001 (1,13272) 000 14000 Surguaid Dam Sys(ems me 3,883 59 06/06f2001 4 41641 00/0412001 (532 82) 000 11200 Consol Energy Inc 3,29242 06107t2DOl 3791 20 04/0512001 (49878) 000 24500 lionicstine coin 6 148 31 06109/2001 839404 041`2712001 (2245 73) 000 4U OU 11,1111"lu., '0 .11 1 00381 06108POOI 131509 051011'2001 (311 28) 000 2W 01) IIU-11111011 Loin 5 42055 06/0812001 7 631 19 05/021`2001 (221064) 000 264 Oil Massey Energy Company 5.80529 06/09f2001 5 297 37 03/0112001 50792 000 30 00 Massey Energy Company 65969 W08000 I 6502S 0311412001 944 000 27800 Massey Energy Company 6.113 15 06/08f2GOl 5,97678 03/19f2OOl 13637 000 28000 Sonus Network 738904 06100001 7,828 49 03f23f2OOI (43945) 000 6500 Sunus Network 1 715 31 W08nool 1 .761 77 0312(v'2001 (4646) 000 20900 Soinis Network 5,515 39 061090001 5697 13 04/301'2001 (181 74) 000 2200 honn, Network 58057 061OW2001 65261 05102f2001 (7204) 000 195 Ou Tellium [tic 4,16606 06108r)(301 5037 05 051`2212001 (87099) 000 400 Teekay Shipping Cc 193 09 06109/2001 184 14 03/08nOU I (105) 000 139 00 Teckay Shipping Cc 636223 0610812001 6,50495 04/lGr2OOI (14272) 000 25700 Bioc,dc Communicators; Systents 11 158 38 06J I I f2OOI 1364670 05f22f2OOI (2,488 32) 000 233 00 CeeSnLa Inc 1 1 33873 0011 112001 13,863 50 05/2312001 (2,524 77) 000 14400 RF MR-ro Devices Inc 3 83209 06/11 f2001 4,51472 05102t2OOl (68263) 000 13900 RF Micro Devices Inc 3,69903 00/1 V2001 4,44441 05/04POOI (745 38) 000 28800 RF Micro Devices Inc 7,664 17 O(V I If2OOI 10,48249 05f2212001 (2,81831) 000 65 00 Sonus Network 1,68072 0011 lf2OOI 1,761 77 0312(inOOl (8105) 000 139 00 Sunus Network 3.594 15 0611112001 3,579 56 042412001 14 59 000 Di iehaus Capiial Management Tue3day April 9, 2002 10 17 07 Page 24 Gams and Loss Reportfrol7l 0110112001 io 1213112001 At,toniil 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale I'll I L I last RLJI1ZLd Unainortlied Bond Oil .11111 ~Llillily Desci intion I'lotecris Da(L Hall, Gain I- Loss Prenunni I. Discount 64 00 Sorms Network 1 654 96 0611112001 1 583 71 04/26/2001 71 15 000 27900 Scum, Network 7 214 17 06/1112001 7 509 62 05/0112001 (295 45) 000 21500 1 C111.111 Inc 4 370 18 06/11/2001 5 853 87 05/12f2001 (1 483 69) 000 7300 Capstone Turbine Corp 1,92646 06/12/2001 2.057 85 03/21/200 1 (131 39) 000 21300 Cipsione Turbine Corp 5,621 05 06/12f2001 6,00822 0312212001 (387 17) 000 2400 RF Micro Devices Inc 56426 00/12./2001 686 16 05/01?`2001 (121 90) 000 13500 RF MiLlo Devices Inc 3,17398 06/1212001 4,232 55 05/02/2001 (1,058 57) 000 27400 RF Micro Devices Inc 6,44201 0(d 1 212001 8 133 58 05103f2001 (1,691 57) 000 1 31) 00 RIF Nhevo Devices Inc 3,26903 W1212001 4,22877 05/1012001 (96074) 000 400 Tellium Inc 78 86 0611212001 10891 05122/2001 (3005) 000 71 00 Telhum Inc 1.399 72 06/12/2001 1,711 26 0512312001 (311 54) 000 12500 Ad,inced Micro Devices 362650 0o/13r200I 3.983 71 04/3012001 (357 21) 000 4 18 00 AdVOIlLed Micro Devices k 2,127 03 W13f2WI 13,753 71) 0510212001 0 62676) 000 24800 Amazon Corn Inc 3 563 98 06/1312001 3 53090 04112f2001 3308 000 15200 Amazon Cum Inc 2 184 38 061IM2001 2,22086 04/17/2001 (3648) 000 2800 C.Lpslonc Turbine Corp 73077 00113/2001 789 31 03/21/2001 (58 54) 000 2700 licinestore coin 724 18 00/ 131200 1 88065 U4130000 1 (15647) 000 29500 Honlesiole corn 7 912 28 0611 312001 969880 0510112001 (1786 52) 000 286 DO Missey Energy Company 631091 00/13f2001 5,738 82 03/0112001 57209 000 13800 RF Nlicio Devices Inc 3 44639 06/13/2001 3 945 45 05/0112001 (49906) 000 10000 ShJW GLOUPInc 5,07486 0611317-2001 4,701 51 0210812001 373 35 000 23000 U I slalco'll Inc 5 227 G& W t3f2GH, 607462 02JO2/2001 (847 54) 000 1 57 00 AlliaL011 Coin Inc 2,134 84 06/14/2001 2,235 29 04/1212001 (10045) 000 6300 CDW COL11pliter Cenlers Inc 2 30863 00/1412001 2,688 49 05102/2001 (379 86) 000 101 00 CDW Computer Centers Inc 3 701 14 OW 1 4/2001 4 823 90 05122r2OOi (1 122 76) 000 223 00 Capstone Turbine Car p 5 361 94 0011412001 628630 03121/2001 (924 36) 000 113900 Hu'llesturc coin 5.333 36 00/1412001 6,49072 04130/2001 (1,157 36) 000 8900 Inle .,il Holdings Co 2 634 92 Oid 1412001 2804 31 DV2712001 (169 39) 000 10000 InIC10 Holdings Co 196058 0611412001 3,30094 05104/2001 (34036) 000 28800 Massey Energy Company ~ 251 58 00/1412001 5778 95 03/01/2001 47263 000 3000 Slaw Group Inc 1 484 26 OW141200t t .410 45 02JOUZ00 1 1391 000 258 00 U rSiancom Inc 5.725 11 Old 1 4/2001 6733 21 01/30f2001 (1 .008 10) 000 83 00 UT.Sl ncom Inc 1 841 80 06/14/2001 2 192 15 U2/0212001 (35035) 000 132 GO AdVjUced Micro Devices 1,55991 06115f2ool 3,808 81 OV20/2001 (24890) 000 154 00 Advain.ed Micro Devices 4 15322 06115121501 4 907 93 04130/2001 (754 71) 000 4000 CApsionc Tot blue Corp 992 38 ON I V2001 1,12759 03/2 1 f2001 (235 21) 000 17400 Capslone Turbine Corp 1881 84 06/15/2001 4,532 75 04/05/2001 (65091) 000 2800 Intl Rectifier Corp 1,08841 0&15/2001 1,68400 05/3 ]POO 1 (595 59) 000 144 00 Ind Rectifier Corp 5,597 55 OCV 1 512001 890747 06/01/2001 (3,20992) 000 12000 Inleisil Holdings Co 3,44008 06/1512001 378109 04/27/2001 (341 01) 000 9400 Intersil Holdings Co 2694 73 O(V 1 5/2001 2861 47 05101/2001 (16674) 000 289 OU ON[ Systems 704405 O(VI512001 11,452 38 04118/2001 (4 408 33) 000 Diiehaus Capilal Management Tiie~dtiy April 9, 2002 10 17 V? Peige 25 Gains and Logs Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION sal, llurtlij~c IteiluLd Unamot liz,d Bond Ou.111111 S4.1 III 11V D1.11-rimion Proce, it Ids Cost !hLLC 0.11111 . 1 oss) Prentittin QmLoutil 57200 Anuzon Coin Inc 689951 06/1 V2001 8,143 85 04/12f2001 (1 244 34) 000 2W 00 capsEctru; Turbine Corp 4,224 35 ON 18/2001 499669 G4103f200I (772 34) 000 3500 Caiworic Turbine Corp 707 43 06/18/2001 911 76 04105r-)00 1 (204 33) 000 1700 NVIDIA 1 .56291 OU I V2601 1 .22065 04/17nOOl 342 16 000 11100 NVIDIA 1020,421 06/1 8f200I 8741 82 04t 18/2001 1,46239 000 21500 Advanced Micro Devices 5 313 18 0&(1912001 6,20374 OV2012001 (89056) 000 21300 Id tram Car p 7,382 50 061191`2001 9.09429 05/160001 (1,70178) 000 21600 1,1112111 Corp 748648 06119/2001 997436 o5n moi (2,487 88) 000 6300 NVIDIA 5,837 33 0611912001 4,429 G2 0312012001 1 .40771 000 12200 NVIDIA 11 30404 00/1912001 875993 04/17/2001 2,544 11 000 21500 KC114111 Resourceb Inc 5,93664 0G/ 1 9f200I 7 78442 o5ninooi (1 847 78) 000 600 (30 rj ..an Semiconductor- ADR 8695 83 0611912001 10398 53 0413012001 (1,70270) 000 211 IX) Advanced Micro Devices 5,074 71) 06/20(20L)i 6,08832 04120(2001 (1,013 53) 000 7500 Advanced Micro Devices 1 803 84 06/2Gr200I 2,134 94 04f2612001 (331 10) 000 4500 Brocade Corninunicatons systerm 1 63930 06f.)0f2WI 2,12637 05/09/2001 (48707) 000 3100 lljocadc Corninunicatons Systents 1 12930 06r2MOO 1 1,046 10 05/22/2001 (516 80) 000 5800 Cibot Microelectronics Corp 3,33897 0(V2W00I 3,"8 34 0310inow (10937) 000 6000 Cabot Microelectronics Corp 3,454 11 W2&201)1 3,467 22 04/1112001 (13 11) 000 21700 luil Rectifier Corp 7 247 36 06f20f2001 13 051 01 05/3 1 r2001 (5,803 65) 000 41 00 lutl RecuticrCorp, 1,36932 DWOV2001 2.38725 00/ 1 3f200I (1,01793) 000 8600 KLA Tencor Corporation 4509 10 06rZW00 1 5.171 49 05f2212001 (662 39) 000 24300 Mirant Corp 7,85366 06/2012001 7,269 59 03/15/2001 58407 000 8300 Miraill Corp 2,682 53 WEY2001 2,57655 03f2l/2001 10598 000 300 milaul Corp 9696 0600(2001 127 95 05/16/2001 (3099) 000 3300 NVIDIA 2,858 38 06120(2001 2J66 66 G3i20f2001 69172 000 6300 NVIDIA 5,45691 0612012001 4,42962 03/260001 1 02729 000 t36W NVIDiA 11 .77999 06/2012001 9,533 26 04/11/2001 2,246 73 000 9700 NVIDIA 8,401 91 0612(V2001 6,813 97 04/12f2001 1,587 94 000 3600 GNI sysicars 773 97 06f2(V200I 1 .426 59 04118n001 (65262) 000 10700 Of4l %ysients 2 30042 06120f2001 4,10075 04119f2001 (L .906 33) 000 5700 Piec.s.on Di illing Corp 2.091 11 06(20f2001 2436 it 0212V2001 (34500) 000 1200 Reliant Resources Inc 32091 W2012001 40570 05/0112001 (84 83) 000 8600 Reliant Resources Inc 229959 06f20(200I 2,91970 05111/2001 (620 11) 000 21700 Reliant Resources luc 5,80245 06(2012001 785683 05121/2001 (2.05438) 000 27900 S113,r Group Inc 1020308 06(2012001 12 778 59 0210712001 (2,575 51) 000 :, 00 Slijw Group Inc 182 85 06120/2001 23508 0210812001 (5223) 000 40040 r~,%van Semiconductor ADR 5,5W 02 06120/2001 6,932 35 04130t200I 0,432 33) 0 DO 371600 UTStaicom Inc 7 243 84 06120f2001 9,81274 01130f?001 (2,56890) 000 700 Intl Rectifier Corp 6930 OWV2001 1 16 45 W1312001 (4S 15) 000 2800 Ind RCLLIIICI Corp 956 16 06011200 1 1 556 10 004/2001 (59994) 000 66 w Reliant Resources Inc 1 77948 OW-) 112001 1 98000 0030/200 1 (20052) 000 11800 Reliant Resources Inc 3 181 50 00/2 1 f2001 3,989 34 05101f2001 (m Z4) Goo Drieltaus Capital Management Tuesday April 9, 2002 10 17 09 Page 26 Catits and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purthase Itcalized Unaniarbicd Bund On .111M) S,curily Descrinlion I'locted LALC Lust I!& G .1111 f. I ass) Prenuuni I . Discound 11300 Fluo, Co . p Inc.) 499051 06f2212001 604501 05110/2001 (1,05450) 000 10100 Fluor Corp (new) 4,46055 O6f22f2OQI 5,454 80 05/14f2001 (99425) 000 101 00 Fluoi Cot p (ncw) 4,46055 OW2212001 5 54045 05/16f2001 (1,07990) 000 14400 Fluor Corp (new) 6,359 59 06/2212001 8 449 83 0513 If2OOI (2,09024) 000 6600 Fluor Corp (new) 3,79809 0612212001 464525 0611312001 (847 16) 000 2900 Fluui Corp (new) 1,28075 06122f2001 1 576 15 OU1,112001 (29540) `0 OU 7000 Sonus Network 1 36973 O6f25f2OOi 1 634 58 0,4/1 9f2OOI (264 85) 000 8900 Satins Netwaik 1 741 51 O(V2512001 2 .202 35 04/20/2001 (46084) 000 9100 TLCkJy Shipping Co 3 761 73 06125f2OOl 4,18928 03/0812001 (427 55) 000 25300 UTStarcom Inc 5 18088 O6f25r2OOI 660272 OURV2001 (1,421 84) 000 2900 Advani.OCS 1,803 84 06/26t2OOl 1 73628 04/26f2001 67 56 000 20900 AdVJRLCd Micro Devices 5 292 37 06f2612001 591470 04f-)4f2OOl (62233) 000 134 00 Advanced Micro Devices 3 393 19 061202001 3 814 42 04126f2OOl (421 23) 000 7700 Cabot Microelectronics Corp 4 25636 06r2(V2001 4,44960 04/1 If2GO1 (19324) 000 12600 CDW Computer Centers Inc 4 347 32 06f2GF2001 5 37697 05/02[2001 (1,02965) 000 15500 Elecuonic Arts Inc 8 10623 06126f2001 8,04548 02f2212001 6075 000 1) W Electronic Arm Inc 47068 06f2612001 54641 04/1 a12GOI (7573) 000 14900 Fluor Coip (new) 6502 19 06(26f2OO1 7,47299 04f25/2001 (97080) 000 9600 Fluor Coip (new) 4,189 33 OU26/2001 5 .135 59 05/1012001 (94626) 000 6000 ONI System 1,47085 O(V26/2001 2,302 85 04/19f2DOl (83200) 000 5600 ONI System 1,37279 O6f26f2OOI 2,07841 GV2312001 (70562) 000 171 00 ONI System 4,191 92 OWU2001 6,158 65 05/01/2001 (1,96673) 000 11500 Protein Design Labs Inc 8.96496 06f26f2OO1 10,16922 061051`2001 (1,20426) 000 5900 Signia Aldrich 2,39536 06126f2001 2,821 34 05/02f2001 (42598) 000 14400 Signij Aldrich 5 846 30 0612612001 7.375 25 05/16f.)001 (1 52895) 000 15800 Sonus Network 3,120 17 OU26/2001 3.689 49 04/19[2001 (56932) 000 10400 VaTidLI Medical Systerns Inc 7 287 55 06126/2001 634276 01/09/2001 94479 000 62 00 Cabot Microelectronics Corp 3 49038 06f27f2OO1 3.04738 03127t2OOl 43300 000 900 Cabot Microelectronics Corp 50522 MW2001 52008 wit inow (1486) 000 13000 Fluor Coip (new) 5 628 85 06127f2001 6,52006 04/2512001 (891 21) 000 17200 MHant Corp 5,59225 06f27f2OOI 5.145 55 03115f2GOl 44670 000 9700 N311011JI OLIWCII Inc 2 94567 O6f27f2OOI 3 58051 01/0912001 (63484) 000 10400 National Cilwell Inc 3 15825 06t2712001 399976 03/1412001 (841 51) 000 13800 Piecision Drilling Corp 4 645 95 06f27f2OO[ 5 778 39 02/07/2001 (1 132 44) 000 600 Precision Drilling Corp 20200 O6f27f2OO1 25643 O2r28f2OO1 (5443) 000 61 00 Teel, ty Shipping Co 2 364 24 06127f2001 275480 03/0712001 (39056) 000 8300 Teckay Shipping Co 3 21691 06127f2001 3,82099 03/0&r2OO1 (60408) 000 7000 Vatco International Inc 1,388 39 06127f2001 1 74425 0310712001 (355 86) 000 600 Varco International Inc 11900 06127f2OO] 14096 03/1212001 (21 96) 000 125 00 Vjjco International Inc 247926 OU27/2001 3,001 39 04n6t2OO 1 (522 13) 000 28700 National OflwcII Inc 7 923 89 06/2gfZOOI 1059389 01/0912001 (267000) 000 141 00 Prcciinni Drilling Corp 4 371 26 O6f28f2OOI 590401 02/07POO) (1,53275) 000 Di tehativ Capital Management Tuesd(iy Apl d 9. 2002 /0 if 7 07 P(ige -57 Gains and Loss Reportfrom 0110112001 to 1213112001 Account 06053058 -- NEVA AND WESLEY WEST FOUNDATION SA, Purth~, It,alucd Unation oud Bond 0" 111to '11L ..1 11V Nscriodo . Proc"'I LAN C-1 !La Cjol (- I uss) Prullooll Disroont loo P"'woll D1,11111t; Coil) 93 01 06f2g/2001 124 14 02/15/2001 (31 13) 000 2800 r,wy blupping Co 1 08939 O6f2IV200I 1,227 45 0310712001 (13806) 000 6700 Teckay Shipping Co 260675 OUZU2001 3 025 77 03107/2001 (41902) 000 9000 Tcckay Shipping Co 3 50161 06f2g/2001 3 957 23 03/1212001 (45562) 000 12800 Teekay Shipping Co 4,98007 OW2812001 5.61997 04/05/2001 (63990) 000 8500 Varco International Inc 1 581 89 O6f2gt2OOl 1 .953 74 03101f2001 (371 85) BOB 20200 VMO 1111CM3001od Inc 3.75932 06f2af2OOI 4,745 57 03112/2001 (98625) 000 13900 CDW CoinpuEcr Centers Inc 5 51627 06f2912001 5,931 16 OV2012001 (414 89) 000 3400 CDW CornpuLer Centers Inc 1 .34930 MMOOI 1 .45093 05/02/2001 (10163) 000 45400 Cytyc Corporation 10.40742 0612912001 9,551 84 Olt26f2OOl 855 58 000 4800 Cyiyc Corpoiation 1 .10034 O6f29f2OOI 100205 02/28LQ001 9829 000 )600 Electronic Arts Inc 3 25864 06f2912001 2,90675 0212212001 351 89 000 1900 Ek!CEfOHLc Arts Inc 1,10561 06(29f2OOI 97844 031O2f2OOI 127 17 000 11500 Intl Garric Technology 7,203 14 06f29f2OOl 7,273 80 05f22nOOl (7066) 000 14300 Ind Gairic Technology 895695 UuMOO 1 9,103 85 0610112001 (14690) 000 17200 King Pharimccu(icals Inc 673989 06129f2001 7 .28039 0612012001 (54050) 000 5600 L-3 Coinniunications Hidgs Inc 4 32365 06(2912001 5,03203 03/0712001 (70838) 000 9700 L 3 Coninuinicalions Hldgs Inc 7 489 18 06P9/2001 8,20741 03114)"2001 (71823) 000 13900 ONI Sysicuis 3 648 83 06f2912001 4,881 40 04126f2001 (123257) 000 10600 ONI Sysicjib 2 782 56 06(29/2001 3,81764 05101[2001 (1,035 08) 000 12400 Pieciiiiin Didling Corp 3,87a 64 06f2912001 5 131 14 02/15rOOl (1 252 50) 000 14300 IMS Health Inc 4,05634 06f29f2OOI 3 84973 01/09/2001 20661 000 21600 IMS licalth Inc 6 12706 00/29/2001 6,27227 0511612001 (145 21) 000 3900 Siginj Aidoch 1,575 59 06f2912001 1 .864 95 05102f-)001 (28936) 000 0300 Sigioa Aldrich 2 545 19 OW2912001 3011 40 0511112001 (46622) 000 21U 00 val'o International Inc 3 874 75 O(V'-)9f2OOl 4,714 14 02/28f2OOI (839 39) 000 19400 Var,o International Inc 3 579 53 OGQ912001 4,459 13 03/01/2001 (87960) 000 137 00 Varco International Inc 2 527 81 06f2912001 2 952 32 03121/2001 (424 51) 000 4700 CDW Coniputer Centers Inc 1 835 13 07/0212001 2,00550 0412WOOI (17037) 000 5700 CDW Coniputer Centers Inc 2 225 59 07102f2001 237690 0510312001 (151 31) 000 141 00 Mnant Corp 4 72992 07/02f2001 4218 16 03/15f2001 51176 000 147 00 NILrant Coip 4 931 20 07/02nool 4.374 59 03/16f2001 S5661 000 5200 Myri id Genetics 3 202 45 07102POOl 4,031 01 06/O5f2OO1 (82856) 000 47800 National Oil~cll Inc 12 13677 07102f2001 17644 19 01/09/2001 (5,50741) 000 12 DO Preci,ion Diffling COIP 37666 07102/2001 49656 02/15f2001 (11990) 000 900 Swina Aldrich 358 84 07/0212001 43020 05/1 If2OOI (71 36) 000 90 w Si;rna-Aldrich 3 58838 07102f2OO 1 429602 O5r3 I tZOO t (70764) coo 200 V3tco lioci national Inc 3749 07/02f2OOl 43 10 03f2lf2OOI (5 61) 000 5000 S.gnia-Aldrich 1,975 76 0710312001 2,344 09 0510112001 (36833) 000 3500 SIgoij Alchich 1,38304 07103/2001 167068 05/31t2001 (28764) 000 13800 Brocade Connirnunicotons System 4 794 34 071OV2001 6 513 23 05102f2001 (1,728 89) 000 3300 Biocade Cormnunicatons Sys(cins 1,14409 07106/2001 1 559 34 0510912001 (41526) 000 Driehaus Capital Management Tueselezy April 9, 2002 /0 17 OF P(ige 28 Gains aml LoNs Reportfroin 0110112001 to 1213112001 Account 060S8058 -- NEVA AND WESLEY I'VESTFOUNDATION SAIL PurLhAst. ReiliLed Unainorwi.t.] Bond 0" .11111 SICni it Y 1)1%11 1131101 P10CLId ihIlLe La-s I !La G nn (- Loss) Prennuill I. Discount 3900 CDW Conillutel Centers Inc 1 .39069 07/0(V200I 1,56936 04f'612001 (18867) 000 9800 CDW Continuer Centers Inc 3 46943 07106f2OOi 4031 30 04/3012001 (561 87) 000 7700 CD%Y Counputer Centers Inc 2,725 98 0710612001 321090 05/03f2001 (48492) 000 141 00 RF M.cto Devices Inc 306456 0710612001 4 .00G " 04/3012001 (941 98) 000 73 UO RF Micio Devices Inc 1 58662 071V612001 2 .08708 05/0112001 (50046) 000 Tinval, 33880 Serniconductor ADR 4,761 67 071060001 5 865 84 G4/30f200I (1,104 17) 000 232 20 Taiwin Semiconductor ADR 3 263 46 071LW2001 399999 05/03f200I (73653) 000 200 Brocade Corrunnunicatons System 6508 07/091'2001 94 39 05/02(2001 (29 31) 000 13900 B,ocade Coinmunicatons System 4,523 38 07109/2001 6,50659 0510312001 (1 .983 21) 000 14000 Brocade Coinnurnicatons System 4,555 92 07109/2001 6,591 30 05/04/2001 (2035 38) 000 9400 COW Coinputer Centers Inc 3,390 53 07/09f20(jI 3,782 56 G4f26f200I (39203) 000 3500 K LA Tencor Corporation 1,768 43 07/09POOl 1,72926 04/19f2001 39 17 000 9300 K LA Tencor Cot poranon 469897 07/09[2001 5,007 14 0510112001 (308 17) 000 1400 K LA Tencor Corporation 707 37 07/09/2001 841 87 05/22f2001 (13450) 000 12700 NVIDIA W 07190 07/09f2001 8.338 35 0312012001 1733 55 000 24700 Saints Network 4 38020 07109/2001 5 422 27 04/1112001 (1,014207) 000 121 00 Sonus Network 2 14577 07/09f2001 282550 04/1 U2001 (67973) 000 29300 Sonus Netwoi k 5,19594 07/09fzool 6,75989 04/1912001 (1,563 95) 0 OD 8900 Satins Network 1,57829 07109f2001 2,00478 04/2312001 (42649) 000 17800 Tickewnaster Online 2,26883 07109t200I 2 69528 05/03/2001 (42645) 000 600 CD%Y Coniputer Centers Inc 21095 07fi0r200i 241 44 OV2612001 (3049) 000 12600 COW Conipurei-Cenlers Inc 4,42992 07/101'2001 5 045 24 051011"2001 (615 32) 000 13000 Kohls Cori) 7 28367 07/10l'2001 8223 53 03/14/2001 (93986) 000 71 .1 W Kullis Curl, 1921 97 07/10/2001 448209 03f20f2001 (560 12) 000 2800 Violent Design Labs Inc 1 858 14 07/10l'2001 2,475 98 (Y905/2001 (617 84) 000 41 00 Pioicin Design Labs Inc 272085 07/10/2001 3,414 28 061`2012001 (69343) 000 71 00 Protein Design Labs Inc 4.71171 07110/`2001 6,16665 06121,`2001 (1454 94) 000 3300 Sigini-Aldrich 1 .331 45 0711 01`2001 1,50560 03119l'2001 (174 15) 000 8400 Stgnij Aldrich 3389 15 07/IGr2G0I 3,91230 04130(2001 (523 15) 000 4800 Signia-Aldrich 1,93666 071101`2001 2,25032 05/0112001 (31366) 000 32 00 Sollus NeEwolk 582 38 07110(2001 702 48 014/1112001 (120 10) 000 24000 Tickciniasict Online 2 923 58 07/10f2001 363408 05/03POOl (71050) 000 4500 TickeEnnaster Online 548 17 07/10f2001 66789 05/0412001 (11972) 000 1400 Abeicroinineik Fitch Co C1 A 54040 0711112001 413 6.4 0210912001 12676 000 14300 A beicrorribic & Fitch Co Cl A 5,519 81 07J 1 112001 6.10348 06/1812001 (583 67) 000 10000 Abetcioinbic & Fitch Co Cl A 3.86001 07/1112001 4 35998 06/19/2001 (49997) 000 7101) M), lad Genetics 3401 71 0711 V2001 5503 98 0610512001 (2 .102 (7) 000 20900 RF Micro Devices Inc 4,07843 07/11 f200I 5801 84 G4f20r200l (1,723 41) 000 2&9 00 IT Micro Devices Inc 4 07843 07/1112001 5,581 07 041`260001 (1,50264) 000 6800 RF Micro Devices Inc 1 32695 07111 f2001 1932 19 0413(Y2001 (60524) 000 22200 Signia Aldrich 8 85501 07111/2001 10,12857 03/19f200I (1,273 56) 000 7 00 St .-nla Aldrich 27921 07/1 U2001 318 52 0312112001 (39 31) 000 Di teliatis Capital Management Thiesday April 9, 2002 10 17 0? Page 29 Gams and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION SAIL Purchase RiAlized UniniurfliLd Bond 0.11,1111 '4ctirily Descrinhop Proceeds Rals Lo 91 DAIL G .1111 ( I oss) Premium Discount) 37300 Tickeunaster Online 4,14445 07111(2001 5 53607 05104f2001 (1,391 62) 000 71400 Taiwan Scrruconductor ADR 9,893 34 07/11/2001 12 29972 05/0312001 (240638) 000 14300 Advjnc, :PCS 862261 071121`2001 8561 67 04P612001 6094 000 142 00 Aberciondrie & Fitch Co - Cl A 5 40802 07/12J2001 4 195 45 02/0912001 1 21257 000 )6 00 Blockbuster Inc Class A 1 032 62 07/1212001 1 08496 05/1612001 (52 34) 000 2 30 W BlotkinisterhiC Lljs~ A 4241 12 07112f2001 4 964 34 05131/2001 (723 22) 000 28 00 Gilead Sciences Inc 1,47790 07112/2001 1 613 18 0612112001 (14028) 000 11500 Gilead Sciences Inc 604940 0711212001 6.704 50 06129/2001 (655 10) 000 15400 IDEC 11harinaccuticals Corp 801891 07112f2001 8791 97 05/ 1 MOO 1 (77306) 000 122 00 IDEC I'llarinaceirucals Corp 6,35264 0711212001 7,360 14 05/21/2001 (1 00750) 000 8600 IDEC Pharniaccuncals Corp 4,478 09 0711212DO 1 5.337 25 05/31/2001 (859 16) 000 1 00 00 IDEC Phairriaccuticals Corp 5,20709 07/12nOO 1 6,288 58 06101/2001 (1,081 49) 0 00 21500 IDEC Phartracetrucals Corp 11 .19523 0711212001 14,67891 OW0412001 (348368) 0 00 14300 IDEC Plia . rraccuticals Corp 7,446 13 07/1212001 10,"5 29 06/0512001 (2,999 16) 0 00 18500 Intl Game Technology 1067980 07112(2001 11.599 54 05t2l/2001 (919 74) 000 101 00 hit] Ganic Technology 5.83059 07/12J2001 6,388 29 05t22f2OOl (55770) 0 00 86 00 KLA Tencor Corporation 4361 72 07/12)'2001 4,24903 04/19f2001 11269 0 00 21800 Kolils Corp 12,76604 07/12f2001 13,79022 0311412001 (1,024 18) 0 00 2300 Kuhls Corp 1 46400 0711212001 1 55455 03f2i/2001 (9055) 000 171 00 Mitchell Energy & DcVCI0PLnCHt 7,60290 07/121'2001 976092 0 1/091`2001 (2,158 02) 000 6300 Myriad Genetics 302026 07112)'2001 4.883 72 06105f2001 (1,86346) 0 00 3000 MylLad Genetics 1 438 22 0711212001 2,10068 0612 1 t2001 (66246) 000 11000 NVIDIA 904386 07/12/2001 7,222 19 03f2W2001 1,82167 000 314 00 IMS Health Inc 8641 87 07112/2001 8,453 26 011091'2001 18861 000 13200 Sigina Aldrich 5 245 58 07/1212001 6,00634 03/21f2001 (76076) 000 86 00 United Rentals Inc 201250 07/1212001 2,24048 06/0812001 (22798) 000 99 00 Vulcan Materials Co 5,134 31 07/I2r200I 530208 05116(2001 (16777) 000 11500 Vulcan Materials Co 5 964 10 07/12f2001 6214 50 05/3112001 (25040) 000 3400 Adva .ICCPCS 2,07925 07/13f2001 1,944 66 04105f2001 13459 000 9800 AdvancePCS 5 993 15 07/1312001 5.78903 04f25f200I 204 12 000 1000 AdvanccPCS 611 55 07/1312001 598 72 04f26f200I 12 83 0 00 5300 Blo,kbuster Inc -class A 945 51 07/13f2001 979 47 04/30/2001 (33 96) 000 11100 Blockbuster tire -class A 1,99022 07/13/2001 2,07036 05/041'2001 (90 14) 000 23200 Blockbuster Inc -class A 4 13883 07/1312001 4,49481 05/1&2001 (35598) 000 8600 Kohis Corp 4,976 81 07/13f2001 5 347 63 03/2 1 1`2001 (37082) 000 153 00 Kolils Corp 8 85408 07/13/2001 9 887 72 U411812001 (3364) 000 3100 Myij id Genetics 1 484 88 07/13h`2001 208600 06/20/2001 (601 12) 000 2100 Myriad Genetics 1,00589 07/13f2001 1 47048 06f2If200I (46459) 000 12800 Tai.an Sernicianductor ADR 1,983 10 07/13f2001 2,20499 0510312001 (321 89) 000 2800 United Rentals Inc 654 16 07/13/2001 70395 O(VO712001 (4979) 000 25700 United Rentals Inc 600426 07/13POO) 669539 O(VOY2001 (691 13) 000 3900 A&ancePCS 230743 07/I6f200l 2,20205 03f2M00I 105 38 000 Driehaus Capital Managentent Tuesday April 9, 2002 10 17 0;7 Peige 30 Gains and Loss Reportfroin 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDA TION Sale Purclijo,t. Ri.ahzed Unantorlized Bond 011111111 ~,,lllity Description Proceeds LALE C" D.11, G till I- I .,b) Prennnin I- Discount 7500 AdvancelICS 4 437 37 07/160001 4289 70 04/05t2001 14767 000 8700 Bloillet Inc 259604 07/16f2001 2,557 16 05/16n001 38 88 000 15000 BIOLVICt Inc 4,47593 07/16f2001 4,818 21 06107f2001 (342 28) 000 700 Cabo( Mi,rociccironics; Corp 393 90 07/16/2001 32975 03/26/2001 64 15 000 21600 Cabot Microelectionics Corp 12 15465 07116/2001 1061668 OY27i`2001 1 537 97 000 300 Geazynte Corp - Gerd Division 15661 0711612001 14992 04/121'2001 769 000 14000 GeL)ZylllC Corp Geril Division 7,308 40 07/16/2001 7 392 06 0411912001 (8366) 000 10300 Intl Gallic Technology 5,997 97 0711612001 6458 12 05/2112001 (460 15) 000 4000 Intl Garlic Technology 2 329 31 07/16t2001 2 434 15 05f2312001 (10484) 000 25300 KLA TencorCoipora(ion 11 827 58 07/16f2001 12,50005 04/1912001 (67247) 000 6900 NVIDIA 5261 67 0711012001 4288 61 03/15/2001 97306 000 14600 NVIDIA 11,13340 07/1612001 9585 82 03/2(V2001 1,547 58 000 22900 IMS Health Inc 6 13039 07/1612001 6 16495 0110912001 (3456) 000 8600 Varian Medical System Inc 6,08329 07/16f2001 5 2" 98 01/0912001 83831 000 295 50 Bl0lnC( Inc 8.684 85 07/17f2001 8,44984 05/1512001 235 01 000 12900 BLOHICt Inc 3,791 35 07/17/2001 3,791 65 05/160001 (030) 000 6000 Cabot Microelectronics Corp 3 33979 07117/2001 282640 OY26r2001 513 39 000 13900 Cabot M.croclecuronics Corp 7,737 19 0711712001 6,547 33 03t2gn00I 1 18986 000 14200 I'lle-sil Holdings Co 400448 07/17f2OO I 4,195 30 04t260001 (19082) 000 13200 1111CFS11 I I0IdLngS CO 3,722 47 07/17/200 1 4.01824 05101/2001 (295 77) 000 40000 IMS Health Inc 10.41505 07117f2001 10,768 48 01/09/2001 (353 43) 000 1000 IMS Health Inc 26038 07/1712001 25659 02107r2001 379 000 20900 IMS Health Inc 5,441 86 07117t2001 5445 85 02/1512001 (3 99) 000 20900 VW14.1 Medical System Inc 14 56092 07/17/2001 12,746 51 011091`2001 1,814 41 000 12400 Vulcan Matenals Co 640683 07/171'2001 6,32429 05/1 Si`2001 8254 000 3900 Vulcan Materials Co 201505 07117t2001 2,08870 05/1612001 (73 65) 000 11400 Will LaHIS-SOnOntar Inc 3 991 85 07/1712001 445894 06f2g/2001 (46709) 000 17300 WHILains Sonorna Inc 605781 07117/2001 6,77631 0609t2l)01 (71850) 000 17200 Andrx Corp 10,95222 07118/2001 12.997 75 06f291200 1 (204553) 000 700 AndrA Corp 44573 07/18f2001 523 62 07/12/2001 (77 89) 000 400 Electronic Arus Inc 22364 07/1 Bf2001 20227 0212812001 21 37 000 19 1 DO Electronic AiLs Inc 1067898 07/ 1 U2001 9,835 93 03/02/2001 84305 000 13800 Intl Ganic Technology 7,82099 0711 &1`2001 7632 82 03/05f2001 188 17 000 61 00 Intl Gaine Technology 3 457 10 07/1 8/2001 3,712 08 05t2Y2001 (25498) 000 14400 fill] GaincTechnology 8 16103 07/18f2DGl 8 663 50 05/30(2001 (50247) 000 409 00 IVILMIll Colp 14 2 P) 75 07/18/2001 12 171 47 03/16f2001 2 048 28 000 84 LX) MUL411 Energy & Di,vclopiwit 3,58075 0711 8t200I 4.79484 0 1/09f2001 (121409) 000 26900 IMS Health 11. 686470 07/ 1 110001 6,90232 02/0712001 (3762) 000 201 00 United Rentals Inc 4 742 34 07/1812001 5,053 38 06/0712001 (311 04) 000 21500 United Rentals Inc 507265 07/1812001 528900 061200001 (21635) 000 17600 Val 'an Medical System Inc 8,69492 07/1 81'2001 7,68450 01/09t2001 1 01042 000 7600 Wesi,vood One Inc 2275 37 07/1 af2001 2,30649 05/1512001 (31 12) 000 Ditehaus Capital Managentent Tuesday April 9, 2002 10 17 07 Page 31 Gains and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION SJIL PU I (.hJSL RLAILLd []it inturwtd Hund 0L1,11d1lV "'(1.1 try D"'I iwiol LiaLL, L.-I'd LILL G.11,1 I. I I)S% PrU11111111 I- DiStI111111 18200 We,i%%,)ud On, Inc 5 44891 0711812001 5 697 66 05/16f2001 (24875) 000 14100 wc~lwood One Inc 4281 29 07/1912001 485083 0610,11`2001 (56954) 000 5700 Westwood One Inc 1 70653 07118POOl 1 873 13 0&1312001 (16660) 000 7200 Wes(wood One Inc 2 15561 07/18/2001 225960 06/14f2001 (10399) 000 14400 Westwood One Inc 4 31123 07/1812001 5,023 96 06(20/2001 (71273) 000 38900 AU10RAL011 Inc 4 51772 07/19/2001 4,66427 06/2912001 (146 5S) '000 14100 hill Game Technology 7 81651 0711912001 7 798 75 03/0512OUl 1776 000 9800 hill Caine Technology 5,43275 07/19f2001 5.32067 "1 10`2001 11208 000 7100 Mitchell Energy & Development 3 037 35 07/ignow 4,05278 01109f-)001 (1,01543) 000 8300 Mitchell Energy & Development 3,55070 07/1912001 4,65048 031211'2001 (1,09978) 000 It 00 Mitchell Energy & Development 47058 07/1912001 60627 06120/2001 (13569) 000 9900 Rclek Inc 3,00436 07119f2001 4,02706 061`2012001 (1,02270) 000 21700 RCECk Inc 6,585 32 07/19f2001 9,12630 06r2 1 f2001 (2,54098) 000 18900 Rerek Inc 5 705 25 07119f2001 7.99429 06129/2001 (2,28904) 000 22700 Relck Inc 6,888 79 07119f2001 9,784 49 MW2001 (289570) 000 1 3 00 Reick [tic 39451 07/1912001 555 24 07102f200l (16073) 000 318 UO Varian Medical Sys(eirs; Inc 2223966 07119/2001 19,39422 01109/2001 2 845 44 000 6400 Andix Corp 3 881 47 07/20f2001 4797 35 07/121'2001 (905 88) 000 800 Andrx Colp 485 18 07120(2001 583 76 07/16/2001 (98 58) 000 7200 Advanci:PCS 4.233 45 0712W00l 406531 0312W.001 168 14 000 34600 Autonation Inc 3,854 79 omwooi 4 144 56 06/2112001 (28977) 000 42 00 Auronation Inc 467 92 07/20f200I 50360 00/2912001 (35 68) 000 111 00 Mitchell Energy & Development 476376 07120f200I 6056 38 02/22/2001 (129262) 000 1200 Mmliell Energy & DeYCIOI)IMLII 1,373 34 07/2012001 1 763 71 00/200001 (39037) 000 15900 Pharmaceutical Prod Dev 5 72949 07,"201"2001 5,630 G6 W29i`2001 9943 000 14400 Westwood One Inc 4 124 16 07f2Of2OOl 4,34667 0511 1 f2001 (222 51) 000 14400 Westwood One Inc 4 124 1(1 07/2012001 434269 05114f2001 (218 53) 000 6800 wt.~Iwuod One Inc 1,947 52 07f.)Qr200I 206370 0511512001 (116 18) 000 59 00 AdV2'ILCI'CS 3,32078 07f23/2001 3.24946 03/27/2001 71 32 000 31 00 Aliv,inC&CS 1,744 82 071231"2001 1,75034 03/2a/2001 (5 52) 000 20000 Audonation Inc 2 237 38 0712312001 2.311 30 OW If2G0I (73 92) 000 22700 Aulonation Inc 2 53943 07f23f2OOl 2,719 12 O(Ar2 1/2001 (179 69) 000 5600 Pharmaceutical Prod DcY 2,075 39 07f2312001 1,982 92 06f29f200I 9247 000 91 00 VidCaR Materials CO 4.60306 07123/2001 4,60340 0511012001 (034) 000 2000 Vulcan Materials Co 1 .01166 07P312001 102005 05/1512001 (8 39) 000 54 00 A&jncePCS 3 069 63 07/24f2001 2974 08 0312712001 95 55 000 J32 00 A ulonation Inc 4 75564 07124/2001 4,99241 05/3112001 (23677) 000 2200 Cin us Logic Inc 432 65 07f2412001 42900 05/0312001 3 65 000 15300 Citrus Logic Inc 300990 0712412001 3,397 93 05/0412001 (389 03) 000 4000 Citrus Logic Inc 78664 07124nooi 94324 0510712001 (15660) 000 17200 Que'l Diagnostics Inc 11 311 35 0712412001 12,888 18 06f2912001 (1 57683) 000 7200 Lincare Holdings Inc 2,07705 07[24[2001 2 099 94 0513112001 (22 89) 000 Di iehatis Capital Allanagentent Tuesday April 9, 2002 10 17 07 Page 32 Gains and Loss Reportfrom 0110112001 to 1213112001 Accowit 06058058 - . NEVA AND WESLEY WEST FOUNDATION Sit, PurdlAS1. RIJIU1.11 UnjinurIULd Build 0" ..I(jly 14%cillilinn Prw l. L it Ditc Cost j1da G nit I- Less Proinnin f- Discount 20000 Lin, ue Holding, Ini, 5 769 58 07/24/2001 659079 OCV2012001 (821 21) 000 141 00 Sungu nd Dim Sybicnis inc 3 734 16 07/24/2001 4 361 36 06/01/2001 (62720) 000 14600 Sun;ujrd Dam Systenns inc 3.86658 0712412001 4,60569 001002001 (739 11) 000 4000 AdVailCePCS 2,30061 07f25f2OOI 2,179 13 03f2612001 121 48 000 8400 AdVj.i,cPCS 4 83127 07f25f2OOI 4,626 35 03127nooi 20492 000 28700 Citrus Logic Inc 4 784 84 07125r-)OOI 5 596 53 05103f2OOl (811 69) 000 067 King Phairimccuticals Inc 28 17 07f25f2()OI 29 56 07/ 1 af2001 (1 39) 000 5700 Lincaie Holdings Inc 1 64791 0712Y2001 1,50528 01/0912001 14263 000 10000 Lincaie Holdings Inc 2 89107 07/25f2001 2,91659 05/31/2001 (25 52) 000 12900 Varian Medical Systcrns Inc 8 78101 07/25f2001 7.86746 01/0912001 913 55 000 13100 Blockbuster Inc -class A 2,34369 07t26f2OOI 2,12043 04/1112001 223 26 000 15600 Blockbuster Inc -class A 279096 07f2&r2OOl 288297 0413GI2001 (9201) 000 3000 Baines & Noble Inc 1 10868 07/2612001 1,16652 OU2712001 (57 84) 000 14300 Banics & Noble Inc 5 284 71 0712612001 5,763 14 OG128/200 1 (47843) 000 11400 Bat ties & Noble Inc 421299 OW2012001 4,492 31 07112f2001 (279 32) 000 21400 Paccar Inc 1235309 07f26f2OOI 13,611 75 07/1712001 (1,25866) 000 18400 Sunguard Dam System inc 5 08794 07f2612001 5671 34 05/l6f2OOI (58340) 000 31 00 Suniguard Data Systems inc 857 21 0712612001 95888 061OV2001 (10167) 000 4400 UT~iajconi Inc 906 11 07126f2001 1,14830 01/3012001 (242 19) 000 24900 UTStircorn Inc 5 127 78 07f26r2OOI 6.2115 48 02/15/2001 (1 15770) 000 18700 Vulcan Materials Co 8,90075 07f2fi(2001 9,45973 O51IOf2OOI (558 9a) 000 29 1 00 Blocklaustel Inc -class A 460923 07f2712001 4.6011 71 04/05/2001 0 52 000 53000 Blockbuster Inc class A 8 394 81 0712712001 8,293 44 04106f2OOl 101 37 000 2W 00 Bluckbusicir Inc -cliss A 3.31041 07127f2OOl 3 377 80 04/100001 (6739) 000 287 00 BIOLLIJUSECr Inc -class A 4 545 87 07/2712001 464553 01411 1 f2001 (9966) 000 101 00 MAU OV is.011 Col p 6,243 18 07/2712001 7 183 58 07/18nOOl (94040) 000 43 00 UTSt,rconi Inc 891 92 07/2712001 1 08544 02/15f2001 (19352) 000 18300 UTSi.ucuin Inc 3 795 84 07127f-1001 432795 02/lU2001 (532 11) 000 14100 UTSimconi 111L 2966 15 07f27nOOI 3 593 50 04/31)f2001 (627 35) 000 200 00 U I st'lLutil Inc 4 148 46 07f2712001 4 a67 86 05/01/2001 (71940) 000 12900 Gileid S,icnces Inc 6,58650 07/30(2001 708941 06/20f2001 (50291) 000 72 00 GlIcid S,icilces Inc 3676 19 0713(V2001 4 148 16 06(2 If2OOI (471 97) 000 127 00 IVax Corp 4,18991 U7131Y2001 3 84823 0412612001 341 68 000 14400 lvax Corp 475076 07/30f2001 4 76021 05121)[2001 (945) 000 144 00 1 VAX Col p 4,75076 07/300001 4,75481 05/3012001 (4 05) 000 144 DO I VAX Corp 4.75076 07/30f2001 480699 05/31/2001 (56 23) 000 15800 Ivax Corp 5,21264 07/30f2001 5,49821 061OV2001 (285 57) 000 4650 Ivax Culp 1 50726 07/3 IPOO 1 1,40900 WW2001 9826 000 17500 lVax Col P 5.67249 07131(2001 5,297 70 051011200 1 37479 000 20650 [VAX Corp 669353 07/31/2001 6,21890 05/09f2001 47463 000 7000 Krispy Kicinc Doughnuts Inc 1 99246 07/31POOl 2491 66 OU 1 312001 (49920) 000 14300 K[Lspy Kreine Doughnuts Inc 4.07031 07/31/2001 5,258 10 07/10/2001 (1 18779) 000 Diiehaus Capital Management Tue~day April 9, 2002 10 17 0 7 Page 33' Gatits and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY IVESTFOUNDATION Sale Purchase lt,alilcd Unamortized Bond 011 .1.11111 hUnrity Description Procter] D i(c LO S-1 112N earn I- I OSS) Premium I- Discount 7200 M4LIOVISIOn Corp 3,657 67 07131(2001 4881 60 06/21)[2001 (1,22393) 000 11500 Microvision Corp 5,842 11 07/3 U2001 7 836 11 07/0212001 (1,99400) 000 6500 Macrovision Corp 3 30206 0713 1 f2001 4 377 75 0711612001 (1 07569) 000 4300 MOCOOVISLOn Corp 2,184 44 0713112001 3,058 36 07/18/2001 (873 92) 000 5200 Autonation Inc 535 60 08/0112001 59659 04124/2001 (6099) 000 8900 Autonalion Inc 91670 081OV2001 1,02853 05/3 1 t2001 (Ht 83) 000 43000 Aulonation Inc 4,42898 081OW2001 4,958 72 OU2012001 (52974) 000 47000 Abercrombie Firch CO Cl A 17,448 92 09/01f2001 13 88634 02109/2001 3,562 58 000 4300 Abercrombie Fitch Co Cl A 1,59639 081OV2001 1735 48 OW2612001 (13909) 000 19800 Cendant Cot poration 3,868 10 081OV2001 3,955 94 06t29[2001 (87 84) 000 22900 Cendant Corporation 4,473 71 08/01/2001 4.74889 07112t2001 (275 18) 000 28600 Cendant Corporation 5 587 25 08JOIf2OOI 5 905 27 071IU2001 (31802) 000 200 Investors Firil Styes 145 18 oa/ol[2001 15961 0711Y2001 (1443) 000 11900 Ktispy Kienie: Doughnuts Inc 3,345 86 O81OIf2OOI 408453 05121/2001 (73867) 000 4400 Kaistry Krenre Doughnuts Inc 1 237 12 OWOV2001 1,566 18 O61I3f2OOI (32906) 000 2800 Kiispy Kreme Doughnuts Inc 787 26 09101f2001 98490 0611412001 (19764) 000 600 macloviston Corp 29434 08/0112001 404 10 07/1(v'2001 (10976) 000 14200 Phaimaccuncal Prod Dev 500762 09101f2001 5 320 31 07/26f2001 (312 69) 000 24800 SL)Llgunfd Data Systerno; inc 6 59943 09/01f2001 7.64398 051I6r2OOI (1,04455) 000 17200 Sunguard Data Systeirts inc 457702 0810112001 5,142 40 05t3 112001 (565 38) 000 9500 THQ Inc 4 478 40 09/0112001 5 777 56 o6n9/2001 (1 291) 16) 000 85600 AL110114101) Inc 8.855 28 08102f2001 9,82072 GV24f2001 (965 ") 000 42900 Ccridant Corporation 8,31606 08/0212001 8,57043 OWW200i (25437) 000 19400 Cendant Cur potation 3,70064 08JO212001 3,86271 06/28/2001 (10207) 000 37600 CendaUt Corporation 7 28867 08102f2OOI 7,51229 06t2912001 (22362) 000 141 00 Investors Fird Styes 10 16776 09102f2001 11,25266 07/1312001 (1 08490) 000 11800 Kn~py Krente Doughnuts Inc 3,569 12 08/0212001 3 .44776 05/1712UOI 121 36 000 11100 Kiispy Kreine Doughnuts Inc 3,357 39 09102/2001 3,80994 0512 1 f2001 (452 55) 000 21400 Retek Inc 679898 08/020001 8,70496 0612=001 (190598) 000 7100 Reick Inc 2 25573 OV0212001 2,86626 OU2212001 (61053) 000 2700 mQ Inc 1 23924 O81O2f2OOI 1 .60205 0608/2001 (362 81) 000 900 THQ Inc 413 08 08/02f2001 547 35 OU2912001 (13427) 000 8600 Varian Medical Systents Inc 5 881 21 0&102/2001 5,244 98 011OW2001 6365 23 000 101 00 THQ In,, 4 547 10 0&/0312001 599286 OWa/2001 (1,44576) 000 19900 Varian Medical Systerns Inc 13 239 50 0910312001 12,13663 01/09t2001 1,102 87 000 34700 Aumnatton Inc 3,812 78 08/06f2001 3,981 06 041202001 (16828) 000 8300 Aulonation Inc 911 99 08/0612001 908 73 05/16f2OOl 326 000 10000 Baines & Noble Inc 387860 08/0(v'2001 3,788 80 06r2612001 8980 000 18500 Baines & Noble Inc 7,17541 oa/06f2OOl 7 19356 06f2712001 (18 15) 000 3600 Bion-ret Inc 1 027 16 0&(06/2001 94365 03102r-)001 83 51 000 7 so BIOLnet 11H. 213 99 Oa/0612001 21446 05/15t2001 (047) 000 191 00 Cendant Corporation 3,72674 08106f2GOl 3801 09 0612612001 (74 35) 000 Driehaus Capital Management Tuesday April 9. 2002 10 17 Q7 Page 34 Gams and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION SAL Purt.h.be Realized Uumorlized Bond oumhtlt~ Swirily Descrimio Procecd iiiat Lo SA 11= Gain I. Lossl Pryinium f- DLSLmint 23700 CtLiddot C01-1)(112110111 4 624 28 OVOW200 1 4,718 88 0&f28n00I (9460) 000 10200 Careiriark RX Inc I,W 13 Oa/06r-)00 1 1,628 16 051011'2001 1697 000 26600 Cancimrk RX Inc 429025 0810612001 4,225 14 05104/2001 65 11 000 20200 Caicinark RX Inc 3,25801 OVW200 1 3,277 53 05/31/2001 (19 52) 000 194 25 1~ax Corp 6 32697 OV0612001 5,721 87 04/25t2001 605 10 000 1975 lVax Corp 643 28 091OW2001 594 79 0510912001 4849 000 124 00 Rcick Inc 3 701 32 08/0000 1 5.005 87 OWY2001 (1,304 55) 000 6600 THQ Inc 3.048 74 08/06f2001 3.916 12 06f28t200I (867 38) 000 93 00 Vanan Medical Sysicins Inc 6,08978 Oa/06[2001 5,671 89 01109t2001 41689 000 11400 Bionnet Inc 3,28037 01110712001 2,988 22 03102f200I 292 15 000 14300 Cephalou Inc 8694 10 Oa/0712001 10.28081 06/29/2001 (1 58671) 000 42800 Darden Resuturanu Inc 11,40782 08/07f2001 13.661 63 07/1712001 (2,253 81) 000 10000 Retek Inc 2.801 11 08107r.)001 4.03699 0612212001 (1,235 89) 000 1100 LITStarcoun Inc 20081 09107f2001 260 15 02/16/2001 (59 34) 000 27700 U1 SWILOM Inc 505666 09107/2001 6 117 55 0212212001 (1,06089) 0 00 8600 LITStancom Inc 1,56994 08107t200I 1 649 67 02f28/2001 (7973) 000 49400 LITSta,com Inc 9.01801 0&107f200I 11,41570 0412012001 (2 39769) 0 00 144 00 Ccphalon Inc 8 482 35 081OW001 10,35271 06r2912001 (1 .87036) 000 214 00 Cirrus Logic Inc 3,541 58 09/0812001 4 173 02 05/0312DOI (631 44) 0 00 101 ou AincriCredn Coup 6,03847 08109f2ool 547620 05f2l/2001 56227 000 42 00 AincriCredit Corp 251105 0111091'2001 2,221 95 0513112001 289 10 000 215,00 Baines & Noble Inc 952 24 08/0912001 981 22 06(2012001 (2898) 000 18700 Wines & Noble Inc 6 848 82 0810912001 708506 0012U2001 (23624) 0 00 243 00 Cmus Logic Inc 3.961 42 09109r-1001 4738 52 05/03f2GOl (777 10) 0 00 21200 lvax Corp 6,46056 081091'2001 6,24472 04f25f200I 215 84 0 00 39 00 Reick ILIC 1 014 12 08/0912001 1 57443 06122f2001 (56031) 0 00 7500 Reick Inc 1,95023 08109f200I 2,798 54 07110/2001 (84831) 0 00 79 00 Tc~a Pliar=ccuEical Sp ADR 5,324 83 0810912001 5,524 47 07f26/200I (19964) 0 00 86 00 1 ~ax Corp 269797 08/1012001 2,533 24 04rZ5f200I 16473 0 00 4100 Teva Pharmccutical Sp ADR 2 744 73 08/1012001 2,713 81 07f20f200I 3092 0 00 65 00 leva Plizurnaccutical - Sp ADR 4 351 41 0&11 012001 4,545 45 OWW2001 (19404) 0 00 79 W Exped,a Inc CL A 3,151 99 OVIV2001 4 001 W 07119POO 1 (849 11) 000 8700 Renaissance 1-raining Inc 3 43771 08/142001 4.278 88 06(26f2001 (841 17) 000 8000 Expedia Inc CL A 3,13641 08/1512001 3 89633 07/ 1 W001 (75992) 000 3500 Expedia Inc CL A 1 372 18 08/15/2001 177264 07/19/2WI (40046) 0 00 500 ExpedL3 Inc CL A 196 03 Da/ I 5f2001 250 10 07/26f2001 (54 07) 0 00 72 00 Network Associates Inc 1,01406 08/1512001 1 17500 07/3 If200I (16094) 000 71 00 Nework Associates Inc 999 97 09/ 1 5f200 1 1,192 80 oa/0212001 (192 83) 0 00 35600 Netwojk Associates like 5,01395 08/1512001 5,885 89 0&102/2001 (871 94) 000 14100 Pi Icellac com Inc 1 08666 08/15/2001 1 423 73 08/011'2001 (337 07) 000 9600 AmenCrctlit Corp 540752 Oa/16/2001 4,14246 04/19f2001 1,26506 000 87 00 A nici iCrcdit Corp 490056 08/16f2001 4 092 35 05/0812001 80821 000 Dizeltaus Capital Management Tuesday Apt it 9, 2002 10 17 07 Page j5 Gains and Loss Reportfrom 0110112001 to 1213112001 Aixotint 06058058 -- NEVA AND WESLEY WESTFOUNDATION Salt PurchASL RL J I I Lid Uiumornitc! Bond 0,11 .1m 'k,cmity Dk%crintion PrOl LL (1 1) 1(c L. US-( 1hiu G,ml ( I a0 PannnIn Dis,kilril 102 00 Ann:,~C .cda Coip 5 745 49 O8/l6f2OOl 5 396 16 0513 11`2001 349 33 000 10700 Aadfx Cknp G.929 11 08/l6t2OOl 7,807 79 07116/2001 (87868) 000 3 19 (K) 11101111t Inc 870253 08/1012001 8,361 78 03/02/2001 34075 000 14100 Eanhinik Inc 1,84986 0811612001 222429 07/I3t2OOl (33443) 000 42900 laithind, Inc 5 62829 Oa/ I 6f2OOI 7,18790 07/160001 (1 55961) 000 14300 E.uthlink Inc 1 876 10 08/161'2001 2,38596 07f2612001 (50986) *0 oo 7600 Expedij Inc -CL A 2 970 2a 09116/2001 3 545 35 OUMOOi (57507) 000 7900 Expedin Inc CL A 3,087 53 09116(2001 3,84702 07/1 &f2OOI (76009) 000 42 Oil Genzymc Corp - Gerd Division 2,19149 0911612001 2084 89 04/1212001 10660 000 14300 Genzynic Corp - Genf Division 7.461 48 08116(2001 7577 24 07/19/2001 (1 IS 76) 000 851 Do Priceline coin Inc 5,79562 O8/]6f2OOl 8,52370 07/O2t2OOI (2,72808) 000 210 Oil Priccline coin Inc 1,430 19 08/16f2OOl 1,653 71 07/OG12OOl (223 53) 000 18200 plu.cline coin like 1 23949 O8/I6t2OOl 1 65729 07/ 1812001 (41780) 000 309 00 hicelinkc coin Inc 2,10440 08/1612001 275245 07/I9f2OOl (648 05) 000 82 00 Pi Lee] i nc coin Inc 558 45 08116f2OOl 68880 0712W2001 (13035) 000 14900 I'Licchae coin Inc 1 01474 08116/2001 1 25492 0712612001 (240 18) 000 2100 Priceline coin Inc 143 02 08116/2001 Pa 22 OMMOOI (3S20) 000 38600 Priccline coin Inc 262880 0811612001 389760 O&10If2OOl (1,26880) 000 21300 P.iccline coin Inc 1,45061 08/16f2OOl 1,958 79 Oa/02/2001 (50a HH 000 18800 Hotel Reseivautins Inc cl A 8,45840 08/ I6f2OOI 9,813 15 07/16/2001 (1,35475) 000 10300 Hotel Reservations Inc cl A 4634 12 oa/I(V2001 5 35904 OW261`2001 (72492) 000 111 00 Hotel Reservations Inc cl A 4,99405 08/161"2001 5.71040 0712712001 (71635) 000 14200 AIIICfLCrtdll Corp 7,388 13 08/1712001 5,79364 O4/I2nO0I 1,59449 000 4300 AincriCteda Coup 2 23725 08/1712001 1 85548 04/1912001 381 77 000 8600 Andrit Corp 5,582 07 08117f2OOl 5,802 14 011110,2001 (22007) 000 IN 00 EXI)edLa Inc CL A 4.757 16 08/1712001 5,597 93 O6/28t2OOI (84077) 000 2300 Expedia Inc -CL A 911 79 09117/2001 1,02a 97 07/1(V2001 (117 18) 000 MOO Johnson Controls Inc 863697 08117J`2001 931595 07/I7f2O0I (678 98) 000 5100 I'JLCJr Int. 2 824 56 OV17/7001 3 034 14 07/12(2001 (209 5g) 000 100 PacLar Inc 55 38 Oat 1712001 6361 OW 1712001 (823) 000 14300 Zimmer Holdings Inc 3,903 59 O&/I7f2O0I 4,197 05 09108/2001 (29346) 000 2800 J01111,011 Controls [tic 2 063 112 08/2012001 2 173 74 07/1112001 (10992) 000 11300 Johnson Coatiols [tic 847642 O8t2O/2OOl 895822 07/1212001 (481 80) 000 7300 J01111SU11 COLU1015 Inc 5 38068 (l&f2Or2O(jl 579089 07/160001 (41021) 000 2800 juluison Controls Inc 206382 O&f2Gr2OOl 2,26823 07117[2001 (20441) 000 4300 Paccir Inc 2,409 63 0&12012001 2 558 19 07/I2f2OOI (148 56) 000 1400 Hotel Reservations Inc el A 60690 O8f2Of2OOI 72023 07/27/2001 (113 33) 000 7300 Hotel Reservations Inc cl A 3 164 57 Oaf2Of2OOl 3,734 99 0713 WOO 1 (57042) 000 221 00 AinenCicda Corp 1032697 0812112001 9,01687 04IM001 1 31000 000 18200 AnienCledn Colp 850448 08/2112001 7390 16 04117/2001 1,114 32 000 1200 Expedia Inc -CL A 471 94 ow If2OOl 521 36 06(2712001 (4942) 000 6700 Exptilia Inc CL. ik 263499 Q&f2 1 r2OO1 2,93218 01112nGOI (29719) 000 Diiehaits Capital Management Tuesday April 9, 2002 10 17 0.7 Page 36 Gains and Loss Reportfroin 0110112001 to 1213112001 Account- 06058OS8 -- NEVA AND WESLEY WEST FOUNDATION Sale Purclij~, RLAILLd Unamoritied Bond 01,111111% SLctirny r4scrinflon PrOfted Dme !LOS-( Dark Gjin I- Loss Pi-tinnim I- Discount i I I Lx) EXIII(IIJ hil -CL A 4 36543 OV2112001 4,96591 07/16f2001 (60048) 000 18800 Johnson Controls Inc 13,665 13 08f2 If2OOI 14,595 10 07/1 U2001 (92997) 000 13500 HULCI Rc~crvations Inc cl A 567669 08n 112001 6,828 83 07112/2001 0 152 14) 000 35 00 HULLI ItIbLIVAIL011S IflL LI A 231273 08/2 t/2001 2,81404 0713 1 f2001 (501 31) 000 2500 Williams Somonia Inc 737 07 0&(2 V2001 85956 06f2Or2OOj (122 49) 000 10000 Williams-Sonoma Inc 2,94828 08f2l/2001 3 .68903 06/21f2001 (74075) 000 12900 Williams Sonoma Inc 3 90328 0812112001 4600 15 06/26f2GOI (79687) 000 3000 Williams Sonoma Inc 88448 GEV2112001 1,17341 O6r28f2OOi (28893) 000 28600 AunoZonc Inc 1242880 Ogn2/2001 13,07051 07/1712001 (641 71) 000 5600 B J S Wholesale Club Inc 2 81555 09122f2OO] 2 .545 37 02122/2001 270 18 000 8600 B I S Wholesale Club Inc 4 323 88 OMY2001 4 .78965 08/1012001 (46577) 000 14400 Centex Corp 5,704 19 Gan212001 6,853 22 07(3 U2001 (1,14903) 000 13700 EApedia Inc -CL A 4,95697 O8f22f2OOl 5,78674 O6f22f2OOI (82977) 000 7500 Expedia Inc -CL A 2 .713 67 OV2212001 3,25849 06/27/2001 (544 82) 000 2400 P112.1naLCUnCal Prod Dev 765 33 09/22f2001 84982 0612912001 (8449) 000 200 Phaimaccutical Prod Dev 63 78 08n2/2001 7493 07f26(2001 (11 15) 000 14200 RF Micro Devices Inc 3 .551 14 08122nOOl 4,17561 08/01f200i (62447) 000 14300 RP Micro Devices Inc 3 576 15 OV2212001 4,50559 08102f2OOi (929 ") 000 4100 Renaissance Lezu-ning Inc 1 .49479 08/2212001 1,93499 06/2112001 (44020) 000 2800 Renaissance 1-taming Inc 1,02083 Oa/2212001 1,377 11 06f2(V2001 (35628) 000 6500 Hotel Reservations Inc cl A 2 543 31 OV22nooi 3287 95 07/1212001 (74464) 000 900 Hotel Reservations Inc cl A 352 15 OSn2f2OOI 44330 07/ 1 a/2001 (91 15) 000 15500 Hotel Reservations Inc cl A 6,06492 Osa2f2ool 7.829 U OY23f200i (1 .76480) 000 26600 Taiwan Semiconductor ADR 3,33302 08/22rOOl 4,62034 08102f2OOi (1,287 32) 000 31700 Will ianis-Sononna Inc 977297 08/22/2001 9 1" 97 03114r2OOl 62800 000 14400 Will lants-Sotionut Inc 4,43946 0902/2001 4,856 57 05131f2001 (417 11) 000 7500 Wdlia,m Sonoma Inc 2,312 22 0812212001 257866 06n(V2001 (26644) 000 431 00 A.1unatiur, Inc 4,35804 OlInY2001 471880 05/16/2001 (36076) 000 1300 Bc~t Buy Company Im. 745 20 OV23/2001 67864 04/1 8f2OOI 6656 000 11200 Bc~l Buy Company Inc 6,42021 08n3f2OOl 6 184 15 05/01/2001 23606 000 6000 Bebt Buy Company Inc 343940 OgnY2001 3 371 34 05/02f2001 6806 000 10000 Best Buy Company Inc 5 732 33 Oan312001 6,15804 06nOf2OOi (42571) 000 10000 Ebay Inc 5,57081 0&123/2DOI 6917 14 06120f2001 (1,346 33) 000 4300 Ebay Inc 2 39545 08n312001 2.954 35 06f26(200 1 (55890) 000 8000 Experim Inc -CL A 2 85590 08f23f2OOI 3.01596 06/13/2001 (16006) 000 t4l 00 rxl)cdia Inc CL A 5 033 53 09/23/2001 5,554 75 OU2112001 (521 22) 000 5700 Expcdia Inc CL A 2,03483 08/2312001 2,40762 06122/2001 (37279) 000 700 Expedia Inc CL A 24989 OV2312001 27370 06/26/2001 (23 81) 000 12000 Phai macetaical Prod Dev 3 81971 0812312001 4.249 10 OG(29/2001 (42939) 000 5400 Pharmaceutical Prod Dev 1 .7 1 a 87 0812Y2001 1 81301 Oa/l6t2OOl (94 14) 000 1200 Renaissance Leaming Inc 43050 OV23/2001 56634 OU2112001 (13584) 000 11700 Hotel Reservations Inc cl A 4 443 35 OV23/2001 576289 07/ 11112001 (1 319 54) 000 Diiehans Capital Management Tuesday April 9, 2002 10 17 07. Page 37 Gains and Loss Repor1from 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Ilurch~,. IILJIIZCd Unamorlized Bond Ou.111111 Strut Ily r4scripluml Procce,15 Date fL, Sj 1ha Cmn I L"s) Prciumm I- Distouni 17300 Hotel Rcscjvalions Inc cl A 657008 OWY2001 8482 76 07/1912001 (1,91268) 000 34300 Taiwan Scanconductor ADR 4 19759 09/2312001 5 897 17 05101f2001 (1,699 58) 000 9620 Taiwan Semiconductor ADR 1 17728 09/23/2001 1 657 19 05/03/2001 (47991) 000 101 so Tamin Semiconductor ADR 1 98009 09/23t2001 2,81042 oa/02f200I (83033) 000 28600 Copal I Inc 689236 0MV2001 8,553 95 06t27/2001 (1,661 59) 000 1600 Best Buy Company Inc 97506 0912712001 76703 04/OW2001 20803 *0 0o 12600 Best Buy Company Inc 767862 OWW2001 6.57757 0411 W-00 1 1,101 05 000 100 Copaii Inc 2458 0g/27f200I 29 9 1 W27niiiii (5 33) 000 4000 Cupalt Inc 983 13 08127/2001 1 .19320 07/0212001 (21007) 000 5700 Ebjy Inc 3 254 59 OMW2001 3,91622 06PU2001 (661 63) 000 1400 Ebjy Ini. 79937 OMW2001 95695 06/29POol (157 58) 000 15800 Investois ru-il Srvcs 9,91573 0gf27f200I 12500 19 07/1212001 (2,584 46) 000 2700 Investors Fint SfvcS 1 69446 0812712001 2,08654 07/16f2001 (39208) 000 7900 King Phainuccuocals Inc 3,544 38 OV27t2001 3,489 26 07/1312001 55 12 000 26200 King Phairnaceuticats Inc 11,75465 08/27/2001 11 61529 07118n001 13936 000 3200 Copait Inc 77227 08t28f200I 94038 06f29nG0I (168 11) 000 2600 Copaii Inc 62747 OMMOOI 775 58 07102f2001 (148 11) 000 5300 Renaissance Lcaining Inc 1 88563 CRIM12001 250132 06f2l[2001 (61569) 000 800 Renamante I-raining Inc 28462 0&f2&f2G0I 37661 07/101'2001 (9199) 000 7500 Copaj i Inc 1,79268 0&f29f2G0I 1 970 21 00/04/2001 (183 53) 000 11100 C0paL( ILIC 2653 17 08f2912001 3.261 96 00/29f2001 (60879) 000 50 00 Renai~saacc Learning Inc 1 76162 08f29t200I 2.353 84 07110r)GOI (59222) 000 700 Concord EFS Inc 36991 08f30f200I 391 55 06f25f200I (21 64) 000 13800 Comoid ErS Inc 7.292 43 08/30t2001 7 .837 95 07/11 f2001 (54542) 000 14300 Fox Emettaininciii 3 335 24 0900(2001 4.071 22 06120r2001 (73598) 000 4500 Renaissance Learning Inc 1,525 95 0900/2001 208994 07/0912001 (56399) 000 2600 Renaissance Learning Inc 881 66 08130/2001 1,223 99 07/10f2001 (34233) 000 21400 Apollo Gioup Inc Cl A 8 412 38 OW If200I 947235 07/10,F2001 (105997) 000 14300 Apollo Gioup Inc Cl A 5,621 35 08131/2001 6 15086 07/12f2001 (529 51) 000 7300 Apollo Group [tic - Cl A 2,86964 08131/2001 3 12997 07/18/2001 (26033) 000 6400 Renaissance I-carning Inc 2 18109 08/3112001 2.96269 06020001 (78160) 000 3200 Renaissance Learning Inc 1,09055 08131f2001 1 486 18 0710912001 (395 63) 000 18600 NctIQ Coip 5711 64 0910412001 7,482 45 013102/2001 (1 .77081) 000 11 00 Phairnaccutical Piod Dcy 31099 091GV200I 34799 07/16/2001 (3700) 000 10000 Phairnacewical Prod Dev 2,827 17 09104f200I 3,18600 0&/10(2001 (35883) 000 4600 Pharmaceutical Piod Dev 1 30050 09104f200I 1,54442 08116/2001 (243 92) 000 14000 Pcoplesoft Inc 4,64784 09104f200I 595007 07f27t200I (1,30223) 000 400 Peoplesoft Inc 132 80 0910412001 16428 07/3012001 (3148) 000 14300 Peoplesaft Inc 4,747 44 (MOU2001 6 317 74 08/01[2001 (1,57030) 000 3900 Renaissance Learning Inc 1,28640 09104f200l 1,741 26 0611312001 (45486) 000 1400 Renaissance Learning Inc 473 94 09/04/200 1 64809 060212001 (174 15) 000 9900 Adyinced Fibre Communication 1,81971 09105f2001 2,76220 08f24f200I (94249) 000 Driehaus Capital Management Tuesday April 9, 2002 10 17 07 Page A Gains and Loss Reportfrom 0110112001 to 1213112001 Account 06058OS8 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase Realized UnarnortiLcil Bond Oil kiIII( S,curi(v DOcriolion Procetils Date Cost Date Gain I- Loss) Prenourn I Discount) 18700 Advanced Fibre Communicauon 3 437 22 09105f2001 506796 08f2712001 (1 .63074) 000 20200 Apollo Group Inc Cl A 7 175 26 09/0512001 8 51747 06f2712001 (1,34221) 000 7200 Apollo Gioup Inc Cl A 2 557 52 09/05f2001 3,05280 07/09f2001 (495 28) 000 15600 Apollo Group Inc Cl A 5 541 29 09105L`2001 668870 07/18f2001 (1,147 41) 000 40600 AT] Technologies Inc 3,47094 09105f200I 4471 24 08/0212001 (1,00030) 0 DO 6900 ATI Technologies Inc 58989 09105f2001 77468 08/1412001 (18479) 000 19500 Intersd Holdings Co 647495 09J05II2001 725655 09102MGi (791 60) am 2200 IRIC1511 Holdings Co 76999 09/05f2001 84 1 82 08108f2001 (71 83) 000 4300 Intend Holdin-s Co 1,50499 09105f2001 167700 0811012001 (17201) 000 77 00 InEersil Holdings Co 2 694 98 09/05/2001 3.183 50 0811312001 (488 52) 000 74 00 Intersil Holdings Co 258998 09/0512001 2 86655 0812312001 (27657) 000 10200 NciIQ Corp 3 05606 0910512001 3 781 31 0810If200I (72525) 000 8500 NL:iIQ Corp 2 546 72 09/05/2001 341940 08102f2ool (87268) 000 10000 NctIQ Corp 2996 14 09/05f2ool 3772 14 08106f2001 (77600) 000 16400 Overture Services Inc 2,65069 09105f2OOl 3 451 22 07/12f2001 (80053) 000 21400 0VCI Lure Services Inc 3 458 83 09/051'2001 4,83726 07113/2001 (1,37943) 000 200 Overture Services Inc 32 33 09/05f2001 4375 071160001 (11 42) 000 2 17 00 Overi.re Services Inc 3 507 32 09/05f21301 5,16927 07f2612001 (1,661 95) 000 16800 Overture Services Inc 2,715 34 09/051200 1 4,17290 07f27f200I (1,457 56) 000 5600 Pharmaccuncal Prod Dev 1 573 55 09/05f2001 1,771 60 07116f2001 (198 05) 000 43000 RP Micro Devices Inc 9,57495 091051'2001 1264445 09/01/2001 (3,06950) 000 21 00 Renaissance Lcainin- Inc 705 33 09105/2001 96228 06113f200i (256 95) 000 1200 Renaissance Learnin ; IIIL 40304 09105f200I 54948 owwool (14644) 000 45 00 ATI Technologies Inc 353 27 09106t200I 49559 08102nool (142 31) 000 37 00 ATI Technologies Inc 29047 09106/2001 403 33 0810312001 (11286) 000 9900 ATI Technologies Inc 777 19 09/06/2001 1 08841 08/0612001 (311 22) 000 16500 B J S Wholesale Club Inc 7 74 1 41 09/06f200I 7,399 79 02/1512001 341 62 000 5000 B J S Wholesale Club Inc 2 345 88 09/06/200t 227206 02f22(2001 73 22 000 4u (30 M 11101 C IL, 1111. 1 05995 0910(.f200I 97960 02f2g/2001 8035 0 DO 14400 MJnUL Cale [111 3 815 83 09/0(v'2001 3,80995 05/1612001 5 98 000 14400 Manor Care Inc 3 815 83 0910612DOI 3,608 77 O5f3 1 f2001 20706 000 10200 Mano, Care Inc 2 702 88 09/0612001 3 235 53 07/12t-)001 (532 65) 000 8800 Magna InEerna(Lonal Inc Cl A 5,123 76 09106f2001 5 743 72 08/1012001 (61996) 000 700 Peoplesorl Inc 199 17 0910(V2001 285 07 07f26f2OOl (8590) 000 19300 Peoplesoft Inc 5,491 37 09106f2GOl 7,92659 0713VZOO 1 (2,43522) 000 271 00 AT[ Technologies Inc 2,123 15 09/07f200 1 2.95409 08103/2001 (83094) 000 74 00 Magna InEemanonal Inc Cl A 4,07043 09/0712001 4,79947 07/1712001 (729 04) 000 5900 Magna In(ennational Inc Cl A 3 24534 09/07f2001 3.83776 081091L2001 (59242) 000 4000 Magna Intemanomi Inc Cl A 2,20023 09/07L`2001 2,61078 08/1012001 (41055) 000 39 00 Renaissance I-caming Inc 1,29202 09/07f2001 1,77483 06/1412001 (48281) 000 5600 Renaissance Learning Inc 1,85522 0910712001 2,56426 06r20f200l (70904) 000 12800 ATI Technologies Inc 1,06629 09/ 1 (Y2001 1,39529 09103f2001 (32900) 000 Driehaus Capital Management Tuesday April 9, 2002 10 17 07 : Page 39. Gains and Loss Reportfrorn 0110112001 to 1213112001 Account- 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase Realized Unamorlized Bond 0-- intity Sectinly Descrtinton Proceed Date LO SA Date Cam (. I ass) Preniturn Discount 21400 Coventry Health Care Inc 3,819 17 09110(2001 5.37806 08/16f2001 (1 55889) 000 143 00 Coventry Health Cue [tic 2,55206 091IM001 303 07 OW V2001 (105101) 000 28400 Coven" Health Care Inc 5,06843 09/10()001 7,20548 OWY-2001 (2,137 05) 000 236 00 0 Reilly Automotive Inc 6.07045 09110(2001 831921 07f26f200I (224876) 000 21500 0 Reilly AutoinOILVC Inc 5,53028 09/10t2001 7 538 61 07127f2GOl (2,00833) 000 1 32 00 0 Reilly &tAGM(ALVC Inc 3,395 33 091 10(200 1 4,60780 0713 VZOO 1 (1,21247) 000 57 00 Renaissance Learning Inc 1 85471 09/10r2001 2,59398 061142001 (73927) 000 19000 Tcva Pharroaccuucal - Sp ADR 11 23288 09/17f2001 12,51103 0611 V2001 (1,278 15) 000 102 00 Teva Pharinaccuticsil Sp ADR 603028 09/17f2001 6,751 43 07/2MOO 1 (721 15) 0 00 3100 ATI Technologies Inc 213 89 09/1 WOOI 33792 MOM= (12403) 0 00 485 00 Cendant Corporation 695268 09/18nool 9,52244 0611912001 (256976) 0 00 9600 Cendant Coipolo(jon 1 37620 o9/iaf2G0I 010 50 0CV'26f200I (53430) 0 00 14200 CUJLh Inc 3 36009 09/ 1 9f200I 5 879 57 07/1811001 (251948) 000 71) W C040 tn~ 1 869 34 091 1 WOO 1 3,305 07 0711912001 (1 435 73) 000 131 00 Expedia Inc CL A 2 581 33 09118rool 493863 00/13t2001 (235730) 0 00 146 00 Expcdia Inc -CL A 2 87690 09/1 1112001 5 .345 56 G6/1412001 (2,46866) 0 00 9900 EApedia Inc CL A 1 95078 09/1812001 335950 0611512001 (1,40872) 000 14600 E&ptdia Inc CL A 297690 G9Q&n001 529489 0611&12001 (2,40799) 000 72 00 Expedia Inc CL A 1 41875 09/ 1 8noo 1 2,53440 0612MG01 (1 .115 65) 0 00 163 00 Hotel Reset-vations Inc cl A 401308 091l8r2()0I 7,80444 06(2af200I (3 .791 36) 000 13 00 Hotel Reservations Inc cl A 32006 09/10001 63743 07/1912001 (317 37) 0 00 99100 Ctndarn Corporation 11.225 41 09119nook 0297 47 M l91'2001 (607206) 000 6500 Cendant Corporation 76697 09120r2001 1.27620 061IM001 (50923) 0 00 22000 Blmk H & R Inc 7,664 39 0912Gr200I 662025 OVW2001 1,044 14 0 00 3025 Ivax Corp 575 00 091200001 891 05 04r.1512001 (316 05) 000 17315 Ivax Corp 3 302 7Q 091`20MGI SOS 33 05103rMl (1792631 a 00 200 Ticke[niasEer Onlinc 21 73 0912012001 32 83 0&116/2001 (it 10) 000 1 .19 00 Tickeimster Online 161881 09f2012001 2.53270 M812001 (91389) 000 7300 Investors Rol Srvcs 3 532 38 OM V2001 5 641 39 07116(2001 (2 10901) 000 6500 Ebay Inc 3 016 57 09124P00I 444298 06f29f200I (1,42641) 000 1000 Ebay Inc 4(>4 09 MW2001 667 10 07/12r2001 (20301) 0 00 72 00 Ebay Inc 3,341 4.4 DMV2001 482854 07f20(200I (1 487 10) 000 13500 Block H & R Inc 3,88692 09t2412001 3,324 35 02/2812001 1 56257 000 900 Block H & R Inc 299 60 09124rZO01 24074 OV3012001 4886 000 9300 Overtuie Serv .ces Inc 1,17746 09f24/2001 1 891 12 07/05f200I (71366) 000 12200 Overture Services Inc 1,54462 09r2412001 2.56737 07/12/2001 (1,02275) 000 14700 Tickeirruisier Online 1 45750 09f24r-)00l 2,41320 08/16(2001 (95570) 000 9000 Cenegylnc 2,S()592 OM51200t 3,07396 MOV200i (47904) 000 234 OD Ocean Energy Inc 3,42456 09MMOI 4,76478 09/1612001 (1,34022) 000 26700 Tickelmster Online 2,61453 W2512001 4.12835 0811Y2001 (1,513 82) 000 2700 Ticketinssicr Online 264 39 MW2001 44324 08/10001 (178 85) 000 14600 Affiliated Computer Svcs A 11,16993 0L)MM(H 11,91604 0"InG1`2001 (747 11) 000 Driehaus Capital Managentent Tuesday April 9, 2002 10 17 0 Page 40 Gains and Loss Reportfronz 0110112001 to 1213112001 Account: 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase Realued Unamortized Bond Oti inuty Si.ctirily Descrinnoi Proceeds Date C051 Dole Gain I- Loss) Premium I- Discount 36200 Advanced Fibre Communication 567300 09f2( `200 t 9,41975 081"23,1`2001 (3,74675) 000 2600 Advanced Fibre Commonicatioa 40745 0912612001 70464 Oat2712001 (297 19) 000 181 00 ATI Technologies Inc 1 42941 09f26t2OOI 197303 Oa/03,`2001 (54362) 000 12600 AT[ Technologies Inc 995 06 O9f26nOOI 1,37264 08107,`2001 (37758) 000 81 00 Ceilegy Inc 2 20677 090,26,200 1 2,401 93 01/12f2001 (195 16) 0 OD 5300 Cer(egy Inc 1,44393 09/26f2001 1,81022 oa/ol/2001 (36629) 000 2900 Cellegy Inc 79008 09f26f2GOl 95700 0910612001 (16692) 000 5700 Cc, legy Inc 1 55291 09f26(200 1 1 .876 13 09107f2001 (323 22) 0 W 23000 Peoplesoft Inc 4,31523 09126/2001 936647 07/26f2001 (5,051 24) 000 71 00 AT] Tet,hriologies Inc 543 80 09r27f2OOI 773 47 08107f2OO 1 (22967) 000 23600 ATI Technologies Inc 1,807 55 O9t27f-)001 2,51059 Oa/10,2001 (70304) 000 8400 ATI Tedinoluipcs InL 643 37 0()/'7f2OOl 90468 08/13f-1001 (2(1 31) 0 OQ 11900 ATI Technologies Inc 911 44 09f27/2001 1 269 73 08/15/2001 (358 29) 0 DO 2800 Ebay Inc 1 155 00 09/27/2001 1 54924 04f2Or2OOI (394 24) 000 11200 Ebay Inc 4,61999 09127t2OOl 5 893 59 051OV2001 (1 .27360) 000 9900 Ebay Inc 4,04249 09127f2OOl 505729 05103POOl (1,01480) 000 7200 Ebay Inc 2,96999 09f2712DOI 4,40038 05/3 1 f2OOI (1,43039) 000 i0o 00 Ebay Inc 4 12499 09127f2001 632900 00113POOI (2,20401) 000 3300 Ebay Inc 1 361 25 09/27/2001 2,201 43 07/1212001 (940 18) 000 t03 00 Block H & R Inc 3841 43 09127f2DOl 2 536 35 0212anOO] 1 30508 000 900 Lowe s Companies 26841 09f2712001 34030 08/,20nool (7189) 000 286 W Lowe's Compames 8,52952 D9f27f2OOI 11 041 75 O&f2lf2OOl (2512 23) 0 W 26700 NeEwork Associates Inc 3,27792 09127/2001 4 357 31 0713112001 (107939) 000 2800 Network Associates Inc 343 75 09f27f2OOI 429 49 OWY2001 (85 74) 000 63 00 NVIDIA 1 64664 09f2712001 1 95784 03/1512001 (31120) 0 DO 11400 NVIDIA 2,97963 O9f27f2OOI 4 974 37 08/0212001 (1 99474) 000 12 00 Peoplesofil Inc 21939 09127rZWl 49969 07f26r-7001 (23030) 000 21000 RF Micro Devices Inc 3042 12 09f27/2001 5951 48 07/3Qr2OOI (2,909 36) 000 55 00 RF Micro Devices Inc 79675 09127f2001 1,617 31 08/0112001 (82056) 000 228 DO Sepracor Inc 7 565 35 09n7f2001 10 138 89 oaw/2001 (257354) 000 0700 Sepracor Inc 2,223 15 09f27f2OOI 2,96220 08/06f2001 (73905) 000 9200 AT[ Technologies Inc 718 24 G9,`28t2OOI 97871 08110r-1001 (26047) 000 20500 CcrwV ILIC 524803 09/28f2001 607897 07/1212001 (83094) 000 286 00 CCI egy Inc 7321 64 09/2gnOOI 9 375 54 07116r)001 (1 05390) 000 11300 Chico's FAS Inc 2,61937 09f2812001 3932 15 05/17f2OOl (1,312 78) 0 W 21600 Chico s FAS Inc 500695 0()f2gf2OOl 7595 16 05/18f2001 (2,588 21) 000 2700 Chico's FAS Inc 625 87 0912812001 96060 0&108/2001 (334 73) 000 5700 Chico's FAS Inc 1 .32128 09f2812001 202807 0&116rZOGI (10679) 000 10300 Electronic Ans Inc 4721 66 09f2g/2001 5,20858 021`2812001 (48692) 000 14700 Lowe's Companies 4,471 53 0912812001 5,558 29 08r2G(2001 (108676) 000 1900 Millipore Corp 1 00197 W/291`2001 1 21922 oa/16(2001 (21725) 000 8500 Millipore Corp 4,49248 W12912001 558000 0812812001 (1,09752) 000 Driehaus Capital Management Tuesday April 9, 2002 10 17 07 f Page 41. ' Gains and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION SjIr Purd%ZC Realized Uninnorturd Bond Oki IIIW SICL11 11Y I)Lsi.rinhiffl Procuds Date Colt "I C till (. Loss) Pri.1111nin I- Discount 14700 Clu,i'~ PAS I.IL 3 58665 10101/2001 5 115 28 051 1 W2001 (1 528 63) 000 20100 Lo .c's Companies 6 132 94 10101f2001 7600 11 08r2G`2001 (1,467 17) 000 7400 Cerner Corp 3,69750 I0102f200I 4,113 28 09107r200I (41578) 000 14500 Daiden Restaurants Inc 3 68944 I0/02f200I 4,62836 07/17,`2001 (938 92) 000 7600 Darden Restaurants Inc 1 933 78 10/021'2001 2 377 33 07118(2001 (44355) 000 2 33 King Pharmaceuticals Inc 98 so I0102f200I 88 92 05131/2001 9 89 000 1867 Kin, Pha~aceuttcals Inc 791 25 I0102r200I 790 12 W2012001 1 13 000 129 34 King Pharmaceuticals Inc 548236 I0102f2001 5,71246 ()7/I3f200I (230 10) 000 11467 King Pharimccuticals Inc 4,86053 IWOV2001 486960 07/1612001 (907) 000 1300 Magna International Inc Cl A 655 89 10(0212001 77938 0512 If2001 (12349) 000 8600 Magna International Inc Cl A 4,33893 10/02f2001 5,501 70 07/16f2001 (1,16277) 000 7800 Magna Imcmational Inc Cl A 3,935 31 I0102r200I 505890 07/17/2001 (1,123 59) 000 6400 Mohawk Industries 2 423 23 10/02f2001 2,547 39 07/17f2001 (124 16) 000 7400 Varian Medical Sysierns Inc 4,69470 10/0212001 4,513 12 01/09f2001 181 58 000 2900 Varian Medical SYSICITIS 111C 1 .839 81 10/02f2001 1,981 72 09106r2001 (141 91) 000 200 Ccrncr Corp 101 05 10/03f2001 11080 0810(V200 1 (975) 000 4600 Ccmer Corp 2 32424 I0103f200I 2,55690 08/0712001 (23266) 000 10000 Center Corp 505270 1010Y2001 5,55277 OWWO01 (50-007) 000 8300 Mohawk Industries 3 171 74 I0103f200I 3,30365 07117f2001 (131 91) 000 81 00 Millipore Corp 4 513 77 I0103f200I 5,19771 081162001 (68394) 000 9500 Millipore Corp 4,73667 101031`2001 542224 0V17f200l (685 57) 000 17700 Varian Medical Systems Inc 11,231 24 10103/2001 10,79489 01109f2001 43635 000 14400 Ccn(ex Corp 5,223 18 1010V2001 6 853 22 07/3112001 (163004) 000 29500 Lincare Holdings Inc 7 215 27 10/0412001 7.79046 0 1/09f2001 (575 19) 000 42800 SoudiTrusl Cot p 10,527 55 10104f-)001 11 59974 08n2/200I (1,072 19) 000 12600 SouthTrusl Cotp 3,099 23 1 (YW2001 3 394 35 08123/2001 (295 12) 000 4800 Lintaic Holdings Inc 1 09683 1010512001 1 26760 01/09/2001 (17077) 000 25400 Lincate 1-101411LIUS Inc 5 80408 1 OV0512001 6,707 19 OUIV200t (903 11) 000 29000 Lincarc, Holdings Inc 6,62671 I0105f200I 7,11950 021011'2001 (49279) 000 8800 SoudiTrusi Corp 207908 IG(0512001 237066 0&'2312001 (29159) 000 137 00 Varian Medical Symems Inc 8 35064 1010512001 8 355 37 01/09f2001 (473) 000 21000 Da .dca RCbEaLiaflES Inc 6 12060 1 0108f2001 6,568 93 07/ 1 af200I (44833) 000 1000 Darden Reslaurants Inc 291 46 IG(08f2001 29964 08/06r2001 (8 18) 000 23200 Block H & R Inc 9 11082 10(08f2001 5,712 95 02f2&12001 3,397 97 000 1600 Magna Infemational Inc Cl A 82490 1 0109f2001 937 68 05/16r2001 (11278) 000 131 00 Magna International Inc Cl A 6753 95 10(08noot 785376 05f2l/2001 (1 09991) 000 200 Paccar Inc 9797 imat2ow 11544 07/09f2001 (1747) 000 39 00 Paccar Inc 1,91033 imal'2001 2,27585 071IG(2001 (365 52) 000 600 Paccar Inc 29390 10/08AZD01 35696 0711212001 (63 06) 000 8600 Paccar Inc 421252 10/0812001 501451 07/16f2001 (80199) 000 8900 Vuian Medical Systems Inc 5,47869 10/0812001 5,42794 01/091"2001 5075 000 13300 Darden Restaurants Inc 3,783 15 10109f2001 3 985 Is 08/06f2ool (20200) 000 Diiehazis Capital Management Tuesday April 9, 2002 10 17 07 Page 41 Gains and Loss Reportfront 0110112001 to 1213112001 Aci,owit 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sall. Purchase Realized Unamortized Bond 0' .1mit 'kctiritv ]),~Lriwion Proce,d Bile Cost Date G iin I. Loss) Premium I- Discount 102 UO Daidl.Ll RC~Wffldnb IM 2901 36 IGO)12001 269058 09124f2GOI 21078 000 28600 Fox EnECL(aintnm 565460 10/09f2001 8 14245 06f2012001 (2487 85) 000 800 Fox Enicitainnitem 158 17 10/09f2ool 22491 06(2 1 f2001 (66 74) 000 12500 Manor Cam Inc 3 19206 10109r2001 305336 02127f2001 138 70 000 16900 Manor Ca . c Inc 4,315 67 10/09f2001 4,138 83 0212W-001 17684 000 17400 PaccarInc 8,37630 10109/2001 10,04302 07/09f2001 (1,66672) 000 10000 Paccailric 4 8 1 3 97 11)(0912001 5,74250 07/1 If200I (92853) 0 00 16900 SICOR INC 3 24080 I0109f2001 4 136 29 07/10f2001 (995 49) 000 29800 SICOR INC 5,714 55 10109f2001 7,523 58 07/1212001 (1 80903) 000 2600 SICOR INC 498 59 IW09f2001 679 64 07/16f2001 (181 05) 0 00 177 00 Barnes & Noble Inc 6,338 70 10110r2001 6591 30 06t I 8f2001 (25260) 000 117 00 Barnes & Noble Inc 4 189 99 101100001 4,415 51 06/2012001 (22552) 000 332 00 SICOR INC 6,62702 IG(I0f200I 8,46630 07109f2GO[ (1 83928) 000 204 00 SICOR INC 3,84066 IG(I0f200I 4,99292 07/1 (Y2001 (1,152 26) 000 20500 Manor Care Inc 5 14600 IQ( 1112001 5 007 5 1 02f27f200I 138 49 000 15400 Investors F101 Srvcs 8467 23 10/1 lno()l 11,141 70 07/Ilf200I (2,67447) 000 2900 InwsEors Ftol Srvcs 1 59448 1011 If200I 2,241 10 07/16f2001 (64662) 000 15800 SICOR INC 300648 1011 If200I 3,313 73 060112001 (30725) 000 17400 SICOR INC 331093 1011 If200I 3,70830 0612812001 (39743) 000 24500 SICOR INC 4661 95 1 W 112001 5,381 16 06i'29f2001 (71921) 000 5400 SICOR INC 1 027 53 1011 If2001 1,298 81 07/09f2001 (271 28) 000 10400 SICOR INC 1,978 95 1011112001 2495 78 07/1112001 (50683) 000 1200 Manor Care Inc 29787 IW2f200I 278 38 0202f2001 1949 000 19300 Manor Care Inc 4,79077 10112f2001 448904 02f22f-1001 301 73 000 8900 Manor Care Inc 2,209 22 1 Of 1 Zr200I 2 173 99 02f27f-100 1 35 23 000 14700 Genzyme Cuip - Geal DIV15LO11 7 34031 10115f2001 7 297 13 0,VI2n00I 43 18 000 400 Lificpoint Hospitals Inc 14200 R111512001 18065 07/1712001 (38 65) 000 143 DO Lilepoint Hospitals Inc 5,076 32 1011512001 6667 80 07/1 WOO I (1 591 48) 000 969 (X) Carellu.1, RX 1.1, 14 553 60 1 011 W2001 14 .787 23 04126f2001 (23363) 000 15200 Carenrark RX Inc 2 29292 I01I&r200I 2 414 37 05104POOl (131 45) 000 5700 Carerwrk RX Inc 85609 t0116r2001 100578 09/06(2001 (14969) 000 127 00 Manor Ca,c Inc 3 154 09 10116f2001 294623 02f22f200I 20786 000 20900 Manor Care Inc 5 19059 10/1612001 4,49697 04105f200I 69362 000 7300 AdvnnccPCS 476081 1 01 1 V2001 5,20103 0812 1 f2001 (44022) 000 74 00 A&3nccPCS 4 82602 i0117f2001 5,73648 101 W2001 (91046) 000 58700 Carentark RX Inc 845603 IQ(I7f200I 8,53786 04125f200I (8183) 000 14700 Carernark RX Inc 2 11761 1011712001 224326 04126f200I (12565) 000 7400 General Dynarnics Corp 627499 IM712001 7041 10 10100001 (766 11) 000 27900 Bed Bath & Beyond Inc 7,372 32 1 U I 9f200I 7,451 06 02f2712001 (7874) 000 16300 Bed Bath & Beyond Inc 4307 13 10fig/2001 4.21846 09f26f200I 8867 000 295 DO Cammuk RX Inc 3,88876 i(via/2001 429075 04125/2001 (40199) 000 7400 Forest Laboratories Inc 5,29767 1 Q1 1812001 602996 07/1812001 (73229) 000 Driehaus Capital Management Tuesday April 9, 2002 10 17 07.'- Page 43. Gains and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase Realized Un2mortized Bond Oil 111(itY SLcurify Di.scrip(jon Proceed Date C-05-1 Date G cut ( Loss) Premium Discount 3300 Lifeltouni Hospitals Inc 1,179 34 ionanow 1,48728 0711 If200I (30794) 000 [88 DO Litepoini Hospitals Inc 6,71866 1 ot I WOO 1 849068 07/17/2001 (1,77202) 000 89 00 Magna International Inc Cl A 452460 iotimoot 5 215 84 05/161'2001 (691 24) 000 27 00 RF Micro Devices Inc 52603 1011MD01 165 19 0713W-1001 (239 16) 000 26700 RF Micro Devices Inc 5 201 81 10119/2001 7,465 08 0713 1 f2001 (226327) 0 00 11800 Vomado Realty Trust 4 485 05 IW8f200I 466658 09f27f200I (181 53) 0 00 7400 Lifcpoini Hospitals Inc 2693 15 IQ(I 9f200I 3 335 If 07/1112001 (641 96) 0 00 125 00 Magna laternational Inc Cl A 6,34929 1 On 9f200I 732561 05/16f2001 (97632) 000 15600 Apollo Group Inc CI A 620252 I0122f200I 6,57785 06(2712001 (375 33) 000 5000 Apollo Group Inc Cl A 1 98799 10(2212DOI 2,092 15 06/29POOZ (10d 16) 000 180 1.10 Bed Bich & Beyond Inc 4 777 56 I002f200I 4,560 14 02r-23i`21301 21742 000 17300 Bed Bath & Beyond Inc 4 591 76 10/2212001 4,47726 09P6f200I 11450 000 22000 Concord EFS Inc 608052 10122(2001 6 15294 06125f-1001 (7242) 0 00 51200 Caremark RX Inc 6821 66 IW2212001 7,446 99 OV2512001 (62533) 0 00 17600 Fidelity National Fail Inc 4 131 99 lar22rool 4,791 02 0812Y2001 (659 03) 000 14200 Indyinac Mortgage Holdings 3 584 46 10/22t2001 3 811 51 08130(2001 (227 05) 000 Soo Republic Services Cl A 135 75 10(2212001 150 23 03/1312001 (1448) 000 28600 Republic Services Cl A 4 85303 I0n2f2D0I 5 57208 06/20f200I (719 05) 0 00 24900 Vornado Realty TrL%,( 9 53065 10122f2001 9 672 95 W20COO 1 (14230) 0 00 8400 Earililtill, Inc 1 28073 10123f-1001 1 325 It 07/13t2001 (4438) 000 28000 Eaiihinik Inc 4269 10 10/23f2001 445455 10101/2001 (185 45) 000 44200 Eaithljiik Inc 673908 IQf23r200I 708707 10/02f2001 (347 99) 000 441 00 Earthlink Inc 6723 83 10123f2001 7 56059 10/0412001 (83676) 0 00 221 00 Eat lhljnk Inc 3,369 54 IQV23f200I 3,875 08 10/0812001 (505 54) 0 00 25200 Fidelity National Fini Inc 606389 lOf2312001 685987 0af23f200I (79598) 0 00 1300 Fidelity National Fin] Inc 312 82 1012Y2001 353 27 1010212001 (4045) 000 182 00 LitclioinE HOSI)LEalS Inc 6 16938 I0f23f200I 8,20256 07/1 If200I (2 033 1 a) 000 259 GO Weponil Hospitals Inc 877950 i0f23f200I 11 .325 76 07/12/2001 (2546 26) 000 32600 NeiIQ Corp 8,51662 I0f23f200I 12,085 37 09/0 1 r2001 (3,568 75) 000 1400 NetIQ Corp 365 74 lOf2312001 513 80 0811 OnOO 1 (14806) 000 8600 NetIQ Corp 2 24672 10(2312001 3 17441 Oal I 3f200I (92769) 0 00 7800 Republic Services Cl A 1 3 1 6 39 l0f23/2001 1,46476 03/13/2001 (148 37) 000 9800 Republic Services Cl A 1 653 93 IQr23f200I 1 81980 03/14/2001 (16587) 000 29000 Earchhnk Inc 3 97298 I0f24t200I 4,57478 07/1312001 (601 80) 000 215 00 Eardalink Inc 2,94549 I0f24f200I 3,353 14 07/1812001 (40765) 000 29400 Eardalink Inc 4,02718 IQr24f200I 420729 09125,`2001 (17951) 000 26500 EarthlOnk IOC 3,63048 101241`2001 3.76287 09/26t2001 (13239) 0 00 tog 00 Ewthlynk Inc 1,49329 t(11`241`2001 1693 65 09=2001, (200361 000 27 00 Lifepoint Hospitals Inc 85944 10124/2001 1.18068 0711Y2001 (321 24) 000 72 00 LirCPOLnt Hospitals Inc 2,291 83 10124172001 3,09600 07/13/2001 (804 17) 000 14300 Lifelatunt Hospitals Inc 455184 10(241'2001 601673 071162001 (1,46489) 000 2500 Republic Services Cl A 42257 1012412DOI 46424 03/1412001 (41 67) 000 Driehaus Capital Management Puesday April 9, 2002 10 17 07~ Page 4.# Gains and Loss Reportfrom 0110112001 to 1213112001 : Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase lRealized Unarnorlized Bond On 11ni(V SiLcuriv Descrintion Proceeds Date Cost Date Gain I- Loss) Prernlurn I. Discount 28500 Alamosa Holdings Inc 4,42467 I005f200I 5,707 13 08/16f2001 (1 28246) 0 00 29500 Alamosa Holdin-s Inc 4 579 92 10125f2001 4,495 80 I0104f200I 84 12 0 00 21600 Bed Both & Beyond Inc 505657 iOf2512001 5.472 17 02PY2001 18440 0 00 20900 Coachlnc 5,92074 10r-)512001 8653 73 0711 V2001 (2,73299) 000 5500 Coachlnc 1 55809 1012512001 2,14470 07125f'001 (58661) 0 DO 23500 Diebold Inc 9,355 83 1012512001 9253 20 09/0412001 (897 37) 000 16000 Fidelity National FLnI Inc 3,72573 10/25f2001 4,324 19 08/22(2001 (59846) 000 13400 Fidelity National Fini Inc 3 12030 IMV2001 3641 41 I0102fZ00I (521 11) 000 I 1 00 0 Reilly Autorncu~e Inc 320 17 10/2512001 383 98 07/31/2001 (63 81) 000 85 00 0 Reilly Automotive Inc 247403 [(Y2512001 2,90785 0810212001 (433 82) 000 10000 0 Reilly AUWMCAL~C Inc 2,91062 1 0(25f2001 3,37899 0810312001 (46837) 000 5700 0 Reilly Auiornoti~c Inc 1 65905 I0f25f200I 1,891 83 08106/2001 (23278) 000 41 00 0 Reilly Automotive Inc 1 193 35 10(2512001 134500 08/090001 (151 65) 000 25 00 Teva Plijimaccutical -Sp ADR 1 575 15 10125POOl 1,6-46 19 06/151200 1 (71 04) 0 00 151 00 Teva Phairriaceutical Sp ADR 9 513 93 IW2512001 9871 50 061181200 1 (357 57) 0 00 18500 AincriSouiceBergen Corp 1246344 10f26/2001 12,060 89 011127f2001 40255 000 7200 AmeriSourceBergen Corp 4,85063 10126(2001 4,831 20 09/06(2001 1943 000 8600 AnneriSource Bergen Corp 5 793 81 1 Qf2W00 1 5745 43 09/07f200I 48 38 000 10200 AinetiSourceBergen Corp 6,871 73 i0f260001 658422 09118r001 28751 000 12400 Diebold Inc 445206 1012612001 4 882 54 09104POOl (43048) 0 00 8600 Diebold Inc 308772 IOMMOI 3 131 36 09/06f2001 (43 64) 000 53 00 Diebold Inc 1 90290 10121V2001 1 .81630 0912012001 86 60 0 00 26800 Fidelity National FLni Inc 6,011 06 1 Of-) (VI 00 1 7,24302 09122f2001 (1 231 96) 000 2600 Fidelity National Fial Inc 583 16 10/26r2001 697 89 10/0 1 f2001 (11473) 000 9500 0 Reilly Automcru~e Inc 2 798 35 10/26f2001 3,11646 08109(200 1 (318 11) 0 00 7000 0 Reilly Automoii~c Inc 2061 94 lOf26/2001 226450 08116[2001 (20256) 000 81 DO Pharmaceutical Resources Inc 276260 10/260001 3 377 17 08/02f2001 (614 57) 000 6200 Pharmaceutical Resources Inc 2 114 58 106r26r-)DOI 253372 M0312001 (419 14) 0 DO 12600 Pharmaceutical Resources Inc 4 297 37 1 OMMOI 4927 34 08f2812001 (629 97) 000 10700 0 Reilly Autornoti~e Inc 309941 I0129f200I 3,461 45 09/16(2001 (36204) 000 t07 00 Chico's FAS Inc 2 558 85 10/30/2001 354220 05116r-7001 (983 35) 000 10000 Chico's FAS Inc 2 391 45 10/3012001 3 479 78 05117f-)001 (1089 33) 000 8600 Chico s FAS Inc 205665 1000f2001 2,852 23 00/ 1 312001 (795 58) 0 00 30500 Republic SerYLCCS CI A 4 93a 79 I0130f2001 5,663 67 031IV2001 (72488) 000 3 00 SICOR INC 59 82 10/30f2001 5796 06108noOl 1 86 000 Igloo SICOR INC 360925 10/30(2001 352045 06113f2001 8880 0 00 12900 SICOR INC 2,57234 1013=001 2,548 It 06MY200I 2423 0 00 12800 SICOR INC 2.55240 I0130f200I 2,68454 06(2112001 (132 14) 0 00 27 00 AdvancePCS 1 64354 1013 U2001 1,91084 08/17f2001 (26730) 0 00 27 00 Advari 1,64354 10/3 If2001 1,92367 08n 112001 (280 13) 000 1000 Chico s FAS Inc 25896 I0f3If200I 33105 05/16f2001 (7209) 000 21 00 Chico's FAS Inc 54383 113`31/2001 66863 05/30r200I (12480) 000 Driehaus Capital Management Tuesday April 9, 2002 10 17 07 Page 45. Gains and Loss Reportfronz 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase Realized Unamorlized Bond 0" 111t .1 S,curity DklLriwion Proceed Date Cost Date Going (. Lms) Premium If Discount 5700 Chico , FAS Inc 1,476 10 100112001 1,851 46 06/ t 412001 (375 36) 000 13200 Chico s FAS Ini. 3,418 34 1013 If2001 4 358 18 08/lwool (93984) 000 45600 Rcpublil. SMILCS Cl A 7 108 75 1013 If2001 7,98041 03/05f2001 (571 66) 000 12900 Republic Services Cl A 209590 1013112001 2 395 45 03/ 141200 1 (29955) 000 7200 SICOR INC 1 355 75 10131r-)001 1,31243 0610IP00l 43 32 000 23300 %ICOI( INL 5 328 85 HY31MOI 5467 84 06108POOl (138 99) 000 101 00 SICOR INC 1,901 82 1 00112001 1 92476 0611412001 (2294) 000 6300 Teva Pharmaceutical - Sp ADR 3,88848 1 Gf3 V2001 4,11857 06tIM001 (23009) 000 2500 T"a Pharmaceutical - Sp ADR 1,54305 10(3 V2001 1,59295 07/16f2001 (4990) 000 6200 watels Culp 2,175 76 10/3 1 f2001 220691 08f27f200l (31 15) 000 15800 WaECIS Corp 5 54468 10131/2001 5,71228 09/060001 (16760) 000 " 00 Affilialed Computer Svcs A 390955 11/0112001 3591 13 07f20(2001 31842 000 8800 AfriliaLed Computer Svcs A 7,819 11 1110112001 8 130 82 10117f2001 (31171) 000 7900 AdvancePCS 4 782 63 1 I/0If200i 559098 08/17f2001 (808 35) 000 12300 9 1 S Wholesale Club Inc 6,28527 11/0 1/200 1 5,47661 02/09f2001 80866 000 2200 B I S Wholesale Club Inc 1 12420 11/0112DOI 98664 02/1512001 13756 000 7900 Bair LabojaEones Inc 5,62006 1 I10If200I 621021 07/18/2001 (590 15) 000 99 00 Ban Laboratories Inc 704286 1 I10If200I 9.531 45 08n(Y2001 (1,48859) 000 57 00 Ban Laboratories Inc 405498 1 1101nool 4,99639 09123f2001 (941 41) 000 2900 Ban Laboratories Inc 206306 1 I10If200I 2446 15 09/06f2001 (38309) 000 12300 Chico's FAS Inc 3 112 79 1 I/01nool 3,91623 05/301`2001 (80344) 000 11600 Chico s FAS Inc 2,935 64 1 I10IP00l 3,688 71 0612Gr2OOl (75307) 000 8000 EarEhInk Inc 1,128 22 11101/1001 1 10282 05/02f-1001 2540 000 04 00 Eaithifflk IAC 1,88976 1 110IM01 1,85992 05/0412001 29 84 000 12800 Ea,1111MI, Inc 1 805 15 1 I/0In001 1 792 33 09f200001 1282 000 29300 Ea .L1111111, Inc 4 132 10 1 1101fZ001 4 107 0 09f2412001 2497 000 3000 Eaithlink Inc 423 08 1 I10If2001 42599 09(2(312001 (2 91) 000 2200 General Dynamics Corp 1 830 10 1 1101f2001 1 94374 09f2712001 (11364) 000 3000 General Dynamics Coi p 2 495 59 1 1101f2001 265440 10/02f2001 (158 81) 000 15 00 General Dynamics Corp 1 247 80 11/0112001 1 .42725 1010812001 (17945) 000 74200 Republic So vices C1 A 11 99387 1 1101f2001 12694 58 0310MOOl (70071) 000 t44 00 Republic Services Cl A 2 327 65 1 MUM[ 2520 13 03105f2001 (19248) 000 29000 SICOR INC 551048 1 1101f2001 5 286 18 0610112001 22430 000 8600 Tev3 Pha.LIUCCUILCal Sp ADR 5.287 10 1 1101J,2001 5.403 53 06120f2001 (11643) 000 7500 Teva pharmaceutical - Sp ADR 461084 11/01/2001 4,778 86 07116f2001 (16802) 000 15200 waters Corp 5,38494 1110112001 5,41050 OaCW2001 (2556) 000 11800 Waters Corp 4,18041 11/01/2001 4 167 23 08n&`2001 13 IS 000 64200 Fact Locker Inc 9 19370 1 1101f2001 12 .161 92 08f23/2001 (2,96822) 000 14300 Fact Locker Inc 2 047 82 1 I10If2001 2.71225 0MV2001 (66443) 000 14200 Foo[ Laacker Inc 2,03350 111011`2001 2,63377 0anSf2001 (60027) 000 7200 Foot Locker Inc 1 03107 1 1/0 142001 1,23840 09/0612001 (20733) 000 2700 Chico's FAS Inc 69681 11/0212001 858 58 06120(2001 (16177) 000 Driehaus Capital Managentent Tuesday April 9, 2002 10 17 Oi Page 4 Gains and Loss Reportfrorn 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchj~se Realized Unamorlized Bond Ott 111111 SlUirity D,.w .otiu,i PrOLLL(IS Date L05-t Date Gain ( Loss) Premium Discount 9500 RCpUblIC Services Cl A 1 .46274 11102nool 1 62532 0310M00I (16259) 000 4 1 W SICOR INC 761 83 1 1/02noo 1 70959 0513112001 53 24 000 7000 SICOR INC 1 30068 11/0212001 1,27597 O&OV2001 2471 000 8400 BaIT LabomEoi tes Inc 5 84546 1 I105f200I 6 18-143 07/16f2001 (33897) 000 21 00 Baff Laboratories Inc 1 461 37 11/05/2001 1,65082 07/1812001 (18945) 000 16600 Fwsr HL 0111 G .Mill CUFI) 3 759 51 1 1/05no0i 494273 08n V2001 (1 18322) 000 221 00 First Health Group Cuip 5,005 12 11/05/2001 659265 01112Y2001 (1,587 53) 000 14100 First Health Group Corp 3,193 31 11/05/2001 425601 0ar4f200I (1,06270) 000 19800 Fox EnterianiffiCnE 4,22646 1110512001 5 566 55 06(2If200I (1 34009) 000 3500 SICOR INC 66246 II105f200I 60489 05/31f2001 57 57 000 9500 WaEcjs Corp 341649 11105t-2001 335497 oansnow 6151 000 9700 Waicis Corp 3,48841 1110Y2001 3,397 52 09/05f200I 9089 000 12500 Cy(yc Corporation 2 .793 95 1 I106f200I 2,60950 02nM00 1 18445 000 14500 Cytyc Corporation 3 24099 11/06(2001 4 18963 10/16f2001 (94864) 000 12300 First Health Group Corp 2 85505 1110012001 3,66239 08n 112001 (80734) 000 171 00 First Health Group Corp 3,969 22 1 I/06f200I 4,95572 OM7/2001 (98650) 000 146 00 First Health Group Corp 338892 1110612001 400630 09/20r2001 (61738) 000 131 00 Ph2Mn3CCuE1C3I Resources Inc 4,D69 57 11106f-1001 S . 116 (A 08/2712001 (1 .04707) 000 2800 Phatmaceutical Resources Inc 869 83 1 1106nOO 1 109497 08f2&12001 (225 14) 000 14600 PhZI .113CCUtLcai Resourcn In, 4 535 56 1 I/06n00 1 568682 1 Of2212001 (1 151 26) 000 4900 PbarinaCCUILC21 Resources Inc 1 517 07 MOV2001 1,90497 OWW2001 (38790) 000 3~ 00 PhaimaccuEtcal Resources, hic 99074 1 I/06nool 1 243 84 07127f2001 (253 10) 000 4600 SICOR INC 80721 111062001 79500 05/3 1 f2001 12 21 000 14800 AdvjnccPCS 4 302 45 1 I/07f2G0I 5 237 12 08/17f2001 (93467) 000 26400 Ann Corp 958008 1110712001 9,873 34 09f2412001 (29326) 000 14700 Ann Corp 5,334 36 1 1/07f2001 584407 09f27f200I (50971) 000 7400 Ann Coip 2 685 33 1 I107f200I 3,111 24 I0102f200I (42591) 000 500 Dotal Fmancial Corp 16757 1 I107f200I 19985 oat 1 012001 (2228) 000 4700 Dotal Financial Corp 1,575 19 11/07f2001 1 787 17 OU1712001 (211 98) 000 67 00 Doral Financial Coip 2 245 48 1 I107f200I 2,567 81 OV20/2001 (32233) 000 900 Dural F . .ianL,jl Cori) 301 63 II/07f200I 34290 IMM001 (41 27) 000 1 12 00 FuiCIE I-aboratorms 111L 8 225 75 HIOW2001 9,12643 07/18nGO 1 (90068) 000 7100 Forest 1-aboratories Inc 5 214 5-1 II/07f200I 5 580 64 08106(2001 (366 10) 000 000 7100 Forest I-aboratorms Inc 5 214 54 1 1107rOO 1 5 541 50 0111161'2001 (32696) 92 00 General Dynamics Coup 6,818 59 1 I/07f200I 724483 0912712001 (42624) 000 7400 General Dynamics Corp 6 15336 II/07f200I 6,45946 09128t2001 (306 10) 000 44200 NRG Energy Inc 801558 II/07f200I 8,391 02 1 o/ I woo 1 (375 44) 000 1000 Pharmaceutical Resources Inc 33656 II107f200I 38877 07/26f200I (5221) 000 5900 Pharmaceutical Resources, Inc 1 .98570 1 I/07f200I 2298 10 10(2212001 (31240) 000 1 6 00 SICOR INC 271 89 1110712001 27652 0513 If200I (463) 000 9200 Affiliated Computer Svcs -A a 12335 1110912001 7,50874 07120(2001 61461 000 6700 Alliant Teclisystems Inc 5,76496 1110812001 5,63920 09f2612001 12576 000 Driehaus Capital Management Tuesday April 9. 2002 10 17 07 Page 47. Gains and Loss Reportfront 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase Realized Unamortized Bond 01,111111 ~ccurtiv Duscrintio. Proceeds Dole Cost Date Gain I- Loss) Premium I- Discount) 131 00 B I S Wholesale Club Inc 640753 1 I/08f200I 5 832 81 02/09f2001 57472 000 41800 Bames & Noble Inc it 24833 1110812001 13 859 12 05/02/2001 (2,61079) 000 20900 Barnes & Noble Inc 5624 17 11/08/201) 1 682260 05/04f200I (1 19843) 000 10900 Barnes & Noble Inc 2 933 18 1 I/08f200I 3,959 82 06113f2001 (1,02664) 000 10500 Barnes & Noble Inc 2 825 54 11 10woo 1 379409 0611V2001 (96855) 000 37 00 Barnes & Noble Inc 99567 II108f200I 1 37784 00/ 1 V2001 (382 17) 000 14600 Barnes & Noble Inc 3 928 84 11108nool 5 337 10 09f2&r200I (1 40826) 000 1 16 00 Barr Laborawrics Inc 7,846 36 II108f200I 8,372 73 05f3 112001 (52637) 000 1600 Bar L-itioraunics Inc 1,08226 1 I108r200I 1 17799 07/16(2001 (95 73) 000 4300 Ccmcr Corp 2 24447 1110812001 238224 08106r200I (137 77) 000 8600 CcMcr Corp 4 488 94 1 1 108f200I 466309 08109/2001 (174 15) 000 4700 Cemer Corp 2 453 26 1 lloat2ool 2,545 50 Oa/17/2001 (9224) 000 8800 Cemer Corp 4,593 34 1 110ar2001 5,14452 I0r22f200I (551 18) 000 115 00 Mack-Cali Realty Corp 3 567 98 1 tioanow 3 528 61 09/18f2001 3937 000 4400 Mack Cali Realty Corp 1 365 14 1110812001 1 37280 i0102f200I (766) 000 10300 Doml Financial Corp 3 365 92 1 1108noo 1 3.91093 08/lQr200I (54501) 000 8600 Kin- Pharmaceuticals Inc 3 225 92 1 l10af200I 286785 05/16/2001 35807 000 17 1 00 KLU ; PhaLJ11JCeUhCalS Inc 6414 56 1 11(18r2oot 6,52366 0513112001 (109 10) 000 34 00 Ross Stores Inc 1 04386 1 1108noo 1 99970 08f27P00I 44 16 000 21500 Ross Stoics Inc 660086 1 I/OMOO 1 6,56580 09106(2001 35 06 000 5900 Ross Stores Inc 1 811 40 11 108f200I 1,764 10 10/02f200 1 4730 000 as 00 Ross Stores Inc 2701 7S I tioa[2001 2,73807 10/03f2001 (36 32) 000 20500 Ross Stores Inc 6 161 78 1 1108f2001 6027 57 08f27f200I 13421 000 26400 Mack-Cali Realty Cut p 762794 1 l1D9f200I 9 10047 09118r)001 (47253) 000 27300 Willis Group Holdings Ltd 6,341 96 1 t/091200 1 655640 09r71200 1 (21444) 000 111 00 Willis Giuup Holdings Ltd 2 578 60 11/09f2001 266406 09f2&(2001 (8546) 000 1600 Willis Group Holdings Ltd 371 69 1 1 t09f200I 37642 1010Y2001 (473) 000 26800 Willis Group Holdings Ltd 6,225 81 1 UOW2001 6383 76 10110f2001 (157 95) 000 20500 Willis Group Holdings Ltd 4,762 28 1 1109fzoo 1 5,071 84 tGr22(2001 (30956) 000 19100 Willis Group Holdings Ltd 443705 11/0912001 4595 80 10125f2001 (15875) 000 34 00 Gallagher (Arthur I I & Co 1 142 14 11/ 1 2f200I 1 13693 09r)712001 521 000 5900 Gallagher (Arlhur I ) & Co 1 981 94 11/12f2001 2033 45 I0102f200I (51 51) 000 88 00 Gallagher (Arthur I ) & Co 2,956 12 11112f2001 3,086 11 10103f2001 (12999) 000 8300 Gallagher (Arthur I ) & Co 2,788 16 11112f2001 308936 10/1812001 (301 20) 000 132 00 Gallagher (Arthur I I & Cc 4434 18 11/1212001 4,98035 I(Y22f2l)0I (546 17) 0 DO 13200 Rennissanccre Holdings Lid 12.503 33 11/12f2001 13,222 57 I(V2412001 (71924) 000 7200 Willis Group Holdings Ltd 1 62988 11/ 1 2r200I 169389 10103f2001 (6401) 000 12700 Willis Group Holdings Ltd 2 87492 I[/I2f200I 295829 UY0912001 (83 37) 000 7100 Gallagher (Arthur I ) & Cc 2.43779 11113f2001 226858 09f2012001 16921 000 14700 Gallagher (Arthur J ) & Cc 5,G47 27 11/13/2001 4.75594 09f2l/2001 29133 000 14300 Gallagher (Arthur I I & Cc 490992 11/1312001 4,78181 09f2712001 128 11 000 13000 B I S Wholesale Club Inc 627056 11/ 1 V2001 5.788 29 0210912001 48227 000 Driehaus Capital Management Tuesday April 9, 2002 10 17 07 Page 48~ Gains and Loss Reportfrom 0110112001 to 1213112001 Account: 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchoe Realized Unamorlized Bond 011.111f.tv Securav DI.scriptimi Proceyd Date Cost Date Gain I- Lass) Premium (- Discount) 2800 Barr Labol'aEortes Inc 1,77608 11/ 1 V2001 2021 00 05/3 U2001 (24492) 000 71 00 Barr Laboratories Inc 4 503 63 11/1312001 4 723 20 07/11/2001 (21957) 000 26400 Cadence Design Systems Inc 605864 1111 3/2001 6,49274 1110712001 (434 10) 000 61 00 Mack-Cali Realty Corp 1 764 57 1111312001 1,871 70 09/1 V2001 (t07 13) 000 147 GO Mack Cali Realty Corp 4 252 32 11/13/2001 4442 35 09P4POOl (19003) 000 17700 Mack Cali Realty Cori) 5 120 13 1 It 1 Y2001 5,399 97 09r27f2OOl (279 84) 000 39600 EarEhlink Inc 5 938 33 1 1/ 1312001 5,458 94 05/0212001 479 39 000 10600 Fidelity National FLL1I Inc 2,54249 11/ 1 Y2001 2,84526 IO/OIf2OOI (30277) 000 2600 King Pharmaceuticals [tic 95056 1 1/ 1 VZOO 1 858 68 01109r)001 91 88 0 00 10600 King PhalIMCCUNUIS Inc 3 875 66 1111 Y2001 3,534 92 05116rZOO 1 34074 0 00 8900 Pharmaceutical Resources Inc 2,982 53 11/13/2001 3,42299 07/17rOOl (44046) 000 5300 Pharmaceutical Resources, Inc 1,776 11 11/13/7001 2,060 10 07127/2001 (283 99) 000 1200 Remussancere Holdm-s Lid 1,12802 11113/2001 1 17390 1010312001 (4588) 000 4200 Rena .ssancere Hold,n ;s Lid 394807 11113/2001 4207 18 1012412001 (259 11) 000 6600 Tech Dam Corp 2 819 59 11/13POOl 268573 0&3 1/2001 133 86 000 29300 Willis Group Holdings Lid 6 839 88 1 It I 3f-100 1 650671 09f2MOOl 333 17 000 29300 Willis Group Holdings Lid 6 83988 1111312001 6 171 08 09/2 Ir-200 1 66880 000 6900 Willis Group Holdings Lid 1 61076 1 U1312001 1 582 82 10/0212001 2794 000 9400 Willis Group Holdings Lid 2 194 37 1 1/ 1312001 2 189 60 10/091200t 477 000 17700 Willis Gioup Holdings Ltd 4 13 1 94 11113POOl 4053 34 10/1812001 78 60 000 17400 Gallagher (Arthur I I & Co 597400 1 UIV2001 5,49576 09119/1001 478 24 000 22200 Gallagher (Arthur I ) & Co 7 622 00 11/ 1 4POOl 7 093 30 09f2Of2GOI 52870 000 3400 B I S '~Iholesali: Club [it, 1 .66689 11/ 1 V2001 1,513 86 02/09f2001 153 03 000 6500 Fidelity National Fin] Inc 1 54099 11/ 1 V2 001 1,70300 09rZ812001 (16201) 000 1 00 Fidelity National Fml Inc 23 71 11/14f2OOl 26 84 IO/OIf2OOl (3 13) 000 5300 Pharmaceutical Resources Inc 1,721 46 11114POOl 2,03841 071I7f2OOI (31695) 000 6900 Phaimaccutical Resou.ccs Inc 2241 15 11114f2GOl 2,61460 08/231'2001 (373 45) 000 800 Rcmussancere Holdings Lid 749 36 111142001 76251 10/0212001 (13 15) 000 91 00 Renaissanccre Holdings Lid 852399 111 1 V2001 9902 11 I0103f2OOl (378 12) 000 I 1 9 00 G at la- her (A, thur I I & Co 403394 1111 V2001 3 758 59 09/19f2001 275 35 000 14700 Gal I ag her (A i t hur I I & Co 4983 1 0 1111 V2001 4,58590 09/241`2001 39720 000 149 00 Cylyc Corporation 3 500 17 11/ 1 9f2001 2 711 80 01109f2001 79837 000 24700 CyEyc Corporation 5,80230 11/19/2001 5 156 38 02/2a/200 1 64592 000 4400 Fidelity National FLni Inc 1 021 89 11/ 1 9f2OOI 1 07301 091'2012001 (51 12) 000 10300 Fidelity National FLnI Inc 2,392 15 1 i/[9f2OO[ 2,54637 0912412001 (15422) 000 103 DO Fidelity National FmI Inc 2392 15 1 1119f2001 2569 14 DW26200 1 (17699) 000 8200 Fidelity National Ftni Inc 1,90443 11/ 1 9f2OOl 2,14840 G9f2&r2OOl (24397) 000 33000 Network Appliance Corp 5 30068 H/19f2001 5,73500 1 1/07f2OOl (43432) 000 13200 CyEyc Corporation 3,19429 1 V26`2001 2,40240 0 1/09f2001 79189 000 36000 Earthlink Inc 5.15621 11/261'2001 4,96267 05/0212001 19354 000 3500 Earthlink Inc 501 30 1 If26f2OOl 47580 05103/2001 2550 000 10400 Alliant Tecksysterns Inc 8,39000 11/27f2001 8,369 55 091'21/2001 2045 000 Driehaus Capital Management Tuesday April 9, 2002 10 17 07!- Page 4Q Gains and Loss Reportfront 01/01/27001 to 1213112001 Account: 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sile Purcll~L 14JIlLed Unjunortized Bond Ott 11ALtY qtLtlllLV DLSCl1D(L0. ProlLeeds 1311L Cost Date C im I- Loss) Pr(.111111111 Discount 900 All, mt TL04y~[,ms Im 726 06 11 f27P001 757 50 09r26P00 1 (31 ") 000 264 GO CYEYL CUIpUlunn.311 6 342 12 11 f2W2001 480480 011090001 1,537 32 000 39600 E.uililink ILIL 5 678 [0 1 lf27/2001 5 383 38 05103f200I 29478 000 26600 Mollj.k Industrieb 11 96500 1 U`27/2001 10,58760 07117f-)001 1 37740 000 600 Pharmaceutical Resources Inc 20925 1 1127t2001 225 31 07/t9rZ00I (1606) 000 33 00 Phai inaccuticii Resources Inc 1,15086 II/27f200I 1,24749 0712012001 (96 63) 000 15900 Phaiinal.CLALCA RcsourLCS Inc 5 54504 11/27f2DO] 6,02496 08/23/2001 (479 92) 0 GO 13200 ARM Holdings PLC Sports ADR 201777 11129/'2001 229942 11105/2001 (271 65) 000 26400 ARM Holdings PLC Sports ADR 4035 55 1 lf2&12001 460680 11/08f2001 (571 25) 000 9200 Electionic Arts Inc 4 894 85 1112912001 465232 02f2&n00I 24253 000 79 00 Invesinma TWurology GiULlp 4 424 15 1 112&12001 5 111 66 10131/2001 (68751) 000 131 00 Krispy Kreinc Doughnuts Inc 4 83236 1 I12af200I 495624 11/ 131100 1 (123 88) 000 13200 rCtispy Kreme Doughnuts Inc 4,86925 1 V28/2001 5,231 83 11114f2001 (36258) 000 16000 Mohawk Industries 7.091 71 IIMMOI 6,36848 07/17f)001 723 23 000 7900 ARM Holdings PLC - Spoils ADR 1 27046 11 r29f200I 1 329 10 1110112001 (58 64) 000 18500 ARM Holdings PLC - Sports ADR 2,915 12 11 MrZool 320966 1 Iil)5=01 (233 54) 000 900 Gcnzymc Corp Cenl Division 482 80 1 V29f2001 43993 04/1 VZOO 1 42 87 000 8400 Genzyme Corp Gen[ Divimon 4,506 17 1 V29n001 4 16979 04/1212GOI 336 38 000 1400 Inaersil Holdings Co 467 11 1 UNMOI 535 70 08108f2001 (6859) 000 19700 InECTS31 Holdings Co 657294 11 f29f200I 8,073 28 1110812001 1 50034) 000 132 00 InICTSLI Holdings Co 440420 1 It29f200I 5,274 32 11/1312001 (870 12) 000 2000 InvesuricnE Technology Group 1 09084 1 If29f200I 1 268 41 1MV2001 (177 57) 000 73 00 Investment Technology Group 3 981 56 1 U29r00 1 4,63404 10125rZ001 (65248) 000 39 00 InVC511TICTIE Technology Group 2 127 13 1 [r)912001 2,523 48 10/3 1 f2001 (396 35) 000 1 18 00 Laboratory Corp of 6,iner Hkos 8 979 58 1 V29=01 1039978 1 Ot2312001 (1 42020) 000 1 00 Cclgcne Corp 3409 1113=001 36 53 11105T-2001 (244) 000 6600 Celgene Corp 224993 11/31112001 2483 71 1111 Y2001 (233 78) 000 6600 Celgenc Co. P 2 249 93 1 V30(2001 245969 IIIIV2001 (20976) 000 131 00 GenzymcCoip Gen] Division 696641 1113CV'2001 640341 0411 U2001 56300 000 5300 BlockbusEci Inc Class A 1 38590 1210312001 1 32991 I0103f200I 55 99 000 156 00 Celgene Cu. p 5 295 13 12103f'001 5 395 85 1 I/0lf200I (10072) 000 10500 CLIgUlL Call) 3 56403 12/03POOl 3 835 62 11105f2001 (271 59) 000 14600 Ceiocr Cur p 777490 1 2103f200I 7,90729 09/ l7r2001 (132 39) 000 11900 CylyC C01PULA1011 2 955 06 1210312001 2 165 80 01109f2ool 78920 000 155 00 Dalai F..IdnLIJI Culp 4925 27 12103/2001 5 822 59 011108/2001 (89732) 000 17 00 Doral Financial Corp 540 19 IVOY2001 639 65 0alOW21301 (9946) 000 2000 Doral Financial Corp 635 52 12/0312001 75940 09/10(2001 (12388) 000 7400 Doral Financial Corp 2,351 42 12/03f2001 278896 08116r2001 (43754) 000 12700 Eanblink Inc 1 .79699 12/03f2001 1,72649 05/03f200I 7050 000 13900 Earthlink Inc 1,96678 IVOY2001 1,819 12 05/0712001 14766 000 8800 Eardilink Inc 1,245 16 120(2001 1.19284 09/21f2001 5232 000 2500 Investrucit Technology Group 1 .41459 I2/03n00I 1,53549 10/2212001 (12090) 000 Driehaus Capital Managenjent Tuesday April 9, 2002 10 17 07' Page 5C Gains and Loss Reportfroin 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Salt purchase RL2117Ld Unjinor(l2Ld Bond Oil nnity St.Lurny DLIL . illtll..l I'l-MLL(IN Date COIL paig G. in I- Loss) Prenuum f- DMOunt 83 UO lnv,.~anxrit TILIMU10ily Clout) 469645 1 2J03f2001 5 263 88 10(24/2001 (567 43) 000 65 UO InVLAInLia Ttl.linuiugy GIOUP 3 677 95 I2/03f200I 4 104 31 1 1101f2001 (42636) 000 300 Schwab (Charles) Culp 41 19 12/0312001 46 19 1110712001 (500) 000 26500 Schwab (Chilies) Curl) 3 638 22 12103/2001 4 1 111 50 H108/2001 (48028) 000 264 00 Schwab (Cliatles) Culp 362449 12/0312001 4 15008 1 111312001 (52559) 000 8600 Waters Culp 3 101 74 1 VOY2001 2,98006 0910412001 121 68 000 4700 Waters Corp 1 695 14 12/03f2001 1 64622 09/05/2001 4892 000 4000 Waters Corp 1,44267 I2/03f200I 1,573 82 11/1 Y-200 1 (131 15) 000 35400 Cadence DCSLgn Systems Inc 7751 91 1210412001 7400 19 10/1812001 35162 000 14700 Cadence Design Systems Inc 3 21897 12/0412001 3 16675 1 G(22f200I 52 22 000 5600 CCI-enC CULP 1 90394 12/05/2001 1 936 97 1 [101/2001 (3303) 0 GO 2200 Cemer Corp 1 215 61 12105=01 1,156 67 08/ 1 M001 5894 000 11400 Cei tier Corp 6,29905 12/05/2001 6,06837 08116r)001 23068 000 2200 Cemer Corp 1,21561 12/05/2001 1 191 51 Oa/17f2001 24 10 000 6800 Doral Ftl`14MCLal Corp 2 17435 12/05/2001 246924 03/0312001 (29489) 000 13600 Dural Financial Corp 434870 12/05f2001 504084 08/00f200 1 (692 14) 000 10300 Dora] FtLiancial Culp 3 293 50 I2105f200I 381650 08/0712001 (52300) 000 al 00 Doral Financial Culp 2,59003 1210512001 3,04277 0810812001 (45274) 000 72 00 Dora] FLinanCLal Corp 2 302 25 1 Z105f200I 2581 24 08/23f200I (278 99) 000 11800 investment Technology GLOUP 702762 I2105f200I 7 212 14 10/1312001 (18452) 000 7800 l1wesamern Technology GIOUP 4645 38 12105r-7001 4 79071 1 Of-12poo 1 (145 33) 000 127 00 Kin-, PhaiMCCUILCais Inc 4940 13 12/05f2001 4,19458 01109f2001 74555 000 5000 Autozone Inc 3 86988 12/06(2001 269278 1 O/OMOO 1 1,177 10 000 14700 AU(OZOLIC Inc H 377 43 i2/06f2GOl 8,234 51 1011 V200i 3 142 92 000 7800 Centel Corp 4291 80 12/06f2001 4,10090 08/1012001 19090 000 53 DO Cemci Corp 2 916 22 12106/2001 273700 08n81200I 17922 000 131 00 Inimunex Corp 3 37496 1210612001 3 467 22 1 1/ 1312001 (9226) 000 9500 Kin . Plijimaccuitcals Inc 367849 1 2106/2001 3 137 71 01/0912001 54078 000 62 00 KLng Phil Ll1aCCUtt(.aIS Inc 240064 12/0012001 1 923 45 04112f2001 477 19 000 3300 L 3 Communications HIdgs Inc 2,778 98 1210012001 2,899 75 ognanoot (12077) 000 5900 L 3 Cunununmjaion~ Hldg~ 111L 496848 12/0(V200 1 529447 10102P 00 1 (325 99) 000 336 00 Ocean EnLrgy Inc 609449 12106r2001 6 841 73 oa/1612001 (747 24) 000 1600 Ocean Energy Inc 290 21 12/060DOI 32272 0812212001 (32 51) 000 4900 PhannaceUlical Resources Inc 1 571 85 121060001 1 84000 07/19f2001 (268 15) 000 1800 Tenet Healthcare CorporallUn 1 07770 12106f2001 1,009 15 09/20f200I 6855 000 74 00 Tenet Healthcare Corporation 443054 12/06(2001 441305 09127t2001 17 49 000 6100 Center Corp 320006 1210712001 3.150 13 OV21112001 49 93 000 1800 Cemer Corp 94428 12/07f2001 89978 09/0612001 4550 000 2700 Pharrriaceutical Resources, Inc 861 94 1210712001 1,011 45 07/la/2001 (14951) 000 10500 Pharmliceutic2l Resources, Inc 3,35197 12/07,`2001 3,94287 071191200 1 (59090) 000 61 00 Imclone System 4.18239 12t I VZOO 1 4,08670 11/1912001 9569 000 6200 Inimunex Corp 1 46086 12112f2001 1,42439 10/1112001 3647 000 Driehaus Capital Management Tuesday April 9. 2002 10 17 07' Page 54, Gains and Loss Reportfrom 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase Realized Unaniortized Bond onantit S,cm tv Mserintinit Proceeds Dite Cost D ite Gain I- Loss) Preinium Discount) 221 00 limnuncA Corp 5,207 27 12112rool 5,175 95 l(V1512DOI 31 32 000 67 00 Immunex Corp 1 57867 12/12/2001 1,773 31 11/ 1 Y2001 (19464) 000 16900 Ocean Energy Inc 2,96360 12112f2001 3,408 73 08n2t2001 (445 13) 000 7100 Ocean Energy Inc 1,24506 IVIV2001 1 418 15 0812712001 (17309) 000 12900 Ocean Energy Inc 2262 16 12112f7001 2,58961 09107/2001 (327 45) 000 2200 Ocean Energy Inc 385 79 12JIM001 429 44 I0f25f200I (4365) 000 4000 Pharmaceutical Resources, Inc 1 190 88 12112rDOl 1 49844 07/18t2001 (307 56) 000 21 00 finclone Systerns 1 43446 1211 312001 1,40690 11/1917001 27 56 000 211 00 Marvell Technolo-tes 7 15954 12/1312001 7,12627 1 1/ l9f2001 33 27 0 00 21000 Marvell Techiiolo ;.Cs 7 12561 12113POO1 7,849 23 12/05f2001 (723 62) 000 79 00 Maivell Technolo-ics 2,68059 12/1312GOI 3,055 22 1 210(v'2001 (37463) 0 00 8600 Ocean Energy Inc 1 479 36 121130001 1 675 53 09/06f2001 (196 17) 000 21800 Ocean Energy Inc 3 75002 1 211Y2001 4 189 54 10flV2001 (438 52) 000 12200 Ocean Energy Inc 209863 1211Y2001 2 381 46 IMY.1001 (282 83) 000 500 Phatinaccutical Resouices Inc [54 41 12/13/1001 187 30 07/1812001 (32 89) 000 7600 Pharmaceutical ResourLes Inc 2 347 D9 12/13/2001 2 785 64 10/ 1 1 Mill (438 55) 000 11600 Blockbuster Inc class A 287067 1211412001 274246 10102/2001 128 21 000 9400 Blockbuster Inc -cla" A 2 326 23 1 2/IV2001 2 35970 10/0312001 (3247) 0 DO 1300 Broadcorn Corp - Cl A 545 19 1211V2001 58979 1111312001 (4460) 000 11900 Broadcom Corp Cl A 4 99055 1 2114rOO 1 601909 1112712001 (1,02854) 0 00 57 00 Walcis Co'p 203907 12./1412001 1 975 16 0910412001 6391 000 51 00 Waters Corp 1 824 43 1211412001 1 70830 09f2(V2001 116 t3 000 10300 Waters Corp 368464 12t[412001 3 51969 09f27/200i 16495 0 00 20800 Blockbuster Inc cl3s, A 5 175 61 1211 V2001 491752 10102nool 25809 000 6600 Cc, ner Cot p 3 247 09 i21I7r200I 3 295 53 09/0(J2001 (4944) 000 5600 Irnmunc4 Corp 1 57602 i2/17=01 1 23096 10/1012001 34506 0 00 20,400 lminuiicx Corp 5 741 22 12/ 1 MOM 4,68672 10/1 U2001 1,05450 0 00 22300 Ross Stores Inc 6,44894 12MM001 6,251 63 08/16f2001 197 31 000 28500 Ross Stores Inc 8,241 92 12117/2001 8,333 83 08f23f200I (9191) 0 00 1800 Ross Stores Inc 52054 12/1712001 52925 08f27f200I (871) 0 DO 1500 Schwab (Charles) Corp 227 55 12117f2001 21003 II/05r200I 17 52 0 00 28800 Schwab (Charles) Cotp 436895 12117f2001 443385 1 I/07f200l (6490) 000 10500 Schwab (Charles) Corp 1,56969 1211712001 1,616 51 HIOW2001 (4682) 000 5200 BmadcomCorp - Cl A 223261 1211812001 2,25663 1 I10M00 1 (2402) 000 8000 Broadcom Corp Cl A 3 43479 12118f2001 362945 11/ 1 Y2001 (19466) 000 5900 Immunex Corp 1,66948 12tisnool 1,20484 1010212001 46364 000 17900 lintruinex Corp 5,061 99 12/1 MOO 1 3.75025 10109f2001 1,311 74 0 00 28800 lurimunex Corp 8 14442 l2tiaf2001 633067 10/1012001 1 81375 000 47649 1011 V2001 (73 33) 000 13 00 Pliturnaccuticai Resources Inc 403 16 12/18f2001 1 13200 RF Micro Dc~ices Inc 3,005 35 12t] 812001 3,69060 07f3 If200I (695 25) 000 121 00 Ross Stores Inc 347976 12110001 3,32877 Oa/ 1 412001 15099 000 7600 Ross Stores Inc 2,185 63 12110001 2,13060 08/16r2001 5503 0 00 Driehaus Capital Management Tuesday April 9, 2002 10 17 07" Page 5? Gains and Loss Reportfront 0110112001 to 1213112001 Account 06058058 -- NEVA AND WESLEY WEST FOUNDATION Sale Purchase Realized Unarrionized Bond ou.111111 Security Descrinnon Proceeds Date Cost Date Gain( Loss) Preininin I- Discount) 15300 ARM Holdings PLC Sports ADR 2 341 84 12/1912001 2,39078 10125POOl (4894) 000 65 00 ARM Holdings PLC Sports ADR 99490 12/19f2001 1 00241 1 Ot3 1 f2001 (7 51) 000 12600 ARM Holdings PLC - Spans ADR 1 92858 12119r2001 2,119 84 1 1101fZ001 (19126) 000 5000 ARM Holdings PLC - Spons ADR 765 31 12/19f2001 833 00 11/02f2001 (67 69) 000 146 00 Broadconn Corp Cl A 5 .920 10 12/19f2001 633592 11/08f2001 (415 82) 0 00 34000 coneKant System 5 127 13 12119f2001 494370 1 I1i3f200I 18343 000 52900 Concxara System 7 977 21 1211912001 8,22066 1 i/27f2001 (24345) 0 00 35200 Conexant System 5,30809 12/19fZ001 621639 12/06f2001 (90830) 000 107 00 Inrersti Holdings Cc 3 602 66 12/19f2GO 1 409430 0810noo 1 (491 64) 0 DO 38 00 Inicisd Holding, Cc 1 279 45 12/19r-)001 1 452 33 111060001 (172 88) 0 00 36 00 Ph2ro12CCU(LCai RCSOUfLCS Inc 1,07942 1 2119(2001 1 319 52 1011 V2001 (240 10) 0 00 30 00 RF Micro DcYLCCS Inc 62784 12AW2001 83877 070V2001 (21093) 000 7000 RF Micro D"tces Inc 1,46496 12/1912001 1 57442 09f20/2001 (10946) 0 00 132 DO RIF M .L .u D,vvc~s Inc 2,76249 12/19f,001 3571 97 1111 Y2001 (80948) 0 00 19700 ARM Hokhn.gs PLC Spons ADR 2991 30 12f20(2001 303807 10t3112001 (4677) 0 00 7400 AutoZone Inc 5 51294 12120/2001 3 714 42 09127f2001 1,79852 0 00 97 00 AutoZonc Inc 7,22642 MQ(2001 5 223 98 IQI0&Q00I 200244 000 195 00 Brocade Coinintinicatons System 6 183 59 I2f20r200I 7,28222 i2/05f200I (109863) 000 300 Brocade Continunicarons Sysrents 95 13 12f20(2001 11087 1 V 1 V2001 (1574) 000 9800 CDW Computer Centers Inc 507739 I2f20f200I 5,367 58 II/30t200I (290 19) 000 47 00 CDW Computer Centers Inc 243508 12120f2001 255079 1210Y2001 (11571) 0 00 471 00 Conexani System 640990 I2f20f200I 667643 1 I/0ar200I (26653) 000 56 00 Conexant System 762 11 I2f2Gr200I 81426 1111V2001 (52 15) 000 38300 linmunex Corp 1086025 12120f2001 7921 24 10/02POOl 303901 000 21000 lininunex Corp 5 954 71 I2r20f200i 4,265 33 10103f2001 1 689 38 000 235 00 Intend Holdings Cc 7 547 73 12f-10000 1 974200 08101f2001 (1 19427) 000 16000 linersil Holdings Co 5 138-88 l2r-20/2001 6 11509 1 I/06f2001 (97621) 0 00 51 00 Polycorn Inc 1 638 09 12120t200 1 2,15464 12105f2001 (516 55) 000 4200 Peoplesoft Inc 1 65309 12f2W001 1 49436 1111912001 15873 000 32 00 RIF MLcro Devices Inc 587 25 12120(2001 719 73 09f2Gr200I (13248) 0 00 39500 Sch .ab (Charles) Corp 607900 I2r20f200I 5 53071 11/0512001 54829 000 4300 Tech Data Corp 1 81594 12,'2012001 1 62475 09130f2001 191 19 000 3400 Tech Data Corp 1 435 86 I2f20r200I 1 383 56 0&f3 1 f2001 52 30 000 131 00 Tech Data Corp 5,53228 I2f20f200I 4,767 97 09f2Gr2001 76431 0 00 14300 Tenet Healthcare Corporation 8,34090 12120(2001 8,017 12 09120(2001 323 78 0 00 59 00 Iniclone System 3 503 28 I2f27f200I 366087 IQf22f200I (15759) 0 00 7300 Irriclone System 4,33456 IM712001 4551 55 IOCY2001 (21699) 0 00 5200 linclone System 3,08763 I2f27f2001 3 483 75 11/19f2001 (396 12) 0 00 19 00 firarr%unex Corp 54290 12/2712001 385 91 10103f2001 15699 0 00 59000 firarritinex Corp 16,858 39 1212712001 11,97269 1010V2001 4,88569 000 15700 Polycorn Inc 5.51541 12r2712DOI 5,29988 10/11/2001 215 53 0 00 9300 Polycorn Inc 3,26709 I2f27f200 1 3491 02 1 111 9f2001 (22393) 000 giclo'L Ptlujo (LT 6110'08PT LS UVOWO 6c OcfpOO'EI ILI 61-O'0WO LS 6LVl-RV'C 1 61 OLVI-00'ZI 111jaj ljot1r, - )IOOJ S (98 LWOU'l) p to I A-Wo s1c;vori 69 11*10 1 A'INO ',NIVD Jul Pijnosp~l luounoacumi.ld 000 Q6 It 1) 1 OOZA I ILO CO 086 1 10OVIC&I 11 898 1 0095 81, 01 1 OOZ1Z I ILO 86685 1 00V I fiz 1 917 009 out sjoinow'd 117DIM2391111clld 0081 000 M133sxs 2uol3url 000 (66 PLO IOOZIZZ/01 PI OWZ IOOUIE/Zl 91 5S6'I 00 " (t,6 098) 1 ODZIZO/O 1 Z9 98VI 1 DOZI I M 1 89 IZ9 z mmAS ouopwl DO OS 000 mimsxs OUOIDWI 000 (18 REV 0 TOOZILMO 91 019'5 1 OOTJI ca I Sc I ZZ 11 00 S6 WO)SX3 auoIJwI 00101 000 (it, EVI'l) IOOZ/9Z]60 vz OZL S 10OZA Erz 1 (8 M 1, (60 LCE'l) IOCM7/(YO 111, 698 5 10oul 1/Z 1 61 US I, MIZISAS Ouopull 00 zol 000 djo:) (sppuli:)) qc.q3S 000 LI 29P IDOZ/90/1 1 59 zpz P I OOZIRZfz I ZL 0 1 L't 00 WE out mjnos;~l luoiinoomictId 00 L5 000 Ozoll) TOOZICI/LO RE 5 10 z IOOzAz/zI L 1 506 1 000 (zz rs) 1 DOZ/50/1 1 81 SSO I IOOZ/BZIZI 91 1 L6 OZ) sgu'PIOH Tlsl*lul 00 6Z 000 (85 SRI) IDOUIO/90 00098 1 10OUSUZI Z17 PL9' 1 00 saou'PIOH 115121ul 000S Jul ijudo:) 000 ICE ZO IOOZ/61/Z 1 [1, 9" S IOOz18z1zI 09 ESE 9 00 9PI 1 DOZ/60/1 I I V 9L 9 1 1 GOVS Z./Z I ZL L9L'E sul ;il~xs mcwPU03 00 1,9Z 000 1 C 161 WIPISAS lucxauoo 000 6c 9z 10OZ40/1 I SL 698 1 100MMI Ll 968 C 00 ELZ ZO 6SI, 11 IOOZIEZrcT 61 ZOI ZI mzlsxs wrlzuoz) 00 Bps 000 LE 019 IOOZILOII I djoD jampo 000 LL ELI IOOUVU60 91, L68 10OZ/Bucl cz 9LO I 00 lz Cho:) JPWDD 000 9z 69 1 OOZ/90/60 56 91,Z Z 10OZAMI I i 90C z 00 Sp 19966 1 OOZAZ/60 85 soz z 10OZISMI 60 5OZ C lul Duo-zoviv 00 1,17 000 Jill atiozolliv 000 VI LZ I OOZ/L I ILO OL 5P 100MUZ I PS ZL 00 1 OP 60L V IOOZIZIILO S5 Z81 L IDOZIBUZI 56 160 ZI ul t.oZnwv 00991 000 V I-) wl (Ino.9 olintiv 000 S1 Sri 1 OOV6Z/90 51 z6o z 10()ZJBZJZ 1 05 LfZ Z 00 OC , 1) til 'Ino.9 .11",Iv LS C" 100M7,00 (I 6LI 9 1 DOVSZrL 1 00 CZ9 9 00 Rr I 000 'til sl~1110~111 11 3111mi ill 11 licl 000 (8896) TOOZA 1101 86 ZS6 I DOZ/LZ/Z 1 01 958 00 9E UO M) I OOZAI I ILO ZS 9LI 8 1 OOULZfZ 1 51, 1 tT L Jul lizainosp-d luoiinanul-lElld 00 WE 000 Dul s;i:ijnos ;i)j Imin;i-icuilclid 000 (51, 61) 1 OOVE I ILO 98 z8z IOOZILZf-Ll I r M 008 000 (1 Z 6fO 1) IOOZJ50/zl 61 891'9 IOOZJLZ/ZI 86 8Z I'c 0111 WODAIOd 00 9tl 73u-.I-Oys-tu--Fl-u-11=1133-d 7sh-01-7-111, 0 71 Mu FSO-D FF-u ql)"IOJd ""'Imi-amum) .-till's ri-11-t-15 ptiog pazilioluclif) pazilca)l agr(pind airs NOIIVGND09 IS3M A97S3M GNV VA3N -- 9095090 W11033Y roovicar oi roomolro wojfpoday SS07 P11v su'vD 6q dgvd Midno snvitau(7 ,20 Z [ 01 ZOOZ '6 pjdv,(vpsanj Jualudff"VIT WILLINGHAM ASSET MANAGENIENT, INC. REALIZED GAINS AND LOSSES Neva and Wesley West Foundafion From 09-01-01 Thraugh 09-30-01 Gain Or Loss opto Close Cost Date Date Quantity Security Basis Proceeds ShortTerm Long Term 07-09-01 09-10-01 1,500 Anderson Exploration 27,677.35 38,00638 10,32903 07-10-01 09-10-01 900 Louis Dryfus Natural Gas 28,93735 34.421 50 5,484 15 TOTAL GAINS IS.8 13 IS goo TOTAL LOSSES 000 000 56,614.70 ;2,427,88 15,813.18 000 TOTAL REALIZED GAINILOSS 15,81319 07-09-0 1 09-14-01 500 Mitchell Energy and 23,72235 28,99168 5,26933 Development TOTAL GAINS 5,26933 000 TOTAL LOSSES 000 000 ;3,722-35 28.991.68 5,269.33 000 TOTAL REALIZED GAIN/LOSS 5,269 33 00 1 \~ y ~ 0-1 A L 1 0. 1, 5 It 21 Ctr- 1 '2cc I t IL 4 , I NEVA AND WESLEY WEST FOUNDATON RENA INVESTMENT MANAGEMENT . LLC Purchase Sale Proceeds allocated Cost Total Gahv Date Date Qfy Description Price Amount teas Basis Cost Loss 07113001 1 I)OM 1 1 DW Atim Industries Inc $26 1 ODD 2604678 37 14235 37 14235 (1109557) 0711312001 SM2001 300 Bemis Go Inc $44 5400 13324 10 1229159 1229759 1 026 51 07/1312001 12104001 900 Bemis Go Inc M 0139 4496365 3689276 3689276 807089 07113r2001 12NI2001 950 Black Box Corp S51 6874 4905154 61 11585 61,11585 (1206431) 0711312001 12111112001 1 &50 Catalina Marketing Corp $307798 50700 12 4908985 49,099 B5 1,61027 X1121000i 121041`2001 1,040 Cerlegy Inc $297645 3089969 3257910 32 579 it) (167941) 0711312001 06130001 500 CH Robinson Worldwide Inc 330w 15252 14 1405694 14 056 94 1 19520 07113dODl 1 2jD4 rM 1 1650 CH Robinson Worldwide Inc $279791 45079 13 4638791 4638791 (30878) 0711312001 12/041MI 850 Cincinnab Financial Ohio S388702 3299371 3323735 3323735 (24364) 0711312001 1210412001 850 Cmlas Corp $424113 3600355 4036885 40,36885 (4,36530) 0711312001 1011 Ir"I 2300 Claims Stores V2 8500 2943666 41 86235 41 86235 (12,42569) 07113001 12)0412001 1050 CSG Systems Intl Inc $306637 3214096 59 759 85 5975985 (27 618 89) 07/1312001 0813012001 250 Dei,on Energy Corp 3490100 12214 74 12 6511 01 12,6118 0 1 (47327) 07/1312001 12MV2001 900 Devon Energy Corp $33 7204 3029999 45 676 B4 45,67684 (15,37685) 0711312001 12104,r2Wl 1,050 Eaton Vance Cp $323709 3393346 34,65235 3465235 (71889) 07/13/2001 IZ104r2001 650 Equifax Inc S24 4193 15837 17 13,931 85 1393185 190532 07/13001 1210412001 950 Factsel Research Sysims Inc S296426 2810968 3201735 3201735 (3,90767) 07113r2oot 12/0412001 550 Fair saac & Go Inc S570324 31 33423 3557855 3557855 (424432) 0711312001 12104001 1,050 Federal Signal Corp $21 1079 22 107 71 2350135 23 50135 (1,393 64) 07113001 0811412001 2450 Hooper Holmes Inc $60000 14 574 66 22811 85 2281185 (8237 19) 07113001 121040001 2250 IMS Heallh Inc $203317 4562995 61 42535 6142535 (15,79540) 07113001 12104=1 1 850 Jack Henry & Assoc; Inc $24 7904 4576586 5572435 55 724 35 (9,95849) 07113001 01IM12001 300 King Phamaceulds S44 M 13411 10 1199534 1199534 1 415 76 07/1 3001 1210412001 9W King PharmaceuticJs S395175 3551730 3598601 3598601 (46871) 07/1312001 12)0412X)i 1 900 La Z Boy Incorporated $204675 3878960 34 708 35 34 708 35 4 08125 0711312001 12)0412001 950 Maxim Integrated Products Inc $52 1600 4950049 38 344 35 3834435 il.156 14 07/1312001 12M4/2001 2 2DD Nabonal Commerce Fricl Corp S249228 54 715 98 5256035 52,560 35 2,15563 0711312001 12104fMl 850 Nordson OF $240700 2041396 21 20985 21,209 B5 (79589) 08130001 12M4r,Wl 550 0 M Group lric S584254 32 10005 36 178 05 36 17805 (4,078 00) 1112112001 1210412001 1025 Reinsurance Grp o(Amer Inc $32 &345 3360063 3325335 33,25335 34728 07113J2001 12)0412001 1 800 Reynolds and Reynolds S25 1000 45 DB6 14 41 852 35 41 85235 323379 0711M1 12/0412001 5DO Strayer Educalim Inc $455874 2275865 26 337 35 26,337 35 (3578 70) 08130r200I 1210412001 950 Syncof Intl Corp S274350 26 012 53 37413 35 3741335 (11,40082) 0711312001 12104120DI 750 Teleflex Inc S423600 31 72909 3445735 3445735 (272826) 07113J2001 12104f2WI 500 Toolve Roil Ind Inr S389615 19444 87 19 72735 1972735 (28248) 07/1 Y2001 12104!2001 800 Valsipar Corp $37 01DD 2956466 2788907 2788907 167559 07113120DI 12104rMl 950 Valstia, Corp S389222 3692500 33 fill 20 33 11828 3,80672 0711=1 12)0412001 900 Washington Federal, Inc $245348 2203323 2351935 23,519 35 (1,48612) $1,198,302 76 $0 00 $1,311,348 70 $1 311,348 70 (Sl 13 045 U4