As of January, 2020 Brokers trading US equities & on CTM

COUNTRY BK_NAME BIC ALERT_ACRONYM EQTY DEBT ABSS AGDT CDEP COND CONV COUP CPAP DEPR LIMP MBSS MISC MTNT MUNI PREF RGHT SVDT SWAP TBAN TBIL TBON TNOT TRES TRYS UNIT WARR US 280 Securities LLC - SULCUS62 SULCUS62 TWOS X X X US Access Securities - ACCESSCT ACCESSCT ACCESS X US Aegis Capital Corp. - AEGISXXX AEGISXXX AEGIS X US Allen and Company LLC - ALLNCTM1 ALLNCTM1 ALLN X US Amherst Pierpont Securities LLC - PPSLUS33 PPSLUS33 PPS X X X X X US Aqua Securities, L.P. - AQUACTM1 AQUACTM1 AQUA X US Arctic Securities LLC - ARSCUS06 ARSCUS06 X GB Atlantic Equities LLP - ATEPGB21 ATEPGB21 ATLANTIC X X US Auerbach Grayson and Co. Inc. - AGCOUS93XXX AGCOUS93XXX AUERBAC X X US B. Riley and Co., LLC - RILLUS61 RILLUS61 BRILEY X X X US Banca IMI - BIMIUS33 BIMIUS33 BANCIMI X US - BAMLPSWDCTM BAMLPSWDCTM MERLYNCH X X GB Bank of America Lynch International Limited - BOFASEDTCTM BOFASEDTCTM BOASE X GB Bank of America Merrill Lynch International Limited - BOFASEEQCTM BOFASEEQCTM BOASE X X GB Bank of America Securities, Inc - BAMLASIACTM BAMLASIACTM MLHK X X US Barclays Capital Group - BARCBBPLC01 BARCBBPLC01 BARCGLOB X US Barclays Capital Group - BARCBBPLC03 BARCBBPLC03 BARCGLOB X US Barclays Capital Group - BARCBCINC02 BARCBCINC02 BARCGLOB X X X US Barclays Capital Group - BARCBCSL001 BARCBCSL001 BARCGLOB X US Barclays Capital Group - BARCBCSL002 BARCBCSL002 BARCGLOB X X X US Barclays Capital Group -BARCBCINC01 BARCBCINC01 BZWSI X US Barclays Capital Inc. - BARCBBI0001 BARCBBI0001 BARCGLOB X X X US Barclays Capital Inc. - BARCBBI0002 BARCBBI0002 BARCGLOB X US Bay Crest Partners LLC - BAYCGLOB BAYCGLOB BAYC X X X US BB and T Capital Markets - BBNTCMEQ BBNTCMEQ SCOT X X US BBVA Securities Inc - BBVASECS BBVASECS BSINY X X US BCP Securities - BCUCUS31 BCUCUS31 BRCY X GB BCS Ltd - BCBGGB21 BCBGGB21 BCBGGB21 X US Berenberg Capital Markets LLC - BCMXCTMX BCMXCTMX BCMX X X GB BGC Brokers L.P - BGCLOCTM BGCLOCTM BGCBLPLO X US BGC Financial Inc - BGCFUS33 BGCFUS33 BGCE X US BMO Capital Markets Corp - BMOCMCEQ BMOCMCEQ BMONBC X X US BMO Capital Markets Corp - BMOUSFI3 BMOUSFI3 BOFMT X X X X X X GB BMO Capital Markets Corp - NESBEQCA NESBEQCA NESBITCA X X US BMO Capital Markets Corp-BMOCMCNY BMOCMCNY BMONBC X X X X GB BMO Capital Markets Ltd - NETHGB21 NETHGB21 BMCM X X GB BNP Paribas Fixed Income - BNPPBPARCTM BNPPBPARCTM BNPPBPAR X US BNP Paribas Securities Corp. - BNBCUS31 BNBCUS31 PARIBAS X X X US BNP Paribas Securities Corp. - BNPPARUSXXX BNPPARUSXXX PARIBAS X X X US BNY Capital Markets, Inc. - BKCMOGCT BKCMOGCT BNYCMI X X X US Bradesco Securities, Inc. - BRADESUSXXX BRADESUSXXX BRADESCO X GB BTIG Limited - BTIGGB21 BTIGGB21 GOLD-LDN X X US BTIG LLC - BTIGUSCX BTIGUSCX BAYBASS X X X US BTIG, LLC - BTIGFIGX BTIGFIGX BTIGFI X US C. L. King and Associates, Inc. - KINGUS31 KINGUS31 CLKING X X US Cabrera Capital Markets, Inc - CCKLUS41 CCKLUS41 CABRA X X X X US Cambridge International Securities Inc. - CBSECTMX CBSECTMXXXX CBSE X GB Ltd - CSTEGB2L CSTEGB2L CANAUK X X US Canaccord Genuity Securities - CANAGINT CANAGINT CANAG X X X GB Canadian Imperial Bank of Commerce, - CIBCLCTM CIBCLCTM CIBCLDCM X US Cantor Fitzgerald and Co. - CANFUS33 CANFUS33 CANTOR X X US Cantor Fitzgerald and Co. - CFCOCTMX CFCOCTMX CFCOFIX X X X X X GB Cantor Fitzgerald Europe - CFEQGB2L CFEQGB2L CANTORUK X X GB Cantor Fitzgerald Europe - CFEQGB2LDCM CFEQGB2LDCM CANTORUK X US Capital Institutional Services, Inc. - CAPSUS31XXX CAPSUS31XXX CIS X X US Capital Institutional Services, Inc.-CAPISGLO CAPISGLOBAL CIS X US Capital One SouthCoast, Inc - SOUTHCOAST1 SOUTHCOAST1 SOCOAST X US CastleOak Securities L.P. - COAKGLBL COAKGLBL COAKGLBL X US CF Global Trading LLC - GLTLUS31 GLTLUS31 CFGT X US China Renaissance Securities - CRSUSCTM CRSUSCTM CRSUS X X US CIBC World Markets Corp - CIBCUSFI CIBCUSFI CIBC X US CIBC World Markets Inc - CIBCWMUS CIBCWMUS CIBCCA X US Citadel LLC - CITGUS44DRG CITGUS44DRG CITSEC X X US Citadel LLC - CITGUSA1 CITGUSA1 MERLYNCH X GB Citi Group Global Markets Europe - CGMDCTMX CGMDCTMX SALBROLN X X X GB Global Markets Limited - CGMLCTMX CGMLCTMX SALBROLN X X X US Citigroup Global Markets, Inc. - CGMICTMX CGMICTMX SALBROLN X X X US Citizens Capital Markets, Inc. - CIAKUS32 CIAKUS32 CCMI X US Clarkson Platou Securities, Inc. - PLATOU13 PLATOU13 RSPM X GB CLSA - CLSAGB21XXX CLSAGB21XXX CLSHK X X US CLSA - CRLSUS33XXX CRLSUS33XXX CLSHK X US CLSA Americas LLC - CLSANY01 CLSANY01 CLSHK X GB Commonwealth Bank of - CTBAGB2LCTM CTBAGB2LCTM CTBAUS33 X US Compass Point Research and Trading, LLC - COMPOINT COMPOINT COMP X X US ConvergEX Execution Solutions LLC - CESGUS48 CESGUS48 CONVERGX X US ConvergEx Group - CESGUS00 CESGUS00 ESI X US Cornerstone Macro LLC - CNMLUS31 CNMLUS31 CSMS X US Cowen and Company LLC - COPCUS31 COPCUS31 COWENCRT X US Cowen and Company LLC - COWENCES COWENCES COWENCRT X US Cowen and Company LLC - COWENNCO COWENNCO COWENCOR X X X US Craig Hallum Partners - CPGLUS41 CPGLUS41 CHLM X US Credit Agricole CIB - CRLSUS33SMK CRLSUS33SMK CASECINC X GB International - CSFBGB2LCTM CSFBGB2LCTM CSFB-LDN X X US Credit Suisse International - CSUSANYBCTM CSUSANYBCTM CSFBNYFI X GB Credit Suisse Securities (Europe) Limited - CSFBCSEUCTM CSFBCSEUCTM CSFB-LDN X X US Credit Suisse Securities (USA) LLC-CSUSALLCCTM CSUSALLCCTM FIRSTBOS X X X X X US Daiwa Capital Markets America Inc. - DCMACTM2 DCMACTM2 DAIWA X X X X X X GB Daiwa Capital Markets Europe Limited - DAIWDEFF DAIWDEFF DAIWDEFF X GB Daiwa Capital Markets Europe Ltd - DEFLCTM1 DEFLCTM1 DAIWALDN X GB Daiwa Capital Markets Europe Ltd - DEFLGCTM DEFLGCTM DAIWACB X X US Dash Financial Technologies LLC - DFTLUS41 DFTLUS41 DASH X US AG - DEUTUSN1EQT DEUTUSN1EQT DEUTSCHE X X X X X GB Deutsche Bank AG, London - DEUTGB2LXXX DEUTGB2LXXX DBLDNFI X X GB Deutsche Bank AG-DEUTPLEQ DEUTGB21EQT DBEQTY X X US Deutsche Bank Securities Inc. - NWSCUS33XXX NWSCUS33XXX CJLFI1 X X US E D and F Man Capital Markets Inc. - EDFCUS33 EDFCUS33 EDFC X X X US E D and F Man Capital Markets Inc. - MGSLUS31 MGSLUS31 MPSG X X US Elevation LLC - ELEVGLOB ELEVGLOB ELEV X GB Exotix Partners LLP - EXSEGB21 EXSEGB21 EXOXGB21 X US FBN Securities, Inc - FLBRUS31XXX FLBRUS31XXX ITG X US Fidelity Capital Markets Co. - NFSCUS3B NFSCUS3B FCM X X US First Brokers Securities LLC - FBSCUS32 FBSCUS32 FATS X US First Tennessee Capital Markets-FTNCAPMK FTNCAPMK FTCAPMKT X X X X X GB FirstRand Bank Ltd (London Branch) - FIRNGB2L FIRNGB2L RMBUK X US GMP Securities, LLC-GMPLLCUS GMPLLCUS X X GB And Co. LLC. - GSILGB2XCTM GSILGB2XCTM GOLD-LDN X X X US Goldman Sachs and Company - GOLDUS33 GOLDUS33CTM GOLD-LDN X X X X US Guggenheim Securities, LLC - GUGSCTM1 GUGSCTM1 LNKS X US Guzman and Company - GUCPUSM1XXX GUCPUSM1XXX GUZMAN X US Height Securities LLC - HEIGHTDC HEIGHTDC X US Heikkinen Energy Advisors - HEIKCTM1 HEIKCTM1 HEIK X US HILLTOP SECURITIES INC. - SOUSUS41XXX SOUSUS41XXX SWSTCHI X X X GB HSBC Bank Plc - HSBCEQCTMLD HSBCEQCTMLD JCAPGB2L X X US HSBC Bank Plc - HSBCEQCTMNY HSBCEQCTMNY J-CAPEL X X GB HSBC Bank Plc - HSBCFICTMLD HSBCFICTMLD HSBCMKTS X US HSBC Bank Plc - HSBCFICTMNY HSBCFICTMNY J-CAPEL X X GB ICAP Securities Ltd - GBSLGB2L GBSLGB2L GARBANEQ X GB ICAP Securities Ltd - GBSLGB2LFID GBSLGB2LFID GARBANEQ X GB ICBC Plc - SBLLGB2LXXX SBLLGB2LXXX SBL-NY X US ICE Securities Execution and Clearing, LLC - BNDPOINT BNDPOINT BDPNT X GB Imperial Capital LLC - ICNCGB21 ICNCGB21 IMPC X US Imperial Capital LLC - IMCLUS61 IMCLUS61 IMPC X X X US ING Financial Markets LLC - INGFIN01 INGFIN01 INGNY X US Instinet - INSTGLBLXXX INSTGLBLXXX INSTINET X US INTL FCStone Securities Inc - INTLFCST INTLFCST INTLFCST X US INTL FCStone Securities Inc - ITTDUS31 ITTDUS31 INTLTRD X GB Bank Plc - IVESGB2LFID IVESGB2LFID HCIB-LDN X X US ISI Group Inc. - ISIGRP91 ISIGRP91 ISIGROUP X X GB Itau BBA International plc - ITAUGB2L ITAUGB2L ITAUGB2L X US Itau BBA USA Securities, Inc. - ITAUBBA1 ITAUBBA1 BANCOIT X X X US Itau BBA USA Securities, Inc. - ITAUBBACTM1 ITAUBBACTM1 BANCOIT X X US ITG Inc. - ITGUSCTM ITGIUS31XXX ITG X GB J.P. Morgan AG - CHASDEFX CHASDEFX JPMSE X X GB J.P. Morgan Markets Limited - JPMMGB2LXXX JPMMGB2LXXX JPMSE X GB J.P. Morgan Securities - JPMSGB2LXXX JPMSGB2LXXX JPMSE X X X X US J.P. Morgan Securities LLC-JPMSUS3XXXX JPMSUS3XXXX JPMSE X X X X X X X X X X X US Jane Street Execution Services, LLC - JSESUS31 JSESUS31 JSEB X X X GB Jane Street Financial Ltd - JASFGB21 JASFGB21 JSFL X X US Jefferies and Co., Inc. - JEFFUS33CTM JEFFUS33CTM JEFCO X X X X US Jefferies and Co., Inc. - JEFFUS33FID JEFFUS33FID JEFFUKFI X X X X X X GB Jefferies GmbH - JEGFICTM JEGFICTM JEFFUKFI X GB Jefferies International Ltd. - JEFFGB2XCTM JEFFGB2XCTM JEFFUKFI X GB Jefferies International Ltd. - JEFFGB2XXXX JEFFGB2XXXX JEFFINTL X X US Jefferies International Ltd.-JEFCONY5 JEFFUS33INT JEFCO X X GB Jefferies International Ltd.-JIL3 JEFFGB2XINT JEFFINTL X X US JMP Securities LLC - JSSFCTM1 JSSFCTM1 JSSF X US JNK Securities - JNKSECUR JNKSECUR JNK X US Johnson Rice and Co. - JRCONOLA JRCONOLA JOHNRICE X US Jones Trading Institutional Services LLC - JOISUS61 JOISUS61 JONES X X X US JP Morgan Securities LLC - JPMSNY1X JPMSNY1X JPMSE X GB KCG Europe Limited - DTTXGB2L DTTXGB2L KNIGHTUK X US Keefe Bruyette and Woods, Inc. - KBWIUS01 KBWIUS01 KEEFE&CO X X US KeyBanc Capital Markets Inc - KBCMKEYB KBCMKEYB ADPKEYB X X X X X US KeyBanc Capital Markets Inc-KEYBANCKBCM KEYBANCKBCM ADPKEYB X GB King and Shaxson Ltd - KSBBGB2LXXX KSBBGB2LXXX KNG-SHXN X GB KNG Securities LLP - KNSLGB21 KNSLGB21 KNSLGB21 X US Ladenburg Thalmann Co Inc - LTCOCTMXXXX LTCOCTMXXXX LADENNY X US Lek Securities - LEKSUS33XXX LEKSUS33XXX X GB Liberum Capital Ltd - RINFGB21 RINFGB21 INDEP X X GB Liquidity Finance LLP - LIFPGB21 LIFPGB21 LIFPGB21 X X GB Liquidity Finance LLP - LIFPUS22 LIFPUS22 LIFPGB21 X GB Liquidnet Inc - LNELGB21 LNELGB21 LQNT X X GB Lloyds Bank Corporate Markets Plc - LLCMGB22 LLCMGB22 LBCM X X US Lloyds Bank Plc - LYSIUSNYXXX LYSIUSNYXXX LTSB X X US Longbow Securities - LONGBOW1 LONGBOW1 LONGBOW X US Loop Capital Markets - LCALUS41 LCALUS41 GTRADE X US Loop Capital Markets - LCALUS41INS LCALUS41INS INSTINET X US Loop Capital Markets LLC - LCALUS41LGI LCALUS41LGI LOOP X X GB Louis Capital Markets - LCMLGB21 LCMLGB21 LOUISUK X US Luminex Trading Analytics LLC - LUTRUS31 LUTRUS31 LMNX X US Luminex Trading and Analytics LLC - LUTAUS3A LUTAUS3A LMNX X GB Makor Securities London Limited - MKSLGB21 MKSLGB21 MKSGBFI1 X GB MarketAxess Capital Limited - MCPTGB21 MCPTGB21 MCPTGB21 X US MarketAxess Corporation-MKTXUS23 MKTXUS23 MKTX X X X US Maxim Group LLC - MAXMUS23 MAXMUS23 MAXM X X X US Meridian Equity Partners - MERIDIAN MERIDIAN MERP X GB Merrill Lynch Inc. - BAMLMLICCTM BAMLMLICCTM MLMLICB X GB Merrill Lynch Inc. - BAMLMLIDCTM BAMLMLIDCTM MLIDEBT X GB Merrill Lynch Inc. - BAMLPFSDCTM BAMLPFSDCTM MERLYNCH X X X GB Merrill Lynch International - BAMLLDEQ BAMLLDEQCTM SNCUK X X GB Merrill Lynch Pierce Fenner and Smith-BAMLLPEQ BAMLLPEQCTM SNCUK X X X US Mesirow Financial, Inc. - MESRUS41 MESRUS41 MESIROW X X GB Millennium Advisors, LLC - MIERGB21 MIERGB21 MEUR X US Millennium Advisors, LLC - MIVLUS31 MIVLUS31 MADV X GB Mirabaud Securities LLP - MIRSGB21XXX MIRSGB21XXX MIRAGB2L X X US - MIFGUS61 MIFGUS61 MISL X X GB Mitsubishi UFJ Trust International Limited - MTILGB2L MTILGB2L MTILDN X GB Mizuho International Plc - IBJIGB2LFIS IBJIGB2LFIS MIZUHO X X X X X GB Europe GmbH - IBJIDEFFFIS IBJIDEFFFIS MIZUHO X X US Mizuho Securities USA Inc. - FIMIZUHO FIMIZUHO FUJI X X X X X X X X US Mizuho Securities USA Inc. - MHSCUS33 MHSCUS33 MIZUHONY X X X US MKM Partners - MKPLUS31 MKPLUS31 MKM X X US Monness, Crespi, Hardt and Co., Inc. - MONNESSX MONNESSX MONNESS X GB - MSLNGB2XCFI MSLNGB2XCFI MSDWFI X GB Morgan Stanley - MSLNGB2XCTM MSLNGB2XCTM MSDWEQLN X X US Morgan Stanley - MSNYUS33CFI MSNYUS33CFI MSDWFI X X US Morgan Stanley - MSNYUS33CTM MSNYUS33CTM MSDWEQLN X X US Morgan Stanley and Co. LLC - MSNYUS33M2I MSNYUS33M2I MSDWEQLN X GB Morgan Stanley Europe SE - MSSEDEFBFID MSSEDEFBFID MSDWFI X X US MUFG Securities Americas Inc. - MUSCUS33 MUSCUS33 TMSUSA X X X X X X X GB MUFG Securities EMEA Plc - MFILGB21FIX MFILGB21FIX MSILDN X X X X GB MUFG Securities EMEA PLC - MFILNL2A MFILNL2A MSILDN X US National Corporation - FCMINTLX FCMINTLX X X US National Financial Services LLC - FIDELCAP FIDELCAP FCM X X GB Natwest N.V - RBOSNL2RTCM RBOSNL2RTCM RBOSLDN X GB NatWest Markets PLC - RBOSGB2RTCM RBOSGB2RTCM RBOSLDN X US NatWest Markets Securities Inc - GRNWUS33 GRNWUS33 GCM X X X X X X GB Nedbank Limited - NEDSGB2L NEDSGB2L NEDLON X US Needham and Company, Inc, - NEEDCORP NEEDCORP X GB Nomura International - CTM - NOMURACL NOMURAINTXX NOM-LDN X X GB Nomura International - NOMURANFPEX NOMURANFPEX NOM-NFPE X US International Inc - NOMURAUSAXX NOMURAUSAXX NOMURA1 X X US North South Capital LLC - NSCDUS41 NSCDUS41 NOSO X US Securities - NTSIUS44 NTSIUS44 NTRC X X X GB Northern Trust Securities LLP - AVGLGB21 AVGLGB21 AVIATE X X X GB Northern Trust Securities LLP - NTSLGB21 NTSLGB21 AVIATE X X X X GB Nplus1 Singer Advisory LLP - SNGRGB21 SNGRGB21 SING X X GB Numis Securites Limited - NUSEGB21XXX NUSEGB21XXX NUMS X X US Numis Securites Limited - NUSUUS31XXX NUSUUS31XXX NUMS X X GB Olivetree Financial Limited - OLVTGB21 OLVTGB21 OLIVE X X US Olivetree Financial Limited - OLVTUS31 OLVTUS31 OLIVE_US X X US ONeil Securities, Inc - ONEILCTMXXX ONEILCTMXXX ONEIL X US Oppenheimer and Co. Inc. - OPPYUS33 OPPYUS33 OPCO X X X US Inc. - OPCOFINY OPCOFINY OPCO X X X X US Oscar Gruss and Son, Inc. - OGRUSS60 OGRUSS60 ADPGRUSS X US Oscar Gruss and Son, Inc. - OGSIUS31 OGSIUS31 GRUSS1 X GB Outset Global - OUGLGB21 OUGLGB21 OUGLGB21 X GB Peel Hunt LLP - PLHCGB3LXXX PLHCGB3LXXX PEELHUNT X X US Penserra Securities - PESLUS31 PESLUS31 INSTINET X US Penserra Securities LLC - PNSRUS31 PNSRUS31 PNSB X US Pershing - PRSHUS33 PRSHUS33 PERSHING X US Piper Jaffray - PIPERPFC PIPERPFC PIPER X X X X X US Piper Jaffray and Co. - PJEQUITY PIPER311 PIPER X X X US Piper Sandler and Co. - PJEQUITY PJEQUITY PIPER X US Raymond James and Associates, Inc. - RJABUSNY RJABUSNY ABROWN X GB Raymond James and Associates, Inc. - RJASUSF3XXX RJASUSF3XXX RAYJAM X US Raymond James and Associates, Inc. - RJGLOBAL RJGLOBAL RAYJAMES X US Raymond James Capital Markets - RAJAUSFL RAJAUSFL RAJA X US Raymond James Capital Markets - RJESUSNY RJESUSNY RAJA X X X X X X US RBC Capital Markets Corp-ROYCHKHHFIC ROYCHKHHFIC RBCSYDFI X X US RBC Capital Markets, LLC - RCMCUS31FIC RCMCUS31FIC RBCM X X X US RBC Dominion Securities - RCMCUS31EQU RCMCUS31EQU RBCM X X X X X GB RBC Dominion Securities - ROYCGB22EQU ROYCGB22EQU RBCDS X X X GB RBC Europe Limited - ROYCGB22FIC ROYCGB22FIC RBCDS X X GB Redburn (Europe) Limited - RDBNGB21XXX RDBNGB21XXX REDBURN X X GB Redburn (Europe) Limited - RDBNUS22XXX RDBNUS22XXX REDBURN X X US Redburn (USA) LLC - REULUS31 REULUS31 REDBURN X X GB Renaissance Capital Limited - RENCGB2L RENCGB2L RENCAP X X X US Renaissance Capital Services Ltd - RCSIUS14 RCSIUS14 RENCAP X X US RenCap Securities Inc. - REEUUS31 REEUUS31 RENCAP X US Rice Financial Products Company - RICEFINC RICEFINC RICD X US Robert W. and Co., Inc. - RWBAIRDCTMX RWBAIRDCTMX R-BAIRD X X US Robert W. Baird and Co., Inc. - RWBFIXXX RWBFIXXX RWBFIX X X X X X X US Rosenblatt Securities, Inc. - ROSNCTM1 ROSNCTM1 ROSN X US Russell Implementation Services Inc - RISIUS61 RISIUS61 FRUSSELL X US RW Pressprich - RWPRESS1 RWPRESS1 RWP X X X X US Sanders Morris Harris LLC - SMHAUS41 SMHAUS41 SMHI X US Sandler ONeill and Partners, LP - SANDLERXXXX SANDLERXXXX SANDO X US Sanford C. Bernstein and Co., Inc. - SBCBUS33 SBCBUS33 BERNSTEN X GB Sanford C. Bernstein and Co., Inc. - SCBUGB2L SCBUGB2L BERNSLTD X US Santander Investment Securities, Inc. - SANTNYEQ SANTNYEQ SANT X X US Santander Investment Securities, Inc. - SANTNYFI SANTNYFI SANT X X GB Sberbank CIB (UK) Limited - TRDIGB2L TRDIGB2L TDGROUP X US Sberbank CIB USA, Inc. - SBRAUS32 SBRAUS32 SBRA X US Sberbank CIB USA, Inc. - SBRAUS33 SBRAUS33 SBRA X US Scotia Capital (USA) Inc - SCOTIA96 SCOTIA96 SCUSA X X X US Scotia Capital (USA) Inc - SCUSAEQT SCUSAEQT MCLEOD X X X GB Scotiabank Europe PLC - NOSCGB23 NOSCGB23 NOSCGB2A X GB Scotiabank Europe Plc - NOSCGB2F NOSCGB2F SCOTIALN X GB Seaport Group Europe - SGELGB21 SGELGB21 SGE X X US Seaport Group Securities LLC - SGCCUS31 SGCCUS31 SPGS-FI X X X US Seaport Securities Corp - SEAPORTX SEAPORTX SEAPORT X GB SG executing broker on behalf of Kyte Broking Limited - SGKYTEBRXXX SGKYTEBRXXX SGAGENCY X X GB Skandinaviska Enskilda Banken AB - ESSEGB2LENS ESSEGB2LENS ENSKILDA X GB SMBC Nikko Capital Markets Ltd - NKCMGB2LFI1 NKCMGB2LFI1 SUMIUK X X US SMBC Nikko Securities America, Inc - SUMISINY SUMISINY SUMI X X X X GB Societe Generale London Branch - SOGEFRPPAGY SOGEFRPPAGY SGAGENCY X X GB Societe Generale London Branch - SOGEGB22XXX SOGEGB22XXX SGST X X US Societe Generale Securities New York - SGSCUS33 SGSCUS33 SGAS X X US State Street Global Markets, LLC - SSGMLLCX SSGMLLCX SSCM X US State Street Global Markets, LLC - SSMLLCFI SSMLLCFI SSBS X X X X US Stephens, Inc. - STEPHENS STEPHENS STEPHENS X X US Stephens, Inc. - STEPUS41 STEPUS41 STEPHENS X X US Nicolaus and Company - STFLFI01 STFLFI01 STIFELFI X X X X X X X US Stifel Nicolaus and Company - STFLUS01 STFLUS01 STIFELEQ X X X X GB Stifel Nicolaus Europe Limited (Trading as KBW) - KEBWGB21 KEBWGB21 KBWL X X GB Stifel Nicolaus Europe Ltd - STFLEU01 STFLEU01 STIFELEQ X X X X X US Strategas Research Partners, LLC - SSLFUS31 SSLFUS31 STRAT X US Stuart Frankel and Co., Inc. - SFACUS31XXX SFACUS31XXX STF X US SumRidge Partners, LLC - SRPTUS31 SRPTUS31 SUMRD X X X X US Suntrust Robinson Humphrey, Inc. - RHCOEQ13 RHCOEQ13 RHUMPHRY X X US Suntrust Robinson Humphrey, Inc. - STRHFI00 STRHFI00 RHUMPHRY X X X X X US Susquehanna Financial Group, LLLP - SFGLUS31 SFGLUS31 SUSPART X X X X US SVB Leerink LLC - LEERINKCTMX LEERINKCTMX LEERINK X X X US SVB Leerink LLC - SVBLEERINKX SVBLEERINKX LEERINK X X US SWBC Investment Services, LLC - SWBCINV1 SWBCINV1 SWBC X X US TD Securities, LLC (USA) - TDSNYCTM TDSNYCTM TDBANK X X US Telsey Advisory Group - TAGLUS31 TAGLUS31 TELSEY X US The Benchmark Company, LLC - BNCHUS17 BNCHUS17 X X GB The Seaport Group Europe LLP - SPGUGB21 SPGUGB21 SGE X X US The Vertical Trading Group, LLC - VEGOUS31 VEGOUS31 VERTGRP X US Thomson TradeWeb LLC - TRDCUS32 TRDCUS32 TWE X US Tourmaline Partners LLC - TOURCTM1 TOURCTM1 TOUR X X GB TradeWeb Europe Limited - TREUGB21 TREUGB21 TWE X US Tradition Securities and Derivatives, Inc. - TRADEQUI TRADEQUI TRAD X X US Tudor, Pickering, Holt and Co. Securities, Inc. - TPHCSI01 TPHCSI01 PICEN X US Tullett Prebon Financial Services, LLC - COEXUS31TML COEXUS31TML X X GB UBS AG LONDON - UBSWAG2LFIR UBSWAG2LFIR SGWAR X X X GB UBS Limited - UBSWGB24FIR UBSWGB24FIR SGWAR X X X GB UBS Limited - UBSWGB2LEQU UBSWGB2LEQU SGWAR X US UBS SECURITIES LLC - UBSWDE24XXX UBSWDE24XXX SGWAR X US UBS Securities LLC - UBSWUS33EQU UBSWUS33EQU SGWAR X US UBS Securities LLC - UBSWUS3NEQU UBSWUS3NEQU SGWAR X US UBS Securities LLC-UBSFINAC UBSWUS33FIR SGWAR X X X US Capital Markets LLC - UCCPUS33 UCCPUS33 BVCAPMKT X US United First Partners LLC - UFPLUS31 UFPLUS31 ESI X X US US Bancorp Investments, Inc. - USBICM78 USBICM78 USBCORP X X X X US USCA Securities, LLC - CPDLUS41 CPDLUS41 USCA X US Virtu Americas LLC - KBPTUS33XXX KBPTUS33XXX X US Virtu Americas LLC - NITEUS33 NITEUS33 KNIGHT X US Virtu Financial Ireland Limited - VFILIE21XXX VFILIE21XXX VIRTU X GB VTB Capital Plc - VTBCAPLO VTBCAPLO VTBL X GB VTB Capital Plc - VTBLONDN VTBLONDN VTBL X US Access - WSACCESSUS1 WSACCESSUS1 WSACCESS X US Wallach Beth Capital LLC - WACCUS31 WACCUS31 WBET X US Watermill Institutional Trading, LLC - WMLLUSNJ WMLLUSNJ ESI X US Wedbush Morgan Securities, Inc. - WEMVVS61 WEMVVS61 WEDB X X US Weeden and Company - WEEDUS31XXX WEEDUS31XXX WEEDEN X X US Securities - WFSFICTM WFSFICTM WACHFI X X X X X X US Wells Fargo Securities International Limited - WFSILFI2 WFSILFI2 WACHUK X X X X US Wells Fargo Securities, LLC - WELLSCVT WELLSCVT X X X X US Wells Fargo Securities, LLC - WFINTLXX WFINTLXX WACHUK X X US Wells Fargo Securities, LLC - WFSLUS33XXX WFSLUS33XXX FCAP X X X US William Blair and Company, Inc. - WBLRINTL WBLRINTL WILBLAIR X X US Williams Capital Group, L.P., The - WCGINTL1 WCGINTL1 WCG X GB Williams Trading Europe LLP - WTELGB21 WTELGB21 WTCO X GB Winterflood Securities Limited - WNTSGB21 WNTSGB21XXX WINS X US XP Securities, LLC - XPIUSAXX XPIUSAXX XPUS X US XP Securities, LLC - XPIUSFIXXXX XPIUSFIXXX XPUS X US XP Securities, LLC - XPIUSPER XPIUSPER XPUS X