Transfinite Ordinal Arithmetic James Roger Clark Governors State University
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How Many Borel Sets Are There? Object. This Series of Exercises Is
How Many Borel Sets are There? Object. This series of exercises is designed to lead to the conclusion that if BR is the σ- algebra of Borel sets in R, then Card(BR) = c := Card(R): This is the conclusion of problem 4. As a bonus, we also get some insight into the \structure" of BR via problem 2. This just scratches the surface. If you still have an itch after all this, you want to talk to a set theorist. This treatment is based on the discussion surrounding [1, Proposition 1.23] and [2, Chap. V x10 #31]. For these problems, you will need to know a bit about well-ordered sets and transfinite induction. I suggest [1, x0.4] where transfinite induction is [1, Proposition 0.15]. Note that by [1, Proposition 0.18], there is an uncountable well ordered set Ω such that for all x 2 Ω, Ix := f y 2 Ω: y < x g is countable. The elements of Ω are called the countable ordinals. We let 1 := inf Ω. If x 2 Ω, then x + 1 := inff y 2 Ω: y > x g is called the immediate successor of x. If there is a z 2 Ω such that z + 1 = x, then z is called the immediate predecessor of x. If x has no immediate predecessor, then x is called a limit ordinal.1 1. Show that Card(Ω) ≤ c. (This follows from [1, Propositions 0.17 and 0.18]. Alternatively, you can use transfinite induction to construct an injective function f :Ω ! R.)2 ANS: Actually, this follows almost immediately from Folland's Proposition 0.17. -
Epsilon Substitution for Transfinite Induction
Epsilon Substitution for Transfinite Induction Henry Towsner May 20, 2005 Abstract We apply Mints’ technique for proving the termination of the epsilon substitution method via cut-elimination to the system of Peano Arith- metic with Transfinite Induction given by Arai. 1 Introduction Hilbert introduced the epsilon calculus in [Hilbert, 1970] as a method for proving the consistency of arithmetic and analysis. In place of the usual quantifiers, a symbol is added, allowing terms of the form xφ[x], which are interpreted as “some x such that φ[x] holds, if such a number exists.” When there is no x satisfying φ[x], we allow xφ[x] to take an arbitrary value (usually 0). Then the existential quantifier can be defined by ∃xφ[x] ⇔ φ[xφ[x]] and the universal quantifier by ∀xφ[x] ⇔ φ[x¬φ[x]] Hilbert proposed a method for transforming non-finitistic proofs in this ep- silon calculus into finitistic proofs by assigning numerical values to all the epsilon terms, making the proof entirely combinatorial. The difficulty centers on the critical formulas, axioms of the form φ[t] → φ[xφ[x]] In Hilbert’s method we consider the (finite) list of critical formulas which appear in a proof. Then we define a series of functions, called -substitutions, each providing values for some of the of the epsilon terms appearing in the list. Each of these substitutions will satisfy some, but not necessarily all, of the critical formulas appearing in proof. At each step we take the simplest unsatisfied critical formula and update it so that it becomes true. -
Even Ordinals and the Kunen Inconsistency∗
Even ordinals and the Kunen inconsistency∗ Gabriel Goldberg Evans Hall University Drive Berkeley, CA 94720 July 23, 2021 Abstract This paper contributes to the theory of large cardinals beyond the Kunen inconsistency, or choiceless large cardinal axioms, in the context where the Axiom of Choice is not assumed. The first part of the paper investigates a periodicity phenomenon: assuming choiceless large cardinal axioms, the properties of the cumulative hierarchy turn out to alternate between even and odd ranks. The second part of the paper explores the structure of ultrafilters under choiceless large cardinal axioms, exploiting the fact that these axioms imply a weak form of the author's Ultrapower Axiom [1]. The third and final part of the paper examines the consistency strength of choiceless large cardinals, including a proof that assuming DC, the existence of an elementary embedding j : Vλ+3 ! Vλ+3 implies the consistency of ZFC + I0. embedding j : Vλ+3 ! Vλ+3 implies that every subset of Vλ+1 has a sharp. We show that the existence of an elementary embedding from Vλ+2 to Vλ+2 is equiconsistent with the existence of an elementary embedding from L(Vλ+2) to L(Vλ+2) with critical point below λ. We show that assuming DC, the existence of an elementary embedding j : Vλ+3 ! Vλ+3 implies the consistency of ZFC + I0. By a recent result of Schlutzenberg [2], an elementary embedding from Vλ+2 to Vλ+2 does not suffice. 1 Introduction Assuming the Axiom of Choice, the large cardinal hierarchy comes to an abrupt halt in the vicinity of an !-huge cardinal. -
Cantor on Infinity in Nature, Number, and the Divine Mind
Cantor on Infinity in Nature, Number, and the Divine Mind Anne Newstead Abstract. The mathematician Georg Cantor strongly believed in the existence of actually infinite numbers and sets. Cantor’s “actualism” went against the Aristote- lian tradition in metaphysics and mathematics. Under the pressures to defend his theory, his metaphysics changed from Spinozistic monism to Leibnizian volunta- rist dualism. The factor motivating this change was two-fold: the desire to avoid antinomies associated with the notion of a universal collection and the desire to avoid the heresy of necessitarian pantheism. We document the changes in Can- tor’s thought with reference to his main philosophical-mathematical treatise, the Grundlagen (1883) as well as with reference to his article, “Über die verschiedenen Standpunkte in bezug auf das aktuelle Unendliche” (“Concerning Various Perspec- tives on the Actual Infinite”) (1885). I. he Philosophical Reception of Cantor’s Ideas. Georg Cantor’s dis- covery of transfinite numbers was revolutionary. Bertrand Russell Tdescribed it thus: The mathematical theory of infinity may almost be said to begin with Cantor. The infinitesimal Calculus, though it cannot wholly dispense with infinity, has as few dealings with it as possible, and contrives to hide it away before facing the world Cantor has abandoned this cowardly policy, and has brought the skeleton out of its cupboard. He has been emboldened on this course by denying that it is a skeleton. Indeed, like many other skeletons, it was wholly dependent on its cupboard, and vanished in the light of day.1 1Bertrand Russell, The Principles of Mathematics (London: Routledge, 1992 [1903]), 304. -
Handout from Today's Lecture
MA532 Lecture Timothy Kohl Boston University April 23, 2020 Timothy Kohl (Boston University) MA532 Lecture April 23, 2020 1 / 26 Cardinal Arithmetic Recall that one may define addition and multiplication of ordinals α = ot(A, A) β = ot(B, B ) α + β and α · β by constructing order relations on A ∪ B and B × A. For cardinal numbers the foundations are somewhat similar, but also somewhat simpler since one need not refer to orderings. Definition For sets A, B where |A| = α and |B| = β then α + β = |(A × {0}) ∪ (B × {1})|. Timothy Kohl (Boston University) MA532 Lecture April 23, 2020 2 / 26 The curious part of the definition is the two sets A × {0} and B × {1} which can be viewed as subsets of the direct product (A ∪ B) × {0, 1} which basically allows us to add |A| and |B|, in particular since, in the usual formula for the size of the union of two sets |A ∪ B| = |A| + |B| − |A ∩ B| which in this case is bypassed since, by construction, (A × {0}) ∩ (B × {1})= ∅ regardless of the nature of A ∩ B. Timothy Kohl (Boston University) MA532 Lecture April 23, 2020 3 / 26 Definition For sets A, B where |A| = α and |B| = β then α · β = |A × B|. One immediate consequence of these definitions is the following. Proposition If m, n are finite ordinals, then as cardinals one has |m| + |n| = |m + n|, (where the addition on the right is ordinal addition in ω) meaning that ordinal addition and cardinal addition agree. Proof. The simplest proof of this is to define a bijection f : (m × {0}) ∪ (n × {1}) → m + n by f (hr, 0i)= r for r ∈ m and f (hs, 1i)= m + s for s ∈ n. -
Elements of Set Theory
Elements of set theory April 1, 2014 ii Contents 1 Zermelo{Fraenkel axiomatization 1 1.1 Historical context . 1 1.2 The language of the theory . 3 1.3 The most basic axioms . 4 1.4 Axiom of Infinity . 4 1.5 Axiom schema of Comprehension . 5 1.6 Functions . 6 1.7 Axiom of Choice . 7 1.8 Axiom schema of Replacement . 9 1.9 Axiom of Regularity . 9 2 Basic notions 11 2.1 Transitive sets . 11 2.2 Von Neumann's natural numbers . 11 2.3 Finite and infinite sets . 15 2.4 Cardinality . 17 2.5 Countable and uncountable sets . 19 3 Ordinals 21 3.1 Basic definitions . 21 3.2 Transfinite induction and recursion . 25 3.3 Applications with choice . 26 3.4 Applications without choice . 29 3.5 Cardinal numbers . 31 4 Descriptive set theory 35 4.1 Rational and real numbers . 35 4.2 Topological spaces . 37 4.3 Polish spaces . 39 4.4 Borel sets . 43 4.5 Analytic sets . 46 4.6 Lebesgue's mistake . 48 iii iv CONTENTS 5 Formal logic 51 5.1 Propositional logic . 51 5.1.1 Propositional logic: syntax . 51 5.1.2 Propositional logic: semantics . 52 5.1.3 Propositional logic: completeness . 53 5.2 First order logic . 56 5.2.1 First order logic: syntax . 56 5.2.2 First order logic: semantics . 59 5.2.3 Completeness theorem . 60 6 Model theory 67 6.1 Basic notions . 67 6.2 Ultraproducts and nonstandard analysis . 68 6.3 Quantifier elimination and the real closed fields . -
Ordinals. Transfinite Induction and Recursion We Will Not Use The
Set Theory (MATH 6730) Ordinals. Transfinite Induction and Recursion We will not use the Axiom of Choice in this chapter. All theorems we prove will be theorems of ZF = ZFC n fACg. 1. Ordinals To motivate ordinals, recall from elementary (naive) set theory that natural numbers can be used to label elements of a finite set to indicate a linear ordering: 0th, 1st, 2nd, :::, 2019th element. Although this will not be immediately clear from the definition, `ordinal numbers' or `ordi- nals' are sets which are introduced to play the same role for special linear orderings, called `well-orderings', of arbitrary sets. For example, one such ordering might be the following: 0th, 1st, 2nd, :::, 2019th, :::;!th, (! + 1)st element: | {z } we have run out of all natural numbers Definition 1.1. A set s is called transitive, if every element of s is a subset of s; i.e., for any sets x; y such that x 2 y 2 s we have that x 2 s. Thus, the class of all transitive sets is defined by the formula tr(s) ≡ 8x 8y (x 2 y ^ y 2 s) ! x 2 s: Definition 1.2. A transitive set of transitive sets is called an ordinal number or ordinal. Thus, the class On of all ordinals is defined by the formula on(x) ≡ tr(x) ^ 8y 2 x tr(y): Ordinals will usually be denoted by the first few letters of the Greek alphabet. The following facts are easy consequences of the definition of ordinals. 1 2 Theorem 1.3. (i) ; 2 On. -
Towards a Probability-Free Theory of Continuous Martingales
Towards a probability-free theory of continuous martingales Vladimir Vovk and Glenn Shafer volodya.vovk,glennrayshafer @gmail.com { } March 28, 2017 Abstract Without probability theory, we define classes of supermartingales, martingales, and semimartingales in idealized financial markets with con- tinuous price paths. This allows us to establish probability-free versions of a number of standard results in martingale theory, including the Dubins– Schwarz theorem, the Girsanov theorem, and results concerning the Itˆo integral. We also establish the existence of an equity premium and a CAPM relationship in this probability-free setting. The version of this paper at http://probabilityandfinance.com (Working Paper 45) is updated most often. 1 Introduction We consider a financial market in which a finite number of securities with con- tinuous price paths are traded. We do not make any stochastic assumptions, and our basic definitions are in the spirit of what we call game-theoretic prob- ability (see, e.g., [9]). This theory’s key notion, probability-free superhedging, has been formalized in different ways in the case of continuous time. The def- inition suggested in [10] is very cautious. Perkowski and Pr¨omel [5] propose a broader definition, making superhedging easier. In this paper we propose an arXiv:1703.08715v1 [q-fin.MF] 25 Mar 2017 even broader definition of superhedging and use it to define concepts such as continuous martingale, nonnegative supermartingale, etc. This allows us to de- rive probability-free versions of several standard results of martingale theory. In particular, we will give a simple proof of the Girsanov theorem stated (and proved in a roundabout way) in [13]. -
Cantor's Discovery of Transfinite Numbers
HISTORIA MATHEMATICA 22 (1995), 33-42 "What Fermented in Me for Years": Cantor's Discovery of Transfinite Numbers Jos~ FERREIROS History of Science and Technology, 543 Stephens Hall, Unioersity of California at Berkeley, Berkeley, California 94720 Transfinite (ordinal) numbers were a crucial step in the development of Cantor's set theory. The new concept depended in various ways on previous problems and results, and especially on two questions that were at the center of Cantor's attention in September 1882, when he was about to make his discovery. First, the proof of the Cantor-Bendixson theorem motivated the introduction of transfinite numbers, and at the same time suggested the "principle of limitation," which is the key to the connection between transfinite numbers and infinite powers. Second, Dedekind's ideas, which Cantor discussed in September 1882, seem to have played an important heuristic role in his decision to consider the "symbols of infinity" that he had been using as true numbers, i.e., as autonomous objects; to this end Cantor introduced in his work, for the first time, ideas on (well) ordered sets. © 1995 Academic Press, Inc. Los ntimeros (ordinales) transfinitos constituyeron un paso clave en el desarrollo de la teorfa de conjuntos de Cantor. La nueva idea dependi6 en varias formas de resultados y problemas previos, pero especialmente de dos cuestiones que ocuparon a Cantor en septiem- bre de 1882, estando a punto de realizar su descubrimiento. En primer lugar, el teorema de Cantor-Bendixson, cuya demostraci6n motiv6 la introducci6n de los ntimeros transfinitos, y a la vez sugiri6 el "principio de limitaci6n" que constituye la clave de la conexi6n entre ntimeros transfinitos y potencias infinitas. -
Well-Orderings, Ordinals and Well-Founded Relations. an Ancient
Well-orderings, ordinals and well-founded relations. An ancient principle of arithmetic, that if there is a non-negative integer with some property then there is a least such, is useful in two ways: as a source of proofs, which are then said to be \by induction" and as as a source of definitions, then said to be \by recursion." An early use of induction is in Euclid's proof that every integer > 2 is a product of primes, (where we take \prime" to mean \having no divisors other than itself and 1"): if some number is not, then let n¯ be the least counter-example. If not itself prime, it can be written as a product m1m2 of two strictly smaller numbers each > 2; but then each of those is a product of primes, by the minimality of n¯; putting those two products together expresses n¯ as a product of primes. Contradiction ! An example of definition by recursion: we set 0! = 1; (n + 1)! = n! × (n + 1): A function defined for all non-negative integers is thereby uniquely specified; in detail, we consider an attempt to be a function, defined on a finite initial segment of the non-negative integers, which agrees with the given definition as far as it goes; if some integer is not in the domain of any attempt, there will be a least such; it cannot be 0; if it is n + 1, the recursion equation tells us how to extend an attempt defined at n to one defined at n + 1. So no such failure exists; we check that if f and g are two attempts and both f(n) and g(n) are defined, then f(n) = g(n), by considering the least n where that might fail, and again reaching a contradiction; and so, there being no disagreement between any two attempts, the union of all attempts will be a well-defined function, which is familiar to us as the factorial function. -
The Set of All Countable Ordinals: an Inquiry Into Its Construction, Properties, and a Proof Concerning Hereditary Subcompactness
W&M ScholarWorks Undergraduate Honors Theses Theses, Dissertations, & Master Projects 5-2009 The Set of All Countable Ordinals: An Inquiry into Its Construction, Properties, and a Proof Concerning Hereditary Subcompactness Jacob Hill College of William and Mary Follow this and additional works at: https://scholarworks.wm.edu/honorstheses Part of the Mathematics Commons Recommended Citation Hill, Jacob, "The Set of All Countable Ordinals: An Inquiry into Its Construction, Properties, and a Proof Concerning Hereditary Subcompactness" (2009). Undergraduate Honors Theses. Paper 255. https://scholarworks.wm.edu/honorstheses/255 This Honors Thesis is brought to you for free and open access by the Theses, Dissertations, & Master Projects at W&M ScholarWorks. It has been accepted for inclusion in Undergraduate Honors Theses by an authorized administrator of W&M ScholarWorks. For more information, please contact [email protected]. The Set of All Countable Ordinals: An Inquiry into Its Construction, Properties, and a Proof Concerning Hereditary Subcompactness A thesis submitted in partial fulfillment of the requirement for the degree of Bachelor of Science with Honors in Mathematics from the College of William and Mary in Virginia, by Jacob Hill Accepted for ____________________________ (Honors, High Honors, or Highest Honors) _______________________________________ Director, Professor David Lutzer _________________________________________ Professor Vladimir Bolotnikov _________________________________________ Professor George Rublein _________________________________________ -
Applications of Ultrafilters in Ergodic Theory and Combinatorial Number
Vrije Universiteit Amsterdam Jagiellonian University Master Thesis Applications of Ultrafilters in Ergodic Theory and Combinatorial Number Theory Supervisors: Author: Dr. Tanja Eisner Jakub Konieczny Prof. Dr. Ale Jan Homburg Dr Piotr Niemiec A thesis submitted in fulfilment of the requirements for the degree of Master of Mathematics in the Department of Mathematics, Vrije Universiteit Amsterdam Instytut Matematyki, Jagiellonian University arXiv:1310.1056v2 [math.DS] 16 Oct 2013 October 2013 Declaration of Authorship I, Jakub Konieczny, declare that this thesis titled “Applications of Ultrafilters in Ergodic Theory and Combinatorial Number Theory” is my own. I confirm that: This work was done wholly or mainly while in candidature for a research degree at these Universities. Where I have consulted the published work of others, this is always clearly at- tributed. Where I have quoted from the work of others, the source is always given. With the exception of such quotations, this thesis is entirely my own work. I have acknowledged all main sources of help. Signed: Date: i “Thanks to my solid academic training, today I can write hundreds of words on virtually any topic without possessing a shred of information, which is how I got a good job in journalism." Dave Barry VRIJE UNIVERSITEIT AMSTERDAM JAGIELLONIAN UNIVERSITY Abstract Faculty of Sciences, Department of Mathematics Wydział Matematyki i Informatyki, Instytut Matematyki Master of Mathematics Applications of Ultrafilters in Ergodic Theory and Combinatorial Number Theory by Jakub Konieczny Ultrafilters are very useful and versatile objects with applications throughout mathemat- ics: in topology, analysis, combinarotics, model theory, and even theory of social choice. Proofs based on ultrafilters tend to be shorter and more elegant than their classical coun- terparts.