applied sciences
Review Wireless Channel Models for Over-the-Sea Communication: A Comparative Study
Arafat Habib and Sangman Moh *
Department of Computer Engineering, Chosun University, 309 Pilmun-daero, Dong-gu, Gwangju 61452, Korea; [email protected] * Correspondence: [email protected]; Tel.: +82-62-230-6032
Received: 18 December 2018; Accepted: 21 January 2019; Published: 28 January 2019
Abstract: Over the past few years, the modeling of wireless channels for radio wave propagation over the sea surface has drawn the attention of many researchers. Channel models are designed and implemented for different frequencies and communication scenarios. There are models that emphasize the influence of the height of the evaporation duct in the marine environment, as well as models that deal with different frequencies (2.5, 5, and 10 GHz, etc.) or the impact of various parameters, such as antenna height. Despite the increasing literature on channel modeling for the over-the-sea marine environment, there is no comprehensive study that focuses on key concepts that need to be considered when developing a new channel model, characteristics of channel models, and comparative analysis of existing works along with their possible improvements and future applications. In this paper, channel models are discussed in relation to their operational principles and key features, and they are compared with each other in terms of major characteristics and pros and cons. Some important insights on the design and implementation of a channel model, possible applications and improvements, and challenging issues and research directions are also discussed. The main goal of this paper is to present a comparative study of over-the-sea channel models for radio wave propagation, so that it can help engineers and researchers in this field to choose or design the appropriate channel models based on their applications, classification, features, advantages, and limitations.
Keywords: over-the-sea communication; radio wave propagation; wireless channel; channel model; wireless channel characterization
1. Introduction Wireless channels for the radio wave propagation over the sea surface are different from the usual channels used in ground-to-ground wireless communication due to the unique nature of the marine environment. For example, neither the refraction of wave propagation, nor the effect of the evaporation duct is present in the ground-to-ground scenarios. Existing approaches to the modeling of over-the-sea channels vary with frequencies, technology used, and implementation scenario. While some approaches used millimeter waves and wide band technology, others used frequencies such as 1.9, 2, and 10 GHz, etc. Some approaches considered vessel-to-vessel mobile communication on the sea. Ship-to-ship and ship-to-shore wireless communication scenarios were also considered and implemented. So far, there are two preliminary minor approaches [1,2], that briefly describe a few models of channels for over-the-sea communication; however, with inadequate analysis and limited discussion on various models, applications, future improvements, and research directions. Readers can prompt references [1,2] for further details. Typically, the over-the-sea wave propagation environment can be divided into two types: One is “near the sea surface” and the other is “hundreds of meters above
Appl. Sci. 2019, 9, 443; doi:10.3390/app9030443 www.mdpi.com/journal/applsci Appl. Sci. 2019, 8, x FOR PEER REVIEW 2 of 32 Appl. Sci. 2019, 9, 443 2 of 32 Appl. Sci. 2019, 8, x FOR PEER REVIEW 2 of 32 sea surface or higher.” In the near the sea surface environment, the transceiver platform remains close seatothe the surface sea sea surface surface.or higher.” or higher.” For In example, the In near the nearthecommunication sea the surface sea surface environment, between environment, a ship the transceiverand the a transceiver base platform station platform isremains maintained remains close toashore.close the tosea Figure the surface. sea 1 surface. shows For suchexample, For example,a scenario communication communication when communication between between a shipoccurs a ship and near and a baseathe base sea station station surface. is is maintained maintained ashore. Figure 1 shows such a scenario when communication occurs near the sea surface. ashore. Figure1 shows such a scenario when communication occurs near the sea surface.
Figure 1. Radio wave propagation near the sea surface. FigureFigure 1. 1. RadioRadio wave wave propagation propagation near near the the sea sea surface. surface. Studies conducted in [3] show that for modeling channels in such an environment, special attentionStudiesStudies is paid conducted conducted to refraction in in [3] [3 ]caused show show thatby that a forpossible for modeling modeling evaporation channels channels duct, in in suchas such well an an as environment, environment, a direct ray andspecial special sea attentionsurface-reflectedattention is is paid paid toray. to refraction refraction An evaporation caused caused byduct by a a possibleaffects possible frequencies evaporation evaporation around duct, duct, 1as asGHz well well and as as ahigher. a direct direct Inray ray principle, and and sea sea surface-reflectedansurface-reflected evaporation duct ray. ray. isAn An formed evaporation evaporation due to duct duct variation affects affects infrequencies frequencies humidity aroundacross around the1 1 GHz GHz air and and higher.sea higher. boundary. 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For of For example,cases. example, Therefore, the the evaporation evaporation to design duct ductany remainschannel remains prevalentmodelprevalent for inthe in equatorial equatorial near-the-sea and and environment, tropical tropical sea sea regionscareful regions consin in 90% 90%iderations of cases. should Therefore, Therefore, be given to to design designto the effectsany any channel channel of the modelevaporationmodel for for the the duct. near-the-sea near-the-sea Moreover, environment, environment, there may be careful careful possible cons considerations communicationiderations should should scenarios be be given given where to to the the effects propagation effects of of the the evaporationdistanceevaporation exceeds duct. duct. 3000 Moreover, Moreover, m. 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In In this this zeroes. case, case, a aTo two-ray two-ray deal with pr propagationopagation this, one shouldmodel model ofconsider of a a direct direct a ray three-ray ray and and a a reflectedpropagation reflected ray ray cannotmodelcannot consistingpredict predict the the of interference interference a direct ray, zeroes. zeroes. a reflected To To deal deal ray with with from this, this, the one one sea should should surface, consider consider and a refracteda a three-ray three-ray ray propagation propagation caused by modelthemodel evaporation consisting consisting duct. of a directTwo- ray,andray, a three-raya reflected reflected models ray ray from from of the wavethe sea sea propagation surface, surface, and and awill refracteda refractedbe further ray ray causeddiscussed caused by thebyin theevaporation evaporationupcoming duct. sections duct. Two- Two- of andthe and paper. three-ray three-ray models models of waveof wave propagation propagation will will be furtherbe further discussed discussed in thein theupcoming upcomingIn a scenario sections sections where of theof wireless the paper. paper. transmission takes place hundreds of meters above the sea surface, the transceiverInIn a a scenario scenario is wheredeployed where wireless wireless on an transmission transmission airborne device takes takes or pl place aceplatforms, hundreds hundreds such of of metersas meters unmanned above above the theaerial sea sea vehiclessurface, surface, the(UAVs)the transceiver transceiver or any otheris is deployed deployed aircrafts. on on It an anis airbornepossible airborne fordevice device the elevatedor or platforms, platforms, duct suchin such the as astroposphere unmanned unmanned regionaerial aerial tovehicles vehicles cause (UAVs)an(UAVs) attenuation or any otherotherof the aircrafts.aircrafts. signal It Itand isis possiblepossible affect for forair-to-ground the the elevated elevated ductcommunication duct in in the the troposphere troposphere through region regionthe tosea to cause causewave an anpropagation.attenuation attenuation of The theof elevated signalthe signal and duct affect andis an air-to-ground affectatmospheric air-to-ground communicationcanal that communication consists through of a layer thethrough seawith wave highly the propagation. sea dense wave air propagation.[4].The It elevated starts and The duct remains elevated is an atmospheric at highduct altitudesis an canal atmospheric and that mainly consists canal affects of that a layer transmission consists with of highly a withlayer dense a with very air highly high [4]. Itfrequency. startsdense andair [4].Figureremains It starts 2 atshows highand remainsa altitudes scenario at and highfor mainlywireless altitudes affects transmission andtransmission mainly affectstaking with transmissionplace a very hundreds high with frequency. of a metersvery high Figureabove frequency.2 theshows sea Figuresurface.a scenario 2 shows for wireless a scenario transmission for wireless taking transmission place hundreds taking ofplace meters hundreds above theof meters sea surface. above the sea surface.
FigureFigure 2. 2. RadioRadio wave wave propagation propagation in in air-to-ground air-to-ground communication communication for for over-the-sea over-the-sea channels. channels. Figure 2. Radio wave propagation in air-to-ground communication for over-the-sea channels. AsAs shown shown earlier earlier in in Figure Figure 11,, in near-the-sea tr transmission,ansmission, the signal mainly propagates through thethe evaporation evaporationAs shown earlier duct. duct. in Compared ComparedFigure 1, in to tonear-the-sea such such an an enviro environment, transmission,nment, the thethe airbornesignal airborne mainly propagations propagations propagates must must through pass pass the evaporation duct. Compared to such an environment, the airborne propagations must pass Appl. Sci. 2019, 9, 443 3 of 32 through the evaporation duct layer, the air layer (free space layer), and the elevated duct layer, as shown in Figure2. In this paper, a comprehensive and comparative study of over-the-sea channel models for radio wave propagation is presented. Our study can help researchers and engineers select an appropriate channel model based on their application. The main contributions of the paper are as follows:
• Theoretical key concepts needed to understand channel models for over-the-sea radio wave propagation are briefly discussed. • Channel models are examined in relation to their operational principles and key features. • Channel models are classified based on their propagation type and the mobility of their transceiver platform. • Channel models are compared with each other in terms of major characteristics, pros, and cons. • The possibility of unique and novel applications and some possible future improvements of the channel models are addressed. • Key challenging issues for modeling a wireless channel for over-the-sea communication and the research directions to design a new channel model are discussed.
The rest of the paper is organized as follows. In the following section (Section2), key concepts related to wireless channel modeling for over-the-sea communication are discussed. In Section3, existing channel models are classified. In Section4, existing channel models are reviewed by functional principle, basic operation, and distinctive characteristics. In Section5, the qualitative comparison of channel models is summarized and discussed. In Section6, the possibility of unique and novel applications of the channel models is discussed and some possible future improvements of the channel models are presented. In Section7, we discuss important challenging issues for modeling a wireless channel for over-the-sea communication and the research directions that can be helpful for researchers if they intend to design a new channel model. Finally, the paper is concluded in Section8.
2. Key Concepts in Modeling Over-the-Sea Channels To design a channel model, a calculation of the propagation loss (PL) is highly important. It is also necessary to derive the correct fading margin. A radio channel designed for over-the-sea wireless communication may experience frequency selective fading, slow fading, and/or fast fading. Small-scale fading is due to the random phases and amplitudes of various multipath components. In addition, inter-symbol interference (ISI) causes signal blurring. Mathematically, it is possible to model multipath propagation using the channel impulse response [5]. Power delay profile (PDP) is also another important term to take care of. It is the intensity of a signal as a function of time delay in the multipath channel. Channel delay spread parameters, such as mean excess delay, maximum excess delay, and root mean-squared delay that can be extracted from PDP, are important features for designing a channel for a wireless transmission system. Moreover, atmospheric ducts play a prime role in influencing existing channel models. Before delving into the channel models, some important terms will be briefly discussed for the convenience of readers.
2.1. Important Definitions and Parameters Multipath propagation: A propagation that causes radio signals to propagate through two or more paths toward an antenna placed at the receiving end can be regarded as multipath propagation. Multipath can be caused by refraction, reflection, atmospheric ducts, etc. Figure3 presents a very basic diagram of multipath wave propagation. Appl. Sci. 2019, 9, 443 4 of 32 Appl. Sci. 2019,, 8,, xx FORFOR PEERPEER REVIEWREVIEW 4 of 32
FigureFigure 3. 3. AnAnAn exampleexample example ofof multipathmultipath wavewave propagationpropagation between between transmitter (Tx) and receiver (Rx).
Line-of-sight (LoS) propagation: ElectromagneticElectromagneticElectromagnetic radiationsradiations radiations tendtend tend toto to transmit/traveltransmit/travel transmit/travel fromfrom from aa sourcea source to to a adestination destination along along a adirect direct path. path. This This inherentinherent inherent characteristiccharacteristic characteristic of of electromagnetic electromagnetic (EM) (EM) propagation, without any obstacle between the tran transmittingsmitting and receiving antenna, is known as LoS propagation. It It is is possible that that the the waves waves or or rays may be refracted, diffracted, and reflected reflected in their path. Figure Figure 44 presentspresents aa scenarioscenario ofof LoSLoS propagation.propagation.
FigureFigure 4. 4. AnAnAn exampleexample example ofof of line-of-sightline-of-sight line-of-sight (LoS)(LoS) propagationpropagation pathway.pathway.
Non-Line-of-Sight (nLoS)(nLoS) andand beyond beyond nLoS: nLoS:Non-LoS Non-LoS (nLoS) (nLoS) is the is transmission the transmission of radio of signals radio signalsalong a along path thata path has that a physical has a physical object object in its wayin its andway is and partially is partially obstructed obstructed due due to this. to this. Signals Signals are arepartially partially obstructed obstructed in the in innermost the innermost Fresnel Fresnel zone. Thezone. Fresnel The Fresnel zone is zone an ellipsoidal is an ellipsoidal region between region betweenthe transmitting the transmitting and receiving and receiving antennas. antennas. The region The is widelyregion usedis widely to comprehend used to comprehend the strength the of strengththe waves of transmittedthe waves transmitted by the sending by the and sending receiving and antennas. receiving Inantennas. addition, In thisaddition, zone isthis useful zone for is usefulestimating for estimating whether anywhether obstruction any obstruction close to the close line to connectingthe line connect the transmitteringing thethe transmittertransmitter and receiver andand receiverreceiver causes causessignificant significant interference. interference. Beyond nLoS (bLoS) is a a special special case case of of propagat propagation,ion,ion, wherewhere where thethe the nLoSnLoS nLoS propagationpropagation propagation confrontsconfronts linkslinks blocked by a huge terrain,terrain, anan earthearth bulge,bulge, etc.,etc., due due to to transmission transmission over over long long distances. distances. Figures Figures5 and5 and6 6show show the the nLoS nLoS and and bLoS bLoS propagations, propagations, respectively. respectively.
FigureFigure 5. 5. AnAnAn exampleexample example ofof of aa a non-line-of-sightnon-line-of-sight non-line-of-sight (nLoS)(nLoS) propagationpropagation pathway.pathway. Appl. Sci. 2019, 9, 443 5 of 32 Appl. Sci. 2019, 8, x FOR PEER REVIEW 5 of 32
FigureFigure 6. 6. AnAn example example of of a a beyond beyond non-line-o non-line-of-sightf-sight (bLoS) (bLoS) propagation propagation pathway. pathway.
SlowSlow and fast fading: Slow fading is caused when the delay requirement of the application is is relativelyrelatively less less than than the the coherence coherence time time of of the the channe channel.l. In In contrast, contrast, fast fast fading fading occurs occurs when when the the delay delay requirementrequirement of of the application is greater than the coherence time. RayleighRayleigh and and Rician Rician fading: fading: RayleighRayleigh fading fading is isa statistical a statistical model model that that indicates indicates the theeffect effect of the of propagationthe propagation environment environment on radio on radio signals. signals. Accord Accordinging to this to thismodel, model, a signal a signal passing passing through through the transmissionthe transmission medium medium (communication (communication channel) channel) will willfade fadein a inrandom a random manner. manner. In addition, In addition, this fadingthis fading will occur will occur in accordance in accordance with the with Rayleigh the Rayleigh distribution, distribution, which which is the radial is the radialcomponent component of the summationof the summation of two uncorrelated of two uncorrelated Gaussian Gaussian random randomvariables. variables. A radio propagation A radio propagation anomaly can anomaly occur duecan to occur partial due cancellation to partial cancellation of radio signals of radio by th signalsemselves. by The themselves. stochastic The mo stochasticdel of this modelphenomenon of this isphenomenon regarded as isRician regarded fading. as Rician fading. FrequencyFrequency selective fading: ItIt is is a a radio radio propagation propagation distortion distortion that that occurs occurs due due to to partial partial cancellationcancellation of of radio radio signals. signals. If If there there is is a a signal signal propagating propagating through through two two different different paths, paths, one one of of them them will change.change. InIn this this kind kind of fading,of fading, the bandwidththe bandwidth of the of signal the issignal larger is than larger the coherencethan the bandwidth.coherence bandwidth.Fade margin: The additional margin in the average received signal power, which is required to achieveFade a certainmargin: level The of additional availability margin for agiven in the modulation average received and bit signal error ratepower, performance which is required in real-time to achievechannels, a cancertain be consideredlevel of availability as a fading for margin. a given Slow modulation fading and and fast bit fading error rate that performance occur due to changesin real- timein the channels, height of can the be evaporation considered duct as havea fading the safestmargin. value Slow that fading can apply and fast to both. fading This that is consideredoccur due to as changesa complete in the fading height margin. of the evaporation duct have the safest value that can apply to both. This is consideredDelay as spread: a completeIt is possiblefading margin. for multipath components to reach their destination at different times.Delay The delayspread: spread It is canpossible be defined for multipath as the difference components between to reach the arrival their destination time of the firstat different and last times.multipath The components.delay spread can be defined as the difference between the arrival time of the first and last multipathInter-symbol components. interference (ISI): Suppose the symbol period is Ts and the delay spread is Tm. If Ts Inter-symbol< Tm, then ISI interference occurs. It is (ISI): a kind Suppose of signal the distortion symbol period that causes is Ts and one the symbol delay to spread interfere is T withm. If Tsubsequents < Tm, then ones. ISI occurs. It is a kind of signal distortion that causes one symbol to interfere with subsequentPower ones. delay profile (PDP): Using the PDP, we can find out the intensity of a signal received throughPower a multipath delay profile channel. (PDP): It is usuallyUsing the measured PDP, we as can a function find out of the time. intensity PDP can of be a usedsignal to received measure throughsome other a multipath channelparameters, channel. It is such usually as delay measured spread, as etc. a function It is possible of time. to PDP obtain can PDP be used using to the measure spatial someaverage other of thechannel complex parameters, baseband such channel as delay impulse spread, response. etc. It is possible to obtain PDP using the spatial averageMean of the excess complex delay: basebandThe mean channel excess impulse delay response. and root mean square (RMS) delay spread are multipathMean channelexcess delay: parameters The thatmean can excess be extracted delay and from root PDP. mean The exactsquare first (RMS) moment delay of PDPspread can are be multipathdenoted as channel mean excess parameters delay. that Mathematical can be extracted formulation from PDP. of mean The excessexact first delay moment is as follows: of PDP can be denoted as mean excess delay. Mathematical formulation of mean excess delay is as follows: 2 ∑k αkτk τ = , (1) 2 𝜏̅ = ∑ k αk , (1) where αk is the magnitude of the received signal, and τk is the delay between the occurrences of the wherereceived αk multipathis the magnitude waveform of the after received receiving signal, the initial and τ impulse.k is the delay The RMS between delay the spread occurrences can be defined of the received multipath waveform after receiving the initial impulse. The RMS delay spread can be as the square root of the second central moment of the power delay profile. RMS delay spread (στ) can definedbe formulated as the square as: root of the second central moment of the power delay profile. RMS delay spread q (στ) can be formulated as: 2 2 στ = τ − (τ) (2)
𝟐 𝟐 σ = 𝜏 −(𝜏̅) (2) Appl. Sci. 2019, 9, 443 6 of 32 Appl. Sci. 2019, 8, x FOR PEER REVIEW 6 of 32 Appl. Sci. 2019, 8, x FOR PEER REVIEW 6 of 32
AtmosphericAtmospheric ducts: ducts: AtmosphericAtmospheric ducts ducts are are horizontal horizontal layers layers in inthe thelower lower atmosphere. atmosphere. In Atmospheric ducts: Atmospheric ducts are horizontal layers in the lower atmosphere. In atmosphericIn atmospheric ducts, ducts, radio radio signals signals are ducted are ducted and they and always they always tend to tend follow to follow the curvature the curvature of the Earth. of the atmospheric ducts, radio signals are ducted and they always tend to follow the curvature of the Earth. WavesEarth. Wavesare bent are by bent atmospheric by atmospheric refraction refraction in such inscenarios. such scenarios. The characteristics The characteristics and formation and formation of such Waves are bent by atmospheric refraction in such scenarios. The characteristics and formation of such ductsof such are ducts subject are to subject refractivity to refractivity of a certain of a certainatmosphere. atmosphere. There are There four are types four of types atmospheric of atmospheric ducts. ducts are subject to refractivity of a certain atmosphere. There are four types of atmospheric ducts. Theyducts. were They classified were classified into four into types four based types on based their on formation their formation process process and refractivity and refractivity profile. profile.These They were classified into four types based on their formation process and refractivity profile. These are:These (a) are: evaporation (a) evaporation ducts, (b) ducts, surface-based (b) surface-based ducts, ducts,(c) elevated (c) elevated ducts, ducts,and (d) and surface (d) surface ducts. ducts. are: (a) evaporation ducts, (b) surface-based ducts, (c) elevated ducts, and (d) surface ducts. AA surface surface duct mainly occurs due to temperatur temperaturee inversion. The The evaporation evaporation duct duct is is a a special A surface duct mainly occurs due to temperature inversion. The evaporation duct is a special versionversion of of the surface duct. The The evaporation evaporation duct duct is is a a refractive refractive layer layer that that results results from from the the rapid version of the surface duct. The evaporation duct is a refractive layer that results from the rapid decreasedecrease in in humidity humidity level level with with altitude. altitude. This This ta takeskes place place above above water water bodies bodies where where the the atmospheric atmospheric decrease in humidity level with altitude. This takes place above water bodies where the atmospheric surfacesurface layer layer exists. exists. Elevated Elevated ducts ducts are are formed formed due due to to a ahigh-density high-density air air layer. layer. They They commence commence at ata surface layer exists. Elevated ducts are formed due to a high-density air layer. They commence at a higha high altitude altitude and and continue continue upwards. upwards. These These ducts ducts prim primarilyarily affect affect very very high high frequencies. frequencies. Bending Bending of of high altitude and continue upwards. These ducts primarily affect very high frequencies. Bending of aa ray ray like like this this occurs occurs under under super-refractive super-refractive condit conditions.ions. Surface-based Surface-based ducts oc occurcur when the air air in in the the a ray like this occurs under super-refractive conditions. Surface-based ducts occur when the air in the upperupper layer layer is is warm and dry compared to the air on/nearon/near the the surface. surface. Figure Figure 7 shows aa transceivertransceiver upper layer is warm and dry compared to the air on/near the surface. Figure 7 shows a transceiver platform in an elevated evaporation duct. platform in an elevated evaporation duct.
Figure 7. Transceiver platform in atmospheric ducts. FigureFigure 7. 7. TransceiverTransceiver platform in atmospheric ducts. 2.2.2.2. Measurements Measurements and and Modeling Modeling of of Propagation Propagation Loss 2.2. Measurements and Modeling of Propagation Loss PLPL can can be be defined defined as as the reduction in the powe powerr density of an electromagnetic wave, wave, as as the the PL can be defined as the reduction in the power density of an electromagnetic wave, as the propagationpropagation takes takes place place through through space space [6]. [6]. From From a a basic basic point point of of view, view, the channel measurements propagation takes place through space [6]. From a basic point of view, the channel measurements requirerequire aa transmittertransmitter and and a receiver. a receiver. Figure Figure8 shows 8 theshows fundamental the fundamental setup for radiosetup wave for propagationradio wave require a transmitter and a receiver. Figure 8 shows the fundamental setup for radio wave propagationmeasurements measurements using continuous using waves.continuous Amplification waves. Amplification of the output of fromthe output the signal from generator the signal is propagation measurements using continuous waves. Amplification of the output from the signal generatorperformed is before performed the transmitting before the transmitting antenna sends antenna out a sends signal. out As a thesignal. signal As passes the signal through passes an generator is performed before the transmitting antenna sends out a signal. As the signal passes throughover-the-sea an over-the-sea channel, the channel, signal is th capturede signal is by captured the receiving by the antenna.receiving After antenna. that, After the signal that, the is filtered signal through an over-the-sea channel, the signal is captured by the receiving antenna. After that, the signal isand filtered displayed and displayed on a spectrum on a spectrum analyzer. Dependinganalyzer. Depending on the application, on the application, directional directional or omni-directional or omni- is filtered and displayed on a spectrum analyzer. Depending on the application, directional or omni- directionalantennas can antennas be used. can The be PLused. can The be estimated PL can be usingestimated the following using the simple following equation: simple equation: directional antennas can be used. The PL can be estimated using the following simple equation: PL𝑃𝐿= P =𝑃++𝐺G ++𝐺G +𝐺+ G −𝐿− L−𝑃− P (3)(3) 𝑃𝐿T =𝑃 +𝐺Amp +𝐺AntT +𝐺 AntR−𝐿 f−𝑃 R (3) where 𝑃 is the output power of the signal generator, 𝐺 is the gain of the amplifier, 𝐺 is the where P𝑃T is is thethe outputoutput powerpower of the signal generator, G𝐺 Amp is the gain of the the amplifier, amplifier, G𝐺 AntT is the the gain of the transmitting antenna, 𝐺 is the gain of the receiving antenna, 𝐿 is the loss of filter, and gain of the the transmitting transmitting antenna, G𝐺 AntR isis the the gain gain of of the the receiving receiving antenna, antenna, 𝐿L f isis the the loss loss of of filter, filter, and and 𝑃 is the power indicated in the spectrum analyzer. 𝑃P R is the power indicated in the spectrumspectrum analyzer.analyzer.
Figure 8. Basic setup for measurements of propagation loss. FigureFigure 8. 8. BasicBasic setup setup for for measurements measurements of propagation loss. Appl. Sci. 2019, 9, 443 7 of 32
For free space and clear air conditions, the PL can be modeled using the free space loss (FSL) model [6] using the following equation, where LFSL is the free space loss in dB, d is the propagation distance, and f is the frequency:
LFSL = −27.56 + log10( f ) + 20log10(d) (4)
The reflection of the sea surface is very important to design a channel for the ocean environment. When it exists alongside with the LoS (direct ray) component, the PL can be measured using the two-ray model [6] as follows:
2 λ 2πhthr 2 L − = −10log { [2 sin ] }, (5) 2 ray 10 4πd λd where L2−ray is the two-ray path loss in dB, ht is the height of the transmitter, hr is the height of the receiver, and λ is the wavelength. A simplified three-ray model [7] with an assumption that a horizontally homogeneous evaporation duct layer exists can be expressed as a simplified three-dimensional model [7]:
2 λ 2 L − = −10log { [2(1 + ∆)] } (6) 3 ray 10 4πd
with 2πh h 2π(h − h )(h − h ) ∆ = 2 sin t r sin e t e r (7) λd λd where ht and hr are the heights of transmitter and receiver in meters, respectively, he is the effective duct height, λ is the wavelength in meters, and d is the propagation distance in meters.
3. Classification of Over-the-Sea Channel Models In this section, we will classify the existing over-the-sea wave propagation channel models reported so far in the literature. First, we will discuss the existing works briefly, and the channel models will be classified on the basis of the wireless LoS, nLoS, and bLoS wave propagations. Then, the channel models will be classified by considering the mobility of the transmitter and/or receiver. In [8], an approach was adopted to characterize a wideband channel for over-the-sea wave propagation. It presents a statistical representation and measurements of wideband mobile radio channels at 1.9 GHz. In [9], the focus was to evaluate the effects of sea surface shadowing conditions on the marine communication channel, modeled by the finite difference time domain (FDTD) method, for UAVs deployed for maritime surveillance operations. The results of measurements that characterize radio channels at 2 GHz in the open sea were presented in [10]. The results were obtained using a mobile single-antenna ship-borne transmitter and a fixed dual antenna terrestrial receiver. In [11], by means of narrowband measurements, the propagation of radio waves was analyzed at 5 GHz, taking into account the LoS near the sea surface. The work presented in [12] presents an analysis of the propagation of millimeter waves for the over-the-sea environment. In [5], a multipath channel model for radio wave propagation over the sea surface was designed for ship-to-ship and ship-to-shore wireless communication. An analytical expression for the effective width of the trapping beam of a transmitter for over-the-sea transmission was derived in [13]. Reference [14], published this year, adopts mathematical formulations to calculate the complete fading margin of the South China Sea. References [15,16] placed an effort into finding the optimal frequency and antenna height for radio wave propagation in the evaporation duct. In [17], Mehrima et al. presented a LoS ship-to-ship wireless channel model for over-the-sea communication. Wu et al. collected and analyzed the three-dimensional contour data of Diaoyu islands to generate a sea surface scenario, by using MATLAB, in order to design a channel model in that area [18]. Lee et al. presented measurement results for land-to-ship Appl. Sci. 2019, 9, 443 8 of 32
Appl. Sci. 2019, 8, x FOR PEER REVIEW 8 of 32 offshore wireless channel [19]. The frequency used in this channel model was 2.4 GHz. The model [44].was In investigated [49], Shi et throughal. used thewideband implementation technology of ato narrowband develop a channel channel model measurement for UAVs system to surface between vessels.the quay and a sailing patrol boat. Cao et al. presented a channel model using a Ka-band [20]. In [21], ShiThere et al. are used also wideband other works technology on channel to develop modeling a channel for the model over-the-sea for UAVs environment to surface vessels.with a focus on the Thereeffect areof alsothe otherevaporation works on duct channel height modeling in the formarine the over-the-sea environment environment [17,18], and with different a focuson frequenciesthe effect oftaking the evaporation into account duct such height parameters in the as marine signal environment strength or antenna [22,23], height and different [19–22]. frequencies Among alltaking the works into accountthat have such been parameters published asso signal far to strengthdevelop orwireless antenna channel height models [24–27]. for Among the ocean all the environment,works that havewe decided been published to discuss so farand to comparatively develop wireless analyze channel [5], models [8–16], for [39–41], the ocean [44], environment, and [49], becausewe decided the implementation to discuss and comparativelyscenario and frequency analyze [5 ,used8–21 ],in because each of the these implementation works are different. scenario In and addition,frequency they used considered in each a of wide these range works of arechannel different. option In parameters addition, they (fading considered margin, adelay wide spread, range of etc.).channel To the option best parameters of our knowledge, (fading margin, no such delay review spread, paper etc.). exists To the that best ofhas our yet knowledge, discussed no and such comparativelyreview paper analyzed exists that the has existing yet discussed channel and mode comparativelyls for the over-the-sea analyzed the marine existing environment. channel models for theIn over-the-sea Section 2.1, marineLoS, nLoS, environment. and bLoS wave propagations are briefly introduced with their example scenarios.In SectionOne of 2.1 the, LoS,basic nLoS, and crucial and bLoS factors wave of propagations wireless channel are briefly modeling introduced is how with the theirradio example links propagatescenarios. between One of the basictransmitter and crucial and receiver. factors of A wireless LoS between channel the modeling transmitting is how and the receiving radio links antennaspropagate is desirable, between but the it transmitter is not possible and to receiver. have a clear A LoS LoS between always in the the transmitting sea environment. and receiving It can beantennas crowded iswith desirable, ships, affected but it is by not unique possible seasonal to have and a clear weather LoS always effects, in and the affected sea environment. by huge barriers It can be likecrowded islands, with rocks, ships, etc. affected These ma byy unique cause seasonalreflections and of weather the propagated effects, and radio affected waves. by hugeThis barriersis where like multipathislands, rocks,wave etc.propagation These may techniques cause reflections play an of important the propagated role by radio exploiting waves. nLoS This isand where bLoS multipath wave propagationwave propagation methods. techniques As mentioned play anearlier, important nLoS wave role by propagation exploiting nLoSdescribes and bLoSa radio wave link propagationthat does notmethods. have a clear As mentioned LoS and that earlier, have nLoS obstructions wave propagation in the way. describes The effect a radio of an link obstruction that does can not havebe negligiblea clear LoS to a andcomplete that have barrier. obstructions in the way. The effect of an obstruction can be negligible to a completeIf the obstruction barrier. is smaller than the incident wavelength, it is negligible. Obstructions having the sameIf thesize obstruction of the incident is smaller wave than length the incident cause diffraction wavelength, and it is go negligible. to the other Obstructions end with having minor the attenuation.same size ofIf thean incidentobstruction wave is lengthlarger cause than diffractionthe incident and wavelength, go to the other the end signal with is minor obstructed attenuation. in varyingIf an obstruction degrees depending is larger thanon the the materials incident wavelength,of the obstructions the signal and is their obstructed characteristics. in varying Similar degrees scenariosdepending are taken on the into materials account of thein the obstructions channel mode andls their exploiting characteristics. nLoS wave Similar propagation scenarios techniques. are taken into bLoSaccount wave in propagation the channel is models an especial exploiting case nLoSof nLoS wave propagation propagation and techniques. is suitable bLoS for the wave applications propagation whereis an very especial long-distance case of nLoS communication propagation and is nece is suitablessary, forand the where applications communication where very links long-distance may get obstructedcommunication by huge is terrains, necessary, rocks, and islands, where etc. communication Modeling channels links may for bLoS get obstructed propagation by over huge the terrains, sea is arocks, greatislands, challenge etc. and Modeling very few channels works have for bLoSbeen propagationreported to work over upon the sea bLoS is a propagation. great challenge Most and of verythe channel few works models have in beenthe literature reported fall to under work uponthe classification bLoS propagation. of LoS prop Mostagation. of the References channel models [5], [9–12],in the [39], literature [41], and fall under[49] are the the classification channel models of LoS that propagation. support LoS References propagation [5,9– 12only.,17,19 There,21] are are the channelchannel models models that that support support both LoS LoS propagation and nLoS propagations. only. There are Channel channel models models presented that support in [8], both [14], LoS andand [16] nLoS are propagations. such kind of Channelmodels. modelsChannel presented models inpresented [8,14,16] arein [13] such and kind [15] of models.support ChannelbLoS propagation.models presented The fifteen in [ 13channel,15] support models bLoS discussed propagation. in this paper The fifteen are classified channel based models on discussedthe LoS, nLoS, in this andpaper bLoS are propagations classified based in Figure on the 9. LoS, nLoS, and bLoS propagations in Figure9.
Figure 9. Classification of channel models based on wave propagation scenarios. Figure 9. Classification of channel models based on wave propagation scenarios. Classifying the channel models based on the mobility of the transmitter and receiver is very importantClassifying because the channel of the Doppler models effect. based It on refers the tomobility the apparent of the shiftstransmitter in the frequencyand receiver of the is signalsvery important because of the Doppler effect. It refers to the apparent shifts in the frequency of the signals due to the motion of the transmitter or receiver or both. This may result in channel fading. Many of Appl. Sci. 2019, 9, 443 9 of 32 due to the motion of the transmitter or receiver or both. This may result in channel fading. Many of Appl.the existing Sci. 2019, channel8, x FOR PEER models REVIEW dealt with the issues and calculated fade margin for the fading caused9 of by32 the Doppler effect. They are classified on the basis of the three scenarios found in the literature: the existing channel models dealt with the issues and calculated fade margin for the fading caused (a)by theBoth Doppler the transmitter effect. They and are receiver classified are on mobile the basi ([10s of,11 the,14 ,three15,17 ,scenarios18,21]); found in the literature: (b) a)Both Both the the transmitter transmitter and and receiver receiver are are fixed mobile ([16]); ([10], and [11], [15], [14], [39, [40], and [49]); (c) b)The Both receiver the transmitter is fixed but and the receiver transmitter are fixed is mobile ([16]); ([5 and,8,9 ,12,19]). c) The receiver is fixed but the transmitter is mobile ([5], [8], [9], [12], and [41]). 4. Channel Models for Over-the-Sea Wave Propagation 4. ChannelAs discussed Models earlier, for Over-the-Sea approaches Wave for over-the-sea Propagation channel modeling differ mainly in frequency, technologyAs discussed used, and earlier, implementation approaches for scenario. over-the-sea In this channel section, somemodeling existing differ channel mainly models in frequency, will be technologyextensively used, reviewed. and implementation scenario. In this section, some existing channel models will be extensively reviewed. 4.1. Wideband Channel Modeling for Over-the-Sea Wave Propagation 4.1. WidebandThe channel Channel model Modeling was developed for Over-the-Sea for use inWave the AegeanPropagation Sea, Greece, for a mobile vessel-to-vessel communication system. The frequency used in this channel model [8] is 1.9 GHz. The focus of the The channel model was developed for use in the Aegean Sea, Greece, for a mobile vessel-to- present study lies in the delay profile that is nothing more than a normalized plot of received power vessel communication system. The frequency used in this channel model [8] is 1.9 GHz. The focus of against delay, if the pulse is transmitted and faces erosion. The large-scale characterization of the the present study lies in the delay profile that is nothing more than a normalized plot of received measured environments was carried out using the long-distance path loss model [6]. The path loss power against delay, if the pulse is transmitted and faces erosion. The large-scale characterization of equation for the channel model [8] is: the measured environments was carried out using the long-distance path loss model [6]. The path loss equation for the channel model [8] is: d PL(d) = PL(d0) + 10n log( )(dB) (8) d𝑑0 𝑃𝐿(𝑑) =𝑃𝐿(𝑑 ) + 10𝑛 log( )(𝑑𝐵) (8) 𝑑 where n is the attenuation factor, PL(do) is the measurement of path loss at a particular location whereat a distance n is the ofattenuationdo from thefactor, transmitter 𝑃𝐿(𝑑 ) is (TX), the measurement where d is used of path to denote loss at a the particular distance location of interest. at a distanceFor small-scale of 𝑑 from characterization, the transmitter a (TX), time where dispersion d is used analysis to denote along the with distance a time of andinterest. space For domain small- scaleanalysis characterization, were performed. a time Figure dispersion 10 shows analysis a mobile along vessel-to-vessel with a time and communication space domain scenario analysis for were the performed.channel model. Figure 10 shows a mobile vessel-to-vessel communication scenario for the channel model.
Figure 10. Vessel-to-vesselVessel-to-vessel communication scenario for the channel model.
The outstanding part of the work in [8] [8] is that it presents authentic real-time data, based on real life implementations. The The main main problem problem of of this this model model was was the the consideration consideration of of multipath multipath effects, effects, which arise only because of coastline hills. Multipath effects caused by fluctuatingfluctuating sea waves were ignored. It has a high delay delay for the nLoS nLoS propagat propagationion links and the system is much too dependent on the global positioning system (GPS).
4.2. Marine Communication Channel Modeling Based on the Finite Difference Time DomainDomain (FDTD)(FDTD) The work presented in [[9]9] aims to gain a moremore completecomplete understandingunderstanding of the communication channels in which UAVs areare deployeddeployed forfor low-levellow-level maritimemaritime operations.operations. The channel modeling scheme was also presented using the FDTD method [23]. It also made a great effort to assess the effects of shadowing conditions on the sea surface on marine communication channels. The authors developed a 2-D EM simulator using a modified Pierson–Moscowitz (PM) spectral model [24]. The simulator was used to produce multipath scattering by generating a random sea surface in a deep Appl. Sci. 2019, 9, 443 10 of 32 scheme was also presented using the FDTD method [28]. It also made a great effort to assess the effects of shadowing conditions on the sea surface on marine communication channels. The authors developed Appl.a 2-D Sci. EM 2019 simulator, 8, x FOR PEER using REVIEW a modified Pierson–Moscowitz (PM) spectral model [29]. The simulator10 of was 32 used to produce multipath scattering by generating a random sea surface in a deep water location. waterAfter analyzinglocation. After the data analyzing retrieved the from data the retrieved simulation from results, the simulation it was found results, that it the was simulation found that results the simulationgave a generalized results gave path a lossgeneralized exponent, path standard loss exponent, deviation, standard mean excessdeviation, delay, mean and excess RMS delay delay, as and the RMSfunctions delay of as the the frequency functions andof the the frequency observable and sea the surface observable height sea for surface the stationary height for transmitter the stationary and transmitterreceiver locations. and receiver Figure locations. 11 presents Figure a simple 11 pres caseents scenario a simple in which case ascenario UAV is communicatingin which a UAV with is communicatinga mobile vessel atwith a low-altitude, a mobile vessel above-sea at a low-altitude, location. above-sea location.
FigureFigure 11. Scenario ofof marine marine communication communication between between an unmannedan unmanned aerial aerial vehicle vehicle (UAV) (UAV) and a mobileand a mobilevessel atvessel low altitude.at low altitude.
ItIt is is inevitable inevitable to to lose lose the the aircraft aircraft in in the the sea sea or or have have vehicular vehicular collision collision due due to to the the loss loss of of communicationcommunication [25]. [30]. To To establish establish a asafe safe operatio operationn protocol protocol for for airborne airborne maritime maritime surveillance surveillance operations,operations, path path loss loss and and multipath multipath effects effects [26,27 [31,32]] of of the the communication communication channels channels are are key key concerns. concerns. InIn the the study study presented presented in in [9], [9], the the FDTD FDTD method method is is introduced introduced to to quantify quantify the the relevant relevant parameters parameters of of maritimemaritime communication communication ch channels,annels, through through the the simulation simulation of of the the electromagnetic electromagnetic phenomena phenomena that that contributecontribute to to the received waveformwaveform envelopeenvelope inin shadowingshadowing conditions. conditions. The The work work is is mainly mainly aimed aimed at atproposing proposing a novel a novel approach approach to the to choicethe choice of a maritimeof a maritime communication communication channel. channel. However, However, the authors the authorsclaimed claimed that the that obtained the obtained research research result is result applicable is applicable to any sea-surface to any sea-surface vehicle or vehicle sensor or that sensor uses thatwireless uses communicationswireless communications in the range in ofthe very range high of frequencyvery high (VHF)frequency to 3 GHz.(VHF) There to 3 GHz. are two There reasons are twowhy reasons the authors why the chose authors to apply chose the to FDTD apply method the FDTD for method propagation for propagation analysis. One analysis. of them One is theof them high isaccuracy the high of accuracy the method, of the and method, the other and is thethe directother transientis the direct solution transient of Maxwell’s solution equationsof Maxwell’s [33]. equationsUsing this [28]. method, Using Maxwell’s this method, equations Maxwell’s were eq solveduations through were solved transient through recursive transient calculations recursive for calculationsEM analysis. for EM analysis. TheThe EM EM simulation simulation engine engine developed developed by by the the auth authorsors in in this this paper paper contained contained three three segments. segments. TheseThese are are random random generation generation of of the the sea sea surface, surface, im implementationplementation of of the the FDTD FDTD algorithm algorithm for for analyzing analyzing EMEM propagation, propagation, and and channel channel modeling modeling based based on onthe the transient transient simulation simulation results. results. The channel The channel was simulatedwas simulated as a 2-D as cross a 2-D section cross section[9]. The [sea9]. surfac The seae in surface the simulation in the simulation was implemented was implemented as a perfectly as conductinga perfectly conductingboundary condition. boundary condition.The transient The transientimpulse impulseresponse response for a random for a random sea surface sea surface was numericallywas numerically estimated estimated using using FDTD FDTD simulation, simulation, Next, Next, this this process process was was repeatedly repeatedly used used for for multiple multiple seasea surfacessurfaces withwith different different heights. heights. These These repetitive repetitive processes processes were undertakenwere undertaken to produce to aproduce significant a significantset of population set of population data. data. Friis’Friis’ free spacespace path path loss loss equation equation [34 [29]] was was used used as a foundationas a foundation for signal for attenuationsignal attenuation for wireless for wirelesstransmission. transmission. It can be It described can be described as: as: ( ) = ( )2 Ls d 4πd/λ (9) 𝐿 (𝑑) = (4𝜋𝑑/𝜆) (9) where d is the physical distance between the TX and receiver (RX), and λ is the wavelength. A critical where d is the physical distance between the TX and receiver (RX), and λ is the wavelength. A critical parameter for modeling wireless channels over the sea surface area is the path loss exponent. parameter for modeling wireless channels over the sea surface area is the path loss exponent. This parameter is critical in the system design process. The basic path loss calculation [9] can be formulated as: