Catherine Williams Deputy Director Railway Markets and Economics

E-mail: [email protected]

29 July 2019

To holders of: Email and post

Train operator licences1 Station operator licences Light Maintenance Depot operator licences Network operator licences which are listed in Schedules 1 to 3

Dear sir/madam,

Notice of modification of the licences and SNRPs listed in Schedules 1 to 3 of this Notice in accordance with section 12 of the (“the Act”) and section 13 of the Railway (Licensing of Railway Undertakings) Regulations 2005 (“the Regulations”)

The companies listed in schedules 1 to 3 of this notice have been granted licences, under section 8 of the Act, or statements of national regulatory provisions (“SNRP”), under regulation 10 and schedule 4 of the Regulations, to operate railway assets. On 26 February 20192, and in accordance with section 12(2) of the Act, and regulation 13(2) of the Regulations, the (“ORR”) gave notice3 of its proposal to modify certain licences and SNRPs in respect the following conditions: • Membership of the Rail Safety and Standards Board Limited (“RSSB”); • Safety and standards; and • the Disabled People’s Protection Policy (“DPPP”). ORR has considered the representations and objections which were received during the consultation period and which were not withdrawn. All licence and SNRP holders have consented to ORR’s proposed modifications in writing. Under section 12(1) of the Act and regulation 13(1) of the Regulations and with the consent of the licence and SNRP holders, I therefore modify the licences and SNRPs listed in Schedules 1 to 3 of this notice by making the modifications set out in these schedules. These modifications will take effect on 29 July 2019.

1 This includes passenger train and non-passenger licences and passenger and freight SNRPs. 2 Subsequently, we also gave notice to Freightliner Ltd and Freightliner Heavy Haul Ltd on 11 June 2019 https://orr.gov.uk/__data/assets/pdf_file/0019/41275/additional-notice-of-statutory-consultation-for-reightliner-limited-2019-june- 11.pdf, and West Coast Railway Company Ltd on 17 June 2019 https://orr.gov.uk/__data/assets/pdf_file/0005/41288/additional- notice-of-statutory-consultation-for-west-coast-railway-company-limited-2019-june-17.pdf. 3 https://orr.gov.uk/__data/assets/pdf_file/0010/40510/notice-of-statutory-consultation-on-changes-to-licence-and-snrp-conditions- 2019-02-26.pdf

Page 1 of 16 Final 2019-07-29 Notice of modifications to DPPP RSSB and SS conditions.docx

With respect to the modifications we are making relating to RSSB membership, I should like to make clear that it is not ORR’s intention to imply or effect a change in our current policy regarding when membership of RSSB is required. I will place a copy of this letter on our website and public register. We will also update the affected licences and SNRPs on our website in due course.

Yours faithfully,

Catherine Williams Duly authorised by the Office of Rail and Road

Information provided to us may be subject to publication or disclosure in accordance with the access to information regimes. Any personal data you provide will be used for the purposes of this statutory consultation and will be handled in accordance with our privacy notice which sets out how we comply with the General Data Protection Regulation and Data Protection Act 2018. If you wish any information you provide to be treated as confidential, please explain why. If we receive a request for disclosure of the information, we will take full account of your explanation, but we cannot give an assurance that confidentiality can be maintained in all circumstances. An automatic confidentiality disclaimer generated by your IT system will not, of itself, be regarded as binding on ORR If you prefer to make a response in confidence, please annex any confidential information, or provide a non-confidential summary, so that we can publish the non-confidential aspects of your response. So that we are able to apply web standards to content on our website, we would prefer that you email us your response either in Microsoft Word format or the OpenDocument Text (.odt) format.

Page 2 of 16

Schedule 1

Schedule 1: Modification relating to RSSB Membership

For licences, insert new condition 8:

Condition 8: RSSB membership

1. If the licence holder’s annual turnover has never exceeded £1 million and the licence holder is not a franchise operator, paragraphs 2 and 3 shall not have effect until the licence holder’s annual turnover exceeds £1 million for the first time. The licence holder shall provide ORR with such information in respect of its annual turnover as ORR may from time to time require.

2. With effect from the date of the coming into force of this licence, except where ORR consents otherwise, the licence holder shall:

(a) become and thereafter remain a member of RSSB;

(b) comply with its obligations under the Constitution Agreement and the articles of association of RSSB; and

(c) exercise its rights under the Constitution Agreement and the articles of association of RSSB so as to ensure that RSSB shall act in accordance with the Constitution Agreement.

3. With effect from the date of the coming into force of this licence, the licence holder shall comply with the Railway Group Standards Code prepared by RSSB.

4. When a licence holder first becomes subject to the obligations in paragraphs 2 and 3 his rights, obligations and liabilities associated with such membership shall commence on the same day, and the licence holder shall complete the formal and legal documentation associated with such membership within three months of that date.

5. In this condition:

“franchise operator” includes an operator of last resort, under section 30 of the Act.

Page 3 of 16

For SNRPs, insert new condition 8:

Condition 8: RSSB membership

1. If the SNRP holder’s annual turnover has never exceeded £1 million and the SNRP holder is not a franchise operator, paragraphs 2 and 3 shall not have effect until the SNRP holder’s annual turnover exceeds £1 million for the first time. The SNRP holder shall provide ORR with such information in respect of its annual turnover as ORR may from time to time require.

2. With effect from the date of the coming into force of this SNRP, except where ORR consents otherwise, the SNRP holder shall:

(a) become and thereafter remain a member of RSSB;

(b) comply with its obligations under the Constitution Agreement and the articles of association of RSSB; and

(c) exercise its rights under the Constitution Agreement and the articles of association of RSSB so as to ensure that RSSB shall act in accordance with the Constitution Agreement.

3. With effect from the date of the coming into force of this SNRP, the SNRP holder shall comply with the Railway Group Standards Code prepared by RSSB.

4. When a SNRP holder first becomes subject to the obligations in paragraphs 2 and 3 his rights, obligations and liabilities associated with such membership shall commence on the same day, and the SNRP holder shall complete the formal and legal documentation associated with such membership within three months of that date.

5. In this condition:

“franchise operator” includes an operator of last resort, under section 30 of the Act.

Page 4 of 16

The changes in Schedule 1 apply to the following licence and SNRP holders4:

Passenger train licence Date and Non-passenger train Date and holder number licence holder number North Yorkshire Moors Railway 17/01/2007 Freightliner Ltd 09/11/1995 Enterprises plc UK 03 2007 0002 UK 03 1995 0019 Pre Metro Operations Ltd 03/04/2003 GB Ltd 04/07/2000 UK 03 2003 0004 UK 03 2000 0004 Tyne and Wear Passenger Transport 15/03/2002 Govia Thameslink Railway Ltd 09/09/2014 Executive UK 03 2002 0002 UK 03 2014 0007 South Yorkshire Supertram Ltd 04/05/2018 Grand Central Railway Company Ltd 04/06/2007 UK 03 2018 0001 UK 03 2007 0012 Merseyside Passenger Transport 09/09/2014 Harsco Rail Ltd 13/02/2004 Services Ltd UK 03 2014 0004 UK 03 2004 0003 Merseyrail Electrics 2002 Ltd 17/07/2003 London & South Eastern Railway Ltd 28/03/2006 UK 03 2003 0011 UK 03 2006 0004 Loram UK Ltd 12/02/2016 UK 03 2016 0001 Merseyrail Electrics 2002 Ltd 17/07/2003 Non-passenger train Date and UK 03 2003 0012 licence holder number Ltd 31/03/1995 Amey Rail Ltd 29/09/2014 UK 03 1995 0010 UK 03 2014 0010 Rail for London Ltd 25/10/07 Rail London Ltd 07/11/2016 UK 03 2007 0015 UK 03 2016 0007 Rail Operations (UK) Ltd 02/03/2015 Babcock Rail Ltd 10/11/1995 UK 03 2015 0002 UK 03 1995 0024 RTS Rail Transport GmbH 05/06/2015 Balfour Beatty Rail Plant Ltd 28/06/2000 UK 03 2015 0006 UK 03 2000 0002 Victa Railfreight Ltd 02/12/2014 The Chiltern Railway Company Ltd 16/09/2005 UK 03 2014 0005 UK 03 2005 0005 Vintage Trains Ltd 04/09/2018 Ltd 08/12/1995 UK 03 2018 0004 UK 03 1995 0029 Volkerrail Ltd 18/01/2001 DB Cargo (UK) Ltd 31/05/1995 UK 03 2001 0001 UK 03 1995 0001 West Coast Railway Company Ltd 11/05/2005 DB Cargo International Ltd 11/09/1996 UK 03 2005 0004 UK 03 1996 0006 West Coast Trains Ltd 28/04/1995 DFT OLR2 Ltd 19/09/2018 UK 03 1995 0012 UK 03 2018 0009 XC Trains Ltd 07/11/2007 Ltd 12/12/1995 UK 03 2007 0021 UK 03 1995 0033 First Greater Western Ltd 28/03/2006 UK 03 2006 0001

Freightliner Heavy Haul Ltd 14/02/2003 UK 03 2003 0001

4 In this Schedule, we have corrected some of the licence numbers contained in our 26 February 2019 Notice

Page 5 of 16

Passenger SNRP holder Date and Passenger SNRP holder Date and number number Abellio East Anglia Ltd 11/10/2016 MTR Corporation (Crossrail) Ltd 27/05/2015 UK 02 2016 0003 UK 02 2015 0004 Abellio ScotRail Ltd 30/03/2015 Rail Express Systems Ltd 28/05/2005 UK 02 2015 0003 UK 02 2005 0071 Ltd 07/11/2016 Rail for London Ltd 25/10/2007 UK 03 2016 0007 UK 02 2007 0008 Ltd 18/03/2016 Rail Operations (UK) Ltd 11/08/2016 UK 02 2016 2002 UK 02 2016 0011 The Chiltern Railway Company Ltd 28/11/2005 Serco Caledonian Sleepers Ltd 05/03/2015 UK 02 2005 0019 UK 02 2015 0001 DfT OLR2 Ltd 28/11/2005 SOLR1 Ltd 10/10/2007 UK 02 2005 0023 UK 02 2007 0006 Direct Rail Services Ltd 28/11/2005 SOLR2 Ltd 10/10/2007 UK 02 2005 0024 UK 02 2007 0007 EM Trains Ltd 20/09/2006 Thameslink Ltd 20/09/2006 UK 02 2006 0010 UK 02 2006 0008 First Greater Western Ltd 28/03/2006 TransPennine Express Ltd 20/09/2006 UK 02 2006 0002 UK 02 2006 0013 First MTR South Western Trains Ltd 14/08/2017 Trenitalia c2c Ltd 29/10/2014 UK 02 2017 0002 UK 02 2014 0003 First TransPennine Express Ltd 17/03/2016 Vintage Trains Ltd 04/09/2018 UK 02 2016 0001 UK 02 2018 0001 GB Railfreight Ltd 23/06/2009 Company Ltd 20/09/2006 UK 02 2009 0001 UK 02 2006 0007 Govia Thameslink Railway Ltd 09/09/2014 West Coast Railway Company Ltd 17/06/1998 UK 02 2014 2002 UK 02 2005 0079 Grand Central Railway Company Ltd 04/06/2007 West Coast Trains Ltd 28/04/1995 UK 02 2007 0003 UK 02 2005 0083 Heathrow Express Operating Co Ltd 13/01/2014 Trains Ltd 01/12/2017 UK 02 2014 0001 UK 02 2017 0003 Hull Trains Company Ltd 28/11/2005 XC Trains Ltd 07/11/2007 UK 02 2005 0055 UK 02 2007 0010 Keolis Amey Operations/ 08/10/2018 Gweithrediadau Keolis Amey Ltd UK 02 2018 0002 Locomotive Services (TOC) Ltd 04/07/2017 UK 02 2017 0001 London Midland Trains Ltd 20/09/06 UK 02 2006 0011 London North Eastern Railway Ltd 20/09/2006 UK 02 2006 0012 London & South Eastern Railway Ltd 28/03/2006 UK 02 2006 0003

Page 6 of 16

Freight SNRP holder Date and number The Chiltern Railway Company Ltd 16/10/2005 UK 02 2005 0021 Colas Rail Ltd 25/05/2012 UK 02 2012 0002 DB Cargo (UK) Ltd 03/05/1995 UK 02 2005 0029 DB Cargo International Ltd 11/10/1996 UK 02 2005 0031 Devon and Cornwall Railways Ltd 24/12/2010 UK 02 2010 0001 Direct Rail Services Ltd 12/12/1995 UK 02 2005 0026 Freightliner Heavy Haul Ltd 14/02/2003 UK 02 2005 0043 Freightliner Ltd 09/11/1995 UK 02 2005 0045 GB Railfreight Ltd 04/07/2000 UK 02 2005 0049 Rail Express Systems Ltd 31/03/1995 UK 02 2005 0073 Serco Caledonian Sleepers Ltd 05/03/2015 UK 02 2015 0002 West Coast Railway Company Ltd 11/05/2005 UK 02 2005 0081 West Coast Trains Ltd 28/04/1995 UK 02 2005 0085

Page 7 of 16

Schedule 2

Schedule 2: Modification relating to safety and standards

For licences, insert new Condition 9, or Condition 7, as appropriate:

Safety and standards

1. The licence holder shall comply with:

(a) such Railway Group Standards as are applicable to its licensed activities; and

(b) subject to paragraph 2, such Rail Industry Standards (or parts thereof) as are applicable to its licensed activities.

2. The licence holder is not required to comply with an applicable Rail Industry Standard (or part thereof) where:

(a) it has, following consultation with such persons as it considers are likely to be affected, identified an equally effective measure which will achieve the purpose of the standard; and

(b) it has adopted and is complying with that measure.

3. In this Condition:

“Railway Group Standards” means standards authorised pursuant to the Railway Group Standards Code prepared by RSSB; and

“Rail Industry Standards” has the meaning set out in the Standards Manual, established by RSSB.

Page 8 of 16

For SNRPs, insert new Condition 9, or Condition 7, as appropriate:

Safety and standards

1. The SNRP holder shall comply with:

(a) such Railway Group Standards as are applicable to its licensed activities; and

(b) subject to paragraph 2, such Rail Industry Standards (or parts thereof) as are applicable to its licensed activities.

2. The SNRP holder is not required to comply with an applicable Rail Industry Standard (or part thereof) where:

(a) it has, following consultation with such persons as it considers are likely to be affected, identified an equally effective measure which will achieve the purpose of the standard; and

(b) it has adopted and is complying with that measure.

3. In this Condition:

“Railway Group Standards” means standards authorised pursuant to the Railway Group Standards Code prepared by RSSB; and

“Rail Industry Standards” has the meaning set out in the Standards Manual, established by RSSB.

Page 9 of 16

The changes proposed in this Schedule 2 apply to the following licence and SNRP holders5:

Passenger train licence Date and Non-passenger train Date and holder number licence holder number North Yorkshire Moors Railway 17/01/2007 GB Railfreight Ltd 04/07/2000 Enterprises plc UK 03 2007 0002 UK 03 2000 0004 Pre Metro Operations Ltd 03/04/2003 Govia Thameslink Railway Ltd 09/09/2014 UK 03 2003 0004 UK 03 2014 0007 Tyne and Wear Passenger Transport 15/03/2002 Grand Central Railway Company Ltd 04/06/2007 Executive UK 03 2002 0002 UK 03 2007 0012 South Yorkshire Supertram Ltd 04/05/2018 Harsco Rail Ltd 13/02/2004 UK 03 2018 0001 UK 03 2004 0003 Merseyside Passenger Transport 09/09/2014 London & South Eastern Railway Ltd 28/03/2006 Services Ltd UK 03 2014 0004 UK 03 2006 0004 Merseyrail Electrics 2002 Ltd 17/07/2003 Loram UK Ltd 12/02/2016 UK 03 2003 0011 UK 03 2016 0001 Merseyrail Electrics 2002 Ltd 17/07/2003 UK 03 2003 0012 Rail Express Systems Ltd 31/03/1995 Non-passenger train Date and UK 03 1995 0010 licence holder number Rail for London Ltd 25/10/07 Amey Rail Ltd 29/09/2014 UK 03 2007 0015 UK 03 2014 0010 Rail Operations (UK) Ltd 02/03/2015 Arriva Rail London Ltd 07/11/2016 UK 03 2015 0002 UK 03 2016 0007 RTS Rail Transport GmbH 05/06/2015 Babcock Rail Ltd 10/11/1995 UK 03 2015 0006 UK 03 1995 0024 Victa Railfreight Ltd 02/12/2014 Balfour Beatty Rail Plant Ltd 28/06/2000 UK 03 2014 0005 UK 03 2000 0002 Vintage Trains Ltd 04/09/2018 The Chiltern Railway Company Ltd 16/09/2005 UK 03 2018 0004 UK 03 2005 0005 Volkerrail Ltd 18/01/2001 Colas Rail Ltd 08/12/1995 UK 03 2001 0001 UK 03 1995 0029 West Coast Trains Ltd 28/04/1995 DB Cargo (UK) Ltd 31/05/1995 UK 03 1995 0012 UK 03 1995 0001 XC Trains Ltd 07/11/2007 DB Cargo International Ltd 11/09/1996 UK 03 2007 0021 UK 03 1996 0006 DFT OLR2 Ltd 19/09/2018 UK 03 2018 0009 Direct Rail Services Ltd 12/12/1995 UK 03 1995 0033 First Greater Western Ltd 28/03/2006 UK 03 2006 0001 Freightliner Heavy Haul Ltd 14/02/2003 UK 03 2003 0001 Freightliner Ltd 09/11/1995 UK 03 1995 0019

5 In this Schedule, we have corrected some of the licence numbers contained in our 26 February 2019 Notice

Page 10 of 16

Passenger SNRP holder Date and Passenger SNRP holder Date and number number Abellio East Anglia Ltd 11/10/2016 Rail Operations (UK) Ltd 11/08/2016 UK 02 2016 0003 UK 02 2016 0011 Abellio ScotRail Ltd 30/03/2015 Serco Caledonian Sleepers Ltd 05/03/2015 UK 02 2015 0003 UK 02 2015 0001 Arriva Rail London Ltd 07/11/2016 SOLR1 Ltd 10/10/2007 UK 03 2016 0007 UK 02 2007 0006 Arriva Rail North Ltd 18/03/2016 SOLR2 Ltd 10/10/2007 UK 02 2016 2002 UK 02 2007 0007 The Chiltern Railway Company Ltd 28/11/2005 Thameslink Ltd 20/09/2006 UK 02 2005 0019 UK 02 2006 0008 DfT OLR2 Ltd 28/11/2005 TransPennine Express Ltd 20/09/2006 UK 02 2005 0023 UK 02 2006 0013 Direct Rail Services Ltd 28/11/2005 Trenitalia c2c Ltd 29/10/2014 UK 02 2005 0024 UK 02 2014 0003 EM Trains Ltd 20/09/2006 Vintage Trains Ltd 04/09/2018 UK 02 2006 0010 UK 02 2018 0001 First Greater Western Ltd 28/03/2006 West Coast Main Line Company Ltd 20/09/2006 UK 02 2006 0002 UK 02 2006 0007 First MTR South Western Trains Ltd 14/08/2017 West Coast Railway Company Ltd 17/06/1998 UK 02 2017 0002 UK 02 2005 0079 First TransPennine Express Ltd 17/03/2016 West Coast Trains Ltd 28/04/1995 UK 02 2016 0001 UK 02 2005 0083 GB Railfreight Ltd 23/06/2009 West Midlands Trains Ltd 01/12/2017 UK 02 2009 0001 UK 02 2017 0003 Govia Thameslink Railway Ltd 09/09/2014 XC Trains Ltd 07/11/2007 UK 02 2014 2002 UK 02 2007 0010 Grand Central Railway Company Ltd 04/06/2007 UK 02 2007 0003 Heathrow Express Operating Co Ltd 13/01/2014 UK 02 2014 0001 Hull Trains Company Ltd 28/11/2005 UK 02 2005 0055 Keolis Amey Operations/ 08/10/2018 Gweithrediadau Keolis Amey Ltd UK 02 2018 0002 Locomotive Services (TOC) Ltd 04/07/2017 UK 02 2017 0001 London Midland Trains Ltd 20/09/06 UK 02 2006 0011 London North Eastern Railway Ltd 20/09/2006 UK 02 2006 0012 London & South Eastern Railway Ltd 28/03/2006 UK 02 2006 0003 MTR Corporation (Crossrail) Ltd 27/05/2015 UK 02 2015 0004 Rail Express Systems Ltd 28/05/2005 UK 02 2005 0071 Rail for London Ltd 25/10/2007 UK 02 2007 0008

Page 11 of 16

Freight SNRP holder Date and Station licence holder Date and number number The Chiltern Railway Company Ltd 16/10/2005 Govia Thameslink Railway Ltd 09/09/2014 UK 02 2005 0021 UK 03 2014 0008 Colas Rail Ltd 25/05/2012 Keolis Amey Operations/ 08/10/2018 UK 02 2012 0002 Gweithrediadau Keolis Amey Ltd UK 03 2018 0005 DB Cargo (UK) Ltd 03/05/1995 London North Eastern Railway Ltd 05/06/2014 UK 02 2005 0029 UK 03 2014 0003 DB Cargo International Ltd 11/10/1996 London & South Eastern Railway Ltd 08/10/2018 UK 02 2005 0031 UK 03 2006 0005 Devon and Cornwall Ltd 24/12/2010 Merseyrail Electrics 2002 Ltd 20/07/2003 UK 02 2010 0001 UK 03 2003 0013 Direct Rail Services Ltd 12/12/1995 Merseyrail Electrics 2002 Ltd 23/12/2005 UK 02 2005 0026 (Liverpool South Parkway station) UK 03 2005 0086 Freightliner Heavy Haul Ltd 14/02/2003 Merseyrail Passenger Transport 09/09/2014 UK 02 2005 0043 services Ltd UK 03 2014 0005 Freightliner Ltd 09/11/1995 Mitie Technical Facilities Management 01/09/2013 UK 02 2005 0045 Ltd UK 03 2013 0001 GB Railfreight Ltd 04/07/2000 MTR Corporation (Crossrail) Ltd 27/05/2015 UK 02 2005 0049 UK 03 2015 0005 Rail Express Systems Ltd 31/03/1995 Rail for London Ltd 25/10/2007 UK 02 2005 0073 UK 03 2007 0017 Serco Caledonian Sleepers Ltd 05/03/2015 Stobart Rail Ltd 03/02/2011 UK 02 2015 0002 UK 03 2011 0001 West Coast Railway Company Ltd 11/05/2005 South Yorkshire Supertram Ltd 04/05/2018 UK 02 2005 0081 UK 03 2018 0002 West Coast Trains Ltd 28/04/1995 Trenitalia c2c Ltd 29/10/2014 UK 02 2005 0085 UK 03 2014 0011 Tyne and Wear Passenger Transport 26/02/2002 Executive UK 03 2002 0003 West Coast Trains Ltd 28/04/1995 Station licence holder Date and UK 03 1995 0013 number West Midlands Trains Ltd 01/12/2017 Abellio East Anglia Ltd 11/10/2016 UK 03 2017 0004 UK 03 2016 0005 Abellio ScotRail Ltd 30/03/2015 UK 03 2015 0003 Light maintenance Date and Arriva Rail London Ltd 07/11/2016 UK 03 2016 0007 depot licence holder number Arriva Rail North Ltd 18/03/2016 Abellio East Anglia Ltd 11/10/2016 UK 02 2016 0007 UK 03 2016 0006 The Chiltern Railway Company Ltd 30/04/1995 Abellio ScotRail Ltd 30/03/2015 UK 03 1995 0015 UK 03 2015 0004 DFT OLR2 Ltd 19/10/2018 Transport UK Ltd 28/02/2014 UK 03 2018 0009 UK 03 2014 0001 First Greater Western Ltd 28/03/2006 Arriva Rail London Ltd 07/11/2016 UK 03 2006 0002 UK 03 2016 0010 First MTR South Western Trains Ltd 14/08/2017 Arriva Rail North Ltd 18/03/2016 UK 03 2017 0001 UK 02 2016 0004 First TransPennine Express Ltd 17/08/2016 UK 03 2016 0002 Glasgow Prestwick International Airport 05/09/1994 Ltd UK 03 1994 0006

Page 12 of 16

Light maintenance Date and Network licence holder Date and depot licence holder number number Bombardier Transportation UK Ltd 13/09/1996 Balfour Beatty Rail Infrastructure 28/06/2000 UK 03 1996 0005 Services Ltd UK 03 2000 0001 The Chiltern Railway Company Ltd 30/04/1995 Balfour Beatty Rail Plant Ltd 28/06/2000 UK 03 1995 0016 UK 03 2000 0003 DfT OLR2 Ltd 19/10/2018 Bombardier Transportation UK Ltd 13/09/1996 UK 03 2018 0008 UK 03 1996 0005 Direct Rail Services Ltd 14/09/1998 Colas Rail Ltd 08/12/1995 UK 03 1998 0001 UK 03 1995 0030 Eurostar International Ltd 29/03/2007 DB Cargo (UK) Ltd 31/03/1995 UK 03 2007 0010 UK 03 1995 0002 First Greater Western Ltd 28/03/2006 DB Cargo International Ltd 11/10/1996 UK 03 2006 0003 UK 03 1996 0007 First MTR South Western Trains Ltd 14/08/2017 Direct Rail Services Ltd 01/12/2000 UK 03 2017 0002 UK 03 2000 0005 Govia Thameslink Railway Ltd 09/09/2014 First MTR South Western Trains Ltd 14/10/2017 UK 03 2014 0009 UK 03 2017 0003 Hitachi Rail Europe Ltd 13/07/2007 Freightliner Heavy Haul Ltd 14/02/2003 UK 03 2007 0014 UK 03 2003 0002 Keolis Amey 08/10/2018 Freightliner Ltd 15/02/2002 Operations/Gweithrediadau Keolis UK 03 2018 0006 UK 03 2002 0001 Amey Ltd GB Railfreight Ltd 29/03/2007 UK 03 2007 0010 Great Central Railway (Nottingham) Ltd 30/07/2012 Light maintenance Date and UK 03 2012 0004 Rail Express Systems Ltd 31/03/1995 depot licence holder number UK 03 1995 0011 London North Eastern Railway Ltd 05/06/2014 UK 03 2014 0002 London & North Western Railway 05/03/1999 Company Ltd UK 03 1999 0002 London & South Eastern Railway Ltd 28/03/2006 UK 03 2006 0006 Merseyrail Electrics 2002 Ltd 17/07/2003 UK 03 2003 0014 Merseyside Passenger Transport 09/09/2014 Services Ltd UK 03 2014 0006 Pre Metro Operations Ltd 03/04/2003 UK 03 2003 0005 Rail for London Ltd 25/10/2007 UK 03 2007 0016 Trenitalia c2c Ltd 29/10/2014 UK 03 2014 0012 West Coast Traincare Ltd 19/02/1999 UK 03 1999 0001 West Midlands Trains Ltd 30/11/2017 UK 03 2017 0005

Network licence holder Date and number Babcock Rail Ltd 10/11/1995 UK 03 1995 0025

Page 13 of 16

Schedule 3

Schedule 3: Modification relating to DPPP

For licences or SNRPs, insert the following:

1. Throughout the conditions, including any headings:

a. any reference to “Disabled People’s Protection Policy” or “Disabled People’s Protection Policies” shall be replaced with “Accessible Travel Policy”; and

b. any reference to “DPPP” shall be replaced with “ATP”.

Page 14 of 16

The changes proposed in Schedule 3 apply to the following licence and SNRP holders6:

Passenger train licence Date and Passenger SNRP holder Date and holder number number London Underground Ltd 31/03/1994 First TransPennine Express Ltd 17/03/2016 UK 03 2004 0008 UK 02 2016 0001 North Yorkshire Moors Railway 17/01/2007 GB Railfreight Ltd 23/06/2009 Enterprises plc UK 03 2007 0002 UK 02 2009 0001 Pre Metro Operations Ltd 03/04/2003 Govia Thameslink Railway Ltd 09/09/2014 UK 03 2003 0004 UK 02 2014 2002 Tyne and Wear Passenger Transport 15/03/2002 Grand Central Railway Company Ltd 04/06/2007 Executive UK 03 2002 0002 UK 02 2007 0003 South Yorkshire Supertram Ltd 04/05/2018 Heathrow Express Operating Co Ltd 13/01/2014 UK 03 2018 0001 UK 02 2014 0001 Merseyside Passenger Transport 09/09/2014 Hull Trains Company Ltd 28/11/2005 Services Ltd UK 03 2014 0004 UK 02 2005 0055 Merseyrail Electrics 2002 Ltd 17/07/2003 Keolis Amey Operations/ 08/10/2018 UK 03 2003 0011 Gweithrediadau Keolis Amey Ltd UK 02 2018 0002 Locomotive Services (TOC) Ltd 04/07/2017 UK 02 2017 0001 London Midland Trains Ltd 20/09/2006 Passenger SNRP holder Date and UK 02 2006 0011 number London North Eastern Railway Ltd 20/09/2006 Abellio East Anglia Ltd 11/10/2016 UK 02 2006 0012 UK 02 2016 0003 London & South Eastern Railway Ltd 28/03/2006 Abellio ScotRail Ltd 30/03/2015 UK 02 2006 0003 UK 02 2015 0003 MTR Corporation (Crossrail) Ltd 27/05/2015 Arriva Rail London Ltd 07/11/2016 UK 02 2015 0004 UK 03 2016 0007 Rail Express Systems Ltd 28/05/2005 Arriva Rail North Ltd 18/03/2016 UK 02 2005 0071 UK 02 2016 2002 Rail for London Ltd 25/10/2007 The Chiltern Railway Company Ltd 28/11/2005 UK 02 2007 0008 UK 02 2005 0019 Rail Operations (UK) Ltd 11/08/2016 DfT OLR2 Ltd 28/11/2005 UK 02 2016 0011 UK 02 2005 0023 Serco Caledonian Sleepers Ltd 05/03/2015 Direct Rail Services Ltd 28/11/2005 UK 02 2015 0001 UK 02 2005 0024 SOLR1 Ltd 10/10/2007 EM Trains Ltd 20/09/2006 UK 02 2007 0006 UK 02 2006 0010 SOLR2 Ltd 10/10/2007 Eurostar International Ltd 28/11/2005 UK 02 2007 0007 UK 02 2005 0027 Thameslink Ltd 20/09/2006 First Greater Western Ltd 28/03/2006 UK 02 2006 0008 UK 02 2006 0002 TransPennine Express Ltd 20/09/2006 First MTR South Western Trains Ltd 14/08/2017 UK 02 2006 0013 UK 02 2017 0002

6 In this Schedule, we have corrected some of the licence numbers/names contained in our 26 February 2019 Notice

Page 15 of 16

Passenger SNRP holder Date and Station licence holder Date and number number Trenitalia c2c Ltd 29/10/2014 Govia Thameslink Railway Ltd 09/09/2014 UK 02 2014 0003 UK 03 2014 0008 Vintage Trains Ltd 04/09/2018 Keolis Amey Operations/ Gweithrediadau 08/10/2018 UK 02 2018 0001 Keolis Amey Ltd UK 03 2018 0005 West Coast Main Line Company Ltd 20/09/2006 London North Eastern Railway Ltd 05/06/2014 UK 02 2006 0007 UK 03 2014 0003 West Coast Railway Company Ltd 17/06/1998 London & South Eastern Railway Ltd 08/10/2018 UK 02 2005 0079 UK 03 2006 0005 West Coast Trains Ltd 28/04/1995 London Underground Ltd 31/03/2004 UK 02 2005 0083 UK 03 2004 0009 West Midlands Trains Ltd 01/12/2017 Merseyrail Electrics 2002 Ltd 20/07/2003 UK 02 2017 0003 UK 03 2003 0013 XC Trains Ltd 07/11/2007 Merseyrail Electrics 2002 Ltd 23/12/2005 UK 02 2007 0010 (Liverpool South Parkway station) UK 03 2005 0086 Merseyrail Passenger Transport services 09/09/2014 Ltd UK 03 2014 0005 Mitie Technical Facilities Management Ltd 01/09/2013 Station licence holder Date and UK 03 2013 0001 number MTR Corporation (Crossrail) Ltd 27/05/2015 Abellio East Anglia Ltd 11/10/2016 UK 03 2015 0005 UK 03 2016 0005 Infrastructure Ltd 31/03/1994 Abellio ScotRail Ltd 30/03/2015 UK 03 1994 0004 UK 03 2015 0003 Rail for London Ltd 25/10/2007 Arriva Rail London Ltd 07/11/2016 UK 03 2007 0017 UK 03 2016 0007 Stobart Rail Ltd 03/02/2011 Arriva Rail North Ltd 18/03/2016 UK 03 2011 0001 UK 02 2016 0007 South Yorkshire Supertram Ltd 04/05/2018 The Chiltern Railway Company Ltd 30/04/1995 UK 03 2018 0002 UK 03 1995 0015 Trenitalia c2c Ltd 29/10/2014 DFT OLR2 Ltd 19/10/2018 UK 03 2014 0011 UK 03 2018 0009 Tyne and Wear Passenger Transport 26/02/2002 First Greater Western Ltd 28/03/2006 Executive UK 03 2002 0003 UK 03 2006 0002 West Coast Trains Ltd 30/04/2019 First MTR South Western Trains Ltd 14/08/2017 UK 03 1995 0013 UK 03 2017 0001 West Midlands Trains Ltd 01/12/2017 First TransPennine Express Ltd 17/08/2016 UK 03 2017 0004 UK 03 2016 0002 Glasgow Prestwick International Airport Ltd 05/09/1994 UK 03 1994 0006

Page 16 of 16