Modera erate tely Mod High to H w te ig o ra h L de o M V e r y w H Tata Resources & Energy Fund o i L g (An open ended equity scheme investing in Resources and Energy Sector) h Riskometer Investors understand that their principal As on 31st December 2020 PORTFOLIO will be at Very High Risk

INVESTMENT STYLE Company name No. of Market Value % of Company name No. of Market Value % of Primarily focuses on investment in at least 80% of its net Shares Rs. Lakhs Assets Shares Rs. Lakhs Assets assets in equity/equity related instruments of the companies in the Resources & Energy sectors in . Equity & Equity Related Total 3967.72 92.65 Pesticides INVESTMENT OBJECTIVE Cement Upl Ltd. 35000 163.22 3.81 The investment objective of the scheme is to provide Ultratech Cement Ltd. 6700 354.31 8.27 Bayer Cropscience Ltd. 2000 108.84 2.54 long term capital appreciation by investing atleast 80% ACC Ltd. 9000 145.59 3.40 Pi Industries Ltd. 3800 83.41 1.95 of it’s net assets in equity/equity related instruments of the companies in the Resources& Energy sectors in Ltd. 15000 139.18 3.25 Petroleum Products India.However, there is no assurance or guarantee that the investment objective of the Scheme will be Ltd. 50000 124.43 2.91 Ltd. 12500 248.16 5.79 achieved.The Scheme does not assure or guarantee any Chemicals Corporation Ltd. 75000 163.43 3.82 returns. Chemcon Speciality Chemicals Ltd. 55000 274.53 6.41 Corporation Ltd. 40000 152.44 3.56 DATE OF ALLOTMENT Ltd. 16000 150.70 3.52 Power December 28, 2015 Navin Fluorine International Ltd. 3400 88.81 2.07 Company Ltd. 160000 121.04 2.83 FUND MANAGER Fine Organic Industries Ltd. 3400 85.76 2.00 Power Grid Corporation Of India Ltd. 50000 94.93 2.22 Satish Chandra Mishra (Managing Since 20-Apr-20 and overall experience of 14 years) & Rahul Singh Basf India Ltd. 5000 81.41 1.90 (Managing Since 20-Apr-20 and overall experience of 25 Ferrous Treps 318.97 7.45 years) Jindal & Power Ltd. 107500 286.43 6.69 Portfolio Total 4286.69 100.09 BENCHMARK Ltd. 41000 263.90 6.16 Cash / Net Current Asset /Liablities -4.00 -0.09 Nifty Commodities TRI Mishra Dhatu Nigam Ltd. 60000 120.21 2.81 Net Assets 4282.69 100.00 NAV Gas ^ Exposure less than 1% has been clubbed under Other Equities Direct - Dividend : 21.2469 Petronet Lng Ltd. 55000 136.18 3.18 Direct - Growth : 21.2469 Regular - Dividend : 17.8418 Gail ( India ) Ltd. 95000 117.09 2.73 Regular - Growth : 19.4946 Minerals/Mining FUND SIZE NMDC Ltd. 80000 91.56 2.14 Rs. 42.83 (Rs. in Cr.) Non - Ferrous Metals MONTHLY AVERAGE AUM Ltd. 92000 221.31 5.17 Rs. 44.96 (Rs. in Cr.) National Aluminium Co. Ltd. 350000 150.85 3.52 TURN OVER Portfolio Turnover (Total) 96.38% Portfolio Turnover (Equity component only) 96.38% EXPENSE RATIO** SIP - If you had invested INR 10000 every month Direct 1.12 Regular 2.64 1 Year 3 Year 5 Year 7 Year 10 Year Since Inception **Note: The rates specified are actual month end expenses charged as on Dec 31, 2020. The above ratio includes the Service tax on Total Amount Invested (Rs.) 120,000 360,000 600,000 NA NA 600,000 Investment Management Fees. The above ratio excludes, 858,521 proportionate charge (out of maximum 30 bps on daily average net Total Value as on Dec 31, 2020 (Rs.) 157,108 485,402 858,521 NA NA assets allowed) in respect sales beyond T-30 cities assets, wherever Returns 61.88% 20.39% 14.30% NA NA 14.30% applicable. Total Value of B: Nifty Commodities TRI 154,689 421,231 747,601 NA NA 747,601 VOLATILITY MEASURES^ FUND BENCHMARK B: Nifty Commodities TRI 57.59% 10.46% 8.73% NA NA 8.73% Std. Dev (Annualised) 22.35 24.67 Sharpe Ratio 0.07 -0.01 Total Value of AB: Nifty 50 TRI 156,424 466,820 871,088 NA NA 871,088 Portfolio Beta 0.86 1.00 AB: Nifty 50 TRI 60.66% 17.61% 14.89% NA NA 14.89% R Squared 0.91 1.00 Treynor 0.51 -0.05 (Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016) Jenson 0.49 NA Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested ^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.51% as and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been on Dec 31, 2020 considered. For calculation methodology please refer to Pg 64 For scheme performance refer pages 49 - 64. MINIMUM INVESTMENT / *B: Benchmark, AB: Additional Benchmark MULTIPLES FOR NEW INVESTMENT Source: MFI Explorer Rs. 5,000/- and in multiples of Re. 1/- thereafter.

ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS Top 10 Holdings Equity Sector Allocation Rs. 1,000/- and in multiples of Re. 1/- thereafter. Issuer Name % to NAV Ultratech Cement Ltd. 8.27 Metals 26.48% LOAD STRUCTURE Jindal Steel & Power Ltd. 6.69 Oil & Gas 19.08% Entry Load : Not Applicable Chemcon Speciality Chemicals Ltd. 6.41 Tata Steel Ltd. 6.16 Exit Load : • Exit Load is Nil, if the withdrawal amount or Cement & Cement Products 17.83% switched out amount is not more than 12% of the Reliance Industries Ltd. 5.79 original cost of investment on or before expiry of Chemicals 15.91% 365 days from the date of allotment. Hindalco Industries Ltd. 5.17 • Exit load is 1% of the applicable NAV if the H.p.c.l. 3.82 withdrawal amount or switched out amount is Fertilisers & Pesticides 8.30% more than 12% of the original cost of investment Upl Ltd. 3.81 on or before expiry of 365 days from the date of Bpcl 3.56 allotment. Power 5.04% • No Exit load will be charged for redemption or Deepak Nitrite Ltd. 3.52 switch out after expiry of 365 days from the date 0.00% 6.00% 12.00% 18.00% 24.00% 30.00% of allotment Total 53.20 Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable Market Capitalisation wise Exposure NAV Movement

Large Cap 57.01% Tata Resources & Energy Fund - Reg - Growth Nifty Commodities TRI 130 Mid Cap 25.03% 114 Small Cap 17.96% 98 82 66 Market Capitalisation is as per list provided by AMFI. 50 Jan-18 Jan-19 Jan-20 Dec-20 www.tatamutualfund.com Mutual Fund investments are subject to market risks, read all scheme related documents carefully TATA MUTUAL FUND 25