Electronic Communications Disclaimers Europe, Middle East and Africa – Global Markets and Corporate Investment Banking
Total Page:16
File Type:pdf, Size:1020Kb
Electronic Communications Disclaimers Europe, Middle East and Africa – Global Markets and Corporate Investment Banking Effective 04 February 2019 REGULATORY NOTICES MIFID II DISCLOSURES ON OUR MIFID II WEBSITE Please review certain disclosures, documents and additional information in respect of the Markets in Financial Instruments Directive and associated Regulation (together MiFID II) by visiting our MiFID II website at Markets in Financial Instruments Directive. U.K. GLOBAL MARKETS AND CORPORATE INVESTMENT BANKING If this communication constitutes a financial promotion, it is issued and/or approved for distribution in the U.K. by Merrill Lynch International (“MLI”) or Bank of America Merrill Lynch International Designated Activity Company, London Branch (“BAMLI DAC, London Branch”) only to, and directed at, (a) persons who have professional experience in matters relating to investments falling within Article 19(1) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the "Order") or (b) high net worth entities, and other persons to whom it may otherwise lawfully be communicated, falling within Article 49(1) of the Order (all such persons together being referred to as "relevant persons"). This communication must not be acted on or relied on by persons who are not relevant persons. Any investment or investment activity to which this communication relates is only available to relevant persons and will be engaged in only with relevant persons. The views and information contained in this communication are provided for informational purposes only and are not intended as an investment recommendation within the meaning of EU Regulation No. 596/2014 (Market Abuse Regulation). The U.K. compensation scheme and rules for the protection of private customers do not apply to the services provided or products sold by non-U.K. regulated affiliates. The registered office of MLI is at Merrill Lynch Financial Centre, 2 King Edward Street, London EC1A 1HQ, United Kingdom. MLI is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. MLI is entered in the Financial Conduct Authority's register (Registered Number 147150). MLI is subject to the Financial Conduct Regulation and Prudential Regulation Authority rules and guidance, access to which can be gained via the following links: www.fca.org.uk and http://www.bankofengland.co.uk/pra/Pages/default.aspx. The VAT number for MLI is GB245122493. Bank of America Merrill Lynch International DAC, London Branch is located at 2 King Edward Street, London EC1A 1HQ, United Kingdom. Bank of America Merrill Lynch International DAC is registered in Ireland. The registered address of Bank of America Merrill Lynch International Designated Activity (“BAMLI DAC”) is Two Park Place, Hatch Street, Dublin 2 Ireland. Registration #229165, VAT No. IE 8229165F. BAMLI DAC is regulated by the Central Bank of Ireland. EMEA Global Markets Sales Note Disclaimer » ©2019 Bank of America Corporation - Proprietary Electronic Communications Disclaimers Europe, Middle East and Africa – Global Markets and Corporate Investment Banking Effective 04 February 2019 FRANCE GLOBAL MARKETS AND CORPORATE INVESTMENT BANKING The information contained in this email does not constitute an offer, solicitation or recommendation for the purchase or sale of any securities or other financial instruments, nor does this information constitute advice or an expression of our view as to whether a particular security or financial instrument is appropriate for you and meets your financial objectives. The views and information contained in this communication are provided for informational purposes only and are not intended as an investment recommendation within the meaning of EU Regulation No. 596/2014 (Market Abuse Regulation). Bank of America Merrill Lynch International Designated Activity Company (“BAMLI DAC”), Succursale en France is located at 51 rue La Boétie, 75008 Paris. RCS Paris 843 444 001 - No TVA Intracommunautaire FR 06 843444001 APE 6419Z. BAMLI DAC – Succursale en France is regulated in France by the Autorité de Contrôle Prudentiel et de Résolution (“ACPR”) and the Autorité des Marchés Financiers (“AMF”). ACPR website www.regafi.fr contains a wide range of information including details of the entities it regulates. Bank of America Merrill Lynch International DAC is registered in Ireland. The registered address of Bank of America Merrill Lynch International Designated Activity (“BAMLI DAC”) is Two Park Place, Hatch Street, Dublin 2 Ireland. Registration #229165, VAT No. IE 8229165F. BAMLI DAC is regulated by the Central Bank of Ireland. BofA Securities Europe Société Anonyme (“BofASE SA”) with a share capital of 2 626 300 000€ and its registered address at 51 rue La Boétie, 75008 Paris, registered under n° 842 602 690 RCS Paris, is governed by articles L. 531-1 and following of the monetary and financial code. BofASE SA is authorized as an investment firm by the Autorité de Contrôle Prudentiel et de Résolution (“ACPR”) and regulated by the ACPR and Autorité des Marchés Financiers. VAT n° FR 13 842 602 690. IRELAND GLOBAL MARKETS AND CORPORATE INVESTMENT BANKING The information contained in this email does not constitute an offer, solicitation or recommendation for the purchase or sale of any securities or other financial instruments nor does the information constitute advice or an expression of our view as to whether a particular security or financial instrument is appropriate for you and meets your financial objectives. The views and information contained in this communication are provided for informational purposes only and are not intended as an investment recommendation within the meaning of EU Regulation No. 596/2014 (Market Abuse Regulation). Bank of America Merrill Lynch International DAC is registered in Ireland. The registered address of Bank of America Merrill Lynch International Designated Activity (“BAMLI DAC”) is Two Park Place, Hatch Street, Dublin 2 Ireland. Registration #229165, VAT No. IE 8229165F. BAMLI DAC is regulated by the Central Bank ©2019 Bank of America Corporation - Proprietary Electronic Communications Disclaimers Europe, Middle East and Africa – Global Markets and Corporate Investment Banking Effective 04 February 2019 of Ireland. ITALY GLOBAL MARKETS AND CORPORATE INVESTMENT BANKING The information contained in this email does not constitute an offer, solicitation or recommendation for the purchase or sale of any securities or other financial instruments nor does this information constitute advice or an expression of our view as to whether a particular security or financial instrument is appropriate for you and meets your financial objectives. The views and information contained in this communication are provided for informational purposes only and are not intended as an investment recommendation within the meaning of EU Regulation No. 596/2014 (Market Abuse Regulation). The registered office of Merrill Lynch International ("MLI") is Merrill Lynch Financial Centre, 2 King Edward Street, London EC1A 1HQ, United Kingdom. The addresses of the Italian Branches of MLI are Milan 20121 — Via Manzoni, 5 and Rome 00186 — Largo della Fontanella di Borghese, 19. VAT number for MLI in Italy is 13183410151. MLI is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. Its Italian Branches are regulated in the Republic of Italy by Consob and by the Bank of Italy. Consob's website is www.consob.it and it contains a wide range of information including the Roll of Financial Intermediaries with permanent establishment in Italy. The Italian Branches of MLI are registered in this Roll with notification n. 1006672 of January 30th, 2001. Bank of America Merrill Lynch International Designated Activity Company (“BAMLI DAC”), Succursale di Milano is located at Via Alessandro Manzoni, 5, 20121 Milano, Italia. The Registration number for BAMLI DAC, Succursale di Milano is 10526740963, BAT No., IT 10526740963. BAMLI DAC, Succursale di Milano is regulated by the Bank of Italy and by Consob in the conduct of investment business in Italy. The Bank of Italy's website (www.bancaditalia.it) publishes the Roll of Banks and Banking Groups where some information on registered Banks and Branches are available. The Branch is also regulated by Consob. Consob's website is www.consob.it and it contains a wide range of information including the Roll of Financial Intermediaries with permanent establishment in Italy. Bank of America Merrill Lynch International DAC is registered in Ireland. The registered address of Bank of America Merrill Lynch International Designated Activity (“BAMLI DAC”) is Two Park Place, Hatch Street, Dublin 2 Ireland. Registration #229165, VAT No. IE 8229165F. BAMLI DAC is regulated by the Central Bank of Ireland. Italy Global Markets Sales Note Disclaimer » GERMANY GLOBAL MARKETS AND CORPORATE INVESTMENT BANKING The information contained in this email does not constitute an offer, solicitation or recommendation for the purchase or sale of any securities or other financial instruments, nor does this information constitute ©2019 Bank of America Corporation - Proprietary Electronic Communications Disclaimers Europe, Middle East and Africa – Global Markets and Corporate Investment Banking Effective 04 February 2019 advice or an expression of our view as to whether a particular security or financial instrument is appropriate for you and meets