Trading Price List BATS Chi-X Europe Pricing As of 19 October 2015

Trading Price List BATS Chi-X Europe Pricing as of 19 October 2015

European Equities

BATS Chi-X Europe provides competitive pricing in its integrated lit and dark order books. All basis point (bps) charges are levied and rebates are paid on notional value executed.

BXE Order Books Lit Order Book - Displayed Add Rebate Remove Charge Displayed Orders 0.00 bps 0.15 bps Lit Order Book - Non-Displayed Add Charge Remove Charge Non-Displayed Orders (Including Icebergs)1 0.15 bps 0.15 bps Dark Order Book Charge All Orders 0.15 bps Periodic Auctions Book Charge All Orders 0.20 bps

CXE Order Books Lit Order Book - Displayed 2 Add Rebate Remove Charge First €8 billion 0.15 bps First €8 billion 0.30 bps €8 to €12 billion 0.175 bps €8 to €12 billion 0.28 bps €12 to €16 billion 0.20 bps €12 to €16 billion 0.26 bps Above €16 billion 0.225 bps Above €16 billion 0.24 bps Lit Order Book - Non-Displayed Add Charge Remove Charge Displayed remove rate Non-Displayed Orders (Including Icebergs)1 0.15 bps applies Lit Order Book - Displayed ETFs Add Rebate Remove Charge (Effective 1st June 2015) 0.24 bps 0.29 bps Auctions - BATS-Listed ETFs Charge (Effective 30th January 2015) 0.05 bps Dark Order Book Charge Non-IOC Orders 0.15 bps IOC Orders 0.30 bps

BATS Select Routing 3 Lit Venue Executions Charge London Stock Exchange 0.45 bps Euronext (Some Index Securities & All ETFs)4 0.65 bps Euronext (Remaining Securities) 4.00 bps SWX (Non-Blue Chip Securities)5 2.00 bps Turquoise MTF 0.40 bps Oslo stocks executed via NasdaqOMX 0.50 bps All Other Venues – Austrian Securities 11.00 bps All Other Venues and Securities 0.50 bps Liquidity Provider (LP) Executions Charge All Securities 0.30 bps

- See reverse for footnotes - Footnotes

1 Applies to the hidden portion only. Any visible quantity will continue to be charged or rebated at the standard visible rate.

2 Each month a Participant’s total notional value traded across all BXE and CXE Dark and Lit Order Books during continuous trading will be combined to determine the entry point into the new tiers. When calculating the rebate or charge, a Participant’s notional value traded in the BXE Dark and Lit Order Books and Periodic Auctions, and the CXE Dark Order Book, CXE Non-Displayed Lit Order Book and CXE Lit Order Book – Displayed (ETFs) will be considered first. When the Participant’s notional value traded reaches one or more tiers, their notional value traded in continuous trading in the CXE Lit Order Book (excluding ETFs and non-displayed added liquidity) will be rebated or charged at the corresponding tier rate. All other trades will continue to be charged or rebated at the prevailing tariff rates for those books. All notional value traded will be converted into Euros for the purpose of tier calculations. End of month invoices and credit notes will be issued in the Participant’s preferred currency.

Interbook Sweep Orders: All Interbook Sweep Orders will be subject to the applicable trading remove fee of the order book on which the order is executed.

3 Any executions that occur on the BATS Chi-X Europe order books will incur the standard rates listed in the order book pricing schedule.

4 Index stocks are members of AEX, BEL 20, CAC 40 and PSI 20.

5 Indicated with a MIC of XSWX

BATS Chi-X Europe reserves the right to amend the fees herein accordance with the Data Recipient Agreement entered into between the Recipient and BATS Chi-X Europe.

Contacts: General: +44 20 7012 8900 | batstrading.co.uk Sales: +44 20 7131 8906 | [email protected]

BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. BATS Trading Limited is a wholly-owned subsidiary of BATS Global Markets, Inc. and is a company registered in England and Wales with Company Number 6547680 and registered office at 10 Lower Thames Street, London EC3R 6AF. This has been established for information purposes only. None of the information concerning the services or products described in this document constitutes advice or a recommendation of any product or service. To the extent that the information provided in this document constitutes a financial promotion as defined by section 21 of the Financial Services and Markets Act 2000, it is only directed at persons who qualify as a Professional Client or Eligible Counterparty. Persons who do not qualify should not act on or rely upon it.