RP593 VOL. 1 Public Disclosure Authorized Resettlement Plan Key Plain and Low-lying Land Treatment Project Financed by World Bank in Basin

Public Disclosure Authorized (The first year)

(First draft) Public Disclosure Authorized

Huai Water Conservancy Committee of Water Conservancy Department

National Research Center of Resettlement of Hohai University

Public Disclosure Authorized April, 2007 CATALOGUE I PROJECT BASIC CIRCUMSTANCE ...... 5 1.I Project Brief Introduction ------5

1.2 Introduction of First-year Project ------6

1.3 Regions Benefited From Project and Regions Affected by Project ------11

1.4 Socioeconomic Background in Project Area ------12

1.5 Total Investment and Capital Source of Project------14

1.6 Measures for Reducing Impact of Land Expropriation and House Demolition ------14 2 PROJECT IMPACT ...... 16 2.1 Land Expropriation------17

2.2 Temporary Land Occupation ------18

2.3 Resident House Demolition------19

2.4 Affected Enterprises, Institutions and Stores------20

2.5 Affected Population------23

2.6 Affected Infrastructure and Ground Attachment------25

2.7 Buildings without House Ownership Certificate------26

2.8 Cultural Relic and Vulnerable Groups ------27 3 SOCIOECONOMIC CONDITION IN PROJECT AFFECTED AREA ...... 29 3.1 General Socioeconomic Condition of Project Affected Area ------29

3.2 General Condition of Affected Rural Resident Household------34

3.3 Sampling Survey Results of Affected Urban Resident Family's Basic Condition------40

3.4 General Condition of Affected Enterprise ------41

3.5 Survey on General Condition of Affected Public Institution------43

3.6 Survey on General Condition of Affected Store ------43

3.7 Condition of Affected Buildings without House Ownership Certificate ------44

3.8 Basic Condition of Affected Vulnerable Groups ------45

3.9 Basic Condition of Affected Minority Region Community ------45 4 FRAMEWORK OF POLICY AND LAW ...... 46 4.1 Law and Policy for Resettlement------46

4.2 Resettlement Policies of This Project------48 5 COMPENSATION RATES ...... 65 5.1 Compensation Rates for Rural Collective Land Expropriation------65

2 5.2 Compensation Rates for State-owned Land Use and Transfer------69 5.3 Compensation Rates of Temporary Land Occupation ------70 5.4 Compensation Rates for Residential House and Attachment Demolition------71 5.5 Compensation Rates for Non-Residential House Demolition------76 5.6 Compensation Rates for Demolition of House without House Ownership Certificate ------80 5.7 Compensation Rates for Special Installations and Infrastructure------80 5.8 Compensation Rates for Ground Attachment ------82 5.9 Other Costs------82 6 RESTORATION PLAN OF PRODUCTION AND LIVELING FOR DISPLACED PERSONS ...... 83 6.1 Objective and Principle------83 6.2 Resettlement Plan for Permanent Land Expropriation and Temporary Land Occupation ---- 84 6.3 Restoration Measures for Resident House Demolition------89 6.4 Non-Residential House Demolition and Resettlement------92 6.5 Building without House Ownership Certificate------95 6.6 Vulnerable Groups and Floating Population------95 6.7 Affected Infrastructure and Ground Attachment------96 7 PUBLIC PARTICIPATION ...... 98 7.1 Public Participation Strategy------98 7.2 Public Participation Approach and Measure------98 7.3 Public Participation Process and Policy Publication Plan ------99 8 APPEAL PROCEDURE ...... 103 8.1 Issues Possibly Complained and Their Solutions------103 8.2 Appealing Channel and Procedure------103 9 ORGANIZATION ...... 106 9.1 Organizations Related with Resettlement Action ------106 9.2 Organizational Chart------106 9.3 Resettlement Institution and Its Responsibilities------107 9.4 Institution Qulification and Record and Its Staff------110 9.5 Measures for Strengthening Institutional Capacity------110 10 IMPLEMENTATION SCHEDULE ...... 112 10.1 Implementation Principles for Joining Resettlement and Project Construction Schedule- 112

3 10.2 Key Tasks Schedule of Resettlement Implementation ------113 11 COST AND BUDGET ...... 115 11.1 Compensation Investment of Land Expropriation and House Demolition ------115

11.2 Funds Source of Resettlement ------115

11.3 Funds Flows and Allocation Plan------116 12 MONITORING AND EVALUATION ...... 117 12.1 Internal Monitoring and Evaluation------117

12.2 External Independent Monitoring ------119

12.3 Post Assessment for Resettlement------121 13 RIGHT TABLE ...... 122

4 1 Project Basic Circumstance

1.1 Project Brief Introduction

Key plain and low-lying land in Huai River Basin is low-lying and damp, in the flood season, their probability of self-draining is low because of the high water level of Huai River and key drain river way, in the meantime, the nowaday drain ability in this area is severely insufficient, and drain standard is obviously low, drain standard in most of regions is not up to three-year flood recurrence, and that cause flood disaster frequently take place and it becomes the disaster affected deeply and extensively, According to incompletely statistics and analysis on disaster condition in 1991 and 2003, loss caused by flood disaster covers over 2/3 of total disaster loss. Affected by flood disaster, these areas also are areas that most concentrated region by poor population in Huai River Basin, and because flood retreat time is long, and affect planting in autumn, many residents, whose land and houses are flooded, can't return to home and live. For improving the ability of anti-disaster, production and living condition in these areas, the flood problem must be researched and resolved. Not only Key Plain and Low-lying Area Treatment in Huai River Basin is very necessary, but also it needs to be quickened. According to Brief Report of flood controlling plan in Huai River Basin and Fifteenthfive-yearplan of Water Conservancy Develop, this project is one of the key Huai River treatment projects in the near future. For extending financing way of Huai River treatment project and quickening construction of Huai River bottomland waterlog construction, World Bank negotiated with Ministry of Water Resources in , National Development and Reform Committee, Province, Province, Province, and they agreed with startup of project. These governments planned using World Bank loan to open project of key plain low-lying land land and low-lying land in Huai River Basin. The project in Jiangsu is mainly the urban low-lying land construction, it is divided as three treatment regions, and its area is 1798.6 kM2.These three regions are, southeast region low-lying land treatment project (make up of Taidong River treatment project, City low-lying land treatment project and Taizhou low-lying land treatment project), Liyun River Huaian Qubei low-lying land treatment project, abandoned low-lying land treatment project (from railway bridge to Chengtou rubber dam). Anhui project includes Bali Lake, Jiaogang Lake, Zhengnanwa, the lower reaches of Xifei River, Jia River, Gaotang Lake, the lower reaches of Beifei River, low-lying land of Lake, Xie River, , low-lying land of Tian River, its total area is 3361 km2 . According to the request of carrying out by stages, the project will be carried out in five years. Key plain and low-lying lands in Henan Province include low-lying land along Huai River; low-lying lands at the lower reach of Xiaohong River and low-lying land

5 at the lower reach of Jialu-. Totally 345.77 km riverway were dredged and deepened, and 20.53 km embankment were reinforced, and the project in Henan new built, rebuilt, maintained and reinforced 148 flood control culverts and water gates, 20 pumping stations and 45 bridges. Key plain and low-lying land area is 1769.90km2 in Shandong Province, includes Bin Lake low-lying land of Nansi Lake in Jining City, the low-lying land along the Canal in Zaozhuang, the Tancang low-lying land in Linyi, which adds up to 3 regions. The project circumstance of each province shows in Tablel-1. Tablel-I the project composing of each province Province Subproject name Low-lying land treatment project in the southeast of the Lixia River (includes three subprojects that are the treatment project of Taidong River, Low-lying land treatment project in Yancheng, and Low-lying land Jiangsu treatment project in Taizhou, the Qubei low-lying land treatment project of Liyun River in Huaian City, abandoned Yellow River Xuzhou low-lying land treatment project (from railway bridge to Chengtou rubber dam) Bali Lake, Jiaogang Lake, Zhengnanwa, the lower reaches of Xifei River, Anhui Jia River, Gaotang Lake, the lower reaches of Beifei River, the low-lying land of Gaoyou Lake, Xie River, Tuo River, the lower reaches of Tian River The low-lying land along Huai River, the low-lying land at the lower Henan reaches of Xiaohong River and the low-lying land at the lower reaches of Jialu River and Ying River. The Bin Lake low-lying land of Nansi Lake, the low-lying land along the Canal, the low-lying land of Tancang.

1.2 Introduction of First-year Project Because projects are implemented annually, according to the practice and the suggestion of World Bank, each province confirms the first year's implementation project. Jiangsu Province in the first year arranges the following projects: The treatment project of Taidong River is divided four sents as the following pile number from south to north: 45+140-41+250, 38+580'35+500, 20+200-17+200, 12+200-5+400, mainly include dredging up the riverway, newly rebuilding bridges along the river, newly rebuilding, reinforcing and repairing the relevant buildings, newly rebuilding, reinforcing embankment etc. The low-lying land treatment project in Yancheng implements the west floodgate station of Chuanxi River and the flood control culvert floodgate of Mangshe River in the first year. In the first year the treatment project of the Taizhou low-lying land as the following: Renovating Suhong River, Junming

6 River and 18 production riverways, rebuilding (demolishing and building) 24 the embankment floodgates, 12 small draining flood stations, and building embankment 23 km. The first year project of abandoned Yellow River low-lying land treatment project in Xuzhou are as the following: Dredge Zhonghong River riverway for 25.2 Km, at two sides of it set up a 8 Km retaining wall lately. Anhui Province arranges to implement ten subprojects in the first year as the following: a. the expanding and renovating Nan River project. b. The reinforcing Qiaokou Embankment project and dredging Bianmin Channel project. c. Rebuilding Jianshe drain flood station. d. The project of rebuilding and extending big Yongxing River Station. e. Draining Flooded Ditch renovating project of Shui Lake. f. Going on building Project of draining flood dich in Luqiao Embankment. g. Reinforcing project of Taiping Embankment. h. Renovating project of Gezi channel. i. the dredging project of Xie River riveway. j. the dredging project of Yongqiao sect of Tuo River riveway. Henan Province arranges to implement projects in the first year as the following: Xinliji pumping station and Lianggang pumping station are planned to build in Xinyang City; 3 riverways of Yanggang River, Nanmachang River and Qiqiaogang are planned to be treated in Zhumadian City; 4 bridges over Chongjian Channel and 5 bridges over Luyi Channel are all planned to build and 8.25km riverway treatment in the lower reaches of the Chongjiang Channel in Zhoukoudian City. Shandong Province arranges to implement projects in the first year as the following: a. Baima River and Wutan River treatment in the Tancang low-lying land and rebuilding the culvert at Shilibao. b. Newly building the retaining wall of Yue River at low-lying land along the Canal and rebuilding pumping station of Houwangchao Station. c. Newly building, rebuilding or reinforcing 8 pumping station at the low-lying land in Bin Lake as Liqiao Station, Beili, Nanhu, Fangxi, Panzhuang, Wanglu, Liulijing and Xinlou. The detailed circumstance of implementing project in each province in the first year shows in Table 1-2.

7 Tablel-2 the implementing project in each province in the first year _ Bridge Embankment (kmi) Dredge Pumping station Floodgate ______an d_ Name of deepen New build& Maintain& New Maintain Province low-lying New the Extend Subtotal . Subtotal build land Subtotal . Reinforce . Subtotal New build rbidreinforce BuilId riveway rebuild reinforce (kin)rebuild (km)

Taidong 23 23 8 18 River 17.97 17.97 9.26 10 10 treatment

Yancheng 1 1 low-lying l 1 land

Taizhou 24 24 Jiangsu low-lying 64.35 land

The low-lying land of abandoned 4 Yellow River in Xuzhou 4 4 4 4 Anhui Bali Lake 4.36

1 -2-44 - 2 Jiaogang 655 6_5-5 2

8 Lake

Zhengnanwa

the lower reaches of Xifei River

the lower reaches of 9.66 7 7 5 5 Beifei River

Gaotong 17.92 11 1 Lake Xie River 45.64 2 1 1 4 4 Tuo River 8.11 Low-lying land along 2 2 Huai River

Xiaohong

Henan River 9.80 9.80 88.92 low-lying land

Jialu River low-lying 8.25 4 9 9 land

Tancang Shandong low-lying 2.90 I I land

-lyin6 _2_- 236

9 land along the Canal

Bin Lake 5 low-lying 8 3 land 64 65 3 43 53 Total 36.68 20.33 16.35 265.81 24 15 9

10 1.3 Regions Benefited From Project and Regions Affected by Project

1.3.1 Regions benefited from project

The regions benefited from projects are 17 cities in 4 provinces as Jiangsu, Anhui, Henan and Shandong after all the projects are built. The regions benefited from projects as the following each province: a. In Jiangsu Province, there are Hailing , the Agriculture Development District and the Economy Development District of Taizhou City; Jiangyan City, Xinghua City, , Yandou District and Development District of Yancheng City; Chuzhou District, Qingpu District, Qinghe District and Development District of Huaian City, , Economy Development District of Xuzhou City; Tongshan County. b. 11 counties (District) of 8 cities in Anhui Province as Fuyang, Liu'an, Huainan, Bengbu, , Huaibei Chuzhou and Hefei. c. 8 counties of as Xinyang, Zhumadian and Zhoukou City in Henan Province. d. 18 villages at 8 towns in 5 counties (cities or districe) of Zaozhuang, Linyi and Jining in Shandong Province. The project implementation will be able to improve the environment in this region effectively, will enhance greatly standard of drain waterlogged and flood control, will promote the region economy development, and will improve the investment environment, will create the condition for sustainable development of this region city.

1.3.2 Project affected area

The project affected scope mainly concentrates at both banks of river way and nearby the building, among them, river way project affected scope mainly includes three parts: a. reinforce embankment section and bank up the areas for taking and throwing away soil in embankment; b. region between the standard section for excavating river way and the present river mouth; c. construction path and location expropriated for construction and so on, its affected scope assumes the belt-shaped distribution along the river way; The project affected scope of building mainly are land occupation of building and land expropriation for project management office. The main content of project impact is land occupation of project, the impact of house demolition, and impact for demolishing and rebuilding the special installations and so on.

11 According to the survey statistics, first year resettlement project of Huai River key plain and low-lying land treatment project affects 168 villages of 61 towns at 33 counties in 17 cities in Jiangsu Province, Anhui Province, Henan Province and Shandong Province. Among them, the affected area in Jiangsu Province involve 58 villages of 20 towns at 9 counties in 3 cities; the affected area in Anhui Province altogether involves 11 counties (area) in Fuyang, Liuan, Huainan, Bengbu, Suzhou, Huaibei, Chuzhou, Hefei and so on 8 cities; the affected area in Shandong Province involves 18 villages of 8 towns at 5 counties in Zaozhuang, Linyi, Jining; the affected area in Henan Province involves 34 villages of 18 towns at 8 counties in Xinyang, Chumatien City, Zhoukou City.

1.4 Socioeconomic Background in Project Area

1.4.1 Natural condition

Huai River basin locates at the east part of China between River and Yellow River basins, locates in East Longitude 1120 -121° , North Latitude 31° -36° , its drainage area is 270000 km2, westward from Tongbai Mountain, Funiu Mountain, eastward near Yellow Sea, southward dividing line is Dabie Mountain, Jianghuai hills, Tongyang Canal and the south embankment of Rutai Canal and Yangtze River, northward near south embankment of Yellow River and Yimeng Mountain and Yellow River basin. Huai River originates from Tongbai Mountain south Henan Province, its mainstream length is 1000 km, west, southwest and northeast of its basin are mountainous area and hills, other parts are broad plains. The area of hills covers 1/3 of total area; plain area is 2/3 of total area. The height of Funiu Mountain and Tongbai Mountain area generally are between 200 and 500 m westward the basin, Shiren Mountain upstream Shaying River reaches as high as 2153 m, as the high point in entire basin; Dabie Mountain south the basin are between 300 and 1774 m; The height of Yimeng Mountain area northeastern are between 200 and 1155 m. Hill area mainly distributes in the extending part of mountainous area, the west height is generally between 100 and 200 m, the south height are between 50 and lOOm, northeastern height generally are about 100 m. North part of the Huai River mainstream are alluvial plain and flood plain, it inclines from northwest to southeast, height is generally between 15 and 50 m; At Huai River downstream, Subei plain elevation is between 2 and 10 m; west part of Nansi Lake is Yellow River flooding plain, its elevation is between 30 and 50 m. In the basin, there are mountainous area, hills and plains and many star-studded lakes and the low-lying land. There are many branches at the upper and middle Huai River. The south branch all originates from Dabie Mountain and Jianghuai hill area, the source is short and

12 flow is rushing, the basin area of Bailu River, , Pi River, Dongfei River, are between 2000 and 7000 km2. The north branches mainly are Hongru River, Shaying River, Xifei River, , from Jun River, Xinbian River, Kuisui River, among them, except parts of upstream of Hongru River, Shaying River flow through mountain area, other all are plain river way for draining water, the drainage area of Shaying River is biggest and nearly 40000 kM2, and that of other branches all are between 3000 and 16000 km2 . Coastal river way of Sheyang Port, Huangsha Port, Xinyang Port, Doulong Port and so on are eastward at the downstream of Huai River, which receive the rain from Lixia River and coastal region, and total drainage area is 25000 km2.

1.4.2 Social and economic circumstances

Huai River basin involves 189 counties in 35 cities from Hubei Province, Henan Province, Anhui Province, Shandong Province, Jiangsu Province, in 1997 its total population was 16043 thousand, the average population density was 594 person/km2, was 4.8 times than national average population density 122 person/kM2, was the biggest population density in all big river basins. The cultivated land area of Huai River basin is 183260 thousand mu, and main crops are wheat, paddy rice, corn, potato, soybean, cotton and rape, the grain yield in 1997 was 84960 thousand ton, covering 17.3% of national grain output. The agricultural output value is 2844 hundred million Yuan, and per capita agricultural output value is 1812 Yuan, that is higher than 1345 Yuan that the nation per capita value at same time. Huai River basin held the key status in agricultural production of China. The industry in Huai River basin gives priority to coal, electric power industry and foodstuff that regards agricultural byproduct as raw material, textile and other light industries. At present, there has built Huainan, Huaibei, Pingding Mountain, Xuzhou, Yanzhou, Zaozhuang and so on national large-scale coal production bases, annual production coal amounts in 1997 covered 1/8 of the nation coal output amount, is the biggest coal field southward Yellow River. There are nearly 20000 thousand kilowatt installed capacities of thermal power generation in the basin. In nearly more than ten years, coal chemical industry, building materials, electric power, machine manufacture and so on have developed greatly, a set of large and middle scale industrial city, such as Zhengzhou, Xuzhou, , Huainan, Bengbu, Jining and so on have already risen abruptly. The gross industrial output value of Huai River basin was 7634 hundred million Yuan in 1995, and GNP was 5421 hundred million Yuan, per capita GNP was only 3398 Yuan, was lower than 4810 Yuan that is the national average value, and was the area where economy developed not enough.

13 The transportation in Huai River basin is developed, three north-south railroad aorta, Beijing-Shanghai, Beijing-Jiulong, Beijing-Guangzhou railway crosses from the east part, middle part and west part of Huai River basin respectively; Famous Europe and Asia continental bridge (Long-Hai railroad) traverses horizontally the north part of Huai River basin; Also there are Xin (xiang) - Shi (jiu) railroad that is the main railroad line which is used for transporting coal of Shanxi Procince to the south part of China, Bengbu-Hefei railroad, Xinyi-Changxing railroad that is building and so on. The inland river shipping includes Beijing-Hangzhou Canal that is second freight transport annually in China and is from north to south of China, main Huai River basin which is from east to west of China, and the inland river shipping of various plain branches and water network of lower reaches of Huai River is also developed. The road extends in all directions in Huai River basin; the development of highway construction is rapid these years. Lianyungang, Shijiu and so on large-scale marine transportation wharf, not only may go directly to the national coast harbor, but also can lead to places such as South Korea, Japan, and Singapore.

1.5 Total Investment and Capital Source of Project Total investment of key plain and low-lying land drain flooded project in Huai River basin is 39.68 hundred million Yuan, and total expense of resettlment compensation is 10.61 hundred million Yuan. The first year project investment is 7.45 hundred million Yuan (Jiangsu 422143.1 thousand Yuan, Anhui 222764.8 thousan Yuan, Henan 37410.4 thousand Yuan, Shandong 62485.1 thousand Yuan), among them, resettlement incestment is 296511.5 thousand Yuan, each province investment respectively are: planned total investment of resettlement in Jiangsu Province is 194439.5 thousand Yuan; planned total investment of resettlement and land expropriation in Anhui Province is 90336.6 thousand Yuan; planned total investment of resettlement in Henan Province is 6573.9 thousand Yuan; estimated total investment of house demolition and resettlement compensation in Shandong Province is 5161.5 thousand Yuan. The project investment originates from World Bank loan, the central investment subsidy and local auxiliary investment. The resettlement fund originates from the central investment subsidy and local funds raised independently.

1.6 Measures for Reducing Impact of Land Expropriation and

House Demolition

14 1.6.1 Project seedtime

In the project design process, under the premise of reaching the original project impact, the project unit has done the massive optimized work, as far as possible reducing the negative impact which the project construction brings, specially reducing the displaced person quantity. 1) In the embankment design, the original feasible research took the plan of earthing up at the slope backward water, in this design, under the survey on the spot, the outside river way did not undertake the flood disexpense duty, under the condition permission, the project take earthing up at the slop facing water to earth up embankment higher and thicker. In the partial house centralized embankment section, the project uses way of changing embankment line to reduce house demolition quantities. 2) In the river way project design, the design of changing slope were taken in partial river ways, by increasing the design, in partial river way, the project reduced digging section and land occupation of project digging and house demolition quantiry. 3) In the design, the project selects reasonably plants for taking earth and plants throwing away soil as far as possible to reduce impact to local peasant production and living for taking soil.

1.6.2 Resettlement action plan and the implementation stage of project

land expropriation and house demolition

When land expropriation and house demolition are inevitable, for reducing the local impact of the project construction, project unit will take following measures: a. Strengthen the basic data gathering, deeply analyze present condition and the future of local social economy, will combine with local practice and make feasible resettlement action plan, will ensure that the affected persons will not lose because of project construction; b. Encourage the public participation actively, strengthen disclosing information, accepts public supervising. c. Strengthen the interior and exterior monitoring, establish highly effective and clear feedback mechanism and channel, reduce the information processing cycle as far as possible, safeguard that problems appearing in the project implementation process appears can be solved timely.

15 2 Project Impact Key plain and low-lying land treatment project in Huai River affects 679 villages at 165 townships (town) in 56 counties in 18 cities in Jiangsu Province, Anhui Province, Henan Province and Shandong Province. Jiangsu Province involves 142 administrative villages at 39 townships (town) of 16 counties (district) in 4 cities; Anhui Province involves 249 administrative villages at 55 townships (town) of 19 counties (district) in 9 cities; Shandong Province involves 155 administrative villages at 30 townships (town) of 13 counties (district) in 3 cities; Henan Province involves 133 administrative villages at 51 townships (town) of 8 counties (district) in 3 cities. Project permanent land expropriation area is 17955.72 mu, among them there are 17658.29 mu countyside collective land, 297.43 mu state-owned land; Temporary land occupation area is 45443.02 mu, among them there are 44514.82 mu countyside collective land, 928.2 mu state-owned land. The area of all kinds of house demolition is 353477.5 m2 , among them the project involves 2194 households of countyside 2 residential houses with 7685 people, and there are 208336.04m house that need be demolished; the project involves 664 households of urban residential house with 2436 people, and there are 44619.4m2 house that need be demolished; There are 44633.81m2 houses that have no house ownership certificates and need be demolished. 2 Project affects 57 enterprises, and the area of house demolition is 83099.13m , 2 and affects 17 institutions, altogether the area of house demolition is 13625m , and 2 affects 98 stores, and the area of house demolition is 3797.93m . The total households affected by permanent land expropriation and house demolition are 15267 households, and there are 58659 people afected. Populations affected in a short term are 50019. First year resettlement project of Huai River key plain and low-lying land treatment project affects 168 villages of 61 towns at 33 counties in 17 cities in Jiangsu Province, Anhui Province, Henan Province and Shandong Province. Among them, the affected area in Jiangsu Province involve 58 villages of 20 towns at 9 counties in 3 cities; the affected area in Anhui Province altogether involves 11 counties (districts) in Fuyang City, Liuan City, Huainan City, Bengbu City, Suzhou City, Huaibei City, Chuzhou City, Hefei City and so on 8 cities; the affected area in Shandong Province involves 18 villages of 8 towns at 5 counties (districts) in Zaozhuang City, Linyi City, Jining City; the affected area in Henan Province involves 34 villages of 18 towns at 8 counties in Xinyang City, Chumatien City, Zhoukou City. Permanent land expropriation of first year implementation project is 6160.75 mu, among them, countyside collective land 6116.68 mu, state-owned land 44.07 mu; Temporary land occupation area is 12763.80 mu, countyside collective land is 12495.68 mu, state-owned land is 268.12 mu. The first year project house demolition

16 2 area is altogether 49334.39m , among them, involving 431 households of countyside residential houses with 1398 people, all kinds of house demolition altogether is 2 38940.65m ; involving 72 households of urban residential houses with 241 people, all kinds of urban residential houses is altogether 4156.55m2 ; There are 6237.19m2 houses that have no house ownership certificates and need be demolished. Project affects 57 enterprises, and the area of house demolition is 20575.5 i 2; and it affects 6 institutions, altogether the area of house demolition is 11226.71m 2, and affects 10 stores, and the area of house demolition is 615.13 M2 . The total households affected by permanent land expropriation and house demolition are 7663 households with 30352 people affected, among them, there are 17388 people affected in a short term. Detailed impact condition of projects in various provinces shows in Table 2-1. Table 2-1 Project impact gathering table Project impact Jiangsu Anhui Henan Shandong Total Permanent land Countryside (mu) 2949.42 2929 105.76 132.5 6116.68 Expropriation State-owned (mu) 44.07 - - 44.07 Temporary land Countryside (mu) 4487.3 6975.2 840.78 192.4 12495.68 Occupation State-owned (mu) 268.12 - - - 268.12 Household number 343 64 21 3 431 Countryside Population 1052 214 117 15 1398 2 Area (m) 31695.85 4415.2 2475.6 354 38940.65 House demolition Household number 72 - - - 72 City Population 241 - 241 2 Area (m ) 4156.55 - - 4156.55 Buildings wit hout house . 5956.69 - property certificates (mu) - 280.5 6237.19 Number 56 1 - - 57 Worker 1461 - - 1461 Enterprise 2. House demolition area (m>) 20575.5 - - - 20575.5 Land expropriation area (mu) 115.93 - - - 115.93 Number 4 2 - 6 Worker Institution 350 - - 350 ______House demolition area (m ) 4442.71 6784 - - 11226.71 Land expropriation area (mu) 23.86 - - - 23.86 Number 10 - - - 10 Store Worker 19 - - 19 House demolition area (m ) 615.13 - - - 615.13 AlYecied popilalion bh Household number 4 3166 . ; t permanent land expropriation Population and house demolition i People affected in a short term 4880 1810 797

2.1 Land Expropriation Permanent land expropriation of first year implementation project is 6160.75 mu,

17 among them countyside collective land is 6116.68 mu, state-owned land is 44.07 mu. In collective land expropriation, there is 2328.3 mu farmland, 421.29 mu fish pond, other agriculture-used land is 145.73 mu, the construction-used land is 1270.98 mu, not-used land is 531.78 mu, other land 115.82 mu. The permanent land expropriation altogether affects 7234 households with 28984 people.The index of project permanent land expropriation shows in Table 2-2. Table 2-2 index of first year project permanent land expropriation Item Unit Jiangsu Anhui Henan Shandong Total

permanent land mu 2993.49 2929.00 105.76 132.5 6160.75 expropriation A.state-owned land mu 44.07 - - - 44.07 B.collective land mu 2949.42 2929.00 105.76 132.5 6116.68 a.Farmiand mu 2107.81 88.71 131.78 2328.3 Paddy field mu 1197.34 - - - 1197.34 Irrigable land mu 0.57 2107.81 88.71 131.78 2328.87 Dry land mu 104.87 - - - 104.87 b.Pond Mu 365.54 54.35 1.40 - 421.29 fish pond mu 365.54 49.20 1.40 - 416.14 Irrigable pond mu - 5.15 - - 5.15

C.Other agriculture-used mu 85.46 59.55 - 0.72 145.73 land D.Construction-used land mu 1195.64 59.69 15.65 - 1270.98 Land for resident house mu 12.69 15.65 - 28.34 Land for water conservancy mu 47.00 - - 47 installations E. Not-used land mu - 531.78 - - 531.78 Waste land mu - 531.78 - - 531.78 F. Other lands mu - 115.82 - - 115.82 bottomland mu - 115.82 - - 115.82 household number affected by Land Household 2565 4316 146 207 7234 expropriation population affected by person 9348 18220 601 81I5 28984 Land expropriationLadeporain

2.2 Temporary Land Occupation Temporary land occupation in first year project includes temporary land occupation for embankment filling pond, land occupation for the project construction arrangement, land occupation for region of taking the soil and region of throwing away soil. The temporary land occupation in first year project altogether are 12763.8 mu, among them collective land 12495.68 mu, state-owned land 268.12 mu. In land occupation, farmland is 10571.61 mu, fish pond is 206.14 mu, other agriculture-used land is 434.62 mu, other land is 1283.31 mu.

18 Affected populations by temporary land occupation are 4857 households with 17388 people; Index of temporary land occupation is shown in Table 2-3. Table 2-3 Index gathering table of project temporary land occupation Item Unit Jiangsu Anhui Henan Shandong total permanent land mu 4755.42 6975.20 expropriation 840.78 192.4 12763.8 A.state-owned land mu 268.12 - - - 268.12 B.collective land mu 4487.3 6975.20 840.78 192.4 12495.68 aFarmiand mu 3745.29 5856.80 777.12 192.4 10571.61 Paddy field mu 3303.62 1027.00 - - 4330.62 Irrigable land mu 26.04 777.12 - 803.16 Dry land mu 415.63 4829.80 - 192.4 5437.83 B.fish pond mu 199.34 6.80 - - 206.14 C.Other agriculture-used land mu 370.96 land 63.66 - 434.62 D.Otherland mu 171.71 1111.60 - - 1283.31 bottomland mu - 63.00 - - 63 Other mu 171.71 1048.60 - - 1220.31 household number affected by Land Household 2896 1310 447 204 4857 expropriation population affected by Land expropriation person 9851 4880 1810 797 17388

2.3 Resident House Demolition

2.3.1 Countryside resident house

Area M2 of all kinds of countyside resident houses demolished is 38940.65 m among them, 2 dwelling house area is 27704.12 m , and attached house area is 11236.53 2 i . In the dwelling house, area of reinforced concrete framework house is 2 264.6 m , brick-concrete house area is 3313.3 m2, brick-wood house area is 22508.13 m , soil-wood house 2 area is 1318.75 m , simply-structure house area if 299.34 i 2 . There are 481 households whose resident houses were affected, and 1360 persons affected. Various provinces project condition on affected countyside resident house are followings, 2 2 31695.85 m in Jiangsu, 4415.2 m in Anhui, 2475.6 M2 in Henan, 354 2 mi in Shandong, each sub-project condition is shown in Table 2-4. Table 2-4 countyside resident house demolition statistics Sub-project name Jiangsu Anhui Henan Shandong Total Household number 343 64 21 | 3 431 Population 1052 214 117 15 1398

19 reinforced concrete 264.60 264.6 framework brick-concrete 1458.3 1046.10 798.9 10 3313.3 House area brick-wood 19188.13 1570.8 1405.2 344 22508.13 soil-wood 887.65 239.10 192 - 1318.75 simply-structure 71.94 147.90 79.5 - 299.34 subtotal 21606.02 3268.5 2475.6 354 27704.12 2 11236.53 Attached house area (m ) 10089.83 1146.7 - - Total 31695.85 4415.2 2475.6 354 38940.65

2.3.2 Urban resident house

Urban resident house demolition in first year resettlement project only involves Jiangsu Province Yancheng City low-lying land treatment project. Xizha Station of Chuanchang River and Mangshe River flood controlling floodgate project of Yancheng City low-lying land treatment project altogether demolishes urban 2 4156.55m2 people house, among them, there are 1718.19m brick-concrete structure 2 houses, 2402.27m2 brick-wood structure houses, 36.09m simple structure houses, altogether affects 72 households residents with 241 people.

2.4 Affected Enterprises, Institutions and Stores

2.4.1 Affected enterprise

First year project implementation affects 57 enterprises, among them there are 56 enterprises in Jiangsu Province and 1 enterprise in Anhui Province. The fence of this enterprise in Anhui Province is merely affected and its normal production is not affected. There are 56 enterprise units affected by Jiangsu project area directly, and 1461 people affected by it, and all kinds of house demolition area of enterprise unit is 2 20575.5m2 (among them, houses with house property cercificate are 19243.24m , 2 houses without house property cercificate are 1332.95m ), land expropriation area is 115.93 mu, land occupation area is 1 mu, involves Jiangyan City of Taizhou, Xinghua City, City of Yancheng City, Tinghu district, Yunlong district of Xuzhou. House demolition condition of enterprise is shown in Table 2-5. Each sub-project condition is as follows: Taidong River project: Directly affects 48 each kind of countyside enterprise 2 unit, affects 1303 workers, enterprise unit house demolition area is 14118.4m , and land expropriation area is 75.05 mu, involves Jiangyan City and agriculture economy

20 development region of Taizhou, Dongtai City of Yancheng City. In Dongtai City there are 43 affected enterprises and 870 affected staff, and land expropriation area is 39.79 mu, house demolition area is 9964.12 M2; In Jiangyan City there are 3 affected enterprises and 225 affected staff, and land expropriation area is 21.95 mu, house demolition area is 2034.65 mi2 ; In agriculture development region there is 1 affected enterprise and 208 affected staff, and land expropriation area is 12.81 mu, house demolition area is 1861.44 M2 ; Moreover, the project affects partial installations of Jiangsu Oil Field Oil Extraction Company, that is located at Caoshe village of Taidong town in Dongtai City, land expropriation area is 0.5 mu, house demolition area is 258.19 M2 . Yancheng City low-lying land treatment project: Xizha Station of Chuanchang River and Mangshe River flood controlling floodgate project of Yancheng City low-lying land treatment project together affects 6 enterprise (2 enterprise who rent the location for production), altogether house demolition area is 3965.89qM 2, among them, The brick-concrete structure house is 2155.01m2, brick-wood structure house is 1327.1m 2, simple structure house is 483.78m2. Xuzhou low-lying land treatment project: Altogether affects 2 enterprise units, affects 88 staff of them. Altogether house demolition area of enterprise unit is 2 2491.2m , all houses with house property cercificate, among them, the production 2 management room is 2083.8 m , work warehouse room area is 407.4 M2 ; Altogether and land expropriation area is 11 mu, temporary land occupation area is I mu.

21 Table 2-5 Gathering table of enterprise unit house demolition in first year resettlement project house demolition with house demolition without 2 (m2) Quantity of land expropriation house property cercificate (m ) house property cercificate Production office Production office and total Province Sub-project name Number staff and occupation (mu) land land andmanagement and andmanagement storage room expropriation occupation room storage room room 5670.6 455.55 876.7 20575.5 total 56 1461 115.93 1 13572.64 9342.74 3927.19 848.47 14118.4 Jiangsu Taidong River project 48 1303 75.05 1336.01 455.55 28.23 3965.89 Yancheng low-lying land 6 70 29.88 2146.1 407.4 2491.2 Xuzhou low-lying land 2 88 11 1 2083.8

22 2.4.2 Affected institutions

In the first year 6 institutions are affected by resettlment project altogether, among them, 4 institutions in Jiangsu Province, and 2 institutions in Anhui Province. 4 Jiangsu Province's institutions affects 350 staff, land expropriation area is 23.86 mu, house demolition area is 4442.71m2, including 2180.27m 2 houses with 2 house property cercificate, 2262.44m houses without house property cercificate. The project involves Dongtai City and Tinghu district of Yancheng City. The impact condition is as follows, Taidong River project: Affected institution is Taidong hydrology inspection station, affects 2 staff, land expropriation area is 0.1 mu, there is no house demolition. Yancheng City low-lying land treatment project: There are 3 affected institutions; one of them rents the location. The house demolition area of institutions is 4442.99m 2, among them, brick-concrete structure house 3287.24m 2, brick-wood structure house 427.5 1m2, simple structure house 728.24m2. Anhui Province first year project implementation affects the partial installations of 2 institutions, but does not affect its normal production. Among them, only an enterprise was involved in house demolition, and house demolition area is 6784m2.

2.4.3 Affected store

Only Jiangsu Province first year resettlment project affects 10 stores, and affectes 19 staff, and house area of store demolition is 615.13m 2, involves Dongtai City, Tinghu district in Yancheng City and Yunlong district of Xuzhou. Each sub-project store impact condition is as follows: Taidong River project: 8 affected stores are located at Caoshe village of Zhendong town in Dongtai City, affect 15 people, and land expropriation area is 0.71 mu, and house area of store demolition is 372.08m2. Yancheng City low-lying land treatment project: there is I affected store with 2 affected staff, and total house area of store demolition is 52.05m 2, which are all brick-wood structure house. Xuzhou low-lying land treatment project: there is I affected store with 2 affected staff, and total house area of store demolition is 191 m2 , and land expropriation area is 0.3 mu.

2.5 Affected Population This project affects actually 7663 household with 30352 residents by land

23 expropriation and house demolition, 73 enterprises, institutions and store, and there are 17388 people affected in a short term. The gathering condition shows in Table 2-6. Each sub-project detailed conditions are as follows: Jiangsu: Actually permanent land expropriation affected 2980 households with 10641 people, 70 enterprises and institutions and stores with 1832 people, and there are 9668 people affected in a short term. Anhui: permanent land expropriation affected 4316 households, 3 enterprises and institutions and stores, the total population affected by permanent land expropriation are 18220, and there are 4880 people affected in a short term. Henan: permanent land expropriation affected 157 households with 661 people, and there are 1810 people affected in a short term. Shandong: permanent land expropriation affected 210 households with 830 people, and there are 797 people affected in a short term. Table 2-6 Gathering table of affected population in first year resettlement project Shandong total Impact type Jiangsu Anhui Henan Affected household 2547 4316 146 207 7216 Permanent collective land number 28926 expropriation Affected population 9290 18220 601 815 Amongthem: Labor force 5171 11490 348 485 17494 18 Selling, allocating and Affected household transfering of state-owned number 58 land Affected population 58 - - - Affected household nuser 2842 1310 447 204 4803 Temporary land occupation Short-term affected population 9668 4880 1810 797 17155

- 72 Urban resident affected by Affected household 72 - - house demolition Affected population 241 - - - 241 Affected household 431 Rural resident affected by nuser 343 64 21 3 number house demolition Affected population 1052 214 117 15 1398 Affected integer 56 1 - - 57 Affected population 1461 1461 ... Affected integer 42 -- 6 Affected institution Aedigr2 Affected population 352 - - 352 Affected integer 10 - - - 10 Affected commercial store Affected in Affected population 19 - -19

Affected household 5820 5690 614 414 12538 number 73 Total Affected integer 70 3 - -

Affected population 19884 23314 2528 1627 47353

Thereinto labor force affected by land 5171 11490 348 485 17494 expropriation Households affected by both land expropriation and 157 64 10 231 house demolition

24 Population affected by both land expropriation and 517 214 57 788 house demolition Total sum of permanent Affected household impact by land number 2980 5626 157 210 7663 expropriation Affected population 10641 23100 661 830 30352 Short-term affected population 9851 4880 1810 797 17388

2.6 Affected Infrastructure and Ground Attachment Affected infrastructure and ground attachment of this project mainly include 220kv, 110kv, 35kv, 10kv high voltage wire, 380v and 220v low voltage wire, canal, bridge, road, tractor-plowing road, pipe for supplying and draining water, the communication cable, power cable, water supply pipe, ordinary trees, fruit tree, embankment, embankment mouth floodgate, drain flooded station, tube culverts and so on, each sub-project concrete impact quantity shows in Table 2-7. Table 2-7 Gathering table of affected infrastructure and ground attachment in first year resettlement project Index of material object Unit Jiangsu Anhui Henan Shandong Total Public toilet 3 42 6 - 51 11 OKV wire pole 25 - - 25 Path number 9 - - - Length M 7390 - - - 7390 35 KV wire pole M - 1800 - - 1800 10 KV wire pole 75 3 - 78 Path number 12 - 12 Length M 6600 2700 - 9300 380V wire pole 25 4 - 29 length M 6160 1900 - 8060 220V wire pole 37 - - 37 Length M 1900 - - 1900 low voltage wire M 30 - - 30 Transformer 5 3 - - 8 Canal M2 5220.2 5220.2 Bridge 24 3 - - 27 Iron tower 2 - - 2 Cement road KM 2100 - - - 2100 Asphalt road KM 500 - - 500 Sand and rock road KM 3330 - - 3330 Brick road KM 2450 - - 2450 Grave (earth) 3062 - 1 148 3211 Grave (concrete) 289 345 - - 634 Underground construction M 200 - - - 200 flow pipe M 2643 - - 2643 drainpipe M 260 - - - 260 Pollution drainage pipeline restored M 500 - - - 500 Telephone broadcast line M 2720 - - - 2720 Communication cable M 660 150 - - 810

25 Index of material object Unit Jiangsu Anhui Henan Shandong Total 12500 Communication optical cable M 9100 3400 - - Electric power Cable - 250 250 Television transmission cable M 500 4100 4600 - 14281.2 Water supply pipeline M 14281.2 - - - 400 Heat supply pipeli shedne M 400 - - 3100 Livestock and poultry shed (construction) M 3100 - - - 8 motor-pumped well, big mouth well 8 - - well pressed water by human 32 41 11 1 85 Big tree (non-fruit) 50495 38172 11542 15496 115705 Young tree (non-fruit) 42108 - 7735 7123 56966 21083 Odd fruit tree 18582 2049 452 - - 9327 Fruit tree (young tree) 9164 - 163 809 Special type fruit tree 809 - - - - 5 Water pump station 5 - - 2 Water-saving floodgate 2 - - - 32 Embankment floodgate 32 - - - 15 Electric pumping station 15 - - - 9 Kiln 9 - - - 164 Single-pipe culvert 164 - - - - 4 Dock 4 - - 3 Ferry for people 1 - - - 95 Stone-protected shore M 95 - - - 199 Reinforcement Shore M 199 - - - 2624.6 Fence M 2354.6 82 188 154 Gate tower M 148 6 Barn 36 25 73 1385.1 floor M 1372.1 Cooking range 31 14 l 46 Pond 16 16 Telephone 16 8 - 24 Cable TV 6 6 Manure pit 3 3

2.7 Buildings without House Ownership Certificate Buildings without house ownership certificate in first year resettlement project only involve Jiangsu Province Yancheng City low-lying land treatment project and Xuzhou low-lying land treatment project, as well as Baima River treatment project at Tancheng County in Linyi City in Shandong Province. All kinds of house demolition area are altogether 6237.19m2, among them, brick-concrete structure house area is 2 3740.44m2, brick-wood structure house area is 782.66m , soil-wood structure house 2 area is 89.95 m2, and simple structure house area is 1610.14m . The detailed condition is as follows: Yancheng City treatment project: Buildings area without house ownership certificate among affected houses are 3550.13m2, among them, resident house area is 803.91m2, house area used for production and business of enterprise and institution is

26 2 819.39m , office house area of enterprise and institution is 1926.83 mi2 ; brick-concrete 2 structure house area is 1507.41m , brick-wood structure house area is 734.66m2 , soil-wood structure house area is 59.95 m2 , simple structure house area is 1248.11 m2. Xuzhou treatment project: Building area need be demolished without house ownership certificate is 2406.56 m2 , among them, brick-concrete structure house area 22 is 2014.53m , soil-wood structure house area is 30m 2, simple structure house area is 2 362.03 m , and they are all resident's outbuildings, involves Pantang office and Daguo Village office in Yunlong district, and Daguo Village office house area is 968.1 m2, Pan pond office house area is 1438.46 m2. Tancheng county project in Linyi altogether affects 5 buildings area without house ownership certificate, house demolition area is 280.5m2 , among them, brick-concrete structure house area is 218.5mi2, brick-tile structure house area is 48m2, and they are all countyside temporary houses.

2.8 Cultural Relic and Vulnerable Groups

2.8.1 Cultural relic

In project scope, there is no cultural relic and historic site that reach the protection grade and were announced, but there are a lof of earthwork produced in the construction period, we cannot remove the discovery possibility of underground cultural relic, Huaibei plain development history is synchronous with Chinese civilization, therefore before the project construction the project must strengthen giving publicity to the cultural relics protection, if discovering the cultural relic the project will have to take the corresponding protective measures according to the procedure.

2.8.2 Vulnerable groups

Woman's rights and interests and status in project area are completely same as men's, the project need not give the special consideration. Vulnerable groups of this project refer to handicapped, widowed old man, orphan, lowest-living-guarantee family and national minority. This project affected crowd is all Han Nationality. The vulnerable groups mainly are widowed old man and lowest-living-guarantee family, who need be paid attention specially. In the resettlement implementation process, vulnerable groups will be affirmed according to their own objective condition, such as family member structure, labor force employment condition and family source condition, and the analysis on data grasped by civil administration department. Once affected households are confirmed

27 as vulnerable groups, in the resettlement implementation process, the project implementing unit will give them the special help similarly. Affected vulnerable groups in first year resettlement project in Jiangsu Province project area are altogether 51 people in 46 households, among them, disabled person are 19 household, widowed old men are 16 household, families whose head is woman are 8 household, impoverished families are 3 household, lowest-living-guarantee families are 8 households, among them, there are 3 households who are not only bereaved old folk, but also are headed by a woman, 1 household who is bereaved old folk and lowest-living-guarantee family, I household whose head is a woman is lowest-living-guarantee family. Anhui, Henan, Shandong Province in first year resettlement project does not involve vulnerable groups. This project does not involve floating population and the national minority.

28 3 Socioeconomic Condition in Project Affected Area

3.1 General Socioeconomic Condition of Project Affected Area

3.1.1 General Socioeconomic Condition of Project Affected City

Jiangsu project affected area includes three cities: Taizhou, Yancheng and Xuzhou City. Anhui project affected area includes eight cities: Bengbu, Huainan, Fuyang, Liu'an, Huaibei, Suxian, Chouzhou, Hefei City and so on. According to the project disposal, the project involved areas are all county areas. Henan project affected area includes three cities: Zhoukou, Xinyang and Zhumadian City. Shandong project affected area includes three cities: Zaozhuang, Linyi and Jining. The main socioeconomic guide lines of affected city are shown in table 3-1. Table 3-1 Table of socioeconomic condition of cities in project affected area in the first year

29 Third Industry Financial Per capita Agricult Agriculture Industry general income disposable Farmer's ure General general general Affected Total capita production production production (hundred income of per Province city populatio populati Farmland area production value value million Yuan) town mcome n on value value resident

(ten thousand million Yuan) (Yuan) unit (ten thousand person mu) (hundred 380.50 242.00 86.47 9695 4574 Taizhou 502.77 281.05 582.21 705.20 82.70 199 391.26 281.10 65.76 9362 4451 Jiangsu Yanchen 798.28 509.86 1163.52 871.36 441.14 329.97 110.22 9840 4021 Xuzhou 908.67 614.31 897.59 905.79 134.68 297.2 238.5 167 8610.3 2889.4 Hefei 444.7 275.7 322.9 589.7 54.0 93.0 52.0 7290.2 2638.9 Huaibei 209.4 128.5 200.3 169.1 24.0 68.3 85.8 2130.2 Suzhou 599.6 527.3 738.4 279.1 125.0 65.7 108.9 89.1 8109.8 2683.3 Anhui Bengbu 347.0 256.5 448.4 263.7 68.6 88.7 7095.7 1986.3 Fuyang 918.7 816.5 858.8 263.3 106.1 111.9 76.1 7417.9 2572.6 Huainan 233.6 127.9 174.2 214.5 26.5 144.1 121.1 7408.3 2620.1 Chuzhou 433.5 341.6 584.0 355.6 90.4 87.7 85.3 2117.1 Liu'an 675.1 576.6 629.6 253.1 80.0 176 158 13.7 5679 2048 Zhoukou 1065 650 1170 531 197 92 89 80 12.2 6784 2724 Xinyang 770 660 780 261 Henan 115 12.5 6900 2486 831 692 1239 444 157 173 an Zaozhua 17.45 1.11 9881 4242 44.80 32.68 43.92 53.50 9.05 27.00 Shandon ng 17.80 9.92 8.54 1.50 6301 2972 g Linyi 54.19 46.35 52.25 35.95 166.83 49.42 2.08 11996 4590 Jining 92.76 84.56 126.74 269.34 53.19

30 3.1.2 General Socioeconomic Condition of Project Affected County (District)

The affected areas of Jiangsu first year project involve 8 counties (districts) in 3 cities: Hailin District, Jiangyan City, Xinghua City in Taizhou City; Tinghu District, , , Dongtai City in Yancheng City and Yunlong District in Xuzhou City. The affected areas of Anhui project involve 11 counties (districts) in 8 cities: Yingshang County in Fuyang City, Maoji District and Fengtai in Huainan City, Shou County in Liu'an City, Huaishang District, HuaiYuan and Guzhen in Bengbu, Suixi county in Huaibei City, Yongqiao District in Suzhou City, Dingyuan County in Chouzhou, Changfeng County in Hefei City. Land expropriation and house demolition affected areas of Henan first year project involve 18 townships of 8 counties in Xinyang, Zhumadian and Zhoukou City; 2 townships of Hengchuan and Huaibin county in Xinyang City; 12 townships of Shangcai, Xincai, Runan, Pingyu county in Zhumadian City, and 4 townships of Xihua, Fugou county in Zhoukou City. The Land expropriation and house demolition affected areas of Shandong first year project involve 18 villages at 8 townships in 5 counties (city, district) in Zaozhuang, Linyi, Jining; a village at a township of Tengzhou in Zaozhuang City; 10 villages at 2 townships in Cangshan County and Tancheng County in Linyi City; 7 villages at 5 townships in Jinxiang County and Liangshan County in Jining City. According to the now annual statistics, the project relates to 453.2 thousand agriculture population. The Socioeconomic condition of every county (district) is shown in table 3-2.

31 first year Table 3-2 the table of socioeconomic condition of project affected county (district) in the Farm

er per Total GDP in GDP in Industry GDP in Third capit land Total population Agriculture Fannland GDP Agriculture Industry a Provi.nc an a t population inco City County area me e (ten million (hundred million (hundred million (hundred million (Yua (kM2) (ten thousand thousand (ten thousand (hundred Yuan) Yuan) Yuan) n) person) person) mu) Yuan) 5635 44.76 1.63 23.13 20.00 Hailing 204 35.19 11.18 10.83 4668 111.18 15.65 60.28 35.25 Taizhou Jiangyan 2051 90.24 71.59 95.38 7839 124.03 33.33 46.88 43.82 Xinghua 2393 155.27 129.82 195.24 5125 143.71 37.34 60.25 46.12 Dongtai 2308 115.94 73.36 183.83 5045 706 57.55 11.08 26.47 20.7 Jiangsu 706 76.89 27.54 41.25 1024 Yanchen 19.94 45.1 24.31 4740 1024 70.6 44.52 78.82 89.42 2795 31.23 50.69 34.61 4569 2795 104.3 60.11 210.27 116.53 4 5437 14.02 0.43 3.59 10.00 Xuzhou Yunlong 40.3 28.69 28.69 7.52 7.2 2089 97.3 28.0 8.6 12.2 Anhui Hefei Changfe 97.3 77.6 69.5 ng ____3 Ahi Hfi 2500. 44.4 9.2 18.9 16.3 Suixi 178.0 118.2 103.0 178.0 Huiabei6 6 2340. Suzhou Yongqia 213.4 173.4 135.9 213.4 0 0 56.2 17.3 23.6 15.3 2650. HuaiYua 204.9 127.2 114.1 204.9 Bengbu 2 2.I 34.6 9.5 16.4 8.7 2716. Guzhen 105.4 59.7 52.0 105.4

2732. Huaisha 16.1 16.1

32 ng 6 Yingsha 155.9 155.6 141.2 155.9 34.8 7.0 15.2 12.5 1805 ___ __ ng 7 Maoji 14.9 14.9 2851 6 Fengtai 69.2 71.1 57.8 69.2 49.1 20.3 13.4 15.3 2605. 3 Chuzhou DingYua 146.4 91.1 80.5 146.4 48.2 13.5 17.9 16.8 2200 n 7 Shou 177.7 129.7 111.9 Liu'an 177.7 38.9 12.1 15.0 11.8 2164. county I Zaozhua Tengzho 1485. 157.27 112.80 116.08 214.57 25.90 119.80 68.88 4006 ng u 00 Cangsha 1799. 117.55 103.42 167.79 67.54 18.34 21.50 27.70 2648 Linyi n 86 Shando Tanchen 1306. 97.42 80.86 98.48 55.01 12.47 23.15 19.39 2910 ng g 58 Jinxiang 790.0 60.65 53.29 82.26 74.05 24.73 18.82 27.80 3668 0 Jining0..- Liangsha 963.9 71.51 63.15 96.91 47.96 78.76 15.16 14.61 2845 n 0 Hengchu 1635 78.3 67.41 93.21 41.35 14.84 15.42 11.09 2183 Xinyang an Huaibin 1192 66.33 58.09 85.38 19.82 7.23 5.60 6.99 1550 Shangcai 1629 136.2 114.2 165.57 50.35 18.07 20.78 11.51 2218 Henan Zhumadi Runan 1605 78.14 67.13 135.12 37.95 16.50 12.85 8.60 2262 an Pinghyu 1248 94.38 83.47 141.09 36.36 14.79 13.28 8.29 2106 Xincai 1541 103.05 86.99 155.68 41.02 18.28 15.49 7.24 2086 Xihua 1194 88.51 81.45 104.5 47.45 21.69 Zhoukou 41.80 12.17 2372 Fugou 1173 72.41 64.93 113.86 30.78 15.96 5.71 7.63 1992

33 3.2 General Condition of Affected Rural Resident Household Sampling surveys to affected farmers were made in every province, including 1083 households with 4098 persons which occupy 17% of the total affected people. Sampling survey to affected farmers in Jiangsu includes 129 households with 492 persons which occupy 5% of the total affected people. Sampling survey to affected farmers in Anhui includes 591 households with 3020 persons, which includes 1358 women covering 45% of the total affected people, and 1956 Labors covering 64.8%. Sampling survey to affected farmers in Henan includes 227 households with 866 persons, which includes 418 women covering 48.3% of the total affected people, and 512 Labors covering 59.1%. Sampling survey to affected farmers in Shandong includes 136 households with 530 persons, which includes 255 women covering 48.1% of the total affected people, and 313 Labors covering 59.1%.

3.2.1 Population's age distribution, education level and national

background

According to the sampling survey to affected 1083 households with 4908 farmers in the project affected area, The results is that, the population under 18 years old is 1014, which covers 20.7% of the total sampling people; the population between 18 and 60 is 3278, which covers 66.8% of the total sampling people; the population above 60 is 616, which covers 12.6% of the total sampling people. In the total sampling people, the number of people's education level of and above senior high school is 432, which covers 8.8% of the total sampling people; the number of people's education level of junior high school is 2748, which covers 56.0% of the total sampling people; the number of people's education level of elementary school is 1239, which covers 25.2% of the total sampling people; the number of illiteracy is 489, which covers 10.0% of the total sampling people. Jiangsu: According to the sampling survey to affected 129 households in the project affected area, The population under 18 is 81, which covers 16.50% of the total sampling people; the population between 18 and 40 is 186, which covers 38.00% of the total sampling people; the population between 41 and 60 is 161, which covers 33.00% of the total sampling people; the population above 60 is 64, which covers 13.0% of the total sampling people. In the total sampling people, the number of people's education level of and above senior high school is 83, which covers 16.80%

34 of the total sampling people; the number of people's education level of junior high school is 226, which covers 46.00% of the total sampling people; the number of people's education level of elementary school is 118, which covers 24.00% of the total sampling people; the number of illiteracy is 65, which covers 13.20% of the total sampling people. Anhui: 591 households with 3020 persons in sampling survey are all the Han nationality. The population under 18 is 613, which covers 20.3% of the total sampling people; the population between 18 and 60 is 1970, which covers 65.23% of the total sampling people; the population above 60 is 437, which covers 14.47% of the total sampling people. The percent of people's education level of senior high school is 5.58%; the percent of people's education level of junior high school is 58.38%; the percent of people's education level of elementary school is 25.21%; the percent of unlettered is 10.83%. Henan: The sampling survey includes 227 households 866 persons. The population under 18 is 171, which covers 19.7% of the total sampling people; the population between 18 and 40 is 364, which covers 42.0% of the total sampling people; the population between 41 and 60 is 284, which covers 32.8% of the total sampling people; the population above 61 is 47, which covers 5.5% of the total sampling people. The number of illiteracy is 66, which covers 7.6% of the total sampling people; the number of people's education level of elementary school is 171, which covers 19.7% of the total sampling people; the number of people's education level of junior high school is 518, which covers 59.9% of the total sampling people; the number of people's education level of senior high school or technical secondary school is 102, which covers 11.80% of the total sampling people; the number of people's education level of technological academy is 9, which covers 1.0% of the total sampling people. Shandong: The 136 households 530 persons in sampling Survey are all the Han nationality. The population under 18 is 149; the population between 18 and 40 is 162; the population between 40 and 60 is 151; the population above 60 is 68. The 136 surveyed households are all the Han nationality and there is no minority nationality among them. The 136 sampling survey households in the project affected area, the percent of people's education level of technological academy is 1.13%; the percent of people's education level of senior high school or technical secondary school is 12.26%; the percent of people's education level of junior high school is 45.09%; the percent of people's education level of elementary school is 35.66%; The percent of illiteracy is 5.85%.

35 3.2.2 Production resources survey

In the surveyed 1083 households with 4908 persons, the total farmland area is 8706.31 mu, and per capita farmland area is 1.77mu.The per capita farmland area in Jiangsu is 1.77mu. The collective land contracted by every household is 11.31 mu, the per capita farmland area is 2.21mu in Anhui. The per capita farmland area is 1.28mu in Henan. The per capita farmland area is 1.1 Omu in Shandong.

3.2.3 House construction area

According to the survey, the house construction area of farmer in every province is about 20 m2.The detail condition is below: Jiangsu: In 51 surveyed households, the per capita house construction area is 2 30.41m2, including 8.15m2 brick-concrete storied building, 22.27m Brick-wood 2 building. Anhui: The average house construction area of each household is 73.4m ; 2 the per capita house construction area is 17.8m . Most buildings are brick-tile houses, covering 64.8% of the total. Henan: In the 227 surveyed households, there are 86.3mu 2 house site, the house site area of per household is 0.38mu, and 21044m house 2 2 construction areas, per household area is 92.7m , per capita area is 24.3m . Most buildings are brick-concrete storied building, a few farmers' house are two-storey building. Shandong: In the 136 surveyed households, there are 32.64mu house site, 2 the construction area of main house is about 9815m , 72.17 per household. The house area per capita is 19.07m2. Most are brick-concrete storied building.

3.2.4 Family annual income and expenditure

Becausing of the region's difference, the farmers' family annual income of every province is different. The detail condition is below: A. Jiangsu According to the survey of 129 households with 492 persons, the farmers' family annual income in affected area is 17226 Yuan, the annual expenditure is 6307 Yuan, the annual net income is 11909 Yuan, and per capita annual net income is 3122 Yuan. The detailed condition is shown as followings. Taidong river project: The farmers' family annual income of affected area is 8876 Yuan, including 1079 Yuan agriculture income covering 12.15%, 819 Yuan bywork income covering 9.23%, 2902 Yuan enterprise wage income covering 32.69%, 2522 Yuan outgoing job income covering 17.51%, 1554 Yuan other income covering 17.51%. The farmers' family annual expenditure is 3481 Yuan, including 68 Yuan for tax and other expenditure, covering 1.95%, 47Yuan for seed, covering 1.36%, 255

36 Yuan for pesticides and fertilizer, covering 7.31%, 32 Yuan for irrigation expenditure, covering 0.91%, 107 Yuan for operating machinery expenditure, covering 3.09%, 110 Yuan for electricity expenditure, covering 3.16%, 24 Yuan for living water expenditure, covering 0.68%, 149 Yuan for communication expenditure, covering 4.27%, 1245 Yuan for children's education expenditure, covering 35.77%, 255 Yuan for medical treatment expenditure, covering 7.34%, 69 Yuan for fuel expenditure, covering 1.97%, 866 Yuan for living subsidiary food expenditure, covering 24.87%, 255 Yuan for other expenditure, covering 7.3 1%. Taizhou City project: The farmers' family annual income of affected area is 15961 Yuan, including 4655 Yuan agriculture income covering 29.17%, 346Yuan bywork income, covering 2.17%, 3689Yuan enterprise wage income, covering 23.12%, 6186 Yuan outgoing job income, covering 38.75%, and 1084 Yuan other income, covering 6.79%. The farmers' family annual expenditure is 5976 Yuan, including 140 Yuan for seed, 642 Yuan for pesticides and fertilizer, 132 Yuan for irrigation expenditure, 168 Yuan for Operating machinery expenditure, 295 Yuan for electricity expenditure, 184 Yuan for living water expenditure, 372 Yuan for communication expenditure, 982 Yuan for children's education expenditure, 305 Yuan for medical treatment expenditure, 228 Yuan for fuel expenditure, 1114 Yuan for living subsidiary food expenditure, 1412 Yuan for other expenditure. Xuzhou City project: The farmers' family annual income of affected area is 26840 Yuan, including 7925 Yuan agriculture income, covering 29.5%, 7775 Yuan bywork income, covering 29%, 3625 Yuan enterprise wage income, covering 13.5%, 3525 Yuan outgoing job income, covering 13.1%, and 3990 Yuan other income, covering 14.9%. The farmers' family annual expenditure is 9465 Yuan, including 90 Yuan for tax and other expenditure, 248 Yuan for seed, 384 Yuan for pesticides and fertilizer, 81 Yuan for irrigation expenditure, 273 Yuan for operating machinery expenditure, 432 Yuan for electricity expenditure, 270 Yuan for living water expenditure, 644 Yuan for communication expenditure, 2062 Yuan for children's study expenditure, 1750 Yuan for medical treatment expenditure, 719 Yuan for fuel expenditure, 1145 Yuan for living subsidiary food expenditure, and 1365 Yuan for other expenditure. B. Anhui According to the survey to 591 households, the farmers' family annual income of affected area is 3135.95 Yuan, including 786.11 Yuan enterprise wage income, 1671.27 Yuan agriculture income, 178 Yuan bywork income, and 500.57 Yuan other income. The annual expenditure is 1878.28 Yuan, including 620.44 Yuan for family management expenditure, 1106.22 Yuan for living expenditure, and 116.81 Yuan for other expenditure. The frame of the surveyed households' annuls income and expenditure is shown

37 in the table 3-3. in Table 3-3 the frame of surveyed households' annuls income and expenditure Anhui project affected area Per capita Proportion Project (Yuan /person) (%) enterprise wage income 786.11 25.07 Family agriculture income 1671.27 53.29 annul bywork income 178 5.68 income other income 500.57 15.96 Total income 3135.95 100.00 Family family business expenditure 620.44 33.66 annual living expenditure 1106.22 60.01 expenditure other expenditure 116.81 6.34 total expenditure 1843.47 100.00 Net income ( income - productional 2398.70 expenditure) C. Henan According to the survey of 227 households with 866 persons ,The farmers' enterprise family annual income of affected area is 1816.8 Yuan, including 352 Yuan 77.5% wage income, covering 19.4%, 1408.4 Yuan family business income, covering income, (the first industry income is 1330 Yuan, covering 73.2%), 14.1 Yuan financial family covering 0.78%, 42.3 Yuan diversion income, covering 2.3%; The farmers' annual expenditure is 1082.68 Yuan, including 300.57 Yuan for family management cost, expenditure, covering 27.8%, 17.78 Yuan for productional permanent assets 66.5%, covering 1.6%, 719.6 Yuan for living consumption expenditure, covering 36.96 Yuan for financial expenditure, covering 3.4%, 7.77 Yuan for diversion expenditure, covering 0.72%. The frame of the farmer households' annuls expenditure is shown in the table 3-4. in Table 3-4 the frame of surveyed households' annul income and expenditure Henan project affected area Per capita Proportion Project Total (Yuan) (Yuan/person) (%) 19.4% Family annul enterprise wage income 304832 352 77.5% income family business income 1219674 1408.4 including: the first industry 1151780 1330 73.2% income The second industry 15675 18.1 1% income The thirs industry income 52220 60.3 3.3%

38 Per capita Proportion Proj ect Total (Yuan) ( Yuan/person ) (% Financial income 12211 14.1 0.8% transferring income 36632 42.3 2.3% total 1573349 1816.8 100% family business 260294 expenditure 300.57 27.8% a. The first industry 255383 expenditure 294.9 27.3% b. The second industry 1706 1761.97 expenditure 0.2% c. The third industry Family expenditure 3204 3.70 0.3% annual productional permanent expenditure 15397 17.78 assets expenditure 1.6% Tax expenditure living consumption 623174 719.6 66.4% expenditure Financial expenditure 32007 36.96 3.4% Transferring expenditure 6729 7.77 0.8% total 937601 1082.68 100% Net income (income - productiona 1 1461808 1688 expenditure) D. Shandong According to the survey of 136 households with 530 persons, The farmers' family annual income of affected area is 3652.78 Yuan, including 1196.7 Yuan planting income, 173.54 Yuan forestry income, 462.23 Yuan livestock income, 242.59 Yuan industry and bywork income, 12.33 Yuan fishery income, 1564.39 Yuan other income, which mainly comes from out-going job. The farmers' family annual expenditure is 2703.59 Yuan, including 336.55 Yuan for planting expenditure, 10.12 Yuan for forestry expenditure, 260.76 Yuan for stockbreeding expenditure, 187.08 Yuan for industry and bywork expenditure, 508.97 Yuan for other expenditure (mainly used for children's study and medical treatment), 1400.11 Yuan for living consumption expenditure. The frame of the income and expenditure is shown in the table 3-5. Table 3-5 the frame of annul income and expenditure of surveyed households in Shandong Proportion project Total (Yuan) Per capita Ppi (Yuan /person ()) 39 Per capita Proportion project Total (Yuan) (Yuan /person) (%) Planting income 5166154 1196.7 32.76%

Forestry income 749172 173.54 4.75%

Family annul Stockbreeding 1995447 462.23 12.65% income income Industry and 1047261 242.59 6.64% bywork income Fishery income 53229 12.33 0.34% Other income 6757789 1565.39 42.85% total 15769051 3652.78 100.00% Planting 1452886 336.55 12.45% expenditure Forestry 43688 10.12 0.37% expenditure Stockbreeding 1125701 260.76 9.64% Family annual expenditure expenditure Industry and 807624 187.08 6.92% bywork expenditure other expenditure 2197223 508.97 18.83% Living consumption 6044275 1400.11 51.79% expenditure total 11671398 2703.59 100.00%

Net income (income - productional 12339152 2858.27 expenditure)

3.3 Sampling Survey Results of Affected Urban Resident Family's

Basic Condition The city demolition of first year resettlement project only relates to the low-lying land treatment project in Yancheng of Jiangsu. According to the sampling survey's data of Yancheng low-lying land treatment project, the analysis is below.

3.3.1 People's age distribution, education level and national background

According to the sampling survey to 16 households, the result is that they are the

40 Han nationality and total population of 16 households is 57, including 28men, and 3.6 person per household. Gender proportion is balanceable, no agriculture population. The population under 18 year old is 11, which covers 19.3% of the total sampling people; the population between 18 and 40 year old is 28, which covers 49.1% of the total sampling people; the population between 40 and 60 year old is 9, which covers 15.8% of the total sampling people; the population above 60 year old is 9, which covers 15.8% of the total sampling people. In the total sampling people, the number of people in illiteracy is 3, which covers 5.3% of the total sampling people, the number of people's education level of elementary school is 6, which covers 10.5% of the total sampling people; the number of people's education level of junior high school is 14, which covers 24.6% of the total sampling people; the number of people's education level of senior high school or technical secondary school is 23, which covers 40.4% of the total sampling people; the number of people's education level of and above technological academy is 11, which covers 19.3% of the total sampling people.

3.3.2 House construction area

According to the sampling survey to 16 households, the result is that the house area is 950.56 i 2 , including 515.94 m2 brick-concrete storied building, 434.62 m2 Brick-wood building.The average household house area is 59.41 m2 and the house 2 area per capita is 19.68 m .

3.3.3 Family annual income and expenditure

According to the survey of 16 households, the family annual income is 410000 Yuan, including 355000 Yuan enterprise wage income, 45000 Yuan outgoing job income, 10000 Yuan other income. The family annual income is 25625 Yuan per household, and per capita annual income is 7193Yuan.The annual expenditure is 343400 Yuan, including 14100 Yuan for electricity expenditure, 7800 Yuan for living water expenditure, 15500 Yuan for communication expenditure, 52000 Yuan for children's study expenditure, 26500 Yuan for medical treatment expenditure, 24500 Yuan for fuel expenditure, 161500 Yuan for living subsidiary food expenditure, 41500 Yuan for other expenditure. The family annual expenditure is 21462.5 Yuan per household, per capita annual expenditure is 6024 Yuan.

3.4 General Condition of Affected Enterprise The first year resettlement project demolishes 57 enterprises. There are 56 enterprises in Jiangsu Province, including 3791 employees. The annual wage is 48773

41 thousand Yuan. The annual production value is 2067551.1 thousand Yuan. The annual profit is 23285.7 thousand Yuan. The condition of enterprise is shown in table 3-6. There is 1 enterprise affected in Anhui Province, the project just affects the wall, not production. Table 3-6 the table of general condition of affected enterprise by the first year resettlement project production profit . Management Enterprise Worker Wage(ten value (ten (ten condition number number Yuand thousand thousand Yuan/year) Yuan) Yuan) Taidong good 5 1410 1557.4 3505 1440 river general 43 193 167.1 920.11 215.57 project total 48 1603 1724.5 4425.11 1655.57 nomal 2 34 40 1000 120 Yancheng general 3 2070 3060 200700 500 City low-lying stopping 1 land production total 6 2104 3100 201700 620 Xuzhou good 1 40 24 280 27 City general 1 48 28.8 350 26 low-lying total 2 84 52.8 630 53 land total 56 3791 4877.3 206755.11 2328.57

The condition of every sub-project is below: Taidong River Project: There are 48 enterprises with 1603 employees being affected along the river, including 1303 employees affected by displacing, whose annual wage is 13360 thousand Yuan. The enterprises' annual production value is 34251.1 thousand Yuan and the annual profit is 13575.7 thousand Yuan. According to the static data analysis, There are 3 enterprises whose management condition are good, covering 6.12%, including 890 employees affected, whose annual wage is 9024 thousand Yuan. The enterprises' annual production value is 15050 thousand Yuan and the annual profit is 8400 thousand Yuan. There are 46 enterprises whose management condition are general, covering 93.88%, including 415 employees affected, whose annual wage is 4336 thousand Yuan. The enterprises' annual production value is 19201.1 thousand Yuan and the annual profit is 5175.7 thousand Yuan. Most enterprises are individual workshops. Yancheng City treatment project: Xizha Station of Chuanchang River and Mangshe River flood controlling floodgate project affects 6 enterprises (among them, 2 enterprises hiring land), including 5 enterprises in Xizha Station of Chuanchang

42 River, and 1 enterprise in Mangshe River flood controlling floodgate project. The area of house demolition is 3965.89 i 2 ; the project affects 70 employees, including 10 formal employees, 60 temporary employees and no retired employee. There is an enterprise stopping production and 5 enterprises running normally. (2 enterprises hiring land) Taizhou City treatment project: There is no affected enterprise. Xuzhou City treatment project: There are 2 enterprises in Daguo Village office of Yunlong district being affected, and they have 88 employees. There is an enterprise whose management condition is good, including 40 being affected employees, whose annual wage is 240000 Yuan. The enterprise's annual production value is 28000 thousand Yuan and the annual profit is 27 ten thousand Yuan. There is an enterprise whose management condition is general, including 48 employees affected, whose annual wage is 288000 Yuan. The enterprise's annual production value is 3500 thousand Yuan and the annual profit is 260 thousand Yuan.

3.5 Survey on General Condition of Affected Public Institution The first year resettlement project affects 6 enterprises. The first year resettlement project affects 4 public institutions with 530 employees. The total land occupation area is 257.3 mu. It just involves Taidong River project and the low-lying land treatment project in Yancheng. The condition is below. Taidong river project: Zhendong hydrology monitoring station is affected, which is at Caoshe village in Zhendong Town, whose land occupation area is 0.1mu. It mainly monitors hydrology with 2 employees whose annual wage is 1500OYuan. The management condition is good. Yancheng City treatment project: 3 public institutions are affected (a public institution hiring land). All are in the construction land of floodgate station of Chuanchang River. The area of house being removed is 4442.99 m2, affecting 350 employees. The first year resettlement project in Anhui affects some establishments of 2 public institutions without affecting the nomal production. Among them there is only an enterprise' buidlings need be demolished, and the demolition area is 6784 m2 .

3.6 Survey on General Condition of Affected Store The first year resettlement project affects 10 stores with 19 employees, whose annual wage is 127.4 thousand Yuan. The annual production value is 437 thousand Yuan and the annual profit is 165 thousand Yuan. Except for the low-lying land treatment project in Taizhou that needn't demolish store, the conditions of other sub-projects are below:

43 Taidong river project: There are 8 stores in Caoshe Village of Zhendong Town being affected with 15 employees, whose annual wage is 110000 Yuan. The annual production value is 377 thousand Yuan and the annual profit is 130 thousand Yuan. The management condition is good. Yancheng City treatment project: There is a store (Jingping store) in the construction land of floodgate station project of Mangshe River with 2 formal employees affected, whose annual wage is 15 thousand Yuan. The house demolition area is 52.05m2, and is the Brick-wood building. The store mainly engages in saling tobacco and hairdressing and the management condition is good. The annual production value is 35 thousand Yuan and the annual profit is 20 thousand Yuan. Xuzhou City treatment project: There is a store with 2 formal employees affected. The store is individual and has 2 employees. The store mainly engages in smokables and general merchandise sale. The annual income is 25 thousand Yuan and the annual profit is 15 thousand Yuan.

3.7 Condition of Affected Buildings without House Ownership

Certificate The affected buildings without house ownership certificate of the first year resettlement project only relates the low-lying land treatment project in Yancheng and Xuzhou of Jiangsu and the Baima River treatment project in Tancheng County of Linyi City in Shandong Province. The demolition area of kinds of buildings is 2 6237.19 m2 , among them, brick-concrete storied building area is 3740.44 m , 2 Brick-wood building area is 782.66 m2 , soil-wood building area is 89.95 m , and simple structure building area is 1610.14 m2 . The condition is below: Yancheng City treatment project: The area of affected buildings without house 2 ownership certificate is 3550.13 m2 , including 803.91 M2 resident house, 819.39 M 2 production and management house of enterprise and public institution, 1926.83 m office of enterprise and public institution; brick-concrete structure building area is 2 1507.41 m2 , Brick-wood building area is 734.66 mi, soil-wood building area is 59.95 m2, and simple structure building area is 1248.11 m2 . Xuzhou City treatment project: The area of affected buildings without house ownership certificate is 2406.56 m2 , among them, brick-concrete storied building area 2 is 2014.53 m2, soil- timber building area is 30 m , and simple building area is 362.03 2 m2 . All are the resident's affiliated houses, including 968 m Pantang Office and 1438.46 M2 Daguo Village Office of Yunlong District. Tancheng County project in Linyi City totally affected buildings of 5 households 2 without house ownership certificate, and the area of demolished buildings 280.5 m , 2 among them, brick-concrete structure building area is 218.5 m , Brick-tile building area is 48 m2 , they are all rural houses used temporarily.

44 3.8 Basic Condition of Affected Vulnerable Groups Affected vulnerable group of the first year resettlement project are 46 households with 51 persons. The basic condition is below: Taidong river project: The affected vulnerable groups are 41 households, and the population is 94, among them there are 42 men. The family average annual income is 3010 Yuan, which is below the local level of per capita income. The vulnerable groups are 45 persons, including 31 persons with education level of elementary school and illiteracy, 12 persons with education level of junior high school, and 2 persons with education level of senior high school. Family income source in 41 households: 3 households depend on out-going job; 7 households depend on village relief; 7 households depend on retired wage; 2 households depend on hairdressing and needlework; 2 households depend on ferrying at ferry; the others depend on farming. There are 11 households whose illness leads to their poverty. Yancheng City treatment project: The affected vulnerable group is a household with 6 persons. The household is both woman householder and disabled people. The householder's education level is elementary school. The annual income of family is 25000 Yuan, 4167 Yuan per capita income below the local level of per capita income that is 6520 Yuan. The income comes from wage mainly. The project has a little impact to the income. The resettlement will of this household is that the project should compensate this household according to present demolition compensation policy. Xuzhou City treatment project: The affected vulnerable groups are 4 household with 9 persons, including 3 men. The man proportion is 33%. There is a household with disabled people, a household with lonely old man, a household with woman householder and poverty and a lowest-living-guarantee family. There are 2 persons who are illiterate and 2 person who have elementary school education level in the affected 4 vulnerable persons.

3.9 Basic Condition of Affected Minority Region Community There is no minority region community in the project affected area.

45 4 Framework of Policy and law

4.1 Law and Policy for Resettlement

4.1.1 National Laws and Regulations

1. Land Administration Law of the People s Republic of China (entered into force since 1999, revised on August 28, 2004); 2. Implementation Regulation of Land Administration Law of the People s Republic of China (entered into force since January 1 of 1999.); 3. Urban House Demolition Administration Regulations (entered into force since November 1, 2001); 4. Regulations on Land Expropriation Compensation and Resettlement for Large and Medium Size Water Resources and Hydroelectric ConstructionProjects( entered into force since September 1, 2006); 5. Decision of the State Council on Deepening Reform and Strengthening Land Administration (Ref. GF [2004] 28, October 21, 2004.); 6. Guidelines for Strengthening Land Expropriation Compensation and Relocation System (Ref. No. [2004] 238, entered into force since November 3,2004); 7. CircularConcerning land occupationfor Water Resources and Hydroelectric Construction Projects (Ref. No. [2001]355); 8. Suggestion Concerning House Compensation Rate of Land Expropriationand Resettlement in Huai River point Treatment Project (issued by Ministry of Water Resources Plan Department No.470, in 2005.);

4.1.2 Local laws and policies

Jiangsu Province: JiangsuProvince Land Administration Statute (revised on April 21,2003); JiangsuProvince Urban House Demolition Statute (entered into force since January 1, 2003); Provincial Government Circularon Adjusting Land ExpropriationCompensation Standard(issued by Jiangsu Province People' Government No.131 in 2003.); Jiangsu Province transferringLand Content (Jiangsu Province Land and Resources Department, September 2003); Anhui Province: Anhui Province Measures for Land Expropriation and Resettlement for Water Resources and Hydroelectric Construction Projects ( 1992) CircularConcerning Revising Related Compensation Rate of (Anhui Province Measuresfor Land Expropriationand Resettlement for Water Resources andHydroelectric ConstructionProjects) ( 1995 ) Anhui Province Implement Methods for (December 1, 2002) Henan Province: Henan Province Implement Methods of (entered into force since December 1, 1999) Shandong Province:

46 Shandong Province Implement Methods for (August 1999) Circular Concerning Regulation of Annual Production Value of Land Expropriation and Compensation Rate (issued by Shangdong Province People' Government Office No.51 in 2004); Shandong Province People Government Implement Deliverance concerning Carrying out DocumentRef GF[2004] 28 and deepeningReform and StrengtheningLandAdministration(issued by Shangdong Province People' Government No.116 in 2004); Yancheng City; Yancheng City people government Implement Deliverance concerning Carrying out provincial government Circular on Regulation of Land Expropriation Compensation Rate (2004) Circular Concerning Yancheng Cantonal House Demolition Related subsidy compensation and expense standard (issued by Yancheng City Ministry of Construction No.044 in 2005, entered into force since March 1, 2005); Yancheng City Urban House Demolition Administration Methods (issued by Yancheng City Government No.38 in 2005, entered into force since March 1, 2005); Yancheng City Urban House Demolition Evaluation Price technology Criterion (issued by Yancheng Real Estate Administration Bureau No.16 in 2005, printed and entered into force since March 28, 2005). Taizhou City Taizhou City Trying out Measures for Land Expropriation Compensation Rate and basic living guarantee offarmers whose land was expropriated(Tried out since July 1, 2004); Taizhou City Urban House Demolition Administration Measures (entered into force since August 1, 2005); Tai:hou City Urban House Demolition Compensation Evaluation Technology Detailed Rules (entered into force since August 22, 2005); Taizhou City Implement measuresfor (entered into force since June 1, 2002); Huaian City: Municipality Circular Concerning Adjusting Land Expropriation Compensation Rate (issued by Huaian City People' Government No.56 in 2004, March 25, 2004); Huaian City Urban House Demolition Administration Statue (issued by Huaian City People' Government No. 42 in 2004, entered into force since February 14, 2004); Huai an City Urban House Demolition Compensation Evaluation Technology Detailed Rules (issued by Huaian City Ministry of Construction No.23 in 2005, entered into force since February 28, 2005); Huai an City Circular Concerning Urban House Demolition Compensation and Subsidy (Huaian City Price Service (2005) 30, March 1, 2005) Xuzhou City: Xuzhou City municipality CircularConcerning Adjusting Land ExpropriationCompensation Rate (issued by Xuzhou City People' Govemment No.84, in 2004, entered into force since July 1, 2004); Xuzhou City New Urban Area Land Expropriation and Demolition Resettlement Compensation Implement Deliverance (issued by Xuzhou City People' Govemment No.22, in 2004, entered into force since March 7, 2004); Xu-hou City Measuresfor Collective Land Expropriation and House Demolition Administration (No. 98 of Xuzhou City People' Government)

47 4.1.3 World Bank Policy

into World Bank operationalpolicies OP4.12 Involuntary Resettlement and its Annex (entered force since January Ist, 2002)

4.2 Resettlement Policies of This Project The resettlement policies of this project are mostly based on relevant resettlement laws and regulations of World Bank, the People's Republic of China and Anhui Province People Government. Objective of resettlement policy of this project is to avoid adverse impact from expropriation and demolition at most. Affected people and property will be helped to own adequate opportunities to restore or excess intrinsic living standard. Main policies as follows: To take measures as much as possible to minimize adverse impact to displaced persons; The compensation and resettlement projects can improve or at least keep the living standards before the displacement; To carefully negotiate with the displaced persons to ensure that they have the chance to comprehensively participate in the plan and implementation of RP; All property affected by the Project should be compensated in the replacement cost; Adopt the principle of building house before house demolition as much as possible. Before the construction, land expropriation and house demolition, the displaced persons should get all the compensation. Expropriating land and some relevant property should be carried out after payment of compensation or even DPs are supplied resettlement sits and movement subsidy if needed. The borrower answers for raising resettlement compensation expense, including unforecastable resettlement expense. the Identify DPs qualification. The time criteria for identification of DPs qualification should be not build publicizing date of demolition announcement. After the date, the displaced persons should rent or new, enlarge or reconstruct houses, nor change house and land usage; nor rent land, and nor merchandise house. The population coming in after the date has no qualification.

4.2.1 Compensation Policy of Permanent Land Expropriation

A. Rural Collective Land use. a. Land expropriation, compensation will be provided according to original land and Compensation fee for land expropriation includes land compensation fee, resettlement subsidy subsidy ground attachments and young crops compensation. Land compensation fee and resettlement Unified for farmland expropriation adopt 16 times than unified annual mu output of each province. annual mu output of farmland in this project is based on standard of Huai River treatment project recently. The owner of ground attachments and young crops possesses compensation funds for ground attachments and young crops. way b. According to World Bank and provincial resettlement policy, resettlement mainly uses the of currency resettlement and employment resettlement and so on. After approval of villagers, land compensation fee can be used for welfare of all villagers; After receiving Resettlement subsidies will be paid to labor forces affected by land expropriation. resettlement subsidies, these labor forces can go on the present work, also can run individual business. Therefore affected labor forces will be properly resettled.

48 B. Urban State-owned Land The state-owned land needed in Taizhou low-lying land treatment project is the permanent land used by Weikou Floodgate buildings. Currently the state-owned land use rights belong to Taizhou City Water Resources Bureau, who provided these lands to the project for free. Permanent use of state-owned land in Yancheng low-lying land treatment project abide by the following policies, according to the benchmark land price and land grade distributed scope of urban business, resident house and industrial used land regulated in Land Administration Law of the Peoples Republic of China, Jiangsu Province Circular on transferring Land Content, the benchmark land price and land grade distributed scope of urban business, resident house and industrial used land regulated in Instruction on publishing the Renovation of Yancheng Urban Land Grade and Benchmark Land Price asked by City National land Resources Department and approved and transmitted by Yancheng City People's Government, and related regulations on Yancheng Urban house demolition evaluation correlationparameters, and compensation policy is as followings: a. Business, resident house and industrial used land reckoned in house demolition price according to according to the benchmark land price and land grade distributed scope of urban business, resident house and industrial used land. b. The part of non-residential house legal land area over house demolition construction area, and its character of land-use right is transferring, its land compensation fee was calculated by land expropriation cost on evaluation benchmark day. Referenced price of urban land expropriation cost is 100000 Yuan/mu in downtown according to urban real land expropriation condition, 70000 Yuan/mu in Yandu District, 80000 Yuan/mu in the development zone. c. Enterprises land whose land-use right is gained by auction and transferential will be expropriated with compensation. Expropriation standard is evaluated by correction coefficient of Benchmark Land Price according to Instruction on publishingthe Renovation of Yancheng Urban Land Grade and Benchmark Land Price asked by City National land Resources Department and approved and transmitted by Yancheng City People's Government. Land price = benchmark land price x (I+correction coefficient of parcel of land price comprehensively) x correction coefficient annualy x correction coefficient on valuation day + correction coefficient development. Benchmark land price is shown in table 4.1; The detailed data about benchmark land price, correction coefficient of parcel Of land price comprehensively, correction coefficient annualy, correction coefficient on valuation day and correction coefficient development are shown in (Jiangsu) Dongcheng Yi (House) Assessment Word [2006] 05S010, [2006] 05S012, 05S013 [2006], [2006] No. 05S014 assessment report. d. Land use character urban infrastructure installations land occupied by project is transferring, and its land compensation fee is calculated by expropriation cost on valuation day according to urban actual land expropriation condition. Urban land expropriation cost referenced price is 100000 Yuan/mu in urban, 70000 Yuan/mu in Yandu District, 80000 Yuan / mu in the development zone. Table 4 -1 Industrial land Benchmark Price of Yancheng City Treatment Project Affected Area Sort of using land West floodgate Station at Chuanchang River Land grade ONE TWO industry Benchmark land price(Yuan/m 2) 400 300 2 extent (Yuan/i ) 300-500 220-380 According to Anhui Province implemented Measures for < Land Administration Law of the People's Republic of China >, agricultural construction approved for use stated-owned farm land was provided compensation according to rural land expropriation compensation rate.

49 4.2.2 Compensation and Restoring Policies of Temporary Land

Occupation

A. Rural Collective Land Anhui Province, Henan Province and Shandong Province: Temporary farmland occupation in construction will be compensated according to production value in the same year season by season and accounted and listed in land administration fee. Temporary Occupied time can't be more than two years commonly. Otherwise, land use procedure need be transacted again. Temporary land occupation for construction is accounted and listed in land restoration expenses that are mainly used to restore land after project construction. Land restoration expenses were confirmed in reason according to land-destroyed degree, restoration standard and restoration construction quantity. Land restoration expenses are listed in construction budgetary estimate. Land restoration adheres to the principle that is the person who destroyed land restores it. Land administration departments at all levels of people governments are with responsibility for administrating, supervising and inspecting land restoration in each local district. Plan administration departments at all levels are with responsibility for corresponding land restoration in integration; The industry administration departments at all levels are with responsibility for constituting and implementing land restoration layout of each industry. Land restoration layout should assort with general layout of land use. Jiangsu Province, according to fixed number of year for temporary collective land occupation, restoration difficulty degree, divided temporary collective land occupation into temporary land occupation for construction, temporary land occupation of area for throwing away soil, temporary land occupation of field for draining mud. Compensation includes losses fee in occupation period and restoration expense. a. Project recultivating land expense Expense for leveling off and recultivating temporary occupied land for construction include leveling off the field, loosening topsoil and forming a complete set of irrigation drainage ditches in 3 field. The quantity of loosening topsoil and leveling off land are calculated by 0.2m, and 133m earthwork needed to be loosened and leveled off per mu land. The unit price of leveling off and loosening earthwork is four Yuan/m3, so the investment is 534 Yuan per mu; Field irrigation drainage ditches spend 300 Yuan per mu, so the total investment for recultivating land is 834 Yuan per mu. Leveling off and recultivating farmland investment in land occupation in the area for throwing away soil includes cultivation layer treatment, leveling off land and irrigation drainage ditches in field. The quantity of cultivating layer treatment and leveling off land are calculated by 0.2m, and 265 mi3 earthwork needed to be loosened and leveled off per mu .The unit price of leveling off and loosening earthwork is four Yuan/m3. Investment of recultivating farmland in the area for throwing away soil is 1060 Yuan per mu; Field irrigation drainage ditches spend 300 Yuan per mu, so the total investment for recultivating land is 1360 Yuan per mu. Recultivating farmland in field for draining mud mainly includes land treatment in cultivation layer, irrigation establishments and compensation for production value loss in construction and 3 concretion period. Cultivation layer treatment is calculated by 0.5 m, and 667 m earthworks needed to 3 be loosened and leveled off per mu. The unit price is four Yuan/m , and investment of recultivating farmland in field for draining mud is 2668 Yuan/mu; Irrigation establishments mainly include hard irrigation and drainage dyke, water pump station and production road. And the investment is 1372 Yuan/mu, so the total investment for recultivating land is 4040 Yuan per mu. b. Loss expense in occupation period:

50 According to construction organization design and recultivating land time, loss expense is calculated by actual occupied time, and production value loss is compensated by 1280 Yuan/year per mu, the time that is less than a year and more than half of a year will be calculated by one year, and the time less than half of a year will be calculated by half of a year. B. Urban State-owned Land Temporary Land Occupation compensation expense for enterprises and institutions unit, according to the benchmark land price and land grade distributed scope of urban business, resident house and industrial used land regulated in Instruction on publishing the Renovation of Yancheng Urban Land Grade and Benchmark Land Price asked by City National land Resources Department and approved and transmitted by Yancheng City People's Government, will be evaluated in the way of benchmark premium coefficient correction. Urban state-owned land compensation is provided by price evaluated by Evaluation Corporation. Benchmark land price of industrial land use is shown in table 4-1.

4.2.3 Compensation and Resettlement Policy for Demolition of House

and Outbuildings

A. Rural Resident house Resettlement House demolition compensation mainly includes house compensation expense, moving expense for displaced persons, infrastructure compensation expense and so on. House compensation expense is alculated according to rebuilding price of different structure type and quality standard. Displacing expense for displaced persons include vehicle and vessel transportation, accommodation, medication, job delay, material loss and temporary house subsidy, calculated in the light of subentry according to moving distance, material quantity, traffic way and time. Infrastructure compensation expense include new land expropriation in resettlement places, field leveling and warding off, drainage, water supply, power supply, village path and so on, and is calculated in the light of subentry combined with resettlement place layout according to original infrastructure condition. Land expropriation expense in new place calculates house site area according to relative provisions of laws and regulations, and house site area is accounted as 60 m2 per capita in Anhui Province. House site price is same as dry land compensation rate. The standard of rural resident house dispersive resettlement building house is 200 m2 each household in Shandong Province. Displaced persons can choose the following 3 ways of resettlement according to their own will: a. demolish house themselves, and rebuild house on the house site planned; b. demolish themselves, the project owner builds house on the house site planned; c. demolish themselves, and be resettled in the centralized and built resettlement place concentratively. B. Urban Resident house Resettlement Urban house demolition is only involved in Yancheng low-lying land treatment project. According to the related request, this time Jiangsu Dongchengyi Real Estate Evaluation Ltd. is commissioned to make an assessment on price of land expropriation and demolition in project affected area of Yancheng City. Yancheng City house demolition compensation measure is cash compensation, and also exchange of house property rights. The house with cash compensation should be provided compensation in accordance with the real estate evaluation price; House owner with exchange of house property rights will be compensated after paying the price difference between assessment price of house demolisheddismolished and market price of house exchanged. In addition, the project will compensate for demolishedthe expense such as house decoration, removing (include conveying production installations, knocked-down fee), temporary resettlement subsidy, auxiliary installations, trees and

51 flowers, subsidies for shutout caused by non-residential house demolition, and alteration expense for House Ownership Certificate and Stated-owned Land Use Certificate. The concrete evaluation used by the evaluation company is cost method of state standard real estate evaluation criterion (GB/T50291-1999) in People's Republic of China, and it adopts this conpensation price for house demolition and figures out real estate market price. Basic formula: House demolition assessment prices = regaining land price + buildings re-building prices - buildings depreciation a. Revaluation in regaining land price, using benchmark land prices coefficient amendment. Land prices= [benchmark land price X (I+correction coefficient of parcel of land price comprehensively) X correction coefficient annualy x correction coefficient on valuation day i correction coefficient of development level] X load ratio correction coefficient Benchmark land price: benchmark land prices for residential house of affected areas are shown in Table 4-2. Daily correction coefficient on valuation day: Residential Urban Grade 2 (Chuanchang River West floodgate Station) adopts 1.35; Residential Urban Grade 5 (Chuanchang River, Mangshe River flood control gates) adopts 1.1. Correction coefficient of parcel of land price comprehensively, correction coefficient of development level and load ratio correction coefficient are shown more details in (Jiangsu) Dongchengyi (real estate) Assessment Word [20061 No.05S003, [2006] No.05S004, [2006] No.05SO05, [2006] No.05S009 assessment report. Land price assessment results of residential house in project affected area are shown in Table 4 -3. Table 4 -2 Yancheng City residence house benchmark land price table Sort of using land Chuangchang River Chuangchang River Mangshe River flood West Floodgate Station flood control Floodgate control Floodgate Land level TWO FIVE FIVE benchmark land land 1500 550 550 price house (Yuan/m2) Change range 1100' 1900 400-700 400-700 (Yuan/M 2) volume 1.5 1 1 ratio

Table 4 -3 Yancheng City residence house land price assessment table Chuangchang River Chuangchang River West Floodgate Station Mangshe River flood control Floodgate

Sort Yancheng flood station glass control Floodgate Chuangchan Chuangchan River River Land level TWO FIVE FIVE hous Land price 1453 1442 588 613. 5 588 (Yuan/M2) e volume ratio

52 b. Buildings repurchase price, assessment personnel refersto price of urban house demolition construction fixing project cost reference table (Table 4-4) published in Yancheng City house demolition evaluation relatedparameters, and adds interest, profit and relative tax and fee of real estate company, and then set down house replacement price standard, more details are shown in Table 4-5. Table 4-4 Yancheng Urban house demolition construction fixing project cost reference table (Yuan/i 2)

Grd Building and Building and Structure installation Structure e Grade installation 2 price (Yuan/M ) price (Yuan/m 2) steel-concrete 1 820 new style 1 565 structure 2 795 brick-wood 2 495 1 675 Concrete structure 2 620 Penthouse 1 235 3 555 1 695 Assembly 750 Old style Workshop line model brick-wood 2 655 and Common and structure storehouse simple 550 structure

Table 4-5 Yancheng Urban house demolition and building replacement price standard Building and Building and Structure installation Structure Grade de installation price (Yuan/i) price (Yuan/i) 1 984 new style steel-concrete -. 1 706 brick-woo structure 2 954 2 619 d 1 844 concrete 2 775 Penthouse structure 1 294 3 694 Old style 1 869 Workshop Assembly line model 938 brick-wood and Common and simple 688 structure storehouse structure

Yancheng City Urban Demolition Structure Grade Divisiory Standard is shown in Table 4-6. Table 4-6 Yancheng City Urban Demolition Structure Grade Divisiory Standards Structure Grade House, structure equipment and fitment condition multilayer builoding, layer height 3.8-4.5m, peg base, frame structure, outside wall adhibits face brick or latex Armoured concrete paint, inner wall intermediate plasterer magnetism dope, structure 1 water abrader or ground brickand level ground, aluminum alloy door and window or plastic-steel door and window, water and electricity guard, fire fighting establishmens complete.

53 multilayer builoding , layer height 3.2-3.8m independence base or compelete-board base, frame structure, outside wall adhibits face brick or latex paint, 2 inner wall intermediate plasterer magnetism dope, water abrader or ground brick and level ground, aluminum alloy door and window or plastic-steel door and window , water and electricity guard,fire fighting establishmens complete. Concrete peg base , terra circle girder,circle girder,conformation pole, solid build one brick wall, present irrigate flat roofage, aluminum alloy door and window or plastic-steel door and window, outside wall adhibits face brick or other adorn, inner wall magnetism dope or common oil paint, water abrader or ground brick, water and electricity establishmens complete. reinforcing steel bar concretestrip base or solid build wall base, terra circle girder, circle girder, conformation pole, solid build one brick wall, flat-roofed or slope 2 roofage, prefabricate hollow plank storied building, Admixture steel-wood door and window with screen, outside wall water wash stone,spraying sand, inner wall magnetism dope, cement mortar]level ground water and electricity establishmens complete. reinforcing steel bar concretestrip base or solid build wall base, reinforcing steel bar concreteterra circle girder, conformation pole, one brick wall or hollow wall, big tile slope peak roofage, pine-mixed wood joist 3 strip, steel, wood door and window, outside wall mixed mortar, inner wall 106 dope, cement mortar level ground, one floor prefabricate hollow plank storied building,ground water and electricity establishmens complete Small black brick solid build, viscosity not bad, five poles fall to the ground, fir bracket joist strip, semicircular, flourishing brick, small tile roofage, bright room square terra brick, room wood floor board, house appearance all right water and electricity establishmens

Old style brick-wood complete. Small black brick solid build, viscositynot bad, three poles fall to the ground, part separated by thick board, 2 fir bracket joist strip, semicircular, flourishing brick, wood door and window, small tile roofage, brick level ground, be of water and electricity establishmens, house appearance geometry dimension distorts to a certainty.

54 Brick or reinforcing steel bar concretestrip base, circle girder,prefabricatemain grider,conformation pole, solid build one brick wall, fir bracket joist strip, assist, door 1 and window with screen, big tile roofage, outside wall wood brush stone or other adorn, inner walloil pint, New style brick-wood water abrader terra level ground ,water and electricity establishmens complete. Brick base, one brick wall or hollow wall, wood door window with screen, big tile 2 roofage, dry wall outside tick an sew, inner wall dope, cement terra level ground, water and electricity establishmens complete. 3 / 4 wall or hollowwall, or I / 2wall withbattlements, big tile roofage, dope render, common wood door Penthouse and window, mixed wood or cement joist strip, cement terra level ground, be of water and electricity Prefabricate assemblage model Prefabricateconcretesqure peg , cup type base Prefabricate cattle leg pole, steel door and window, Assembly line model outside wall dry adhibitface, inner wall 106 dope, vaulted house frame, big type housefaceplate, three felt twooil one Workshop and storehouse sand, brim(floor)height above 6 m, span above 15m. Brick or reinforcing steel bar concretestrip base, cement ground, wood door window, outside wall face mixed simple sur mortar, inner wall face simple structure 106 dope, triangle steel grider, light steel house frame brim(floor)height above 6 m, span above 15m.

c. Compensation Price of House Demolished In accordance with domestic related documents of real estate assessment, house demolition assessment price = regaining land price + buildings re-purchase price - buildings depreciation. The World Bank operational policies OP4. 12 Involuntary Resettlement and Appendix regulated that compensation price of house demolition does not deduct depreciation. So compensation price of house demolition in this project affected area is attained via house demolition compensation assessment price plus house depreciation. Compensation price of house demolition in this project affected area is shown in Table 4-7.

55 Table 4-7 Yancheng City Compensation Price of House Demolition Assessment Table 2 Compensation price of house demolition (Yuan/M ) Chuanchang River West Floodgate Station Mangshe Chuanchang River flood control Floodgate River flood Sort . East Chuanchang West Chuanchang TV station Glass factory area control River Wer floodgate River River 2 1175.74 19 |1590.5 1 6 | 1559.99 A. Assement price of house demolition compensation (Yuan/r ) 229.6| 303.7 2271.9 Land grade TWO FIVE FIVE 2 1442 588 613.5 588 a. land Land price(Yuan/m ) 1453 Volume ratio I I I I New one Mix one Structure New one Mix one New one New one New one Mix one 2 706 844 Replacement price(Yuan/m ) 706 844 706 706 706 844 80% 80% 85% 80% 85% b. house Synthesis new ratio 75% 85% 75% 564.8 717.4 Replacement price-depreciation 529.5 717.4 529.5 564.8 564.8 717.4 (Yuan/m2) 1 0.78 0.78 0.78 0.78 Volume ratio householdVolume ratio 0.7 2.99 0.74 1 1.16 1.16 1.16 1.16 c. house coefficient Correction coefficient 1.24 1 1.2 1.02 0.99 0.99 0.99 0.99 assessment household correction coefficient turning towards the sun 1 1.02 1.01 1 0.99 1.01 0.99 1.01 correction Plane disposal 0.98 1.01 0.99 0.99 0.99 1.01 0.99 1.01 by House function Installations and equipment 0.98 1.01 0.98 1 0.98 1.01 0.98 1.01 households correct coefficient daylighting 0.98 1.01 0.98 I 1.01 aeration 0.99 1.01 I 1.01 I 1.01 2 176.5 141.2 141.2 126.6 141.2 126.6 B. house depreciation revivification (Yuan/m ) 176.5 126.6 (the World Bank does not deduct depreciation) 2 1316.94 1440.9 1717.1 1412.8 1686.59 C. house demolition compensation price(Yuan/m ) 2467.1 2430.3 2448.39

56 Note: House structure is called for short in table. "New one" and "mix one" denote assessment object structure grade new style brick and wood I class, mix I class. d. Decoration Compensation for House Demolition Yancheng City People s Government issuance of circular on supplementary regulations of urban house demolition problem disposal (issued by Yancheng People' Government No.107 in 2006) regulated that: House decoration compensation expense is confirmed by assessment results; Compensation expense less than 150 Yuan per square meter, compensation will be provided 150 Yuan per square meter and the person who demolishes houses can enhance basic compensation rate properly according to demolished place actual condition, however, the highest increasing extent does not exceed 20%. Jiangsu Province Dongchengyi real estate assessment Ltd. in accordance with provisions above made a primary survey on decoration and fitment of house demolition in project affected area through locale exploration and survey. In addition, contradistinguish provisions in Yancheng Real Estate Administration Bureau [2005] No.17 on urban reference price (Table 4-8, Table 4-9) of house demolition decoration and attached installations, according to average decoration level of house demolition in project affected area. Advise that in Mangshe River flood control floodgate project, compensation rate of people whose house were 2 demolished is 150.0 Yuan/m , Chuanchang River flood control Floodgate project 180.0 Yuan/i 2, West Chuanchang River flood control Floodgate project 250.0 Yuan/M2, and some luxury decoration standard is 350 Yuan/m 2, more details in Table 4-10. Table 4-8 Yancheng Urban House Demolition Decoration Reference Price Referrence

No. Project name Unit price regulated (Yuan) One. sunshade keel kind 1 I square wood keel m 27 2 Light steel keel m2 38 3 Aluminium alloy keel m2 32 Two. sunshade layer and facing m2 Veneer 3mm m2 20 2 Veneer 5mm m2 30 3 Slice board m2 37 4 Autunnite model board m2 18 5 Paper surface plasterboard m2 15 6 Aluminium alloy Buckle board m2 63 7 Autunnite model board m2 70 8 Mine cotton board m2 36 9 Fireprooing board mi2 45 10 Cenent drang board m2 18 I I Baffle board m2 21 12 Mirror surface glass above 5mm m2 70 13 Vehicle border Mirror surface topping m2 90 14 Plastic buckle board m2 31 15 Plaster,common wood strip m2 5 16 Top grade solid wood strip m 8.5

57 Referrence

No. Project name Unit price regulated (Yuan) Three. wall cylinder adorn and other adorn 2 1 Marble (cement,grass roots contained and so on) m 137 2 2 Granite (grass roots contained and so on) m 188 2 3 Ceramic tile belowl52 X 152 (grass roots contained and so on) m 35 2 4 Color porcelain below20 X 30 (grass roots contained and so on) m 48 2 5 Color porcelain above20 X 30 (grass roots contained and so on) m 55 2 6 Veneer (omm) (grass roots, antisepsis, oil paint contained and so on) m 49 2 7 Veneer 5mm (grass roots, antisepsis, oil paint contained and so on) m 57 2 8 Mirror surface glass (grass roots contained) m 68 2 9 Hard board strip (grass roots, antisepsis, oil paint contained and so on) m 51 2 10 Soft plaster wall surface (oil paint contained) m 23 2 11 Plastic lathing m 26 12 Solid wood baluster armrest m 112 13 Stainless steel baluster armrest m 136 14 Steel baluster wood armrest m 85 15 Steel baluster armrest m 70 16 Wall wood armrest m 45 17 Spraying plastic, Spraying besmear m2 7 18 Common wall paper m2 15 19 Top grade wall paper m2 35 20 Libang lacquer,latex lacquer m2 15 21 Simple soft package m2 20 2 22 Soft package m 35 Four. door and window type 1 Full-glass free door m2 300 2 2 Plastic-steel window m 175 2 3 Plastic-steel door m 220 4 Aluminum alloy sliding door m2 170 2 5 Aluminum alloyreel floodgate door m 80 6 Aluminum alloy window (balcony) m2 120 7 Door and window covery m2 40 8 Wood screen door,Wood screen window m2 35 9 Steel tubesecurity door m 65 10 Stainless steel tubesecurity door m2 85 11 Finished productsecurity door door 500 Five. storied building ground layer 1 Common water mill stone glass fillet m2 32 2 2 Colour water mill stone PCV fillet m 42 2 3 Marble m 107

58 Referrence

No. Project name Unit price regulated (Yuan) 4 Granite m2 152 5 30X 30 terra brick m2 50 6 Below 60 X 60 terra brick m2 60 7 Above 60 X 60 terra brick m2 80 8 Complex wood floor board m 2 40 9 Tongue-and-groove wood floor board m2 80 10 Flat gob wood floor board m 53 Note: a. This reference price is calculated by the book simple package project, edition binding project making up separately; Construction and decoration project short of item are supplemented according to relative design conformation, market material synthesis price. b. Concave and protruding type sunshade according to plane space increase 6 Yuan/m2 . c. Decoration layer oil paint attempter lacquer or common eau deuce oil paint, top grade latex oil paint increase 5 Yuan/M2. 2 d. Water mill stone, marble ground embed copper strip increase 10 Yuan / i . e. Price of top grade or import stone material is adjusted separately. f. Project contained in house demolition structure grade partition standard is not calculated separately. Table 4-9 Yancheng City demolished house attached installations reference price Reference Sequence N u price Name of project unit number regulated (Yuan) 12, 18 brick wall (wall base,mortarpaint contained) m2 30 I Fence 24, 37 brick wall m 50 Brick wall in disorder m2 20 Brick (trinity mixture fill contained) brick wall in disorder m2 10 Extraventricular Simple cement m2 30 2 m2 3 Terra level ground Factory area cement path m 55 Cement square brick colour ground brick m2 50 3 Sewer Brick build, tile tube, cement tube m 15 4 Cooking range Simple eye-three eye seat ceramic tile face one 50-100 Small soil well, hand press well one 150 5 Well Cement tube one 350 Steel tube one 400 6 Cesspit Crock model one 40 Brick build m3 80 Simple casket one 600 7 Grave moving Double casket one 800 Collect bone one 300

59 Reference Sequence Name of project unit price number regulated (Yuan) 8 Air condition Hanging model (one drag two incresment 50 Yuan each one) one 100 |Arkmachine one 200 2 9 Alcove (common) m 80 10 Phone moving one 208 11 Water heater (coal gas,electricity) one 50 12 Solar water heater one 200 13 CATV moving one 80 14 Cookroom top grade combination tool(up and down) m 500 15 Top grade wallfurniture mW 180-200 16 Feed pool one 100-500 17 Running water pool (chinaware,water mill) one 50 18 Stonestainless steel pool one 100 19 Bathtub one 200 20 Water closet one 200 21 Flower pool m 47 2 22 Fish pool m 52 2 23 Attic m 85 2 24 Gatetower m 210 25 Lamp box m2 180

Table4-10 Yancheng City demolished house decoration compensation rate part Ground Wall Roof Door and window standar Common cement Calcareousness 15OYuan terra level ground or Calcareousness dope dope, no suspended Wood screen door, standard 30 X 30 ground and so on ceiling, common Wood screen window brick lamp Colour porcelain below Square wood Common watermill 180 Yuan stone glass embeded 20X30, fireproofing Sunshade keel,door Aluminum alloy standard strip below 60 X 60 broad and window covery, window (balcony) sad sribelw 6Sunshade layer and middling lamps and ground brick facing magnetism dope lanterns Top grade lamps and Marble face or top Aluminum-plastic lanterns, door and 250 Yuan Made cer top board Sunshade layer window covery, steel-plastic door standard grade ceramic tile and facing, plaster, Sunshade and window, balcony common wood strip, Aluminumbuckle Libang, latex lacquer board 350 Yuan Below 152 X 152 Veneer (5mm) Top grade lamps and Finished product security

60 Ground Wall Roof Door and window standar standard ground brick or Sunshade layer and lanterns, door and door, steel-plastic tongue-and groove facing, top grade wall window window, balcony wood floor board, paper covery,Sunshade colour water Aluminum layer and millstone PCV facing embedd strip

4.2.4 Resettlement Policy of Non-residential House Demolition

A. Rural Non-residential House a. Rural enterprises and institutional units' resettlement I . Resettlement principles Each affected enterprises unit recovery and rebuilding advices were solicited during material object number and socioeconomic survey of land expropriation and house demolition. Reconstruction-oriented enterprises resettlement program was confirmed in accordance with project impact on the enterprises, combined with local economic structure adjustment plan and urban development plan. Enterprise relocation compensation includes land expropriation for new premises, house and ancillary installations compensation, equipment relocation and losses fee, losses to cease. According to project impact on the enterprise and restoration will of enterprise, in accordance with industrial structure adjustment, enterprise resettlement program s confirmed. i . When the project planned the displacement of affected enterprises, asked the opinions of enterprises property rights owner, and took cash compensation and reconstruction after compensation. As for cash compensation, enterprises are provided full compensation according to loss; as for reconstruction, advice of local governments should be solicited, According to local plan new site, building size and land occupation area. ii . Construction of affected enterprises should be rebuilt as original size and restored functions. iii. Resettlement sites and resettlement program accord with project relocation policy and urban plan requirements. iv. Affected enterprises should try their best to rebuild houses near by satisfying conditions and requirements of production and operation and local government plan. v . Build house first and then demolish the old one second as possible as one can and prevent or reduce closure time of production and business and losses. vi. Enterprises affected by the demolition and resettlement must cease, and are provided closure loss compensation according to related policy. 11. Subsidy policy in the process of remove i . Help land expropriation in new site; ii. House compensation: Compensation is provided by workshop structure and replacement price; iii. Closure of production and business subsidies: According to wages, average profit level before remove, calculated by 3 months. iv. Equipment relocation costs and loss: compensation is provided by 15% of equipment value. III. Other policies

61 i . Rights and interests of enterprise unit workers will not be affected, including wages, health care and social insurance, dividends and bonuses and so on; ii . Enterprise workers will not lose their jobs because of relocation. b. Rural commercial stores resettlement Shops demolitions in this project are all in rural or urban areas, as for demolition compensation for small shops relying on residents their own families, there is no specific provision in municipalities. The project adheres to basic principle of "reconstruction after the demolition, compensation for loss," and according to a survey compensation and resettlement will be provided. Policy of subprojects as follows: Taidong River Project: Property right owners of affected rural shops are compensated according to production and operation house use standard of demolition enterprises. And 3,500 Yuan operation loss compensation will be provided to per household during moving and transitional period. Shops involved in annual project, were provided locations for its choice by administrative villages that the store locates in. Locations can be in new subdivisions and near the bridge or other suitable places to operate the store. Store owners get notice one month in advance and will have sufficient time to find other outlets to continue operating. Implementing agencies should provide leasing out information for it to move to new premises, in addition, should inform of affected temporary staff three months in advance, providing free job information to help them find jobs as quickly as possible. Yancheng City Treatment Project: Cash compensation will be given in accordance with valuation of urban demolition commercial shops, after that, can choose places to manage them. The methods used to assess and benchmark land prices are consistent with parameters used enterprises. B. Urban Non-residential House Non-residential House demolition in project affected area mainly includes office space and production shops of enterprise and institutional units. Jiangsu Dongcheng Yi real estate assessment Ltd. took house property, land tenement valuation respectively on office space and production shops of enterprise and institutional units in project affected area. As for land tenement buildings redevelopment purchase price, assessment personnel referring to price of urban house demolition construction fixing project cost reference table published in Yancheng City house demolition valuation parameters and sum of interest, profit and relative tax and fee of exploitation business man, set down house replacement price standard. Compensation price of TV station office space and compensation unit price of Mangnan Jingping shops were made an assessment in the way of income approach. Demolition compensation for remaining enterprises and institutional units were made cost assessment. Non-residential (institutions, shops) house demolition compensation price standard is shown in table 4 -11. Table4- 11 Yancheng City Non-residential house demolition compensation price standard table N Land use Assessment Structure Compensation 2 subitem method sort price(Yuan/m ) Chuabchang Mixture one 844 Yancheng City . Cost method: private River West Old one 869 Weicheng Investment .relcmn Floodgate relcmn ConsulStationConsltaion td. enterprise price Wrap one 294 Chuabchang Cost method: Mixture one 844 Guoyu Trade private River West Costmet Company enterprise Floodgate price New one 706 Stationprc culture and Chuabchang Contained Yancheng TV Station cation River West Profit method land plot 2238 Floodgate ratio

62 Name of unit Function of unit Land use Assessment Structure Compensation subitem method sort price(Yuan/m2 ) Station team 1.0 Chuabchang Contained culture and River West land plot 4351 TV Station .Profit method 45 education Floodgate ratio Station team 1. I Chuabchang Cost method: Old one 869 Jianghuai dynamic joint-stock River West replacement joint stock company association Floodgate r facility 688 Station price Chuabchang Contained River West land plot TV Station individual Profit method 4351 Floodgate ratio Station teaml.0 Magou vermicelli private Mangshe River Cost method: Mixture one 844 Flood replacement New one 706 factory enterprise ControlBrake price Wrap one 294 Contained Mangshe River business house individual Flood Profit method t 1556 ControlBrake teaml.0

4.2.5 Compensation Policy for Affected Ground Attachment and

Infrastructure

Affected infrastructure and ground attached-buildings of property rights units are compensated by project units, and are rebuilt by property rights units or project units according to original criteria, original scale. Compensation fee for affected ground attachment and structure buildings is confirmed by replacement price with a new set; Farmland water conservancy installations, Artificial breeding farms and electricity, radio, communications installations and other attached buildings, are paid movement and compensation fee according to the principle of equivalent alternative. According to policy above, in light of the local condition and the World Bank requests, compensation rate of this project is constituted. If there is an objection in the process, developer and people demolished consult with each other to resolve.

4.2.6 Compensation Policy for Buildings without House Ownership

Certificate

Rural house construction without house ownership certificate is compensated in accordance with the Ministry of Water Resources Suggestion Concerning House Compensation Standard of Land Expropriation

63 and Resettlement in Huai River point Treatment Project (issued by Minister of Water Resources plan department No.470 in 2005); Rural unlicensed construction is based on Article 26 of Yancheng City Urban House Demolition Administration Measures: Illegal construction should be demolished and over the approval interim period, compensation is not provided. Demolition of temporary buildings not exceed limit time, regulated in temporary construction scale license, is implemented by assumpsit; Unregulated, compensation is provided according to construction and installation cost. As for project's unlicensed construction replacement, assessment personnel referring to price of urban house demolition construction fixing project cost reference table published in Yancheng City house demolition valuation parameters and sum of interest, profit and relative tax and fee of exploitation business man, set down house replacement price standard.

4.2.7 Compensation policy for Vulnerable Groups

A. Rural Vulnerable Groups Families with financial difficulties will be given appropriate house subsidies after project implementation.They can apply for them, guaranteed by local village collective security and are helped to attain priorities to get loans from local credit cooperatives. If house redevelopment is difficult, families with financial difficulties can apply for local Project Office. Project Office and local government will pay compensation based on specific circumstances, according to minimum compensation rates for house demolition of Yancheng City and Taizhou City, and Yancheng 70000 Yuan per houshold, Taizhou City 50000 Yuan per household. If vulnerable groups resettlement policies above are not complete, the local government commitments: a. As for families with financial difficulties in project affected area, the reason for their impoverishment as follows: the old and infirm, disease, female heads of household, no male labor force, basic living guarantee. After project is implemented, appropriate house subsidies will be paid to families with financial difficulties; b. When project implemented, appropriate living subsidies should be given to help overcome the difficulties encountered in the relocation process; c. Families with financial difficulties can apply for themselves, guaranteed by local village collective security and are helped to attain priorities to get loans from local credit cooperatives after project implementation. d. In the implementation process, local village collective help to choose house site and organize labor forces to their demolition and house construction, etc. B. Urban Resident Vulnerable Groups According to article 32 of Yancheng City Urban House Demolition Administration Meassure, people dismantlled who have only one house and his cash compensation for the amount below the minimum standard, through open system, developer should pay compensation to people demolished who match conditions according to minimum standards. Demolition compensation minimum standard is confirmed referring to smallest sized affordable house value regulated by the state residential design norms. People affected with the above provisions of the minimum cash compensation still are unable to solve the house problem, and can enjoy low-cost urban house security policies or affordable house preferential policies. Widowed senior citizens, who have not relatives, if they agree, they may submit an application. With the conditions of adoption, local Civil Department is responsible for arranging them to live in orphanage (foster homes).

64 5 Compensation Rates According to the relevant laws and regulations of the state and local, the compensation rates should be determined on the basis of the compensation policies of this project. The prices of the compensation rates are on the basis of CPI in the second half of 2005, and should be in accordance with the main project.

5.1 Compensation Rates for Rural Collective Land Expropriation Every province should determine the compensation rates on the basis of the relevant policies and laws. A. Compensation rates Jiangsu Province: Based on Land Administration Law of PRC and Jiangsu Provincial Land Administration Ordinance, and combined with the practical conditions of the farmland per capita and the water project permissions of Jiangsu Province, the compensation rates can be set down. The compensations should be equal to 16 times of the output per mu. Based on the practical conditions of Huai project, the annual average output per mu farmland is 1280 Yuan. The compensation rates of fish ponds, mulberries, cattail fields and lotus root ponds should be determined by the relevant provisions in the Jiangsu Provincial Land Administration Ordinance. The detailed information shows in TableS-I. Table 5-1 Compensation rates of the first year resettlement in Jiangsu Province for rural collective land expropriation Three-y Compensation multiples ear Unit average Price Subject Unit output Compensatio Subsidy Remarks Total (Yuan! per mu n multiples multiples mu) (Yuan/ mu) Farmland (Paddy fields) mu 1280 16 20480 Containi ng Fish ponds breeding fish 10000 mu 1280 10 7 17 31760 carefully Yuan installati ons fee fish ponds breeding fish mu 1280 4 2.8 6.8 8704 careless Cattail Fields mu 1280 4 2.8 6.8 8704 Bamboo forest mu 1280 4 2.8 6.8 8704 House site land mu 1280 16 20480 expropriation Wild rice stem mu 1280 4 2.8 6.8 8704 Ditch Road mu 1280 6 6 7680 Bottomland mu 1280 6 6 7680 Management land mu 16 20480 Enterprise land mu 16 20480 Institutions land mu 16 20480

65 Compensation for green mu 640 seedling

Anhui Province: The projects are along Huai River, so the irrigation condition and climate are similar. According to the survey, the differences of the output per mu of farmland in the project areas are little. Based on the views of Feasibility Study Report, the compensation rates for land expropriation are calculated on the basis of the annual average output per mu. The annual average output per mu of paddy fields and dry land is 1126 Yuan/mu, and that of fish ponds is 1400 Yuan/mu. This project is big water conservancy project, based on the Land Administration Law of PRC, The regulations of Compensation for Land Expropriation in Large and Medium-sized Water Conservancy and Hydropower Project and Resettlement, and The Measures of Anhui Province Carrying out , the compensation rates and resettlement subsidies for land expropriation should be expensed as 16 times as the three-year average output per mu of farmland. The standards of compensation rates and resettlement subsidies for other land should be implemented in accordance with the relevant regulations of each province, autonomous region or municipalities. The compensation rates for scattered trees and green seedling in the expropriated land should be implemented in accordance with the relevant regulations too. The compensation rates for fish ponds and registered river beach should refer to the compensation rates for the farmland. The compensation rates for other land should be equal to twice of the three-year average output per mu. Compensations rates for green seedling in permanent land expropriation: the compensations for green seedling of the farmland should be paid in the light of the seasonal crop's output. The compensations for green seedling of the fish pond should be equal to its half annual output. The compensations for green seedling of the river beach include the compensations for infrastructure. At last, the other land cannot expropriate compensation for green seedling. Table 5-2 Compensation rates of Anhui Province for rural collective land expropriation multiples of the Average output compensation Compensation The compensation per mu in past rates and rates for land Thegreenseeln Subject . for green seedling three years Resettlement expropriation (Yuan/mu) (Yuan/mu) subsidies for land (Yuan/mu) expropriation Paddy field 1126 16 18016 563 Dry land 1126 16 18016 563 Fish pond 1400 16 22400 700 Registered 1126 6 6756 1126 bottomland Other agricultural 1126 2 2252 land

Henan Pronvice: According to The Measures of Henan Province Carrying out and The Bill of Compensation for Land Expropriation in Large and Medium-sized Water Conservancy and Hydropower Project and Resettlement, the compensation rates for land expropriation should be equal to 6 times of the three-year average output per mu on the basis of the practical conditions in this district and the compensation rates of the similar projects which recently implemented in Henan Province. The subsidies for resettlement should be 10 times than the above standard of the three-year average output per mu. The compensation for green seedling should be equal to half of the three-year average output per mu.

66 The compensation for garden fields and fish ponds should be 16 times than the output per mu of the garden fields and fish ponds on the basis of The Resettlement plan of First Phase in the Middle Line of Transfering water in the South to the North of China Project. By the account, the three-year average output per mu is 1127 Yuan/mu in the low-lying land along Huai River, 1108 Yuan/mu in the low-lying land along the lower reaches of Xiaohong River, and 1153 Yuan/mu in the low-lying land along the lower reaches of Jialu River and Yin River. The composite output per mu in Henan Province is 1126 Yuan/mu, and the compensation rate for rural collective land expropriation is 18016 Yuan/mu in Henan Province. Table 5-3 The unit price calculating table of compensation rates of Henan Province for rural collective land expropriation

Thelo-lin lndalng The low-lying land along The low-lying land along The ow-lingand long the lower reaches of Subject Huai River Xiaohong River the lower reaches of Jialu River

Paddy Irrigated || Fish Paddy Irrigated 1Garden Paddy |[ Irrigated | Garden | fields 11 fields JLponds fields fields j _ _ fields fields _ _ [2002 I _ 111060 ] _ [1035 II_ _ _ _ 1030 __ -

A2003 ______1110 ] ] 1140 _ _ ][1180 __ - Annual 2004 1210 |[ _ _ ||[ ]|| 1250 output

comultiples _ [6 of 1 6 |[ 6 | ]f 6 ][ _ 6 ]f 6 Rural compensation _ _ _ _ [ rates IL ______collective multiples of ] [10 land subsidies rates for l l 10l101 10

peranent multiples of05 L__ ___ I . . compensation rates X ___ = X _ 0. _ L 0 5 _ Compensation rates 9708 [7 if 0 fo r n d ______l ______I _ _ _ _ _ [Subsidies rates for if ir 11260 117150] 11260 f 16180 [ 11260 [ 16180 [resettlem ent _ _ [______[Compensation rates ir 11563 F 1 1563 1563 1 1563 1 563 for green seedling ______1_ _ I i _1 _ Total ][ _ _ 18579 1[27440 I_ 1118579 IF 26451 j[ 18579 26451 Land Administration Law of PRC, The Ordinance of Henan Province Carries Out The policy foundations I

Shandong Pronvince: Based on the relevant regulations in The Measures of Shandong Province Carrying out and The Bill of Compensationfor Land Expropriationin Large and Medium-sized Water Conservancy and Hydropower Project and Resettlement, the compensations for land expropriation belong to the rural collective economic organizations. Compensations for ground attachment and green seedling belong to the prosperity owners. The subsidies for resettlement should be used to resettle the villagers who lost lands, and cannot be diverted to other uses. The compensations include compensations for land expropriation, compensations for green seedling and recultivating costs. The main crops in the affected farmlands are wheat and corn, and the secondary crops

67 include soybeans, vegetables and other crops. Based on 2001-2003 Annual Report of Rural Economic Statistics, the annual output of the affected areas can be calculated. The annual output of the farmland crops is 1200 Yuan/mu outside the embankment and 600 Yuan/mu inside the embankment. According to the Feasibility Study of ForeignInvestment Projects on Low-lying Land Treatment in Huai River (Draft) which is formulated by Water Resources and Hydropower Plan and Design Institute, the compensation rates for land expropriation should be equal to 16 times than the three-year average output per mu of farmland. It means the compensation rate for land expropriation is 19200 Yuan/mu outside embankment and 9600 Yuan/mu inside embankment. The compensation rate for green seedling is 600 Yuan/mu. B. Related taxes and fees Jiangsu Pronvice: Based on the relevant regulations of The Notification of Concerning on the Levying Standard of Adjusting Recultivating Costsfor the Farmlandwhich is Formulatedby the Land and Resources Department of Jiangsu Province and Transmitted by the Clerical Office of Jiangsu Government Province (promulgated by Decree No.32 of Jiangsu Province Government in 2006), the recultivating costs for the 2 farmland is 11 Yuan/M2 in the central of Jiangsu Province and 9 Yuan/m in the north. According to the regulations of The Notification of Concerning on Land Issues of Water Resources and Hydropower Project Construction (promulgated by Decree No.355 of The Ministry of Land and Resources Government PRC, The State Economic and Trade Commission and The Ministry of Water Resources of PRC in 2001), the recultivating costs for the farmland should be equal to 70 percent of the minimum standards which regulated by each provinces, autonomous regions or municipalities in the areas which inundated by the reservoir project to control flood and supply water (including irrigation). Based on the Regulations of Concrete Policy on Land Occupation Tax (promulgated by Decree No.206 of The Ministry of Finance PRC in 1987), the lands of agricultural irrigation installations which are directly serviced for agriculture are exempted from Land Occupation Tax. The detailed information shows in Table5-4. Table 5-4 The gethering table about related taxes and fees of Jiangsu Province Unit price Subject Location Unit unit ) Remarks (Yuan/mu)Reak North of Jiangsu mu 4,202 Xuzhou, Huai'an and Yancheng The recultivating costs Province for farmland Central of Jiangsu ProvincePrvnemu 5,136 Taizhou

Anhui Province: Only the recultivating costs for farmland are included in the project costs. According to the Article 18 of The Measures of Anhui Province Carrying out , the 2 recultivating costs for farmland are from 6 Yuan/M2 to 9 Yuan/M . Based on the regulations of "The Notification Concerning on Land Issues of Hydroelectric Project Construction" (promulgated by Decree No.355 of The Ministry of Land and Resources Government PRC, The State Economic and Trade Commission and The Ministry of Water Resources PRC in 2001), the recultivating costs should be equal to 70 percent of the minimum standards which regulated by each province, autonomous regions or municipalities, and the recultivating costs of flood control project can refer to the above rate. According to the above regulations and combined with the practical conditions of the project, the recultivating costs should be equal to 70 % of 6 Yuan/m 2.It means the recultivating cost is 2800 Yuan/mu. Based on the relevant state laws, the lands of agricultural irrigation installations which are directly serviced for agriculture are exempted from occupied land tax. Henan Province: The project is the draining waterlogs project, so the main benefit is to improve agricultural conditions. According to the practical conditions of previous projects, the project only levy upon the recultivating costs for farmland. Based on the Decree No.40 which promulgated by Finance Department of Henan Province in 1999, the recultivating cost is 3378 Yuan/mu which is half of the compensation for land

68 expropriation. Shandong Pronvice: According to the Article 16 of The Ordinance of Shandong Province Carries out , the recultivating costs should be equal 8-10 times of three-year average output per mu of farmland if the land is approved. According to the regulations of "The Notification Concerning on Land Issues of Hydroelectric Project Construction" (promulgated by Decree No.355 of The Ministry of Land and Resources Government PRC, The State Economic and Trade Commission and The Ministry of Water Resources PRC in 2001), the recultivating costs should be equal to 70 percent of the minimum standards which regulated by each province, autonomous regions or municipalities in the occupied land which is used to control flood. The recultivating cost is 6270 Yuan/mu on the basis of calculating, and the cost of this project is 5040 Yuan/mu.

5.2 Compensation Rates for State-owned Land Use and Transfer The state-owned land use and transfer only relate to Jiangsu Province and Anhui Province. Jiangsu: Based on the relevant regulations of Land Administration Law of PRC, The People's Republic of China Law on Urban Real Estate Administration, Contents of Land Allocation (promulgated by The Ministry of Land and Resources of PRC) and Contents of land allocation of Jiangsu, the infrastructure lands for energy, transportation and water conservancy which get support from state would get the use right by land transfer. In the first year resettlement project in Jiangsu, the state-owned land expropriation only relates to Yancheng. The costs of transferring or allocating land are on the basis of the relevant regulations of Yancheng. The detailed information shows in Table 5-5. Table5-5 Compensation rates of Yancheng for state-owned land Type of Levels of Type of The main Name of Address Type of Land . . the Unit price bai ofth industrial the use bsso h units of units units sub items occupied (Yuan/mu) polcy land right policy land Yancheng The west Decree Weicheng No.4, floodgate No.16 by Huanghai Collective Investment . station of 2 Transfer Permanent 231116 Yancheng West enterprises Consultation etps Chuanchang Government Road Co. Ltd. River in 2005 The west Decree No.2 Guoyu Huanghai Private floodgate No.16 by Trading . station of 2 Transfer Permanent 231116 Yancheng West enterprises Company Chuanchang Government Road River in 2005 No. I Culture The west Decree Yancheng Huanghai and floodgate No.17 by T s M station of I Allocation Permanent 100000 Yancheng TV station Middle education Road institutions Chuanchang Government River in 2005 The west Decree No.2 Public floodgate No.17 by People's Huanghai service station of 2 Allocation Permanent 100000 Yancheng

Road institutions Chuanchang Government River in 2005

69 Anhui: Based on the relevant regulations of The Ordinance of Anhui Province Carries out , the rates of approved stat-owned lands refer to the compensation rates for rural land expropriation.

5.3 Compensation Rates of Temporary Land Occupation Jiangsu: Based on Land Administration Law of PRC, the temporary stat-owned land and collective land occupation should be approved by the land department of the people's governments above the county level. The users of temporary land occupation should follow the contract of temporary land occupation, and pay the compensation for temporary land occupation. The period of use usually does not exceed two years. If the users need to extend the use period, the formalities should be completed so as to the next round of the rental period before expiry. The temporary land occupations of this project include temporary land occupation for construction and temporary land occupation for soil acquiring and discharging. The compensation rates for temporary land occupation should be calculated on the basis of the occupied period, the recultivating land time, and the difficulty of recultivating land and corresponding recultivating land costs. The state-owned land occupation only relates to Yancheng, so the compensation should be on the basis of the relevant regulations of Yancheng. The detailed information shows in Table5-6. Table5-6 Compensation rates of Jiangsu Province for temporary land occupation

No. Project Title Unit Compensation rates (Yuan/mu)

Collective land 1 Project of Low-lying land Low-lying land 1Low-lying land occupation j Taidong River of Yancheng [of Taizhou of Xuzhou 1 Compensation for 1 1920 1920 land occupation __ _ _ L_ 18 1 Recultivating costs 1 834 834 834 834 for land occupation __ L______1 Compensation for 2560 2560 1280 1 2560 soil discharging j mu 26 26 12 ngRecultivatingcosts 1 [ 1440 i 1368 1440 ______for soil discharging] __ [______~~1m solacurng I 1soilCompensation acquiring for 11(F | 1111I3840 [13840 | 1920 l Recultivating costs 1 s] mu 4160 4160 2968 l _ for soil acquiringt _ I[ State-owned 1 i 1 land occupation __ j ______

Anhui Pronvice: The temporary land occupations include land occupation for filling reservoirs, land occupation for borrow area and deposit area and temporary land occupation for construction. After the completion of the main project, the recultivating for the temporary land is demanded. The major measures include the land formation, surface soil maturation and field irrigation ditches matching. The compensation for temporary land occupation should be respectively calculated on the basis of the occupied time and the land type. The recultivating costs should be respectively calculated on the basis of the land losses. The land losses which are made by land occupation for filling reservoirs and temporary land occupation for construction are little, so mature soil coverage and soil loosen are demanded. Because the areas of soil

70 discharging are great large, the damaged land needs mature soil coverage and field irrigation ditches matching after land formation. The recultivating costs are very high in the areas of soil acquiring because of the greater depth excavation. In the areas of temporary land occupation, the compensations for green seedling of farmland should be paid in the light of the seasonal crop's output. The compensation for green seedling of fish pond should be equal to its half annual output. The river beach and other land cannot be compensated for green seedling. Table5-7 Compensation rates of Anhui Province for temporary land occupation Type of the land Recultivating costs (Yuan/mu) Land occupation for filling reservoirs 500 Land occupation for borrow area 2800 Land occupation for deposit area 1200 Temporary land occupation 500 for construction layout

Henan Pronvice: The temporary land occupations are mainly serviced for deposit area and construction while dredging the rivers. Under construction design, the period of temporary land occupation and temporary land occupation for construction layout is one year. The compensations for temporary land occupation include compensation for land losses and recultivating costs. The compensations for land losses are based on the annual output and the occupied time, and the recultivating costs should be in accordance with the actual cost. The period of temporary land occupation is one year. The compensation rates for temporary land occupation should be equal to composite output per mu of Henan Province. The recultivating in the area of temporary land occupation for deposit area includes removing surface soil, surface soil dumps, the land formation, mature soil coverage and field irrigation ditches matching. The recultivating cost is 2400 Yuan/mu by analyzing. The formation of the temporary land occupation for construction layout includes the land formation, surface soil loosen and field irrigation ditches matching. The investment is 500 Yuan/mu by analyzing. Shandong Pronvice: According to occupied time and the recultivating costs, and combined with construction period and recultivating period, the compensation rates for temporary land occupation can be determined. Based on the principle that the compensation period should be equal to occupied period, the compensation rates for temporary land occupation are calculated on the basis of the actual condition. Under construction design, the compensation rates are equal to annual average output per mu when the occupied period is one year. The construction units are responsible for the recultivating after the expiry of occupied time. The compensations include compensations for land losses and recultivating costs. According to the local condition principle and combined with the natural topography, take the measures to format and plow land. The recultivating costs are 2800 Yuan/mu in the areas of borrow area, 1200 Yuan/mu in the areas of deposit area, and 500 Yuan/mu in the areas of temporary land occupation for construction layout.

5.4 Compensation Rates for Residential House and Attachment

Demolition

5.4.1 Rural residential house

The compensation rates for rural residential house demolition are in accordance with the standards in The

71 Views Concerning on Compensation Rates for House of the Major Projects in the Huai River which is promulgated by The Ministry of Water Resources PRC, and compensation rates for attachment demolition are based on replacement value. The detailed information shows in TableS-8. Table5-8 Compensation rates for rural house demolition in the I st year's resettlement

Subject Key indicators Unit un ) (Yuan) Brick- concrete structure m2 350 Residential Brick- wood structure m2 320 house Soil-wood structure m2 249 Soil-grass and other structure m2 120 Fence m 25 Toilet Each one 280 Pigsty Each one 280 Well pressed by human power Each one 260 General well Each one 150 Telephone Each one 200 Cable TV Each one 300 Cement venue m2 30 Attachment Tree (Young) Each one 5 Tree (Grown) Each one 200 Fruit tree (Young) Each one 10 Fruit tree (Grown) Each one 300 Special fruit tree (Young) Each one 30 Special fruit tree (Grown) Each one 1000 Biogas digester Each one 450 Intensive fish pond m2 30 Subsidies for moving Each person 280 Subsidies for resettlement Each person 200 Other Infrastructure compensation Each person 1500 compensation for scattered resettlement Infrastructure compensation for concentrated resettlementreeteetEach person 2500

5.4.2 Urban residential house

The compensation rates for urban residential house demolition are based on the relevant regulations of Management Ordinancefor Urban house Demolition (promulgated by Decree No.305 of State Council PRC), Management Ordinancefor Urban house Demolition of JiangsuProvince, Management Ordinancefor Urban house Demolition of Yancheng, Interim Assessment Measures for Urban house Demolition of Yancheng, Assessment Technical Specification for Urban house Demolition of Yancheng, Assessment Parametersfor Urban house Demolition of Yancheng, The Notification Concerning on the Rates of Subsidies, Compensation and Expense for Urban house Demolition of Yancheng, The Supplementary Regulations Concerning on the Issues of Urban house Demolition of Yancheng, Request for Releasing the Urban Land Premium Levels and Results of Benchmark Prices of Yancheng, and Assessment Guidance for Urban house Demolition of

72 Yancheng. The valuation for urban residential house demolition should be in accordance with the People's Republic of China national standardReal Estate Valuation Norms (GB/T50291-1999). The valuation should base on the benchmark prices, land comprehensive correction coefficient, the correction of development level and volume ratio correction coefficient. The detailed information shows in Table5-9 and Table5- 1O.

73 Table5-9 Compensation rates of Yancheng for urban registered residential house demolition Compensation for house demolition The west floodgate station of The flood The flood control floodgate of Chuanchang River Subject Chuanchang River control

TV station Yancheng glass floodgate of River West of Mangshe River factory Mangshe River Levels of land 2 5 5 New Brick- New New New Brick- New Brick- Structure brick-wood concrete brick-wood brick-wood brick-wood concrete brick-wood concrete structure structure structure structure structure structure structure structure Compen sation

for Yuan2 2467.09 2430.30 2448.39 1316.94 1440.91 1717.06 1412.78 1686.59 house /m2 Compen demoliti sation on for Compen demoliti sation on for Yuan 250.00 250.00 250.00 150.00 180.00 180.00 180.00 180.00 decorati /M2 on

Total Yuan 2717.09 2680.30 2698.39 1466.94 1620.91 1897.06 1592.78 1866.59 2 iM Compen Subsidie sation s for Yuan 7 7 7 7 7 7 7 7 for other moving 1m2

Transiti on cost

74 for moving Subsidie s for tempora Yuan 48 48 48 24 24 24 24 24 ry /ml2 resettle ment Reward for Yuan 5 5 5 5 5 5 5 5 moving fiM2 ahead

75 Table5- 10 Compensation rates of Yancheng for urban unregistered residential house demolition Compensation (Yuan/M2) Decoration Total The The The flood The The flood The House west contro flood west contro flood Structure Rank replace floodgat I control floodgat I control ment e station flood floodgat e station flood floodgat value of gate e of of gate e of Chuanc of Chuanc Chuanc of Chuanc hang Mang hang hang Mang hang River she River River she River River River Steel- concrete 1 984 250 150 180 1234 1134 1164 structure 2 954 250 150 180 1204 1104 1134

1 844 250 150 180 1094 994 1024 Brick- concrete 2 775 250 150 180 1025 925 955 structure 3 694 250 150 180 944 844 874

Old brick- wood 1 869 250 150 180 1119 1019 1049 structure 2 819 250 150 180 1069 969 999

New brick- wood 1 706 250 150 180 956 856 886 structure 2 619 250 150 180 869 769 799 Simply constructed 1 294 250 150 180 544 444 474 structure Comp 938 250 150 180 1188 1088 1118

Warehouse ex Simpl 688 250 150 180 938 838 868 e

5.5 Compensation Rates for Non-Residential House Demolition

5.5.1 Compensation Rates for House Demolition of Enterprises and

Institutions

A. Rural enterprises and institutions The compensation rates for rural enterprises and institutions are based on the standards in The Vliews Concerning on Compensation Rates for House of the Major Projects in the Huai River (promulgated by Decree No.470 by Ministry of Water Resources PRC in 2005). The detailed information shows in Table5- 11. Table5-11 Compensation rates for rural enterprises and institutions' house demolition

76 Subject Type of structure Unit Unit price (Yuan) Steel- concrete structure m2 500 Brick- concrete structure m2 419 Brick- wood structure m2 341 Plant ______Soil-wood structure m2 288 Soil-grass and other 2 120 structure Steel- concrete structure m2 478 Brick- concrete structure m2 392 Office room and Brick- wood structure m2 335 warehouse Soil-wood structure m2 274 Soil-grass and other 2 120 structure Compensation rate for Be equal to 25 percent of the infrastructure compensation for house demolition.

B. Urban enterprises and institutions The first year resettlement of low-lying land treatment in Huai River in Jiangsu Province only relates to Yancheng. According to the relevant regulations of Decree No.044 which promulgated by The Construction Department of Yancheng in 2005, Decree No.38 which promulgated by The Yancheng Government in 2005, Decree No.16 and No.17 which promulgated by The house Administration Department of Yancheng in 2005, Dongcheng Real Estate Assessment Co. Ltd of Jiangsu has appraised the prices of house and land which belong to enterprises and institutions in the affected areas. The specific compensation rates show in Table5-12.

77 Table5-12 Compensation rates for urban enterprises and institutions' house demolition Compensation rates Subsid (Yuan/m2 ) Compe Subsi ies for - nsation dies Valuat Compe tempo NmLand insaon Compe for for .rr e Type sub Metho Structure nsation nsation stoppin movi rary item deh for To ng resettl ems d house for tal 9 ng ement demolit decorati product (Yua (Yuan/

2 ion on ion n/mi) m ) The Brick- concrete 10 - Yanc 844 250 1% 10 48 hegwest Cot structure 94 medi Colle floodg Metho Old brick-wood 869 250 11 1% 10 48 cal ctive ate d: structure 19 cal ctive station d instru enter on replac New ment prises ement 54 factor Chuan value brick-wood 294 250 4 1% 10 48 chang structure Y River The Brick- concrete 10 west Cost structure 94 Guoy Privat floodg Metho u ate d Trade nter station replac New Com prises of eent brick-wood 706 250 6 1% 10 48 pany Chuan value structure chang River The west Yanc Cultu floodg re and Benefi heng educa ate t The volume TV educ station ratio of land is 2238 250 24 1% 10 48 statio tions of Metho 1.0 88 n ins Chuan utionschang River The Old brick-wood 11

Jiang west Cost structure 869 250 19 I% 10 48 huai Joint- floodg Metho powe stock station d: r enter o replac Simply comp prises Cfhuan ement constructed 688 250 983 1% 10 48 any chan value structure chang River Mago Privat The Cost Brick- concrete Z4- 250 10 -1 10 -36--

78 Compensation rates Subsid (Yuan/m2') nsation dies for Valuat Compe Compe for for tempo Nam Lad ion nsation Cme fr fr rr Type sub Structure nsation stoppin movi rary e Metho for To resettl items d house for tal 9 ng ement decorati product (Yua (Yuan! dol on ion n/mr) 2 ion __ _ n west structure 94 u floodg Metho New 95 vermi e at d: brick-wood 706 250 6 1% 10 36 vrie station d: structure6 celli enter replac of rpa factor prises ement Simply 54 y hanc value constructed 294 250 4 1% 10 36

River structure

5.5.2 Compensation rates for store demolition

A. Compensation rates for rural store demolition The demolished stores in the first year resetlement are basically small stores which are close to the residential house, and there are not provisions of compensation rates for store demolition in each city. Based on the principle of rebuilding the demolished store and compensating the losses, the compensation for store demolition and subsidies for resettlement should conform to villagers' will. After cash compensation, the villages should supply the nearest places for the owners of the demolished stores to choose and conform to the views of local governments and the affected villagers. Based on the survey data, the possible losses of stopping production should be compensated by the rate of the average wages in the resettled period. It means each villager can get 3500 Yuan which is equal to six-month wages. The direct economic losses of physical quantity should be compensated by the rate of 500 Yuan/each family in the resettled period. The other compensation rates should be in accordance with that for enterprises. B. Compensation rates for urban store demolition The compensations for urban store demolition only relate to Yancheng, so the assessment agencies have appraised prices of the urban demolished stores. Based on the "Cost Reference Table of Urban Store Demolition and Construction Project" in the Assessment Parametersfor Urban house Demolition of Yancheng and combining with the developers' interest, profits and relevant taxes, the prices of store replacement can be decided. The specific compensation rates show in Table5-13. Table5-13 Compensation rates for urban store demolition Compensation rates Compen Subsi Subsid Valua (Yuan/rn) sation dies ies for Land tion Stru CompenSCompenCompen Compen for for tempor Name Type sub sation sation movi ary itemsies odMeth ture forfr foror taTo stoppingrout ng resettlerstl house decorati (Yuan ment on demoliti on /m2) (Yuan/

79 2 on in )

The West The Yanc Cluc floodg Bee Culture Bene volu heng adate ft me 4 TV station ratio 4351 250 3% 10 48 statio education of Meth of 01 institutions od n Chuan land chang is 1.1 River The floodThThe volu control Bene Private floodg fit me18 Store Priva te f Met ratio 1556 250 06 3% 10 36 enterprises ate of Meth 06 of Mangs od land he is 1.1 River

5.6 Compensation Rates for Demolition of House without House

Ownership Certificate The compensation rates for rural house demolition without house ownership certificate are on the basis of The Views Concerning on Compensation Ratesfor House of the Major Projects in the Huai River (promulgated by Decree No. 470 of The Ministry of Water Resources PRC in 2005). The detailed information shows in Table5-8. The compensation for rural house demolition house ownership certificate should conform to the replacement value. Based on the Cost Reference Table of Urban Store Demolition and Construction Project in the Assessment Parametersfor Urban house Demolition of Yancheng and combining with the developers' interest, profits and related taxes, the replacement value of house can be decided. The specific compensation rates show in Table5-10.

5.7 Compensation Rates for Special Installations and Infrastructure A. Compensation rates for rural special installations Jiangsu: The rebuilding project of power transmission installations and telecommunications installations should be compensated on the basis of the practical conditions and the similar projects. The other special installations should conform to their original scales and functions to rebuild and compensate. The specific compensation rates show in Table 5-14. Table 5-14 Compensation rates of Jiangsu Province for special installations Compensation Price No. Name Unit (thousand No. Project Name Unit (thousand Yuan) Yuan)

80 Compensation Price No. Name Unit (thousand No. Project Name Unit (thousand Yuan) Yuan)

A Power installations C Irrigation installations Each I 10KV voltage cable Km 100 I 4m floodgate 160 one

2 35KV voltage cable Km 200 2 5m floodgate Each 200 one

3 110KV voltage cable Km 300 3 IQ irrigation Each 300 station one

4 220KV voltage cable Km 550 D Transport installations 5 500KV voltage cable Km 1000 I Cement road m' 0,06 2 6 Rural low voltage cable Km 50 2 Asphalt road m 0,05 Each 2 7 Transformer 15 3 Gravel road 0,04 one Communication 2 B Communlation 4 Brick road m 0,04 installations Each 1 Telephone line Km 50 5 Ferry crossing 10 one 2 Broadcasting Km 50 transmission cable 3 Optical cable Km 80 4 Electric cable Km 650

Anhui: The compensation rates should be calculated on the basis of the replacement value and the similar projects. The specific compensation rates show in Table5-15. Table5-15 Compensation rates of Anhui Province for special installations

Subject Unit Price (thousand Yuan) Road Km (Level 4) 100 Bridge m 15 Ferry crossing Each one 25 Dock Each one 50 Broadcasting transmission cable km 30 Optical cable km 80 Electric cable km 40 220kv voltage cable km 800 110kv voltage cable km 350 35kv voltage cable km 140 10kv voltage cable km 60 380v voltage cable km 35 Substation 10-20kvA Each one 5 Substation 50kvA Each one 12

81 Substation lO0kvA Each one 22 Substation 300kvA Each one 45 Pumping Station KW I Irrigation channel m 0.12

B. Compensation rates for urban infrastructure The compensations for urban infrastructure only relate to Yancheng, and the specific compensation rates show in Table5-16. Table5- 16 Compensation rates of Yancheng for urban infrastructure No. Project Name Unit Price (thousand Yuan) A Communication installations Television transmission cable km 450 Communication cable km 65 B Power installations 1OkV high voltage cable km 120 lOkV underground cable km 300 380v cable km 160 Low voltage cable km 5.5 C Irrigation installations Automatic water supply system Each one 50 Water treatment system Each one 450 Rock revetment km 500

5.8 Compensation Rates for Ground Attachment The compensation rates for ground attachment are determined by the principle of replacement value and the specific regulations of each district. Because each province has its own rates and there are so many types of ground attachment, the compensation rates will not be listed here. The specific compensation rates can be got from the reports of each province.

5.9 Other Costs The other costs include research and design costs, management costs, technical training costs, and evaluation costs for monitoring. A. Research and design costs Research and design costs are equivalent to 2.5% of the total of first part. B. Management costs Management costs are equivalent to 3.0% of the total of first part. C. Technical training costs Technical training costs are equivalent to 0.5% of the total of first part. D. Evaluation costs for monitoring Evaluation costs for monitoring are equivalent to 1.0% of the total of first part.

82 6 Restoration Plan of Production and Liveling for Displaced Persons

6.1 Objective and Principle

6.1.1 Objective

The purposes of the project is to ensure that DPs can get compensation for their entire loss, proper resettlement and well-done restoration to make them share the project benefit and give them subsidy for their tentative difficulties, and really increase or restore their living and productive standards and enterprises' production and profit before removement or that in high level at the beginning of the project resettlement.

6.1.2 Principle

According to the objective of the resettlement plan, the project made a series of principles for resettlement and restoration. They are as follows: (1) According to the character of the project construction in line, optimize project design tendency in resettlement in order to decrease scopes of land expropriation and house demolition and to reduce DPs as much as possible. (2) The resettlement plan of the project should combine with area construction, resource exploitation, economy development and environment protection in order to indicate the sustainable development of local economy and affected households. Considering the local natural and Socioeconomic conditions, make feasible resettlement plan to restore and develop resettler's production and create fundamental conditions the long sustainable development. (3) The resettlement plan should sufficiently indicate the participative work methods and ideas: respect the will of the affected person and remain their production and livelihood tradition. (4) The resettlement plan should be based on the indices in kind of the land expropriation and demolition and be in compliance with land expropriation compensation and the compensation standard. To assure the DPs's living level should not decrease because of the project; perform the principle of substitution as follows: the first is to compensate the assets at the cost of replacement; and the second is to compensate the others according to the principle of substitution that is the compensation should meet with the lost. (5)When the agricultural land is expropriated, all the lost must be compensated properly. The payments should be dispensed to the collectivity representing all and should not be used for other purpose. The local govemments, the project offices and the village committees should arrange the employment for the farmers engaged in agriculture according to the principle of local integration and multiple employment channels to insure the living level should not be decreased. (6)The households will get the resettlement houses with the same transportation, auxiliary installations and adjacent environment as the original residence sites or the compensation equal to the value of the former houses.

83 (7)Enterprises and institutions will maintain the former organizations and the scale and the function of the house and restore the business environment as much as possible or get the compensation equal to the value of the former houses. The loss caused by suspending productions or business operations. (8)The public installations should be restored wholly with their functions not below the original level, so the persons around the projects who are not relocated can go on well with their daily life. (9) The resetllers who are temporally affected by the project construction and the ones partly loss their assets and are not necessary to relocate can get compensation equivalent to their lost. (10)The project will pay attention to the vulnerable groups including the lonely old people, widows, households headed by one parent, the chronic patients and the indigenous peoples. When relocated, they should get the preferential policies such as consideration in the aspects of houses and employment and should be visited regularly until they are transferred to the local administrative departments. (11) The project will perform the development relocation, mobilize the local governments' power to get done with the training programs for resettlers and create employment opportunities as much as possible to ensure them to adjust to the host place environment as soon as possible, rely on their on efforts in economy and transfer the resettlement responsibility to themselves. (12) Maximize the resettlement economical benefits, improve the working capacities of the resettlement institutions, formalize the resettlement working behaviors, and build up the internal control mechanisms, prevent waste and retention of fund and collusion and corruption, make full use of the resettlement fund to get to the best resettlement impacts. That is to minimize the resettlement cost under the certain resettlement objectives.

6.2 Resettlement Plan for Permanent Land Expropriation and

Temporary Land Occupation

6.2.1 Analysis on the Impacts of Permanent Land Expropriation and

Resettlement Plan

A. The rural agricultural collective land expropriation Permanent land expropriation is 3803.42 mu at 136 administrative villages of 48 towns in 27 counties, including 1403 mu land expropriation at 32 administrative villages of 12 towns in 8 counties in Jiangsu Province, 2162.16 mu (73.8% of total land expropriation) at 58 administrative villages of 15 towns in 8 counties in Anhui Province, 105.76 mu at 30 administrative villages of 15 towns in 7 counties in Henan Province and 132.5 mu at 17 administrative villages of 6 towns in 4 counties in Shandong Province. From land expropriation impact, because the main construction project of permanent land expropriation were caused by widening and heightening embankment and excavating river way, the affect of the project is in state of linetype. According to the analysis, the quantity of the land expropriation is large but it scatters relatively. Taking the administrative village as the business accounting unit, there are 123 villages (covering 95% of total affected villages) whose land lose rate is below 5%, 4 villages (covering 3%) whose land loss rate is between 6% and 10%, and another 2 villages (covering 2%) whose land loss rate is between 11% and 20%. In terms of the households affected by land expropriation, there are 137 households (covering 19% of all affected households) whose land expropriation extent is over

84 20% and other's is below 20%. The details are in the follow Table 6-1. As a result the land expropriation has little impacts on the daily life and agricultural production. Table 6-1 Analysis on the impacts of land expropriation Farmland loss rate Province Affect category unit 0%'-5% 6%-"-10% 11%'-~20% >20% Total Land expropriation village 19 3 2 24 Proportion % 79.17 12.5 8.33 100 g AHs household 1797 498 252 2547 Proportion % 70.55 19.55 9.89 100 Land expropriation village 57 1 0 0 58 Anhui Proportion % 98.3% 1.7% 0 0 100% AHs household 3095 837 259 125 4316 Proportion % 71.7% 19.4% 6.0% 2.9% Land expropriation village 30 30 Henan Proportion % 100% 0 0 0 100% AHs household 5 22 107 12 146 Proportion % 3.4% 15.1% 73.3% 8.2% Land expropriation village 17 17 Shandong Proportion % 100% 100% AHs household 158 32 17 207 Proportion % 76.3% 15.4% 8.3% 100%

Because the project is flood and waterlogging control project, the project will improve the agricultural production condition and reduce damage or crop failure caused by waterlogging. i.e. although the land are lost, the output maybe increase, so the project mayby increase the income of the households. During the field survey, we found all farmers welcomed the project. The affected households believed that the project implementation may change the waterlogged conditions that almost takes place every year fundamentally. Meanwhile, they asked for cash compensation for land expropriation. This method is easily implemented and the households could use the compensation cash to restore production and living freely. According to the analysis, there are various impacts for the land expropriation on each village. So the restoration plan should be made based on the extent of impact, the acquirability of the surplus land resource for affected persons and their will. The project confirmed various restoration plans according to the sufficient consultation with the village committee and individual persons during the socioeconomic survey. Taizhou City low-lying land project in Jiangsu Province is the only one to take the measures of adjusting land in village groups to redistribute land in affected areas, and the surplus land compensation funds belong to the villager collectives, the projects in other provinces take following two income restoration measures for farmer contracted lands: (I) The affected individuals gain the cash compensation based on the compensation rates and quantity of the lost land, and will be paid compensation funds directly. The affected households can make use of these funds to develop other agricultural and non-agricultural activities for increasing income, such as planting commercial crops and other sideline activities. (2) The project will decrease the reduction extent of out-put caused by waterlog and it can bring considerable economic benefit; meanwhile by the construction of farmland water conservancy

85 installations in affected areas, the quality and output of the farmland will be improved, and the income of affected households will be increased. Although the land was lost, the outputs of farmland maybe increase, so the households may gain more income. According to the data calculation, the output of the rice can increase 25%, the soybean about 33% and the income of the household can increase 320 Yuan per year (the calculation is based on the increased output of rice is 100 kg/mu and the price is 1.4 Yuan/kg; the soybean is 50 kg/mu and the price is 3.6 Yuan/kg). So the income loss caused by land expropriation can be patched up. For the village collective land expropriation, the compensation is reserved by the village collective as special fund for constructing the infrastructures and the public service, such as the farmland water conservancy installations and roads, subsidies for the old lonely people and so on. In addition, in the restoration process of DPs' production, the resettlement imlementation institution will help and support them as much as possible, and the main measures are as follows: (1) In the project construction period, arrange service for DPs preferentially, which will bring them cash income. (2) If the affected counties have the exporting of labor service project, the affected persons have precedence over others. (3)The project designs a series of technique consultation and training programs and provides agricultural technology training including the commercial crops and other non-agricultural activities. The relevant technical staff from agricultural and social security departments would be invited to give some training on agriculture and cultivation in the resettlement places. The DPs would get at least once agricultural and non-agricultural production technology training. These above measures can improve the quality and output of crops to increase the income of DPs, so the livelihoods of the DPs can be restored. During the Socioeconomic survey, the resettlement design unit surveyed all of affected villages and groups so as to determine the impact of land expropriation and resettlement, and widely asked for the opinions of the affected villages and DPs, then made proper economy restoration plan. As mentioned earlier, for most of villages and groups, the land expropriation impact is relatively little and the affected degree is average. After the land expropriation, DPs still have some farmlands, so compensation funds had better be distributed to the individual household directly according to the opinions of most of DPs. For them, this measure will assure the money and rights are distributed to DPs on time and at the full amount. For some households who are incapable of engaging in non-agricultural activities, they should be necessarily provided the substitutable farmland by the way of buying or renting farmland. In addition, after implementing project, the benefit brought from the reduction of crop output affected by waterlog provide the important guarantee for the income restoration of DPs. B. The rural non-agricultural collective land expropriation This project affects totally 51 enterprises in Jiangsu Province, 1391 workers, and expropriates 100.35 mu lands, there are 41 private enterprises that are individual workshops, they use their own resident houses as business houses. Because the area of the original house sites is larger than the newly designed house site, because the DPs could not go on using the resident houses as business houses and the local economy development could not be affected for it. By consultation with the local government, the project planned lOmu land collectively in the west of the Caoxi Community to resettle the affected individual enterprises. At present, every household can be distributed 0.244 mu land on average. While concretely implementing the project, the village will reapportion the land with the help of local government according to the need of enterprises and capital had. Qianjin New Building Material Limited Company whose land will reduce for project needs to expropriate or rent 36.03 mu lands beside the original place to deal with the production problems. For the rest of enterprises, because the main production installations and the daily production activities are not affected, and they need not restore production, they are

86 compensated one time by cash, according to their need they restore production. According to the plan, the resettlement of enterprises need expropriate 45.79 mu lands. The resettlement project of this year affects I rural institution, which would choose new place to rebuild house by itself, and it expropriated I mu land in new place. The resettlement project of this year affects 9 business stores, among them, 8 are in the Taidong River project and another one is in Xuzhou City. All the business stores affected by the Taidong River project locate at Caoshe Village in Zhengdong Town of Dongtai City. Through consultation, all stores are compensated wish cash at the replacement cost, then the households can choose freely the proper stores supplied by the village, and buy houses or rent houses or even build the new houses. And they would be decided according to the consultation about each family income codition and business development requirement, now, temporarily rebuilding house by them is considered, whose area is same as the original land expropriation area. The only affected store in Xuzhou City project is compensated for house and other loss with the requirement of policy decided by the consultation between the village collective and store owner, then the store owner resettles himself after getting the compensation. C. State-owned land transferring The state-owned land transfer in first year project only involves Yancheng City Low-lying Project, its permanent state-owned land expropriation is 29.67 mu, including 24.15 land used by enterprises and institutions, 2.59 mu state-owned farmland and 2.93 mu non-agricultural land, which affects 18 households with 58 people, among them, 32 people are labor force. There are also 5 affected enterprises and institutions. Land used by enterprises and institutions involves 4 enterprises and institutions. The land in Yancheng Weicheng Investment & Consultation Limited Company and Guoyu Trade Limited Company was transferred with paying, while the lands of Yancheng Broadcast and Television Managemeng Bureau and People's Park were allocated without paying. 2.59 mu state-owned lands are expropriated from Dongxu Village by Yancheng Garden Mangement Bureau. After the land transfering has little impact on the production and business of Yancheng Garden Mangement Bureau. Through full consultation, all enterprises and institutions agreed with the cash compensation measures and would arrange the employment of affected workers by themselves.

6.2.2 Analysis on Temporary Land Occupation and Restoration Measures

The temporary land occupation of the project includes the occupation of borrow area for taking soil, deposit ares and construction. The installations on the occupation areas such as water conservancy irrigation, water drainage and field cultivated road are destructed seriously by the project. All the installations must be restored to return to their former or close use after the construction. The total temporary land occupation of the first year is 12495.68 mu, among them, 4487.3 mu lands in Jiangsu Province, 6975.2 mu in Anhui Province, 840.78 mu in Henan Province and 192.4mu in Shandong Province. Temporary occupation land should be compensated on the basis of production value and the time of occupation regarding the season as a unit. When there are crops in the fields and they should be compensated for young breeding properly. During the time of occupation, farmers get the compensation for the output value, and they sure that their income from the farmland is not lower than it before the project, and also they save the cost and time and this creates the condition for going out for work and running other industries. The project will not bring the disadvantage impacts to affected households during the period of the project temporary land occupation.

87 After the project, the project constrution destroyed the auxiliary projects and even the soil structure and its production capacity was affected greatly. So the temporary land occupation will be re-cultivated after the project. According to the impact extent of different temporary land occupation, it is divided into four categories. a. Borrow areas for soil Restoration measures of land occupation: Remove the surface earth of the soil and put it in other place, then after taking soil, use the project deserted earth and the earth from external river bottomland to backfill the place, then cover it by using the surface earth of the original soil and level and loosen the soil. According to the prensent conditions of canals and roads around the borrow areas, the project will restore the irretation and drainage canals and cultivated roads among the farmland, and their joints with the outer irretation and drainage canals to assure the needs of farmland irrigation and drainage after the restoration of borrow areas and assure carrying out farmland re-cultivation. The re-cultivated land fees are 2800 Yuan per mu land. b. The deposit areas for soil Re-cultivated land measures: The deposit area is the area for piling soil in the dry construction method, the height of the soil in the deposit area is 2 to 3 meter. Before the deposit area is occupied, the construction uint firstly collect the surface earth of the soil according to the requirement of project unit, and heap in the appointed place so as to recultivate land after the project. After the project construction, the construction unit would level the deposit areas for soil according to the requirement, and then the recultivation unit would cover the cultivation surface earth of soil on the deposit areas, and level and loosen the soil, and then restore the installations such as canals, pump stations and cultivated roads. c. Construction layout Re-cultivated land measures: Remove the sundries which are bad to the growth of crops left by the project, mix appropriate amount of crop straws and farmyard manure to increase the organic content, and turn up the surface soil and restore the irrigation channels. d. Land occupation of field for draining mud Re-cultivated land measures: The field for draining mud was the land for throwing soil away at the construction of dredger, the net height of soil thrown away is 4 to 5 meters, and the recultivating land can be implemented when the soil consolidates. For the quality of soil along the project is sticky with bad fertility and its concretion takes a long time, so the mellow soil should be prepared to cover the earth surface after the levelling the land. For the piled soil is very high, pump stations and irrigation channels are needed to restore the function of the soil with the increased operation cost, and the soil function can be maintained. For the temporary land occupation, the construction unit should take strict measures to protect the surface earth and pile the mellow soil on the surface alone before the project construction, and also take measures to prevent soil and water loss. After the construction, the re-cultivated land measures must be performed to restore the function of the soil before being transferred to farmers. For the technology requirements about the temporary land occupation are very low, the households can generally do it. During the construction time, the construction institution organizes the recultivation and the villages of town and villages take part in it, and organizes the villages whose land were occupied temporarily, these villages take responsibility to do the plan and design of drainage network and supporting infrastructure. After the construction, affected households and villages organize to restore the the temporary land occupation on the basis of the plan, which not only increase the family income, but also assure the quality of the re-cultivated land. If the households and the villages have difficulties to perform the re-cultivated works, the project institution should be responsible to go on with the re-cultivated land. Because the project locates in plain and low-lying land, the economic construction and the fundamental construction in city and or suburb require soil, so the deserted soil can be made full use.

88 Combining with the local development conditions, the re-cultivated land work can be performed after the deserted soil has been used.

6.3 Restoration Measures for Resident House Demolition

6.3.1 Rural Houses

Among the affected households, some households whose main houses are affected need to displace, others whose auxiliary houses are affected don't need to displace. There are two different resettlement ways for households who need displace: the one is centralized resettlement, the other is dispersed resettlement. The house sites are designed by the local village. All affected houses that need be demolished are compensated at the rebuilding house cost. The restoration measures of all provinces are as follows: Jiangsu Province: Only Taidong River Project and Xuzhou Low-lying Treatment Project in first year resettlement project are involved in rural resident house demolition and displacement, they totally affected 392 households villagers, and there are 1226 DPs who need be resettled, among them, 343 households with 1052 persons in Taidong River Project and 49 households with 174 persons in Xuzhou City Treatment Project. The house demolished in Xuzhou City are auxiliary houses, the affected residents all have houses for living in nother place and don't need to rebuild houses and they are compensated by cash. According to the actual survey condition in affected area and people's will, combining with the local town and village construction plan, there are two methods of rebuilding house resettlement in Taidong River Project as follow: a. Centralized resettlement: according to the displacement and resettlement principles, the earth resource in the affected areas, DPs and local socioeconomic development condition, the centralized resident place resettlement can be performed. The planned standard of house site is 0.35mu per household. Combining with the opinion of village leaders and the villagers, 185 households are resettled in the centralized places in two communities that are Caonan Community and Caoxi Community. The fundamental installations are unitively planned to assure that the households have good water, electricity and road conditions combining with the construction of Socialism New Village Demonstration Place. 65 households of the Qianjin New Building Material Limited Company are centralized and resettled in the company. There are 250 households who are centralized and resettled including 722 people and the new house site area is 87.5mu. b. Dispersed resettlement: There are few demolished households, they are dispersed and resettled along the project line. The average house site area is 0.25mu per household. The methods of implementing the house site are as follows: DPs are given the house sites according to the standard and the location of house sites are resolved by the former village committees. The demolished households demolish and rebuild their houses by themselves. For the resettlement, the project unit ask for the opinions of them and they required that they should be arranged in the area with good fundamental installations, and the construction of fundamental installations is not needed, each people can get 150OYuan as the compensatplanion. In total, the dispersed resettlement covers 142 households and there are 504 persons who were displaced, among them, 78 households who need be resettled for new house sites, the house site land area new expropriated is 19.5mu. There are 64 households with 221 people who have their own houses in other palces and they don't need to rebuild the houses after demolition, and they only need cash compensation and not the house site land area new expropriated.

89 2 Anhui Province: 4415.2 m2 rural houses were demolished, of which 3268.5 m are main resident house and the rest 1146.7 m2houses are auxiliary houses, there are 35 households with 104 people who need be resettled. For resident houses, the total 35 households affected by project disperse in 9 villages, among them, there are 4 households on average per village. There is only one village whose displaced households were over 10, and this village is Badaji Village in Wuxiaojie Town of Huaishang District in Bengbu City, among them, the number of households whose houses were demolished is 16. All demolished households will be resettled in the former village, and the auxiliary houses (non-resident) are compensated with cash. According to the Plan Standardin Village and Town Planand combining with the actual condition of project and the counties, districts and villages along the project line, the project unit decided that the use 2 land standard of per capita rural DPs synthetically is 60 m . The compensation rates for land expropriation in new house sites are equal to the dry farmland compensation rates. The relevant town and village governments would provide help for villages in approving and selecting the house sites. The house sites should be allocated to the affected households on the basis of full negotiation and consultation between the village committees and the DPs. The resident habits of DPs, the requirements of agriculture development should be taken into consideration for the construction of DPs' houses; the development space should be kept properly. DPs demolish and rebuild their own houses according to their will. The compensation funds should be directly transferred to the households and DPs must be helped in displacement and restoratioin. The compensation fund for houses should be appropriated by stages by local government resettlement office according to DPs' preparative data and building house schedule. After rebuilding DPs' houses, the resettlement place is still DPs' original place, so they can make use of the existing power line and water supply line. New schools, hospitals and other organizations need not be built. They can use the former society service network in hospitals and schools. Henan Province: Among the affected rural households, some households' main houses are affected and need be displaced; others whose auxiliary houses are affected and need not be displaced. The displaced households are scattered, moved back and resettled in the former village, and the house sites are planned by the village committee, and DPs demolish and rebuild their houses. All demolished houses are compensated at the rebuilding cost. During the displacement time, the subsidiary in the transition period and displacement subsidiary are supplied to them, among them, the subsidiary in the transition period is 200Yuan per person and the displacement subsidiary is 25OYuan per person. Shangdong Province: totally, 354 m2 rural houses need be demolished in this project. According to the principle of economizing the land resource, and according to the Plan Standard in Village and Town Plan (GB50188-93) and Shandong Province Implementment Measures of Land Administration Law of the 2 PRC, the comprehensive using land area is 200 m per household in building house resettlement. In order to assure that the resettlement of building houses reflect the will of displaced households, cooperated with the local governments, the resettlement design units took the interviews with displaced households, and fully understood the will of DPs, with the consultation with them, all of the DPs choose the displacement measure of demolishing and constructing the houses by them. According to the real condition of the affected areas and production resettlement, the displacement just affects 3 households in the Shili Village, and they are resettled by building houses in the former village and the house sites can be supplied by the village committee. The village committee supplies house sites according to the planned standard, and the compensation fund for house demolition is transferred to households directly, and displaced households rebuild resettlement houses in the former villages or groups. The displaced households generally would like to combine the resentment with the living conditions improvement. And DPs are glad to invest some money to improve the living conditions according to own

90 condition. So the living conditions would be improved after resettlement.

6.3.2 Urban Residential House

The urban resident house demolition this year only involves Yancheng City Low-lying Land Treatment Project in Jiangsu Province. The compensation and resettlement policy of urban resident house demolition in Yancheng City are cash resettlement and house compensation resettlement, and the DPs may choose the resettlement method according to their own economy condition and individual demand choice. There are 72 affected households by house demolition need be resettled, including 241 persons. For the compensation and resettlement for house demolition, the demolished persons firstly choose the evaluation institutions fulfilled the assessment qualifications agencies, that evaluates the their houses according to the principle of rebuilding house cost, based on the area where the demolished houses locate, the structure, purpose and floors of the houses and so on. Then, they choose the resettlement measures, one is cash compensation; the other is exchange of house property right. The affected households who choose the cash compensation can use the money to buy new house or secondhand houses. The DPs could freely choose not only the resettlement method, but also the resettlement place and the size of the houses. Urban house demolition involves 72 households and they are all affected by Chuanchang River West floodgate Station Project. The detailed resettlement measures are as follows: There are 3 households in Donghe Village affected by permanent land expropriation, of which the demolished auxiliary houses of two households are without house ownership certificate. The demolition does not affect their daily lives, and they don't need to be resettled. According to Impletmentation Methods of Yancheng City Urban House Demolition and Directive-Sale House Construction and Management, the two households should be given cash compensation. Another one household will buy a resettlement house with 45 m2 in the pointed place or the house directively saled in little type. The compensation cash for house demolition only can pay for house in 45 m2 area; the rest of house area over 45 m2 should be paid by the demolishing institution. There are 14 affected households who are workers of Yancheng Glass Factory, and they have house ownership certificate, and householders were former workers of Yancheng Glass Factory, because the factory went bankrupt, their living are poor comparatively, and they have no other houses and need be compensated and resettled according to Article 12 of Impletmentation Methods of Yancheng City Urban House Demolition and Directive-Sale House Construction and Management, that is to say, demolished household will buy a resettlement house with 45 m2 in the pointed place or the house directively saled in little type. The compensation cash for house demolition only can pay for house in 45 m2 area; the rest of house area over 45 m' should be paid by the demolishing institution. There are 55 affected households who are the workers of the Yancheng TV Station, among them, 18 households are residents in a storied building with house ownership certificate. These houses are private and the average area of houses is from 60 to 95 m2 , these residents have no other houses outside, if their houses are demolished; they need exchange house property right. According to Impletmentation Methods of Yancheng City Urban House Demolition and Directive-Sale House Construction and Management, the local government will supply directive-sale houses with an area between 60 and 95 M2 for them. According to Article 11 of Impletmentation Methods of Yancheng City Urban House Demolition and Directive-Sale House Construction and Management, the demolished persons buy houses by increasing and reducing corresponding price difference according to the regulated price. With the survey, , there is one household belongs to vulnerable group in 18 households. The detailed information is as follows: Wang Zhengying, male, 66 years old, handicapped, women-headed household with 6 people, only one is

91 male. All the houses of them are affected by project land expropriation, so the government should provide them with houses. Another 35 households of Yancheng City TV Station are residents lived in single-storey houses. During the temporary land occupation, the government will help them in renting houses with subsidies. After the construction of the project, they can build houses in the former palce. Besides the houses in plannedplaces, DPs can choose to buy the new houses freely in resident district in Yancheng City. According to survey, Yancheng City has rich real estate resource and the secondhandhouse market is active. The DPs can buy houses or the secondhand house from the real estate market. The houses are the ones which have been built in the recent years or under construction equipped with completed installations such as water, electricity, traffic transportation, gas, telecommunications and cable television. School, post office, market, bank, bus station, hospital and other infrastructure installations have been built around the community. The detailed information on the secondhand house can be found in Yancheng real estate network. (www.ycfcw.com).

6.4 Non-Residential House Demolition and Resettlement

6.4.1 Enterprise House Demolition and Resettlement

1. Rural enterprise house demolition and resettlement The affected rural enterprises involve I enterprise in Anhui Province and 51 enterprises in Jiangsu Province. The detailed resettlement plans are as follows: Anhui Province: The only affected enterprise is Changfeng County Prefabricated Product Factory with 50 meters wall demolished. For the project does not affect the enterprise production, through consultation with the enterprise leaders, the loss is compensated by cash. Jiangsu Province: Taidong River Project involves 48 rural enterprises for house demolition affected, among them, 41 private enterprises are individual workshops, and their family resident houses are used as business houses. Because the family private enterprise can not use their resident house new built as business houses to run business, in order not to affect the local economy, by consultation with the local government, the project planned collectively lOmu land in the west of the Caoxi District to resettle the affected family private enterprises for building houses. At present, every household can be distributed 0.244mu land on average. During the detailed operations, the village will cooperate with the local government to redistribute and resettle houses according to the condition and need of each household. Although the house demolition has affected totally Zhengdong Town Supply and Marketing Cooperative, but it has been closed, so it will be completely compensated one time after house demolition, it is not necessary to rebuild houses for it.The affected houses in Qianjin New Building Material Limited Company and other enterprise are not main workshops for production houses, and the house demolition has little impact on attachments or a little attachment, and does not affect production, so the house demolition will be compensated with proper cash one time. The same type enterprises are 6 in total. And they will reconstruct some houses in the enterprise according to the demand. Yancheng low-lying land Treatment Project affects one rural enterprise, which is Magou Vermicelli Factory in Mangnan Village. The total house demolition area is 952.37 M2 . Magou Vermicelli Factory was a village collective company. Because it had serious loss, the village committee transferred to Sun Guimin in 1998 at a price of 20000 Yuan. In the following years, 160000Yuan has been invested as shares by 10 shareholders. Now the factory occupies an area of 25mu land, which belongs to the village collective planned induxtry land. Because the land resource is limited, and it is impossible to adjust land for it, and

92 it could not expropriate enough land to rebuild the factory. Through consultation, legal representatives agree to accept the cash compensation. And they restore the construction according to their demands. Xuzhou low-lying land Treatment Project affects the houses of two rural enterprises. They are private enterprise at Shanghetou Village in Daguozhuang Office in Yunlong District. Through consultation among the resettlement design unit, project owners, the county (district) government, enterprises, governing department and enterprises representatives, the 2 affected enterprises are decided to take cash compensation and resettlement method one time. After getting the one time cash compensation, the workers will look for work by themselves. 2. Urban enterprise demolition and resettlement. The urban enterprise demolition and resettlement of this year resettlement project involves Yancheng low-lying land treatment project in Jiangsu Province. The detailed demolition and resettlement are as follows: a. Yancheng Weicheng investment & consultation limited company The project expropriates 8.14mu land of the company and the total area of the houses demolished is 2 1717.52 m including 1417.86 m2 production and business houses and 299.66 m2 office and storage houses. Partial unused production installations are affected. Yancheng Weicheng investment & consultation limited company grew out of Yancheng medical instrument factory which bankrupted in 2002 and was auctioned to Yancheng Weicheng Investment Consultation Limited Company, the exchange of property were finished in April 1, 2006.And the company went on signed the contract with original leaseholder of Yancheng medical instrument company to hire the houses to the end of this year. And the demolition will start at the end of this year and the demolition has little impact on the leaseholder. The purpose of buying this land was to develop real estate or attract the industry investment. The time for handing over property was finished not long ago and the project has not been confirmed, now the company has not decided concrete investment project.Through consultation with the company and it agree to accept the cash compensation by the policy, and the company will restore by themselves according to the company need. b. Guoyu Trade Company Through survey, the company has stopped production and the land was hired by Yellow River building materials branch of Yancheng Ruiguang Machine Company. And the project has no impact on the production and business activities of it. Through consultation, the company agreed to accept the cash compensation and reconstruct houses by themselves. For the renter, Yellow River building materials branch of Yancheng Ruiguang Machine Company will be compensated for displacement by the policy after relieving the rent contract. . According to the statistic, Yancheng City has rich houses for hire. Yancheng real estate network (http://www.ycfcw.com) supplies informations on houses for hire, the company can easily find the store house for hire, after the suitable compensation, the production and business of the company will not be affected. c. Jianghuai Dynamic Stock Company There are 2.34mu lands of this company temporarily occupied by the project, and covers 1.56% of the whole area of land. The demolished attachments are small auxiliary warehouse. So it has no impact on the daily business operation. The company accepts cash compensation and organizes and rebuilds houses attachments according to its will.

6.4.2 Resettlement of Demolished Houses of Public Institution

There are 2 public institutions which involve house demolition in Anhui Provinceand 3 in Jiangsu

93 Province, and the resettlement plan for house demolition is as follows: Anhui Province: the affected public institutions are Fengtai Yongxing River large station and Changfeng State Land Clamation and Cultivation technical secondary school. The project only demolish 100 m wall of this school, and does not affect its normal work, so the cash compensation is accepted. For Fengtai Yongxing River large station, the project will demolish the former office building and parts of workers dormitory because of the extension of the project. After the project implementation, these buildings will be rebuilt in the original address. During this time, the wage and welfare keep invariability. Jiangsu Pronvice: Taidong River Project affects one public institution that is Zhengdong hydrology monitoring station. There are 2 workers in the station and no houses are demolished. So there is no house demolition and resettlement. Yancheng Treatment Project affects two public institutions, which are Yangheng Broadcasting and Television Management Bureau and People's Park. And the detailed demolition and restoration are as follows: A. Yangheng Broadcasting and Television Management Bureau Through survey, the main body of Yangheng Broadcasting and Television Management Bureau has been moved into the Yancheng broadcasting and television center in Jiefang South Road in downtown. There are office building, auxiliary production houses, workers dormitories, and the TV transmitting tower left in the former address. The office building and the production houses are either left unused or hired, and the land expropriation and house demolition has no impact on the operation of the TV transmitting tower. So there is not necessary to resettle the broadcasting and television office. Through consultation, the cash compensation is accepted and very few used establishments will be rebuilt and displaced to rebuild by themselves. Its lessee involved in the demolition is Jianqiao Vocational and Technical School, which was established by Yancheng disabled people's federation, and Yancheng disabled people's federation signed the 5 years rent contract with Yangheng Broadcasting and Television Management Bureau in 2004, and the school is the subordinate unit of Yancheng disabled persons federation. There are 350 students and 20 workers in the school and all the workers are from Yancheng disabled people's federation. The project affects all the school and it need be demolished. The resettlement plan is as follows: The school applies for the official document for transferring land in other place for the school to rebuild, or if it is impossible to do, the local government will help the school look for house and rent land. B. People's Park People's Park affects 1.81mu land expropriation along the east bank of Chuanchang River 2 permanently, and it has little impact on the people's park. The main ground attachments are 87.5 m cement ground, 35 meters stone retaining wall and 35 trees. The project almost has no impact on the park, but it improves the environment around it, so the project will bring indirect benefit to the park. As a result, the project is welcome and supported by the leaders of People's Park. And cash compensation is accepted by People's Park and the park will restore the ground in People's Park according to the demands.

6.4.3 Resettlement of Demolished Stores

Taidong River Project: 8 stores are affected and all of them are in Caoshe Village at Zhendong Town in Dongtai City. Through consultation, after cash compensation is paid to all stores by the rebuilding cost, the village committee will supply proper business stores for the DPs to choose. And the affected household can buy or hire houses and even reconstruct houses according to the economic condition and business development demand. The village is economically developed and is listed as Socialism New

94 Rural demonstration Site by the Jiangsu Province and the Caoshe Bridge is built in the east of the village. Besides that, two planned centralized resettlement places and one private enterprise resettlement place are under construction. All of these projects will supply abundant stores in prime locations for them to choose. During the demolition and resettlement, the loss of demolition and business will be compensated partially. Yancheng Low-lying Land Treatment Project: the only storeaffected is Jiangping store. The house 2 with 52.05m is demolished in the construction area of Mangshe River Flood Controll Brake, which is brick-wood structure house with house ownership certificate. Two regular workers of the store are affected. The major salebusiness of the store is tobacco and hair-cut, and its business is running well, the annual income is 35000 Yuan and the annual wage and business cost is 15000 Yuan, so the profit is 20000 Yuan. The business customers are villages around it, which is not centralized business area and its scale is small. Through consultation with the owners, cash compensation is accepted and they restore it by themselves according to the demands. Taizhou City Low-lying Land Treatment Project: none stores are demolished during this period. Xuzhou Low-lying Land Treatment Project: one store is demolished, which is individual store, which mainly sales tobacoo and alcohol and other general merchandise and the scale is small. Through the consultation among resettlement plan institution, village committee and the owner, one time cash compensation method is accepted.

6.5 Building without House Ownership Certificate The building affected by this project without house ownership certificate is compensated by cash.

6.6 Vulnerable Groups and Floating Population 1. Rural areas Within the scope of the project, the vulnerable group is only involved, not the floating population. During the whole displacement, the chief department of project pays special attention to the vulnerable groups. Besides their livelihood and production resettlement designed and operated by the project, other help is supplied to help them to finish demolition and restoration as soon as possible. If the vulnerable households have difficulty in reconstructing houses, they should apply for help to project office. Then with the help of the local government, the project office will supply them compensation according to the specific condition. On condition that the above policy is not enough to resettle the vulnerable groups, the local government promises: (I) For families with living difficulties in affected area, the main reasons caused poverty are the old age, disease, women headed households, households without male labor force and lowest living guarantee households, and they will be provided proper amount of compensation for houses reconstruction after project implementation. (2) During the operation of the project, livelihood subsidiary is supplied to help them overcome difficulties during the displacement. (3) After the project, through application by themselves and guarantee by the local collectivity, families with living difficulties can have the priority to loan from the local credit cooperative. (4) During the project operation time, the local village collectivity will help them select house sites and organize labor force to help them displace and reconstruct houses. 2. Urban areas Only the project in Yancheng City involves vulnerable groups. According to the Article 32 of the Yancheng City Urban Houses Demolition Management Measure, if the demolished person has only one

95 house and the cash compensation amount is less than the lowest compensation standard of demolition, via publicity, if the demolished person accord with the conditions, they will be compensated at the lowest standard of compensation. Lowest standard of demolition compensation is determined according to the value of the smallest type economical house regulated by State residence design specifications. According to the above specifications, if the demolished person still can not solve the problem of house after getting the cash compensation, they can enjoy town cheap renting house guarantee policy and economical house preferential policy. The lonely old persons without relative in demolished households can bring forward application if they like, and then if they accord with the adoption conditions, the local civil administration department will be responsible to arrange them in the welfare institute.

6.7 Affected Infrastructure and Ground Attachment

6.7.1 Rahabilitation Measures of Water Conservancy and Transportation

Installations

The affected transportation installations include asphalt road, cement road, sand road, bridge of highway, tractor-ploughing bridge and pedestrian bridge. The affected water conservancy installations include culvert brake, water pumping stations and hydrometric station and so on. The crossing bridge affected by the project has been planned in the project design document and the compensation investment has been arranged in the project budget. Other transportation and water conservancy installations should be demolished and restored according to the principle of original size, original standard and original function. The project takes the measure of retreat and demolition and the loss should be compensated according to similar projects.

6.7.2 Third-Lines Restoration Measures

A. Electric power line restoration measures The compensation rate for electric power line demolition should be determined by related regulations of Design Technical Specification of TransmissionLine on stilts SDJ94-79, and consulting the implementation condition of power transmission and exchange demolition and rebuilding of Huai River watercourse entering the sea in Jiangsu Province, Sanyang River and Tong River. The principle is the plan to stride over the river one time and abandoned earth area, and consider setting up tower and pole out of abandoned earth area on both sides of river way. Actual condition of line above 35 KVs (include 35 KVs) is that the fundamental pole is at the scope of digging river way and abandoned area, and it seriously affects safe function of line and the project construction. Demolishing and building plan is to displace the fundamental pole away from the red line of river way, and build two fundamental poles over iron tower to form the unattached section line enduring tension over the river way and abandoned earth area, and the project also consider the impact of two side line after lifting up line, and build up beeline tower two fundamental poles connecting with the original line. The line path of transmiting electricity line and lightning line is same as the original line. The line demolition and rebuilding plan of under 10 kV line (include 10 kv) is designed according to

96 the design of striding over the river one time and abandoned earth area, and consider to set up a pole outside red line, and all pole position and parallel line in the course of river will be removed to outside digging red line. Line whose bevel angle is bigger will be rebuilt as striding over the river and abandoned earth area one time, line striding over the river one time will be demolished and its pole position will be lift up striding over the river one time and abandoned earth area. The line all are made of cement pole striding over the river and abandoned earth area one time. The electric power departments of local counties (cities) owned electric lines and made the detailed demolition and rebuilding plan of high voltage lines in affected scope, and also look through and check up it with responsibility for impletmenting it. B. Telecommunication line restoration measures The affected telecommunication line should be demolished and restored according to the principle of original size, original functions and original standards. The deep buried optical fiber cross the river from the river bottom and be reconstructed according to the project standard, the overhead optical cable project stands and the height of deserted land area. The local telecommunication office, unicom corporation and broadcasting and TV bureau is responsible to make restoration plan and inspect and implement it for the communication cable and cable lines affected by the project.

6.7.3 Restoration Measures of Other Special Installations

The other special installations affected by the project should be restored according to the principle of original size, original standard and original function. And the chief administration departments are responsible to design plans and inspect them. The affected installations should be compensated according to the similar projects.

97 7 Public Participation

7.1 Public Participation Strategy According to state, provincial and city policy and laws about house demolition and resettlement, to protect the legal rights and interests of displaced persons and affected units for house demolition, to decrease the complains and disputes, and to change the construction property of project, the project unit further set down the relevant policy and the detailed regulations of implementation for house demolition and resettlement of project, compile well the resettlement action plan, do well the organization work so as to realize the objective of good resettlement for them, special attention will be paid to participation and consultation of the displaced persons in the project. During the resettlement policy setting down, plan to compile and implementation phase of the project, participation and consultation of displaced persons will be paid more attention by project unit, and their opinions are widely heard.

7.2 Public Participation Approach and Measure

7.2.1 Participation Approach

Before surveys, this project formulated the working outlines and heard the opinions of local governments towards the survey contents, methods, demands and so on. And the personnel that were assigned by local governments joined in the survey group and worked together. During the general surveys, the project invited principals of townships (towns or offices), villages and groups and representatives of DPs to participate in the survey work, and publicized the necessity of the project construction, the project benefit, the project impacts, principles for compensation and resettlement schedule to them, and discussed where the resettlement might go together. In plan resettlement planphase, the staff of resettlement plan, together with various leaders of counties and townships (towns or offices), heard opinions, requirements and the existing problem, discussed the resettlement manner and selected the resettlement areas. After the assessment of resettlement report, it will be complied into DPs information handbook which will be sent to DPs. Through reading the information handbook, DPs can understand details about brief conditions of the project, project impacts, compensation policies, implementation organization and appealing channels, etc, to make DPs' rights to know to be fully guaranteed. When compiling the first year detailed resettlement action plan that can be implemented, in order to ensure to identify all of displaced households, we undertake detailed supplementary survey according to the first year implementation conditions of the project, and adopt the manner of one village by one and one household by one to identify displaced households; through forms of the symposium and sampling survey in DP's will, so that every villager involved in land expropriation and demolition shall know clearly the implementation condition of the project, understand the conditions of land expropriation and demolition, be familiar with the policy and laws of land expropriation and demolition and compensation policy and compensation rates for DPs. We form the summary of the public participation meeting, and sample about 10% of displaced households to carry on the survey in DP's will, to ensure that the resettlement implementation plan will be reasonable and feasible.

98 7.2.2 Measure for Participation and Consultation

The two principal methods adopted for public participation and consultation are symposia and sampling surveys in DPs' will. The objective of using these methods is to clarify the purpose , contents and the importance of the project construction towards representatives of DPs, and to consult the matters relating to resettlement planplan with representatives of DPs together. After survey, the design unit will fully consider the opinions from public participation and consultation. Based on that do not violate the principles of overall planplan, DPs house resettlement plan and the manner of production resettlement will be closed up to DPs' will as far as possible to make the plan be reasonable and to make DPs satisfy. In the phase of resettlement implementation, the forms of symposia and sampling survey in DPs' will were still adopted to collect DPs' information, investigate in DPs' will, then to perfect the RP. In addition, to ensure that DPs in affected areas and local governments will fully understand compensation rates and details of the resettlement plan, from the beginning of the project to the entire progress of resettlement implementation, through the channels of public participation (such as symposia) or local news media (such as TV) to state the national laws and regulations relating to resettlement towards DPs, to publish the amount of material object index surveyed, compensation standards and methods, the determination of resettlement measures, allocation and disbursement of resettlement compensation and subsidization funds, the entitlements and policies enjoyed by DPs, feedback of DPs' opinion and appealing channels, etc. Meanwhile, to disclose relevant resettlement information towards residents that are in resettlement sites to make them know the condition of land expropriated and used, standards for land compensation, funds using and the condition of DPs in resettlement sites. Then by these, to increase the transparency of the resettlement work, to obtain support and trust from the two groups towards the resettlement work, then to ensure that the resettlement work will be conducted smoothly.

7.3 Public Participation Process and Policy Publication Plan

7.3.1 Public Participation in the Process of Compiling the RP Report

Making the feasibility study in the phase of project preparation, the project offices have already many times solicited the proposals and opinions of the city and county governments, People's Congress, Political Consultative Conference, Mass organization, the resident, enterprises and institutions demolished by project etc, on the resettlement work. A. The design departments have organized manpower to make the survey in house condition in the scope of land expropriation and demolition for the project and socioeconomic preliminary survey. The village principals, DPs representatives and the enterprise managers involved in land expropriation and demolition and temporary land occupation of the project have participated in survey and consultation, and propose their suggestion on the project plan, demolition compensation and resettlement. And their suggestion has been fully considered in the project design and the formulation of resettlement plan. B. In conducting the supplementary survey of the amount of in kind affected by land expropriation and demolition for the project, the design departments organized the special survey group, the related DPs representatives participated in the survey work. The project offices also heard the opinions of residents and enterprises and institutions towards the land expropriation and demolition and resettlement, and carried on extensive consultation. Meanwhile, socioeconomic survey and the survey of public opinions

99 and psychology also were conducted. Will and attitudes of DPs were surveyed in the socioeconomic survey. Detailed surveys were the basis of the formulation of resettlement plan. C. The first and the second public participation conferences about low-lying land treatment project have been organized and held. These conferences solicited extensive public opinions and proposals towards the project construction and the resettlement plan. Personnel attending conferences included the staff of the PMOs of provinces, cities and county resettlement management office; the functionary of Plan Section and Basic Construction Section in provincial Water Resources Department; the designing personnel of provincial Design Institution; the personnel of the cities governments, land and resources bureau and other related departments; the township and town principals and DPs representatives involved in the project, and so on. These conferences introduced the condition of the project design and resettlement, meanwhile, propagandized our county existing national, provincial, cities' related resettlement policies and the various policies claims of the Work Bank, and widely solicited various requirements and proposals towards the project construction, land expropriation and demolition, house demolition and reconstruction and the policies of compensation for land expropriation and demolition, resettlement plan and measures for production restoration etc. Conferences representatives spoke positively, expressed their welcome and approval towards the project construction, and proposed their opinions and suggestions to the resettlement plan, and then the conference achieved the anticipated goal. D. Concerning the condition of land occupation and demolition of the first annual project, under the unified arrangement of the provincial PMOs, the design units and the counties resettlement offices organized the opinions consultative symposia of affected villages, among them they introduced the condition of the project, land occupation and demolition, and heard the masses representatives' opinions towards resettlement. In the process of preparing for and compiling Resettlement Implementation Plan, various local governments and the group of DPs successively participate in each work, as shown in Table 7-1: Table 7-1 Public Participation Process of each province Public Participation Jiangsu Anhui Henan Shandong Process house condition and socieconomic De r0 May to June December 2005 May 2005 to 2005 to January 2006 June 2006 preliminary survey Supplementary survey of material object that affected by land November, 2005 aex tiob and January, 2006 tovJanur, 2006 January15, 2006 January, 2006 expropriation and , to January, 2006 demolition and check-up measurement Socioeconomic survey, December, 2005 November, 2005 January, 20 to and the public opinions to January, 2006 to January, 2006 January 25, January, 2006 and psychological survey 2006 The first meeting for January, 20 to public participation January, 2006 January, 2006 January 25, January, 2006 2006 The second meeting for pubico particiaton February, 2006 February, 2006 February, 2006 February, 2006 public participation The consultative June to July, July, 2006 to September, symposium of condition 2006 August, 2006 A 2006

100 and opinions of land occupation and demolition for the first annual project

7.3.2 Public Participation Plan in Resettlement Implementation Process

Overall process of this project resettlement implementation DPs are encouraged to actively participate in. The main contents are as follows: A. Participate in house reconstruction and resettlement a. Compensation rates of house The heights of the rates for house compensation will be directly related to the benefit of demolished households, before house demolition, relevant resettlement agencies will consult with demolished households about the rates of house compensation and sign agreements. The result of consultation should be put up on the notice-board for the supervision of the masses before signing the agreements. b. House reconstruction sites and building house measures In the preparative and compiling phases of Resettlement Plan, for the sites of DPs' house reconstruction and the manner of house construction, relevant departments took related surveys. According to the result of the DPs' opinion survey, most of DPs are willing that the sites of house reconstruction will be arranged in the native village groups, and are willing to demolish and reconstruct houses by themselves. Local governments will provide relevant assistance in various phases of constructing houses. c. Old houses disposal All demolished households will obtain house compensation at the replacement price. In the stipulated time, demolished households may select demolish before reconstruction or reconstruction before demolish according to their own will, and the old materials of the original houses shall be allocated and utilized by themselves. B. Participation in production resettlement Land readjustment and redistribution will be joined by the whole villagers of various villagegroups; especially the project unit will pay attention to DPs with special demands for the land. C. Participation in the use and management of land compensation fees Land compensation fees shall be owned by the collectives of villages and groups, no unit or individual may intercept or misappropriate such funds. After the compensation funds reach to the collectives of villages and groups, they are coordinated by the collectives of villages and groups to guarantee that special funds for special use. The use of funds should be passed through the discussion of each group villagers' conference, and be accepted the supervision of representatives of the villagers. D. Participation in the project construction The project construction has caused impacts on the local more or less. To guarantee that the personnel affected by the project will obtain benefit from the project construction, the project actively encourages the masses to participate in during the construction, and provides the convenience for the local in materials and the use of labor service, etc. From now on, the following procedures and methods will be taken to encourage public participation and consultation: a. Representatives of DPs take part in the house demolition and resettlement DPs, enterprises and institutions should choose their representatives in portion. By cooperating with the neighbourhood committee, the representatives solicit opinions and collect rationalization proposals

101 from DPs. In addition to these, they regularly exchange views with DPs. Representatives of DPs take part in the process of detailed survey on houses and their attachment demolition, confirming compensation rates, negotiating the agreements on resettlement and compensation and allotting the compensation funds, so as to reflect the DPs' suggestion and opinions, and to ensure the judgment and transparency of the project resettlement. b. The property owners consult with demolished persons to ensure resettling manner. c. Hold the consultative conference At the first four months, representatives of DPs, house-demolished enterprises and institutions, women (women should be more than 30% of all representatives) are organized to take part in discussion meetings. The meeting will inform them about the process and further obtain their opinions and suggestions. d. Public Gathering Meetings The meetings are held 3 months before land expropriation and house demolition, mainly to explain relevant policies, laws and regulations, compensation rates, resettlement plan, etc. Thus, DPs can prepare for the resettlement earlier. e. Publicize and report the policy of house demolition through Media f. Publicize the announcement of house demolition The main contents of the announcement are: brief introduction of the project, the demolition scope, resettlement policies (including compensation rates), and organizations being responsible for resettlement, scheme of house demolition, rights and obligations of DPs, grievance and appeals, monitoring and evaluation etc. g. Publicize RP Before the Work Bank project assessment, the resettlement plan will be put in various cities water supplies bureaus to make DPs and non-government organization look it up. The PMO will publicize the announcement in local newspaper to explain the sites of looking up the RP before the project implementation. h. PAP Information Handbook Compile the main part of RP into PAP information handbook and send the handbook to PAP after the evaluation of the project and before demolition. The main contents of information handbook are brief condition of the project, project impacts, compensation policies, implementation organization and appealing channels.

102 8 Appeal Procedure

8.1 Issues Possibly Complained and Their Solutions From the point of view in the entirely project affected areas, resettlement plan is planed as a whole. In the process of implementation, the changes in the actual condition and the deviation in operation may cause complaint among DPs. According to multitudinous resettlement experience in the existing projects and the projects under construction, the following are the main categories of DPs' complaint: A. Index Owing to the deviation in survey, statistical and calculation process, the index of material object in occupation, displacement and demolition may be omitted in the items of project, or register or be recorded inaccurately and the like, all of these will affect DPs' benefit. When these happened, the affected person or the villagers committee can report to resettlement office of the county in words or writing. After arrangement, the resettlement office shall submit the document to the proprietor and the monitoring units. And then, the project owner will organize specialists to verify at the scene, and sign and issue the processing opinion to approve and register the index of material object which was omitted in the items of project, or register or be recorded inaccurately. And the compensation will be paid according to the rates. B. Compensation Rates Minority DPs do not understand national resettlement policies and laws and regulations and have some anxieties of compensation rates. They complain that compensation rates are too low to satisfy the demands of house and production restoration. Before resettlement beginning and during implementation, the design staffs are supposed to coordinate all levels of governments and resettlement offices and carry on the scene design to give the low-down. They are supposed to propagate national resettlement policies and laws and regulations, explain the compensation rates computation process to make DPs understand that the compensation rates rest on national related laws and regulations. All of those can ensure DPs "move out, live steadily, can develop" and eliminate anxieties in their hearts. C. Fund During implementation, the possible condition that resettlement fund can't fully arrive in promptly will affect DPs' house restoration and production resettlement, and thus will affect their livelihood and production. For the issue, resettlement implementation managers shall well control the fund, the progress and the quality to guarantee that resettlement fund shall be earmarked for a special purpose, and coordinate and supervise financial departments to allocate the fund according to the actual progress each month to ensure that the resettlement project will be carried out according to the scheme.

8.2 Appealing Channel and Procedure Every displaced person enjoys the rights and at the same time performs the duties prescribed by the Constitution and the law. The existing laws and regulations of our county can completely protect the legitimate rights and interests of DPs. When their lawful rights and interests are infringed, they have the right to appeal in accordance with the law until they gain their entitlements. A. Appealing Channels a) Citizen Complaint Letter and Visit Offices of Counties, Cities and Province can receive, investigate and deal with general appeal issues of DPs. b) Local resettlement management offices legally established, have the authority and power to supervise the subordinate from province, cities to counties to carry out resettlement, and can accept and deal with complaints and appeals about resettlement.

103 c) The independent monitoring and evaluation agencies, which monitor the resettlement implementation work in accordance with national relevant regulations, are responsible for protecting the lawful rights and interests of DPs, and can accept and look into and report the appeals about the infringement on DPs' entitlements. d) At the level of state, provinces, cities and counties, the legal departments such as administrative supervision departments, auditing departments, discipline inspection departments, judicial administration, procuratorate departments and etc, can accept and deal with the breaches of law or discipline related to DPs' appeals. DPs appealing system is shown in Figure 8-1. B. Appealing Procedure If the DPs are not satisfied with resettlement, they can reflect to the villagers committees. The villagers committees or the DPs may either directly consult with local resettlement offices for resolution or directly appeal to the superior resettlement offices in words or writing. The superior resettlement offices must record the complaints and resolve the problems within 10 days after the receipt of such complaints through discussion and consultation with the villagers committees and the local resettlement offices. If the conflicts and dispute encountered can't be resolved by consultation, the villagers committees may lodge complaints to the administrative organs (e.g. project office, resettlement management organs, monitoring agencies, petition offices, administrative supervision departments, discipline inspection departments, prosecutorial departments and etc.) for appeal level by level according to Administrative Procedure Law of the People's Republic of China. If the villagers committees or the DPs are still dissatisfied with the above decision, they may appeal to the People's Court. They can also directly appeal to the People's Court. The resettlement offices should be responsible for recording the processes involved in solving all of the appeals issues and having them on file.

104 | Huaihe River World Bank Loan Project Office of the Central

t

Legal Departmentsof 1 Huaihe River World Bank Loan Projec Exteral Monitoig and Evalunon| Province,Cities and Counties | Office ofAnhui Province Institutionsl

Discipline Inspectton | Huaihe River World Bank Loan Project 1 Departments of Office of Relevant Districts & Cites Province,Cities and Counties

Petition Offices oResettlement Implementation and 1 Province,Cities and Counies Management Offices of Relevant Counties|

| The Govemments ofTownships or Towns

FVilage Committees & ViDagers Teams

Affected Households

Figure 8-1 Resettlement Appealing System

105 9 Organization

9.1 Organizations Related with Resettlement Action The departments responsible for planning, implementation, management, and monitoring of the project resettlement activities are: 1) Central Huai River key plain low-lying land treatment foreign capital project management office 2) Provincial Huai River key plain low-lying land treatment foreign capital project management office 3) Municipal Huai River key plain low-lying land treatment foreign capital project management office 4) Resettlement management office of each county 5) Town and village committee 6) State-owned Land Resource Administration Bureau of each province 7) State-owned Land Resource Administration Bureau in related city 8) State-owned Land Resource Administration Bureau in related county (district) 9) Zhongshui Huai River Project co., ltd. 10) Water conservancy and electricity survey institute of every province (city) (designing institution) 11) NRCR of Hohai University (External Monitoring Institution) Huai River key plain low-lying land treatment foreign capital project office of nation is in expense of organizing and coordinating of project's preparation work and composing RAP and the bridge of connecting the local government and institution of every province. Huai River key plain low-lying land treatment foreign capital project office of province is in expense of project's preparation work and the whole process' management. It main duty is project's preparation work, project construction's content and planning ,decomposing and transferring construction fund, checking the statistics, organizing and coordinating of management organizations, unifying the organizations' behavior, organizing and supervising the main purchasing activity, examining and supervising the progress and quality. Huai River key plain low-lying land treatment foreign capital project office of city is the lowest institution of checking, in expense of organizing and implementing the local project. Resettlement management office of county is in expense of implementing the work of land expropriation and resettlement, and ratifying the procedures of land expropriation. Bureau of State-owned Land Administration is responsible for examining and ratifying the procedures of land expropriation, organizing coordinating, examining, monitoring and arbitrating the RAP. Water conservancy and hydropower survey institute of every province (city) as the designing institution is in expense of project's preparation work with project office of province. Zhongshui Huai River Project Limited Company is in expense of guiding the compos ion of RAP. The institution of external monitoring on land expropriation, demolition, and the implementation of resettlement is intended to choosing NRCR.

9.2 Organizational Chart National project office manages the implementation of resettlement. The number of people in resettlement institutions should be between I and 8.The resettlement work is government behavior with strong sociality, so the resettlement institution's employees should from government institution, Bureau of

106 State-owned Land Administration, Bureau of Water Resources, Bureau of agriculture Conservancy and so on. The leader of resettlement institution should be a person with rich management experience. There should be I or 2 leaders in expense of resettlement allocation in his jurisdiction who are from the village, town affected by the project (for town: 2 carders from government and Bureau of State-owned Land Administration; for village: village leader) Project resettlement organizational chart is shown in 9-1.

9.3 Resettlement Institution and Its Responsibilities

9.3.1 Central Huai River Key Plain low-lying land treatment foreign

Capital Project Management Office

Its main duty is organizing the project's resettlement allocation, composing the policy of resettlement allocation, coordinating the different resettlement institutions. It is the bridge of connecting the local government and institution of every province.

9.3.2 Related Pronvice Huai River Key Plain low-lying land treatment

foreign Capital Project Management Office

Its main duty is dealing with the resettlement allocation plan and problems of procedure, contracting with national project office, leading, organizing and coordinating the city project offices' work of province, censoring the resettlement allocation plan, implementing internal monitoring, and making decision of important problems during the resettlement allocation.

107 Central Huai River Key Plain low-lying

land treatment foreign Capital Project

Management Office

Resettlement Design Unit Related Pronvice Huai River Key Plain Institution of Resettlement

low-lying land treatment foreign Capital Extemal Monitoring

Project Management Office Assessment

Related City Huai River Key Plain

low-lying land treatment foreign Capital

Project Mana{ement Office

- Related County (District) Resettlement

andImplement Management Office

Township(town) government

Village committee

DPs

Chart 9-1 Project resettlement organizational chart

9.3.3 Related City Huai River Key Plain and Low-Lying Land Treatment

Foreign Capital Project Management Office

Related City Huai River Key Plain and Low-Lying Land Treatment Foreign Capital Project Management Office is composed of cadres from local government, bureau of city plan and State-owned Land Administration. Its main duty is in expense of matters in its precinct:

108 1) Helping the designing institution to determine the project scope, to survey physical surveys on land expropriation and demolition and saving the data; 2) Helping to compose RAP and in expense of Resettlement allocation; 3) Helping to choose the main resettlement cadre to be cultivated; 4) Organizing public consult, publicizing the policy of resettlement allocation; 5) Guiding, coordinating, and monitoring the content and process of Resettlement allocation did by institutions about land expropriation and demolition; 6) In expense of resettlement allocation and paying resettlement expenditure according to protocol; 7) Helping the DPs who want to engage in agriculture to change land with Chapman; 8) Implementing inner monitoring activity, composing the inner monitoring report, and report to the city project resettlement allocation management office on schedule. 9) helping external monitoring activity.

9.3.4 County Resettlement Implement Management Office

I ) helping the designing institution to determine the project scope, to survey physical surveys on land expropriation and demolition and saving the data. 2) Helping to compose RAP and in expense of resettlement allocation. 3) Helping to choose the main resettlement cadre to be cultivated; 4) Organizing public consult, publicizing the policy of resettlement allocation; 5) Guiding, coordinating, and monitoring the content and process of resettlement allocation did by institutions about land expropriation and demolition; 6) In expense of resettlement allocation and paying resettlement expenditure according to protocol; 7) Helping the DPs who want to engage in agriculture to change land with Chapman; 8) Implementing inner monitoring activity, composing the inner monitoring report, and report to the city project resettlement allocation management office on schedule. 9) helping external monitoring activity.

9.3.5 Township (Town) and Village committee

It is composed by the main cadre from territory institute, local police station, civil administration institute and village. Its main duty is: 1) Joining in the project survey and helping to compose RAP; 2) Organizing public consult, publicizing the policy of resettlement allocation; 3) Implementing, checking, monitoring and recording the local resettlement allocation; 4) Making DPs' house demolition procedures; 5) In expense of paying and managing land compassion fund; 6) Monitoring the use of land, the demolition and rebuilding of house and its attachment; 7) Report the condition of land expropriation, demolition and resettlement to the bureau of state-owned land administration of county and resettlement management office; 8) Helping to deal with the conflicts and problems; 9) Choosing the resettlement allocation place, and arranging the house site for demolition household; 10) Organizing to implement agriculture and non-agriculture allocation activity; 11) Report the DPs' notion and advice to the higher-up institution;

109 12) Reporting the procedure of resettlement allocation; 13) Helping the demolition household with difficulty.

9.3.6 Design Institution's Duty

In the planplan period, it should investigate the physical quantity, environment capacity, and continuous development and utilization resource, help local government to make resettlement allocation blueprint, compose the general fund of land expropriation and demolition compensation and RAP, make drawings. In the implementing period, it should send designing files, technical regulation, drawing, and notice to the owner, report to the every grade project offices by stages, help the every grade resettlement offices to implement the resettlement demolition and production allocation, and amend the resettlement allocation planplan according to the actual condition.

9.3.7 Resettlement External Monitoring Institution

Owner will retain the experienced monitoring institution as resettlement external monitoring institution, whose main duty is: 1) As external monitoring institution, it observes kinds of resettlement allocation planplan and implementing, monitors and evaluates the resettlement allocation work ,its implementing impact and DPs' society-compatibility, sends RAP to world bank though project resettlement allocation office. 2) Supplying technology consultation to resettlement allocation office about data survey and disposal.

9.4 Institution Qulification and Record and Its Staff In order to the project's successful implement and management, every province establishes the project office with resettlement office, which is in expense of the resettlement allocation plan and implementing. The personnel of resettlement office have rich experience, especially in land expropriation and resettlement allocation. Because of staff from every grade governments and different institutions, they can play a very good organization and coordination role in land expropriation and resettlement allocation. The other institutions which take part in the implement are composed of people with rich experience in hydraulic construction project. Resettlement allocation institution's personnel have high quality and good technology, which is important to the composing and implementing of RAP. Project demolition management and implement institutions have better traffic and communication tools. Survey, designing, monitoring and evaluating institutions have super computer tool and technology level. Project demolition implement institution and evaluating institution have rich experience in land expropriation and resettlement allocation.

9.5 Measures for Strengthening Institutional Capacity National project office has trained staff which would do the demolition and resettlement work on 25th-26th of Dec, 2005. They studied the OP4.12 of the World Bank, relevant demolition regulations, the theory and methods of socioeconomic survey etc. Project office will go on with training the staff, before the RP to be put in practice. They will know

110 OP4.12 of the World Bank, the regulations of land expropriation and demolition, analysis of cases, simulate practice, and cost control and resource resettlement to increase their professional abilities to carry out the policies. To ensure that funds and equipment can be got in time to increase the efficiency. To divide the work properly, and establish and improve the system of rewarding or punishing the staff of carrying out land expropriation and demolition to encourage their initiative. To establish a demolition and resettlement information management system, with computor, to manage the data of land expropriation and house demolition, to strengthen information feedback, and ensure that each department is well informed. Important problems will be discussed and decided by the leading group of the project. To strengthen the report system and internal monitoring, solve the problems promptly. To strengthen the independent monitoring and evaluation, the independent monitoring and evaluation institution should report promptly to relevant department about the problems and provide suggestions to solve them.

111 10 Implementation Schedule

10.1 Implementation Principles for Joining Resettlement and Project Construction Schedule The formulation of implementation schedule of the resettlement should be determined according to the factors such as the constructive contents of the project, project quantity, the deadline, objects of resettlement and resettlement manner, etc. The plan of schedule of land expropriation, demolition and resettlement will join the plan and arrangement of various sub-projects construction. The basic principles of the schedule and arrangement are as follows: i) For land expropriation and demolition of rural resettlement, when arranging the implementation schedule, properly combining with the character of agricultural production, land expropriation and house demolition shall be arranged in slack season, in order to reduce the impacts on agricultural production; ii) Demolition of DP's house will be undertaken in phases, but should be completed before the commencement of various single item projects; iii) The payment of compensation fees is generally commenced about 5 days ahead of house demolition. vi) Demolition should be known by DPs at least three month in advance, and after that date to before the final deadline of house demolition, DPs shall be given at least two months for house construction, then affected persons can stay in their old houses before the completion of new houses; v) The time of house construction will be arranged according to implementation schedule of the project, if necessary, may be prolonged properly. vi) Land expropriation and use, house demolition shall be completed before the commencement of the project construction; vii) Land readjustment and allocation shall be finished during the interval of changing crops according to the season; viii) Construction of public installations and infrastructure shall be completed at least 20 days ahead of the construction of resettlement houses, in order to reduce the impacts on the living of DPs. ix) Reconstruction of special installations shall be arranged during the construction completing phases of various signed sections projects to minimize the impact on special installations reconstructed of projects construction. x) Training for DPs shall be arranged in slack season as far as possible; xi) Enterprises and institutions that relocate shall be voluntarily arranged to select sites and reconstruct by the competent departments according to the implementation schedule of the project.

112 10.2 Key Tasks Schedule of Resettlement Implementation

10.2.1 Principles for Formulating Schedule of Land Expropriation, house

Demolition and Resettlement

i) To determine the final scope of land expropriation according to every project design drawing, and to finish the determination before the census and property survey for the land expropriation. ii) According to the red line drawings of land expropriation and resettlement, physical measurements of land expropriation will be done by Resettlement Department of the project, the units being responsible for implementation of demolition and the owners before signing the agreements for compensation and resettlement. iii) Before signing the agreement of compensation and resettlement, resettlement departments of the project, together with units implementing demolition, will preside over the relocated mobilization meeting, which is attended by displaced households and demolished units, and announce the policies and resettlement measures about land expropriation, demolition, compensation and resettlement. The formal announcements of land expropriation and demolition will be released after the meeting. iv) The agreement of compensation and resettlement should be signed between demolition and demolished persons after physical measurements and calculation and the announcement of land expropriation and demolition. v) Temporarily transitional subsidies should be dispensed to residents during their transitional period, and should be paid before the beginning of displacement. vi) Enterprises that have to relocate will be arranged resettlement sits in advance as far as possible to avoid or reduce the losses of closing down causing by displacement and. For those who have to close down, the subsidies should be provided before displacement. vii) Infrastructure shall be constructed in advance and then the old ones will be demolished. viii) The calculation and distribution of the compensation fees should be done after signing agreements and before displacement. ix) Confirm the resettlement work to satisfy demolished households.

10.2.2 Overall Schedule of Land Expropriation, house Demolition and

Resettlement

According to the design of the project construction implementation organization, in order to ensure the project progress, land expropriation and demolition should be completed in advance. Various provinces shall formulate the resettlement implementation schedule of the project on the basis of this. Details are shown in Table 10-1.

Table 10-1 Resettlement Implementation Schedule

113 Resettlement Jiangsu Anhui Henan Shandong Activities Taidonghe Yancheng Taizhou Xuzhou Jining Zaozhuang Linyiqu Determination of the scope of land Aug. Aug. May Jan. Jan. Jan. Jan. expropriation and 2006 2006 2006 2006 2006 2006 2006 demolition Check-up physical quantity affected bland Aug. Aug. Jan. Feb. Feb. March March March affected by land 2006 2006 2006 2006 2006 2006 2006 2006 expropriation and demolition Publicize the announcements of land Aug. Aug. July March Aug. April April 2006 2006 2006 2006 2006 2006 2006 expropriation and demolition Mobilization meeting and Aug. Aug. July March Aug. April April policy 2006 2006 2006 2006 2006 2006 2006 publication Negotiation and signing the Sep. Aug. May Oct. Dec. Dec. agreements of Sep.2006 2006 2006 2006 2006 2006 Dec. 2006 2006 compensation and resettlement Selection of resettling houses Sep 2006 Sep. Oct. July Nov. March March March . 2006 2006 2007 2006 2007 2007 2007 and displacement Demolition of oldthon S.0 Sep. Oct. July Dec. April April old houses and Sep.2006 2006 2007 2007 2006 2007 April 2007 2007 installations Handing out and Using Sep.2006 Sep. Jan. July Sep. May May construction-used 2006 2007 2007 2007 2007 2007 land Oct. Oct. Ot Oc.Oct. Oct. Oct. Restoration of Oct. 2007 Oct. 2007 Oct. Oct. 2007 2007 Oct. 2007 to 2007 to 2007 to 2007 to production and to Dec. to Dec. Dec. Dec. to to to Dec. Dec. income 2009 2009 2009 2009 Dec. Dec. 2009 2009 2009 2009

Aug. 20, Aug. 20, Dec. Dec. Dec. Dec. Dec. Monitoring and 2006 to 2006 to 2007 to 2007 to 2007 2007 Dec.2007 2007 to Assessment Nov. 20, Nov. Dec. Dec. to to to Dec. 2007 20,2007 2009 2009 Dec. Dec. Dec.2009 2009 2009 2009

114 11 Cost and Budget 11.1 Compensation Investment of Land Expropriation and House Demolition According to the surveyed physical measurements, compensation rates and resettlement policies, based on the analysis, to determine that the total cost of investment in compensation of the first annual resettlement project of the key plain low-lying land treatment project financed by foreign is 296511.5 thousand Yuan, incl. 194439.5 thousand Yuan of Jiangsu Province low-lying land treatment project, 9033.66 Ten Thousand Yuan of Anhui Province low-lying land treatment project , 6573.9 thousand Yuan of Henan Province low-lying land treatment project, and 5161.5 thousand Yuan of Shandong Province low-lying land treatment project. Table 11- I Summary of Investment in Compensation of Land Expropriation and Demolition Unit: Ten Thousand Yuan

No. Names of projects or Costs Jiangsu Anhui Henan Shandong Total

Part I Compensation for rural resettlement 10797.89 6859.52 533.14 381.79 18572.34

-Land compensation fees and resettlement subsidies 7103.53 6284.75 369.66 322.2 14080.14

11 Compensation for house and auxiliary buildings 1219.55 160.16 81.41 18.92 1480.04

111 ompensation for small-sized water conservancy 0 installations and hydroelectric power installations IV Compensation for rural industrial and commercial enterprises 1295.90 287.47 - - 1583.37 Compensation for infrastructure 487.59 30.06 45.75 - 563.4

VI Relocating and transporting costs 29.69 2.10 5.27 - 37.06 VIl Other compensation 640.42 70.24 31.05 40.43 782.14 VIII Transitional living subsidies 21.21 24.74 0.24 46.19 Part 2 Compensation for urban resettlement 3211.11 3211.11 Part 5 Compensation for the restoration and reconstruction of professional projects Part 8 Other cost 1305.38 566.38 36.08 26.72 1934.56 Total of Part I to Part 8 17776.48 7661.05 25437.53 Part 9 Basic budgetary reserves 1022.18 766.13 57.00 40.85 1886.16 Part 11 Relevant taxes and fees 645.30 606.48 30.44 66.78 1349 Farmland Reclamation Fees 645.30 606.48 30.44 66.78 1349 Part 12 Static total investment 19443.95 9033.66 657.39 516.15 29651.15

11.2 Funds Source of Resettlement According to the arrangement of the project progress, the resettlement funds originate from two parts: the central subsidization and the local expropriation independent.

115 11.3 Funds Flows and Allocation Plan

11.3.1 Funds Flow

During the project implementation, compensation funds will be paid to relevant units or persons by the Project Office of provinces through various sub-projects offices according to the compensation policies and rates which are determined in the resettlement plan. The specific operations are responsible by the counties resettlement offices.

11.3.2 Allocation & Management

According to compensation policies and rates which are determined in the resettlement plan, the compensation funds are allocated and disbursed under the supervision and management of internal monitoring agencies. And the external monitoring agency will undertake inspection. The project office will sign the agreement of responsibility for investment in resettlement task of the project with the counties (districts) resettlement offices, and the compensation costs stipulated in the agreement will be paid in batches to the counties (districts) resettlement offices through the banks according to the progress of the resettlement implementation. Then, the counties (districts) resettlement offices will allocate the funds based on the classification of the construction items: (1) Land Expropriation: The counties (districts) resettlement offices shall sign the agreement of compensation for land expropriation and ground attachment with the townships (towns) and villagers committees involved in the project impact. The compensation funds will be paid according to the compensation items, quantity, time and costs stipulated in the agreement. Through the banks, they will be paid to the townships (towns) resettlement offices by the counties (districts) resettlement offices, then will be paid to villagers' committees or villagers groups by the townships (towns) resettlement offices. The relevant will use the land compensation fees to develop the production and pay the resettlement subsidies to the collectives. The collectives will pay the resettlement subsidies to the units or individuals. The ground attachments compensation fees will be paid to the owners through the villagers committees. (2) House: The counties (districts) resettlement offices shall sign "the Agreement of Compensation for Demolition of the Project Displaced Families" concerning the basic condition of the demolished houses, compensation, subsidies, the means and deadline of payment and the deadline of demolition with the demolished households involved in the project impact The compensation funds will be directly allocated to the demolished households by the counties (districts) resettlement offices. (3) Non-house: The counties (districts) resettlement offices shall sign the agreement concerning the compensation rates, resettlement means and the deadline of relocation with the demolished persons. The compensation funds will be directly allocated to the demolished persons by the counties (districts) resettlement offices. (4) Compensation for Public Infrastructure: The counties (districts) resettlement offices shall sign the agreement concerning the public infrastructure compensation with the townships (towns) and villagers committees involved in the project impact, or directly contract with the construction units for the resettlement project construction. The compensation funds will be allocated in batches to the relevant townships (towns) and villagers' teams and the units contracting for the construction by the counties (districts) resettlement offices in accordance with the contract stipulation. (5) Special Installations: The counties (districts) resettlement offices shall sign the Agreement of Investment in Compensationfor Special Installations Restoration and Reconstruction with various special departments. The investment in compensation for special installations restoration and reconstruction will be paid to various special departments through the banks by the counties (districts) resettlement offices.

116 12 Monitoring and Evaluation For the effective implementation of the resettlement plan and realize the target of proper resettlement, based on the requirements of the World Bank operational policies OP4.12 Involuntary Resettlement and Immigrant Monitoring and Evaluation of the World Bank Financed Projects in China Business Guide, the project will undertake regular monitoring and evaluation for the implementation of land expropriation, demolition and resettlement activities. The monitoring consists of two parts, respectively internal monitoring conducted by resettlement institution and external independent monitoring.

12.1 Internal Monitoring and Evaluation

12.1.1 Purpose

The purpose of internal monitoring is to enable resettlement agencies at all levels to maintain good functions in project implementation process. These agencies will undertake interior supervision and inspection to the entire process of resettlement preparation and implementation and grasp the development condition of the resettlement as necessary, to ensure that the work of land expropriation and demolition and resettlement will be well completed as scheduled according to the Resettlement Plan, and thus promote the smooth implementation of the project construction.

12.1.2 Institutions and Staff

The internal monitoring institutions of the project are the PMOs of the Center and each province, the project offices of cities, the resettlement implementation management offices of counties, the implementation units of land expropriation and demolition and other related sections(like land bureau), which will be staffed professional leaders who will be responsible for the project related resettlement problem. The leader should have rich working experiences and authority in resettlement and may coordinate the departments involved in the resettlement work. The organization members should also have the knowledge of handling the resettlement work and the social problem, in order to enable them to execute the duty.

12.1.3 Internal Monitoring Contents

The PMO of each province will prepare a detailed internal monitoring plan for issues relating to land expropriation and resettlement, including: (1) Condition of DPs' relocation, the allocation of resettlement sits, house reconstruction and so on; (2) Condition of payment, utilization and availability of land expropriation compensation funds, and the implementation progress and quality of resettlement production and development project; (3) Demolition progress of enterprises and institutions, payment of compensation fees, restoration and restoration; (4) Reconstruction and Restoration of the infrastructure and special installations; (5) Survey, coordination and suggestion for the major issues of implementation agencies and DPs during land expropriation and demolition and resettlement implementation; (6) Condition of income restoration of the affected households after relocation; (7) Condition of restoration of the vulnerable groups; (8) Payment, utilization and availability of resettlement compensation funds; (9) Degree of participation and discussion participated by DPs during land expropriation, demolition and resettlement implementation;

117 (10) Technical training and the effectiveness; (11) Institutions of local resettlement offices, staff training, working schedule and efficiency.

12.1.4 Implementation Procedures

During implementation phase, according to the monitoring samples, resettlement implementation management offices of counties collect and record the information about the residents and enterprises implementation of the resettlement, and timely transmit records about current activities to PMOs of various provinces and cities in order to maintain continuous monitoring for the implementation. The PMOs of the four provinces and various cities will undertake regular inspections on the implementation. In the monitoring mechanisms, making the stated information format is to impact the continuous information flowing from the units of implementation of land expropriation and demolition to provincial Project Office. As an important component of the internal monitoring system, the PMOs of the provinces and the cities and resettlement implantation management offices of the counties will undertake regular inspections and verifications.

12.1.5 Internal Monitoring Reports

Resettlement management offices of counties shall submit I report to resettlement management offices of cities and the PMO of each province for internal monitoring every three months. And each province PMO shall submit semi-annual report to the World Bank and the Central PMO. Such report shall show the resettlement progress by adopting the present statistical data for the past six months in tabulated format, through comparison of the planned and the actual progress, the progresses of land expropriation, resettlement and utilization of compensation. Referential formats are shown in Table 12-1 and Table 12-2. Table 12-1 Progress Report on Land Expropriation and Resettlement County Township (Town) Cut-off date: /-/ (d/mly) Date: / I (dimly)

Items Unit Planned Completed Accumulated % of Qty. Qty. Qty. Completion Permanent land mu expropriation Temporary land Land occupation Ten Landthousand Compensation Yuan

Residential house m2 Residential demolition house Ten Compensation thousand Yuan Demolition area m Enterprises Ten and institutions Compensation thousand Yuan Compensation for infrastructure Ten and special installations thousand

118 Yuan DPs receiving training Person Job provision Person Land readjustment mu Prepared by: Signature (In-expense): Seal:

Table 12-2 Execution Progress on Funds Utilization County Township (Town) Cut-off date: l I (dimly) Date:-/ / (dimly) Investment Compensation

Affected Description Required Received (Ten Compensation Ratio of Institution 1 Unit/Qty. (Ten thousand Yuan Adjusted Compensation thousand Yuan) Yuan Yuan) Village 1 Village 2 Collective Relocated households

Prepared by: Signature (In-expense): Seal:

12.2 External Independent Monitoring According to WB's policies, the PMO of each province will employ the independent and qualified institution which has rich experiences in WB-financed project as the independent monitoring agent for resettlement. NRCR of Hohai University will be selected as the external independent monitoring and evaluation institution. The external monitoring and evaluation institution shall undertake regular trace-up monitoring and evaluation of the resettlement implementation activities and provide with necessary consultative proposals, including the aspects of resettlement progress, quality and funds. In addition, the production and living standards of the DPs shall be also monitored. Monitoring reports shall be submitted to provincial PMOs, the PMO of the Center and WB. The terms of reference for external monitoring and evaluation are shown in Appendix 6.

12.2.1 Contents and Methods for External Monitoring

(1) Baseline Survey The external monitoring agency shall conduct the required baseline survey of villages and teams, the displaced households, enterprises and institutions etc. , from which, the baseline information of the production and livelihoods levels of the displaced households shall be expropriated, including the levels of livelihoods, production and income. The survey of production and living levels shall be conducted on semi-annual basis to follow up the changes of the displaced people in this connection. This is to adopt the methods of typical sample follow-up survey (random samplings: 5% for households affected by land expropriation; 20% for households affected by demolition; 50% for affected villages and teams; 5% for affected enterprises and institutions), casual interviewing and site visit etc. to expropriate necessary relevant information. Accordingly, the statistical analysis shall be made on this basis, and thus the evaluation shall be made. (2) Regular Monitoring and Evaluation

"Description" refers to labor training and employment, subsidies to vulnerable groups, etc.

119 The external monitoring agency shall, during the implementation of the resettlement plan, conduct regular follow-up monitoring of the resettlement twice a year. Such shall be done through site observation, sample follow-up survey and casual interviewing of displaced people. The following activities shall be monitored: > Payment and amount of compensation funds; > Preparation for resettlements and the abundant degree; > Reconstruction of residential house; > Recovery and reconstruction of enterprises and institutions; > Demolition of affected persons; > Training; > Support to the vulnerable groups; > Recovery and reconstruction of infrastructure and special installations; > Production resettlement and restoration; > Compensation for properties loss; > Compensation for working time loss; > Transitional allowance; > Schedule of the above activities (applicable at all times); > Network institutional organizations for resettlement; > Use of collective land compensation funds and income condition of relocated people; > Condition of income growth for labor employment; > Whether DPs are benefited from the project construction or not? (3) Public Consultation The external monitoring agency shall participate in the public consultation meetings during the implementation of resettlement plan, through which, it can evaluate the impacts of the public participation. (4) Complaints The external monitoring agency shall pay site visits regularly, inquire about the results of resolution from the PMOs and RIAs of all levels that accept the complaints. Occasionally, the agency may interview the displaced people who have complaints and, aiming at the existing problems, propose measures and suggestions for improvement. Such will help the resettlement implementation be more effective.

12.2.2 Monitoring Indexes

Socioeconomic indexes: average net income, GDP, the employment rate etc.; Agency indexes: staff composition, personnel quality, regulations, equipment and the completing rate of processing affairs; DPs affected by land expropriation or land occupation: compensation funds availability rate, production resettlement manner, the economic income change rate, the employment rate, the resettlement satisfaction; Demolished residents: compensation funds availability rate, house sits, house reconstruction, the resettlement satisfaction; Enterprises and institutions: compensation funds availability rate, locations of the new sits, the progress of

120 the new sits land expropriation, the average commuting time of workers, the change rate of workers' income, the change rate of taxes and profits, the resettlement satisfaction; Infrastructure: compensation funds availability rate, the functional restoration rate.

12.2.3 External Monitoring Reports

The external monitoring and evaluation agency shall submit semi-annual reports of monitoring and evaluation to the PMOs of the Center and various provinces and WB.

12.3 Post Assessment for Resettlement Upon completion of the project, on the basis of the monitoring evaluation, the theory and method of post assessment shall be used to review the resettlement activities of this project. In this regard, such post assessment will cover the successful experiences and lessons in the aspects of the demolition of residential house and enterprises and institutions and land expropriation that can be referred to by the future resettlement projects. The institution entrusted to conduct the post assessment for this project must prepare the TOR for post assessment, build up the assessment index system, undertake necessary social and economic analysis and survey and prepare Resettlement Post Assessment Report of World Bank financed project of Huai River basin key plain Low-lying land treatment project of X Province that will be submitted to the PMOs of the Center and each province and WB. For the effective implementation of the resettlement plan and realize the target of proper resettlement, based on the requirements of the World Bank operational policies OP4.12 Involuntary Resettlement and Immigrant Monitoring and Evaluation of the World Bank Financed Projects in China Business Guide, the project will undertake regular monitoring and evaluation for the implementation of land expropriation, demolition and resettlement activities. The monitoring consists of two parts, respectively internal monitoring conducted by resettlement institution and external independent monitoring. Internal monitoring shall be conducted by the PMOs of the Center and provinces and cities, the resettlement implementation management offices and the units of implementation of the demolition to ensure that the units in-charging will implement land expropriation and demotion and the resettlement complying with the principles and schedule of resettlement plan. The purpose of internal monitoring is to make the resettlement agencies keep good functions in implementation process. Independent monitoring and evaluation is the one that regular independent monitoring and evaluation of land expropriation and demolition and the resettlement activities are mainly undertaken by an independent monitoring agency. This project does not confirm the independent monitoring unit. The contents for independent monitoring are as follows: Functions of resettlement network; The progress of land expropriation, demolition and resettlement implementation, and the compensation of land expropriation and demolition The resettlement and restoration of the demolished residents and enterprises and institutions; The survey and analysis on production and livelihood levels of DPs. Independent monitoring is the evaluation of land expropriation and demolition and the resettlement which is conducted by the agency out of the project, with a comprehensive and long-term view to inspect all of the implementation activities. The independent monitoring agency will undertake trace-up monitoring of the resettlement implementation activities to evaluate whether the resettlement carries out the relevant law of national land expropriation and demolition and resettlement, whether accord with the World Bank operational policies OP4.12 Involuntary Resettlement, whether the production and livelihood levels of the DPs are better or at least maintain the same standards as without project. The independent monitoring agency will suggest related implementation units according to the problem found in the monitoring process, so that the problem can be solved promptly which are found in the process of the resettlement implementation.

121 13 Right Table Table 13-1 Right table for resettlement project of low-lying land treatment in Jiangsu Province Type of Affected Compensation and Resettlement Policy Rates impact people * The compensation rates for land expropriation are calculated on the basis of the original function. The The compensation should be equal to compensations include compensations 16 times of the three-year output per for land expropriation, subsidies for mu from 2001 to 2003 in the affected resettlement and compensation for areas. The specific rates are as ground attachment and green seedling. follows: Permanent Affected The compensations for land The compensation rate for farmland land village expropriation are paid to the rural is 20,480 Yuan/mu (including expropriation User of land collective economic organizations to compensation for land expropriation develop production and resettle the and subsidies for resettlement); villagers. The compensation rate for green * The subsidies for resettlement are paid seedling is 640 Yuan/mu; to the resettled villagers and the units The other compensation rates show for resettlement receiving. in Table5-1 and Table5-2. * The compensations for green seedling are paid to the land users. * The compensation rates for land occupation are calculated on the basis of the occupied period. The compensation rate for the losses Land User 0 After expiry, the original appearance of stopping production is 1280 Tmoay The unit of of land should be restoreed, and the occupation recultivating recultivating costs should be paid. The specific compensation rates for farmland * The compensations are paid to the show inTable5-4. land users. * The recultivating costs are paid to the units for recultivating. Compensation 0 After got the land construction permit, The compensation rate for the rates for the construction units need to discuss state-owned land transferring is based state-owned Land owner with the land owner for using and on the relevant regulations of land use and transferring the state-owned land. Yancheng. The detailed information transfer shows in Table5-3.

122 * The compensation rates for rural The compensation rates for rural house demolition are calculated on the house demolition are as follows: basis of the replacement value. The Brick- concrete structure: 350 2 compensation for attachment should Yuan/M ; be in accordance with the actual costs. Brick- wood structure: 320 Yuan/mi; 2 Rural house Property * After compensating for house Soil-wood structure: 249 Yuan/M ; demolition owner demolition, the government should Soil-grass and other structure: 120 2 supply house site lands for villagers to Yuan/mi ; construct the house by themselves. Subsidies for moving: 280 Yuan/each * The subsidies for moving and person; transportation are demanded. Transition cost for moving: 220 Yuan/ each person. * The compensation rates for urban house demolition are calculated on the basis of the appraised prices. The compensation for attachment should be according with the actual costs. should service According to level and type of land YangchengYanghen govrnmntgovernment soul sericein Yancheng, the compensation rates for the resettlement on the basis of the in Yanchegisthe housensation Urban house Property relevant policies, show in Table5-6, and the demolition owner 0 The prices of different land type compensation rates for urban should be considered. The u bsidies r m unregistered house demolition show * The subsidies for movig and in Table5-7. temporary resettlement are demanded. * The compensation for unregistered house demolition is demanded, but the compensations for land are not demanded. * Based on the principle of replacement The compensation rates for rural value, the compensations for enterprises' house demolition are as enterprises' house demolition are follows: 2 demanded. Plant: 120-500 Yuan/m ; * The government should supply lands Office room and warehouse: 120-478 2 for enterprises to build plants. Yuan/M ; * The subsidies for equipment moving The compensations for infrastructure and compensation for the losses of are equal to 25% of the compensation

Enterprise stopping production are demanded. for house demolition. The detailed house Enterprise * The compensations for infrastructure information shows in TableS-8. demolition are demanded. The compensation rates for urban enterprises' house demolition in Yancheng are as follows: House: 544-2,488 Yuan/m2; The compensations for stopping production are equal to 1% of the compensation for house demolition; The subsidies for moving arelO Yuan/M2. The detailed information shows in Table5-9.

123 * After the enterprises rebuilding, the workers will resume working. The compensation rates for enterprise * The wages are originated from the ^ workers are based on the original . compensation for the losses in the Enterprise wage. The medical and social workers period of stopping production. insurance, dividends and bonuses * The workers' benefits including should keep consistence with the wages, medical and social insurances, dividends and bonuses will not change original rates. in the period of stopping production. Institution 0 The policies of compensations for The compensation rates for house Institution institutions are same with that for institutions are same with that for demolition enterprises. enterprises. * The compensations for rural store The compensation rates for rural demolition include the moving losses store demolition are as follows: and the operating losses. The compensation rate for moving: * The other policies of compensations 5,000 Yuan/each family; for stores demolition are same with Operating loss: 3500 Yuan/each that for enterprises. family. Store The compensation rates for urban Store owner demolition store demolition are as follows: The compensation for stopping production equals to 3 percent of the compensation for house demolition; The other compensation rates for stores are same with that for enterprises. 4m floodgate 181200 Yuan/each one 5m floodgate 249800 Yuan/each one IQ irrigation station 317200 Yuan/each one 10KV voltage cable 100000 Yuan/km 35KV voltage cable 200000 Yuan/km 110KV voltage cable 300000 Yuan/km Special Property 220KV voltage cable 550000 Yuan/km installations owner 500KV voltage cable 1000000 Yuan/km Rural low voltage cable 50000 Yuan/km Transformer 15000 Yuan/each one Telephone line 50000 Yuan/km Broadcasting transmission cable 50000 Yuan/km Television transmission cable 2500 Yuan/km Table 13-2 Right matrix for resettlement project of low-lying land treatment in Anhui Province Affected Compensation and Resettlement | Type of impact lRates people Policy

124 The compensation rates for permanent land expropriation and subsidies rate for resettlement are * The compensations for land as follows: expropriation, subsidies for Paddy fields: 18016 Yuan/mu; resettlement and compensation Dry land: 18016 Yuan/mu; Villagers for collective property are Fish ponds: 22400 Yuan/mu; committees directly paid to the rural Registered river beach: 6756 Permanent land collective economic Yuan/mu; expropriation organizations or villagers Other land: 2252 Yuan/mu. committees. The compensation rates for green Land user seedling are as follows: * The compensations for ground Dry land: 563 Yuan/mu; attachment and green seedling Fish ponds: 563 Yuan/mu; are paid to the land users. Registered river beach(including infrastructure): 1126 Yuan/mu; The other land cannot expropriate compensation for green seedling. The compensation rates for temporary land occupation are calculated on the basis of the occupied period and the losses. The compensation rates for green * The compensation rates for seedling are same with that for temporary land occupation are permanent land expropriation. calculated on the basis of the The rates of recultivating costs Temporaryr occupied period and the loss. are as follows: land Land user occupation 0 After expiry, the original Land occupation for filling appearance of land should be reservoirs: 500 Yuan/mu; restoreed, and the recultivating Land occupation for soil costs should be paid. acquiring: 2800 Yuan/mu; Land occupation for soil discharging: 1200 Yuan/mu; Temporary land occupation for construction layout: 500 Yuan/mu.

125 The compensation rates for rural house demolition and attachment * The compensation rates for are as follows: rural house demolition are Steel- concrete structure: 500 calculated on the basis of the Yuan/m 2; replacement value of structure Brick- concrete structure: 350 types and quality standards. Yuan/n 2 ; * The subsidies for moving are Brick- wood structure: 320 respectively calculated on the Yuan/M2; basis of moving distance, Soil-wood structure: 249 volume of materials, mode of Yuan/M2; transport and time. The other structure: 100 Yuan/M2; * The compensation rates for Fence: 40 Yuan/m; 2 Urban house Property infrastructure which includes Gate tower: 120 Yuan/ M ; demolition owner resettlement land Toilet, pigsty, cow shed, stove, expropriation, land formation, pool: 80 Yuan/each one; drainage, water supply, Well: 380 Yuan/each one; 2 electricity supply, village Terrace: 35 Yuan/ mi ; roads and so on are Telephone: 150 Yuan/each one; respectively calculated on the Cable TV: 150 Yuan/each one; basis of the original Tree (Young): 3 Yuan/each one;; infrastructure and the Tree (Grown): 20 Yuan/each one; resettlement planplan. Fruit tree : 50 Yuan/each one; * The subsidies for resettlement Grave: 90 Yuan/each one; are determined by the Transition cost for moving: 200 resettlement plan. Yuan/ each person. Subsidies for moving: 200 Yuan/each person. * The compensation rates for house demolition are calculated on the basis of the replacement value. The compensation rates for * The compensation rates for the enterprises and institutions' house installations and equipments and attachment demolition are as which cannot be moved are follows: calculated on the basis of the Enterprise original scales and standards. Steel- concrete structure: 500 2 house Property * The subsidies for Yuan/ M ; demolition owner transportation are calculated on the basis of transport Brick- concrete structure: 419 2 distance, volume of materials Yuan/ M ; and mode of transport. * The subsidies for stopping Brick-wood structure: 341 Yuan/ production are calculated on m 2 . the basis of the scales of production and the time of stopping production.

126 The compensation rates for special installations and ground attachment are as follows: Gravel road: 10000 Yuan/km; Bridge: 15000 Yuan/m; Ferry crossing: 5,000 Yuan/each one; Broadcasting transmission cable: * After been compensated by 30000 Yuan/km; the project units, the affected Optical cable: 8000 Yuan/km; special installations should be Electric cable: 40000 Yuan/km; Special Property rebuilt by the property owners 110KV voltage cable: 350000 stallat owner or the project units to keep Yuan/km; anstatound accordance with original 35KV voltage cable: 140000 and ground scales and standards. Yuan/km; attachments Land owner * The compensation rates for 10KV voltage cable: 60000 ground attachment are Yuan/km; calculated on the basis of the 380V voltage cable: 35000 relevant regulations. Yuan/km; Substation 10 - 20kvA: 5000 Yuan/each one; Substation 50kvA: 12000 Yuan/each one; Substation 100kvA : 22000 Yuan/each one; Substation 300kvA: 45000 Yuan/each one.

127 128 Table 13-3 Right matrix for resettlement project of low-lying land treatment in Henan Province TheThe low-lying The low-lying Type of Compensation low-lying land alongln the ln h impe Affected people Compensation and Resettlement Policy Comsati n M ong lower reaches land ache Huai River R iver of Jialu River River * The cash compensation and scattered resettlement are demanded. Rural areas The compensation rates for house demolition are calculated on the basis of the replacement value. The villagers who get the Brete 350 Yuan compensation need to build house or buy house by themselves. The concrete /m2 350 Yuan /m2 villager committee should supply the house site lands to the structure villagers. The old stuffs of the demolished houses belong to the house owners. Brick- wood 320 Yuan * The resettlement agencies should help the families with difficulties structure /ml 320 Yuan /m2 in the resettlement period. * The compensations for house demolition should be paid to the House villagers before the project. If the compensations are paid in demolition Prosperity owner installments, the last payments should be paid before the Soil- wood 290 Yuan /m2 completion of house. structure /m2 290 Yuan * The villagers can complain any aspect of the resettlement, including the compensation rates. The agencies which are The other 139 Yuan responsible for handling the complaints will not collect any fees. structure /m2 139 Yuan /m2 The subsidies 250 for Yuan/each 250 Yuan/each transportation person person * The villagers can get the subsidies for moving and resettlement. t a p Subsidies for 200 Yuan/each Yuan/each resettlement person person

129 * The villages which have expropriated land can get the compensations for land expropriation and the subsidies for resettlement. The villagers can get the compensations for green seedling and grounds attachment. * The compensations for land expropriation and the subsidies for Irrigated field 18016 18016 18016 resettlement are paid to the villages to use and manage if the Yuan/mu Yuan/mu Yuan/mu Permanent Collective-owner villages are responsible for the land adjustment and development. land land Otherwise, the subsidies for resettlement should be paid to the expropriation villagers, and the compensations for land expropriation are paid to the villages. * The compensations for land expropriation and the subsidies for resettlement should be used to restore production and life, such as constructions of irrigation and water conservancy installations, Garden field 25888 Yuan/mu 25888 constructions of rural infrastructure, and adjustments of the agricultural structure and so on. 27440 27440 27440 Fish pond Yuan/mu Yuan/mu Yuan/mu

* The compensations for temporary land occupation include the 1126 compensation for land losses and recultivating costs. Irrigated field Yuan/mu 1126 Yuan/mu 1126 Yuan/mu * The compensation rates for land loss are calculated on the basis of Temporary Collective-owner annual output of the land and occupied time. Yuan/mu 1618 Yuan/mu land land * The recultivating costs are used to second plow the occupied land Garden field 16181618 occupation after the expiry of the occupied period. The recultivating costs Yuan/mu

are determined by the actual costs. The construction units are responsible for recultivating the occupied land. Fish pond 1715 1715 Yuan/mu 1715 Yuan/mu

130 Table 13-4 Right matrix for resettlement project of low-lying land treatment in Shandong Province Type of 1Compensation and Compensation Compensation impact [ e e l Resettlement Policy [items rates House Prosperity owner * The compensation rates FRural areas demolition for rural house l 11 demolition are calculated Brick- concrete F Yuan /m2 on the basis of the structure 2 replacement value. [Brick- wood 32 Yuan /M

* The compensation rates [structure _ _ _ should on the basis of Soil- wood 2 The Bill of structure 249Yuan ur Compensation for Land Soil-grass l 2 Expropriation in Large structure and Medium-sized Water Conservancy and l [ Hydropower Project and Resettlement, the l _ _ [ Standards of Village and Town Plan, and the relevant laws, regulations and policies.

'rin lgp 11__131 I ___ * f l nr tug nAr

131 Transport costs 2 for moving I"'_ Subsidies for F00Yuan/m resettlement

* The compensation rate Brick- concr for infrastructure is 1500 structure __ l Yuan/each person. Brick- wood

*The subsidies rate for structure _ moving is 280 Yuan/each Soil- wood | person. structure WI * The subsidies rate for The otruc resettlement is 200 structure l Yuan/each person. Subsidies for moving Compensation for stopping production Permanent Collective-owner | The compensation rates 1. Farmland land land for collective land Paddy field expropriation expropriation are Vegetable field || calculated on the basis of _ _ 11_19200_Yuan the original uses. The | Dry land 1920 Yan compensations include I/ compensations for land | 2. Registered | 9600 Yuan expropriation, subsidies Iriverbeach/mu for resettlement, and 3. Green 600Y / compensations for green seedling l seedling and ground | 4. Garden field || attachment. The [5. Forest land compensations for land FEconomical

expropriation belong to forest land _ _ _ the rural collective Timberland economic organizations. l l The compensations for 6 sslandW green seedling and 7. House site 19200 Yuan ground attachment are land /mu paid to the prosperity [8.Land for owners. The subsidies [enterprise "o for resettlement should 9. Land for 1 be used to resettle the road villagers who lost lands, 10. Drain and cannot be diverted to 11l. Public land 1| other uses. | 12Otherland:I

132 [13. Wasteland

* The compensations rates 1 for rural temporary Farmland 1,200 Yuan collective land /mu occupation are calculated on the basis of the land Recultivating 2,800 Yuan uses and losses, cost (Areas of /mu including compensations soil acquiring) for green seedling and i recultivating costs. Recultivating l * The affected villages can cost (Areas of 1,200 Yuan second plow the soil /musl occupied land by discharging) themselves, and the construction units pay the recultivating costs to the villages. The construction units can also directly second plow. These elements will be included in the Temporary Collective-owner "Agreement of land land Temporary Land occupation Occupation" to clear the responsibilities of the recultivating for farmland. Recultivating * The compensation for cost (Areas of temporary state-owned temporary land 500 Yuan /mu land occupation needn't occupation) to be paid. The compensation rates for ground attachment demolition are determined by the replacement value. Or the construction units can restore the ground attachments on the basis of their original scales and standards, and the reconstruction costs are included in the project costs. Special 1 0 The compensations for Compensation 11500 installations Prosperity owner special installations and for Yuan/each and ground ground attachment are infrastructure person

133 | Piper and ||1000 Yuan/mr culvert 11 Grave 150 Yuan/each [ __ jone [Bridge 700 Yuan/rn2 Wall l 60 Yuan/mr

[Stove 10 Yuan/each l___ jone 12000 Gate tower I Yuan/each one |Pigsty 80 Yuan/M2

Well |800 Yuan/each _ _1_ one Tree (Young) 110lYuan/each one

Tree (Grown) 120 Yuan/each T (Grown) one 300 Yuan/each] Fruit treeI one

134