22 October 2009 Philippine Stock
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22 October 2009 Philippine Stock Exchange Disclosures Department 4/F, Philippine Stock Exchange Inc., PSE Centre Exchange Road, Ortigas Center Pasig City, Metro Manila Attention : Ms. Janet Encarnacion Head – Disclosures Department Re : ROXAS AND COMPANY, INC. (Formerly CADP GROUP CORPORATION) ------------------------------------------------------- Gentlemen: We respectfully submit the Annual List of Stockholders of Roxas and Company, Inc. (formerly CADP Group Corporation and herein referred to as the “Company”) as of Record Date, 15 October 2009, prepared by Unionbank Stock Transfer Unit, the Company’s stock transfer agent. Pursuant to, and as a result of, the SEC-approved plan of merger between the absorbed Roxas & Company, Inc.1 (RCI) and CADP Group Corporation2 (CADPGC), the number of shares outstanding and entitled to vote in the Annual Stockholders’ Meeting as of Record Date is 2,911,885,870 common shares. These include 1,545,895,576 shares listed with the Philippine Stock Exchange and 1,365,990,294 common shares which have yet to be listed. Also attached hereto is the list of the RCI stockholders who are legal owners of shares in the Company as of 29 June 2009 as a result of the merger between RCI and CADPGC. Very truly yours, FRITZIE P. TANGKIA-FABRICANTE Asst. Corporate Secretary/Compliance Officer 1 SEC Identification No. 102373. 2 SEC Identification No. 834. CADPGC is the surviving corporation, which was renamed Roxas and Company, Inc. As previously disclosed, the merger took effect on 29 June 2009. 7th Floor Cacho Gonzales Building 101 Aguirre Street, Legaspi Village 1229 Makati City Tel No.: (02) 810-8901 www.roxascompany.com.ph ROXAS AND COMPANY, INC. Annual List of Stockholders as of Record Date 15 October 2009 SN STOCKHOLDERS NAME ADDRESS NO. OF SHARES 10000002 UY-TIOCO & CO., INC. A/C# 0107-004-4 980 10000014 IGC SECURITIES, INC. MON-161 SUITE 1006, TOWER ONE AND EXCHANGE PLAZA, A 30 10000015 DULALIA ELIAS B. 2/F DULALIA BLDG. PUNTURIM, VALENZUELA 250 10000022 DE ARANAZ JOAQUINA R.I. NO. 86, 10TH ST. NEW MANILA, QUEZON CITY 1,850 10058124 ARMSTRONG SECURITIES, INC. 32/F UNIT E 3202-A, PSE CENTER EXCHANGE ROAD 373 10071504 ABAQUIN GIL 3666-C GEN. A. LUNA ST. BANOKAL, MAKATI, MM 402 10071514 ABAQUIN LOURDES M. #6 RIZAL ST., AYALA HEIGHTS QUEZON CITY 742 10071524 ABINALES AGUIDA B. TUY, BATANGAS 4,831 10071534 ADOVE OLIMPIO BALAYAN, BATANGAS 1,431 10071544 ADRIAS ELENO TUY, BATANGAS 323 10071554 AFABLE PRESENTACION A. TUY, BATANGAS 9,277 10071564 AGONCILLO MINDA K. NASUGBU, BATANGAS 2,401 10071574 ALARAS CONSOLACION BALAYAN, BATANGAS 4,831 10071585 ALARAS ENRIQUETA P. BALAYAN, BATANGAS 1,209 10071595 ALARVA PAULA BALAYAN, BATANGAS 520 10071604 ALBA ROLANDO LUMBANGAN, NASUGBU BATANGAS 7 10071614 ALCAZAR RICARDO CALACA, BATANGAS 1,085 10071624 ALEJA LUCILA F. C/O ATTY. FRANCISCO NASUGBU, BATANGAS 509 10071644 ALESNA ROSALEDA R. 27 DONA RITA DIAZ ST., FORTUNATA VILL., DR. A SA 14,563 10071654 ALIX SOFRONIO 101 SCOUT FERNANDEZ QUEZON CITY 2,736 10071665 ALIX-HATOL TERESITA C/O MR. URBANO (GERRY) CASTILLO 2634 LAMAYAN 3,690 10071675 ALMANZOR CONSUELO TUY, BATANGAS 2,414 10071685 ALMANZOR JR. FELIX TUY, BATANGAS 911 10071695 ALMANZOR GERMAN TUY, BATANGAS 2,414 10071704 ALVAREZ ROMANA I. NASUGBU, BATANGAS 162 10071724 AMPARADO ROMEO F. 2-B ALLEY 12 PROJECT 6 QUEZON CITY 72 10071745 AMPUNIN GLORIA C/O NORMA L. MARANAN TUY, BATANGAS 3,138 10071755 ANDAL LIBORIO BALAYAN, BATANGAS 8,772 10071765 ANDULAN SEGUNDO BALAYAN, BATANGAS 1,151 10071775 APACIBLE REMEDIOS V. NASUGBU, BATANGAS 3,378 10071785 AQUINO FELICIDAD BALAYAN, BATANGAS 230 10071795 ARANDO VICENTE B. 54 CABBAGE ST. VALLE VERDE V PASIG, MM 4,680 10071804 ARELLANO AGUIDO SAN PIRO, BALAYAN BATANGAS 219 10071814 AREVALO NIEVES TAAL, BATANGAS 5,480 10071825 ARRIOLA PEDRO M. LIAN, BATANGAS 520 10071835 ASINAS MARIA GOCO VDA.DE TAAL, BATANGAS 714 10071845 ASUNCION PERLA HUMAVINOAN, LIAN BATANGAS 5,082 10072304 ABOITIZ LUIS MIGUEL 110 AEV BUILDING, LEGASPI STREET, LEGASPI VILL 3,228 10072314 ABOITIZ MARY ANNE C/O ABOITIZ AND COMPANY, INC. CEBU CITY 3,228 10072324 ABOITIZ MELISSA MARIE C/O ABOITIZ & CO., INC. CEBU CITY 3,228 10072334 ABOITIZ MIREN EUKENE C/O ABOITIZ & CO., INC. CEBU CITY 621 10072344 ABOITIZ VALERIA CAVESTANY C/O ABOITIZ & CO., INC. CEBU CITY 3,228 10072364 ABOITIZ JR. ENRIQUE C/O ABOITIZ & CO., INC. CEBU CITY 5,379 10072384 ACCRA INVESTMENT CORP. C/O CENTRAL AZUCARERA DON PEDRO 6TH & 7TH 4,138 10072414 AGUAS P.M. 11 TYLER STREET, NORTH GREENHILLS, SAN JUAN 21,517 10072434 ANTONIO MAGNOLIA W. 15TH FLR., G.E. ANTONIO BLDG. T.M. KALAW ST., ER 89,652 10077045 ANG ELISEO 816 ZACATEROS STREET, STA. CRUZ, MLA. 359 10077055 ARCILLA FERDINAND 3520 V. MAPA TOWNHOMES UNIT 3 V. MAPA EXT., ST 1,793 10077205 ANUNCIACION JR. CASIANO P. 1243 TEODORA S. LUIS ST. PANDACAN, MANILA 897 10077215 ABRENICA ESTELA V. C/O LOANS COLLECTION DEPARTMENT 12/F, SSS EA 179 10077276 AVELLANA LEONILA O. NO. 6 TABING ILOG ANIBAN II, BACOOR, CAVITE 3,586 10077606 ALTONAGA JR. JOSE G. 36 L. PASCUAL ST., BF RESORT PAMPLONA, LAS PIN 897 10077616 ALTONAGA JOSE G. C/O MR. MARTIN G. ALTONAGA 8 M.CRISTOBAL STR 897 10077646 AGNES ARAO D. 46-B SCOUT ALCARAZ, SMH, Q. C. 538 10077787 ADARVE RESURRECCION A. #10-1A V.Y. OROSA STREET DIAMOND SUBDIVISION 359 10077816 ANCHETA EDNA D. PAG-IBIG FUND JOLLIBEE CENTRE BLDG . OR TIGAS 179 10077887 ARAGON ADOLF B. 1499 NARRA ST., TONDO, MANILA 897 10077897 ANG TEE ERNESTO 429 HIPODROMO ST., STA MESA, MANIL A 359 10077967 ANG ALICE T. UNIT 605 SUNSHINE MANSION, 1087 AG UILAR ST., B 179 10077977 AFRICA ADEL R. 355 A. MH DEL PILAR ST., PINAGBUHATAN, PASIG CI 179 10078125 ALMODIEL ARMANDO A. CANELAR MORET, ZAMBOANGA CITY 179 10078135 AVERIA CARLITOS P. #18 MASUNURIN ST., SIKATUNA VILL. Q.C. 359 Page 1 ROXAS AND COMPANY, INC. Annual List of Stockholders as of Record Date 15 October 2009 10078145 ANASCO ANTONIO G. 1846 CAVITE STREET CORNER ISAGANI, STA. CRUZ 179 10078196 AGUILAR LEONARDO ANGELO &/OR C/O PCIBANK DAPITAN BRANCH 1192 DAPITAN ST., S 1,255 10078215 ATENDIDO ROBERTO A. 22/F, THE PEAK, 107 ALFARO ST., SALCEDO VILLAGE 359 10078305 AQUINO ROSARIO P. 15/F CBG-FCD FEB CENTER BLDG. SEN GIL PUYAT A 179 10078316 ADRIANO MERCEDES V. 2108 CABRERA ST. PASAY CITY 179 10078326 ALON LYNVI ROSS H. 1427 CAMARINES ST. STA CRUZ MANILA 179 10078356 ALCONERA LUZVIMINDA C/O DHARMALA CENTER, 142 AMORSOLO STREET, 359 10078396 ASUNCION ASUNCION P. NO. 634 MAYAMAN STREET, UNITED SAN PEDRO SU 179 10078406 ASIA TRADERS INSURANCE CORPOR15/F TYTANA PLAZA, PLAZA RUIZ, BINONDO, METRO 359 10078426 ARROYO LUZ L. 4/F SAGUITTARIUS BLDG. H.V. DELA C OSTA STREE 717 10078486 ADRIANO ALFREDO B. SSS NORTH FAIRVIEW HOMES, FAIRVIEW Q.C. 179 10078506 ARGUELLES JOSE L. 464 E. RODRIGUEZ SR. BLVD. CUBAO, Q.C. 897 10078556 ACERO FRANCES D. 123 P. DUCOS ST., QUIAPO, MANILA 359 10078566 APE CONCEPCION C. 48 TAGAYTAY ST., CALOOCAN CITY 179 10078577 ARANAS JANE U. 3/F OSS-CENTER, DEPT OF FINANCE, E XEC. TOWER 83 10078636 ANABO FILOMENA R. 41 LUNINGNING ST., DAMIANA SUBD. ROSARIO, PAS 1,076 10078646 ALEJO NATIVIDAD N. 4 CAIRO ST., MERVILLE PARK PARANAQUE, METRO 113 10078657 ABRANTES CELSO C. C/O BPI, 11/F BPI BUILDING AYALA AVENUE, MAKATI 359 10078667 ATACADOR MANUEL R. 216 J, SWIGERT ST., MOONWALK VILLA GE PHASE II 359 10078697 ANGELES LYDIA F. C/O BPI BUENDIA BR. AGP BLDG., G. PUYAT AVE., M 359 10078706 ABLAZA ESPERANZA Z. 42 STA. ROSA ST., BRGY.MANRESA QUEZON CITY 179 10078716 AFUANG CORAZON T. 76 COLT ST. RANCHO ESTATE I CONCEPCION DOS,M 359 10078726 AFP GENERAL INSURANCE CORPOR COL BONNY SERRANO RD., COR EDSA QUEZON CIT 531 10078737 ASPERILLA MARIA CARISSA I. 14 ABELARDO ST, SN. LORENZO VILLAG E MAKATI 897 10078777 ARAGA-SANTOS OFELIA B. C/O MARITIME INDUSTRY AUTHORITY PPL BLDG., U 359 10078827 ANDRADA BEVERLY JUNE B. C/O MS. JESSICA U. RICAFLANCA PHILBANK PORT A 359 10078837 ALL ASIA LIFE ASSURANCE CORPOR16TH F, ALL ASIA CAPITAL CENTER 105 PASEO DE R 2,653 10078847 ALL ASIA CAPITAL & TRUST CORPOR105 PASEO DE ROXAS, MAKATI CITY 65,667 10078857 ANG MANUEL 625 ELCANO ST., MANILA 1,793 10078907 ARELLANO DIOSCORA C. RM. 323 MSE BLDG. AYALA AVE. MAKAT I CITY 359 10078937 ADVENTO MARIA VIDA T. 5 J ESCALER ST. LOYOLA HEIGHTS QUEZON CITY 179 10078947 AVILA LETICIA C. C/O BASIC PETROLEUM & MINERALS INC . 104 C.PAL 359 10078967 AFURONG RENATO B. 846 ANTIONIO MACEDA, SAMPALOC MANILA 179 10078977 AMPIL MARIANO M. ROXAS AND COMPANY, INC. 7/F CG BLDG., 101 AGU 5,379 10078987 ASUNCION RONALD L. 202 CALIRAYA ST., AYALA ALABANG VI LL, MUNTINL 1,793 10079015 ATIENZA, JR. VICENTE B. CADP, NASUGBU BATANGAS 1,829 10079025 ADONA DIENA M. TALANGAN, NASUGBU BATANGAS 359 10079035 ACANTILADO JOSE FRANCIS B. B78 L20 E. RODRIGUEZ ST. BF HOMES PHASE 5, PAR 359 10079056 ASUNCION MARIA LUCILE E. CONCEPCION ST. NASUGBU BATANGAS 179 10079066 AFABLE ANIELYN S. CADP, NASUGBU BATANGAS 1,793 10079076 ATON ZENAIDA T. MGT. RESOURCES, 2/F SEDCO BLDG. RA DA STREE 814 10079086 APLAON DELIA T. CANSON SUBD. LA CARLOTA CITY NEG. OCCIDENTA 179 10079105 AGUAS JOSE LUIS Z. C/O JOSE ANTONIO C. AGUAS 105 ANTONIO ROXAS 8,965 10079115 AGUILAN ELENA E. MONEYLINK VENTURES, INC. 9TH FLR. YUCHENGCO 179 10079136 ANG EDWARDO C. 15 ARANETA AVENUE, MALABON METRO MANILA 1,793 10079146 ANG SHIRLEY O T. 15 ARANETA AVENUE, MALABON METRO MANILA 1,793 10079186 ARAULA CAROLINE C. LOT 19 BLK 13,PHASE 5, BAHAYANG PAGASA HOME 359 10079246 ANG GINA T. 2/F EMMANUEL HOUSE, 115 AGUIRRE STREET, LEGA 897 10079266 ARENAJO CLARIE D.