Adriana Sanford

ADRIANA SANFORD

[email protected] www.adrianasanford.com (602) 316-9991

• Visiting Professor (Chile).Universidad de Talca, School of Business and Economics. Ethical Leadership, MBA Program. July 2017 • Visiting Research Professor (Chile). Universidad de Talca, School of Business and Economics. May 2016 - May 2017 • Dean’s Visiting Scholar. Georgetown University Law Center. May 2016 - May 2017 • Clinical Associate/ Assistant Professor of Management. Department of Management and Entrepreneurship, W. P. Carey School of Business, Arizona State University. June 2012 – present • Faculty Affiliate. Center on the Future of the War. April 2016 – present • Honors Faculty at Barrett Honors College: June 2012 - present • Lincoln Professorship (Global Corporate Compliance and Ethics). W. P. Carey School of Business, Lincoln Center of Applied Ethics, Arizona State University, June 2014 - August 2015

· World Economic Forum Advisory Committee Member · Dual Citizenship (Chile/ US) · Advisory Board Chair, IIM Think Tank · ISACA Keynote (Latin America) · Amnesty International USA Board Member · CNN Regular Expert Contributor · American Program Bureau Keynote · APEC CEO Delegate (Chile)

· Featured along with multiple women in the industry:

“Women in Engineering” book series in “Women in Security: Changing the Face of Technology and Innovation”

Adriana Sanford

EDUCATION

• Law Degrees: Six years of law school. JD, University of Notre Dame Law School (1993); dual LLM degree (tax and international & comparative law), Georgetown University Law Center (1999) • Graduate-Level Business Courses in Global Management: Thunderbird School of Global Management. Completed graduate-level courses in Global Economics, Global Political Economy, Global Marketing Management, Cross-Cultural Communications, and Financial Accounting (2011) • Study Abroad (London, England): Year-long Concanon Program in International Law at Notre Dame Law School’s London campus; International Moot Court Competition (1991-1992) • Research Assistant/ Legal Internship (London, England): Georgetown Immigration Law Journal and corporate immigration legal intern, Law Offices of Paul Ferrell. (1991-1992) • Judicial Externship: Judge Harry C. Dees, Jr., U.S. Bankruptcy Court - Northern District of Indiana. (1992-1993) • Undergraduate Degree: B.A. degree in political science (magna cum laude), Arizona State University (1986-1990) • Study Abroad (Santiago, Chile): Villa Maria Academy (1980-1983)

TEACH Clinical Associate Professor, W. P. Carey School of Business, Arizona State University

• Courses: Ethical Issues for Managers (LES 582); Ethical Leadership (MGT 591); Law, Ethics, and Regulations (LES 305); and Principles of International Management (MGT 302) • Number of Students/ Class Size: Annually teach 1,840 students; 5 to 7 classes per semester • Types of Instruction: Online, hybrid, and face-to-face (incorporate: two decades of international legal experience with top-tier international firm/senior in-house legal experience) • Course/Instructor Evaluations: Average evaluations rank among the highest in the department • Online Faculty Certification: W. P. Carey School of Business (2015) • Pilot and Teaching Innovation: Created the online course subsequently used as the pilot training course in W. P. Carey School of Business Online Courses for all incoming faculty

Visiting Professor, Universidad de Talca, School of Business and Economics (July, 2017) • Spanish Course: Ethical Leadership. Graduate and undergraduate students • Number of Students/ Class Size: 20 students/small; 2 classes • Type of Instruction: Face-to-face

Adriana Sanford

CORPORATE AND BANKING LEGAL WORK

• Legal/Business Consultant: (2007 – 2010) Gelcomm Communications, Los Angeles, California. (Multi-disciplined creative design firm that specializes in multicultural/youth branding and trend research) For two and half years, advised Agency Principal on mattering regarding company policies and complex negotiations; raised profile of business opportunities in Chile by assisting with strategic partnerships • Lead Counsel for Latin America: (2006 – 2007) General Electric Company, Louisville, Kentucky. GE Appliance, GE Supply, GE Electrical Distribution, GE Lighting and GE Multilin with 60,000 FTEs. For one year, managed legal matters for 23 GE companies in Latin America and Caribbean; spearheaded the company’s anti-counterfeiting program in Panama; managed company’s 30 external foreign law firms; provided monthly integrity/ethics training to senior business team leaders; and successfully completed two Lean Six Sigma Projects • Commercial Law Counsel (United States): (2006 – 2007) General Electric Company, Louisville, Kentucky. GE Appliance, GE Supply, GE Electrical Distribution, GE Lighting and GE Multilin. For one year, responsible for commercial law matters involving US direct sales and rep networks; successfully negotiated 28 multi-million dollar agreements for bundled services and/or large infrastructure projects; and provided integrity training to 400 GE employees/reps • Legal Coordinator for GE Multilin (Canada): (2006 – 2007) General Electric Company • Senior Counsel: (2003-2004) Gordon & Rees, LLP, San Diego, California. For one year, served as US counsel for Chilean communications company with 2500 workstations; negotiated trade agreements for major California agricultural companies • Founder and Chairman: (2003-2004) Chile/US Chamber of Commerce of California. Spearheaded the formation and recruited participation of President of the Republic of Chile Ricardo Lagos for the inauguration of Chile/US Chamber of Commerce of California (one week after US-Chile Free Trade Agreement became effective). 30-member Board of Directors comprised of a spectrum of senior business leaders from major California industries including, among others, Lockheed-Martin, Sempra Energy, Intel Corporation, Solar Turbines, Merrill Lynch, Aon Corporation, Driscoll Strawberry Association, Pandol Brothers Inc, Gelcomm Communications, Franciscan Estates, Guimarra Companies, Ballantine Produce, Chilean Fresh Fruit Association and transportation hubs such as the port of Los Angeles; raised the profile of business opportunities available between Chile and California; and promoted cooperation among business and industrial groups • Of Counsel –Business and Technology Group: (2000 – 2003) Akerman Senterfitt & Eidson, PA, Miami, Florida. For three years, served as primary US counsel for Soprodi, S.A., one of the largest international trading companies in the Southern Cone; served as outside counsel to CIMA Telecom, a Global Telecommunication Provider and Integrator (nine companies with a worth of

Adriana Sanford

US$200 million) and oversaw strategic positioning in US, Latin America and Europe; and served as primary US counsel for Camanchaca, S.A., Chile’s largest seafood exporter • Assistant General Counsel: (1997 – 2000) Hamilton Bank, N.A., Miami, Florida. (US$1.5 billion publicly-traded finance institution with 300 FTEs and US$1.2bn Latin American loans). For three years, advised senior management on all Latin American legal matters; worked directly with international trade agencies to facilitate export finance and guarantee programs; and drove and implemented a robust compliance program, which included fraud prevention activities and a quality control unit; and managed 18 external Latin American law firms • Junior Associate: (1994 – 1997) White & Case, LLP, Miami, Florida. For two and a half years, worked as a junior associate and gained experience in representing issuers, underwriters, dealers and other financial intermediaries in capital markets transactions • Judicial Externship: (1992 - 1993) Judge Harry C. Dees, Jr., United States Bankruptcy Court - Northern District of Indiana. For one year, assisted with the court’s Chapter 7 voluntary petitions • Research Assistant/ Immigration Legal Intern (England). (1991 – 1992) Law Offices of Paul Ferrel, London, England. For one year, worked as a Research Assistant on “The Corporate Alien & Treaty Visa Nationality”, Georgetown Immigration Law Journal and served as a legal intern gaining experience in employment sponsored visas/ corporate transfer visas (assisted primarily with document preparation for H work visas and L-1 intra-company transfers)

RESEARCH AND PUBLICATIONS (National and International)

• Research: Global ramifications of multijurisdictional conflicts, security, data protection, privacy, proliferating anti-corruption legislation • Coauthor (English): Featured along with a dozen leading women that hold achievements in a variety of roles across technology and engineering. “Women in Engineering” book series in “Women in Security: Changing the Face of Technology and Innovation”. Discuss current demands for deeper levels of scrutiny, greater compliance, and increased accountability under the new security landscape • Lead Author (English): Guide to Surviving Storms, Challenges, and Ethical Risks, Pearson Publishing, June 2015 (Coauthors: Bradley J. Holcomb, Wilfried Grommen, Bruce Zagaris) • Lead Author (Spanish): Ética empresarial: Una perspectiva global, Pearson Publishing, September 2015. (Coauthors: Cristián Edwards, Enrique Yunis, Bradley J. Holcomb, Wilfried Grommen, Bruce Zagaris) • Expert: Topic Writer. For six years, expert topic writer for Institute for Supply Management for trade publications. Forward Scan (ISM’s Corporate Program) and Inside Supply Management Magazine (publication for ISM’s 50,000 members worldwide). ISM Forward Scan articles and topics included, among others: “Preventing Human Rights-Related Risks in Global Supply

Adriana Sanford

Chains”, April 2015 v5:2; “Data Security and Privacy Under the Compliance Spotlight”, April 2014 v4:2; “Risky Reality of Counterfeit Products”, April 2013 v3:2; Separate Guardian: The Strategic Value of the Chief Ethics & Compliance Officer”, Feb. 2012 v2:1; “Enhancing Supply Chain Practices Through International Human Resource Management”, June 2012 v2:3. Inside Supply Management Magazine articles and topics included, among others: “Sorting Through the Confusion”, March 2015 v26:2; “Cyber Security Collaboration Needed Between US and E.U.”, December 2014 v25:9 • Expert: Regular On-Air Contributor for CNN DINERO. August 2015 - present. With over 24 million viewers per show, CNN DINERO is #1 watched CNN show by Spanish speaking audience in Latin America and United States. Featured programs included: ¿Es un caso de privacidad o de espionaje el de Edward Snowden?, Host Rafael Romo, September 16, 2016; "Brexit: ¿cómo es que las empresas deberán ajustarse a esta nueva realidad?", Host Xavier Serbiá Quepo, June 27, 2016; "Google: En la mira de leyes europeas", Host Mario Gonzalez, June 10, 2016; "Google:¿Cruzada moral por la evasión fiscal o cacería de brujas?”, Host Xavier Serbiá Quepo, June 1, 2016; "Facebook:La privacidad y las redes sociales", Host Guillermo Arduino, May 13, 2016; "Apple (IPhone) v. el FBI: seguridad y privacidad en juego", Host Lucia Navarro, Feb. 22, 2016; "La Ética Empresarial", Host Xavier Serbiá Quepo, Jan, 5, 2016; "¿Hay empresas mas poderosas que paises?", Host Guillermo Arduino, Dec. 9, 2015; "El nuevo acuerdo entre UE y EEUU sobre protección de datos", Host Carlos Montero, Sept. 21, 2015; "¿A dónde se dirigen las grandes empresas?", Sept. 14, 2015; "Negocios: ¿Cómo navegar en las distintas legislaciones?", Host Guillermo Arduino, Aug. 28, 2015 • Expert: Executive Producer and Host on MFG Radio Show, “Global Perspective with Dr. Adriana Sanford”. Will serve as executive producer and host of a monthly radio program on Manufacturing Talk Radio, which is a weekly live Talk Radio show broadcast to manufacturers of all sizes across America • Expert: Senior International Correspondent on Compliance and Ethics, Manufacturing Talk Radio. May 2015 – present. Featured programs include: "Legal and ethical challenges behind UK’s Snooper’s Charter: latest EU landmark ruling", December 21, 2016; “What does Brexit mean for your data’s privacy?”, July 12, 2016; "Brexit, privacy, data protection, and the transatlantic flow of data", June 27, 2016; "Apple v. FBI", February 26, 2016; "Dodd-Frank Legislation and Whistleblowing", August 4, 2015; “Microsoft US Court Case", July 7, 2015; “Counterfeit Parts and Products in the Supply Chain", May 2015; “Corporate Ethics ", May 2015 • Expert: Weekly Ethics Expert, Business for Breakfast with Jeffry O’Brien/Francois Rhodes, Money Radio. January 2014 – May 2015. Longest standing commercial business news radio station in the nation. Palm Springs, California and Phoenix metropolitan area (with over 4.5 million residents, ranked #12 largest metropolitan area by population in the nation). Featured programs included: “Managing Foreign Bribery and Corporate Exposure”, May 2014;

Adriana Sanford

“Progress on EU Data Protection Reform”, May 2014; “Reduce Embarrassing Investigations of Foreign Subsidiaries”, April 2014; “How Product Counterfeiting Impacts Your Business”, April 2014; “New Role of Chief Ethics & Compliance Officer”, March 2014; “Hacks and Massive Data Breaches: Privacy and Disclosure”, March 2014; “Sophisticated Cyber-Criminals Target US Companies”, February 2014; “Ethical Issues in Management”, January 2014. • Expert: Ethics Expert, Financial News with Sinclair Noe, Money Radio. “Apple and the FBI”, March 15, 2016; “The Global Threat of Counterfeit Drugs”, April 2014 • Expert: Executive Producer and Host on NBC New Affiliate. For two years, served as executive producer and cohost of a live radio program broadcast Sunday mornings on an NBC1260 for Phoenix metropolitan area (ranked #12 largest metropolitan area in the nation). “Beyond the Curve Show” provided strategic insights and resources for listeners on international law and international management, ranging from effective global processes to techniques for competing effectively across borders. Audio and video streamed live worldwide and podcasts visited by people in 28 countries, including Australia, Brazil, China, India, Spain, Singapore, Russia, and United Kingdom. Featured programs included: “Ethics of Youth Branding: Clarity, Truthfulness & Responsibility”, Host: Sanford; Guest: Patricio Fuentes –Agency Principal of Gelcomm Comm, May 19, 2012; “Tax Evasion Schemes”, Speaker: Sanford, April 24, 2012; “The Influence and Responsibilities of Youth & Family Branding”, Host: Sanford; Guest: Alicia Goodyear, Gelcomm Comm Senior Creative Director, April 15, 2012; “Multidiscipline & Multicultural Branding: Understanding Segmentation of Complex and Multicultural Tween & Youth Audiences”, Host: Sanford; Guest: Patricio Fuentes, Agency Principal of Gelcomm Comm, April 3, 2012; “Sophisticated Cybercrimes”, Speaker: Sanford, March 22, 2012; “The Future of Retail Consumer Packaged Goods on Shelf and Online”, Host: Sanford; Guest: Alicia Goodyear, Gelcomm Comm Senior Creative Director, March 20, 2012; “Money Laundering Schemes”, Speaker: Sanford, March. 18, 2012; “Global Economics”, Host: Sanford; Guest: Dr. John Mathis - -Thunderbird School of Global Management Director of the Global Financial Services Center, March 4, 2012; “Innovative Management Techniques”, Host: Sanford; Guest: Dr. Deborah Himsel -- author of Leadership Sopranos Style, Feb 22, 2012; “Negotiation Power”, Host: Sanford; Guest: Dr. Karen Walch -- author of Seize the Sky, Feb. 12, 2012; “Effects of Counterfeiting on Pharmaceutical Industry”, Host: Sanford; Guest: Judith Okafor, Jan. 4, 2012; “Leadership Insights: Diversity and Inclusiveness”, Host: Sanford; Guests: Dr. Denis LeClerc -- Thunderbird School of Global Management Clinical Professor of Cross-Cultural Communications and Thunderbird EMBA student Ryan Gregg, Dec. 20, 2011; “Global Negotiations”, Host: Sanford; Guests: Thunderbird School of Global Management Clinical Professor Denis LeClerc and Hugh Wolf, Dec. 12, 2011; “International White Collar Crime”, Host: Sanford; Guest: Bruce Zagaris, Editor of International Enforcement Law Reporter, Nov. 26, 2011; “Global Marketing”, Host: Sanford; Guests: Hugh Wolf and Luis Rodriguez, Nov. 18, 2011; “Understanding Emerging

Adriana Sanford

Markets”, Host: Sanford; Guests: Anish Gaur and Ryan Gregg, Nov. 16, 2011; “Contract Negotiation Strategies”, Host: Sanford; Guests: Anish Gaur and Ryan Gregg, Nov. 13, 2011; “International Assignments”, Host: Sanford; Guests: Hugh Wolf and Luis Rodriguez, Nov. 10, 2011; “International Pricing”, Host: Sanford; Guests: Hugh Wolf and Luis Rodriguez, Nov. 8, 2011; “Global Branding & Counterfeiting”, Host: Sanford; Guests: Hugh Wolf and Luis Rodriguez, Nov. 4, 2011 • Expert. Topic Writer for International Enforcement Law Reporter. Read by practitioners, academics, and politicians, IELR is a monthly journal covering news and trends in international enforcement law. Articles included: “A New Level of Sophistication in Cybercrimes”, IELR, Nov. 1, 2010 v26, Issue: 11; “Brazil Tries to Tackle Corruption From Globalization: A New Role for the Private Sector”, IELR, Sept. 1, 2008 v24, Issue: 9 • Technical Reports: Georgetown dual LLM research papers included: “Legal Analysis of US Investment Management Activities of Foreign Banks”, Supervised Elective Research, Summer 1999; “Legal Analysis of the International Standard-Setting Process Relating to Human Health, and Life for Purposes of Sanitary and Phytosanitary Measures”, International Food, Drug and Medical Devices Graduate Research, Summer 1999; “Legal Analysis of Promissory Notes in Latin America: Need for Predictability of Results”, International Credit Transactions Graduate Research, Fall 1995; “Elimination of Double Taxation”, Corporate Income Tax Graduate Research, Spring 1994; “Tax Analysis of Foreign Investment in Chile and Mexico”, Graduate Elective Research Paper, Spring 1994

SPEAKING ENGAGEMENTS (National and International)

• Keynote Speaker (Spanish and English): Keynote for Utalca/Cieplan 2017 Transparency and Accountability Seminar in Santiago, Chile. Corporación de Estudios para Latinoamérica (Cieplan) is a think-tank based in Chile that explores the social, political, economic, and cultural issues in Chile to promote democracy, greater accountability of policymakers, and improve justice in society. Keynote for ISACA conference in Mexico City, which is the largest security, IT, telecom, and technology conference in Latin America for Spanish speaking professionals. "Ética empresarial desde una perspectiva global", 2015 Conferencia Latinoaméricana CACS/ISRM, September 21, 2015. Keynote for Phoenix Rotary 100 for their 100 year anniversary celebration. “International Counterfeiting”, July 18, 2014 • APB Speaker: Active global issues speaker for the American Program Bureau, which one of the world's leading speakers’ bureaus for global speakers and celebrities • National and Local Conferences: Invited guest lecturer: Chautauqua Institution in Chautauqua, New York; Society of Corporate Compliance and Ethics in Scottsdale, Arizona; ASU's Consortium for Science, Policy & Outcomes (CSPO) in Phoenix, Arizona; Information Systems Security Association (ISSA) in Phoenix, Arizona; Chief Information Security Officer 7

Adriana Sanford

(CISO) Executive Forum in Las Vegas, Nevada; Alliance of Technology and Women (ATW) in Phoenix, Arizona; and ASU's Lincoln Center of Applied Ethics in Tempe, Arizona. Speaking engagements included, among others: ATW Speaker, Data Transfer: Legal Challenges to EU- US Privacy Shield Framework, ATW Women in Technology Inaugural Symposium, Alliance of Technology and Women, November 10, 2016; “Surviving the Era of Hack Attacks: Cyber Security on a Global Scale”, Society of Corporate Compliance & Ethics Regional Conference, February 13, 2015; “Emerging Trends in International Information Security Compliance”, Information Systems Security Association, January 12, 2015; “New and Diverse Anti-Money Laundering Laws”, Information Systems Security Association CISO Executive Forum, August 3, 2015; “FCPA, UK Bribery Laws, & Beyond”, Institute For Supply Management Annual Meeting: 100 Year Anniversary, May 3, 2015; “Product Counterfeits”, Arizonans for National Security, August 2014; “Data Broker Industry”, Lincoln Ethics Symposium, Lincoln Center of Applied Ethics; “Ethics, Privacy, Money; Lecture Theme: The Ethics of Privacy, Chautauqua Institution, NY, July 7-11, 2014;, “Effects of EU Data Protection Reform on US Business”, Arizona Ethics and Compliance Council, Second Quarter Meeting, May 2014; “Effects of EU Data Protection Reform on US Business”, Second Quarterly Meeting, May 2014; 2-Hour ISM Corporate Webinar for Corporate Program in Phoenix, Arizona, Convergence of International Tax, Anti- Money Laundering and Anti-Corruption: Responses by Entities, Directors and Officers, Oct. 2012; Panelist, Enforcement Across Borders, Georgetown Alumnae Staying Ahead of the Curve: Globalization, GULC Women’s Forum, 2008; Panelist, Understanding Firm Politics, 50 Year Anniversary: Women in GULC Women’s Forum, 2001

COMMITTEES, BOARDS AND MEDIA (National and International)

• World Economic Forum Advisory Committee Member: Partnering Against Corruption Initiative. 2016 Latin American workshops: Mexico (November 9-10) and Brazil. Building Foundations of Trust and Integrity. 2016 –present • Board of Directors: Three-year term service on the board of directors of Amnesty International USA, the world's largest grassroots human rights organization with over 7 million members worldwide. Chair the advisory board think tank for the International Institute of Management. Previous board service includes: on Advisory Board Member for Engineering Projects in Community Service (EPICS Gold) in IRA A. Fulton Schools of Engineering at Arizona State University during 2011-2013; Board Member (alternate) for GCA Advisory Committee in Gilbert Public Schools during 2013; Board Member for St. Mary’s College Preparatory Scholarships & Benefits Foundation during 2011-2012 • Television and Radio: For over four years, regular on-air contributor (weekly/ bi-monthly) in English/Spanish to several radio and television programs throughout US and Latin America

Adriana Sanford

CNN: Bi-monthly expert appearances on CNN Dinero (7- 10 minute). Daily reach is 24 million viewers (US/Latin America) per show/ranked #1 by CNN for Spanish audience

PBS: Guest on Horizon\ Arizona PBS with Host Ted Simons, September 2, 2014

SiTV: Guest on Cultura y Fe with Host Cristopher Pereyra, May 2016

MFG Talk Radio: Periodic expert appearances on Manufacturing Talk Radio (15-minute)

MONEY RADIO (1510 on KFNN): Weekly expert appearances on Business for Breakfast (15-minute) for six months reached listeners in Palm Springs, California and Phoenix metropolitan (4.5 million residents). Additional interviews: Financial News with Sinclair Noe

NBC1260 (KBSZ): Produced and hosted weekly business program, Beyond the Curve Show (30-minute) for two years. Reached listeners on Sunday mornings in Phoenix metropolitan area; audio and video streamed live worldwide and podcasts visited in 28 countries

En Familia (730 KIDR). Guest, C Mayúscula with Host Cristopher Pereyra, May, 2013

The Jim Roselle Show (1240 WJTN New York): Guest. July 10, 2014. Roselle was inducted into New York State Broadcasters Association Hall Of Fame

• Newsprint: Interviewed by The Chautauquan Daily News, Sun City West Independent Newspaper; Content Loop, Main Street, Fast Company, ASU NOW, and ASU Thrive Magazine. Featured articles include: "ASU Professor Joins Board of Amnesty International USA", ASU Now | Access, Excellence, Impact, Arizona State University, July 1, 2016; "Cell phone in surprise double homicide sparks conversation over San Bernardino terrorist case", Sun City West Independent Newspaper, March 4, 2016; "The business ethics behind Apple’s 'no' to a federal judge", ASU Now | Access, Excellence, Impact, Arizona State University, March 2, 2016; "Defending your data: "Your information is for sale", Learn to thrive | A digital magazine, Arizona State University, January 2016; “Sanford to Address Privacy Reform on a Global Scale”, Carson Quiros, The Chautauquan Daily News, July 11, 2014; “How will Brexit Impact UK Innovation” Cale Guthrie Weissman, Fast Company, July 4, 2016; “Why You Should Keep Photos of Your Children Off Social Media”, Kathryn Tuggle, Main Street, New York, November 19, 2014

Adriana Sanford

ASU SERVICE

• Created New Content for Online Course: Law, Regulations and Ethics and International Management, which were two of the previously lowest ranked courses in the department (LES 305 and MGT 302). Subsequent evaluations were significantly improved at one year • Created Two New Courses: “SCM 394 Global Supply Chain Ethics” in Supply Chain Department and “MGT 592 Ethical Issues for Managers” (graduate course) in Management Department. (Topics include cyber security, data ethics, new and diverse anti-corruption/anti- money laundering legislation, human rights-related risks, product counterfeiting, past corporate scandals) • Assessment Representative, Master of Science in Management Graduate Program: For last two years, prepare ethical assessments and evaluations for Master of Science in Management for accreditation purposes for Association to Advance Collegiate Schools of Business (AACSB) and University Office of Evaluation and Educational Effectiveness • Assessment Representative, Undergraduate Business Program: For last two years, prepare ethical assessments and evaluations for undergraduate program for accreditation • 2015 Residential College Faculty Fellow: ASU’s College of Liberal Arts and Sciences (largest of ASU’s colleges; consists of 24 academic units, totaling over 20,000 students). Infused ethics discussions into the life of residence hall tenants • 2015 Lincoln Professor: 85,000 ASU students, faculty/staff, organizations and professional groups; demonstrated a commitment to applied ethics through extracurricular outreach effort

RECOMMENDATIONS AND TESTIMONIALS

(Private Sector)

Wilfried Grommen Chief Technologist (International Governmental Institutions, EMEA) Hewlett-Packard

"I have had the opportunity to work closely with Professor Adriana Sanford, as part of the discussions around privacy, cyber ethics, and the new EU data protection regulation. Adriana is one of the rare persons within the US university circles, fully engaged in the international legislation initiatives, and with a particular sensitivity to international cultural differences. She advocates a stronger sensitivity and alertness for these issues within the US, and pushes for a worldwide dialogue and global approach. As Hewlett-Packard Enterprise Director and Chief Technologist for Public Sector in EMEA, I have been dealing with the recent policy agenda of

Adriana Sanford

the EU, particularly around privacy, safe harbor, and data protection regulations. Adriana’s research focuses primarily on these important topics and other issues involving multijurisdictional conflicts and unethical situations.

Our on-going discussions and deeper insights last year led to a joint project on a business ethics book series, where many these issues were highlighted. We, as good corporate citizens, have to understand and adhere to all pertinent legislation, including any multi-jurisdictional requirements…. Through case studies and interactive presentations, she provides examples of good and bad ethical behavior and her two decades of international corporate legal experience is exceptionally valuable. She is well-connected in diplomatic and policy formulation circles in both the EU and Latin American region and has the ability to capture the attention of even the most technically-focused audiences. She has a well-deserved reputation as a great professor, notable international corporate lawyer, skillful communicator, and an outstanding academic scholar, who clearly understands the importance of sound ethical awareness training in a global world.”

Anthony DelPiano Vice President, Associate General Counsel - HSBC North America Chief Legal Counsel & Secretary - HSBC Insurance

"Adriana is an international corporate lawyer and humanitarian, who has worked with a broad range of global organizations to strengthen accountability, transparency and human rights. She has the rare ability to see the big picture, yet be highly detailed. Over the past two decades, she has served in a variety of senior leadership positions, including assistant general counsel of a bank and lead Latin American counsel at a Fortune 500 company. Her ethical standards and moral character are beyond reproach."

Cristian Edwards Chief Legal Counsel and Chief Compliance Officer Principal Financial Group (Chile)

"Adriana focuses on the recognition of the human rights of all individuals, especially children and women in situations of social vulnerability. Her desire for greater accountability and improved justice in the global community is evident by her work, including advisory and board membership positions with international humanitarian entities. These attributes, combined with

Adriana Sanford

her cultural awareness, multiple legal degrees, language skills, and two decades in international corporate law, make her of tremendous value for scholarly research projects on a global scale."

John Barsa Director of Business Development Goldbelt, Incorporated

"I have had the privilege of knowing Adriana for a number of years. She has the gift of being able to take highly complex information and present it to any audience in such a way that it is easily understood. Whether in an academic setting, charitable endeavor, or other setting, her commitment to excellence and her drive is unmatched."

(Nonprofit Organizations)

Christos Dimitriadis Group Director of Information Security, INTRALOT Chair of the Board of Directors, ISACA

"Adriana was the keynote speaker in ISACA's Latin America Computer Audit Control and Security Conference that took place in September 2015. She is an excellent lecturer and multidimensional expert combining legal, technology, governance and policy related knowledge that gives her audience the opportunity to achieve a holistic opinion on the presented subject."

Mary Lue Peck Chief Content & Engagement Officer Institute for Supply Management™

"Adriana is extremely knowledgeable and articulate both as a presenter and as a writer on topics of supply chain ethics, international financial crime enforcement, and other matters of comparative law. In addition to her overall expertise and keen understanding of the practical aspects of international business and supply chain management, her contemporary teaching style and high degree of professionalism have proven to be extremely valuable."

Adriana Sanford

Brad Holcomb Chair, Manufacturing Business Survey Committee Institute for Supply Management™

"In my role as Chair of the Institute for Supply Management's (ISM) Manufacturing Report on Business, I have had the distinct pleasure of working with Adriana to draw on her expertise as it relates to global supply chains. Adriana has published a number of articles in ISM publications covering important and timely aspects of global corporate ethics and compliance. These are critical subjects for our 45,000 members in 90 countries to understand and implement across their companies. I have also worked directly with Adriana as a collaborating author on a significant project, with Adriana taking the lead role.

Adriana is clearly a leader in her field, and she is also a skilled collaborator that seeks out world-class experts to partner with on research projects as well as real-world application initiatives. Her international network, including global corporate leaders and important government officials, is second to none. In the field of global corporate ethics and compliance, Adriana is my "go to" resource, and she is always eager to help in any way she can. In summary, Adriana is an industrious expert, a leader in her field, and a pleasure to know and work with."

Debbie Christofferson, CISSP, CISM Member of International Board of Directors, ISSA

“Adriana spoke for us at ISSA’s CISO Executive Forum, on the supply chain, security and privacy, across organizations, jurisdictions and countries. She is a compelling expert speaker who fully engaged our CISO audience, who are certainly experts in their own cyber security line of work. Adriana was professional, articulate and responsive to our needs and what the audience wanted, and she delivered a successful session that provoked new thought and learning. Adriana also spoke to our local security chapters on similar topics in Phoenix where we both reside. She resonates and can carry the program. Adriana is an expert in her field who is driven, articulate and passionate. She’s approachable, helpful and responsive—really goes out of her way to help. One of my personal goals is helping other women succeed in our field, and Adriana falls into that camp as well. All of my interaction with Adriana is professional and top notch, over the top in exceeding expectations.”

Adriana Sanford

Reza Fakhari, Ph.D. Vice Chair of the Board of Directors Amnesty International USA

"I have the privilege of knowing Professor Adriana Sanford. We have common research interests and intellectual commitments, which allows us to collaborate on projects (especially on those regarding children, human rights, and the ethical challenges of globalization). Infrequently do we find a highly knowledgeable academic, who is so passionately devoted to furthering the public interest. She is that genuine kind of public intellectual."

Tim Grady Host, Manufacturing Talk Radio Show

“Adriana Sanford has a brilliant legal mind capable of sifting through complex international laws to identify the corporate pitfalls and elucidate the pathway to ethical multinational business dealings. She is a frequent and respected contributor to the industry on Manufacturing Talk Radio in her area of expertise.”

Cody Wamsley IT Risk & Information Security Manager American Express

"Adriana spoke at our quarterly ISSA meeting on the topics of ethics and compliance in a cyber security context. She provided a highly-engaging discussion of these sometimes dry topics and, as Program Director for the event, I received high praise for her presentation from many members of the audience. I would recommend her for any speaking engagement. Adriana has plenty of real-world experience to draw from and capture the attention of even the most technically-focused audiences."

Adriana Sanford

(Academic Institutions)

Arcadio Cerda Dean of the School of Business and Economics Universidad de Talca (Chile)

"We would like to add our support and validate the accomplishments of Professor Adriana Sanford. She is a highly regarded professor and scholar with multiple degrees, who is well- respected by her superiors, peers, and the global community. Her dedication to teaching, research, outreach, as well as humanitarian and social causes inspires her colleagues, students, and others to achieve more and give more. She is a lead role model for women across the globe."

Joshua Teitelbaum Associate Dean for Research and Academic Programs Georgetown University Law Center

“This letter confirms my support of the proposed research project on female labor participation in Chile. The Law Center has a tradition of research and advocacy on women’s and migrant’s rights issues….I expect that the proposed research project will uphold this tradition and am therefore delighted to support it.”

Michael M. Crow President Arizona State University

"I saw your feature on ASU Now and wanted to personally congratulate you on being elected to the board of directors of Amnesty International USA. This is an outstanding accomplishment and speaks directly to the caliber of dedication you have to your work. We are proud to count you among our faculty members here at ASU and I look forward to following your continued success. Keep up the great work!"

Adriana Sanford

Marilyn Tucker Director of Alumni Career Services and International Internships Georgetown University Law Center

“By way of introduction, I am Marilyn Tucker, Director of Alumni Career Services and International Internships at Georgetown University Law Center. During the course of the last 22 years, I have come to know Adriana well and have worked with her in a variety of different ways. I have found her to be a person with incredible drive. No matter how much is on her plate, she always gives 100% to every job or project she undertakes.

I feel quite strongly about her ability to take any idea and bring it to fruition. I have advised her along the way and find her to have a well-organized, yet flexible mind, which enables her to breakdown tasks into manageable pieces, as well as to reshape her own thinking, and move seamlessly between languages and cultures.

Whether it be spearheading a counterfeiting raid in Panama, building bridges into Latin American markets through her creation and organization of a chamber of commerce, or serving as a delegate to the Asia-Pacific Economic Cooperation CEO Summit, she is a real “make it happen” person. Her two decades of international corporate legal experience ranges from working for White & Case’s Latin American practice group to serving as external US counsel to Soprodi, S.A., which is one of the largest international trading companies in the Southern Cone to serving as lead Latin American counsel and US commercial law counsel for four divisions of a Fortune 500 company.

Adriana has an in-depth knowledge in combatting corporate corruption, as well as drive and extraordinary commitment to the field. She is a member of the World Economic Forum’s Advisory Committee for the Partnering Against Corruption Initiative and as a fierce advocate for victims of abuse, she also serves on Amnesty International USA’s board of directors. Her skills in handling complex relationships and mastering legal minutia in multiple disciplines is most impressive.

Originally, I came to know Adriana when she was working on two different LL.M degrees at Georgetown. At the time, she had finished an LL.M. in Taxation and had relocated to Miami for work prior to finishing her second LL.M. in international and comparative law. Although she had previously completed another international law program in London, England, Adriana has never been someone to settle for second-rate in any pursuit. Her unwavering determination led her to combine course work in Miami and summer sessions in Washington, D.C., while she was

Adriana Sanford

expecting her second child, working full-time as the Assistant General Counsel of a trade finance institution, and caring for her toddler.

Over the years, I have followed her path as she turned some of her efforts towards educating senior professionals, supply chain leaders, and the community at large through various media channels. Adriana has consistently demonstrated that she is an important figure in the international legal arena that joins Europe with North and South America. Having a strong command of public policy issues in Europe, along with practical knowledge of how government actually works, she continues to inspire countless politicians, policy makers, and senior corporate leaders to think globally. She brings a standard of excellence and collaborates extremely well with others. As a result, she is frequently called on to inform and reach over 24 million Spanish speaking television viewers through CNN Dinero.

In addition to teaching law, ethics, and leadership to 1,000 undergrad and graduate students per semester for the W. P. Carey School of Business at Arizona State University, she is a Dean’s Visiting Scholar at Georgetown Law and a Visiting Research Professor at the Universidad de Talca in Chile. I've met very few people along the way that could match her discipline and the relentlessness that she brings to every responsibility.

Last year, Adriana was the lead author of two business ethics books that were adopted by the largest institute in the world for supply chain leaders. As a global speaker with the America Speakers Bureau, she also served as the keynote for one of the largest IT/telecom/security conferences in Latin America that specialize in audit, security, cyber security, governance and IT risk.

In these times of global crisis, her level of expertise in corruption, privacy, security, as well as her strong academic credentials in international and comparative law, are considered unique and invaluable among her peers both in the private and public sectors. These attributes combined with her cultural awareness, her ability to readily communicate in four languages, as well as her deeply ingrained system of values and her dynamic presentation style make her very attractive.

I have spent most of my life working with Georgetown students, following the lives of our alumni, and guiding them along the way. I believe Adriana’s exceptional energy, focus, moral courage, and team building ability are among the highest.”

Adriana Sanford

James Moore Vice Chair, Department of Management W. P. Carey School of Business, Arizona State University

“I am Adriana's immediate supervisor within the W.P. Carey School of Business and I feel very comfortable in giving her a strong recommendation. She has taught classes for us in the topic areas of law, ethics and international business. Besides having extensive practical experience and education in these areas, she also brings a passion for teaching and a concern for all of her students into these classes. On numerous occasions I have seen her go above and beyond the norm to take care of her students. She is continually looking to improve her classes, to better take care of her students.”

Lora Koretz Clinical Assistant Professor W. P. Carey School of Business, Arizona State University

Adriana continually looks to improve her classes, her material, and further inspire her students. She uses several different approaches or techniques to teach creatively and enhance learning, including the use of both TV and radio interviews that incorporate audio and video technology. She has developed a new course structure for several of her online courses. She also brings a great deal of passion for teaching and a concern for all her students into her classes and others in the community.... Adriana's passion for mentoring her students, her teaching excellence inside the traditional classroom and in the virtual classroom, her contributions to the university and the community, and her contributions to the field of global corporate compliance and humanitarian relief provided evidence of the reasons that she deserves this award. She is an individual with significant experience and expertise and both industry and academia, and, as a result, has a solid grasp of what industry requires from academic institutions. As an Arizona State University faculty member and colleague, I have enjoyed a close working relationship with her, and have come to know and appreciate her skills, character, charitable work, and passion for others.”

Adriana Sanford

Judy Keane Director of Public Affairs United States Conference of Catholic Bishops (USCCB)

“Adriana is well known to me in her professional capacity as we worked together on many fronts through various media outlets while I was Director of Communications/Media Relations at Arizona State University. In the field of global corporate ethics, Adriana is a significant resource and a regular contributor for CNN DINERO on EU-US matters, particularly in the technology sector. She teaches courses that address pressing real world ethical dilemmas currently being faced by our governments and businesses, including significant political and security pressures. She is a strong supporter of humanitarian causes and a prolific leader in her field.”