Bare Trustee Agreements Approved Fund Managers as of August 31, 2020 Fund Manager Region Type of Products Funds covered by agreement 1 1832 Asset Management L.P. (Dynamic Funds) Canada Mutual Funds / Hedge Funds / LSF's Includes Deposit accounts 2 3IQ CORP. Canada Pooled Fund 3IQ Corp. 3 Aberdeen Global Services S.A. Overseas Mutual Fund Aberdeen Global II Funds Aberdeen Global Funds 4 Accilent Capital Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership Capsure Hedged Oil and Gas Income & Growth Trust 5 Acker Finley Asset Management Inc. Canada Mutual Fund QSATM Funds 6 ACM Advisors Ltd. Canada Mortgageent Investm Fund ACM Commercial Mortgage Fund 7 Addenda Capital Inc. Canada Pooled Fund Addenda Pooled Funds 8 ADS Canadian Bank Canada GIC's / Investment Savings Accounts

9 AGAWA Fund Management Inc. Canada Limited Partnership AGAWA Fund I Limited Partnership 10 AGF In vestments Inc. Canada Mutual Fund / Pooled Fund AGF Pooled funds Acuity Pooled funds AGF Elements family of mutual funds AGF family of mutual funds Acuity family of mutual funds Harmony family of mutual funds 11 AHF Capital Partners Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund AHF Credit Opportunities Fund - Series A, F and I 12 AIP Asset Management Canada Limited Partnership AIP Global Marco Fund LP 13 Aldergrove Canada GIC's

14 Algonquin Capital Corporation Canada Limited Partnership

15 Alignvest Capital Management Inc. Canada Hedge Fund

16 Alignvest Investment Management Corporation Canada Pooled Fund

17 Alitis Investment Counsel Inc. Canada REIT

Listing of Approved Fund Managers by Name Page 1 of 22 Fund Manager Region Type of Products Funds covered by agreement Alitis Private REIT Alitis Mortgage Plus Fund 18 AlphaNorth Asset Management Canada Mutual Fund

19 Altema Asset Management Inc. Canada Hedge Fund Altema Diversified Equity Market Neutral Fund 20 Altervest Ltd. Canada Pooled Fund

21 Altrust Investment Solutions Inc. Canada Hedge Fund

22 Anson Funds Management LP Canada Pooled Fund Anson North Star Trust 23 Antares Investment Management, Inc. Canada Pooled Fund

24 Antrim Investments Ltd. Canada Mortgage Investment Fund Antrim Balanced Mortgage Fund Ltd. 25 Arrow Capital Management Inc. Canada Hedge Fund

26 Artemis Investment Management Limited Canada Mutual Fund / Limited Partnership Alpha Scout Fund and RSP Fund Robson Alpha Scout Fund 27 Aryeh Capital Management Ltd. Canada Limited Partnership Aryeh Capital Partners Canada, LP 28 ATB Investment Management Inc. Canada Mutual Fund

29 Auspice Capital Advisors Ltd. Canada Mutual Fund Trust Auspice Diversified Trust 30 Aventine Management Group Inc. Canada Mutual Fund Aventine Canadian Equity Fund BTH Tactical Growth Fund 31 Axess Capital Advisors Inc. Canada Pooled Fund Magna High Income Fund Magna Life Settlement Fund Magna Opportunity Fund Magna REIT 32 AYAL Capital Advisors Liited Canada Mutual Fund Trust AYAL Capital Advisors Trust Fund 33 B.E.S.T Investment Counsel Limited Canada Mutual Fund The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Total Return Fund Inc. B.E.S.T. Active 365 Fund LP 34 B2B Bank Canada GIC's / Investment Savings Accounts

35 Baker Gilmore & Associates Inc. Canada Pooled Fund Baker Gilmore & Associates Pooled Funds 36 Bank of America, National Association (Canada Branch) Canada GIC's

37 Bank of Canada Canada Other

Listing of Approved Fund Managers by Name Page 2 of 22 Fund Manager Region Type of Products Funds covered by agreement

38 Canada Investment Savings Account / GIC's

39 Bank of Montreal Mortgage Corp. Canada GIC's

40 Bank of Nova Scotia Canada GIC's Montreal Trust Company of Canada Scotia Mortgage Corporation Bank of Nova Scotia National Trust Company / Victoria&Grey MortgageCorp. 41 Barometer Capital Management Inc. Canada Mutual Fund / Pooled Fund

42 Barrage Capital Inc. Canada Mutual Fund / Hedge Fund / GIC's

43 Barrantagh Investment Management Inc. Canada Mutual Fund

44 Bedford Park Capital Corporation Canada Limited Partnership Bedford Park Opportunities Fund 45 Bellwether Investment Management Inc. Canada Pooled Fund Bellwether family of funds. 46 Beutel Goodman & Company Ltd Canada Mutual Fund/Pooled Fund/Seg Fund

47 BirchLeaf Investments Inc. Canada Pooled Fund BirchLeaf Growth Fund 48 Black Swan Dexteritas Inc. Canada Limited Partnership BSD Global Tech Hedge Fund LP 49 BlackBridge Capital Management Corp. Canada Mutual Fund

50 BlackRock (Luxembourg) SA Overseas Mutual Fund BlackRock Global Funds 51 BlackRock Asset Management Canada Limited Canada Mutual Fund BlackRock Asset Management Canada Limited 52 Bloom Burton Investment Group Inc. Canada Pooled Fund

53 Bloom Investment Counsel, Inc. Canada Mutual Fund

54 BloombergSen Inc. Canada Mutual Fund BloombergSen Partners RSP Fund 55 BMG Management Services Inc. Canada Mutual Fund

56 BMO Investments Inc. / BMO Investissements Inc. Canada Mutual Fund BMO Mutual Funds 57 BMO Life Assurance Company Canada Segregated Fund BMO Guaranteed Investment Funds 58 BMO Nesbitt Burns Inc. Canada Mutual Fund / Linked Notes

59 BMO Private Investment Counsel Inc. Canada Mutual Fund

Listing of Approved Fund Managers by Name Page 3 of 22 Fund Manager Region Type of Products Funds covered by agreement 60 BMO Trust Company Canada GIC's / Investment Savings Accounts

61 BNP Paribas (Canada) Canada Linked Notes

62 BNY Mellon Global Management Ltd. Overseas Mutual Fund BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC 63 Brandes Investment Partners & Co. Canada Mutual Fund

64 Brandywine Global Investment Management (Canada), ULC Canada Pooled Fund

65 Bridgeport Asset Management Inc. Canada Investment Funds Bridgeport Cdn Equity Fund Bridgeport High Income Fund Bridgeport US Equity Fund 66 Bridgewater Bank Canada GIC's

67 BridgingFinance Inc. Canada Pooled Fund

68 Bristol Gate Capital Partners Inc. Canada Mutual Fund / Limited Partnership Bristol Gate U.S. Equity Fund LP 69 Brompton Funds Limited Canada Mutual Fund

70 Brookfield Investment Management (Canada) Inc. Canada Pooled Fund

71 Brookfield Soundvest Capital Management Ltd. Canada Pooled Fund Soundvest North American Opportunity Pool 72 BT Global Growth Inc. Canada Hedge Fund BT Global Growth Fund L.P. 73 Bull Capital Management Inc. Canada Pooled Fund Balanced Class Shares EFG Private Portfolio Series ING Global Equity Class Shares Canadian Equity Class Shares 74 Burgundy Asset Management Ltd. Canada Mutual Fund

75 CADO Investment Fund Management Inc. Canada Mutual Fund Maple Leaf Income Class Maple Leaf Resources Class 76 Caldwell Investment Management Ltd. Canada Mutual Fund

77 Canada Life Assurance Company (The) Canada Segregated Fund

78 Canadian Tire Bank Canada GIC's Canadian Tire Bank 79 Canada GIC's

80 Canadian Western Trust Canada Mutual Fund / GIC's

Listing of Approved Fund Managers by Name Page 4 of 22 Fund Manager Region Type of Products Funds covered by agreement

81 Canoe Financial LP Canada Investment Funds / Limited Partnership

82 Canso Fund Management Ltd. Canada Mutual Fund

83 Capital Direct I Income Trust Canada Mortgage Investment Fund Capital Direct I Income Trust 84 Capital International Asset Management Inc. (Canada) Inc. Canada Mutual Fund

85 Capstone Asset Management Inc. Canada Pooled Fund

86 Cardinal Capital Management Inc. Canada Pooled Fund Cardinal Canadian Equity Pool Cardinal Foreign Equity Pool 87 Castle Ridge Asset Management Limited Canada Limited Partnership Castle Ridge LP 88 Celernus Investment Partners Inc. Canada Hedge Fund Celernus Mortgage and Income Trust Fund Celernus Absolute Growth Fund 89 Centurion Asset Management Inc. Canada REIT

90 CGOV Asset Management Canada Pooled Fund

91 Chou Associates Management Inc. Canada Mutual Fund

92 Christopher Ross Cunningham Investments Ltd. Canada Pooled Fund CIG Value Fund 93 CI Investments Inc. Canada Mutual Fund / Segregated Fund

94 CIBC Canada Mutual Fund / GIC's / Linked Notes

95 CIBC Asset Management Inc. Canada Mutual Fund / Segregated Fund

96 CIBC Investor Network Canada GIC's CIBC Trust Corporation Services Hypothecaires CIBC Inc. CIBC CIBC Mortgages Inc. CIBC Mortgages Inc. (FLT) 97 Cidel Asset Management Inc. Canada Pooled Fund

98 Federal Credit Union Canada GIC's

99 Coastal Community Credit Union Canada GIC's

100 Community Trust Company Ltd. Canada GIC's

101 Concentra Bank Canada GIC's

Listing of Approved Fund Managers by Name Page 5 of 22 Fund Manager Region Type of Products Funds covered by agreement

102 Connor, Clark & Lunn Funds Inc. Canada Mutual Fund CC&L fund family 103 Connor, Clark & Lunn Private Capital Ltd. Canada Mutual Fund

104 Cornerstone Investment Counsel Ltd. Canada Pooled Fund Blueprint Global Strategies Pool Blueprint Enhanced Opportunities Pool 105 Cortland Credit Group Inc. Canada Limited Partnership Cortland Credit Strategies L.P. Cortland Credit Strategies RRSP Fund 106 Corton Capital Inc. Canada Limited Partnership Corton Global Timber Fund L.P. 107 Cote 100 Inc. Canada Mutual Fund

108 Counsel Portfolio Services Inc. Canada Mutual Fund

109 Covington Capital Corporation Canada Labor Sponsored Fund Covington Funds 110 Covista Capital Corp. Canada Unit Trust Covista Value Fund Trust 111 Cowan Asset Management Limited Canada Pooled Fund Cowan Absolute Return Fund 112 CQI Capital Management L.P. Canada Mutual Fund CQI Income Opportunities Fund CQI Equity Opportunities Fund II Genesis Partners Fund LP CQI Equity Opportunities Fund I 113 Credit Suisse AG Overseas Linked Notes

114 Crimson Asset Management Canada Limited Partnership Crimson Partners Small Cap Fund LP 115 Crystalline Mgt Inc. / Gestion Cristallin Inc. Canada Hedge Fund

116 CWB Wealth Management Ltd. Canada Mutual Fund CWB Onyx Portfolio Series 117 Cypress Capital Management Ltd. Canada Pooled Fund

118 DaVinci Capital Partners Inc. Canada Pooled Fund DaVinci Alterntive Income Fund 119 Davis-Rea Ltd. / Davis-Rea Ltee. Canada Mutual Fund / Pooled Fund

120 Deans Knight Capital Management Ltd. Canada Pooled Fund / Segregated Funds Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund II Deans Knight Income Fund Deans Knight Equity Growth Fund 121 Delbrook Capital Advisors Inc. Canada Mutual Fund

Listing of Approved Fund Managers by Name Page 6 of 22 Fund Manager Region Type of Products Funds covered by agreement Delbrook Resource Opportunities Fund 122 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec Canada GIC's

123 Desjardins Financial Security Life Assurance Co. Canada Segregated Funds / GIC's / Other

124 Desjardins Global Asset Management Inc. Canada Mutual Fund / Segregated Fund / GIC's

125 Desjardins Société de placement inc. Canada Mutual Fund

126 Desjardins Trust Inc. Canada Mutual Fund / GIC's GIC's - Formerly Zag Bank GIC Maestral Funds 127 Dimensional Fund Advisors Canada ULC. Canada Mutual Fund

128 Discovery Capital Management Corp. Canada Mutual Fund

129 Dixon Mitchell Investment Counsel Inc. Canada Mutual Fund Dixon Mitchell Small Cap Fund 130 Donville Kent Asset Management Inc. Canada Limited Partnership Donville Kent Asset Management 131 Duncan Ross Associates Ltd. Canada Mutual Fund

132 Duo Bank of Canada Canada GIC's XIB Fund 133 East Coast Fund Management Inc. Canada Pooled Fund

134 East West Investment Management Corporation Canada Limited Partnership East West Canada Fund LP 135 EdgeHill Partners Canada Hedge Fund EdgeHill family of funds. 136 EdgePoint Wealth Management Inc. Canada Mutual Fund Edgepoint family of mutual funds 137 Educators Financial Group Inc. Canada Mutual Fund

138 Effort Trust Company (The) Canada GIC's

139 Empire Life Insurance Company Canada Segregated Fund Segregated Funds Interest investment options provided within an insurance contract 140 Empire Life Investments Inc. Canada Mutual Fund Empire Life 141 EnTrust Focus Partners LP Canada Unit Trust EnTrust 49 Focus Fund 142 Epic Capital Management Inc. Canada Pooled Fund

143 eQuaTe Asset Management Inc. Canada Mutual Fund

144 Equilibrium Capital Management Inc. Canada Mutual Fund

Listing of Approved Fund Managers by Name Page 7 of 22 Fund Manager Region Type of Products Funds covered by agreement

145 Canada GIC's / Investment Savings Accounts

146 Equitable Trust Canada GIC's / Investment Savings Accounts

147 Equiton Capital Inc. Canada Pooled Fund Equiton Residential Income Fund Trust 148 Equium Capital Management Inc. Canada Mutual Fund

149 ETF Capital Management Canada Pooled Fund Quintessence Wealth Group of Funds 150 Evolve Funds Group Inc. Canada Mutual Fund

151 Ewing Morris & Co. Investment Partners Ltd. Canada Limited Partnership Ewing Morris Flexible Income Fund LP 152 Excalibur Capital Management Inc. Canada Hedge Fund / Limited Partnership Excalibur Small Cap Opportunities LP Excalibur Limited Partnership 153 Excel Funds Management Inc. Canada Mutual Fund

154 Faircourt Asset Management Inc. Canada Mutual Fund / Pooled Fund Faircourt Dividend Fund (Mutual Fund) Faircourt Pooled Monthly Income Fund (Pooled Fund) 155 Federated Investors Canada ULC Canada Mutual Fund Federated Strategic Value U.S. Equity Dividend Fund 156 Fédération des caisses Desjardins due Quebec Canada Linked Notes

157 Fidelity Investments Canada ULC Canada Mutual Fund

158 Fiducie Desjardins Inc. Canada Mutual Fund

159 Fieldhouse Capital Management Inc. Canada Mutual Fund Fieldhouse Pro Funds Inc. 160 Fiera Capital Corporation Canada Mutual Fund/Hedge Fund/Pooled Fund . 161 Fiera Investments LP Canada Mutual Fund

162 FIL Limited Overseas Mutual Fund

163 Financière des professionnels - Fonds d’investissement inc. Canada Mutual Fund

164 First Asset Investment Management Inc. Canada Mutual Fund

165 First Ontario Credit Union Canada GIC's

166 First Reliance Asset Management Canada REIT First Reliance Real Estate Investment Trust 167 Ltd. Canada GIC's

Listing of Approved Fund Managers by Name Page 8 of 22 Fund Manager Region Type of Products Funds covered by agreement

168 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Natio Canada Mutual Fund

169 Forge First Asset Management Inc. Canada Mutual Fund Forge First Conservative Alternative Fund Forge First Long Short Alternative Fund 170 Formula Growth Limited Canada Mutual Fund / Hedge Fund Formula Growth Fund Formula Growth Hedge Funds Class F Formula Growth Hedge Funds Class A 171 Forstrong Global Asset Management Inc. Canada Hedge Fund Forstrong Global Balanced Fund 172 Fort LP U.S. Pooled Fund / Limited Partnership

173 Foyston, Gordon & Payne Inc. Canada Pooled Fund FGP Funds Family of Pooled Funds 174 Franklin Templeton International Services S.à.r.l. Overseas Mutual Fund Franklin Templeton Investment Funds 175 Franklin Templeton Investments Corp. Canada Mutual Fund/Pooled Fund/Seg Fund Bissett Mutual Funds Franklin Templeton Mutual Funds 176 FrontFour Capital Corp. Canada Mutual Fund FrontFour Opportunity Fund 177 Frontwater Capital Inc. Canada Mutual Fund

178 FT Portfolios Canada Co. Canada Mutual Fund

179 Fulcra Asset Management Inc. Canada Mutual Fund Fulcra Focused Yield Fund 180 Gabelli Funds (The) U.S. Mutual Fund

181 Galibier Capital Management Ltd. Canada Pooled Fund Galibier U.S. Equity Pool Galibier Opportunities Fund Galibier Canadian Global Equity Pool 182 Galileo Global Equity Advisors Inc. Canada Mutual Fund

183 Galliant Advisors LP Canada Investment Funds Galliant Equity Long/Short Fund LP 184 General Bank of Canada Canada GIC's

185 Genus Capital Management Canada Pooled Fund

186 Gestion Ferique Canada Mutual Fund

187 GFI Investment Counsel Ltd. Canada Hedge Fund Good Opportunities Fund

Listing of Approved Fund Managers by Name Page 9 of 22 Fund Manager Region Type of Products Funds covered by agreement 188 Global Growth Assets Inc. Canada Mutual Fund

189 Globevest Capital Ltee. Canada Mutual Fund / Pooled Fund

190 Goodman & Company, Investment Counsel, Inc. Canada Pooled Fund

191 Goodwood Inc. Canada Mutual Fund Goodwood Funds 192 Government of Quebec (for Placements Quebec) Canada Other

193 Grafton Asset Management Inc. Canada Unit Trust Global Energy Growth Fund 194 Gravitas Securities Inc. Canada Mutual Fund

195 Greenchip Financial Corp. Canada Pooled Fund

196 GreensKeeper Asset Management Inc. Canada Pooled Fund GreensKeeper Value Fund 197 Greystone Managed Investments Inc. Canada Pooled Fund Greystone Pooled Fund Trusts 198 Groundlayer Capital Inc. Canada Venture Capital Fund . 199 Growth Works Capital Ltd. Canada Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. GrowthWorks Atlantic Venture Fund Ltd. 200 Guardian Capital LP Canada Pooled Fund Vector Funds Guardian Funds Vega Funds 201 Hamilton Capital Partners Inc. Canada Limited Partnership

202 Harvest Portfolios Group Inc. Canada Mutual Fund

203 Haventree Bank Canada GIC's

204 Hemisphere Capital Management Inc. Canada Pooled Fund

205 HGC Investment Management Inc. Canada Limited Partnership HGC Arbitrage Fund LP 206 Highstreet Asset Management Inc. Canada Mutual Fund

207 Hillsdale Investment Management Inc. Canada Pooled Fund

208 Home Bank Canada GIC's / Investment Savings Accounts

209 Home Trust Company Canada GIC's / Investment Savings Accounts

210 HomEquity Bank Canada GIC's

Listing of Approved Fund Managers by Name Page 10 of 22 Fund Manager Region Type of Products Funds covered by agreement

211 Horizons ETFs Management (Canada) Inc. Canada Unit Trust

212 HSBC Bank Canada Canada Mutual Fund / GIC's Structured Alternative Investment Return Securities 213 HSBC Investment Funds (Canada) Inc. Canada Mutual Fund

214 Hymas Investment Management Inc. Canada Mutual Fund / Hedge Fund Malachite Aggressive Preferred Fund 215 I.A. Michael Investment Counsel Ltd. Canada Mutual Fund ABC Funds 216 I.G. Investment Management Ltd. Canada Mutual Fund

217 IA Clarington Investments Inc. Canada Mutual Fund

218 IBV Capital Ltd. Canada Limited Partnership IBV Capital Global Value Canadian Feeder Fund LP 219 ICICI Bank Canada Canada GIC's / Investment Savings Accounts

220 ICM Asset Management Inc. Canada Mutual Fund ICM (1X) Real Estate Trust 221 Industrial Alliance Pacific Insurance and Inc. Canada Segregated Fund

222 Industrial Alliance Trust Inc. Canada GIC's

223 Industrial and Commercial (Canada) Canada GIC's

224 Industrielle Alliance, Assurance et services financiers inc. Canada Segregated Fund

225 Inflection Management Inc. Canada Unit Trust Inflection Strategic Opportunity Fund 226 Innovation Credit Union Canada GIC's

227 Invesco Canada Ltd. Canada Investment Funds The following investment products are covered: Investment funds Segregated funds GIC's LP's Linked notes Investment Savings Accounts IncomeTrusts 228 Investec Asset Management Limited Overseas Mutual Fund

229 Invico Capital Corporation Canada Limited Partnership

230 Ivari Canada Mutual Fund / Segregated Fund

Listing of Approved Fund Managers by Name Page 11 of 22 Fund Manager Region Type of Products Funds covered by agreement 231 J. Zechner Associates Inc. Canada Pooled Fund

232 J.C. Clark Ltd. Canada Pooled Fund

233 Jarislowsky, Fraser Limited Canada Mutual Fund / Pooled Fund

234 JDM Investments Partners Ltd. Canada Pooled Fund Investment Partners Fund 235 Jemekk Capital Management (2017) Inc. Canada Mutual Fund / Pooled Fund

236 JM Fund Management Inc. Canada Hedge Fund JM Catalyst Fund 237 K J Harrison & Partners Inc. Canada Pooled Fund

238 K2 & Associates Investment Management Inc. Canada Mutual Fund Trust The K2 Principal Trust 239 KAI Asset Management Inc. Canada Pooled Fund KAI Core Equity Pool 240 Kawartha Asset Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund Kawartha Energy Opportunities Fund Inc. Kawartha High Conviction Resource Fund 241 KEB Hana Bank Canada Canada GIC's

242 Kensington Capital Advisors Inc. Canada Pooled Fund

243 Kilgour Williams Capital Incorporated Canada Unit Trust KiWi Private Credit Trust 244 Kingwest & Company Canada Mutual Fund / Pooled Fund

245 Landry Investment Management Inc. Canada Mutual Fund

246 Laurentian Bank of Canada Canada GIC's Includes B2B Trust term deposits 247 Laurentian Trust of Canada Inc. Canada GIC's

248 Laurus Investment Counsel Canada Pooled Fund

249 Lawrence Park Asset Management Ltd. Canada Hedge Fund

250 LBC Trust Canada GIC's

251 LDIC Inc. Canada Mutual Fund / Pooled Fund Includes LDIC Closed-End Funds 252 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) Canada Mutual Fund

253 League Savings and Mortgage Company Canada GIC's

Listing of Approved Fund Managers by Name Page 12 of 22 Fund Manager Region Type of Products Funds covered by agreement 254 Legg Mason Global Funds PLC Overseas Mutual Fund

255 Leith Wheeler Investment Counsel Ltd. Canada Mutual Fund Leith Wheeler family of funds 256 Lester Asset Management Inc. Canada Mutual Fund

257 Level 3 Investment Management Inc. Canada Pooled Fund / Hedge Funds Level 3 Total Return Opportunities Fund 258 Lightwater Partners Ltd. Canada Hedge Fund Lightwater Long/Short Funds 259 Lincluden Investment Management Limited Canada Mutual Fund / Pooled Fund

260 LionGuard Capital Management Inc. Canada Limited Partnership

261 Logiq Asset Management Ltd. Canada Mutual Fund

262 Longbow Capital Inc. Canada Mutual Fund

263 Lorica Investment Counsel Inc. Canada Mutual Fund Lorica Canadian Fixed Income Fund 264 Lorne Steinberg Wealth Management Inc. Canada Pooled Fund Steinberg High Yield Fund Steinberg Global Value Equity Fund 265 Lumen Asset Management Inc. Canada Limited Partnership Lumen Long Short Equity Fund LP 266 Lynwood Capital Management Inc. Canada Pooled Fund Lynwood family of funds 267 Lysander Funds Limited Canada Mutual Fund

268 Mackenzie Financial Corp. Canada Mutual Fund / Segregated Fund

269 Mackie Research Capital Corporation Canada Mutual Fund The Absolute Resource Company L.P. Grafton Energy Growth Fund 270 MacNicol & Associates Asset Management Inc. Canada Pooled Fund 360 Degree U.S. Reality Income Fund The Absolute Return Fund (LP) The Conservative Income Fund (LP) The Global Opportunities Fund (LP) The Emergence Fund (LP) 271 Majestic Asset Management LLC Canada Mutual Fund / Pooled Fund

272 Manufacturers Life Insurance Co. (The) Canada GIC's / Segregated Fund Deferred Annuities 273 Manulife Asset Management Limited Canada Mutual Fund/Pooled Fund/Seg Fund Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn Manulife Financial Corp family of funds 274 Canada GIC's / Investment Savings Accounts

Listing of Approved Fund Managers by Name Page 13 of 22 Fund Manager Region Type of Products Funds covered by agreement

275 Manulife Trust Company Canada GIC's / Investment Savings Accounts

276 Marquest Asset Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership

277 Marret Asset Management Inc. Canada Hedge Fund Marret 278 Marval Capital Ltd. Canada Mutual Fund

279 Matco Financial Inc. Canada Mutual Fund MFI series of funds 280 Mawer Investment Management Ltd. Canada Mutual Fund

281 Maxam Capital Management Ltd. Canada Mutual Fund

282 MCAN Mortgage Corporation Canada GIC's

283 McElvaine Investment Management Ltd. Canada Mutual Fund The Osler Fund The McElvaine Investment Trust 284 McLean Asset Management Ltd. Canada Mutual Fund ROMC Trust 285 MD Financial Management Inc. Canada Mutual Fund

286 Meckelborg Financial Group Ltd. Canada Mutual Fund Trust MFG Diversified Strategy Fund 287 Merrill Lynch Canada Inc. Canada Linked Notes

288 Metric Asset Management Limited Partnership Canada Pooled Fund / Hedge Funds

289 MFS Investment Management Canada Limited Canada Mutual Fund

290 Middlefield Limited Canada Mutual Fund

291 Montrusco Bolton Investment Inc. Canada Mutual Fund Bolton Tremblay Funds inc. 292 Morgan Meighen & Associates Limited Canada Pooled Fund Smedley Fund Family 293 Natcan Trust Company Canada Mutual Fund / Pooled Fund

294 National Bank Investments Inc. Canada Mutual Funds / GIC's / Inv. Savings Acct Includes PPN's 295 Canada GIC's National Bank of Canada GIC's National Bank Trust GIC's Natcan Trust GIC's 296 National Bank Trust Inc. Canada Mutual Fund / Pooled Fund

Listing of Approved Fund Managers by Name Page 14 of 22 Fund Manager Region Type of Products Funds covered by agreement 297 National Trust Company Canada Mutual Fund Family of Funds Tourism & Entertainment Growth Fund Inc. 298 NCM Asset Management Canada Mutual Fund/Pooled Fund/Ltd. Partnership

299 NewGen Asset Management Limited Canada Unit Trust

300 Newport Private Wealth Inc. Canada Mutual Fund

301 Next Edge Capital Corp. Canada Hedge Fund

302 Niagara Capital Partners Ltd. Canada Mutual Fund Niagara Access Alpha Fund 303 Nicola Wealth Management Ltd. Canada Mutual Fund / Limited Partnership SPIRE LP's NWM family of funds 304 Ninepoint Partners LP Canada Mutual Fund/Pooled Fund/Ltd. Partnership

305 North Growth Management Ltd. Canada Mutual Fund

306 Northern Savings Credit Union Canada GIC's Terrace & District Credit Union 307 NorthStream Capital Inc. Canada Limited Partnership NorthStream Credit Strategies Fund LP 308 Northwest & Ethical Investments L.P. Canada Mutual Fund

309 Ocean Rock Investments Inc. Canada Mutual Fund

310 OCP Fund Management LP Canada Limited Partnership

311 OGAM Ltd. Canada Pooled Fund

312 Onex Credit Partners, LLC Canada Pooled Fund OCP Debt Opportunity Class Onex Credit Partners LLC 313 Optimize Inc. Canada Mutual Fund Trust Optimized Pooled Funds 314 Optimum Asset Management Inc. Canada Mutual Fund / Hedge Fund / GIC's

315 Outcome Wealth Management Canada Pooled Fund

316 PACE Securities Corp. Canada Limited Partnership

317 Palette Investment Management Inc. Canada Limited Partnership First Canadian Securities 2017 318 Palisade Capital Management Ltd. Canada Mutual Fund/Pooled Fund/Ltd. Partnership

319 Palos Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership

Listing of Approved Fund Managers by Name Page 15 of 22 Fund Manager Region Type of Products Funds covered by agreement Palos Family of funds Rendez-vous Global Equity Fund LP - $CDN and $US 320 Pathfinder Asset Management Ltd. Canada Mutual Fund

321 Pavilion Advisory Group Ltd. Canada Pooled Fund

322 Peace Hill Trust Company Canada GIC's

323 Pembroke Private Wealth Management Ltd. Canada Mutual Fund / Pooled Fund

324 PenderFund Capital Management Ltd. Canada Mutual Fund Pender US All Cap Equity Fund Pender Corporate Bond Fund Pender Value Fund Pender Strategic Growth and Income Fund Pender North American Small Cap Fund Pender Small Cap Opportunities Fund Pender Canadian Opportunities Fund 325 Peoples Trust Company Canada GIC's

326 Perennial Asset Management Corp. Canada Mutual Fund Perennial Fixed Income Portfolio Perennial Equity Portfolio 327 Performance Capital Ltd. Canada Hedge Fund

328 Periscope Capital Inc. Canada Pooled Fund / Limited Partnership

329 Perron & Partners Wealth Management Corp. Canada Pooled Fund Kipling Private Investment Portfolios 330 PFM Venture Capital Operations Inc. Canada Labor Sponsored Fund SaskWorks Venture Fund Inc. 331 Picton Mahoney Asset Management Canada Mutual Fund / Hedge Fund

332 Pier 21 Asset Management Inc. Canada Pooled Fund Pier 21 333 PIMCO Canada Corp. Canada Mutual Fund / Hedge Fund

334 PIMCO Global Advisors (Ireland) Limited Overseas Mutual Fund PIMCO Funds - Global Investor Services 335 Polar Asset Management Partners Inc. Canada Hedge Fund Altairis Polar Fund Management II Inc. 336 Portland Investment Counsel Inc. Canada Investment Funds / Limited Partnership

337 Pratte Gestion de portfeuilles Canada Investment Funds

338 President's Choice Bank Canada GIC's

Listing of Approved Fund Managers by Name Page 16 of 22 Fund Manager Region Type of Products Funds covered by agreement 339 Primevest Capital Corp. Canada Mutual Fund

340 Prospera Credit Union Canada GIC's / Other

341 Provisus Wealth Management Limited Canada Pooled Fund

342 Purpose Investments Inc. Canada Mutual Fund

343 Pursuit Financial Management Corp. Canada Mutual Fund

344 Putnam Investment Inc. Canada Mutual Fund

345 Quadrant Asset Management Canada Pooled Fund QAM Tracking Pools 346 Quantum Leap Asset Management Limited Canada Mutual Fund Quantum Leap Mortgage Investment Fund 347 QV Investors Inc. Canada Pooled Fund QV Pooled Funds 348 Qwest Investment Fund Management Ltd. Canada Mutual Fund / Limited Partnership

349 R.E.G.A.R. Gestion Privée Inc. Canada Mutual Fund

350 R.N. Croft Financial Group Inc. Canada Mutual Fund

351 Radin Capital Partners Inc. Canada Pooled Fund Radin Capital Partners 352 Raintree Wealth Management Inc. Canada Unit Trust Raintree Tactical Fund Class A Raintree Absolute Fund Class A 353 Ravenstone Capital Management Inc. Canada Pooled Fund Ravenstone family of funds 354 Rayne Capital Management Inc. Canada Pooled Fund Rayne Capital Opportunities Trust Rayne Capital Opportunities Fund LP Rayne Capital LP 355 RBC Dominion Securities Inc. Canada Linked Notes

356 RBC Global Asset Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund

357 RBC Life Insurance Company Canada Segregated Fund

358 Resmor Trust Company Canada GIC's

359 Resolute Funds Ltd. Canada Mutual Fund

360 Resolve Asset Management Inc. Canada Hedge Fund

361 Return on Innovation Advisors Ltd. Canada Mutual Fund / Labor Sponsored Fund

Listing of Approved Fund Managers by Name Page 17 of 22 Fund Manager Region Type of Products Funds covered by agreement Pooled Funds 362 RFA Bank of Canada Canada GIC's

363 Roadmap Capital Inc. Canada Pooled Fund

364 Robson Capital Management Inc. Canada Hedge Fund

365 Rosalind Advisors, Inc. Canada Limited Partnership Rosalind Capital Partners L.P. 366 Ross Smith Asset Management ULC Canada Mutual Fund / Limited Partnership Ross Smith Opportunity Fund Ross Smith Cryptocurrency Investment Fund LP Ross Smith Capital Investment Fund 367 Roundtable Capital Partners Inc. Canada Pooled Fund Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Dividend & Income Fund Roundtable Everkey Global Fund 368 Royal & Sun Alliance Life Insurance Co. (Canada) Canada Segregated Fund

369 Canada GIC's / Investment Savings Accounts Royal Bank of Canada Merchant Private Trust Connor Clark Private Royal Bank Mortgage Corp. Royal Trust Corp. Royal Trust Company (The) 370 Royal Trust Company (The) Canada Mutual Fund The Protected American Fund The First American Fund T.A.L. Private Management Pooled Funds T.A.L. Investment Pooled Funds Classified Investment Trusts RT Capital Inc. First Trust Canada Funds 371 RP Investment Advisors LP Canada Mutual Fund / Hedge Fund

372 Russell Investments Canada Limited Canada Mutual Fund Life Points mutual funds Soverign mutual funds Russel Group mutual funds 373 Saguenay Strathmore Capital, L.P. Canada Limited Partnership Titan Masters Canada, L.P. 374 Sanford C. Bernstein & Co. LLC U.S. Mutual Fund

375 Scotia Capital Inc. Canada Mutual Fund Pinnacle family of funds - May 7-07 Scotia Capital family of funds The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07 Cassels Blaikie Canadian Fund (U.S.)

Listing of Approved Fund Managers by Name Page 18 of 22 Fund Manager Region Type of Products Funds covered by agreement 376 Scotia Securities Inc. Canada Mutual Fund

377 Seamark Asset Management Ltd. Canada Mutual Fund / Pooled Fund

378 SEI Investment Canada Company Canada Mutual Fund

379 Seymour Investment Management Ltd. Canada Pooled Fund . Family of funds managed by Seymour Investment Management Ltd. 380 Sherpa Asset Management Inc. Canada Mutual Fund

381 SIA Wealth Management Inc. Canada Pooled Fund SIA Wealth Management Private Investment Pools 382 Silvercreek Management Inc. Canada Limited Partnership Silvercreek family of funds 383 Slate Securities L.P. Canada Pooled Fund

384 Spartan Fund Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 385 Standard Life Assurance Company of Canada (The) Canada GIC's / Segregated Fund Ideal Segregated Funds Guaranteed Interest Rate Contracts 386 Standard Life Mutual Funds Ltd. Canada Mutual Fund

387 Standard Life Trust Company Canada Mutual Fund

388 Stanton Asset Management Inc. Canada Hedge Fund

389 Starlight Investments Capital LP Canada Mutual Fund Starlight group of funds 390 State Bank of India (Canada) Canada GIC's

391 Steadyhand Investment Management Ltd. Canada Mutual Fund Steadyhand Small Cap Equity Fund Steadyhand Savings Fund Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund 392 Limited Canada GIC's GICs 393 Stone Asset Management Limited Canada Mutual Fund

394 Strathbridge Asset Management Inc. Canada Mutual Fund

395 Stratigis Capital Advisors Inc. Canada Limited Partnership Goforth Technical Fund LP Uber Strategies LP

Listing of Approved Fund Managers by Name Page 19 of 22 Fund Manager Region Type of Products Funds covered by agreement 396 Successful Investor Wealth Management Inc. Canada Pooled Fund

397 Sun Life Assurance Co. (Canada) Canada Segregated Fund Individual Variable Insurance Contracts 398 Sun Life Financial Trust Inc. Canada GIC's

399 Sun Life Global Investments (Canada) Inc./Placements mondiau Canada Investment Funds

400 Sunshine Coast Credit Union Canada GIC's

401 T.I.P. Wealth Manager Inc. Canada Mutual Fund / Pooled Fund

402 Tactex Asset Management Canada Investment Funds x x x 403 Canada GIC's / Investment Savings Accounts

404 Taylor Asset Management Inc. Canada Pooled Fund Taylor Partners Fund 405 TD Asset Management Inc. Canada Mutual Fund / Inv. Savings Account

406 TD Bank Financial Group Canada GIC's / Linked Notes The Canada Trust Compay - GIC's TD Bank - GIC's & Linked Notes TD Mortgage Corp. - GIC's TD Pacific Mortgage Corp. - GIC's 407 TD Securities Inc. Canada Linked Notes

408 Tempered Investment Management Ltd. Canada Pooled Fund Tempered Global Value Fund 409 Terra Fund Management Ltd. Canada Mutual Fund / Limited Partnership

410 Third Eye Capital Management Inc. Canada Pooled Fund Third Eye Capital Alternative Credit Trust 411 Thornmark Asset Management Inc. Canada Pooled Fund Thornmark Investment Funds 412 Timbercreek Investment Management Inc. Canada Mutual Fund / Limited Partnership

413 Timelo Investment Management Inc. Canada Limited Partnership Timelo Strategic Opportunities Fund 414 TIS Preservation & Growth Fund/Accilent Capital Management. Canada Mutual Fund TIS Preservation & Growth Fund Class A and Class F Units 415 Tonus Capital Inc. Canada Mutual Fund Tonus Partners Fund 416 Toronto Trust Management Ltd. Canada Hedge Fund Friedberg Mercantile Group family of funds 417 Tradex Management Inc. Canada Mutual Fund

Listing of Approved Fund Managers by Name Page 20 of 22 Fund Manager Region Type of Products Funds covered by agreement

418 Trapeze Asset Management Inc. Canada Pooled Fund

419 Trez Capital Corporation Canada Income Trust

420 Tri Delta Investment Counsel Inc. Canada Pooled Fund

421 Triumph Asset Management Inc. Canada Limited Partnership Triumph Capital Appreciation Fund LP 422 Trivest Wealth Counsel Ltd. Canada Pooled Fund

423 Turtle Creek Asset Management Inc. Canada Pooled Fund

424 UBS Global Asset Management (Canada) Co. Canada Pooled Fund UBS (Canada) Balanced Fund A 425 Ullman Wealth Management Inc. Canada Mutual Fund Ullman Wealth Management Fund Family 426 Value Partners Investment Inc. Canada Mutual Fund

427 Value-Contrarian Asset Management Inc. Canada Mutual Fund

428 Vancouver City Savings Credit Union Canada GIC's

429 Vanguard Investment Canada Inc. Canada Mutual Fund / Pooled Fund

430 Vantage Asset Management Inc. Canada Pooled Fund Vantage Protected Performance Fund 431 Vantage Point Investment Management Inc. Canada Mutual Fund The Vantage Point Funds 432 Venator Capital Management Ltd. Canada Hedge Fund Venator family of mutual funds 433 Veritas Asset Management Inc. Canada Pooled Fund VAM Signature Fund VAM V List Plus Fund Veritas Long Short Fund 434 VersaBank Canada GIC's / Other

435 Vertex One Asset Management Inc. Canada Mutual Fund

436 Vesta Wealth Partners Ltd. Canada Mutual Fund Cerulean Private Equity Access Fund 437 Viewpoint Investment Partners Corporation Canada Pooled Fund Viewpoint Global Fund Trust 438 Vision Capital Corporation Canada Hedge Fund

439 VL Advisors Inc. Canada Mutual Fund / Labor Sponsored Fund

440 W.A. Robinson & Associates Ltd. Canada Mortgage Investment Fund

Listing of Approved Fund Managers by Name Page 21 of 22 Fund Manager Region Type of Products Funds covered by agreement Frontenac Mortgage Investment Corp. 441 WARATAH Capital Advisors Ltd. Canada Mutual Fund / Limited Partnership Waratah fund family 442 Waypoint Investment Partners Inc. Canada Pooled Fund

443 Wealhouse Capital Limited Partnership Canada Mutual Fund / Pooled Fund Panorama Private Client Fund Panorama Fund 444 Wealth One Bank of Canada Canada GIC's / Investment Savings Accounts

445 WealthCo Asset Management Inc. Canada Pooled Fund WealthCo Asset Management Inc. WealthCo Pooled Funds 446 Wells Asset Management System Inc. Canada Mutual Fund

447 West Face Capital Inc. Canada Mutual Fund WFC Opportunities Trust 448 Westcap Mgt. Ltd. Canada Mutual Fund Golden Opportunities Fund Inc. 449 Westminster Savings Credit Union Canada Mutual Fund / Segregated Fund / GIC's

450 Williams Lake & District Credit Union Canada GIC's

451 Windsor Family Credit Union Canada GIC's

452 XIB Asset Management Inc. Canada Unit Trust XIB Fund 453 Yorkville Asset Management Inc. Canada Mutual Fund Heritage Yorkville Mutual Funds Southbridge Health Care Fund 454 YTM Capital Asset Management Ltd. Canada Mutual Fund

455 Zag Bank Canada GIC's / Investment Savings Accounts

Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.

* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership

Listing of Approved Fund Managers by Name Page 22 of 22 Bare Trustee Agreements Additions to List Since January 1, 2020 Fund Manager Region Type of Products Date Approved Funds covered by agreement 1 RFA Bank of Canada Canada GIC's 1/3/2020

2 Optimize Inc. Canada Mutual Fund Trust 1/9/2020 Optimized Pooled Funds

3 Frontwater Capital Inc. Canada Mutual Fund 2/10/2020

4 Antrim Investments Ltd. Canada Mortgage Investment Fund 2/24/2020 Antrim Balanced Mortgage Fund Ltd.

5 NCM Asset Management Canada Mutual Fund/Pooled Fund/Ltd. Partnershi 3/6/2020

6 Rosalind Advisors, Inc. Canada Limited Partnership 3/31/2020 Rosalind Capital Partners L.P.

7 Axess Capital Advisors Inc. Canada Pooled Fund 4/20/2020 Magna High Income Fund Magna REIT Magna Opportunity Fund Magna Life Settlement Fund

8 Altrust Investment Solutions Inc. Canada Hedge Fund 4/28/2020

9 Vesta Wealth Partners Ltd. Canada Mutual Fund 5/1/2020 Cerulean Private Equity Access Fund

10 Marval Capital Ltd. Canada Mutual Fund 5/28/2020

11 Capital Direct I Income Trust Canada Mortgage Investment Fund 6/8/2020 Capital Direct I Income Trust

12 Level 3 Investment Management Inc. Canada Pooled Fund / Hedge Funds 7/10/2020 Level 3 Total Return Opportunities Fund

13 Forstrong Global Asset Management Inc. Canada Hedge Fund 8/18/2020 Forstrong Global Balanced Fund

Listing of Additions to List Page 1 of 1 Bare Trustee Agreements Deletions from List since January 1, 2020 Fund Manager Region Type of Products Date Removed Reason of Removal Funds covered by agreement

1 Societe Generale (Canada) Canada Principal Protected Note 1/28/2020 No longer in existence

CI Protected Coverage Notes, Series 1

2 Crystal Wealth Management Canada Mutual Fund 7/9/2020 No longer exists. System Ltd.

Listing of Deletions from List Page 1 of 1 Bare Trustee Agreements Name Changes and Mergers since January 1, 2020 Fund Manager Region Type of Product Date Comments Funds covered by agreement

1 Street Capital Bank of Canada Canada GIC's 1/6/2020 Name changed to RFA Bank of Canada

2 Norrep Capital Management Ltd. Canada Mutual Fund/Pooled 3/6/2020 Name changed to NCM Asset Fund/Ltd. Partnership Management Ltd.

3 Difference Capital Management Inc. Canada Hedge Fund 4/28/2020 Name changed to Altrust Investment Solutions Inc.

Listing of Name Changes and Mergers Page 1 of 1