Bare Trustee Agreements Approved Fund Managers as of August 31, 2020 Fund Manager Region Type of Products Funds covered by agreement 1 1832 Asset Management L.P. (Dynamic Funds) Canada Mutual Funds / Hedge Funds / LSF's Includes Deposit accounts 2 3IQ CORP. Canada Pooled Fund 3IQ Corp. 3 Aberdeen Global Services S.A. Overseas Mutual Fund Aberdeen Global II Funds Aberdeen Global Funds 4 Accilent Capital Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership Capsure Hedged Oil and Gas Income & Growth Trust 5 Acker Finley Asset Management Inc. Canada Mutual Fund QSATM Funds 6 ACM Advisors Ltd. Canada Mortgageent Investm Fund ACM Commercial Mortgage Fund 7 Addenda Capital Inc. Canada Pooled Fund Addenda Pooled Funds 8 ADS Canadian Bank Canada GIC's / Investment Savings Accounts
9 AGAWA Fund Management Inc. Canada Limited Partnership AGAWA Fund I Limited Partnership 10 AGF In vestments Inc. Canada Mutual Fund / Pooled Fund AGF Pooled funds Acuity Pooled funds AGF Elements family of mutual funds AGF family of mutual funds Acuity family of mutual funds Harmony family of mutual funds 11 AHF Capital Partners Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund AHF Credit Opportunities Fund - Series A, F and I 12 AIP Asset Management Canada Limited Partnership AIP Global Marco Fund LP 13 Aldergrove Credit Union Canada GIC's
14 Algonquin Capital Corporation Canada Limited Partnership
15 Alignvest Capital Management Inc. Canada Hedge Fund
16 Alignvest Investment Management Corporation Canada Pooled Fund
17 Alitis Investment Counsel Inc. Canada REIT
Listing of Approved Fund Managers by Name Page 1 of 22 Fund Manager Region Type of Products Funds covered by agreement Alitis Private REIT Alitis Mortgage Plus Fund 18 AlphaNorth Asset Management Canada Mutual Fund
19 Altema Asset Management Inc. Canada Hedge Fund Altema Diversified Equity Market Neutral Fund 20 Altervest Ltd. Canada Pooled Fund
21 Altrust Investment Solutions Inc. Canada Hedge Fund
22 Anson Funds Management LP Canada Pooled Fund Anson North Star Trust 23 Antares Investment Management, Inc. Canada Pooled Fund
24 Antrim Investments Ltd. Canada Mortgage Investment Fund Antrim Balanced Mortgage Fund Ltd. 25 Arrow Capital Management Inc. Canada Hedge Fund
26 Artemis Investment Management Limited Canada Mutual Fund / Limited Partnership Alpha Scout Fund and RSP Fund Robson Alpha Scout Fund 27 Aryeh Capital Management Ltd. Canada Limited Partnership Aryeh Capital Partners Canada, LP 28 ATB Investment Management Inc. Canada Mutual Fund
29 Auspice Capital Advisors Ltd. Canada Mutual Fund Trust Auspice Diversified Trust 30 Aventine Management Group Inc. Canada Mutual Fund Aventine Canadian Equity Fund BTH Tactical Growth Fund 31 Axess Capital Advisors Inc. Canada Pooled Fund Magna High Income Fund Magna Life Settlement Fund Magna Opportunity Fund Magna REIT 32 AYAL Capital Advisors Liited Canada Mutual Fund Trust AYAL Capital Advisors Trust Fund 33 B.E.S.T Investment Counsel Limited Canada Mutual Fund The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Total Return Fund Inc. B.E.S.T. Active 365 Fund LP 34 B2B Bank Canada GIC's / Investment Savings Accounts
35 Baker Gilmore & Associates Inc. Canada Pooled Fund Baker Gilmore & Associates Pooled Funds 36 Bank of America, National Association (Canada Branch) Canada GIC's
37 Bank of Canada Canada Other
Listing of Approved Fund Managers by Name Page 2 of 22 Fund Manager Region Type of Products Funds covered by agreement
38 Bank of Montreal Canada Investment Savings Account / GIC's
39 Bank of Montreal Mortgage Corp. Canada GIC's
40 Bank of Nova Scotia Canada GIC's Montreal Trust Company of Canada Scotia Mortgage Corporation Bank of Nova Scotia National Trust Company / Victoria&Grey MortgageCorp. 41 Barometer Capital Management Inc. Canada Mutual Fund / Pooled Fund
42 Barrage Capital Inc. Canada Mutual Fund / Hedge Fund / GIC's
43 Barrantagh Investment Management Inc. Canada Mutual Fund
44 Bedford Park Capital Corporation Canada Limited Partnership Bedford Park Opportunities Fund 45 Bellwether Investment Management Inc. Canada Pooled Fund Bellwether family of funds. 46 Beutel Goodman & Company Ltd Canada Mutual Fund/Pooled Fund/Seg Fund
47 BirchLeaf Investments Inc. Canada Pooled Fund BirchLeaf Growth Fund 48 Black Swan Dexteritas Inc. Canada Limited Partnership BSD Global Tech Hedge Fund LP 49 BlackBridge Capital Management Corp. Canada Mutual Fund
50 BlackRock (Luxembourg) SA Overseas Mutual Fund BlackRock Global Funds 51 BlackRock Asset Management Canada Limited Canada Mutual Fund BlackRock Asset Management Canada Limited 52 Bloom Burton Investment Group Inc. Canada Pooled Fund
53 Bloom Investment Counsel, Inc. Canada Mutual Fund
54 BloombergSen Inc. Canada Mutual Fund BloombergSen Partners RSP Fund 55 BMG Management Services Inc. Canada Mutual Fund
56 BMO Investments Inc. / BMO Investissements Inc. Canada Mutual Fund BMO Mutual Funds 57 BMO Life Assurance Company Canada Segregated Fund BMO Guaranteed Investment Funds 58 BMO Nesbitt Burns Inc. Canada Mutual Fund / Linked Notes
59 BMO Private Investment Counsel Inc. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 3 of 22 Fund Manager Region Type of Products Funds covered by agreement 60 BMO Trust Company Canada GIC's / Investment Savings Accounts
61 BNP Paribas (Canada) Canada Linked Notes
62 BNY Mellon Global Management Ltd. Overseas Mutual Fund BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC 63 Brandes Investment Partners & Co. Canada Mutual Fund
64 Brandywine Global Investment Management (Canada), ULC Canada Pooled Fund
65 Bridgeport Asset Management Inc. Canada Investment Funds Bridgeport Cdn Equity Fund Bridgeport High Income Fund Bridgeport US Equity Fund 66 Bridgewater Bank Canada GIC's
67 BridgingFinance Inc. Canada Pooled Fund
68 Bristol Gate Capital Partners Inc. Canada Mutual Fund / Limited Partnership Bristol Gate U.S. Equity Fund LP 69 Brompton Funds Limited Canada Mutual Fund
70 Brookfield Investment Management (Canada) Inc. Canada Pooled Fund
71 Brookfield Soundvest Capital Management Ltd. Canada Pooled Fund Soundvest North American Opportunity Pool 72 BT Global Growth Inc. Canada Hedge Fund BT Global Growth Fund L.P. 73 Bull Capital Management Inc. Canada Pooled Fund Balanced Class Shares EFG Private Portfolio Series ING Global Equity Class Shares Canadian Equity Class Shares 74 Burgundy Asset Management Ltd. Canada Mutual Fund
75 CADO Investment Fund Management Inc. Canada Mutual Fund Maple Leaf Income Class Maple Leaf Resources Class 76 Caldwell Investment Management Ltd. Canada Mutual Fund
77 Canada Life Assurance Company (The) Canada Segregated Fund
78 Canadian Tire Bank Canada GIC's Canadian Tire Bank 79 Canadian Western Bank Canada GIC's
80 Canadian Western Trust Canada Mutual Fund / GIC's
Listing of Approved Fund Managers by Name Page 4 of 22 Fund Manager Region Type of Products Funds covered by agreement
81 Canoe Financial LP Canada Investment Funds / Limited Partnership
82 Canso Fund Management Ltd. Canada Mutual Fund
83 Capital Direct I Income Trust Canada Mortgage Investment Fund Capital Direct I Income Trust 84 Capital International Asset Management Inc. (Canada) Inc. Canada Mutual Fund
85 Capstone Asset Management Inc. Canada Pooled Fund
86 Cardinal Capital Management Inc. Canada Pooled Fund Cardinal Canadian Equity Pool Cardinal Foreign Equity Pool 87 Castle Ridge Asset Management Limited Canada Limited Partnership Castle Ridge LP 88 Celernus Investment Partners Inc. Canada Hedge Fund Celernus Mortgage and Income Trust Fund Celernus Absolute Growth Fund 89 Centurion Asset Management Inc. Canada REIT
90 CGOV Asset Management Canada Pooled Fund
91 Chou Associates Management Inc. Canada Mutual Fund
92 Christopher Ross Cunningham Investments Ltd. Canada Pooled Fund CIG Value Fund 93 CI Investments Inc. Canada Mutual Fund / Segregated Fund
94 CIBC Canada Mutual Fund / GIC's / Linked Notes
95 CIBC Asset Management Inc. Canada Mutual Fund / Segregated Fund
96 CIBC Investor Network Canada GIC's CIBC Trust Corporation Services Hypothecaires CIBC Inc. CIBC CIBC Mortgages Inc. CIBC Mortgages Inc. (FLT) 97 Cidel Asset Management Inc. Canada Pooled Fund
98 Coast Capital Savings Federal Credit Union Canada GIC's
99 Coastal Community Credit Union Canada GIC's
100 Community Trust Company Ltd. Canada GIC's
101 Concentra Bank Canada GIC's
Listing of Approved Fund Managers by Name Page 5 of 22 Fund Manager Region Type of Products Funds covered by agreement
102 Connor, Clark & Lunn Funds Inc. Canada Mutual Fund CC&L fund family 103 Connor, Clark & Lunn Private Capital Ltd. Canada Mutual Fund
104 Cornerstone Investment Counsel Ltd. Canada Pooled Fund Blueprint Global Strategies Pool Blueprint Enhanced Opportunities Pool 105 Cortland Credit Group Inc. Canada Limited Partnership Cortland Credit Strategies L.P. Cortland Credit Strategies RRSP Fund 106 Corton Capital Inc. Canada Limited Partnership Corton Global Timber Fund L.P. 107 Cote 100 Inc. Canada Mutual Fund
108 Counsel Portfolio Services Inc. Canada Mutual Fund
109 Covington Capital Corporation Canada Labor Sponsored Fund Covington Funds 110 Covista Capital Corp. Canada Unit Trust Covista Value Fund Trust 111 Cowan Asset Management Limited Canada Pooled Fund Cowan Absolute Return Fund 112 CQI Capital Management L.P. Canada Mutual Fund CQI Income Opportunities Fund CQI Equity Opportunities Fund II Genesis Partners Fund LP CQI Equity Opportunities Fund I 113 Credit Suisse AG Overseas Linked Notes
114 Crimson Asset Management Canada Limited Partnership Crimson Partners Small Cap Fund LP 115 Crystalline Mgt Inc. / Gestion Cristallin Inc. Canada Hedge Fund
116 CWB Wealth Management Ltd. Canada Mutual Fund CWB Onyx Portfolio Series 117 Cypress Capital Management Ltd. Canada Pooled Fund
118 DaVinci Capital Partners Inc. Canada Pooled Fund DaVinci Alterntive Income Fund 119 Davis-Rea Ltd. / Davis-Rea Ltee. Canada Mutual Fund / Pooled Fund
120 Deans Knight Capital Management Ltd. Canada Pooled Fund / Segregated Funds Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund II Deans Knight Income Fund Deans Knight Equity Growth Fund 121 Delbrook Capital Advisors Inc. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 6 of 22 Fund Manager Region Type of Products Funds covered by agreement Delbrook Resource Opportunities Fund 122 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec Canada GIC's
123 Desjardins Financial Security Life Assurance Co. Canada Segregated Funds / GIC's / Other
124 Desjardins Global Asset Management Inc. Canada Mutual Fund / Segregated Fund / GIC's
125 Desjardins Société de placement inc. Canada Mutual Fund
126 Desjardins Trust Inc. Canada Mutual Fund / GIC's GIC's - Formerly Zag Bank GIC Maestral Funds 127 Dimensional Fund Advisors Canada ULC. Canada Mutual Fund
128 Discovery Capital Management Corp. Canada Mutual Fund
129 Dixon Mitchell Investment Counsel Inc. Canada Mutual Fund Dixon Mitchell Small Cap Fund 130 Donville Kent Asset Management Inc. Canada Limited Partnership Donville Kent Asset Management 131 Duncan Ross Associates Ltd. Canada Mutual Fund
132 Duo Bank of Canada Canada GIC's XIB Fund 133 East Coast Fund Management Inc. Canada Pooled Fund
134 East West Investment Management Corporation Canada Limited Partnership East West Canada Fund LP 135 EdgeHill Partners Canada Hedge Fund EdgeHill family of funds. 136 EdgePoint Wealth Management Inc. Canada Mutual Fund Edgepoint family of mutual funds 137 Educators Financial Group Inc. Canada Mutual Fund
138 Effort Trust Company (The) Canada GIC's
139 Empire Life Insurance Company Canada Segregated Fund Segregated Funds Interest investment options provided within an insurance contract 140 Empire Life Investments Inc. Canada Mutual Fund Empire Life 141 EnTrust Focus Partners LP Canada Unit Trust EnTrust 49 Focus Fund 142 Epic Capital Management Inc. Canada Pooled Fund
143 eQuaTe Asset Management Inc. Canada Mutual Fund
144 Equilibrium Capital Management Inc. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 7 of 22 Fund Manager Region Type of Products Funds covered by agreement
145 Equitable Bank Canada GIC's / Investment Savings Accounts
146 Equitable Trust Canada GIC's / Investment Savings Accounts
147 Equiton Capital Inc. Canada Pooled Fund Equiton Residential Income Fund Trust 148 Equium Capital Management Inc. Canada Mutual Fund
149 ETF Capital Management Canada Pooled Fund Quintessence Wealth Group of Funds 150 Evolve Funds Group Inc. Canada Mutual Fund
151 Ewing Morris & Co. Investment Partners Ltd. Canada Limited Partnership Ewing Morris Flexible Income Fund LP 152 Excalibur Capital Management Inc. Canada Hedge Fund / Limited Partnership Excalibur Small Cap Opportunities LP Excalibur Limited Partnership 153 Excel Funds Management Inc. Canada Mutual Fund
154 Faircourt Asset Management Inc. Canada Mutual Fund / Pooled Fund Faircourt Dividend Fund (Mutual Fund) Faircourt Pooled Monthly Income Fund (Pooled Fund) 155 Federated Investors Canada ULC Canada Mutual Fund Federated Strategic Value U.S. Equity Dividend Fund 156 Fédération des caisses Desjardins due Quebec Canada Linked Notes
157 Fidelity Investments Canada ULC Canada Mutual Fund
158 Fiducie Desjardins Inc. Canada Mutual Fund
159 Fieldhouse Capital Management Inc. Canada Mutual Fund Fieldhouse Pro Funds Inc. 160 Fiera Capital Corporation Canada Mutual Fund/Hedge Fund/Pooled Fund . 161 Fiera Investments LP Canada Mutual Fund
162 FIL Limited Overseas Mutual Fund
163 Financière des professionnels - Fonds d’investissement inc. Canada Mutual Fund
164 First Asset Investment Management Inc. Canada Mutual Fund
165 First Ontario Credit Union Canada GIC's
166 First Reliance Asset Management Canada REIT First Reliance Real Estate Investment Trust 167 First West Credit Union Ltd. Canada GIC's
Listing of Approved Fund Managers by Name Page 8 of 22 Fund Manager Region Type of Products Funds covered by agreement
168 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Natio Canada Mutual Fund
169 Forge First Asset Management Inc. Canada Mutual Fund Forge First Conservative Alternative Fund Forge First Long Short Alternative Fund 170 Formula Growth Limited Canada Mutual Fund / Hedge Fund Formula Growth Fund Formula Growth Hedge Funds Class F Formula Growth Hedge Funds Class A 171 Forstrong Global Asset Management Inc. Canada Hedge Fund Forstrong Global Balanced Fund 172 Fort LP U.S. Pooled Fund / Limited Partnership
173 Foyston, Gordon & Payne Inc. Canada Pooled Fund FGP Funds Family of Pooled Funds 174 Franklin Templeton International Services S.à.r.l. Overseas Mutual Fund Franklin Templeton Investment Funds 175 Franklin Templeton Investments Corp. Canada Mutual Fund/Pooled Fund/Seg Fund Bissett Mutual Funds Franklin Templeton Mutual Funds 176 FrontFour Capital Corp. Canada Mutual Fund FrontFour Opportunity Fund 177 Frontwater Capital Inc. Canada Mutual Fund
178 FT Portfolios Canada Co. Canada Mutual Fund
179 Fulcra Asset Management Inc. Canada Mutual Fund Fulcra Focused Yield Fund 180 Gabelli Funds (The) U.S. Mutual Fund
181 Galibier Capital Management Ltd. Canada Pooled Fund Galibier U.S. Equity Pool Galibier Opportunities Fund Galibier Canadian Global Equity Pool 182 Galileo Global Equity Advisors Inc. Canada Mutual Fund
183 Galliant Advisors LP Canada Investment Funds Galliant Equity Long/Short Fund LP 184 General Bank of Canada Canada GIC's
185 Genus Capital Management Canada Pooled Fund
186 Gestion Ferique Canada Mutual Fund
187 GFI Investment Counsel Ltd. Canada Hedge Fund Good Opportunities Fund
Listing of Approved Fund Managers by Name Page 9 of 22 Fund Manager Region Type of Products Funds covered by agreement 188 Global Growth Assets Inc. Canada Mutual Fund
189 Globevest Capital Ltee. Canada Mutual Fund / Pooled Fund
190 Goodman & Company, Investment Counsel, Inc. Canada Pooled Fund
191 Goodwood Inc. Canada Mutual Fund Goodwood Funds 192 Government of Quebec (for Placements Quebec) Canada Other
193 Grafton Asset Management Inc. Canada Unit Trust Global Energy Growth Fund 194 Gravitas Securities Inc. Canada Mutual Fund
195 Greenchip Financial Corp. Canada Pooled Fund
196 GreensKeeper Asset Management Inc. Canada Pooled Fund GreensKeeper Value Fund 197 Greystone Managed Investments Inc. Canada Pooled Fund Greystone Pooled Fund Trusts 198 Groundlayer Capital Inc. Canada Venture Capital Fund . 199 Growth Works Capital Ltd. Canada Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. GrowthWorks Atlantic Venture Fund Ltd. 200 Guardian Capital LP Canada Pooled Fund Vector Funds Guardian Funds Vega Funds 201 Hamilton Capital Partners Inc. Canada Limited Partnership
202 Harvest Portfolios Group Inc. Canada Mutual Fund
203 Haventree Bank Canada GIC's
204 Hemisphere Capital Management Inc. Canada Pooled Fund
205 HGC Investment Management Inc. Canada Limited Partnership HGC Arbitrage Fund LP 206 Highstreet Asset Management Inc. Canada Mutual Fund
207 Hillsdale Investment Management Inc. Canada Pooled Fund
208 Home Bank Canada GIC's / Investment Savings Accounts
209 Home Trust Company Canada GIC's / Investment Savings Accounts
210 HomEquity Bank Canada GIC's
Listing of Approved Fund Managers by Name Page 10 of 22 Fund Manager Region Type of Products Funds covered by agreement
211 Horizons ETFs Management (Canada) Inc. Canada Unit Trust
212 HSBC Bank Canada Canada Mutual Fund / GIC's Structured Alternative Investment Return Securities 213 HSBC Investment Funds (Canada) Inc. Canada Mutual Fund
214 Hymas Investment Management Inc. Canada Mutual Fund / Hedge Fund Malachite Aggressive Preferred Fund 215 I.A. Michael Investment Counsel Ltd. Canada Mutual Fund ABC Funds 216 I.G. Investment Management Ltd. Canada Mutual Fund
217 IA Clarington Investments Inc. Canada Mutual Fund
218 IBV Capital Ltd. Canada Limited Partnership IBV Capital Global Value Canadian Feeder Fund LP 219 ICICI Bank Canada Canada GIC's / Investment Savings Accounts
220 ICM Asset Management Inc. Canada Mutual Fund ICM (1X) Real Estate Trust 221 Industrial Alliance Pacific Insurance and Financial Services Inc. Canada Segregated Fund
222 Industrial Alliance Trust Inc. Canada GIC's
223 Industrial and Commercial Bank of China (Canada) Canada GIC's
224 Industrielle Alliance, Assurance et services financiers inc. Canada Segregated Fund
225 Inflection Management Inc. Canada Unit Trust Inflection Strategic Opportunity Fund 226 Innovation Credit Union Canada GIC's
227 Invesco Canada Ltd. Canada Investment Funds The following investment products are covered: Investment funds Segregated funds GIC's LP's Linked notes Investment Savings Accounts IncomeTrusts 228 Investec Asset Management Limited Overseas Mutual Fund
229 Invico Capital Corporation Canada Limited Partnership
230 Ivari Canada Mutual Fund / Segregated Fund
Listing of Approved Fund Managers by Name Page 11 of 22 Fund Manager Region Type of Products Funds covered by agreement 231 J. Zechner Associates Inc. Canada Pooled Fund
232 J.C. Clark Ltd. Canada Pooled Fund
233 Jarislowsky, Fraser Limited Canada Mutual Fund / Pooled Fund
234 JDM Investments Partners Ltd. Canada Pooled Fund Investment Partners Fund 235 Jemekk Capital Management (2017) Inc. Canada Mutual Fund / Pooled Fund
236 JM Fund Management Inc. Canada Hedge Fund JM Catalyst Fund 237 K J Harrison & Partners Inc. Canada Pooled Fund
238 K2 & Associates Investment Management Inc. Canada Mutual Fund Trust The K2 Principal Trust 239 KAI Asset Management Inc. Canada Pooled Fund KAI Core Equity Pool 240 Kawartha Asset Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund Kawartha Energy Opportunities Fund Inc. Kawartha High Conviction Resource Fund 241 KEB Hana Bank Canada Canada GIC's
242 Kensington Capital Advisors Inc. Canada Pooled Fund
243 Kilgour Williams Capital Incorporated Canada Unit Trust KiWi Private Credit Trust 244 Kingwest & Company Canada Mutual Fund / Pooled Fund
245 Landry Investment Management Inc. Canada Mutual Fund
246 Laurentian Bank of Canada Canada GIC's Includes B2B Trust term deposits 247 Laurentian Trust of Canada Inc. Canada GIC's
248 Laurus Investment Counsel Canada Pooled Fund
249 Lawrence Park Asset Management Ltd. Canada Hedge Fund
250 LBC Trust Canada GIC's
251 LDIC Inc. Canada Mutual Fund / Pooled Fund Includes LDIC Closed-End Funds 252 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) Canada Mutual Fund
253 League Savings and Mortgage Company Canada GIC's
Listing of Approved Fund Managers by Name Page 12 of 22 Fund Manager Region Type of Products Funds covered by agreement 254 Legg Mason Global Funds PLC Overseas Mutual Fund
255 Leith Wheeler Investment Counsel Ltd. Canada Mutual Fund Leith Wheeler family of funds 256 Lester Asset Management Inc. Canada Mutual Fund
257 Level 3 Investment Management Inc. Canada Pooled Fund / Hedge Funds Level 3 Total Return Opportunities Fund 258 Lightwater Partners Ltd. Canada Hedge Fund Lightwater Long/Short Funds 259 Lincluden Investment Management Limited Canada Mutual Fund / Pooled Fund
260 LionGuard Capital Management Inc. Canada Limited Partnership
261 Logiq Asset Management Ltd. Canada Mutual Fund
262 Longbow Capital Inc. Canada Mutual Fund
263 Lorica Investment Counsel Inc. Canada Mutual Fund Lorica Canadian Fixed Income Fund 264 Lorne Steinberg Wealth Management Inc. Canada Pooled Fund Steinberg High Yield Fund Steinberg Global Value Equity Fund 265 Lumen Asset Management Inc. Canada Limited Partnership Lumen Long Short Equity Fund LP 266 Lynwood Capital Management Inc. Canada Pooled Fund Lynwood family of funds 267 Lysander Funds Limited Canada Mutual Fund
268 Mackenzie Financial Corp. Canada Mutual Fund / Segregated Fund
269 Mackie Research Capital Corporation Canada Mutual Fund The Absolute Resource Company L.P. Grafton Energy Growth Fund 270 MacNicol & Associates Asset Management Inc. Canada Pooled Fund 360 Degree U.S. Reality Income Fund The Absolute Return Fund (LP) The Conservative Income Fund (LP) The Global Opportunities Fund (LP) The Emergence Fund (LP) 271 Majestic Asset Management LLC Canada Mutual Fund / Pooled Fund
272 Manufacturers Life Insurance Co. (The) Canada GIC's / Segregated Fund Deferred Annuities 273 Manulife Asset Management Limited Canada Mutual Fund/Pooled Fund/Seg Fund Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn Manulife Financial Corp family of funds 274 Manulife Bank of Canada Canada GIC's / Investment Savings Accounts
Listing of Approved Fund Managers by Name Page 13 of 22 Fund Manager Region Type of Products Funds covered by agreement
275 Manulife Trust Company Canada GIC's / Investment Savings Accounts
276 Marquest Asset Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership
277 Marret Asset Management Inc. Canada Hedge Fund Marret 278 Marval Capital Ltd. Canada Mutual Fund
279 Matco Financial Inc. Canada Mutual Fund MFI series of funds 280 Mawer Investment Management Ltd. Canada Mutual Fund
281 Maxam Capital Management Ltd. Canada Mutual Fund
282 MCAN Mortgage Corporation Canada GIC's
283 McElvaine Investment Management Ltd. Canada Mutual Fund The Osler Fund The McElvaine Investment Trust 284 McLean Asset Management Ltd. Canada Mutual Fund ROMC Trust 285 MD Financial Management Inc. Canada Mutual Fund
286 Meckelborg Financial Group Ltd. Canada Mutual Fund Trust MFG Diversified Strategy Fund 287 Merrill Lynch Canada Inc. Canada Linked Notes
288 Metric Asset Management Limited Partnership Canada Pooled Fund / Hedge Funds
289 MFS Investment Management Canada Limited Canada Mutual Fund
290 Middlefield Limited Canada Mutual Fund
291 Montrusco Bolton Investment Inc. Canada Mutual Fund Bolton Tremblay Funds inc. 292 Morgan Meighen & Associates Limited Canada Pooled Fund Smedley Fund Family 293 Natcan Trust Company Canada Mutual Fund / Pooled Fund
294 National Bank Investments Inc. Canada Mutual Funds / GIC's / Inv. Savings Acct Includes PPN's 295 National Bank of Canada Canada GIC's National Bank of Canada GIC's National Bank Trust GIC's Natcan Trust GIC's 296 National Bank Trust Inc. Canada Mutual Fund / Pooled Fund
Listing of Approved Fund Managers by Name Page 14 of 22 Fund Manager Region Type of Products Funds covered by agreement 297 National Trust Company Canada Mutual Fund Family of Funds Tourism & Entertainment Growth Fund Inc. 298 NCM Asset Management Canada Mutual Fund/Pooled Fund/Ltd. Partnership
299 NewGen Asset Management Limited Canada Unit Trust
300 Newport Private Wealth Inc. Canada Mutual Fund
301 Next Edge Capital Corp. Canada Hedge Fund
302 Niagara Capital Partners Ltd. Canada Mutual Fund Niagara Access Alpha Fund 303 Nicola Wealth Management Ltd. Canada Mutual Fund / Limited Partnership SPIRE LP's NWM family of funds 304 Ninepoint Partners LP Canada Mutual Fund/Pooled Fund/Ltd. Partnership
305 North Growth Management Ltd. Canada Mutual Fund
306 Northern Savings Credit Union Canada GIC's Terrace & District Credit Union 307 NorthStream Capital Inc. Canada Limited Partnership NorthStream Credit Strategies Fund LP 308 Northwest & Ethical Investments L.P. Canada Mutual Fund
309 Ocean Rock Investments Inc. Canada Mutual Fund
310 OCP Fund Management LP Canada Limited Partnership
311 OGAM Ltd. Canada Pooled Fund
312 Onex Credit Partners, LLC Canada Pooled Fund OCP Debt Opportunity Class Onex Credit Partners LLC 313 Optimize Inc. Canada Mutual Fund Trust Optimized Pooled Funds 314 Optimum Asset Management Inc. Canada Mutual Fund / Hedge Fund / GIC's
315 Outcome Wealth Management Canada Pooled Fund
316 PACE Securities Corp. Canada Limited Partnership
317 Palette Investment Management Inc. Canada Limited Partnership First Canadian Securities 2017 318 Palisade Capital Management Ltd. Canada Mutual Fund/Pooled Fund/Ltd. Partnership
319 Palos Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership
Listing of Approved Fund Managers by Name Page 15 of 22 Fund Manager Region Type of Products Funds covered by agreement Palos Family of funds Rendez-vous Global Equity Fund LP - $CDN and $US 320 Pathfinder Asset Management Ltd. Canada Mutual Fund
321 Pavilion Advisory Group Ltd. Canada Pooled Fund
322 Peace Hill Trust Company Canada GIC's
323 Pembroke Private Wealth Management Ltd. Canada Mutual Fund / Pooled Fund
324 PenderFund Capital Management Ltd. Canada Mutual Fund Pender US All Cap Equity Fund Pender Corporate Bond Fund Pender Value Fund Pender Strategic Growth and Income Fund Pender North American Small Cap Fund Pender Small Cap Opportunities Fund Pender Canadian Opportunities Fund 325 Peoples Trust Company Canada GIC's
326 Perennial Asset Management Corp. Canada Mutual Fund Perennial Fixed Income Portfolio Perennial Equity Portfolio 327 Performance Capital Ltd. Canada Hedge Fund
328 Periscope Capital Inc. Canada Pooled Fund / Limited Partnership
329 Perron & Partners Wealth Management Corp. Canada Pooled Fund Kipling Private Investment Portfolios 330 PFM Venture Capital Operations Inc. Canada Labor Sponsored Fund SaskWorks Venture Fund Inc. 331 Picton Mahoney Asset Management Canada Mutual Fund / Hedge Fund
332 Pier 21 Asset Management Inc. Canada Pooled Fund Pier 21 333 PIMCO Canada Corp. Canada Mutual Fund / Hedge Fund
334 PIMCO Global Advisors (Ireland) Limited Overseas Mutual Fund PIMCO Funds - Global Investor Services 335 Polar Asset Management Partners Inc. Canada Hedge Fund Altairis Polar Fund Management II Inc. 336 Portland Investment Counsel Inc. Canada Investment Funds / Limited Partnership
337 Pratte Gestion de portfeuilles Canada Investment Funds
338 President's Choice Bank Canada GIC's
Listing of Approved Fund Managers by Name Page 16 of 22 Fund Manager Region Type of Products Funds covered by agreement 339 Primevest Capital Corp. Canada Mutual Fund
340 Prospera Credit Union Canada GIC's / Other
341 Provisus Wealth Management Limited Canada Pooled Fund
342 Purpose Investments Inc. Canada Mutual Fund
343 Pursuit Financial Management Corp. Canada Mutual Fund
344 Putnam Investment Inc. Canada Mutual Fund
345 Quadrant Asset Management Canada Pooled Fund QAM Tracking Pools 346 Quantum Leap Asset Management Limited Canada Mutual Fund Quantum Leap Mortgage Investment Fund 347 QV Investors Inc. Canada Pooled Fund QV Pooled Funds 348 Qwest Investment Fund Management Ltd. Canada Mutual Fund / Limited Partnership
349 R.E.G.A.R. Gestion Privée Inc. Canada Mutual Fund
350 R.N. Croft Financial Group Inc. Canada Mutual Fund
351 Radin Capital Partners Inc. Canada Pooled Fund Radin Capital Partners 352 Raintree Wealth Management Inc. Canada Unit Trust Raintree Tactical Fund Class A Raintree Absolute Fund Class A 353 Ravenstone Capital Management Inc. Canada Pooled Fund Ravenstone family of funds 354 Rayne Capital Management Inc. Canada Pooled Fund Rayne Capital Opportunities Trust Rayne Capital Opportunities Fund LP Rayne Capital LP 355 RBC Dominion Securities Inc. Canada Linked Notes
356 RBC Global Asset Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund
357 RBC Life Insurance Company Canada Segregated Fund
358 Resmor Trust Company Canada GIC's
359 Resolute Funds Ltd. Canada Mutual Fund
360 Resolve Asset Management Inc. Canada Hedge Fund
361 Return on Innovation Advisors Ltd. Canada Mutual Fund / Labor Sponsored Fund
Listing of Approved Fund Managers by Name Page 17 of 22 Fund Manager Region Type of Products Funds covered by agreement Pooled Funds 362 RFA Bank of Canada Canada GIC's
363 Roadmap Capital Inc. Canada Pooled Fund
364 Robson Capital Management Inc. Canada Hedge Fund
365 Rosalind Advisors, Inc. Canada Limited Partnership Rosalind Capital Partners L.P. 366 Ross Smith Asset Management ULC Canada Mutual Fund / Limited Partnership Ross Smith Opportunity Fund Ross Smith Cryptocurrency Investment Fund LP Ross Smith Capital Investment Fund 367 Roundtable Capital Partners Inc. Canada Pooled Fund Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Dividend & Income Fund Roundtable Everkey Global Fund 368 Royal & Sun Alliance Life Insurance Co. (Canada) Canada Segregated Fund
369 Royal Bank of Canada Canada GIC's / Investment Savings Accounts Royal Bank of Canada Merchant Private Trust Connor Clark Private Royal Bank Mortgage Corp. Royal Trust Corp. Royal Trust Company (The) 370 Royal Trust Company (The) Canada Mutual Fund The Protected American Fund The First American Fund T.A.L. Private Management Pooled Funds T.A.L. Investment Pooled Funds Classified Investment Trusts RT Capital Inc. First Trust Canada Funds 371 RP Investment Advisors LP Canada Mutual Fund / Hedge Fund
372 Russell Investments Canada Limited Canada Mutual Fund Life Points mutual funds Soverign mutual funds Russel Group mutual funds 373 Saguenay Strathmore Capital, L.P. Canada Limited Partnership Titan Masters Canada, L.P. 374 Sanford C. Bernstein & Co. LLC U.S. Mutual Fund
375 Scotia Capital Inc. Canada Mutual Fund Pinnacle family of funds - May 7-07 Scotia Capital family of funds The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07 Cassels Blaikie Canadian Fund (U.S.)
Listing of Approved Fund Managers by Name Page 18 of 22 Fund Manager Region Type of Products Funds covered by agreement 376 Scotia Securities Inc. Canada Mutual Fund
377 Seamark Asset Management Ltd. Canada Mutual Fund / Pooled Fund
378 SEI Investment Canada Company Canada Mutual Fund
379 Seymour Investment Management Ltd. Canada Pooled Fund . Family of funds managed by Seymour Investment Management Ltd. 380 Sherpa Asset Management Inc. Canada Mutual Fund
381 SIA Wealth Management Inc. Canada Pooled Fund SIA Wealth Management Private Investment Pools 382 Silvercreek Management Inc. Canada Limited Partnership Silvercreek family of funds 383 Slate Securities L.P. Canada Pooled Fund
384 Spartan Fund Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 385 Standard Life Assurance Company of Canada (The) Canada GIC's / Segregated Fund Ideal Segregated Funds Guaranteed Interest Rate Contracts 386 Standard Life Mutual Funds Ltd. Canada Mutual Fund
387 Standard Life Trust Company Canada Mutual Fund
388 Stanton Asset Management Inc. Canada Hedge Fund
389 Starlight Investments Capital LP Canada Mutual Fund Starlight group of funds 390 State Bank of India (Canada) Canada GIC's
391 Steadyhand Investment Management Ltd. Canada Mutual Fund Steadyhand Small Cap Equity Fund Steadyhand Savings Fund Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund 392 Steinbach Credit Union Limited Canada GIC's GICs 393 Stone Asset Management Limited Canada Mutual Fund
394 Strathbridge Asset Management Inc. Canada Mutual Fund
395 Stratigis Capital Advisors Inc. Canada Limited Partnership Goforth Technical Fund LP Uber Strategies LP
Listing of Approved Fund Managers by Name Page 19 of 22 Fund Manager Region Type of Products Funds covered by agreement 396 Successful Investor Wealth Management Inc. Canada Pooled Fund
397 Sun Life Assurance Co. (Canada) Canada Segregated Fund Individual Variable Insurance Contracts 398 Sun Life Financial Trust Inc. Canada GIC's
399 Sun Life Global Investments (Canada) Inc./Placements mondiau Canada Investment Funds
400 Sunshine Coast Credit Union Canada GIC's
401 T.I.P. Wealth Manager Inc. Canada Mutual Fund / Pooled Fund
402 Tactex Asset Management Canada Investment Funds x x x 403 Tangerine Bank Canada GIC's / Investment Savings Accounts
404 Taylor Asset Management Inc. Canada Pooled Fund Taylor Partners Fund 405 TD Asset Management Inc. Canada Mutual Fund / Inv. Savings Account
406 TD Bank Financial Group Canada GIC's / Linked Notes The Canada Trust Compay - GIC's TD Bank - GIC's & Linked Notes TD Mortgage Corp. - GIC's TD Pacific Mortgage Corp. - GIC's 407 TD Securities Inc. Canada Linked Notes
408 Tempered Investment Management Ltd. Canada Pooled Fund Tempered Global Value Fund 409 Terra Fund Management Ltd. Canada Mutual Fund / Limited Partnership
410 Third Eye Capital Management Inc. Canada Pooled Fund Third Eye Capital Alternative Credit Trust 411 Thornmark Asset Management Inc. Canada Pooled Fund Thornmark Investment Funds 412 Timbercreek Investment Management Inc. Canada Mutual Fund / Limited Partnership
413 Timelo Investment Management Inc. Canada Limited Partnership Timelo Strategic Opportunities Fund 414 TIS Preservation & Growth Fund/Accilent Capital Management. Canada Mutual Fund TIS Preservation & Growth Fund Class A and Class F Units 415 Tonus Capital Inc. Canada Mutual Fund Tonus Partners Fund 416 Toronto Trust Management Ltd. Canada Hedge Fund Friedberg Mercantile Group family of funds 417 Tradex Management Inc. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 20 of 22 Fund Manager Region Type of Products Funds covered by agreement
418 Trapeze Asset Management Inc. Canada Pooled Fund
419 Trez Capital Corporation Canada Income Trust
420 Tri Delta Investment Counsel Inc. Canada Pooled Fund
421 Triumph Asset Management Inc. Canada Limited Partnership Triumph Capital Appreciation Fund LP 422 Trivest Wealth Counsel Ltd. Canada Pooled Fund
423 Turtle Creek Asset Management Inc. Canada Pooled Fund
424 UBS Global Asset Management (Canada) Co. Canada Pooled Fund UBS (Canada) Balanced Fund A 425 Ullman Wealth Management Inc. Canada Mutual Fund Ullman Wealth Management Fund Family 426 Value Partners Investment Inc. Canada Mutual Fund
427 Value-Contrarian Asset Management Inc. Canada Mutual Fund
428 Vancouver City Savings Credit Union Canada GIC's
429 Vanguard Investment Canada Inc. Canada Mutual Fund / Pooled Fund
430 Vantage Asset Management Inc. Canada Pooled Fund Vantage Protected Performance Fund 431 Vantage Point Investment Management Inc. Canada Mutual Fund The Vantage Point Funds 432 Venator Capital Management Ltd. Canada Hedge Fund Venator family of mutual funds 433 Veritas Asset Management Inc. Canada Pooled Fund VAM Signature Fund VAM V List Plus Fund Veritas Long Short Fund 434 VersaBank Canada GIC's / Other
435 Vertex One Asset Management Inc. Canada Mutual Fund
436 Vesta Wealth Partners Ltd. Canada Mutual Fund Cerulean Private Equity Access Fund 437 Viewpoint Investment Partners Corporation Canada Pooled Fund Viewpoint Global Fund Trust 438 Vision Capital Corporation Canada Hedge Fund
439 VL Advisors Inc. Canada Mutual Fund / Labor Sponsored Fund
440 W.A. Robinson & Associates Ltd. Canada Mortgage Investment Fund
Listing of Approved Fund Managers by Name Page 21 of 22 Fund Manager Region Type of Products Funds covered by agreement Frontenac Mortgage Investment Corp. 441 WARATAH Capital Advisors Ltd. Canada Mutual Fund / Limited Partnership Waratah fund family 442 Waypoint Investment Partners Inc. Canada Pooled Fund
443 Wealhouse Capital Limited Partnership Canada Mutual Fund / Pooled Fund Panorama Private Client Fund Panorama Fund 444 Wealth One Bank of Canada Canada GIC's / Investment Savings Accounts
445 WealthCo Asset Management Inc. Canada Pooled Fund WealthCo Asset Management Inc. WealthCo Pooled Funds 446 Wells Asset Management System Inc. Canada Mutual Fund
447 West Face Capital Inc. Canada Mutual Fund WFC Opportunities Trust 448 Westcap Mgt. Ltd. Canada Mutual Fund Golden Opportunities Fund Inc. 449 Westminster Savings Credit Union Canada Mutual Fund / Segregated Fund / GIC's
450 Williams Lake & District Credit Union Canada GIC's
451 Windsor Family Credit Union Canada GIC's
452 XIB Asset Management Inc. Canada Unit Trust XIB Fund 453 Yorkville Asset Management Inc. Canada Mutual Fund Heritage Yorkville Mutual Funds Southbridge Health Care Fund 454 YTM Capital Asset Management Ltd. Canada Mutual Fund
455 Zag Bank Canada GIC's / Investment Savings Accounts
Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.
Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent
Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.
* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership
Listing of Approved Fund Managers by Name Page 22 of 22 Bare Trustee Agreements Additions to List Since January 1, 2020 Fund Manager Region Type of Products Date Approved Funds covered by agreement 1 RFA Bank of Canada Canada GIC's 1/3/2020
2 Optimize Inc. Canada Mutual Fund Trust 1/9/2020 Optimized Pooled Funds
3 Frontwater Capital Inc. Canada Mutual Fund 2/10/2020
4 Antrim Investments Ltd. Canada Mortgage Investment Fund 2/24/2020 Antrim Balanced Mortgage Fund Ltd.
5 NCM Asset Management Canada Mutual Fund/Pooled Fund/Ltd. Partnershi 3/6/2020
6 Rosalind Advisors, Inc. Canada Limited Partnership 3/31/2020 Rosalind Capital Partners L.P.
7 Axess Capital Advisors Inc. Canada Pooled Fund 4/20/2020 Magna High Income Fund Magna REIT Magna Opportunity Fund Magna Life Settlement Fund
8 Altrust Investment Solutions Inc. Canada Hedge Fund 4/28/2020
9 Vesta Wealth Partners Ltd. Canada Mutual Fund 5/1/2020 Cerulean Private Equity Access Fund
10 Marval Capital Ltd. Canada Mutual Fund 5/28/2020
11 Capital Direct I Income Trust Canada Mortgage Investment Fund 6/8/2020 Capital Direct I Income Trust
12 Level 3 Investment Management Inc. Canada Pooled Fund / Hedge Funds 7/10/2020 Level 3 Total Return Opportunities Fund
13 Forstrong Global Asset Management Inc. Canada Hedge Fund 8/18/2020 Forstrong Global Balanced Fund
Listing of Additions to List Page 1 of 1 Bare Trustee Agreements Deletions from List since January 1, 2020 Fund Manager Region Type of Products Date Removed Reason of Removal Funds covered by agreement
1 Societe Generale (Canada) Canada Principal Protected Note 1/28/2020 No longer in existence
CI Protected Coverage Notes, Series 1
2 Crystal Wealth Management Canada Mutual Fund 7/9/2020 No longer exists. System Ltd.
Listing of Deletions from List Page 1 of 1 Bare Trustee Agreements Name Changes and Mergers since January 1, 2020 Fund Manager Region Type of Product Date Comments Funds covered by agreement
1 Street Capital Bank of Canada Canada GIC's 1/6/2020 Name changed to RFA Bank of Canada
2 Norrep Capital Management Ltd. Canada Mutual Fund/Pooled 3/6/2020 Name changed to NCM Asset Fund/Ltd. Partnership Management Ltd.
3 Difference Capital Management Inc. Canada Hedge Fund 4/28/2020 Name changed to Altrust Investment Solutions Inc.
Listing of Name Changes and Mergers Page 1 of 1