Practice Advisory for Intraoperative Awareness and Brain Function
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Ⅵ SPECIAL ARTICLES Anesthesiology 2006; 104:847–64 © 2006 American Society of Anesthesiologists, Inc. Lippincott Williams & Wilkins, Inc. Practice Advisory for Intraoperative Awareness and Brain Function Monitoring A Report by the American Society of Anesthesiologists Task Force on Intraoperative Awareness PRACTICE advisories are systematically developed re- Methodology ports that are intended to assist decision making in areas A. Definitions of patient care. Advisories provide a synthesis and anal- Intraoperative awareness under general anesthesia is a ysis of expert opinion, clinical feasibility data, open rare occurrence, with a reported incidence of 0.1–0.2%.1–4 forum commentary, and consensus surveys. Advisories Significant psychological sequelae (e.g., post–traumatic are not intended as standards, guidelines, or absolute stress disorder) may occur after an episode of intraopera- requirements. They may be adopted, modified, or re- tive awareness, and affected patients may remain severely jected according to clinical needs and constraints. disabled for extended periods of time.5 However, in some The use of practice advisories cannot guarantee any circumstances, intraoperative awareness may be unavoid- specific outcome. Practice advisories summarize the able to achieve other critically important anesthetic goals. state of the literature and report opinions derived from a The following terms or concepts discussed in this synthesis of task force members, expert consultants, Advisory include: consciousness, general anesthesia, open forums, and public commentary. Practice adviso- depth of anesthesia or depth of hypnosis, recall, amne- ries are not supported by scientific literature to the same sia, intraoperative awareness, and brain function moni- degree as are standards or guidelines because sufficient tors. Consistent definitions for these terms are not avail- numbers of adequately controlled studies are lacking. able in the literature. For purposes of this Advisory, Practice advisories are subject to periodic revision as these terms are operationally defined or identified as warranted by the evolution of medical knowledge, tech- follows: nology, and practice. 1. Consciousness. Consciousness is a state in which a patient is able to process information from his or her surroundings. Consciousness is assessed by observing a Additional material related to this article can be found on the patient’s purposeful responses to various stimuli. Identi- ANESTHESIOLOGY Web site. Go to http://www.anesthesiology. fiers of purposeful responses include organized move- org, click on Enhancements Index, and then scroll down to ments following voice commands or noxious/painful find the appropriate article and link. Supplementary material stimuli.* For example, opening of the eyes is one of can also be accessed on the Web by clicking on the “Arti- clePlus” link either in the Table of Contents or at the top of several possible identifiers or markers of consciousness. the HTML version of the article. Purposeful responses may be absent when paralysis is present as a consequence of neurologic disease or the administration of a neuromuscular blocking drug. Developed by the American Society of Anesthesiologists Task Force on Intra- 2. General Anesthesia. General anesthesia is defined operative Awareness: Jeffrey L. Apfelbaum, M.D. (Chair), Chicago, Illinois; James F. Arens, M.D., Houston, Texas; Daniel J. Cole, M.D., Phoenix, Arizona; Richard as a drug-induced loss of consciousness during which T. Connis, Ph.D., Woodinville, Washington; Karen B. Domino, M.D., Seattle, patients are not arousable, even by painful stimulation.† Washington; John C. Drummond, M.D., San Diego, California; Cor J. Kalkman, M.D., Ph.D., Utrecht, The Netherlands; Ronald D. Miller, M.D., San Francisco, The ability to maintain ventilatory function indepen- California; David G. Nickinovich, Ph.D., Bellevue, Washington; Michael M. Todd, dently is often impaired. Patients often require assistance M.D., Iowa City, Iowa. Submitted for publication October 31, 2005. Accepted for publication October 31, 2005. Supported by the American Society of Anesthesi- in maintaining a patent airway, and positive-pressure ologists under the direction of James F. Arens, M.D., Chair, Committee on ventilation may be required because of depressed spon- Practice Parameters. Approved by the House of Delegates on October 25, 2005. A complete list of references used to develop this Advisory is available by writing taneous ventilation or drug-induced depression of neu- to the American Society of Anesthesiologists. romuscular function. Cardiovascular function may be Address correspondence to the American Society of Anesthesiologists: 520 impaired. North Northwest Highway, Park Ridge, Illinois 60068-2573. This Practice Advi- sory, as well as all published ASA Practice Parameters, may be obtained at no cost 3. Depth of Anesthesia. Depth of anesthesia or depth through the Journal Web site, www.anesthesiology.org. of hypnosis refers to a continuum of progressive central * Reflex withdrawal from a painful stimulus is not considered a purposeful nervous system depression and decreased responsive- response, as indicated by the “Continuum of depth of sedation, definition of general anesthesia, and levels of sedation/analgesia,” American Society of Anes- ness to stimulation. thesiologists Standards, Guidelines, and Statements, October 27, 2004. 4. Recall. For the purpose of this Advisory, recall is the † American Society of Anesthesiologists: Continuum of depth of sedation, patient’s ability to retrieve stored memories. Recall is definition of general anesthesia, and levels of sedation/analgesia, American Soci- ety of Anesthesiologists Standards, Guidelines, and Statements, October 27, 2004. assessed by a patient’s report of previous events, in Anesthesiology, V 104, No 4, Apr 2006 847 848 PRACTICE ADVISORY particular, events that occurred during general anesthe- ance for the intraoperative use of brain function sia. Explicit memory is assessed by the patient’s ability monitors as they relate to intraoperative awareness. to recall specific events that took place during general anesthesia. Implicit memory is assessed by changes in C. Focus performance or behavior without the ability to recall This Advisory focuses on the perioperative treatment specific events that took place during general anesthesia of patients who are undergoing a procedure during that led to those changes.6 A report of recall may be which general anesthesia is administered. This Advisory spontaneous or it may only be elicited in a structured is not intended for the perioperative management of interview or questionnaire. This Advisory does not ad- minimal, moderate, or deep sedation in the operating dress implicit memory. room or intensive care unit; regional or local anesthesia 5. Amnesia. Amnesia is the absence of recall. Many without general anesthesia; monitored anesthesia care; anesthetic drugs produce amnesia at concentrations well tracheal intubation of patients or those undergoing re- below those necessary for suppression of consciousness. suscitation in emergency trauma after the administration Anterograde amnesia is intended when a drug with am- of a neuromuscular block, or intentional intraoperative nestic properties is administered before induction of wake-up testing (e.g., for the purposes of assessing intra- anesthesia. Retrograde amnesia is intended when a drug operative neurologic function). In addition, this Advisory such as a benzodiazepine is administered after an event is not intended to address the perioperative treatment of that may have caused or been associated with intraop- pediatric patients. erative consciousness in the hope that it will suppress memory formation and “rescue” from recall. D. Application 6. Intraoperative Awareness. Intraoperative aware- This Advisory is intended for use by anesthesiologists, ness occurs when a patient becomes conscious during a other physicians who supervise the administration of procedure performed under general anesthesia and sub- general anesthesia, and all other individuals who admin- sequently has recall of these events. For the purpose of ister general anesthesia. The Advisory may also serve as this Advisory, recall is limited to explicit memory and a resource for other physicians and healthcare profes- does not include the time before general anesthesia is sionals who are involved in the perioperative manage- fully induced or the time of emergence from general ment of patients receiving general anesthesia. anesthesia, when arousal and return of consciousness are intended. Dreaming is not considered intraoperative E. Task Force Members and Consultants awareness. The American Society of Anesthesiologists (ASA) ap- 7. Brain Function Monitors. Brain function moni- pointed this Task Force of 10 members to (1) review and tors are devices that record or process brain electrical assess the currently available scientific literature on in- activity and convert these signals mathematically into a traoperative awareness, (2) obtain expert consensus and continuous measure typically scaled from 0 to 100. In public opinion, and (3) develop a practice advisory. The addition to monitoring spontaneous cortical electrical Task Force is comprised of anesthesiologists from vari- activity (electroencephalogram [EEG]), these devices ous geographic areas of the United States, an anesthesi- may also record and process evoked cortical and subcor- ologist from The Netherlands, and two methodologists tical activity (auditory