CONCORDIA . THEOLOGICAL MONTHLY

"JJ ___ m m c~ -I <)SERVE

Vol. XL Special Issue No.6 & 7 The Gospe~ and the Smalcald Articles

WALTER R. BOUMAN r- "4 he Smalcald Articles (hereafter abbre­ Mantua in May 1537. In this situation the _. via ted as S. A.) provide us with an elector asked for a document which excellent focus for the problems and pos­ would provide a theological basis for nego­ sibilities which the 16-century confessional tiation. Luther was to indicate at which documents pose for 20th-century Luther­ points the Protestants could "with a clear anism. The fact of our historical distance conscience" make concessions in the interest from the 16th century confronts us with of unity and peace and which points they the most obvious problems. would have to defend at all costs. The The S. A. originated in a manifestly po­ Protestants could unite with the emperor litical context. While it is too much to in seeking to have the convene a claim that the fate of the the­ council, but they had little to gain politi­ ology was dependent on the Protestant cally from a reunion of papal and imperial territories, there can be little doubt that authority in Germany. They had been ask­ much of the form and much of the content ing for a council since Luther's "Appeal" of the S. A. were dependent on the close in the fall of 1518.2 In the Preface to the relationship between politics and theology they offered "full in the 16th century. It is neither possible obedience, even beyond what is required, to nor necessary to describe in detail the his­ participate in ... a general, free, and torical circumstances behind the writing of Christian council." 3 the S. A.i However, it is necessary to re­ member that Luther wrote them in re­ 2 Luther dated his appeal on Nov.28, 1518. sponse to a request from the elector of It was printed and circulated (without Luther's approval) on Dec. 11, 1518. See Ernest Schwie­ Saxony, who was trying to formulate a bert, Luther and His Times (St. Louis: Concor­ Protestant position over against a council dia Publishing House, 1950), pp.355-70, es­ pecially p. 369. The text of the Appellatio is which Pope Paul III was convoking at not available in English. See D. Martin Luthers Werke, II (Weimar: Hermann BOhlau, 1884), 1 Historical introductions can be found in 34 If. A German translation is in Dr. Martin Die Bekenntnisschriften det" evangelisch-luthe- Luthers Sammtliche Schri/ten, XV (St. Louis: 1'ischen Kirche, 2d ed. (Gottingen: Vandenhoeck Concordia Publishing House, 1899), 656-65. & Ruprecht, 1952), pp. xxiv-xxvii; The BiZ­ Schwiebert notes how serious and complicating cyclopedia of the Lutheran Church, III (Min­ a step this was, because since 1460 an appeal neapolis: Aug.burg Publishing House, 1965), to a general council was itself regarded as heret­ 2183-89; Willard D. AIlbeck, Studies in the ical. There is an excellent discussion of the Lutheran Confessions (Philadelphia: Muhlen­ theological significance of Luther's appeal in berg Press, 1952), pp. 187-212; and Friedrich Hans-Werner Gensichen, We Condemn, ( Bente, Historical Introductions to the Book 0/ Louis: Concordia Publishing House, 1967), Concord (St. Louis: Concordia Publishing pp.23--41. House, 1922, reprinted 1965), pp.47-62. 3 Augsburg Confession, Preface, 15-24. The quotation is from the The author is associate pro/euor 0/ theology (Philadelphia: Muhlenberg Press, 1959), pp. at Concordia Teachers College, River Forest, 26-27. All English translations will be from Ill. this edition, cited hereafter as B. C. (87) 408 THE GOSPEL AND THE SMALCALD ARTICLES

Now the council seemed immanent­ of sin, celibacy, monastic vows, and so but apparently it was not to be the kind of forth. These topics were significant in the council they had envisioned. The political 16th century because the opposing groups leaders were to assemble at Smalcald in were still sufficiently close to each other February 1537 to decide whether or not in their history and theological understand­ they would participate in the council. Lu­ ing to struggle against each other with the ther's document represents the religious or utmost seriousness. Today 400 years of theological dimension of this political sit­ separate history of and Ro­ uation, namely, a Germany divided into man Catholicism have made the dispute papal and evangelical territories. The three over these topics an anachronism within parts of the S. A. indicate Luther's response Lutheranism. The historical distance be­ to the elector's request. Part One contains tween the S. A and the 20th-century Lu­ the Christological and Trinitarian confes­ theran is such that it is (or seems) impos­ sion common to both parties. Part Two has sible, for example, to share Luther's bold the topic of Christ's work and our faith as condemnation of indulgences because in­ its decisive center. "Nothing here can be dulgences have long since ceased to be a given up or compromised" (S. A Part II, problem within Lutheranism. I, 5). Part TI1ree might have been expected A final problematic element in the his­ to indicate those articles where concession torical distance between us and the S. A or compromise would be possible. Indeed, is Luther's pessimism. Luther felt that the l.uther's introduction promises "matters evangelical territories did not need a coun­ which we may discuss with learned and cil because they had already effected the sensible men, or even among ourselves" needed reforms in doctrine and liturgy. (B. C, p. 302) . But the content turns He entertained no real hopes that the papal again to aspects of salvation and Luther party would accept these reforms. The concludes: "These are the articles on which papists, he says, could not yield on the I must stand. . . . I do not know how Mass. I can change or concede anything in them" Accordingly we are and remain eternally (S. A, Part III, XV, 3). Whether or not divided and opposed the one to the other. the Protestants really wanted a council at The papists are well aware that if the this time cannot be ascertained. The S. A Mass falls, the papacy will fall with it. indicate, however, that Luther could not Before they would permit this to happen, conceive of negotiation. they would put us all to death. ( S. A., The subject matter as well as the ar­ Part II, II, 10) rangement of the articles reflect the oppos­ In a summary of Part Two Luther is con­ ing religious-political parties of the 16th vinced that "they neither can nor will century. In Parts Two and Three Luther concede to us even the smallest fraction of takes up topics of contention so familiar these articles" (S. A, Part II, IV, 15). Lu­ to students of the Reformation: the mass ther's preface to the printed edition as a human work, , pilgrimages, (1538) concludes with the prayer, relics, indulgences, invocation of the , Dear Lord Jesus Christ, assemble a coun­ penance, Pelagian or semi-Pelagian notions eil of thine own, and by thy glorious ad- (88) THE GOSPEL AND THE SMALCALD ARTICLES 409

vent deliver thy servants. The pope and links it with every other great dogmatic his adherents are lost. They will have formulation, for the Christological and nothing to do with Thee. (S. A., Pref., 15) Trinitarian formulations are no less firmly All this pessimism about the papal party imbedded in contexts which are as much seems unreal today in the light of the political as they are theological. The inter­ renewal which has been taking place in twining of theological and political factors Roman Catholicism since Pope John XXIII in the articles may seem strange to us in the opened the windows to let in some fresh light of our own easily misunderstood slo­ air. Roman Catholic attempts at theological gans such as "separation of church and reconciliation have penetrated to the heart state" or equally misunderstood advice to of Luther's reformation concern: the doc­ "keep religion out of politics." Reformation trine of by grace.4 It must be theology should have taught us that sim­ emphasized, of course, that so far we have plistic understandings of these slogans only attempts. Nevertheless the climate of are impossible because of the nature of renewal and reform stands in dramatic religion. In the Large Catechism Luther contrast to the J 6th-century impasse over defines religion as "having a god." 5 Lu­ which Luther despaired. ther's insight helps guard against the no­ This historical distance opens anew the tion that theology belongs to one more or problem of the continued validity of the less private realm and politics to another, 16th-century documents. Do these docu­ totally different and more or less public ments not bind us to old and irrelevant realm. Rather that to which we give our battles? Do they not prevent us from tak­ wholehearted loyalty and concern is really ing part in the great new movements and revealed as our god; and the way in which opportunities of our time? What does it we express our devotion is our religion. mean (if anything) that these documents This means that every concrete context of are still regarded as the confession and life is the arena for faith and for unfaith, dogmatic norm of Lutheranism? The S. A. that we are practicing either an idolatrous are so obviously conditioned by theil histo­ religion or a faithful religion at all times.6 rical context that these problems cannot 5 Large Catechism, Ten Commandments, 18- be evaded. 20. See "The Confessions' Contribution to a On the other hand the S. A. present us Catholic Christianity," Lutheran Forum, II with significant opportunities for reappro­ (March, 1968), 8-9. priation of the Lutheran confessional heri­ 6 Martin Marty, "Christians: Be Unethical and Grow," Lutheran Forum, II (December tage. The fact of historical distance appears 1968), p. 6, has a paragraph which is an excel­ problematic only to those whose demand lent contemporary statement of this insight: is for "instant relevance." Reformation "A turning had to come. It came through seminarians, priests, nuns, younger clerics, older theology's obvious historical context simply sympathists, and other leaders who began to catch up with the lay avant-garde. A strange 4 See Stephen Pfuertner, Lz!cther and Acqui­ thing happened: they found no place to go that nas on Salvation (New York: Sheed and Ward, was unoccupied. It turned out that all along 1964), and Otto Herman Pesch, Die Theologie there had been no no-man's land. There was no de?' Rechtfertigttng bei Martin Lttther und 'space between politics' and social positions. Thomas von Acqttin (Mainz: Mattheas Grune­ The space was occupied, for example, by the wald Verlag, 1967). conservative Christians who argued that the (89) 410 THE GOSPEL AND THE SMALCALD ARTICLES

The historical matrix for the Reformation brought up at the official discussion. They confession is another illustration of Paul were signed by theologians after the meet­ Tillich's observation that ing had adjourned, and they gradually im­ every great philosophy combines two ele­ pressed themselves upon the Lutheran ments. The one is its vitality, its lifeblood, churches until they came to be included its inner character; the other is the emer­ in the Book of Concord. The S. A. are thus gency situation out of which the philoso­ now part of the dogmatic norm of Luther­ phy grows. No great philosopher simply anism. This means that they are normative sat behind his desk, and said, "Let me now for contemporary preaching and teaching. philosophize a bit between breakfast and lunch time." All philosophy has been a Here some careful distinctions are nec­ terrible struggle between divine and de­ essary.s The church preaches and teaches monic forces, skepticism and faith, the the Gospel. That is its message, its kerygma. possibility of affirming and negating life. It does not preach dogmatic formulations. The question of the mystery of existence But the dogmatic formulations provide us stands behind all who became creative with a fixed point of reference within which philosophers and were not merely analysts to oboe!ve hew God led the c'---rch to dis or historians of philosophy.7 cover what is at stake in the gospel. Our Luther's perspective emerged in a context very distance from the historical situation of personal and social struggle. ' 1St comes to our aid. We can see how the not despise or discount the "earthen vessel" Reformation insight into the gospel by which that perspective is conveyed. emerged in controversy over indulgences, The problem is rather how that perspec­ pilgrimages, relics, papal authority, the tive is useful. The S. A. were not "offi­ Mass, celibacy, and monastic vows. To use this insight as a contemporary norm does cially" adopted by the political members not mean that we keep alive the memory of the Smalcaldic League. No wholly satis­ of past battles and past victories. It does factory explanation has been given for Lu­ mean that as we listen to the voice of the ther's assertion in his 1538 preface that past in all of its historicity, taking its "our representatives ... accepted them, un­ historical context with utmost seriousness, animously adopted them as their confes­ we will discover how and in what ways the sion" (B. C, p. 288). The S. A. were not church's contemporary proclamation will Church should not 'meddle' but who actually involve us in our own struggles and bat­ had committed the Church to the status quo, tles. The very pugnacity of the S. A. thus no matter how oppressive and de-humanizing serves our contemporary situation, not be­ it may be. People began to lea.rn that it was not meddlers versus non-meddlers, but agents cause masses, pilgrimages, and relics are of change versus supporters of things as they still the issue, but because the proclamation are. In a phrase of Robert McAfee Brown's that I cannot resist overquoting: people with 8 See Werner Elert, Der Christliche Glaube, four aces do not ask for a new deal. They do 3d edition (Hamburg, 1956), pp.35-42. See not readily yield. The war's on." also Edward H. Schroeder, "The Relationship 7 , Perspectives on 19th and Between Dogmatics and Ethics in the Thought 20th Century Protestant Theology, ed. Carl E. of Elert, Barth, and Troeltsch," CONCORDIA Braaten (New York: Harper & Row, 1967), THEOLOGICAL MONTHLY, XXXVI (Decem­ pp.1l5-16. ber 1965), 744-56. (90) THE GOSPEL AND THE SMALCALD ARTICLES 411 of the gospel in the face of enmity and ther is concerned to concentrate on the distortion is still the issue. "few articles" in which the gospel is at The S. A are especially helpful because stake. This is not "reductionism." It stems we encounter here Luther's own confession from Luther's understanding that "the pri­ in a context of ultimacy and because Lu­ mary things," that is, the question of ther makes a conscious effort to show the whether or not God is gracious, are deci­ implications of that confession in a broad sive for the whole of human existence. range of Christian doctrine and practice. This means, then, that the gospel is not one topic among many in the S. A It is Luther was quite conscious of his mortality the central content of this document. as he prepared the S. AD He experienced a very serious illness in the midst of their The centrality of the gospel is not imme­ preparation, and again at the Smalcaldic diately apparent in Part One. Here Luther conference. He is therefore not simply summarizes the Christological and Trini­ engaged in a taetical exercise. He is aware tarian confession of the ancient be­ that all words are spoken before God and fore continuing with Part Two, "the ar­ are judged by Him.lO In this situation Lu- ticles which pertain to the office and work of Jesus Christ, or to our redemption" 9 S. A., Preface, 3: "I have decided to pub­ (Part I, 1). The sequence of topics may lish these articles so that, if I should die before be of some significance, for Ernst Kinder a council meets (which I full expect, for those knaves who shun the light and :flee from the observes that Reformation theology day take such wretched pains to postpone and did not proceed from an isolated teaching prevent the council), those who live after me on justification in an actualistic sense as may have my testimony and confession (in ad­ dition to the confession which I have previously if from a pf'inciple, in order to derive from given) to show where I have stood until now it a christology; on the contrary it com­ and where, by God's grace, I will continue to pletely understood the teaching of justifi­ stand." cation as resting upon an alf'eady existing 10 S. A, Preface, 5-7: "I suppose I should substructure, the christology of the ancient reply to everything while I am still living. But how can I stop all the mouths of the devil? church,u What, above all, can I do with those (for they Elsewhere, to be sure, Luther gives abun- are all poisoned) who do not pay attention to what I write and who keep themselves busy by shamefully twisting and corrupting my every ours ever larger, and has caused, and still word and letter? 1 shall let the devil- or ulti- causes, them and their lies to be put to shame." mately the wrath of God - answer them as they S. A., Preface, 9: "Imagine how those will face deserve. I often think of the good Gerson, who us on the last day, before the judgment seat of doubted whether one ought to make good writ- Christ, who in their writings have urged such ings public. If one does not, many souls that big lies upon the king and foreign peoples as might have been saved are neglected. On the if they were the unadulterated truth! Christ, the other hand, if one does, the devil appears at lord and judge of us all, knows very well that once to poison and pervert everything by wag- they lie and have lied. I am sure that he will ging countless venomous and malicious tongues pronounce sentence upon them. God convert and thus destroying the fruit. However, what those who are capable of conversion and turn such persons accomplish is manifest. For al- them to repentance! As for the rest, wretched­ though they slander us so shamefully and try ness and woe will be their lot forever." by their lies to keep the people on their side, 11 "Soteriological Motifs in the Early God has constantly promoted his work, has Creeds," Luthef'an Wodd, VIII (June 1961), made their following smaller and smaller and 16. (91) 412 THE GOSPEL AND THE SMALCALD ARTICLES dant evidence of the close connection in The problem in Part Two almost seems his thinking between the ancient dogmas to have been anticipated by Elector John and the saving gospel.12 There is, never­ Frederick, who found himself in agree­ theless, an interesting omission to be noted ment but remarked to his chancellor that in Part One. Luther originally concluded the formulation was a bit brief.15 Luther Part One with the observation that "these states that Article I (on Christ and faith) articles are not matters of dispute or con­ is "the first and chief" article. There is no tention, for both parties believe and con­ doubt that by this designation Luther in­ fess them." He then crossed out the words tends to say more than that this is the "believe and" because, according to Hans "fust" in a sequence of articles, or that this Volz, he did not credit the opponents of is the "chief" article in the sense of varying the papal party with faithP The point degrees of importance. It is "first and here is that for Luther "faith" does not chief" in the sense that it is what Chris­ seem to refer to a correctly formulated tianity is all about; it is the whole story. doctrinal confession regarding the nature All other "articles" are variations or dimen­ of God. The Holy Trinity is thus not sions or aspects of this one central reality" a "true" conception of God to be affirmed In the articles of Part Two Luther con- in opposition to false conceptions. What tinuously refers his concerns and formula­ is at stake in the confession of faith in the tions to this article, as he himself indicates. Holy Trinity is that one believes something "On this article rests all that we teach specific about God, namely, that Christ is and practice against the pope, the devil, the divine forgiver of sinners.14 and the world" (S. A., n, I, 5). The Mass of the papacy is regarded as in "direct and 12 For example, "On the Councils and the violent conflict with this fundamental ar- Church," Luther's Works, 41 (Philadelphia: Fortress Press, 1966), especially pp, 103 £E.; tide." The "first article" will not permit "The Freedom of a Christian," ibid., 31, 366; compromise (S. A., II, II, 1). The Mass "Two Kinds of Righteousness," ibid., 31, 301 to 302. See Werner Elert, The StructU1'e 0/ Lu­ "must be abolished because it is a direct theranism, I (St. Louis: Concordia Publishing contradiction to the fundamental article" House, 1962), 211-36. (S. A., n, II, 7). It is not necessary to 13 Bekenntnisschri/ten, p.415, note 1. quote all the similar references to the first 14 See Edmund Schlink, Theology of the Ltt­ theran Confessions, (Philadelphia: Fortress article in order to make the point.16 Sec­ Press, 1961), p. 66: ondary reasons for critique and rejection of "The triune God is not yet known if he is abuses are not lacking. The Mass is a hu­ presented without the distinction of . In the Roman church the dreadful fact man invention (S. A., II, II, 2); purgatory had become evident that, in spite of the preser­ is based on misuse of the Fathers and has vation of the orthodox doctrine of the Trinity, no support in Scripture (S. A., II, II, God was not known any more, since the Gospel had been lost. But to know God's essence means to know 'the most profound depths of his through the gift of the Gospel. The triune God, fatherly heart, and his sheer, unutterable love.' therefore, is known only in the distinction of law and Gospel, that is, by faith in the Gospel." (L. C. II, 64). To know God's love means to receive his gracious love. However, the love of 15 Bekenntnisschriften, p. xxiv. God the Creator, Redeemer, and Sanctifier is not 16 See S. A., II, II, 12, 21, 25; II, III, 2; II, given through the demands of the law but IV, 3. (92) THE GOSPEL AND THE SMALCALD ARTICLES 413

13-15); pilgrimages lead to the neglect of what "can and must be done by the Lamb essential duties (S. A, II, II, 18-19); relics of God alone" (S. A, II, II, 1). Purgatory, are fraudulent nonsense (S. A, II, II, 22); too, confronts us with Luther's contrast be­ invocation of the saints has no "precedent tween "Christ alone" and "the work of in the Scriptures" (S. A, II, II, 25); the man" (S. A, II, II, 12). Pilgrimages are papacy serves no useful purpose (S. A, II, occasions for people to "turn aside from IV, 5). But in the midst of these state­ Christ to their own merits" ( S. A, II, ments is the constant reference to the II, 19). Relics are used as "a good work "first and chief article," to the contradiction and a service to God" in order to "effect or denial of "Christ and faith" as the worst indulgences and the forgiveness of sins" abuse and the decisive basis for needed and thus share in the condemnation of in­ reform. dulgences (S. A., II, II, 23-24). Invocation Now, however, we are faced with the of the saints is contrasted with "knowledge problem that Luther's formulation of the of Christ" in whom "we have everything "first and chief article" is brief almost to a thousandfold better" ( S. A, II, II, 25). the point of inadequacy. The three de­ Monasteries invent "blasphemous services" scriptive paragraphs consist almost entirely in conflict with "redemption in Christ" of biblical quotations. The point of the (S. A., II, III, 2). The claim that obedience first paragraph is that the death and resur­ to the papacy is necessary to salvation is rection of Christ is our justification, for condemned as a substitution for Christ in by it our sins have been taken away. The whom we have "everything that is needful second paragraph asserts that "this must for salvation" (S. A, II, IV, 4). The point be believed," that "faith" and "works" are is clear: Christ's work is contrasted with polar opposites, that God "justifies him religious activities that can be designated who has faith in Jesus." The third para­ as human works. But why is the one supe­ graph claims that this article cannot be rior to the other? Why are they regarded abandoned or compromised, for Jesus alone as mutually exclusive? Part Two of the saves and heals. This formulation seems to S. A does not provide us with an answer. cry out for further definition. How are we Are we to conclude from Part Two that sinners? What sin is taken away? How the vital and central polarities in Lutheran­ does the death and resurrection of Jesus ism are God' s Word and work versus man's of Nazareth effect this? What is justifica­ word and work? If the gospel is thus tion? What is faith? Why or in what defined in contrast to human work, then sense are works excluded? What is salva­ the problem of the relationship between tion? Why does Jesus alone save? Does faith and works is built into Lutheran the­ this mean anything or make a difference? ology by virtue of that definitionP The Little help is gained from the antitheses description of the gospel as justification in the other three articles of Part Two. 17 Ragnar Bring, Das Verhaltnis von Glatt­ Luther condemns the Mass in the papacy ben und Werken in det' lutherischen Theologie because understanding the Mass as a sac­ (Munich: Chr. Kaiser Verlag, 1955), pp.55 to 106, has an illuminating description of rhe con­ rifice effecting deliverance from sin makes troversy on this subject in rhe "second genera­ of it a human work in contradiction to tion" of Lurheran rheology. See also Albrecht (93) 414 THE GOSPEL AND THE SMALCALD ARTICLES by grace through faith can then be under­ rament of the Altar, and the Keys and standably criticized (but tragically cari­ Confession contain familiar Luther con­ catured) as making Christianity easier, in­ cerns, but they do not define the gospel. deed as effectively eliminating all ethical The task of gaining helpful insight into impulse from Christianity. The contrast the nature of the gospel from the S. A. between "gospel" and those religious prac­ alone becomes increasingly frustrating. We tices of the papal party which Luther con­ might conclude that the brevity of Lu­ demns in the remaining articles of Part ther's formulation is more suitable for use Two could, and perhaps often did, easily as dogma than, for example, the more lead to the conclusion that one obviously extended discussion of justification by had the gospel simply because one did not Melanchthon in Article IV of the Apology. engage in pilgrimages, invocation of saints, If dogma defines the mandatory content or obedience to the papacy. of Christian proclamation, then elabora­ Weare thus drawn to Part Truee in the tion as well as relevant application might quest for greater clarity in description of well be left to preaching and te-.lchlng. the gospel. It would seem that here Lu­ However, our canvass of the S. A. is ther proposes to deal explicitly with the not complete. It may well be that topic of the gospel, indeed to deal with it greatest clarity does not come in those again. Article IV, however, is less a descrip­ formulations where Luther's titles or de­ tion of the gospel itself than a listing of scriptions would seem to direct us. Rather, various forms of the one gospel. The list this quest seems to indicate that Luther's indicates that the gospel takes place under insights receive their most helpful expres­ a variety of circumstances and actions, but sion at that point where existential and it does not say more about what the gospel pastoral considerations are under discus­ is than to use the phrase "forgiveness of sion: on repentance (Article nI) and on sins." Jaroslav Pelikan has used this list "how man is justified before God, and his as a "sufficiently comprehensive" outline good works" (Article XIII). These seem for an essay on Luther's understanding of to be the "fust and chief" articles of the the means of grace, but he draws almost S. A. It may be somewhat artificial to exclusively on other Luther documents for regard the arrangement of the first eight fuller descriptions of the evangelical con­ articles of Part Three as a reflection of "the tent of preaching, , the Sacrament law-Gospel, or despair-faith, pattern of of the Altar, absolution, and "the mutual personal salvation," but Thomas M. Mc­ conversation and consolation of breth­ Donough has pointed to the valid sets of ren." 18 The articles on Baptism, the Sac- polarities with which Luther's confession of the gospel is fundamentally concerned.19 Peters, Glaube und Werk (Berlin: Lutherisches The contrast is not primarily between Verlagshaus, 1962), for concentration on Luther and the relationship between Luther and the God's work and man's works (although New Testament. 18 Jaroslav Pelikan, "The Theology of the 19 The Law and the Gospel in Luther (Lon­ Means of Grace," Accents in Luther's Theology, don: Oxford University Press, 1963), pp. 130 ed. Heino O. Kadai (St. Louis: Concordia Pub­ to 145. The quotation on the arrangement of lishing House, 1967), pp. 124-47. Part Three is from pp. 134-35. (94) THE GOSPEL AND THE SMALCALD ARTICLES 415 this is certainly not excluded). The antith­ exist. We did not will our own existence. esis must rather be seen on two levels. The fact of each individual's existence is At the "divine" level the antithesis is be­ totally beyond the individual's own control. tween two works of God - that which The fact of our existence includes other God does through the law and that which "given" aspects. We stand in an irreversible God does through the gospel. At the generational relationship over against both "human" level the antithesis is between ancestors and progeny. Sexuality, power, unfaith (in all its forms) and faith. Only property (space, things), communication, as we work through both of these polarities and time are part of our existence. We do will we be able to articulate with greater not choose these aspects of the mode any clarity what Luther understands by "gospel" more than we choose the fact of our in the S.A. existence. Hence this structure confronts For Luther the relationship of the law to us with the divine, the transcendent, with the gospel is direct and antithetical. The God. What the vlorld reveals is the (-eter- gospel is consolation over against the law nal power and deity" of God. (Rom. 1:20) (S. A., III, III, 4). The law is the revelation The structutP, dem8nds 1p,;,,:idM;on. The of the wrath of God (S. A., III, III, 1). preservation of the world depends on ap­ It is "the thunderbolt by means of which propriate response to the structure. Legis­ God with one blow destroys both open lation was therefore "given by God" with sinners and false saints" (S. A., III, III, 2). the basic characteristics of reward for ap­ "Where the law exercises its office alone propriate response and punishment for in­ ... there is only death and hell" (S. A., III, appropriate response ( S. A., III, II, 1 ) . III, 7). In this series of statements three Honoring father and mother, for example, aspects of the law are evident. ( 1) The provides the basis for learning the wisdom law is the work of God. (2) The law is of previous generations. If we learn, it a universally destructive activity of God. will be well with us and we will live long (3) The law can be the exclusive context on the earth. Legislation is that aspect of for the human situation. the larger concept "law" within which This summary does not exhaust Luther's alternatives are possible. If we do not have teaching about the law in the S. A. Indeed choice over against the structure, we do it does not even derive from the article have choice over against the legislation. entitled "The Law." It does, however, help The legislation, therefore, reveals one side us understand the distinctions which lu­ of sinfulness when those "who hate the ther makes in Article II between two func­ law because it forbids what they desire tions of the law. These two functions can to do and commands what they are un­ be described as legislative and judg­ willing to do . . . are not restrained by mentaPO Both functions are operative punishment . . . [and} act against the law within a structure that is universal, in­ even more than before." Others are the escapable. This structure involves the "blind and presumptuous" who use the "given" dimensions of our existence. We legislation for purposes of congratulating themselves on their HlOrality and are thus 20 See Werner Blert, Law and Gospel (Phila­ delphia: Fortress Press, 1967), p. 9. "hypocrites and false saints." (95) 416 THE GOSPEL AND THE SMALCALD ARTICLES

Both rebels and "false saints" are subject reveals a man "to be alienated from God, to the judgment of the nomological (or to murmur, etc." Thus God "destroys both legal) structure. None of the aspects of the open sinners and false saints. He allows created world are redemptive. Time is not no one to justify himself." (S. A, III, on our side, nor things ("You can't take III, 2) it with you.") , nor sexuality. But they are There we have the deepest insight into the stuff out of which we make "strange original sin. Man reveals that he is an gods" and because of which we neither accountable being by his constant attempts have nor care for God. The end of all to justify himself. His religious activities existence is death. Whether we are law- bear witness to this, for, as Luther says in keepers ("false saints") or law-breakers the preface, "we do not repent and we ("rude and wicked people who do evil even try to justify (defend) all our abomi­ whenever they have opportunity"), there nations." This places all of Luther's polemic is no p..J.lal consolation. There is only illu- into proper perspective. The religious sion or despair. activities of the papal party were only an- It is at this point that we must take into other expression of man's attempts to jus­ consideration the human response to the tify his existence. They were a most subtle nomological structure. That response is aI- form of self-justification because they made ways unfaith. Unfaith means that man use of Christian symbols and projected either thinks of his situation as better than the human enterprise onto an eternal it is or despairs of God's mercy altogether. canvas (for example, purgatory) by which This is the significance of all the state- the nomological boundaries were falsely ments in the S. A in which Luther recog- transcended. Despair is not redemptive, nizes the comprehensive character of sin. because in the act of despair man really Every attempt to ascribe redemptive poten- expresses his enmity and alienation by tial to man within the nomological struc- "murmuring," that is, by trying to punish ture is illusion. This is the significance of the originator of existence through suicide Luther's condemnation of the "error and (S. A, III, III, 7). Sinfulness is thus total, stupidity" of the "scholastic theologians" all encompassing, and "so deep a corruption (S. A, III, I, 3-10). Anyone who lives by of nature that reason cannot understand the illusion that any human activity can it" (S. A, III, I, 3). Man's sinfulness is wrest anything but judgment from the that he will not be a sinner. Hence rep en­ nomological structure does not know what tance means that he must become a differ­ sin is. Even the discovery of the non- ent person (S. A, III, III, 4). The law in redemptive character of the created struc- its true sense cannot make him a different ture is not a saving discovery. The man person. Therefore the sort of penance who perceives his situation by virtue of which Luther condemns in Article III is "a knowledge of the law" is "terror-stricken shallow, superficial. It is "only for actual and hmnbled, becomes despondent and sins," that is, those activities "which man despairing, anxiously desires help but does with his free will might well have avoided" not know where to find it!" Despair is (S.A, III, III, 11). This explains Luther's thus but another form of unfaith and only repeated references to uncertainty (S. A, (96) THE GOSPEL AND THE SMALCALD ARTICLES 417

III, III, 27, 36, 38). If "death and hell" - political and religious. Christ experi­ are the only certainties, then neither reli­ ences the wrath of God by submitting to gious nor moral works, neither rebellion nomological existence. He thus satisfies nor despair can offer anything but un­ and breaks the nomological structure. By certainty. his death he creates a new word and offers Against this understanding of the law it to men in the rich variety of the means the nature of the gospel becomes evident. of grace. The nomological structure confronts us To believe the gospel is to put to death with God's destructive word, "a hammer the sinner. Faith is the opposite of all which breaks the rock in pieces" (S. A., III, human works because it is the end of self­ III, 2). No human activity counteracts justification. Faith thus means the exis­ that word. Christ is God with a new word. tence of a new person. "By faith we get The soteriological significance of Part One a new and clean heart and . . . God will is now placed into focus. If the nomologi­ and does account us altogether righteous cal structure reveals God as the destructive and holy. . . . The whole man, in respect enemy of sinners, then God alone can both of his person and of his works, shall become the friend of sinners. Jesus of be accounted and shall be righteous and Nazareth as the divine forgiver of sins is holy through the pure grace and mercy the content of the gospel. To recognize and which have been poured out upon us so confess Jesus, the forgiver, as "our God abundantly in Christ" (S. A., III, XIII, and Lord" (S. A., II, I, 1) is at the center 1-2). It is in this sense that faith and sin of faith in the gospel. The totality of sin­ are mutually exclusive (S. A., III, III, 43-45 fulness under the nomological structure is and III, XIII, 3). replaced by the totality of saintliness under the gospel. If sin is attempted self-justifica­ But this point must be explored further. tion over agaimt the destruction involved Luther is not only talking about the anti­ in the nomological structure, then redemp­ thetical relationship of faith and self-jus­ tion is the abandonment of self-justification tification. He is referring also to the rela­ under the acceptance of the promise which tionship between people. "When holy is the gospel. The abandonment of self­ people . . . fall into open sin (as David justification is "the beginning of true re­ fell into adultery, murder and blasphemy), pentance" (S. A., III, III, 3). The person faith and the Spirit have departed from who believes the gospel is a different per­ them." Self-justification always involves son. He is no longer the man who tries to not only idolatrous substitution for God excuse himself by rebellion, despair, or but also exploitative and destructive rela­ self-righteousness. He is the man who is tionships with our fellowmen. We use set free from that kind of "dreadful captiv­ others for our purposes, victimize them ity to sin." He is forgiven. with our illusions, blame them in our con­ The death of Christ is at the heart of ceit, abuse and destroy them in a frantic the gospel in terms of both levels. Christ search for scapegoats, and deceive our­ takes upon Himself the sin of the world by selves as well as others. This facet of being the victim of human self-justification human sinfulness is evident throughout (97) 418 THE GOSPEL AND THE SMALCALD ARTICLES life. Hence Luther points to the constant freedom and openness to "good works." struggle between faith and unfaith which For "if good works do not follow, our faith is characteristic of baptismal existence. is false and not true." (S. A., III, XIII, 3) The "despair-faith" pattern of which Mc­ It would be helpful at this point to indi­ Donough speaks is thus no pietistic "be­ cate how the gospel is at stake in Luther's fore and after" description, as if unfaith formulations on Baptism, the Lord's Sup­ were the situation prior to baptism and/or per, Confession and the other topics which conversion, and faith alone were present are taken up in Part Three. But Luther afterward. Rather, just as law and gospel himself does not take up these concerns are the two words of God under which man explicitly in the S. A. We would have to lives until death, so faith and unfaith are look beyond the S. A. - perhaps to the two the polarities within which man struggles catechisms or other documents - to carry until death.21 In the midst of this struggle, out such a project. We must be grateful faith clings to the certainty that the gospel that the S.lL present us vvith such a clear is the final word, and not the law.22 This insight into the gospel in Christ as the ultimacy of the Gospel is the basis for polar opposite of the law, that we have here such a clear confession of faith in 21 See Ernest Koenker, "Man: Simul iustus contrast to and exclusion of unfaith. The et peccatO?'/' Accents in L~tthe'/"s Theology, pp. 98-123. life and theology of the church depend on 22 Elert, p. 48. this insight and confession.

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