US District Court Civil Docket as of 8/30/2007 Retrieved from the court on Monday, September 22, 2008

U.S. District Court Northern District of Texas (Dallas) CIVIL DOCKET FOR CASE #: 3:98-cv-02804-M

Cooper v. Paul , et al., et al Date Filed: Nov. 30, 1998 Status: Closed Nature of suit: 850 Securities/Commodities Demand: $0 Assigned : Judge Barbara M. G. Lynn Cause: 15:77 Securities Fraud Date terminated: May 19, 2003 Jurisdiction: Federal Question Jury demand: Both

Parties and Attorneys Plaintiff Attorneys and Firms Harry Cooper Larry R Veselka on Behalf of Himself and All Others Similarly Situated Smyser Kaplan & Veselka Suite 2300 Houston, TX 77002 (713) 221-2325 Fax: (713) 221-2320 [email protected] 700 Louisiana FAX LEAD ATTORNEY ATTORNEY TO BE NOTICED Ralph M Stone Shalov Stone & Bonner 485 Seventh Ave Suite 1000 New York, NY 10018 (212) 239-4340 Fax: (212) 239-4310 FAX LEAD ATTORNEY Andrew M Schatz Schatz Nobel Izard PC 20 Church Street Suite 1700 Hartford, CT 06103 (860) 493-6292 Fax: (860) 493-6290 [email protected] PRO HAC VICE David Pastor Gilman & Pastor 999 Broadway Suite 500 Saugus, 01906 (781) 231-7850 Fax: (617) 589-3749 FAX Edward L Manchur Gilman & Pastor 999 Broadway Suite 500 Saugus, MA 01906 (781) 231-7850 James P Bonner Shalov Stone & Bonner 485 Seventh Ave Suite 1000 New York, NY 10018 (212) 239-4340 Fax: (212) 239-4310 FAX Jeffrey L Kodroff Spector Roseman & Kodroff 1818 Market St Suite 2500 Philadelphia, PA 19103 (215) 496-0300 Fax: (215) 496-6611 FAX John F Carroll, Jr Shalov Stone & Bonner 485 Seventh Ave Suite 1000 New York, NY 10018 (212) 239-4340 Lee S Shalov Shalov Stone & Bonner 485 Seventh Ave Suite 1000 New York, NY 10018 (212) 239-4340 Mark C Gardy Abbey Gardy 212 E 39th St New York, NY 10016 (212) 889-3700 Peter Lagorio Gilman & Pastor 999 Broadway Suite 500 Saugus, MA 01906 (781) 231-7850 Robert J Hill Claxton & Hill PLLC 10000 Central Expwy Suite 725 Dallas, TX 75231 (214) 969-9029 Fax: (214) 953-0583 [email protected] ATTORNEY TO BE NOTICED Roger F Claxton Claxton & Hill PLLC 10000 N Central Expwy Suite 725 Dallas, TX 75231 (214) 969-9029 Fax: (214) 953-0583 [email protected] ATTORNEY TO BE NOTICED Thomas E Bilek The Bilek Law Firm LLP 808 Travis Suite 802 Houston, TX 77002 (713) 227-7720 Fax: (713) 227-9404 [email protected] ATTORNEY TO BE NOTICED Thomas G Shapiro Shapiro Haber & Urmy 75 State Street Boston, MA 02109 (617) 439-3939 Fax: (617) 439-0134 FAX

Plaintiff Attorneys and Firms Dave Griffiths Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Plaintiff Attorneys and Firms Clarence Eliason Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Plaintiff Attorneys and Firms Ellis Johnson

Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Plaintiff Attorneys and Firms James Owens Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Plaintiff Attorneys and Firms John Nixon Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Plaintiff Attorneys and Firms Claudia Leal Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Plaintiff Attorneys and Firms Donald Swenson Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Plaintiff Attorneys and Firms Dennis Garrison Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Plaintiff Attorneys and Firms Sabyasachi Bose Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Plaintiff Attorneys and Firms DeVon J Colvin Roger F Claxton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Consol Plaintiff Attorneys and Firms Robert J Miller Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Consol Plaintiff Attorneys and Firms Julie Elliott-Jensen Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Consol Plaintiff Attorneys and Firms Tammy Newman Andrew M Schatz (See above for address) PRO HAC VICE Edward L Manchur (See above for address) Jeffrey L Kodroff (See above for address) Mark C Gardy (See above for address) Robert J Hill (See above for address) ATTORNEY TO BE NOTICED Thomas E Bilek (See above for address) ATTORNEY TO BE NOTICED Thomas G Shapiro (See above for address)

Defendant Attorneys and Firms CPS Systems Inc R Gregory Brooks TERMINATED: 06/01/2001 Law Office of R Gregory Brooks Box 106 Jonesboro, TX 76538-9608 (254) 463-2232 Fax: (254) 463-2575 RR 1 FAX TERMINATED: 06/01/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED Alex J Alex J Simmons, Jr Schreeder Wheeler & Flint Candler Building 127 Peachtree Street Suite 1600 Atlanta, GA 30303-1845 (404) 681-3450 TERMINATED: 06/01/2001 David H Flint Schreeder Wheeler & Flint Candler Building 127 Peachtree Street NE Suite 1600 Atlanta, GA 30303-1845 (404) 681-3450 Fax: (404) 681-1046 FAX TERMINATED: 06/01/2001

Defendant Attorneys and Firms Paul E Kana R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alex J Alex J Simmons, Jr (See above for address) David H Flint (See above for address)

Defendant Attorneys and Firms James K Hoofard, Jr R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David H Flint (See above for address)

Defendant Attorneys and Firms Kevin L Figge R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alex J Alex J Simmons, Jr (See above for address) David H Flint (See above for address)

Defendant Attorneys and Firms Brian R Wilson R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Attorneys and Firms Gordon Dean Booth, Jr David H Flint (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Attorneys and Firms Sidney H Cordier R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Attorneys and Firms Grant Thornton LLP Robert W Coleman Brown McCarroll Trammell Crow Center 2001 Ross Ave Suite 2000 Dallas, TX 75201-2995 (214) 999-6100 Fax: (214) 999-6170 [email protected] FAX LEAD ATTORNEY ATTORNEY TO BE NOTICED James M Welch Brown McCarroll 2000 Trammell Crow Center 2001 Ross Ave Dallas, TX 75201-6929 (214) 999-6100 Fax: (214) 999-6170 [email protected] FAX Joel E Geary Brown McCarroll Trammell Crow Center 2001 Ross Ave Suite 2000 Dallas, TX 75201-2997 (214) 999-6100 Fax: (214) 999-6170 [email protected] FAX

Movant Attorneys and Firms Schreeder, Wheeler & Fling, LLP David H Flint (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alex J Alex J Simmons, Jr (See above for address)

Interested Party Trustee Walter OCheskey

Consol Defendant Attorneys and Firms Cruttendon Roth Inc Ernest R Higginbotham Strasburger & Price PO Box 50100 901 Main St Ste 4400 Dallas, TX 75250 (214) 651-4300 Fax: (214) 651-4330 FAX Gregory A Long Sheppard Mullin Richter & Hampton 333 South Hope Street 48th Floor Los Angeles, CA 90071 (213) 617-4200 ATTORNEY TO BE NOTICED John R Riddle Strasburger & Price PO Box 50100 901 Main St Ste 4400 Dallas, TX 75250 (214) 651-4672 Fax: (214) 659-4038 [email protected] FAX ATTORNEY TO BE NOTICED Karin Dougan Vogel Sheppard Mullin Richter & Hampton 501 West Broadway 19th Floor San Diego, CA 92101 (619) 338-6500 Fax: (619) 234-3815 FAX ATTORNEY TO BE NOTICED Phillip A Davis Sheppard Mullin Richter & Hampton 333 South Hope Street 48th Floor Los Angeles, CA 90071 (213) 617-4200 ATTORNEY TO BE NOTICED Timothy B Taylor Sheppard Mullin Richter & Hampton 501 West Broadway 19th Floor San Diego, CA 92101 (619) 338-6500 Fax: (619) 234-3815 FAX ATTORNEY TO BE NOTICED

Consol Defendant Attorneys and Firms Josephthal & Co Inc Ernest R Higginbotham (See above for address) Gregory A Long (See above for address) ATTORNEY TO BE NOTICED John R Riddle (See above for address) ATTORNEY TO BE NOTICED Karin Dougan Vogel (See above for address) ATTORNEY TO BE NOTICED Phillip A Davis (See above for address) ATTORNEY TO BE NOTICED Timothy B Taylor (See above for address) ATTORNEY TO BE NOTICED

Cross Claimant Attorneys and Firms Paul E Kana R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alex J Alex J Simmons, Jr (See above for address) David H Flint (See above for address)

Cross Claimant Attorneys and Firms James K Hoofard, Jr R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David H Flint (See above for address)

Cross Claimant Attorneys and Firms Kevin L Figge R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alex J Alex J Simmons, Jr (See above for address) David H Flint (See above for address)

Cross Claimant Attorneys and Firms Brian R Wilson R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Claimant Attorneys and Firms Gordon Dean Booth, Jr David H Flint (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Claimant Attorneys and Firms Sidney H Cordier R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant Attorneys and Firms Grant Thornton LLP Robert W Coleman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James M Welch (See above for address)

Cross Claimant Attorneys and Firms Grant Thornton LLP Robert W Coleman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James M Welch (See above for address) Joel E Geary (See above for address)

Cross Defendant Attorneys and Firms Paul E Kana R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alex J Alex J Simmons, Jr (See above for address) David H Flint (See above for address)

Cross Defendant Attorneys and Firms Kevin L Figge R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alex J Alex J Simmons, Jr (See above for address) David H Flint (See above for address)

Cross Defendant Attorneys and Firms James K Hoofard, Jr R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David H Flint (See above for address)

Cross Defendant Attorneys and Firms Gordon Dean Booth, Jr David H Flint (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant Attorneys and Firms Sidney H Cordier R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant Attorneys and Firms Brian R Wilson R Gregory Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Docket ProceedingsReverse Proceedings Req # Filed # Docket Text 1 Nov. 30, 1998 1 CLASS ACTION COMPLAINT filed; Filing Fee $ 150.00 Receipt # 107076 (15+) (cxj) (Entered: 12/01/1998) 2 Nov. 30, 1998 1 DEMAND for jury trial by plaintiff Harry Cooper (cxj) (Entered: 12/01/1998) 3 Nov. 30, 1998 2 SUMMONS() issued for defendant CPS Systems Inc, defendant Paul E Kana, defendant James K Hoffard Jr, defendant Kevin L Figge, defendant Brian R Wilson, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier (Issued-7) (cxj) (Entered: 12/01/1998) 4 Nov. 30, 1998 PRELIMINARY ASSIGNMENT TO Magistrate Judge Wm F Sanderson Jr (cxj) (Entered: 12/01/1998) 5 Jan. 29, 1999 3 MOTION by plaintiff Harry Cooper, movant Dave Griffiths, movant Clarence Eliason, movant Ellis Johnson, movant James Owens, movant John Nixon, movant Claudia Leal, movant Donald Swenson, movant Dennis Garrison, movant Sabyasachi Bose, movant DeVon J Colvin to appoint the Cooper-Griffiths plaintiffs group as lead plaintiff under section 21D9a)(3)(B) of the Securities Exchange Act of 1934 and section 27(a)(3)(B) of the Securities Act of 1933 and to approve lead plaintiff's choice of counsel (6) (cxj) (Entered: 02/01/1999) 6 Jan. 29, 1999 4 MEMORANDUM by plaintiff Harry Cooper, movant Dave Griffiths, movant Clarence Eliason, movant Ellis Johnson, movant James Owens, movant John Nixon, movant Claudia Leal, movant Donald Swenson, movant Dennis Garrison, movant Sabyasachi Bose, movant DeVon J Req # Filed # Docket Text Colvin in support of [3-1] motion to appoint the Cooper-Griffiths plaintiffs group as lead plaintiff under section 21D9a)(3)(B) of the Securities Exchange Act of 1934 and section 27(a)(3)(B) of the Securities Act of 1933 and to approve lead plaintiff's choice of counsel (15) (cxj) (Entered: 02/01/1999) 7 Jan. 29, 1999 5 AFFIDAVIT/DECLARATION of Daniel D'Angelo by plaintiff Harry Cooper, movant Dave Griffiths, movant Clarence Eliason, movant Ellis Johnson, movant James Owens, movant John Nixon, movant Claudia Leal, movant Swenson, movant Dennis Garrison, movant Sabyasachi Bose, movant DeVon J Colvin : [3-1] motion to appoint the Cooper- Griffiths plaintiffs group as lead plaintiff under section 21D9a)(3)(B) of the Securities Exchange Act of 1934 and section 27(a)(3)(B) of the Securities Act of 1933 and approve lead plaintiff's choice of counsel (15+) (cxj) (Entered: 02/01/1999) 8 Mar. 11, 1999 6 MOTION by defendant CPS Systems Inc, defendant Paul E Kana, defendant James K Hoffard Jr, defendant Kevin L Figge for admission of counsel/for David H Flint, Alex J Simmons to appear pro hac vice (13) (lag) (Entered: 03/11/1999) 9 Mar. 16, 1999 7 AGREED MOTION by plaintiff Harry Cooper for entry of scheduling order (3) (cxj) (Entered: 03/17/1999) 10 Mar. 16, 1999 8 ORDER granting [6-1] motion for admission of counsel/for David H Flint, Alex J Simmons to appear pro hac vice ( signed by AJF) Copies to counsel: 03/17/99 Page(s) 2 (cxj) (Entered: 03/17/1999) 11 Mar. 24, 1999 9 ORDER consolidating cases 3:98-cv-2824-G, 3:98-cv-2854-G, 3:98-cv- 2899-G and 3:99-cv-146-G into 3:98-cv-2804-G ... It is therefore Ordered that the above cases be Consolidated under 3:98-cv-2804-G styled Harry Cooper v. CPS Systems Inc, et al; Henceforth, all pleadings filed in this case shall be filed under 3:98-cv-2804-G ( signed by AJf) Copies to counsel: 03/25/99 Page(s) 3 (cxj) (Entered: 03/25/1999) 12 Mar. 24, 1999 Consolidated Lead Case (cxj) (Entered: 03/25/1999) 13 Mar. 31, 1999 10 UNOPPOSED MOTION by plaintiff Harry Cooper for Ralph M Stone to appear pro hac vice (3) (cxj) (Entered: 04/01/1999) 14 Apr. 01, 1999 11 AMENDED COMPLAINT by plaintiff Harry Cooper, consolidated plaintiff Robert J Miller, consolidated plaintiff Julie Elliott-Jensen, consolidated plaintiff Tammy Newman , (Answer due 4/12/99 for Sidney H Cordier, for Gordon Dean Booth Jr, for Brian R Wilson, for Kevin L Figge, for James K Hoffard Jr, for Paul E Kana, for CPS Systems Inc ) amending [1-1] complaint against Cruttendon Roth Inc, Josephthal & Co Inc (15+) (jas) (Entered: 04/02/1999) 15 Apr. 05, 1999 12 ORDER granting [3-1] motion to appoint the Cooper-Griffiths plaintiffs group as lead plaintiff under section 21D9a)(3)(B) of the Securities Exchange Act of 1934 and section 27(a)(3)(B) of the Securities Act of 1933 and to approve lead plaintiff's choice of counsel. The law firms of Gilman & Pastor and Shalov Stone & Bonner are appointed Lead Pla's Co-Lead Counsel, and Claxton & Hill is appointed Liason Counsel (signed by Judge Fish) Copies to counsel: 4/5/99 Page(s) 2 (jas) (Entered: 04/05/1999) 16 Apr. 05, 1999 13 ORDER granting [10-1] motion for Ralph M Stone to appear pro hac vice ( signed by ajf) Copies to counsel: 4.6.99 Page(s) 1 (mlh) (Entered: Req # Filed # Docket Text 04/06/1999) 17 Apr. 06, 1999 14 AGREED SCHEDULING ORDER granting [7-1] motion for entry of scheduling order...Please see order for specifics ( signed by AJF) Copies to counsel: 04/07/99 Page(s) 5 (cxj) (Entered: 04/07/1999) 18 Apr. 08, 1999 15 REISSUED SUMMONS for defendant Gordon Dean Booth Jr (Issued-1) (cxj) (Entered: 04/09/1999) 19 Apr. 12, 1999 16 SUMMONS(ES) issued for defendant Brian R Wilson, defendant Sidney H Cordier for consolidated and amended complaint (Issued-2) (cxj) (Entered: 04/13/1999) 20 May 05, 1999 17 MOTION by consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc for Gregory A Long, Phillip A Davis, Timothy B Taylor, Karin Dougan Vogel to appear pro hac vice (15+) (cxj) Modified on 05/06/1999 (Entered: 05/06/1999) 21 May 06, 1999 18 ORDER granting [17-1] motion for Gregory A Long, Phillip A Davis, Timothy B Taylor, Karin Dougan Vogel to appear pro hac vice ( signed by AJF) Copies to counsel: 05/07/99 Page(s) 1 (cxj) (Entered: 05/07/1999) 22 May 12, 1999 19 AGREED MOTION by defendant CPS Systems Inc, defendant Paul E Kana, defendant James K Hoffard Jr, defendant Kevin L Figge, defendant Brian R Wilson to amend [14-1] order (4) (cxj) (Entered: 05/13/1999) 23 May 13, 1999 20 Acknowledgement of Service by defendant Gordon Dean Booth Jr (2) (cxj) (Entered: 05/13/1999) 24 May 13, 1999 21 AMENDED AGREED SCHEDULING ORDER granting [19-1] motion to amend [14-1] order Set answer due for 5/21/99 for Sidney H Cordier, for Gordon Booth Jr, for Brian R Wilson, for Kevin L Figge, for James Hoffard Jr, for Paul E Kana, for CPS Systems Inc ...should dfts move to dismiss, plaintiffs shall file and serve their response on or before 6/28/99; the dfts shall serve any reply in further support of any motion to dismiss on or before 7/12/99...Plaintiffs' time to file any motion for class certification shall be 6/30/99 or 45 days following an order of this Court on any motion(s) to dismiss, whichever is later ( signed by AJF) Copies to counsel: 05/13/99 Page(s) 2 (cxj) Modified on 01/06/2000 (Entered: 05/13/1999) 25 May 21, 1999 22 MOTION with memorandum in support by consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc to dismiss (15+) (cxj) (Entered: 05/24/1999) 26 May 21, 1999 23 APPENDIX by consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc in support of [22-1] motion to dismiss (15+) (cxj) (Entered: 05/24/1999) 27 May 21, 1999 24 MOTION by defendant CPS Systems Inc, defendant Paul E Kana, defendant James K Hoffard Jr, defendant Kevin L Figge, defendant Gordon Dean Booth Jr to dismiss plaintiffs' consolidated and amended class action complaint (3) (cxj) (Entered: 07/13/1999) 28 May 21, 1999 25 MEMORANDUM by defendant CPS Systems Inc, defendant Paul E Kana, defendant James K Hoffard Jr, defendant Kevin L Figge, defendant Gordon Dean Booth Jr in support of [24-1] motion to dismiss plaintiffs' consolidated and amended class action complaint (15+) (cxj) (Entered: 07/13/1999) 29 Jun. 28, 1999 26 UNOPPOSED MOTION by plaintiff for leave to file Memorandum in Req # Filed # Docket Text excess of Twenty-five pages (15+) (cxj) (Entered: 06/29/1999) 30 Jul. 01, 1999 27 STIPULATION/MOTION by defendant Brian R Wilson, defendant Sidney H Cordier to extend time in which dfts may respond to plaintiffs' complaint (3) (cxj) (Entered: 07/02/1999) 31 Jul. 01, 1999 28 ORDER granting [26-1] motion for leave to file Memorandum in excess of Twenty-five pages ( signed by AJF) Copies to counsel: 07/02/99 Page(s) 2 (cxj) (Entered: 07/02/1999) 32 Jul. 01, 1999 29 MEMORANDUM by plaintiff Harry Cooper in opposition to [24-1] motion to dismiss plaintiffs' consolidated and amended class action complaint. (15+) (jaw) (Entered: 08/08/2001) 33 Jul. 07, 1999 30 ***UNFILED PER ORDER 7/8/99***STIPULATION/MOTION by plaintiff Harry Cooper, defendant CPS Systems Inc, defendant Paul E Kana, defendant James K Hoffard Jr, defendant Kevin L Figge, defendant Brian R Wilson, Gordon Dean Booth Jr, defendant Sidney H Cordier extend time in which dfts Brian R Wilson and Sidney H Cordier may respond to plaintiffs' complaint (2) (cxj) Modified on 07/08/1999 (Entered: 07/08/1999) 34 Jul. 07, 1999 31 ORDER unfiling [30-1] motion to extend time in which dfts Brian R Wilson and Sidney H Cordier may respond to plaintiffs' complaint by plaintiff, defendants due to the following deficiency: Fax Pleadings Copies to counsel: 07/08/99 (signed by Judge A Joe Fish ) Page(s) 2 (cxj) (Entered: 07/08/1999) 35 Jul. 09, 1999 32 UNOPPOSED MOTION by defendant CPS Systems Inc, defendant Paul E Kana, defendant James K Hoffard Jr, defendant Kevin L Figge, defendant Gordon Dean Booth Jr to amend [14-1] scheduling order (4) (cxj) (Entered: 07/12/1999) 36 Jul. 09, 1999 33 STIPULATION/MOTION by plaintiff Harry Cooper to extend time in which dfts Brian R Wilson and Sidney H Cordier may respond to plaintiffs' complaint (3) (cxj) (Entered: 07/12/1999) 37 Jul. 09, 1999 34 ORDER granting [33-1] motion to extend time in which dfts Brian R Wilson and Sidney H Cordier may respond to plaintiffs' complaint Reset answer due for 7/16/99 for Sidney H Cordier, for Brian R Wilson ( signed by AJF) Copies to counsel: 07/12/99 Page(s) 1 (cxj) (Entered: 07/12/1999) 38 Jul. 12, 1999 35 REPLY RESPONSE by consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc in support of [24-1] motion to dismiss plaintiffs' consolidated and amended class action complaint (15) (cxj) (Entered: 07/13/1999) 39 Jul. 12, 1999 36 APPENDIX by consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc in support of [35-1] support response (15+) (cxj) (Entered: 07/13/1999) 40 Jul. 13, 1999 37 AMENDED AGREED SCHEDULING ORDER...it is hereby Ordered that CPS dfts' deadline to file a reply brief in support of their motion to dismiss is extended up to and through 7/26/99 ( signed by AJF) Copies to counsel: 07/13/99 Page(s) 1 (cxj) Modified on 04/24/2001 (Entered: 07/13/1999) 41 Jul. 16, 1999 38 MOTION by defendant Brian R Wilson, defendant Sidney H Cordier to dismiss plaintiffs' consolidated and amended class action complaint (3) (cxj) (Entered: 07/19/1999) Req # Filed # Docket Text 42 Jul. 16, 1999 39 MEMORANDUM by defendant Brian R Wilson, defendant Sidney H Cordier in support of [38-1] motion to dismiss plaintiffs' consolidated and amended class action complaint (15+) (cxj) (Entered: 07/19/1999) 43 Jul. 26, 1999 40 REPLY by defendant CPS Systems Inc, defendant Paul E Kana, defendant James K Hoffard Jr, defendant Kevin L Figge, defendant Brian R Wilson, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier to response to [24-1] motion to dismiss plaintiffs' consolidated and amended class action complaint (11) (cxj) (Entered: 07/27/1999) 44 Jan. 31, 2000 41 ORDER consolidating cases 3:99-cv-2510-G into 3:98-cv-2804-G All future pleadings and other papers shall hencforth be filed under 3:98-cv- 2804-G( signed by AJF) Copies to counsel: 02/01/00 Page(s) 2 (cxj) (Entered: 02/01/2000) 45 Feb. 04, 2000 42 NOTICE OF CHAPTER 11 BANKRUPTCY STAY/SUGGESTION OF BANKRUPTCY by defendant CPS Systems Inc as to defendant CPS Systems Inc (13) (cxj) (Entered: 02/07/2000) 46 Feb. 04, 2000 43 REPLY by defendant Grant Thornton LLP to response to dft's motion to dismiss (9) (cxj) (Entered: 02/07/2000) 47 Feb. 07, 2000 44 ORDER REASSIGNING CASE to Judge Barbara M G. Lynn; All future pleadings must be filed under 3:98-cv-2804-M ( signed by JBuchmeyer) Copies to counsel: 02/08/00 Page(s): 3 (cxj) (Entered: 02/08/2000) 48 Feb. 11, 2000 45 STATUS REPORT ORDER. Interim Status report due on 2/28/00 ( signed by BMGL) Copies to counsel: 2/11/00 Page(s): 4 (djd) (Entered: 02/11/2000) 49 Feb. 23, 2000 46 Interim STATUS REPORT by Cooper- Griffiths plaintiffs group (2) (djd) (Entered: 02/24/2000) 50 Feb. 28, 2000 47 ORDER re: deadlines and pending motions...You should assume that the dates set out in Scheduling Orders entered by judges from whose court your case was transferred are in effect in my court unless specifically advise otherwise, in writing. ( signed by BMGL) Copies to counsel: 2/28/00 Page(s) 2 (jas) (Entered: 02/28/2000) 51 Feb. 28, 2000 48 Interim STATUS REPORT by defendant Paul E Kana, defendant Kevin L Figge, defendant James K Hoffard Jr, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier, defendant Brian R Wilson (4) (jrb) (Entered: 02/29/2000) 52 Feb. 29, 2000 49 Interim STATUS REPORT by defendant Paul E Kana, defendant James K Hoffard Jr, defendant Kevin L Figge, defendant Brian R Wilson, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier (3) (djd) (Entered: 03/01/2000) 53 Mar. 01, 2000 50 Interim STATUS REPORT by consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc (3) (djd) (Entered: 03/02/2000) 54 Mar. 30, 2000 51 NOTICE of CHANGE OF FIRM NAME by counsel for plaintiffs, Jeffrey L. Kodroff; New firm name is: Spector, Roseman & Kodroff, P.C. (4) (djd) (Entered: 03/31/2000) 55 Jul. 31, 2000 52 ORDER setting hearing: Motion hearing set for 4:30 9/7/00 for [38-1] motion to dismiss plaintiffs' consolidated and amended class action complaint, set for 4:30 9/7/00 for [24-1] motion to dismiss plaintiffs' consolidated and amended class action complaint, set for 4:30 9/7/00 for [22-1] motion to dismiss ( signed by BMGL) Copies to counsel: 8/1/00 Req # Filed # Docket Text Page(s): 1 (djd) (Entered: 08/01/2000) 56 Aug. 17, 2000 53 MOTION by defendant Grant Thornton LLP to dismiss pursuant to Fed. R. Civ. P. 12(B)(6) (4) (djd) (Entered: 08/18/2000) 57 Aug. 17, 2000 54 MEMORANDUM by defendant Grant Thornton LLP in support of [53-1] motion to dismiss pursuant to Fed. R. Civ. P. 12(B)(6) (15+) (djd) (Entered: 08/18/2000) 58 Aug. 30, 2000 55 Brief in Opposition/RESPONSE by plaintiff, consolidated plaintiff to [53- 1] motion to dismiss pursuant to Fed. R. Civ. P. 12(B)(6) (15+) (djd) (Entered: 08/31/2000) 59 Sep. 01, 2000 56 REPLY by defendant Grant Thornton LLP to brief in opposition/response to [53-1] motion to dismiss pursuant to Fed. R. Civ. P. 12(B)(6) (9 pages) (djd) (Entered: 09/06/2000) 60 Sep. 07, 2000 Motion hearing re: [22-1] motion to dismiss Motion hearing held, [24-1] motion to dismiss plaintiffs' consolidated and amended class action complaint Motion hearing held, [38-1] motion to dismiss plaintiffs' consolidated and amended class action complaint Motion hearing held, [53-1] motion to dismiss pursuant to Fed. R. Civ. P. 12(B)(6). (djd) Modified on 09/11/2000 (Entered: 09/11/2000) 61 Sep. 07, 2000 57 Minute order: Motion Hearing Held before Judge Barbara M G. Lynn Court Reporter: Sue Engledow. Court grants all pendings motions to dismiss (#22,24,38 & 53) for the reasons stated on the record, but gives plaintiffs 30 days from the date of this hearing to re-plead. No order to enter. (djd) (Entered: 09/11/2000) 62 Sep. 21, 2000 58 SUGGESTION OF BANKRUPTCY by Chapter 11 Trustee for the bankruptcy estate of CPS Systems, Inc, Walter 'Cheskey, as to dft CPS Systems Inc (6/exhibit not imaged) (djd) Modified on 09/25/2000 (Entered: 09/22/2000) 63 Sep. 25, 2000 59 TRANSCRIPT filed Court Reporter: P. Sue Engledow Date(s): 9/7/00 Volume(s): 1 Type of proceeding: Motion Hearing (Not Imaged) (djd) (Entered: 09/25/2000) 64 Oct. 05, 2000 60 STIPULATION/ORDER: Plaintiffs shall have until 10/23/00 in which to file a Consolidated Amended Class Action Complaint. The defendants shall have 45 days from the date on which such Amended Complaint is filed in which to move, answer or otherwise respond to said Amended Complaint. ( signed by BMGL) Copies to counsel: 10/6/00 Page(s) 4 (djd) (Entered: 10/06/2000) 65 Oct. 19, 2000 61 ORDER on Dfts' Cruttenden Roth Inc and Josephthal & Co Inc's mtn to dismiss pltfs' consolidated and amended class action complaint filed 5/21/99; Dfts' Paul E Kana, James K Hoffard, Jr, Kevin L Figge and Gordon Dean Booth Jr's mtn to dismiss pltfs' consolidated and amended class action complaint filed 5/21/99; Dfts' Brian R Wilson and Sidney H Cordier's mtn to dismiss pltfs' consolidated and amended class action complaint filed 7/16/99; and dft Grant Thornton LLP's mtn to dismiss pursuant to Fed. R. Civ. Proc. 12(b)(6) filed 8/17/00 in Civil Action No. 3:99-cv-2510-M. It is ordered that pltfs' consolidated and amended class action complaint (against the dfts other than Grant Thornton) and pltfs' complaint - class action filed against Grant Thornton on 11/3/99 in Civil Action No. 3:99-cv-2510-M (now consolidated with this case) are dismissed without prejudice...Plaintiffs are given leave to file a second Req # Filed # Docket Text amended consolidated class action complaint on or before 10/30/00. Dfts shall have 45 days from the date on which said complaint is filed within which to answer, move to dismiss, or otherwise respond. (Signed by BMGL) Copies to counsel: 10/20/00 Page(s) 5 (djd) (Entered: 10/20/2000) 66 Oct. 30, 2000 62 SECOND CONSOLIDATED AND AMENDED CLASS ACTION COMPLAINT by plaintiffs, amending [11-1] amended complaint, [1-1] complaint (15+) (djd) (Entered: 10/31/2000) 67 Oct. 30, 2000 62 DEMAND for jury trial by plaintiffs (15+) (djd) (Entered: 10/31/2000) 68 Oct. 31, 2000 63 APPLICATION AND ORDER for Peter A. Lagorio to appear pro hac vice . The Court orders that the application be granted. ( signed by BMGL) Copies to counsel: 11/1/00 Page(s) 3 (djd) (Entered: 11/01/2000) 69 Nov. 28, 2000 64 STIPULATION & ORDER...the parties hereby stipulate that the Underwriter dfts shall be entitled to file a brief up to 30 pages in length in support of their mtn to dismiss second consolidated & amended class action complaint (Signed by BMGL) Copies to counsel: 11/29/00 Page(s) 2 (djd) Modified on 11/29/2000 (Entered: 11/29/2000) 70 Dec. 07, 2000 65 ORDER re: pending cases before Judge Lynn. If a Scheduling Order has been entered in your case prior to December 1, 2000, the amendments to Rule 26(a)(1) shall not be applicable and you shall not be required to make the disclosures required therein. ( signed by Judge Lynn) Copies to counsel: 12/7/00 Page(s) 2 (djd) (Entered: 12/07/2000) 71 Dec. 14, 2000 66 Underwriter Defendants' MOTION with memorandum in support by consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc to dismiss second amended complaint (15+/exhibits not imaged) (djd) (Entered: 12/15/2000) 72 Dec. 14, 2000 67 MOTION with memorandum in support by defendant Paul E Kana, defendant Kevin L Figge, defendant James K Hoofard Jr, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier, defendant Brian R Wilson to dismiss second consolidated & amended class action complaint (15+) (djd) (Entered: 12/15/2000) 73 Dec. 14, 2000 68 MOTION by defendant Grant Thornton LLP to dismiss second consolidated & amended class action complaint (4) (djd) (Entered: 12/15/2000) 74 Dec. 14, 2000 69 MEMORANDUM by defendant Grant Thornton LLP in support of [68-1] motion to dismiss second consolidated & amended class action complaint (15+) (djd) (Entered: 12/15/2000) 75 Jan. 03, 2001 70 Stipulation & ORDER... Response to motion reset to 1/31/01 for [68-1] motion to dismiss second consolidated & amended class action complaint, reset to 1/31/01 for [67-1] motion to dismiss second consolidated & amended class action complaint, reset to 1/31/01 for [66-1] motion to dismiss second amended complaint ( signed by Judge Lynn) Copies to counsel: 1/4/01 Page(s) 4 (djd) (Entered: 01/04/2001) 76 Jan. 26, 2001 71 Unopposed MOTION by pltf Harry Cooper to extend time to file a response to dfts' mtns to dismiss pltf's second consolidated & amended class action complaint (3) (djd) (Entered: 01/29/2001) 77 Jan. 30, 2001 72 Agreed ORDER granting [71-1] motion to extend time to file a response to dfts' mtns to dismiss pltf's second & amended class action complaint Req # Filed # Docket Text Response to motion reset to 2/7/01 for [68-1] motion to dismiss second consolidated & amended class action complaint, reset to 2/7/01 for [67-1] motion to dismiss second consolidated & amended class action complaint, reset to 2/7/01 for [66-1] motion to dismiss second amended complaint ( Signed by Judge Barbara M G. Lynn ) Copies to counsel: 1/31/01 Page(s) 5 (djd) (Entered: 01/31/2001) 78 Feb. 07, 2001 73 RESPONSE by plaintiff, movants, consolidated plaintiffs in opposition to [66-1] motion to dismiss second amended complaint (15+) (jyg) (Entered: 02/08/2001) 79 Feb. 07, 2001 74 RESPONSE by plaintiff, movants, consolidated plaintiffs in opposition to [68-1] motion to dismiss second consolidated & amended class action complaint (15+) (jyg) (Entered: 02/08/2001) 80 Feb. 07, 2001 75 RESPONSE by plaintiff, movants, consolidated plaintiffs in opposition to [67-1] motion to dismiss second consolidated & amended class action complaint (15+) (jyg) (Entered: 02/08/2001) 81 Feb. 20, 2001 76 Unopposed MOTION by defendant Grant Thornton LLP to extend time to reply to response in opposition to motion to dismiss the complaint (3) (jyg) (Entered: 02/21/2001) 82 Feb. 20, 2001 77 REPLY in opposition by Underwriter consolidated defendant Cruttendon Roth Inc, and consolidated defendant Josephthal & Co Inc to response to [66-1] motion to dismiss second amended complaint (15+) (jyg) (Entered: 02/21/2001) 83 Feb. 21, 2001 78 Unopposed MOTION by defendants to extend time to file reply brief in support of dfts' motion to dismiss plas' second complaint (6) (jyg) Modified on 02/23/2001 (Entered: 02/22/2001) 84 Feb. 22, 2001 79 Agreed ORDER granting [78-1] motion to extend time to file reply brief in support of dfts' motion to dismiss plas' second complaint Reply to Response to Motion reset to 3/8/01 for [67-1] motion to dismiss second consolidated & amended action complaint ( Signed by Judge Barbara M G. Lynn ) Copies to counsel: 2/23/01 Page(s) 3 (djd) (Entered: 02/23/2001) 85 Feb. 22, 2001 80 Agreed ORDER (Motion termed: [76-1] motion to extend time to reply to response in opposition to motion to dismiss the complaint )...Dft Grant Thornton LLP shall have until & including 3/1/01 to file its brief in reply to pltf's response. Reply to Response to Motion reset to 3/1/01 for [68-1] motion to dismiss second consolidated & amended class action complaint ( Signed by Judge Barbara M G. Lynn ) Copies to counsel: 2/23/01 Page(s) 2 (djd) (Entered: 02/23/2001) 86 Mar. 01, 2001 81 REPLY by defendant Grant Thornton LLP to response to [68-1] motion to dismiss second consolidated & amended class action complaint (11) (jyg) (Entered: 03/02/2001) 87 Mar. 08, 2001 82 REPLY by defendant to response to [67-1] motion to dismiss second consolidated & amended class action complaint (13) (jyg) (Entered: 03/09/2001) 88 Mar. 26, 2001 83 ORDER SETTING HEARING: Motion hearing set for 4:30 4/19/01 for [68-1] defendant Grant Thorton L.L.P's motion to dismiss second consolidated & amended class action complaint. Motion hearing set for 4:30 4/19/01 for [67-1] Kana, Figge, Hoofard Jr., Booth Jr., Cordier and Wilson's motion to dismiss second consolidated & amended class action Req # Filed # Docket Text complaint. Motion hearing set for 4:30 4/19/01 for [66-1] Underwriter defendant's motion to dismiss second amended complaint . (Signed by Judge Barbara M G. Lynn) Copies to counsel: 03/27/01 Page(s): 1 (jaw) (Entered: 03/27/2001) 89 Apr. 03, 2001 84 ORDER resetting hearing: Motion hearing reset for 4:30 p.m. on 5/3/01 for [68-1] defendant Grant Thornton LLP's motion to dismiss second consolidated & amended class action complaint. Motion hearing reset for 4:30 p.m. on 5/3/01 for [67-1] defendants Kana; Figge; Hoofard, jr.; Booth, Jr.; Cordier and Wilson's motion to dismiss second consolidated & amended class action complaint. Motion hearing reset for 4:30 p.m. on 5/3/01 for [66-1] Underwriter defendant's motion to dismiss second amended complaint . See order for specifics. (Signed by Judge Barbara M. G. Lynn) Copies to counsel: 04/04/01 Page(s): 1 (jaw) (Entered: 04/04/2001) 90 Apr. 23, 2001 85 ORDER CANCELLING HEARING The oral argument currently scheduled in this matter on the 3rd day of May, 2001, at 4:30 p.m. is hereby cancelled. This hearing will be rescheduled and counsel will be notified accordingly. (signed by Judge Barbara M.G. Lynn) Copies to counsel: 04/24/01 Page(s): 1 (jaw) (Entered: 04/24/2001) 91 May 07, 2001 86 ORDER SETTING HEARING: Motion hearing set for 4:30 p.m. on 5/30/01 for [68-1] Grant Thornton L.L.P.'s motion to dismiss second consolidated & amended class action complaint; for [67-1] Defendants Kana; Figge; Hoofard, Jr.; Booth, Jr.; Cordier & Wilson's motion to dismiss second consolidated & amended class action complaint; and for [66-1] Underwriter defendants' motion to dismiss second amended complaint . See order for specifics. ( Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 05/08/01 Page(s): 1 (jaw) (Entered: 05/08/2001) 92 May 09, 2001 87 APPLICATION AND ORDER for Edward L. Manchur to appear pro hac vice . ( Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 05/09/01 Page(s) 4 (jaw) (Entered: 05/09/2001) 93 May 30, 2001 Motion hearing held re: [66-1] motion to dismiss second amended complaint, [67-1] motion to dismiss second consolidated & amended class action complaint, [68-1] motion to dismiss second consolidated & amended class action complaint . (jaw) (Entered: 06/07/2001) 94 May 30, 2001 90 Minute order: Motion hearing held before Judge Barbara M. G. Lynn; Court Reporter: Sue Engledow. The Court hears argument on the motions to dismiss the plaintiff's second amended complaint, all filed on 12/14/00 (docs #66, 67, 68) by defendants Grant Thornton LLP, Cruttenden Roth Inc., & Josephthal Co., Inc. and Kana, Figge, Hoofard, Booth, Cordier & Wilson. The Court takes the motions under advisement. Order to enter. (1) (jaw) (Entered: 06/07/2001) 95 Jun. 01, 2001 88 ORDER The Court notes that CPS Systems, Inc. is in bankruptcy, and that the plaintiffs are not now pursuing claims against that entity in this Court. CPS Systems, Inc.'s name shall no longer appear in the style of this case. (Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 06/04/01 Page(s) 1 (jaw) (Entered: 06/04/2001) 96 Jun. 01, 2001 89 ORDER granting in part, denying in part [68-1] Grant Thornton LLP's ("GT") motion to dismiss second consolidated & amended class action complaint; granting in part, denying in part [66-1] Cruttenden Roth Inc., Req # Filed # Docket Text and Josephthal Co., Inc.'s ("Underwriter defendants") motion to dismiss second amended complaint; and granting in part, denying in part [67-1] Kana, Figge, Hoofard, Booth, Cordier and Wilson ("Individual defendants") motion to dismiss second consolidated & amended class action complaint. To the extent some of lead plaintiffs purchased in the aftermarket, the motion to dismiss of the Underwriter defendants is granted and such claims are dismissed with prejudice. Except as to the 12(a)(2) claims against the Underwriter defendants, the Underwriter defendants' and GTs' motions to dismiss are denied. The motion of the Individual defendants is denied. See order for specifics. (Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 06/04/01 Page(s) 3 (jaw) Modified on 06/21/2001 (Entered: 06/04/2001) 97 Jun. 14, 2001 91 UNOPPOSED MOTION by defendant Paul E Kana, defendant James K Hoofard Jr, defendant Kevin L Figge, defendant Gordon Dean Booth Jr to extend time of the individual defendants to answer plaintiffs' second consolidated and amended class action complaint . (6) (jaw) Modified on 06/14/2001 (Entered: 06/14/2001) 98 Jun. 14, 2001 92 AGREED ORDER granting [91-1] motion to extend time of the individual defendants to answer plaintiffs' second consolidated and amended class action complaint. It is hereby ordered that the individual defendants' deadline to file an answer to plaintiff's second consolidated and amended class action complaint is extended up to and through 6/22/01. See order for specifics. (Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 06/14/01 Page(s) 1 (jaw) Modified on 06/15/2001 (Entered: 06/14/2001) 99 Jun. 15, 2001 93 ANSWER by defendant Grant Thornton LLP (Attorney Robert W Coleman, James M. Welch) to second consolidated and amended complaint. (15+) (jaw) (Entered: 06/22/2001) 100 Jun. 20, 2001 94 UNOPPOSED MOTION by consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc. to extend time of the Underwriter Defendants to answer plaintiffs' second consolidated and amended class action complaint . (5) (jaw) (Entered: 06/21/2001) 101 Jun. 21, 2001 95 MOTION by defendant Paul E Kana, defendant James K Hoofard Jr, defendant Kevin L Figge, defendant Brian R Wilson, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier to correct clerical error in agreed order extending time of the individual defendants to answer . (6) (jaw) (Entered: 06/21/2001) 102 Jun. 22, 2001 96 ANSWER AND CROSS-CLAIM by defendant Paul E Kana, defendant James K Hoofard Jr, defendant Kevin L Figge, defendant Brian R Wilson, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier (Attorney David H. Flint, Alex J. Simmons, Jr.) to second consolidated amended complaint; jury demand. (15+) (jaw) (Entered: 06/22/2001) 103 Jun. 22, 2001 96 CROSS-CLAIM by defendant Paul E Kana, defendant James K Hoofard Jr, defendant Kevin L Figge, defendant Brian R Wilson, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier against defendant Grant Thornton LLP. (15+) (jaw) (Entered: 06/22/2001) 104 Jun. 22, 2001 97 ANSWER by consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc (Attorney John R. Riddle, Ernest R. Higginbotham) to second consolidated and amended class action Req # Filed # Docket Text complaint. (15) (jaw) (Entered: 06/25/2001) 105 Jun. 27, 2001 98 AGREED ORDER granting [94-1] motion to extend time of the Underwriter Defendants to answer plaintiffs' second consolidated and amended class action complaint. Reset answer due for 6/22/01 . That answer has been filed and is deemed timely. See order for specifics. (Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 06/28/01 Page(s) 2 (jaw) (Entered: 06/28/2001) 106 Jun. 27, 2001 99 AGREED ORDER granting [95-1] motion to correct clerical error in agreed order extending time of the individual defendants to answer. It is hereby ordered that defendants Paul E. Kana, James K. Hoofard, Jr., Kevin Gigge, Brian R. Wilson, Sidney J. Cordier and Gordon Dean Booth, Jr.'s deadline to file an answer to plaintiff's second consolidated and amended class action complaint was extended up to and through 6/22/01. That answer has been filed and is deemed timely. See order for specifics. (Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 06/28/01 Page(s) 2 (jaw) (Entered: 06/28/2001) 107 Jul. 11, 2001 100 MOTION by plaintiff Harry Cooper, defendant Sidney H Cordier, movant Dave Griffiths, movant Clarence Eliason, movant Ellis Johnson, movant James Owens, movant John Nixon, movant Claudia Leal, movant Donald Swenson, movant Dennis Garrison, movant Sabyasachi Bose, movant DeVon J Colvin, consolidated plaintiff Robert J Miller, consolidated plaintiff Julie Elliott-Jensen, consolidated plaintiff Tammy Newman for class certification . (8) (jaw) (Entered: 07/12/2001) 108 Jul. 11, 2001 101 MEMORANDUM OF LAW by plaintiff Harry Cooper, defendant Sidney H Cordier, movant Dave Griffiths, movant Clarence Eliason, movant Ellis Johnson, movant James Owens, movant John Nixon, movant Claudia Leal, movant Donald Swenson, movant Dennis Garrison, movant Sabyasachi Bose, movant DeVon J Colvin, consolidated plaintiff Robert J Miller, consolidated plaintiff Julie Elliott-Jensen, consolidated plaintiff Tammy Newman in support of [100-1] motion for class certification. (15+)(Exhibits not imaged.) (jaw) (Entered: 07/12/2001) 109 Jul. 18, 2001 102 ANSWER by defendant Grant Thornton LLP to the [96-1] cross- claims of the individual defendants. (5) (jaw) (Entered: 07/19/2001) 110 Aug. 03, 2001 103 UNOPPOSED MOTION by defendant Paul E Kana, defendant James K Hoofard Jr, defendant Kevin L Figge, defendant Brian R Wilson, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier, consolidated defendant Cruttendon Roth Inc, consolidated defendant Josephthal & Co Inc, defendant Grant Thornton LLP to extend time to respond to plaintiff's motion for class certification . (6) (jaw) (Entered: 08/03/2001) 111 Aug. 07, 2001 104 AGREED ORDER granting [103-1] defendants' unopposed motion to extend time to respond to plaintiff's motion for class certification. Response to motion reset to 10/2/01 for [100-1] motion for class certification . Further extensions are not likely to be granted. See order for specifics. (Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 08/07/01 Page(s) 3 (jaw) (Entered: 08/07/2001) 112 Sep. 28, 2001 105 Unopposed MOTION by defendant Grant Thornton LLP, defendant Brian R Wilson, defendant Kevin L Figge, defendant Sidney H Cordier, defendant James K Hoofard Jr, defendant Paul E Kana, defendant Gordon Req # Filed # Docket Text Dean Booth Jr to extend time for defendants to respond to plas' motion for class certification (6) (jyg) (Entered: 09/28/2001) 113 Oct. 02, 2001 106 AGREED ORDER granting [105-1] defendants' motion to extend time for defendants to respond to plaintiffs' motion for class certification. Response to motion reset to 10/23/01 for [100-1] motion for class certification . ( Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 10.3.01 Page(s) 3 (mlh) (Entered: 10/03/2001) 114 Oct. 04, 2001 107 NOTICE OF DEPOSITION by counsel for defendant Kevin L Figge, defendant Paul E Kana. Defendants will take deposition of Dave Griffiths 10/8/01 at 10:00 a.m. (4) (mlh) (Entered: 10/05/2001) 115 Oct. 10, 2001 108 NOTICE OF NAME & ADDRESS CHANGE by counsel for plaintiffs. New name and address: Shalov, Stone & Bonner LLP 485 Seventh Ave. Suite 1000 New York, NY 10018. (2) (mlh) (Entered: 10/11/2001) 116 Oct. 23, 2001 109 RESPONSE by defendant Grant Thornton LLP, consolidated defendant Josephthal & Co Inc, consolidated defendant Cruttendon Roth Inc, defendant Brian R Wilson, defendant Kevin L Figge, defendant Sidney H Cordier, defendant James K Hoofard Jr, defendant Paul E Kana, defendant Gordon Dean Booth Jr in opposition to [100-1] plaintiffs' motion for class certification (17) (aat) (Entered: 10/24/2001) 117 Oct. 23, 2001 110 APPENDIX by defendant Grant Thornton LLP, consolidated defendant Josephthal & Co Inc, consolidated defendant Cruttendon Roth Inc, defendant Brian R Wilson, defendant Kevin L Figge, defendant Sidney H Cordier, defendant James K Hoofard Jr, defendant Paul E Kana, defendant Gordon Dean Booth Jr in support of [109-1] response in opposition to plaintiffs' motion for class certification (15+) (Not imaged) (aat) (Entered: 10/24/2001) 118 Oct. 31, 2001 111 ORDER SETTING HEARING: Motion hearing set for 4:30 12/12/01 for [100-1] parties' motion for class certification (Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 11.01.01 Page(s): 1 (aat) (Entered: 11/01/2001) 119 Nov. 13, 2001 112 REPLY MEMORANDUM by plaintiff Harry Cooper, consolidated plaintiff Tammy Newman, consolidated plaintiff Julie Elliott-Jensen, consolidated plaintiff Robert J Miller, movant DeVon J Colvin, movant Sabyasachi Bose, movant Dennis Garrison, movant Donald Swenson, movant Claudia Leal, movant John Nixon, movant James Owens, movant Ellis Johnson, movant Clarence Eliason, movant Dave Griffiths to response to [100-1] motion for class certification. (13) (aat) (Entered: 11/14/2001) 120 Nov. 13, 2001 113 APPENDIX by plaintiff Harry Cooper, consolidated plaintiff Tammy Newman, consolidated plaintiff Julie Elliott-Jensen, consolidated plaintiff Robert J Miller, movant DeVon J Colvin, movant Sabyasachi Bose, movant Dennis Garrison, movant Donald Swenson, movant Claudia Leal, movant John Nixon, movant James Owens, movant Ellis Johnson, movant Clarence Eliason, movant Dave Griffiths in support of [112-1] reply memorandum in support of motion for class certification (15+) (USC) (Not imaged) (aat) (Entered: 11/14/2001) 121 Dec. 12, 2001 Motion hearing re: [100-1] motion for class certification held. (aat) (Entered: 12/19/2001) 122 Dec. 12, 2001 114 Minute order: Motion hearing re: plaintiffs' motion for class certification Req # Filed # Docket Text held before Judge Barbara M. G. Lynn Court. Reporter: Sue Engledow. See record for specifics. (aat) (Entered: 12/19/2001) 123 Dec. 21, 2001 115 ORDER granting [100-1] plaintiffs' motion for class certification. The Court finds that the class, which consists of all persons or entities who purchased or otherwise acquired the common stock of CPS Systems, Inc. either through or traceable to the company's initial public offering ("IPO") or during the period of 3/25/98 to 11/4/98 and who were damaged thereby, and the subclass of purchasers who purchased CPS stock in the IPO and either sold that stock at a loss or did not sell the stock at all, should be certified. The Court will allow plaintiffs to file a supplemental request to certify another person as class representative. Such a request must be filed by 1/11/02. If defendants object to the additional class representative proffered by plaintiffs, they may file a response within 20 days of the date of plaintiffs' filing. The Court will decide whether to certify any additional class representatives based on the papers submitted by the parties - no additional hearing is necessary. See order for specifics. (Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 12.21.01 Page(s) 2 (aat) (Entered: 12/21/2001) 124 Jan. 07, 2002 116 TRANSCRIPT filed Court Reporter: Sue Engledow Date(s): 12/12/01 Volume(s): 1 Type of proceeding: Motions Hearing (jmr) (Entered: 01/07/2002) 125 Mar. 13, 2002 117 OBJECTION/RESPONSE by movant Schreeder, Wheeler & Flint to subpoena (15+) (aat) (Entered: 03/13/2002) 126 Mar. 25, 2002 118 ORDER REFERRING MOTION The objection of Schreeder, Wheeler & Flint, L.L.P. to subpoena, filed 3/13/02, is referred to .S. Magistrate Judge William F. Sanderson, for hearing, if necessary, and determination. ( Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 3/25/02 Page(s): 1 (aat) (Entered: 03/25/2002) 127 Apr. 23, 2002 119 ORDER REQUIRING SCHEDULING CONFERENCE AND REPORT FOR CONTENTS OF SCHEDULING ORDER. Joint report due 6/4/02. See order for specifics. ( Signed by Judge Barbara M.G. Lynn) Copies to counsel: 4/24/02 Page(s): 6 (aat) (Entered: 04/24/2002) 128 May 22, 2002 120 MOTION with memorandum in support by plaintiffs to compel production of documents (15+) (Exhibits not imaged) (aat) Modified on 05/23/2002 (Entered: 05/23/2002) 129 May 29, 2002 121 ORDER REFERRING MOTION: Plaintiffs' [120-1] motion to compel production of documents is referred to Magistrate Judge Wm F. Sanderson Jr. for hearing, if necessary, and determination. ( Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 5/29/02 Page(s): 1 (aat) (Entered: 05/29/2002) 130 Jun. 04, 2002 122 JOINT REPORT/PROPOSAL FOR CONTENTS OF SCHEDULING AND DISCOVERY ORDER by parties (15) (aat) (Entered: 06/05/2002) 131 Jun. 14, 2002 123 MOTION by defendant James K Hoofard Jr, defendant Kevin L Figge, defendant Brian R Wilson, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier for oral argument (5) (aat) (Entered: 06/17/2002) 132 Jun. 14, 2002 124 MEMORANDUM by defendant James K Hoofard Jr, defendant Kevin L Figge, defendant Brian R Wilson, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier in response to plaintiffs' [120-1] motion to compel production of documents (15+) (aat) (Entered: 06/17/2002) Req # Filed # Docket Text 133 Jun. 25, 2002 125 UNOPPOSED MOTION by plaintiffs for order directing notice to class (15+) (Exhibits not imaged) (aat) (Entered: 06/26/2002) 134 Jun. 27, 2002 126 AGREED ORDER DIRECTING NOTICE TO THE CLASS granting [125-1] unopposed motion for order directing notice to class. ( Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 6/28/02 Page(s) 12 (aat) (Entered: 06/28/2002) 135 Jun. 28, 2002 Motion(s) referred: [123-1] motion for oral argument referred to Magistrate Judge Wm F. Sanderson Jr per chambers as it relates to motion to compel referred on 5/29/02. (aat) (Entered: 06/28/2002) 136 Jun. 28, 2002 127 REPLY BRIEF by plaintiffs to response to [120-1] motion to compel production of documents (15+) (aat) (Entered: 07/01/2002) 137 Jun. 28, 2002 128 APPENDIX by plaintiffs in support of [120-1] motion to compel production of documents (15+) (Not imaged) (aat) (Entered: 07/01/2002) 138 Jul. 10, 2002 Motion hearing held re: [120-1] motion to compel production of documents. (jaw) (Entered: 07/11/2002) 139 Jul. 10, 2002 129 Minute order: Motion hearing held before Magistrate Judge Wm F. Sanderson Jr.; Court Reporter: Electronic/Sony. Documents to be submitted in camera by 7/17/02. (1) (jaw) (Entered: 07/11/2002) 140 Jul. 11, 2002 130 UNOPPOSED MOTION by defendant Grant Thornton LLP for the entry of protective order . (3) (jaw) (Entered: 07/12/2002) 141 Jul. 15, 2002 131 AGREED CONFIDENTIALITY AND PROTECTIVE ORDER granting [130-1] motion for the entry of protective order. See order for specifics. ( Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 7/15/02 Page(s) 11 (aat) (Entered: 07/15/2002) 142 Jul. 23, 2002 132 MOTION with memorandum in support by defendant Grant Thornton LLP to compel (15+) (aat) (Entered: 07/24/2002) 143 Jul. 23, 2002 133 APPENDIX by defendant Grant Thornton LLP in support of [132-1] motion to compel and brief in support (15+) (Not imaged) (aat) (Entered: 07/24/2002) 144 Jul. 26, 2002 134 ORDER OF REFERENCE. Ordered that [132-1] defendant Thornton's motion to compel is referred to Magistrate Judge Wm F. Sanderson Jr. for hearing, if necessary, and determination. ( Signed by Judge Barbara M. G. Lynn ) Copies to counsel: 7/26/02 Page(s): 1 (cxb) (Entered: 07/26/2002) 145 Aug. 12, 2002 135 UNOPPOSED MOTION by plaintiff Harry Cooper for a one-week extension of plaintiffs' time to file a response to Grant Thornton LLP's moiton to compel (3) (aat) (Entered: 08/13/2002) 146 Aug. 12, 2002 136 AGREED ORDER granting plaintiff's [135-1] motion for a one-week extension of plaintiffs' time to file a response to Grant Thornton LLP's moiton to compel. Response to motion reset to 8/19/02 for defendant Grant Thornton's [132-1] motion to compel. (Signed by Magistrate Judge Wm F. Sanderson Jr ) Copies to counsel: 8/13/02 Page(s) 2 (aat) (Entered: 08/13/2002) 147 Aug. 19, 2002 137 MEMORANDUM by plaintiff in opposition to Grant Thornton's [132-1] motion to compel (15+) (aat) (Entered: 08/20/2002) 148 Aug. 21, 2002 138 ORDER on plaintiffs' [120-1] motion to compel production of documents. Ordered that plaintiffs may examine all documents from CPS in the custody of the bankruptcy trustee at a time and date to agreed upon. See order for specifics. (Signed by Magistrate Judge Wm F. Sanderson Jr ) Copies to counsel: 8/22/02 Page(s) 3 (aat) (Entered: 08/22/2002) Req # Filed # Docket Text 149 Sep. 03, 2002 139 REPLY by defendant Grant Thornton LLP to response to [132-1] motion to compel (15) (mlh) (Entered: 09/04/2002) 150 Sep. 03, 2002 140 APPENDIX by defendant Grant Thornton LLP in support of [139-1] reply to response to Grant Thornton LLP's motion to compel (15+) (Not imaged.) (mlh) (Entered: 09/04/2002) 151 Sep. 04, 2002 141 ORDER SETTING STATUS CONFERENCE Set status conference for 4:30 9/23/02. ( Signed by Judge Barbara M. Lynn ) Copies to counsel: 9.5.02 Page(s) 1 (mlh) (Entered: 09/05/2002) 152 Sep. 04, 2002 142 SCHEDULING ORDER Jury trial docket call set for 9:00 7/14/03; Joining of parties 11/1/02; Amending of pleadings 11/1/02; Deadline for filing of dispositive motions 3/14/03; Factual discovery 12/31/02; Expert discovery 3/7/03; Pretrial materials due 6/23/03; Proposed pretrial order due 6/23/03; Pretrial conference set for 1:30 7/11/03. ( Signed by Judge Barbara M. Lynn ) Copies to counsel: 9.5.02 Page(s): 8 (mlh) (Entered: 09/05/2002) 153 Sep. 04, 2002 142 STATUS REPORT ORDER. Joint status report due 1/31/03. (Signed by Judge Barbara M. Lynn ) Copies to counsel: 9.5.02 Page(s): 8 (mlh) (Entered: 09/05/2002) 154 Sep. 12, 2002 143 ORDER RESETTING STATUS CONFERENCE Reset status conference for 4:30 10/2/02. ( Signed by Judge Barbara M. Lynn ) Copies to counsel: 9.13.02 Page(s) 1 (mlh) (Entered: 09/13/2002) 155 Sep. 13, 2002 144 NOTICE of change of telephone number by attorney Roger F. Claxton & law firm of Claxton & Hill, PLLC. New phone number is 214/969-9029. (3) (mlh) (Entered: 09/16/2002) 156 Oct. 08, 2002 145 ORDER granting in part, denying in part [132-1] Grant Thornton LLP's motion to compel. Within 20 days of the date of this order, unless extended by agreement or on further order of the Court, plaintiffs will serve answers to interrogatories 3,5,6, and 7 of Grant Thornton's first interrogatories. See order for specifics. Except as granted in this order, Grant Thornton's motion is denied, but without prejudice to its right to seek relief pursuant to Rule 37(a)(2)(A). ( Signed by Magistrate Judge Wm F. Sanderson Jr ) Copies to counsel: 10.9.02 Page(s) 3 (mlh) (Entered: 10/09/2002) 157 Oct. 11, 2002 146 ORDER SETTING STATUS CONFERENCE Set status conference for 4:30 11/4/02. ( Signed by Judge Barbara M. Lynn ) Copies to counsel: 10.15.02 Page(s) 1 (mlh) (Entered: 10/15/2002) 158 Nov. 01, 2002 147 FIRST AMENDED ANSWER to complaint by defendant Grant Thornton LLP : amends defendant Grant Thornton LLP's [93-1] answer to complaint (24) (djd) (Entered: 11/04/2002) 159 Nov. 01, 2002 147 CROSSCLAIM by defendant Grant Thornton LLP against defendant Paul E Kana, defendant Kevin L Figge, defendant James K Hoofard Jr, defendant Gordon Dean Booth Jr, defendant Sidney H Cordier, defendant Brian R Wilson (24) (djd) (Entered: 11/04/2002) 160 Nov. 05, 2002 Status conference held. (mlh) (Entered: 11/07/2002) 161 Nov. 05, 2002 148 Minute order: Status conference held before Judge Barbara M. G. Lynn. Court Reporter: Sue Engledow. (mlh) (Entered: 11/07/2002) 162 Nov. 22, 2002 149 MOTION by defendant Paul E Kana, defendant James K Hoofard Jr, defendant Brian R Wilson, defendant Kevin L Figge, defendant Sidney H Cordier, defendant Gordon Dean Booth Jr to strike defendant Grant Req # Filed # Docket Text Thornton LLP's [147-1] first amended answer and crossclaim (5) (aat) (Entered: 11/25/2002) 163 Nov. 22, 2002 150 MEMORANDUM by defendant Paul E Kana, defendant James K Hoofard Jr, defendant Brian R Wilson, defendant Kevin L Figge, defendant Sidney H Cordier, defendant Gordon Dean Booth Jr in support of [149-1] motion to strike defendant Grant Thornton LLP's [147-1] first amended answer and crossclaim (9) (aat) (Entered: 11/25/2002) 164 Dec. 04, 2002 151 ORDER denying [149-1] defendants' motion to strike defendant Grant Thornton LLP's [147-1] first amended answer and crossclaim. (Signed by Judge Barbara M. G. Lynn) Copies to counsel: 12/5/02 Page(s) 1 (cxb) (Entered: 12/05/2002) 165 Dec. 17, 2002 152 TRANSCRIPT filed. Court reporter: Sue Engledow. Date(s): November 4, 2002, Volume(s): 1. Type of proceeding: status conference. (12) (USC/Not imaged.) (cxb) (Entered: 12/19/2002) 166 Dec. 19, 2002 153 ANSWER by cross-defendant Paul E Kana, cross-defendant Kevin L Figge, cross-defendant James K Hoofard Jr, cross-defendant Gordon Dean Booth Jr, cross-defendant Sidney H Cordier, cross-defendant Brian R Wilson to [147-1] cross claim. (9) (cxb) (Entered: 12/19/2002) 167 Jan. 03, 2003 154 AGREED MOTION by plaintiff Harry Cooper to extend time to submit Preliminary Approval of Settlement Papers . (3) (jrb) (Entered: 01/06/2003) 168 Jan. 07, 2003 155 AGREED ORDER granting [154-1] plaintiff's unopposed motion to extend time to submit preliminary approval of settlement papers. Parties shall file their settlement papers on or before 1/31/03. (Signed by Barbara M. G. Lynn) Copies to counsel: 1/7/03 Page(s) 4 (cxb) (Entered: 01/07/2003) 169 Feb. 14, 2003 156 MOTION for preliminary approval of settlement by plaintiffs. (3) (cxb, ) (Entered: 02/19/2003) 170 Feb. 14, 2003 157 STIPULATION AND AGREEMENT OF SETTLEMENT by plaintiffs. (15+) (cxb, ) (Entered: 02/19/2003) 171 Mar. 04, 2003 158 AMENDMENTS AND CORRECTIONS TO THE STIPULATION AND AGREEMENT OF SETTLEMENT 157 , filed by plaintiffs and defendants. Attachments not imaged. (nap) (Entered: 03/06/2003) 172 Mar. 10, 2003 159 Second Amendments and Corrections to the Stipulation and agreement of settlement by Gordon Dean Booth Jr, Harry Cooper, Sidney H Cordier, Julie Elliott-Jensen, Kevin L Figge, Grant Thornton LLP, James K Hoofard Jr, Paul E Kana. (svc, ) (Entered: 03/12/2003) 173 Mar. 11, 2003 160 ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE, granting 156 motion. Signed by Judge Barbara M. G. Lynn on 3/11/03. (Exhibits not imaged)(nap) (Entered: 03/13/2003) 174 May 12, 2003 161 Memorandum of Law in Support of Approval of Class Action Settlement filed by Sabyasachi Bose, DeVon J Colvin, Harry Cooper, Clarence Eliason, Julie Elliott-Jensen, Dennis Garrison, Dave Griffiths, Ellis Johnson, Claudia Leal, Robert J Miller, Tammy Newman, John Nixon, James Owens, Donald Swenson. (nap) (Entered: 05/13/2003) 175 May 12, 2003 162 JOINT DECLARATION of Ralph M. Stone and Peter A. Lagorio in Support of Proposed Class Settlement and Class Counsel's Petition for Fees and Reimbursement of Expenses by Sabyasachi Bose, DeVon J Req # Filed # Docket Text Colvin, Harry Cooper, Clarence Eliason, Julie Elliott-Jensen, Dennis Garrison, Dave Griffiths, Ellis Johnson, Claudia Leal, Robert J Miller, Tammy Newman, John Nixon, James Owens and Donald Swenson. (Exhibits not imaged) (nap) (Entered: 05/13/2003) 176 May 12, 2003 163 AFFIDAVIT of Cheryl Washington Regarding Mailing of the Notices and the Proof of Claim and Release Form and Publication of the Summary Notices. (nap) (Entered: 05/13/2003) 177 May 12, 2003 164 Memorandum of Law in Support of 162 Affidavit/Application for Award of Attorneys' Fees and Reimbursement of Expenses, filed by Sabyasachi Bose, DeVon J Colvin, Harry Cooper, Clarence Eliason, Julie Elliott- Jensen, Dennis Garrison, Dave Griffiths, Claudia Leal, Robert J Miller, Tammy Newman, John Nixon, James Owens and Donald Swenson. (Exhibits not imaged) (nap) (Entered: 05/14/2003) 178 May 12, 2003 165 Appendix of Affidavits of Plaintiff's Counsel in Support of 162 Affidavit/Application for Award of Attorneys' Fees and Reimbursement of Expenses, filed by Sabyasachi Bose, DeVon J Colvin, Harry Cooper, Clarence Eliason, Julie Elliott-Jensen, Dennis Garrison, Dave Griffiths, Ellis Johnson, Claudia Leal, Robert J Miller, Tammy Newman, John Nixon, James Owens and Donald Swenson. (Not imaged)(nap) (Entered: 05/14/2003) 179 May 13, 2003 166 Declaration of David Griffiths in Support of 162 Petition/Motion for Approval of Settlement and For Reimbursement of Lost Wages, by Dave Griffiths. (nap) (Entered: 05/15/2003) 180 May 19, 2003 167 FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE. See Judgment for specifics. (Signed by Judge Barefoot Sanders on 5/19/2003) (nap) (Entered: 05/21/2003) 181 May 19, 2003 168 Minute Entry for proceedings held on 5/19/2003 before Judge Barefoot Sanders : Settlement Hearing. A hearing was held to finalize the settlement in this case. See record for specifics. Final judgment to enter. (Court Reporter Pam Wilson.) (nap) (Entered: 05/21/2003) 182 Apr. 28, 2004 169 UNOPPOSED MOTION to Authorize Distribution of Class Settlement Funds by Sabyasachi Bose, DeVon J Colvin, Harry Cooper, Clarence Eliason, Julie Elliott-Jensen, Dennis Garrison, Dave Griffiths, Ellis Johnson, Claudia Leal, Robert J Miller, Tammy Newman, John Nixon, James Owens, Donald Swenson. (nap, ) (Entered: 04/29/2004) 183 Apr. 28, 2004 170 Appendix in Support of 169 UNOPPOSED MOTION to Authorize Distribution of Class Settlement Funds filed by Sabyasachi Bose, DeVon J Colvin, Harry Cooper, Clarence Eliason, Julie Elliott-Jensen, Dennis Garrison, Dave Griffiths, Ellis Johnson, Claudia Leal, Robert J Miller, Tammy Newman, John Nixon, James Owens, Donald Swenson. (Not imaged)(nap, ) (Entered: 04/29/2004) 184 Apr. 30, 2004 171 AGREED ORDER to Distribute Class Settlement Funds, granting 169 Motion to Authorize Distribution of Class Settlement Funds. See order for specifics. (Signed by Judge Barbara M. G. Lynn on 4/30/04) (nap, ) (Entered: 05/03/2004) 185 Aug. 29, 2007 172 Agreed MOTION for an Order for Final Distribution of Remaining Settlement Funds by Harry Cooper (Claxton, Roger) (Entered: 08/29/2007) 186 Aug. 30, 2007 173 ORDER granting 172 Agreed Motion for an Order for Final Distribution Req # Filed # Docket Text of Remaining Settlement Funds. As requested by Plaintiff, the remaining balance of the Net Settlement Fund, in the amount of $549.13, plus any interest accrued thereon, may be donated to the following non-profit organization: FEDERAL JUDICIAL CENTER FOUNDATION. (See Order for specifics) (Signed by Judge Barbara M. G. Lynn on 8/30/07) (skt) (Entered: 08/31/2007)