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1 Effects of Transdermal Nicotine on Response Inhibition to Emotional Official title of study: Effects of transdermal nicotine on response inhibition to emotional cues in schizophrenia NCT number: NCT03838484 Date of document: 10/23/2019 1 Effects of transdermal nicotine on response inhibition to emotional cues in schizophrenia Protocol short title: Nicotine and response inhibition Protocol Number: 190021 Alan Lewis, M.D., Ph.D. Department of Psychiatry and Behavioral Sciences Vanderbilt University Medical Center 465 21st Avenue S. MRBIII, Room 6140B, Nashville, TN, 37240 2 Table of Contents: 1 Background ............................................................................................................. 4 2 Rationale and specific aims .................................................................................... 4 3 Animal studies and previous human studies ........................................................ 6 3.1 Animal studies .................................................................................................... 6 3.2 Human studies .................................................................................................... 6 4 Inclusion/exclusion criteria .................................................................................... 7 4.1 Inclusion criteria for schizophrenia subjects ........................................................ 7 4.2 Exclusion criteria for schizophrenia subjects ....................................................... 8 4.3 Inclusion criteria for healthy controls ................................................................... 8 4.4 Exclusion criteria for healthy controls .................................................................. 8 5 Enrollment/randomization ...................................................................................... 9 5.1 Subject recruitment and enrollment .................................................................... 9 5.2 Process of consent ............................................................................................. 9 5.3 Evaluation of subject capacity to provide informed consent .............................. 10 5.4 Randomization.................................................................................................. 10 6 Study Procedures .................................................................................................. 10 6.1 Baseline: day 0 ................................................................................................. 10 6.2 Testing: days 1 and 2 ....................................................................................... 11 7 Study drug ............................................................................................................. 12 7.1 Background ...................................................................................................... 13 7.2 Drug source ...................................................................................................... 13 7.3 Storage, preparation and use ........................................................................... 13 7.4 Justification for the use of placebo .................................................................... 13 8 Risks, minimizing risks, and potential benefits .................................................. 13 8.1 Risks ................................................................................................................ 13 8.1.1 Study medication: transdermal nicotine...................................................... 13 8.1.2 Psychological assessments and Emotional Go/NoGo task ........................ 14 8.1.3 Electroencephalography (EEG) ................................................................. 15 8.2 Minimizing Risks ............................................................................................... 15 8.2.1 Risk of study medication ............................................................................ 15 8.2.2 Risk of psychological assessments and Emotional Go/NoGo task ............. 15 8.2.3 Electroencephalography (EEG) ................................................................. 15 8.2.4 Risk of breach of data security and privacy ................................................ 15 8.2.5 Subject Monitoring and Emergency Procedures ........................................ 16 8.3 Potential benefits .............................................................................................. 16 9 Research alternatives and economic considerations ......................................... 16 9.1 Alternatives to participation in the study ............................................................ 16 9.2 Payments for participation ................................................................................ 16 9.3 Costs for participation ....................................................................................... 17 9.4 Medical treatment in case of injury .................................................................... 17 10 Reporting of adverse events or unanticipated problems involving risk to participants or others ................................................................................................. 17 10.1 Greater than minimal risk Data and Safety Monitoring Plan ............................ 17 10.1.1 Personnel responsible for the safety review and its frequency ................. 18 10.1.2 Attribution of adverse events .................................................................... 18 10.1.3 Plan for grading adverse events............................................................... 18 10.1.4 Plan for determining seriousness of adverse events ................................ 18 10.1.5 Plan for reporting Unanticipated Problems Involving Risks to Subjects or Others (UPIRSOs, including Adverse Events) to the IRB ....................................... 19 3 10.1.6 Plan for reporting adverse events to co-investigators on the study, DSMBs, study sponsors, funding and regulatory agencies, and regulatory and decision- making bodies. ...................................................................................................... 19 11 Study withdrawal/discontinuation ...................................................................... 20 12 Statistical considerations ................................................................................... 20 12.1 Power analysis ............................................................................................... 20 12.2 Data analysis plan .......................................................................................... 21 12.3 Inclusion of men and women .......................................................................... 21 13 Privacy/confidentiality issues............................................................................. 21 14 Follow-up and record retention .......................................................................... 21 4 1 Background Aggressive behavior can be largely divided into either instrumental aggression, which is purposeful aggression to obtain a desired outcome, or impulsive aggression, which is sudden, inappropriate aggression mounted in the context of strong emotion such as anger or frustration.1 Impulsive aggression frequently complicates severe neuropsychiatric disorders occurring across the lifespan, worsens outcomes,2 and isolates patients from their communities. Management of persistent impulsive aggression is an unmet challenge for diverse healthcare settings such as residential and nursing treatment facilities, civil and forensic psychiatric hospitals, and criminal justice settings.3, 4 For example, while the majority of people with schizophrenia spectrum disorders are not violent, such conditions confer an aggregate increased risk of violence and aggression,5-7 with more than half of patients in forensic psychiatric settings diagnosed with schizophrenia.8 In recent decades, such patients have increasingly been institutionalized in prisons and jails9 at a cost of more than $14 billion,10 yet still receive substandard care11 and have high rates of reincarceration.10 Vast expenditures to treat aggression also occur in non-correctional settings. For example, one-third of the total $236 billion cost to treat Alzheimer’s disease in the U.S. is spent to manage behavioral and psychological symptoms, including aggression.12, 13 Current treatment approaches for aggression in neuropsychiatric disorders incorporate environmental, behavioral, and pharmacological interventions,4 yet aggressive behaviors commonly remain treatment- resistant.3, 14-16 For these patients, psychopharmacological agents with diverse pharmacological actions are trialed off-label, despite limited pathophysiological rationale, inconsistent clinical benefit,5, 17 and increased morbidity or mortality.18 To address this growing need with important individual and societal implications, novel therapeutic approaches must be designed based on an increased understanding of the neural circuits governing aggressive behavior. 2 Rationale and specific aims This human laboratory study seeks to test the hypothesis that activation of nicotinic acetylcholine receptors (nAChRs) in the brain will reduce impulsive behavior in response to negative emotional cues as compared to neutral emotional cues. Because impulsive action during negative mood states is strongly correlated with impulsive aggression in both healthy individuals and individuals with schizophrenia (discussed below), our overarching, long-term goal is to determine whether nAChRs in general
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