FAST FACTS

COMPANY PROFILE A PROUD HISTORY Oppenheimer & Co. Inc. (Oppenheimer), With roots tracing back more than a century, a principal subsidiary of Oppenheimer Oppenheimer and its predecessor companies Holdings Inc., provides a full range of wealth have been pioneers in the management, securities brokerage, capital industry and are known for their innovative markets and services to work, particularly in relation to asset high-net-worth individuals, families, corporate management and equity research. executives, businesses and institutions. The firm In January 2003, Fahnestock & Co. Inc. creates integrated financial solutions tailored to acquired Oppenheimer & Co. and, in each client’s goals. During its over 130 years of September of the same year, adopted the name operation, it has emphasized customer service, Oppenheimer for the combined company. integrity and intellectual objectivity. Oppenheimer is a leading investment Oppenheimer is committed to helping its and full-service investment firm serving high- clients meet their financial needs by providing net-worth investors, individuals, families, independent financial advice, a comprehensive businesses and institutions with a full suite of suite of product solutions and responsive client integrated asset management, capital markets service. Oppenheimer’s goal is for its clients and private client services. to understand their financial position, have Fahnestock was founded in 1881 in New York confidence in their investment decisions City as a privately owned full-service securities and feel optimistic about their future. brokerage firm. It successfully weathered the More than 1,400 Oppenheimer Financial Great Depression and grew steadily over Advisors, with extensive experience in the the years, expanding significantly through industry, help clients grow, manage and acquisitions. Oppenheimer & Co. was founded , Inc. is a preserve their financial assets. With offices in 1950 when a partnership was created to leading integrated financial services located throughout the , act as a broker-dealer and to manage related company whose Class A non-voting Oppenheimer has a unique combination of financial services. In 2008, Oppenheimer shares trade under the ticker symbol local presence and international resources that Holdings Inc. announced the acquisition of a “OPY” on the New York Stock enables its Financial Advisors to provide major part of CIBC World Markets’ U.S. Exchange. Its subsidiaries include attentive, personalized service and tailored capital markets businesses. Oppenheimer Asset Management solutions to each client. Inc., Oppenheimer Trust Company of Today, Oppenheimer occupies a unique Delaware and Oppenheimer & Co. Oppenheimer Financial Advisors draw upon the position among competitors, thanks to the Inc., which offer a full range of expertise of product specialists in investments, dedication, expertise and creativity of its financial products and services from planning, retirement, insurance and executive people. The firm has been a groundbreaker in more than 90 offices in the United services to develop and execute an investment securities research and asset management. States and a number of foreign strategy suited to follow each client’s unique Oppenheimer professionals have earned the jurisdictions. objectives. Clients have access to a broad array Firm an excellent reputation among investors of traditional and specialized products and by being responsive to client needs, by services to help meet their financial needs. operating with the highest standards of Clients may benefit from Oppenheimer’s objectivity and integrity and by providing balanced research, investment banking financial services that put client interests first. capabilities and order execution capabilities in all major markets. OUR CAPABILITIES

Wealth Management Services Investment Products Integrated Capital Markets and Services Capabilities • Financial Planning1 • Retirement Services • Equity Research • Specialized Research Coverage • Trust Services2 • Equity and Fixed Income Securities • Full-Service Trading/Execution Services – Estate and Succession Strategies • Exchange Traded Funds • Options • Active Market Maker Emphasizing • Cash Management3 Small- and Mid-Cap Companies • Mutual Funds • Investment Consulting Services for • Alternative Investments: Including Client-Focused Institutions and Individuals4 Hedge Funds, Fund of Funds and Investment Banking6 – Customized Portfolio Analysis Private Equity5 • Focus on Strategic Advisory Services – Investment Policy Statement • Advisory Portfolios: Including and Access to Capital Markets for – Asset Allocation Separate Accounts, Mutual Funds Emerging Growth and Mid-Sized and ETFs4 – Investment Manager Selection Businesses – Portfolio Construction • Sales of Restricted and • Long-Term Client Relationships Control Stock Strategies – Consolidated Reporting • Restructuring Advice • Hedging and Monetization Strategies – Manager Research and Due • Diverse Industry Expertise • Insurance and Annuities Diligence — for Traditional and – Consumer & Business Services Alternative Investments • Retirement Plan Services – Energy & Transportation • Employee Stock Option Plans – Financial Institutions • Employee Stock Purchase Plans – Financial Sponsors • Buybacks – Healthcare • Deferred Compensation Plans – Industrial Growth & Services • Rule 10b5-1 Trading Plans – Media & Entertainment • Cash Management3 – Technology & Telecommunications

1 If you select one or more of the advisory services (i.e.: Planning Services) offered by Oppenheimer & Co. Inc. or its affiliate Oppenheimer Asset Management Inc., we will be acting in an advisory capacity. If you ask us to effect securities transactions for you, we will be acting as a broker-dealer. Please see the Oppenheimer & Co. Inc. website, www.opco.com or call the branch manager of the office that services your account, for further information regarding the differences between brokerage and advisory products and services. 2 Trust services are provided by Oppenheimer Trust Company of Delaware. 3 Available for Institutional Investors Only. 4 Consulting services provided by the Consulting Group at Oppenheimer Asset Management Inc. (OAM). 5 Alternative investments, such as Hedge Equity & Fund of Funds, are made available only to qualified investors and involve varying degrees of risk. 6 Investment banking services are provided by the Investment Banking Department of Oppenheimer & Co. Inc.

Oppenheimer & Co. Inc. © 2014 Oppenheimer & Co. Inc. All Rights Reserved. Transacts Business on All Principal Exchanges and Member SIPC. 85 Broad Street Oppenheimer Asset Management Inc. (OAM) and the Oppenheimer Trust Company of Delaware are wholly owned New York, NY 10004 subsidiaries of Oppenheimer Holdings Inc., which also wholly owns Oppenheimer & Co. Inc. (Oppenheimer), a 800-221-5588 • 212-668-8000 registered broker/dealer and investment adviser. Securities are offered through Oppenheimer. www.opco.com This brochure is intended for informational purposes only. All information provided and opinions expressed are subject to change without notice. No part of this brochure may be reproduced in any manner without written permission of Oppenheimer. Neither Oppenheimer, Oppenheimer Trust Company of Delaware, nor OAM provide MKT012114RS01 legal or tax advice. However, your Oppenheimer Financial Advisor will work with clients, their attorneys and their tax professionals to help ensure all of their needs are met and properly executed.