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0 ...... 0 αn βn γn dn . .. . . αn−1 βn−1 γn−1 dn−1 cn−1 . . . . .. .. β γ d c b n−2 n−2 n−2 n−2 n−2 . . . . ...... . γn−3 dn−3 cn−3 bn−3 an−3 . . . . . ...... . dn−4 cn−4 bn−4 an−4 0 . . ...... ...... ...... 0 α5 β5 γ5 d5 . . . . . ...... α4 β4 γ4 d4 c4 . . . . .. .. . β3 γ3 d3 c3 b3 . . . .. . γ2 d2 c2 b2 a2 . . d1 c1 b1 a1 0 ...... 0 is called anti-heptadiagonal. Throughout, we shall consider the following n × n anti-heptadiagonal persymmetric Hankel matrix
0 ...... 0 a b cd . . . .. a b c dc . . . . .. .. b c d cb . . . . ...... . c d c ba . . . . . ...... . d c b a 0 ...... Hn = ...... . (1.1) ...... ...... 0 a b c d . . . . . ...... ab c d c . . . . .. .. . bc d c b . . . . . cd c b a .. . dc b a 0 ...... 0 2 Auxiliary tools
Consider the class of complex matrices defined by
A M C n := An ∈ n( ):[An]k−1,ℓ + [An]k+1,ℓ = [An]k,ℓ−1 + [An]k,ℓ+1 , k,ℓ =1, 2,...,n n o where it is assumed [An]n+1,ℓ = [An]k,n+1 = [An]0,ℓ = [An]k,0 = 0 for all k,ℓ. We begin by retrieve a pair of results stated in [1] (see Propositions 2.1 and 2.2), announced here for complex matrices. The proofs do not suffer any changes from the original ones, whence we will omit the details.
2 Lemma 1 (a) The class An is the algebra generated over C by the n × n matrix
0 1 0 ...... 0 .. . 1 0 1 . . .. .. . 0 1 0 . . . ...... Ωn = ...... . (2.1) . . . . .. .. 0 1 0 . . . .. 1 0 1 0 ...... 0 1 0 ⊤ (b) If An ∈ An and a is its first row then
n−1 k An = ωk+1Ωn k X=0 ⊤ where Ωn is the n × n matrix (2.1) and ω = (ω1,ω2,...,ωn) is the solution of the upper triangular ω system Tn = a, with [Tn]0,0 := 1, [Tn]0,ℓ := 0 for all 1 6 ℓ 6 n,
[T ] + [T ] , 1 6 k 6 ℓ 6 n [T ] := n k−1,ℓ−1 n k+1,ℓ−1 . n k,ℓ 0, otherwise
Given a positive integer n, Sn+2 will denote the (n + 2) × (n + 2) symmetric, involutory and orthogonal matrix defined by
2 kℓπ [S ] := sin . (2.2) n+2 k,ℓ n +3 n +3 r Our second auxiliary result makes useful Lemma 1 above and provides us an orthogonal diagonalization for the following (n + 2) × (n + 2) complex matrix
0 ...... 0 a b c − a d − b . . . .. abc dc − a . . . . .. .. bcd c b . . . . ...... . cdc b a . . . . . ...... . dcb a 0 ...... Hn = ...... . (2.3) +2 ...... ...... b 0 a bcd . . . . . ...... a b cdc . . . . .. .. . b c dcb . . . . . c − ad cba .. . d − b c − a b a 0 ...... 0 Lemma 2 Let n ∈ N, a,b,c,d ∈ C and
nkπ (n+1)kπ (n+2)kπ λk = −2a cos n+3 − 2b cos n+3 − 2c cos n+3 − d cos(kπ) , k =1, 2,...,n +2. (2.4) h i h i 3 If Hn+2 is the (n + 2) × (n + 2) matrix (2.3) then
b Hn+2 = Sn+2Λn+2Sn+2 where Λn+2 = diag (λ1, λ2,...,λn+2) andb Sn+2 is the (n + 2) × (n + 2) matrix (2.2).
Proof. Suppose n ∈ N and a,b,c,d ∈ C. Since Hn+2 ∈ An+2 and its first row is
⊤ a = (0,...,b0,a,b,c − a, d − b) we have, from Lemma 1,
2 3 Hn+2 = (d − 2b)In+2 + (c − 3a)Ωn+2 + b Ωn+2 + a Ωn+2 Jn+2 where Jn+2 is the (bn + 2) × (n + 2) exchange matrix (that is, the matrix such that [Jn+2]k,n−k+3 =1 for every 1 6 k 6 n + 2 with the remaining entries zero). Using the spectral decomposition
n+2 ℓπ Ω = 2cos s s⊤, n+2 n +3 ℓ ℓ ℓ X=1 where 2 ℓπ n+3 sin n+3 q 2 2ℓπ n+3 sin n+3 sℓ = q . . 2 (n+1)ℓπ n sin n +3 +3 q h i (i.e. the ℓth column of Sn+2 in (2.2)) and the decomposition
2 3 n+3 Jn+2 = Sn+2 diag (−1) , (−1) ,..., (−1) Sn+2 (see Lemma 1 of [8]) with Sn+2 given by (2.2), it follows
n+2 ℓπ 2 ℓπ 3 ℓπ ⊤ Hn+2 = (d − 2b)+2(c − 3a)cos +4b cos +8a cos sℓ sℓ Jn+2 ( n +3 n +3 n +3 ) ℓ=1 . X 2 3 n+3 2 3 n+3 b = Sn+2 diag (−1) λ1, (−1) λ2,..., (−1) λn+2 diag (−1) , (−1) ,..., (−1) Sn+2 = Sn+2 diag (λ1, λ2,...,λn+2) Sn+2 The proof is completed.
The decomposition below plays a central role in the study of the spectral properties of anti- heptadiagonal persymmetric Hankel matrices. The statement is split in two cases of n ∈ N: n is an even number and n is an odd number. For the case in which n is even, we shall take the same steps as in [1] (see pages 106 and 107); the case in which n is odd, this procedure must be improved and we shall follow closely the bordering technique of Fasino (see [5], pages 303 and 304).
Lemma 3 Let n ∈ N, a,b,c,d ∈ C, λk, k =1, 2,...,n +2 be given by (2.4) and Hn the n × n matrix (1.1). (a) If n is even then
⊤ ⊤ diag (λ3, λ5,...,λn+1)+ λ1uu O Hn = RnPn ⊤ PnRn (2.5a) O diag (λ , λ ,...,λn)+ λn vv 2 4 +2
4 where 3π 2π sin( n+3 ) sin( n+3 ) π π sin( n+3 ) sin( n+3 )
5π 4π sin( n+3 ) sin( n+3 ) π π sin( n ) sin( n ) u = +3 , v = +3 , (2.5b) . . . . (n+1)π nπ sin[ n+3 ] sin( n+3 ) π π sin( n ) sin( n ) +3 +3 Rn is the n × n matrix given by
2 (k + 1)(ℓ + 1)π [R ] = sin (2.5c) n k,ℓ n +3 n +3 r and Pn is the n × n permutation matrix defined by
1 if ℓ =2k − n − 1 or ℓ =2k [Pn]k,ℓ = . (2.5d) ( 0 otherwise
(b) If n is odd then
⊤ diag (λ3, λ5,...,λn, λn+2)+ λ1uu O ⊤ ⊤ Hn = RnPn ⊤ Pn Rn O diag (λ , λ ,...,λn− )+ λn vv 2 4 1 +1 (2.6a) where 3π sin n ( +3 ) 2π π sin( n+3 ) sin n ( +3 ) (n+1)π sin[ n+3 ] 5π sin n ( +3 ) 4π π sin( n+3 ) sin n ( +3 ) (n+1)π sin[ n ] u = . , v = +3 , (2.6b) . . (n+1)π . sin n [ +3 ] (n−1)π π sin[ n+3 ] sin n ( +3 ) (n+1)π sin[ n ] 1 +3 Rn is the n × n matrix given by
2 (k+1)(ℓ+1)π n+3 sin n+3 if ℓ [Pn]k,ℓ = 1 if k = n and ℓ = (n + 1)/2 . (2.6d) 0 otherwise Proof. Consider n ∈ N, a,b,c,d ∈ C and λk, k =1, 2,...,n + 2 given by (2.4). (a) Supposing n even and Sn+2 given by (2.2), we have θ x⊤ θ Sn+2 = x Rn y θ y⊤ −θ 5 2 π where θ := n+3 sin n+3 , q 2 2π 2 2π n+3 sin n+3 (−1) n+3 sin n+3 q q 2 sin 3π (−1)2 2 sin 3π x = n+3 n+3 and y = n+3 n+3 . (2.7) . . q . q . . . 2 (n+1)π n 2 (n+1)π n+3 sin n+3 (−1) n+3 sin n+3 q h i q h i From Lemma 2, we obtain Hn+2 = Sn+2 diag (λ1, λ2,...,λn+2) Sn+2 and since Hn is obtained by deleting the first and last row and column of the matrix Hn+2 in (2.3), it follows b −1 −1 ⊤ −1 −1 ⊤ Hn = Rn diag(λ2, λ3,...,λn+1)+ λ1Rn x Rnb x + λn+2Rn y Rn y Rn h i with x + y R−1x = − , (2.8) n 2θ x − y R−1y = − . (2.9) n 2θ The odd components of (2.8) and the even components of (2.9) are zero; moreover, the kth even component of (2.8) and the kth odd component of (2.9) is (k+1)π sin n+3 − . h π i sin n+3 −1 −1 ⊤ −1 −1 ⊤ Permuting rows and columns of diag(λ2, λ3,...,λn+1)+ λ1Rn x Rn x + λn+2Rn y Rn y ac- cording to (2.5d) yields (2.5a). (b) Consider n odd and the (n + 2) × (n + 2) orthogonal matrix Sn+2 := Sn+2Kn+2, where Sn+2 is the matrix (2.2) and Kn+2 is the (n + 2) × (n + 2) permutation matrix b In 0 0 ⊤ Kn+2 := 0 0 1 . 0⊤ 1 0 ⊤ Using Lemma 2, we have Hn+2 = Sn+2 diag (λ1, λ2,...,λn, λn+2, λn+1) Sn+2. Putting b b θ z⊤ η b Sn+2 = x Rn y θ w⊤ −η b 2 π 2 (n+1)π where θ := n+3 sin n+3 , η := n+3 sin n+3 , q q h i 6 2 2π 2 4π n+3 sin n+3 (−1) n+3 sin n+3 q q 2 sin 3π (−1)2 2 sin 6π x = n+3 n+3 , y = n+3 n+3 . . q . q . . . 2 (n+1)π n 2 2(n+1)π n+3 sin n+3 (−1) n+3 sin n+3 q 2 h 2π i q 2 h 2π i n+3 sin n+3 (−1) n+3 sin n+3 (2.10) q q 2 sin 3π (−1)2 2 sin 3π n+3 n+3 n+3 n+3 . . z = q . , w = q . . . 2 sin nπ (−1)n−1 2 sin nπ n+3 n+3 n+3 n+3 q q 2 (n+2)π 2 (n+2)π n+3 sin n+3 n+3 sin n+3 q h i q h i and Rn given by (2.6c), we get −1 −1 ⊤ −1 −1 ⊤ ⊤ Hn = Rn diag(λ2, λ3,...,λn, λn+2)+ λ1Rn x Rn x + λn+1Rn y Rn y Rn h i with z + w R−1x = − , (2.11) n 2θ z − w R−1y = − (2.12) n 2η since Hn is obtained by deleting the first and last row and column of the matrix Hn+2. The first n − 1 odd components of (2.11) are zero; additionally, the even components of (2.12) are zero as well as its last component. In the first n − 1 components of (2.11), the kth even componentb is (k+1)π sin n+3 − , h π i sin n+3 and the kth odd component of (2.12) is (k+1)π sin n+3 − . h (n+1)π i sin n+3 h i Permuting rows and columns of −1 −1 ⊤ −1 −1 ⊤ diag(λ2, λ3,...,λn, λn+2)+ λ1Rn x Rn x + λn+1Rn y Rn y according to (2.6d) we obtain (2.6a) establishing the thesis. ℓ+1 Remark Let us observe that for n odd the condition Sn+2 = (−1) Sn+2 , ℓ =1, 2,...,n+2 n+2,ℓ 1,ℓ is not satisfied (unlike the case in which n is evenh andi we have [S h] i= (−1)ℓ+1 [S ] , b n+2 nb+2,ℓ n+2 1,ℓ ℓ = 1, 2,...,n + 2). This foreshadowed that the bordering technique can be founded taking account only the four corners of the orthogonal matrix (in order to get det(Rn) 6= 0) and discarding any relation between the remaining entries of its first and last rows. 7 3 Spectral properties of Hn 3.1 Eigenvalue localization The decomposition presented in Lemma 3 allows us to express the eigenvalues of Hn as the zeros of explicit polynomials. Theorem 1 Let n ∈ N, a,b,c,d ∈ C, λk, k =1, 2,...,n+2 be given by (2.4) and Hn the n×n matrix (1.1). (a) If n is even then the eigenvalues of Hn are precisely the zeros of n n 2 (2j+1)π n 2 2 2 sin n+3 f(t)= (t − λ2j+1) + (t − λ1) (t − λ2m+1) (3.1a) 2h π i j=1 j=1 sin n+3 m=1 Y X mY=6 j and n n 2 2jπ n 2 2 2 sin n+3 g(t)= (t − λ2j ) + (t − λn+2) (t − λ2m). (3.1b) 2 π j=1 j=1 sin n+3 m=1 Y X mY=6 j (b) If n is odd then the eigenvalues of Hn are precisely the zeros of n+1 n+1 2 (2j+1)π n+1 2 2 2 sin n+3 f(t)= (t − λ2j+1) + (t − λ1) (t − λ2m+1) (3.2a) 2h π i j=1 j=1 sin n+3 m=1 Y X mY=6 j and n−1 n−1 2 2jπ n−1 2 2 2 sin n+3 g(t)= (t − λ2j ) + (t − λn+1) (t − λ2m). (3.2b) 2 (n+1)π j=1 j=1 sin n+3 m=1 Y X mY=6 j h i Proof. Let n ∈ N, a,b,c,d ∈ C and λk, k =1, 2,...,n + 2 be given by (2.4). (a) Consider n even and Rn the matrix defined by (2.5c). We have 2 ⊤ ⊤ Rn = In − xx − yy 2 16 4 π where x, y are given by (2.7) and det(Rn)= (n+3)2 sin n+3 6= 0 (see [1], page 106), so that −2 ⊤ ⊤ −1 Rn = In − xx − yy . Setting Σ n := diag (λ , λ ,...,λ )+ λ uu⊤ 2 3 5 n+1 1 Γ n := diag (λ , λ ,...,λ )+ λ vv⊤ 2 2 4 n n+2 with u, v given by (2.5b), we obtain det(tIn − Hn)= n 2 −2 ⊤ Σ O = [det(Rn)] det tR − P 2 Pn n n O Γ n 2 n 2 −2 ⊤ Σ O = det R det tPnR P − 2 n n n O Γ n 2 8 n 2 ⊤ ⊤ ⊤ −1 Σ O = det R det t Pn In − xx − yy P − 2 n n O Γ n 2 2 π −1 4 sin ( n ) I n − +3 uu⊤ O Σ n O 2 2 n+3 2 = det Rn det t 2 π − 4 sin n n n ( +3 ) ⊤ O Γ O I − n vv 2 2 +3 n 1 ⊤ I − ⊤ n+3 uu O 2 u u− 2 π n 4 sin ( n ) Σ O R2 +3 2 = det n det t n 1 ⊤ − n O I − ⊤ n vv O Γ 2 v v− +3 2 2 π 4 sin ( n ) +3 2 t ⊤ = det R det tI n − diag (λ , λ ,...,λn ) − λ + uu · n 2 3 5 +1 1 ⊤ n+3 u u − 2 π 4 sin ( n ) +3 t ⊤ det tI n − diag (λ , λ ,...,λn) − λn + vv 2 2 4 +2 ⊤ n+3 v v − π 4 sin2 ( n+3 ) (see [9], page 88 and [10], page 19) where Pn the permutation matrix (2.5d). Thus, supposing t 6= λ2k+1 n u⊤u n+3 for each k =1,..., 2 and noting that − 2 π = −1, we get 4 sin ( n+3 ) t ⊤ det tI n − diag (λ , λ ,...,λn ) − λ + uu = 2 3 5 +1 1 ⊤ n+3 u u − π 4 sin2 ( n+3 ) n 2 (2j+1)π n 2 2 sin n+3 = 1 − (λ1 − t) (t − λ2j+1) h 2 i π (3.3) j=1 (t − λ2j+1) sin j=1 X n+3 Y n n 2 (2j+1)π n 2 2 2 sin n+3 = (t − λ2j+1) + (t − λ1) (t − λ2m+1). 2h π i j=1 j=1 sin n+3 m=1 Y X mY=6 j Since the determinant is a continuous function, relation (3.3) holds for all t. Analogously, we have ⊤ n+3 v v − 2 π = −1 and 4 sin ( n+3 ) t ⊤ det tI n − diag (λ , λ ,...,λn) − λn + vv = 2 2 4 +2 ⊤ n+3 v v − π 4 sin2 ( n+3 ) n 2 2jπ n 2 2 sin n+3 = 1 − (λn+2 − t) (t − λ2j ) 2 π j=1 (t − λ2j ) sin j=1 X n+3 Y n n 2jπ n 2 2 2 2 sin n+3 = (t − λ2j ) + (t − λn+2) (t − λ2m) 2 π j=1 j=1 sin n+3 m=1 Y X mY=6 j for all t, so that the characteristic polynomial of Hn is 4 n n 2 (2j+1)π n π 2 2 2 16 sin n+3 sin n+3 det(tIn − Hn)= (t − λ2j+1) + (t − λ1) · (t − λ2m+1) · (n + 3)2 2h π i j=1 j=1 sin n+3 m=1 Y X mY=6 j 9 n n 2 2jπ n 2 2 2 sin n+3 (t − λ2j ) + (t − λn+2) (t − λ2m) . 2 π j=1 j=1 sin n+3 m=1 Y X mY=6 j (b) Supposing n odd and Rn the matrix defined by (2.6c), it follows ⊤ ⊤ ⊤ Rn Rn = In − zz − ww where z and w are given in (2.10). Hence, ⊤ ⊤ ⊤ det(Rn Rn) = det(In − zz − ww ) (z⊤w)2 = (1 − z⊤z) 1 − w⊤w − 1 − z⊤z 16 π (n + 1)π = sin2 sin2 6=0 (n + 3)2 n +3 n +3 (see [13], page 70) and ⊤ −1 ⊤ ⊤ −1 Rn Rn = In − zz − ww . Putting ⊤ Σ n+1 := diag (λ3, λ5,...,λn, λn+2)+ λ1uu 2 ⊤ Γ n−1 := diag (λ2, λ4,...,λn−1)+ λn+1vv 2 with u, v given by (2.6b), we obtain det(tIn − Hn)= Σ n+1 O −1 ⊤ −1 2 ⊤ ⊤ = det(Rn) det tRn (Rn ) − Pn Pn det(Rn ) O Γ n−1 " 2 # ! Σ n+1 O ⊤ ⊤ ⊤ −1 2 = det Rn Rn det tPn (Rn Rn) Pn − O Γ n−1 " 2 #! −1 Σ n+1 O ⊤ ⊤ ⊤ ⊤ 2 = det Rn Rn det t Pn In − zz − ww Pn − O Γ n−1 " 2 #!