Storebrand Exclusion List Q1 2021
Tbk PT • CMS Energy Corp Exclusion category: • Imperial Brands PLC • Coal India Ltd Conduct-based exclusion - Environment 18 • ITC Ltd • Dominion Energy Inc • Japan Tobacco • DTE Energy Corp Conduct-based exclusion - Corruption 9 • KT&G Corp • Duke Energy Conduct-based exclusion - Human Rights and 37 • Lawson • Electricity Generating PCL International Law • Phillip Morris International • Emera Inc Tobacco 25 • President Chain Store Corp • Enea S.A. • Reinet Investments SCA • Enel Chile SA Controversial weapons 24 • Seven and I Holdings • Enel Generacion Chile S.A. Climate - Coal 122 • Smoore International Holdings • Energa SA Climate - Lobbying 6 Ltd • Eneva S.A. • Swedish Match • Engie Energia Chile S.A. Climate - Oilsand 8 • Entergy Corporation Unsustainable Palmoil 11 Controversial weapons • Evergy Inc. Cannabis 2 • Airbus SE • Evraz Plc • BAE Systems plc • Exxaro Resources No. of companies excluded: 242* • Boeing Co. • FirstEnergy Corp No. of companies on observation list 1 • Booz Allen Hamilton Holding • Formosa Chemicals & Fibre Corp Corporation *Companies may be excluded on the basis of several criteria. • Brookfield Asset Management • Formosa Petrochemical Co Inc. • Fortis Inc Conduct-based exclusion - • Centrais Elétricas Brasileiras SA • China Shipbuilding Industry • GD Power Development Environment • Dongfeng Motor Group Co Ltd • Elbit Systems Ltd • Glencore PLC • Anglogold Ashanti • Elbit Systems Ltd • Fortive Corp • Global Power Synergy Public • Barrick Gold Corp • Enbridge Energy • General Dynamics Corp Company Limited • Centrais Elétricas Brasileiras SA • Enel SpA • Hanwha Corp • Guangdong Electric Power • Enbridge Energy • Energy Transfer Partners • Honeywell International Development Co., Ltd. • Energy Transfer Partners • General Electric Co PLC • Huntington Ingalls Industries Inc • Guangdong Investment • Glencore PLC • General Motors Co • Jacobs Engineering Group • Guanghui Energy Co Ltd • Grupo Mexico • Glencore PLC • L3Harris Technologies, Inc. • Hidili Industry International • Marathon Petroleum Corp • Grupo Mexico • Larsen & Toubro Ltd Development Limited • Metallurgical Corporation of • Heidelberger Zement • Leidos Holdings Inc. • HK Electric Investments & HK China • Israel Discount Bank • Lockheed Martin Electric Investments Ltd • MMC Norilsk Nickel • Johnson & Johnson • Northrop Grumman Corporation • Hokkaido Electric Power • Phillips 66 • Marathon Petroleum Corp • Raytheon Technologies Corp Company, Incorporated • SK Holdings Co Ltd • Mizrahi Tefahot Bank Ltd • Rolls-Royce Holdings PLC • Hokuriku Electric Power • Southern Copper Corp • Motorola Solutions • Safran SA Company • Tokyo Electric Power • Oil & Natural Gas Corp • Textron Inc • Huadian Power International • Vale SA • Petrochina Co • Thales Corp Ltd • Vedanta Ltd • Phillips 66 • Wartsila Oyj Abp • Huaneng Power International • Volkswagen AG • Posco • Hubei Energy Group Co Ltd • Severstal • Idemitsu Kosan • Zijin Mining Group Co Climate - Coal • Siemens Energy AG • Inner Mongolia Junzheng Energy • Aboitiz Equity Ventures Inc • Siemens Gamesa Renewable & Chemical Industry Group Co Conduct-based exclusion - • Aboitiz Power Corp Energy SA Ltd Corruption • Adani Power Ltd • Southern Copper Corp • Inner Mongolia Mengdian • China Railway Group • Adani Transmission Limited • TC Energy Huaneng Thermal Power • Gerdau SA - Spon • Adaro Energy Tbk • Turkcell Iletisim Hizmet Corporation Limited • JBS SA • AES Corp • Universal Health Services Inc • Jastrzebska Spolka Weglowa SA • Korea Electric Power • AGL Energy Limited • Vedanta Ltd • Jindal Steel & Power Limited • Lotte Chemical Corp • Alliant Energy Corp • Walmart Inc • Kansai Electric Power Company • Novartis AG • Ameren Corp Inc. • Olympus Corp • American Electric Power Inc Tobacco • Korea Electric Power • Wirecard AG • Anglo American Plc • Alimentation Couche-Tard, Inc. • Kyushu Electric Power • ZTE Corp • Astra International • Luenmei Quantum Co Ltd • Altria Group • BHP Group Ltd • Mechel PAO • British American Tobacco Plc • BHP Group Plc Conduct-based exclusion - • Metro Pacific Investments Corp • Celanese Corp • CenterPoint Energy Inc Human Rights and International • Mitsui & Co., Ltd. • China International Travel Service • CEZ AS • Nisource Inc. Law Corp Ltd • China Longyuan Power Group • NRG Energy • AES Corp • CP ALL PCL Corporation Limited • NTPC Ltd • Alstom • Daicel Corp • China Power International • OGE Energy Corp • Anglogold Ashanti • Dino Polska SA Development Ltd • Origin Energy • AviChina Industry & Technology • Eastern Tobacco • China Resources Power Holdings • Peabody Energy Corporation Co. Ltd. • Eastman Chemical Company • China Shenhua Energy • PGE SA • Bank Hapoalim • FamilyMart • Chubu Electric Power Company • Pinnacle West Capital • Bank Leumi Le-Israel • GS Retail Co Ltd Inc. • Polskie Gornictwo Naftowe I • Bayer AG • Gudang Garam Tbk • Chugoku Electric Power • Cemex Cpo • Hanjaya Mandala Sampoerna • PPL Corp
• CLP Holdings 45359A 04/2021 • PT Indo Tambangraya Megah Tbk • Shanxi Meijin Energy Co Ltd • Whitehaven Coal Limited • Suncor Energy • Public Joint Stock Company Inter • Shanxi Xishan Coal and Electricity • Wisconsin Energy Corp • Teck Resources Ltd RAO UES Power Co. Ltd. • Xcel Energy • Public Joint Stock Company • Shenergy Company • Yanzhou Coal Mining Co Unsustainable Palmoil Raspadskaya • Shenzen Energy Group • YTL Corporation Berhad • Astra International • Public Joint-Stock Company • Shikoku Electric Power • Zhejiang Zheneng Electric Power • Cargill Inc Federal Hydro-Generating • Shougang Fushan Resources Co., Ltd. • Genting BHD Company - RusHydro Group Limited • Genting Plantations • Public Joint-Stock Company • South32 Ltd Climate - Lobbying • HAP Seng Consolidated Bhd Unipro • Southern Company • BASF SE • Indofood Sukses • Public Power Corporation S.A. • SunCoke Energy, Inc. • Chevron Corp • IOI Corporation • Public Service Enterprise Group • Taiwan Cement Corp • Exxon Mobil Corp. • Kuala Lumpur Kepong Inc • TAURON Polska Energia S.A. • Rio Tinto Ltd • Posco • Ratch Group PCL • TBEA Co., Ltd. • Rio Tinto PLC • Sime Darby • Reliance Power Limited • Teck Resources Ltd • Southern Company • Sime Darby Plantation Bhd • RWE AG • Tenaga Nasional • San Miguel Corporation • Tohoku Electric Power Co Cannabis • Sasol Ltd • Tokyo Electric Power Climate - Oilsand • Canopy Growth Corp • SDIC Power Holdings Co Ltd • Uniper SE • Athabasca Oil Corp • Cronos Group Inc • Shaanxi Coal Industry Co Ltd • United Tractors • Canadian Natural Resources • Shanghai Electric Power • Vedanta Ltd • Cenovus Energy Inc Company Limited • Vistra Energy Corp • ConocoPhillips Observation list • Shanxi Lu’an Environmental • Washington H Soul Pattinson & • Imperial Oil Ltd • Swedbank AB Energy Development Co Ltd Co Ltd • MEG Energy Corp
Last year’s exclusions that are • DMCI Holdings Inc (Climate - • Tata Power Co (Climate - Coal, • Hangzhou Hikvision Digital no longer part of our investment Coal) Contraversial Weapons) Technology Co Ltd (Human universe and therefore are no • Dufry AG (Tobacco) • Husky Energy (Climate - Rights/ Observation list) longer monitored by Storebrand. • DXC Technology Co (Human Oilsand) • IJM Corporation Rights) • Japan Petroleum Exploration (Unsustainable Palmoil) • Aurora Cannabis Inc. (Canabis) • First Solar Inc (Human Rights) Co Ltd (Climate - Oilsand) • INNER MONGOLIA YITAI B • Banpu Public co (Climate - • Group 4 Securior (Human • Sembcorp Industries (Climate (Climate - Coal) Coal) Rights) - Coal) • Leonardo SpA (Corruption, • British American Tobacco • Incitec Pivot Ltd (Human • Daewoo International Corp Contraversial Weapons) Malaysia (Tobacco) Rights) (Human Rights, Unsustainable • Shanghai Industrial Holdings • China Coal Energy Co (Climate • Marathon Oil (Climate - Palmoil) (Tobacco) - Coal) Oilsand) • Electric Power Development • Datang International Power • Nolato AB (Tobacco) (Climate - Coal) (Climate - Coal) • Tambang Batubara Bukit Asam (Climate - Coal)