Report to the Nuclear Regulatory Commission from the Staff Panel on the Commission's Determination of an Extraordinary Nuclear Occurrence (ENO)
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w RECEIVED 8Y TIC JAN 141990- Mh -:;; --• NUREG-0637 Report to the Nuclear Regulatory Commission from the Staff Panel on the Commission's Determination of an Extraordinary Nuclear Occurrence (ENO) Office of the Executive Director for Operations U.S. Nuclear Regulatory Commission IKVT NUREG-0637 Report to the Nuclear Regulatory Commission from the Staff Panel on the Commission's Determination of an Extraordinary Nuclear Occurrence (ENO) Manuscript Completed; December 1979 Date Published: January 1980 Office of the Executive Director for Operations U.S. Nuclear Regulatory Commission Washington. D.C. 20555 \$ APPROVALS OF STAFF PANEL ON THE COMMISSION'S DETERMINATION OF AN EXTRAORDINARY NUCLEAR OCCURRENCE ^J^2L lee V. fossick Executive Director for Operations Williatn 0.T)ircks, birector Office of Nuclear Material Safety and Safeguards Robert B. Minogue, Dirfeetor Office of Standards Development /^4&ZS2£%k. <t/L. Harold R. Denton, Director Office of Nuclear Reactor Regulation J f Saul Levine, Director Office of Nuclear Regulatory Research ^Howard K. Shapar / Executive Legal Director 7 ^ v SjS,sQ4*'•^^v- '£<€*€<%&£ & j""., Director Office *taof Inspectio? n and Enforcement TABLE OF CONTENTS Introduction 1 Findings and Recommendation 2 Background 3 Relationship of ENO Determination to Recovery for Nuclear Injuries or Damages 4 Formation of the ENO Panel 5 Work by Others 7 Language and Structure of the Cr.ceria for Determining an ENO 8 Criterion I - Substantial Discharge or Dispersal of Radioactive Material Offsite or Substantial Levels of Radiation Offsite 12 A. Assumptions 1. Duration of the Accident 12 2. Meaning of the Term "Offsite" 14 3. Characterization of the Offsite Person Exposed 15 B. Approach of the Technical Studies 18 C. Summary of Technical Report on Gaseous Releases and Releases in Water in Terms of Dose To People and Contamination of Property 19 0. Summary of Technical Report on Review of Environmental Measurements 22 IX. Criterion II: Substantial Damage To Persons Offsite or Property Offsite 25 Appendices A. Membership of the Staff Panel on the Commission's Determination of an Extraordinary Nuclear Occurence B. Selected Materials Pertaining to the ENO Panel C. Public Comments D. Studies on Dose Assessment and Environmental Monitoring Data Collection Considered by the Panel E. As Assessment of the Releases of Radionuclides from the Accident at Three Mile Island for Meeting the Requirments of 10 CFR 140.84 F. Review of Measured Radiation Doses and Surface Contamination Measurements NUREG-0637 REPORT TO THE NUCLEAR REGULATORY COMMISSION FROM THE STAFF PANEL ON THE COMMISSION'S DETERMINATION OF AN EXTRAORDINARY NUCLEAR OCCURRENCE (ENO) December, 1979 I. INTRODUCTION On August 17, 1979 the Nuclear Regulatory Commission directed that a panel composed of members of the principal staff should be formed to assemble information relevant to a determination of an extraordinary nuclear occur rence (ENO), evaluate public comments and report to the Commission its findings and recommendation. The Atomic Energy Act of 1954, as amended, defines the term "extraordinary nuclear occurrence" as "... any event causing a discharge or dispersal of source, special nuclear, or byproduct material from its intended place of confinement in amounts offsite, or causing radiation levels offsite, which the Commission determines to be substantial, and which the Commission determines has resulted or will probably result in substantial damages to persons offsite or property offsite." The Act further states that the "Commission shall establish criteria in writing setting forth the basis upon which the determination shall be made." This panel was directed by the Commission to make explicit findings on whether the Commission's ENO criteria have been met, the factual basis for those findings, and a recommendation as to whether or not the accident at Three Mile Island constitutes an "extraordinary nuclear occurrence." The -2- Commission's regulations provide that the Commission will determine that there has been an extraordinary nuclear occurrence only if it determines that both criteria set forth in 10 CFR Part 140 of its regulations have been met. II. FINDINGS AND RECOMMENDATION As directed by the Commission on August 17, 1979, the Panel made its findings and recommendation by applying the explicit criteria set forth in the Commission's regulations, 10 CFR §§140.84 and 140.85, to the information gathered and analyzed by the Panel. The Panel has not addressed the question of whether the criteria set forth in 10 CFR §§140.84 and 140.85 for deter mining whether an ENO has occurred should be changed for future application. This matter will be considered in a separate rulemaking which the Commission has announced in response to the July 24, 1979 petition of the Public Citizen Litigation Group and the Critical Mass Energy Project. See 44 F.R. 50419, August 28, 1979. The Panel finds that the r'irst criterion, pertaining to whether the accident caused a discharge of radioactive material or levels of radiation offsite as defined in 10 CFR §140.84, has not been met. It further finds that there is presently insufficient information to support any definitive finding as to whether or not the second criterion, relating to damage to persons or property offsite as defined in 10 CFR §140.85, has been met. Since the Panel has not found that both criteria have been met, it recommends that the Commission determine that the accident at Three Mile Island did not constitute an "extraordinary nuclear occurrence." -3- III. BACKGROUND In July, 1979 the Nuclear Regulatory Commi .i jn formally initiated, as described below, the making of a determination as to whether or not the accident at Three Mile Island Unit 2 (TMI-2) on March 28, 1979 constituted an extraordinary nuclear occurrence. Although the Commission at that time had not received a petition requesting such a determination (one was received shortly after the Commission published its notice inviting public comments on the determination), the Commission concluded that proceeding with the determination was in the public interest for two reasons. First, the Commis sion noted that the events at Three Mile Island constituted the most serious nuclear accident to date at a licensed U.S. facility, and thus should be rigorously scrutinized from the standpoint of its effect on the public. Second, the Commission noted the pendency of various lawsuits concerning the accident, in which the determination of whether or not an ENO had taken place was pertinent, and acknowledged the informal request of the Federal district court in Harrisburg that the Commission make this determination as expeditiously as possible. On July 23, 1979, the Commission published a notice in the FEDERAL REGISTER inviting interested parties to submit to the Commission within thirty days any information in their possession relevant to the determination. The Commission also established this Panel to consider the information provided by the comments along with information independently assembled by the Panel. -4- IV. RELATIONSHIP OF ENO DETERMINATION TO RECOVERY FOR NUCLEAR INJURIES OR DAMAGES In the event of a nuclear accident (or nuclear "incident" as the term is used in the Atomic Energy Act), claims for injuries or damages can be brought against '•he plant licensee and other parties considered responsible for the accident. The Price-Anderson provisions of the Atomic Energy Act (Section 170) provide a system of private insurance, electric utility funds, and government indemnity totalling $560 million to pay such public liability cl?ims. One of the principal obstacles to a claimant's recovery for injuries or damages could be the necessity of proving negligence on the part of the defendants. Congress attempted to remove this obstacle in 1966 by amending the Price-Anderson Act to introduce the closely related concepts of extra ordinary nuclear occurrence and waiver of defenses. When the Commission determines that a nuclear incident was an "extraordinary nuclear ocurrence" within the meaning of the Act and the Commission's regulations, then the waiver of defenses provisions of the .insurance policies and indemnity agreements making up the Price-Anderson system are activated, resulting in an essentially "no-fault" recovery scheme. When the Commission has determined that an ENO has occurred, any defendant must waive: (i) Any issue or defense as to the conduct of the claimant or fault of persons indemnified, (ii) any issue or defense, as to charitable or governmental immunity, and -5- (iii) any issue or defense based on any statute of limitations if suit is instituted within three years from the date on which the claimant first knew, or reasonably could have known, of his injury or damage and the cause thereof, but in no event more than twenty years after the date of the nuclear incident. Unless an ENO is declared by the Commission, the waiver of defenses provisions do not apply. Whether or not an ENO is declared, however, a claimant would still have to prove that he was injured or damaged, the monetary amount of his loss, and the causal link between his loss and the radioactive, toxic, explosive or other hazardous properties of the radioactive material released. When applicable, the waivers of defenses provisions relieve the claimant of having to prove negligence by any defendant and of having to disprove defenses such as contributory negligence.* V. FORMATION OF THE ENO PANEL On August 24, 1979, in response to the Commission's direction, a panel composed of members of the principal staff and chaired by the Executive Director for Operations was formed. The Panel created a working group drawn from the staffs of various NRC offices to assist in the review of public comments, data analysis and evaluation, and the drafting of the Panel's * More detailed information on the concepts of extraordinary nuclear occurrence and waivers of defenses can be found in the "Background Infor mation" attached to the NRC's news release of July 20, 1979 (No.