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1 Title Page
2 Title
3 BRAF fusion as a novel mechanism of acquired resistance to vemurafenib in BRAF V600E mutant
4 melanoma
5
6 Atul Kulkarni1,2, Husam Al-Hraishawi1, Srilatha Simhadri1,2 , Kim M. Hirshfield1,2, Suzie Chen2,3,
7 Sharon Pine1,2, Chandrika Jeyamohan1, Levi Sokol4, Siraj Ali5, Man Lung Teo6, Eileen White1,
8 Lorna Rodriguez-Rodriguez1,2, Janice M. Mehnert1,2,7, Shridar Ganesan1,2
9
10 1Rutgers Cancer Institute of New Jersey, 195 Little Albany Street, New Brunswick, New Jersey
11 08903 USAiversity60 Frelinghuysen Ro
12 2Department of Medicine, Rutgers Robert Wood Johnson Medical School, Rutgers University,
13 671 Hoes Lane, Piscataway, New Jersey 08854 USA
14 3Rutgers Ernest Mario School of Pharmacy, 160 Frelinghuysen Rd, Piscataway Township, NJ
15 08854 USAUS
16 4Department of Radiology, Rutgers Robert Wood Johnson Medical School, Rutgers University,
17 671 Hoes Lane, Piscataway, New Jersey 08854 USA
18 5Foundation Medicine, Inc. Cambridge, Massachusetts 02141 USA
19 6 Central Comprehensive Cancer Centre, Central Bldg, Central District, 999077, Hong Kong
20 7Developmental Therapeutics/Phase I Program, Rutgers Cancer Institute of New Jersey 08854
21 USA
22 23 Running title
24 BRAF-fusion as mechanism of resistance to BRAF inhibition.
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27 Key words
28 BRAF, melanoma, next-generation sequencing, resistance, MEK
29
30 Abbreviations
31 CINJ=Rutgers Cancer Institute of New Jersey; CTLA4=cytotoxic T-lymphocyte-associated
32 antigen 4; DIC=differential interference contrast; HIPAA=Health Insurance Portability and
33 Accountability Act; FACS=fluorescence-activated cell sorting; IRB=Institutional Review Board;
34 PCR=polymerase chain reaction; PD-1=programmed cell death-1; PFS=progression-free
35 survival; PI3K=phosphoinositide 3-kinase; OS=overall survival;; RR=response rate
36
37 Conflict of interest disclosure statements
38 Kim M. Hirshfield receives support from the Ruth Estrin Goldberg Memorial for Cancer
39 Research and the American Hellenic Educational Progressive Association (AHEPA)
40 Foundation. Siraj Ali is an employee of Foundation Medicine, Inc. Atul Kulkarni, Husam Al-
41 Hraishawi, Srilatha Simhadri, Suzie Chen, Sharon Pine, Chandrika Jeyamohan, Levi Sokol,
42 Man Lung Teo, Eileen White, Lorna Rodriguez-Rodriguez, Janice M. Mehnert, and Shridar
43 Ganesan declared no conflict of interest.
44
45 Corresponding and co-last authors
46 Janice M. Mehnert, MD
47 195 Little Albany Street, New Brunswick, New Jersey 08903 USA
48 Phone: 732-235-8945
49 Fax: 732-235-8094
50 Email: [email protected]
51 Shridar Ganesan, MD, PhD
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52 195 Little Albany Street, New Brunswick, New Jersey 08903 USA
53 Phone: 732-235-5211
54 Fax: 732-235-5331
55 Email: [email protected]
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78 STATEMENT OF TRANSLATIONAL RELEVANCE
79 In this study, we present evidence that resistance to vemurafenib in a BRAF V600E mutant
80 melanoma is associated with selection for a clone with an AGAP3-BRAF fusion gene. These
81 data demonstrate that BRAF fusions may be an underappreciated mechanism of acquired
82 resistance to BRAF inhibitor therapy. The appearance of AGAP3-BRAF fusion during BRAF
83 inhibitor treatment, and its loss during progression when BRAF inhibitor therapy was
84 discontinued, is consistent with underlying rapid clonal dynamics in response to treatment.
85 These data suggest a rationale for re-challenge with BRAF inhibitors in some clinical settings.
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102 ABSTRACT
103 Purpose. Many patients with BRAF V600E mutant melanoma treated with BRAF inhibitors
104 experience a rapid response, but ultimately develop resistance. Insight into the mechanism of
105 resistance is critical for development of more effective treatment strategies.
106 Experimental Design. Comprehensive genomic profiling of serial biopsies was performed in a
107 patient with a BRAF V600E mutant metastatic melanoma who developed resistance to
108 vemurafenib. An AGAP3-BRAF fusion gene, identified in the vemurafenib-resistant tumor, was
109 expressed in BRAF V600E melanoma cell lines and its effect on drug sensitivity was evaluated.
110 Results. Clinical resistance to vemurafenib in a melanoma harboring a BRAF V600E mutation was
111 associated with acquisition of an AGAP3-BRAF fusion gene. Expression of AGAP3-BRAF
112 fusion in BRAF V600E mutant melanoma cells induced vemurafenib resistance; however, these
113 cells remained relatively sensitive to MEK inhibitors. The patient experienced clinical benefit
114 following treatment with the combination of a BRAF and a MEK inhibitor. Rebiopsy of the tumor
115 at a later time point, after BRAF and MEK inhibitors had been discontinued, showed loss of
116 AGAP3-BRAF fusion gene. Mixing experiments suggest that cells harboring both BRAF V600E
117 and AGAP3-BRAF only have a fitness advantage over parental BRAF V600E cells during active
118 treatment with a BRAF inhibitor.
119 Conclusions. We report acquisition of a BRAF fusion as a novel mechanism of acquired
120 resistance to vemurafenib in a patient with melanoma harboring a BRAFV600E mutation. The
121 acquisition and regression of clones harboring this fusion during the presence and absence of a
122 BRAF inhibitor are consistent with rapidly evolving clonal dynamics in melanoma.
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127 INTRODUCTION
128 BRAF V600E/K mutations are found in approximately half of malignant melanomas (1-3). These
129 activating mutations in the MAPK/ERK pathway drive tumor progression, survival, and
130 metastasis by promoting cell cycle progression, facilitating escape from apoptosis, and
131 abrogating immune destruction (4). The development of selective BRAF inhibitors, including
132 vemurafenib and dabrafenib, was a landmark in the treatment of melanoma and has led to
133 significant improvements in clinical response rate (RR), progression-free survival (PFS), and
134 overall survival (OS), compared with chemotherapy for patients with BRAF-mutant melanoma
135 (5,6). Although an initial reduction in tumor volume is observed in the majority of patients with
136 BRAF V600E mutant melanoma treated with BRAF inhibitors, clinical resistance associated with
137 progression of disease develops in most patients and limits the long-term utility of these agents.
138 This has led to the clinical investigation and approval of combination BRAF and MEK inhibitor
139 therapy (dabrafenib plus trametinib; vemurafenib plus combimetinib) that is associated with
140 superior RR, PFS, and OS compared with BRAF inhibitor monotherapy (7-9).
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142 Several mechanisms of acquired resistance to vemurafenib have been identified and these
143 include secondary NRAS mutations (10), mutations in ARAF and CRAF (11), amplification of
144 BRAF (12), activation of other pro-survival signaling pathways including the phosphoinositide-3-
145 kinase (PI3K) pathway (11), and amplification of upstream receptor tyrosine kinases such as
146 MET (13). To date, over a dozen acquired mechanisms of resistance are described and, often,
147 multiple mechanisms of resistance are identified in the same patient (12,14,15). However, in
148 many cases no clear mechanism of acquired resistance to BRAF-inhibitor therapy is identified,
149 even with exome sequencing, although there often is evidence of reactivation of MAPK
150 signaling.
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152 BRAF fusion genes are an alternative mechanism to activate MAPK signaling that was initially
153 described in pediatric gliomas (16) and recently have been found in some melanomas that lack
154 BRAF V600E/K point mutations (17). We now report a case of malignant melanoma in which
155 comprehensive genomic profiling was used to identify the presence of a BRAF fusion in a
156 melanoma with a known BRAF V600E mutation at the time of progression on vemurafenib
157 therapy. This finding suggests that BRAF translocations may be a novel mechanism of acquired
158 resistance to BRAF inhibitors.
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178 MATERIALS AND METHODS
179 Study approval
180 Patient case 1 described in this report was enrolled in an institutional review board (IRB)-
181 approved investigational trial for tumor sequencing (protocol no. 2012002075) conducted at the
182 Rutgers Cancer Institute (CINJ) in New Brunswick, New Jersey, in accordance with the Belmont
183 Report. This patient provided written informed consent prior to study enrollment. Approval for
184 use of de-identified data for patient case 2, including a waiver of informed consent and a HIPAA
185 waiver of authorization, was obtained from the Western IRB (protocol no. 20152817), in
186 accordance with the U.S. Common Rule, by Foundation Medicine, Inc. (Cambridge, MA).
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188 Tumor sequencing
189 Formalin-fixed tumor samples, and DNA extracted from peripheral blood specimens, were
190 analyzed by a comprehensive genomic profiling assay performed on indexed, adaptor-ligated,
191 hybridization captured libraries targeting all exons of 315 cancer-related genes (FoundationOne)
192 at a commercial CLIA-certified laboratory, Foundation Medicine.
193
194 Construct generation
195 cDNA encoding AGAP3-BRAF fusion gene was synthesized (Life Technologies) and placed in
196 Gateway entry vector. A V5-tagged expression clone (pcDNATM 3.2-V5-DEST) was then created
197 by performing an LR recombination reaction using gateway LR clonaseTM II enzyme mix
198 (Invitrogen Life technologies Cat. No.11791-020) according to the manufacturer’s protocol. The
199 expression of protein was verified by transient transfection of plasmid in 293T cells and Western
200 blot analysis probing with antibody against V5.
201
202 Creation of stable cell line and colony formation assay
203 UACC903 melanoma cells with original BRAF V600E mutations were transfected with either empty
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204 vector or the V5-tagged AGAP3-BRAF fusion vector. Cells were then selected on Geneticin
205 (G418)-containing RPMI media. Expression of fusion protein was verified by Western blot. The
206 colony-forming ability of these cells expressing either the empty vector or the AGAP3-BRAF
207 fusion vector was evaluated by plating 300 cells/well in a six-well plate. The cells were allowed
208 to grow for 15 days. The colonies were then stained with crystal violet. To evaluate the effect of
209 BRAF inhibitor (PLX4720) or MEK inhibitor (AZD6244) on the colony-forming ability of cells
210 expressing the AGAP3-BRAF fusion protein, cells were plated in a six-well plate as previously
211 described. Cells were treated with different concentrations of drugs (0, 25nM, 50nM, 75nM,
212 100nM, and 200nM) and allowed to grow for 15 days supplemented with fresh media every 3
213 days. The number of colonies was counted after staining with crystal violet. The percent survival
214 was plotted compared to untreated cells from the data collected from three independent
215 experiments.
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217 Cell proliferation assay
218 To evaluate the effect of a BRAF inhibitor (vemurafenib) and a MEK inhibitor (trametinib) on the
219 proliferation of UACC903 cells harboring either a BRAF V600E mutation or the AGAP3-BRAF
220 fusion gene along with the BRAF V600E mutation, cells were seeded into 96-well plates (4000
221 cells/well). Cells were treated with the indicated concentrations of BRAF inhibitor (vemurafenib)
222 or MEK inhibitor (trametininb) and grown for another 4 days. The proliferation of cells was
223 measured by incubating them with CellTiter 96 Aqueous One Solution reagent (Promega) for 3
224 hours and measuring the absorbance at 490 nm. The values were plotted as an average of
225 three independent experiments.
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227 Western blot analysis
228 UACC903 cells expressing either empty vector or cells expressing the V5-tagged AGAP3-BRAF
229 fusion protein were treated overnight with BRAF inhibitor (1uM), MEK inhibitor (500nM), or the
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230 combination of both drugs (500nM each). Protein extracts were prepared using NTEN buffer
231 (Tris pH 8.0, NaCl 150mM, EDTA 1mM, NP40 0.5% and protease and phosphatase inhibitors)
232 and resolved by SDS PAGE. Blots were probed with antibodies against V5 (Bethyl
233 Laboratories), phosphorylated-MEK (pMEK) and total MEK, phosphorylated-ERK (pERK) and
234 total ERK, and BRAF (Cell Signaling Technology).
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236 Cell mixing studies
237 To test if the UACC903 cells expressing the AGAP3-BRAF fusion protein have a survival
238 advantage over the parental UACC903 cells harboring the BRAF V600E mutation alone when
239 treated with the BRAF inhibitor, vemurafenib, the UACC903 parental cells harboring BRAF V600E
240 alone were transfected with pCDNA3-GFP empty vector. Green fluorescent protein (GFP)-
241 positive cells were sorted by fluorescence-activated cell sorting (FACS) (BD Biosciences Influx
242 high speed cell sorter) and grown in RPMI medium. UACC903 parental cells (GFP) and cells
243 expressing the AGAP3-BRAF fusion gene were mixed together in 10:1 ratio (2000:200)/ well in
244 a 12-well plate. The mixed population of cells was either untreated or treated with 500nM of
245 BRAF inhibitor (vemurafenib) for 7 days. The effect of BRAF inhibition on cell growth was then
246 evaluated by imaging for GFP-positive UACC903 parental cells and cells expressing the fusion
247 protein (by differential interference contrast imaging [DIC]) at 10X magnification using a Zeiss
248 Axiovert 200M inverted fluorescence microscope. Twenty images were taken for each
249 treatment. The percentage of GFP positive (UACC903 parental cells) and non-GFP cells
250 expressing the AGAP3-BRAF fusion protein (by DIC) were quantified before and after treatment
251 with vemurafenib and plotted.
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256 RESULTS
257 Patient case 1
258 A 53-year-old man was initially diagnosed 3 years previously with a 0.7 mm thick melanoma on
259 the anterior chest wall that was treated with wide surgical excision and clear margins. The
260 patient did well for 3 years and then presented with an enlarging left axillary mass. A PET-CT
261 scan showed the presence of a PET avid 4.4 cm left axillary mass, as well as PET-avid lesions
262 at T4 and the right ilium, consistent with bony metastatic disease. A fine-needle aspiration
263 biopsy of the T4 lesion was performed with pathologic confirmation of metastatic melanoma. A
264 hotspot sequencing assay showed the presence of BRAF V600E mutation.
265
266 The patient was initially treated with the FDA-approved anti-cytotoxic T-lymphocyte associated
267 antigen 4 (CTLA4) antibody therapy, ipilimumab, given the overall low volume of disease;
268 however, he soon developed increasing, intractable back pain. Imaging studies revealed
269 progression of bony metastases, new liver metastases and increasing abdominal and axillary
270 lymphadenopathy (Fig 1A). Ipilimumab was discontinued; the patient received radiation therapy
271 to the spine with subsequent initiation of vemurafenib therapy. He experienced an initial
272 dramatic response to vemurafenib, with decreasing lymphadenopathy and responses in bony
273 and liver metastases (Fig 1A, B). A solitary brain lesion found on restaging was treated with
274 gamma knife therapy approximately 2 months following initiation of vemurafenib. The
275 extracranial disease response was maintained for nearly 4 months at which time the axillary
276 mass, as well as lesions in the liver and spleen, began to enlarge (Fig 1C).
277
278 After informed consent, the patient was enrolled in the CINJ Precision Medicine tumor
279 sequencing protocol. The enlarging axillary mass was biopsied while the patient was still
280 receiving vemurafenib, and metastatic melanoma was confirmed on pathologic analysis. This
281 specimen was sent for comprehensive genomic profiling (FoundationOne, Foundation Medicine,
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282 Cambridge, MA); which identified both a BRAF V600E mutation and a novel AGAP3-BRAF fusion
283 gene involving the joining of exons 1-9 of AGAP3 in frame to exons 9-18 of BRAF. Also present
284 were a VHL E52* nonsense mutation, CDKN2A/B loss, an alteration in STK11 (STK11 splice site
285 464+1G>C), an ARID1A truncating mutation (ARID1A Y560*) and a subclonal mutation in DNMT3A
286 (DNMT3A R736H) (Table 1). To determine if the AGAP3-BRAF fusion was detectable prior to
287 treatment with vemurafenib, a pre-treatment biopsy specimen was also sent for sequencing
288 using the same assay. The pre-treatment specimen had the BRAF V600E mutation but no BRAF
289 fusion. Identical alterations in VHL, and CDKN2A loss were also present in the pre-treatment
290 biopsy specimen. Intriguingly, the pre-treatment biopsy had focal deletion of STK11 but no
291 evidence of the splice site mutation. The DNMT3A R736H mutation was also present subclonally
292 in the pretreatment specimen (Table 1).
293
294 These results were presented at the CINJ Tumor Board. Following panel discussion, it was
295 recommended that the patient be treated with combination BRAF inhibition and MEK inhibition,
296 based on prior disease progression on ipilimumab therapy and the fact that he was not a
297 candidate for any U.S.-based trials of nivolumab or pembrolizumab available at that time due to
298 his history of brain metastases. The patient was treated with the combination of dabrafenib and
299 trametinib and initially experienced marked clinical improvement with significant reduction of
300 right upper quadrant pain and overall improvement in quality of life. However, the patient
301 experienced increasing right-upper quadrant pain accompanied by an increase in the left axillary
302 mass within 2 months, and evidence of disease progression was observed on imaging.
303
304 Dabrafenib and trametinib were then discontinued. The patient was subsequently treated with
305 anti-programmed death-1 (PD-1) antibody therapy (pembrolizumab) when it became available
306 as part of an expanded access protocol. However, he again had worsening disease in the same
307 left axillary tumor which became painful within several months of initiating pembrolizumab
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308 therapy. The patient underwent palliative resection of this tumor and continued on anti-PD-1
309 therapy. Nevertheless, he soon exhibited clear evidence of disease progression at multiple
310 tumor sites and anti-PD-1 therapy was discontinued. Comprehensive genomic profiling was
311 again performed on the resected left axillary lymph node tumor which had progressed in the
312 absence of BRAF or MEK targeted therapy. Biopsy results from the resected tumor specimen
313 revealed the presence of the BRAF V600E mutation, but no evidence of the AGAP3-BRAF
314 rearrangement (Table 1). Of note, since the region of intron 8 of BRAF harboring the
315 breakpoint of the gene rearrangement was sequenced to >125x depth in all samples (Table 1),
316 the presence of the fusion should have been detected even if present at low frequencies.
317 CDKN2A loss and the VHL E52* and STK11 splice site mutations seen in prior axillary lymph
318 node biopsy specimen were also present.
319
320 Following review of these results at the CINJ Molecular Tumor Board, re-initiation of the
321 combination of dabrafenib and trametinib was recommended. Unfortunately, the patient had
322 progression of brain metastases that required treatment with whole brain irradiation, delaying
323 initiation of this treatment. Therapy with a BRAF inhibitor alone was ultimately initiated, resulting
324 in a mixed response characterized by shrinkage of liver metastases but clear evidence of
325 disease progression at other sites.
326
327 AGAP3-BRAF fusion
328 Analysis of the junction sequence of the AGAP3-BRAF fusion showed that intron 8 of BRAF
329 was rearranged to intron 9 of AGAP3, located telomeric to BRAF on chromosome 7, to create
330 an in-frame fusion gene that encodes for a protein containing exons 1-9 of AGAP3 and exons 9-
331 18 of BRAF. This fusion protein includes the full kinase domain of BRAF but lacks the Ras-
332 binding domain and the cysteine-rich domain of the BRAF gene (18). A similar AGAP3-BRAF
333 fusion has been reported in melanoma and colon cancer, but has not been functionally
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334 characterized (19). These junction sequences are consistent with a balanced inversion event in
335 chromosome 7 (Fig 2 A,B).
336
337 AGAP3 (ArfGAP With GTPase domain, ankyrin repeat and PH domain 3) is a gene encoding for
338 a protein with an N-terminal region containing tandem atypical GTPase domains and paired EF
339 Hands (together comprising a Miro domain), a PH domain, a classical ArfGAP domain, and
340 tandem ankyrin repeats (Fig 2B) (20). The fusion protein includes amino acids 1-407 of AGAP3
341 fused to amino acids 381-766 of BRAF. This fusion protein would include the N-terminal Miro
342 domain and part of the PH domain of AGAP3 fused to the kinase domain of BRAF (Fig 2B).
343
344 Functional characterization of AGAP3-BRAF fusion protein
345 The melanoma cell line UACC903 with a known BRAF V600E mutation was stably transfected with
346 either vector alone or vector expressing the AGAP3-BRAF fusion. Expression of the fusion
347 protein was confirmed by Western blotting (Figure 2C). Compared with UACC903 cells
348 expressing empty vector, cells expressing the AGAP3-BRAF fusion gene had similar basal
349 levels of phosphorylated-MEK, but increased basal levels of phosphorylated-ERK (Fig 2C).
350 Treatment with a BRAF inhibitor, PLX4720, for 6 hours abolished MEK and ERK
351 phosphorylation in UACC903 parental cells, but not in UACC903 cells expressing the AGAP3-
352 BRAF fusion gene. Treatment with a MEK inhibitor, AZD6244, for 6 hours was able to
353 significantly reduce MEK and ERK phosphorylation in both parental and UACC903 cells
354 expressing the AGAP3-BRAF fusion gene (Fig 2C). Colony formation assays demonstrated
355 that cells harboring the AGAP3-BRAF fusion, unlike parental UACC903 cells harboring the
356 BRAF V600E mutation alone, were relatively resistant to treatment with a BRAF inhibitor.
357 However, the UACC903 parental cells harboring the BRAF V600E mutation alone, and the cells
358 also expressing the AGAP3-BRAF fusion were similarly sensitive to treatment with a MEK
359 inhibitor (Fig 2D).
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360 To complement the colony formation assay, a cell proliferation assay was also performed, in this
361 case using the clinically relevant MEK inhibitor trametinib. In this assay, UACC903 cells
362 harboring both the BRAF V600E mutation and the AGAP3-BRAF fusion gene were significantly
363 less sensitive to BRAF inhibition than parental UACC903 cells (Figure 2E). Both the UACC903
364 parental as well as cells expressing the fusion gene were sensitive to MEK inhibitor (trametinib),
365 however, at higher concentrations (500nM and 1000nM) the cells harboring both the BRAF
366 V600E mutation and the AGAP3-BRAF fusion gene were less sensitive to MEK inhibition
367 compared with parental cells (Fig 2E), Although this relative resistance was seen only at high
368 trametinib concentrations, it suggests that the presence of the BRAF fusion may also induce
369 some partial resistance to MEK inhibition.
370
371 Cells expressing the AGAP3-BRAF fusion gene have a growth advantage in the presence
372 of BRAF inhibitor
373 Mixing studies to evaluate the relative growth advantage that the AGAP-BRAF fusion may
374 impart to melanoma cells already harboring a BRAF V600E mutation showed that, in the setting of
375 treatment with vehicle alone, around 90% of the cells were the parental UACC903 cells,
376 retaining the original ratio of mixed cells (Figure 3A). However, when cells were treated with
377 vemurafenib for 7 days, the percentage of GFP-positive cells decreased dramatically, to < 20%
378 of cells. This result demonstrates that, in the absence of a BRAF inhibitor, cells harboring both
379 BRAF V600E and the AGAP3-BRAF fusion gene do not have a significant growth advantage.
380 However, treatment with a BRAF inhibitor resulted in a relative dominance of cells harboring the
381 AGAP3-BRAF fusion. These data suggest that cells harboring both BRAF V600E mutation and the
382 AGAP3-BRAF fusion gene are only more fit than parental cells harboring the BRAF V600E
383 mutation alone when in the presence of BRAF inhibitor treatment.
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386 Patient case 2
387 In addition to the index case, we report on an additional patient case demonstrating the co-
388 occurrence of a BRAF rearrangement with a BRAF V600E mutation in the setting of acquired
389 resistance to vemurafenib and/or MEK inhibitors. Patient case 2 is a 48-year-old man with
390 metastatic melanoma harboring a BRAF V600E mutation who developed progressive disease
391 following treatment with the combination of dabrafenib and trametinib. DNA sequencing of a
392 biopsy of a progressive lesion showed the resistant tumor to harbor both BRAF V600E and a
393 CSTF3-BRAF fusion gene that retained the full kinase domain of BRAF.
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412 DISCUSSION
413 Standard testing for BRAF mutations is usually undertaken by amplicon-based DNA sequencing
414 to identify hotspot BRAF mutations (21). These assays, however, will not detect BRAF fusions,
415 as the coding sequences of individual exons are not altered. Similarly, BRAF fusions are not
416 detectable with standard whole exome sequencing, as the fusion junctions are located in the
417 introns. One approach to identifying rearrangements is through hybrid capture of “hotspot
418 introns”. High-depth sequencing of select introns not only sensitively detect rearrangements but
419 analysis of the junction sequence can identify the partner genes involved. As intron 8 of BRAF is
420 captured in the FoundationOne assay, it can identify novel rearrangements of BRAF involving
421 this region. Other targeted approaches to identify fusion proteins include target enrichment
422 based RNA-seq analysis, where target enrichment can be accomplished by hybrid capture,
423 single primer-extension technology, or the recently described anchored multiplex polymerase
424 chain reaction (PCR) approach (22,23).
425
426 BRAF fusion proteins were initially reported and characterized in pediatric pilocytic
427 astrocytomas (16). The majority of pilocytic astrocytomas harbor translocations which result in
428 an in-frame fusion of the N-terminal exons of KIAA1549 to exons 9-18 of BRAF, leading to a
429 fusion protein that contains the intact wild-type kinase domain of BRAF. The N-terminal region
430 of KIAA1549 is thought to mediate constitutive dimerization of the fusion protein and thus
431 activation of BRAF kinase activity. Introduction of a first-generation BRAF inhibitor, such as
432 vemurafenib, causes paradoxical activation of this fusion protein and increased MEK
433 phosphorylation (24,25). Cells harboring BRAF fusions respond to vemurafenib in a manner
434 similar to cells harboring RAS mutations, through downstream MAPK pathway activation. As
435 such, vemurafenib should be avoided in these settings; however, either MEK inhibitors or
436 second-generation “paradox-breaking” BRAF inhibitors may be effective in the setting of BRAF
437 fusions.
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438
439 BRAF fusions have been reported as primary driver mutations in a subset of melanomas without
440 a BRAF V600E mutation (26) and have been shown to be associated with resistance to BRAF
441 inhibitors (19,26). Here, we report an AGAP3-BRAF fusion that was detected in a melanoma
442 with a known BRAF V600E mutation at the time of development of resistance to vemurafenib. The
443 presence of the AGAP3-BRAF fusion was not detected in pre-treatment samples, consistent
444 with this fusion protein representing the mechanism of resistance to vermurafenib. Of note, it
445 was expected that the AGAP3-BRAF fusion harbors a wild-type kinase domain, as seen in other
446 reported cases of BRAF fusion genes, including the prior report of an AGAP3-BRAF fusion.
447 This was confirmed by laboratory studies that demonstrated that the AGAP3-BRAF fusion
448 induces resistance to vemurafenib in cells with pre-existing BRAF V600E mutation, as compared
449 with cells lines harboring a BRAF V600E mutation. Cells harboring both BRAF V600E and AGAP3-
450 BRAF fusion remained sensitive to a MEK inhibitor, suggesting that MEK inhibition can
451 overcome this mechanism of resistance (27,28). Of note, cells harboring both BRAF V600E and
452 AGAP3-BRAF fusion did show some partial resistance to trametinib at high doses in
453 proliferation assays (Figure 2E), suggesting that BRAF fusion genes may also impart some
454 resistance to MEK inhibitors. The case showing development of a CSTF3-BRAF fusion in the
455 setting of acquired resistance to the combination of dabrafenib and trametinib also suggests that
456 some BRAF fusion genes may impart clinical resistance to MEK inhibitors as well. The
457 relatively transient response in the index case also supports this possibility.
458
459 These findings suggest that cells harboring both BRAF V600E and AGAP3-BRAF fusion were
460 present at a very low frequency in the pre-treatment setting, and could not be detected even at
461 relatively high sequencing depth. Treatment with vemurafenib induced selection pressure that
462 allowed preferential growth of cells harboring the BRAF fusion gene, making them the dominant
463 clone and driving tumor resistance and progression. The resistant tumor also had a mutation in
18
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464 ARID1A that was not detected in the pre-treatment biopsy; it is not clear if this mutation plays
465 any role in vemurafenib resistance, especially as the mutant allele frequency was relatively low.
466 Of note, the pre-treatment biopsy had evidence of STK11 deletion; however, neither of the two
467 later biopsies showed evidence of STK11 deletion, but instead had STK11 splice mutations that
468 should lead to loss of function. This finding is consistent with clonal heterogeneity in this patient
469 with a large tumor burden, with convergent evolution for STK11 loss in both clones. The
470 presence of identical BRAF and VHL mutations and CDKN2A deletion in all samples is
471 consistent with evolution from a common ancestral clone.
472
473 Interestingly, the same tumor site noted to have the AGAP3-BRAF fusion and BRAF V600E
474 mutation later progressed after 3 months on anti-PD-1-antibody therapy, during which there was
475 no treatment with either a BRAF or a MEK inhibitor. When this site was excised for palliation,
476 sequencing revealed only the presence of the BRAF V600E mutation, and no evidence of AGAP3-
477 BRAF fusion despite the fact that the region of intron 8 of BRAF that harbored the breakpoint
478 was sequenced to greater than 125x depth. This finding suggests that the clone harboring both
479 the BRAF V600E mutation and the AGAP3-BRAF fusion may have been more fit than clones
480 harboring the BRAF V600E mutation alone only in the setting of ongoing treatment with
481 vemurafenib. However, when selection pressure from BRAF and MEK inhibition was not
482 present, clones harboring BRAF V600E alone may have had a fitness advantage, thereby
483 dominating the recurrent mass. This hypothesis is supported by the reported data from mixing
484 studies showing relative outgrowth of cells harboring both BRAF V600E and AGAP3-BRAF fusion
485 only in setting of BRAF inhibitor treatment (Figure 3A).
486
487 There may be very rapid clonal dynamics under selection for the BRAF inhibitors in malignant
488 melanoma, and dominant clonal populations may rapidly shift during tumor progression when
489 drugs are discontinued (Fig 3B). Similar rapid clonal dynamics have been reported in colon
19
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490 cancer, with transient emergence of clones harboring KRAS mutations emerging during
491 development of cetuximab resistance followed by their regression when cetuxmab is
492 discontinued (29). Re-challenge with cetuximab at the time point when KRAS mutant clones
493 were undetectable led to clinical response (29).
494
495 Due to the possibility of a mixed response, the biopsy showing the presence of the AGAP3-
496 BRAF fusion was obtained when the patient was still receiving vemurafenib therapy. If
497 vemurafenib had been completely discontinued before the biopsy was performed, this
498 mechanism of resistance may not have been detected, as the clone with BRAF V600 alone could
499 have rebounded rapidly. Of note, this patient did experience some clinical benefit, although brief
500 in duration, upon rechallenge with a BRAF inhibitor after progression on immunotherapy. This
501 result suggests that rechallenge with BRAF/MEK inhibitors may be of benefit in the setting of
502 interval progression of kinase inhibitor therapy, as has been reported by others (30-32).
503
504 This is the first report of a BRAF translocation as the mechanism of acquired resistance to
505 vemurafenib in a melanoma with a pre-existing BRAF V600E mutation. It is possible that such
506 BRAF rearrangements may represent an underappreciated mechanism for acquired resistance
507 to BRAF inhibitors. It is hard to estimate the frequency of such events, as post-resistance
508 biopsies using assays that can identify fusion genes are not routinely performed. Given the
509 potential for rapid clonal dynamics, the timing of biopsy of progressive disease to look for
510 mechanisms of resistance may be critical, as there may be rapid rebound of parental clones
511 following discontinuation of kinase inhibitor therapy. Serial biopsies, or serial use of circulating
512 cell-free tumor DNA assays, may identify clinical settings where re-challenge with BRAF
513 inhibitors after progression off therapy may be effective.
514
515
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516 ACKNOWLEDGEMENTS
517 This research was supported by the Functional Genomics and Biospecimen Repository Shared
518 Resource(s) of the Rutgers Cancer Institute of New Jersey (P30CA072720) and a generous gift
519 to the Genetics Diagnostics to Cancer Treatment Program of the Rutgers Cancer Institute of
520 New Jersey and RUCDR Infinite Biologics. Funding for this research was also provided by
521 Merck & Co., Inc., Kenilworth, NJ 07033, USA, the Val Skinner Foundation, and Hugs for Brady
522 Foundation. This work is part of the Precision Medicine Initiative at the Rutgers Cancer Institute
523 of New Jersey.
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669 TABLES
670 Table 1: Next-generation DNA sequencing results on serial biopsy specimens
Pre- Axillary Axillary Lymph Treatment Lymph Node Node Biopsy Biopsy Biopsy (Bone) (progressing on (progressing immunotherapy, on off kinase vemurafenib) inhibitors for >3 months) Computational purity estimate 40% 57% 65% BRAF V600E MAF (depth) 30% (685) 54% (819) 51% (208) VHL E52* MAF (depth) 33% (537) 22% (567) 15% (123) ARID1A Y560* (depth) 0% (670) 8% (676) 0% (197) DNMT3A R736H (depth) 1% (561) 2% (642) 0% (132) STK11 splice site 464+1G>C 0% (229) 45% (348) 36% (78) STK11 copy number alteration loss None None CDKN2A/B copy number loss loss loss alteration AGAP3-BRAF fusion absent (0 present with 23 absent (0 supporting supporting supporting reads reads in chimeric read in manual manual pairs confirmation) confirmation) BRAF intron 8 average 546.57 568.21 125.46 coverage 671
672
673
674
675
676
677
678
679
680
681
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682 FIGURE LEGENDS
683
684 Figure 1 Representative CT images showing left axillary metastasis and liver metastases
685 A) Prior to vemurafenib treatment B), after 2 months of vemurafenib therapy and C), following
686 development of disease progression in the left axilla on vemurafenib
687
688 Figure 2 Structural and functional characterization of AGAP3-BRAF fusion
689 A) Illustration of BRAF-AGAP3 rearrangement event resulting from an inversion in chromosome
690 7. B) Representation of BRAF and AGAP3 genes and key domains. RBD: Ras binding domain.
691 CR: Cysteine–rich domain. Miro: Mitochondrial Rho protein domain, PH: Pleckstrin homology
692 domain. C) UACC903 cells harboring BRAF V600E expressing either empty vector or V5-tagged
693 AGAP3-BRAF fusion were either untreated or treated with PLX4720 (BRAF inhibitor), AZD6244
694 (MEK inhibitor), or both agents. Cell extracts were processed for Western blotting and probed
695 with the indicated antibodies. D) Parental UACC903 cells and UACC903 cells with stable
696 expression of V5-AGAP3-BRAF were treated with increasing concentrations of BRAF inhibitor
697 (PLX4720) left panel or MEK inhibitor (AZD6244), right panel and colony formation is plotted.
698 E) Parental UACC903 cells and UACC903 cells with stable expression of V5-AGAP3-BRAF
699 were treated with increasing concentrations of BRAF inhibitor (vemurafenib), left panel, or MEK
700 inhibitor (trametinib), right panel, for 4 days and the cell proliferation was measured with Celltiter
701 96 Aqueous One Solution reagent (Promega) and percent cell proliferation is plotted as an
702 average of three independent experiments.
703
704 Figure 3 Mixing studies and proposed rapid clonal dynamics model 705 706 A) UACC903 parental cells stably expressing empty vector GFP and UACC903 cells expressing
707 fusion protein AGAP3-BRAF were mixed in 10:1 ratio and treated with a BRAF inhibitor
708 (vemurafenib) for 7 days. Images were taken for three independent experiments and cell
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709 number for each cell type was counted and plotted as percentage of total population. (Yellow
710 arrows indicate UACC903 cells expressing AGAP3-BRAF fusion protein.) B) Depiction of
711 proposed rapid clonal dynamics model. Clones harboring both BRAF V600E and AGAP3-BRAF
712 fusion are more fit than clones harboring BRAF V600E without the AGAP3-BRAF fusion only in the
713 presence of vemurafenib, and expand under vemurafenib treatment, leading to tumor
714 progression. However, when BRAF kinase inhibitor treatment is withdrawn, clones harboring
715 BRAF V600E without the AGAP3-BRAF fusion are now more fit, and rapidly dominate the growing
716 tumor mass.
717
718
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BRAF fusion as a novel mechanism of acquired resistance to vemurafenib in BRAF V600E mutant melanoma
Atul Kulkarni, Husam Al-Hraishawi, Srilatha Simhadri, et al.
Clin Cancer Res Published OnlineFirst May 24, 2017.
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