CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS

QINGHUA CHEN AND BANGMING DENG

Abstract. In this paper we study the category Cm(P) of m-cyclic complexes over P, where P is the category of projective modules over a finite dimensional hereditary algebra A, and describe almost split sequences in Cm(P). This is applied to prove the existence of Hall polynomials in Cm(P) when A is representation finite and m 6= 1. We further introduce the Hall algebra of Cm(P) and its localization in the sense of Bridgeland. In the case when A is representation finite, we use Hall polynomials to define the generic Bridgeland–Hall algebra of A and show that it contains a subalgebra isomorphic to the integral form of the corresponding quantum enveloping algebra. This provides a construction of the simple Lie algebra associated with A.

1. Introduction

The Ringel–Hall algebra Hv(A) of a finite dimensional algebra A over a finite field Fq was introduced by Ringel [28] in 1990. By definition, the algebra Hv(A) has a ba- sis the isoclasses (isomorphism classes) of A-modules, and the structure constants are given by counting certain submodules. Ringel then showed that when A is hereditary and representation finite, Hv(A) is isomorphic to the positive part of the correspond- ing quantum enveloping algebra. Later on, Green [13] obtained a comultiplication formula for Ringel–Hall algebras of hereditary algebras and extended Ringel’s alge- braic realization to arbitrary types. When A is hereditary of finite representation type, Ringel [30] proved that the structure constants of the Ringel–Hall algebra Hv(A) are actually polynomials in q, called Hall polynomials. By evaluating Hall polynomials at q = 1, it was shown in [29] that the degenerate Ringel–Hall algebra H1(A) is isomorphic to the positive part of the associated universal enveloping algebra. In particular, this gives a realization of nilpotent parts of the semisimple Lie algebra associated with A. Based on Ringel’s idea, Peng and Xiao [25] obtained a realization of the whole semisimple Lie algebra in terms of the root category of A. It turns out that Ringel–Hall algebra approach provides a nice framework for the realization of quantum enveloping algebras and Kac–Moody Lie algebras, see, e.g., [28, 30, 13, 29, 21, 22, 26, 34]. After Ringel’s discovery, some efforts have been made in order to obtain the whole . For example, many authors have studied Hall algebras associated with triangulated categories; see [37, 20, 35, 39]. Recently, Bridgeland [5] introduced the Hall algebra of 2-cyclic complexes of projective modules over a finite dimensional hereditary algebra A and proved that by taking localization and reduction, the result- ing algebra admits a subalgebra isomorphic to the whole quantum enveloping algebra

2000 Mathematics Subject Classification. 16G20, 17B37, 17B20. Key words and phrases. cyclic complex; Hall polynomial; quantum group; simple Lie algebra. Supported partially by the Natural Science Foundation of China and the Specialized Research Fund for the Doctoral Program of Higher Education. 1 2 QINGHUA CHEN AND BANGMING DENG associated with A. If, moreover, A is representation finite, then the two algebras coincide. The present paper mainly deals with the category Cm(P) of m-cyclic complex- es of projective modules over a finite dimensional hereditary algebra A (setting b C0(P) = C (P) by convention). We first describe almost split sequences in Cm(P) in a way similar to that given in [33] for C1(P). This allows us to prove the existence of Hall polynomials in Cm(P) when A is representation finite and m 6= 1. Second, we introduce the Hall algebra of m-cyclic complexes and, based on [5], prove that its lo- calization is isomorphic to the tensor product of m-copies of the extended Ringel–Hall algebra of A. Finally, under the assumption that A is connected and representation finite, i.e., up to Morita equivalence, A is given by a (connected) valued Dynkin ∆,~ we use Hall polynomials to define the generic Bridgeland–Hall algebra of ∆~ and show that its degenerate form is isomorphic to the universal enveloping algebra of the simple Lie algebra g∆ associated with the underlying diagram ∆. This provides a realization of the entire g∆ in terms of 2-cyclic complexes. We refer to [3, 12, 2] for basic notions concerning representations of finite dimen- sional algebras. Nevertheless, we want to fix some notation and terminology used throughout the paper. Given a finite dimensional algebra A over a field F, we denote by A-mod the category of finite dimensional (left) A-modules and by P = PA the full subcategory of A-mod consisting of projective A-modules. Let G0(A) be the Grothendieck group of A-mod which is the free ZI with basis the set I of isoclasses of simple A-modules. For each i ∈ I, let Si be a simple A-module belonging to the class i. Given a module M in A-mod, we denote by dim M the image of M in P G0(A), called the dimension vector of M. Hence, if dim M = i∈I xii, then xi is the number of composition factors isomorphic to Si in a composition series of M. The P dimension of M over F will be denoted by dim M. For a = aii ∈ ZI, we write P i∈I |a| = i∈I ai. Thus, |dim M| is the number of composition factors of M. 2 Now suppose A is hereditary, i.e, Ext A(M,N) = 0 for all M,N ∈ A-mod. The Euler form h−, −i : ZI × ZI → Z associated with A is defined by 1 hdim M, dim Ni = dim FHomA(M,N) − dim FExt A(M,N), where M,N ∈ A-mod. Its symmetrization (−, −): ZI × ZI → Z, called the symmet- ric Euler form, is given by (dim M, dim N) = hdim M, dim Ni + hdim N, dim Mi. We will mostly work with a finite dimensional hereditary algebra over a finite field Fq of q elements. In this case, for each simple A-module Si, ∼ Di := End A(Si) = Fqdi for some di > 1. 1 For i 6= j in I, we consider the Di-Dj-bimodule Ext A(Sj,Si) and Dj-Di-bimodule 1 Ext A(Si,Sj) and define 1 1 ci,j = −dim Di Ext A(Sj,Si) − dim Ext A(Si,Sj)Di .

We obtain a matrix CA = (ci,j)i,j∈I by setting ci,i = 2 for all i ∈ I. It is easy to see that CA is a symmetrizable generalized Cartan matrix with symmetrization matrix D = diag(di : i ∈ I). Thus, we have the Kac–Moody Lie algebra gA = g(CA) associated with CA; see [19]. Further, we have the associated universal enveloping algebra U(gA) (defined over Q or C) and the associated quantum enveloping algebra CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 3

U(gA) (defined over C or the field of rational functions Q(v) in indeterminate v); see [18, 23]. Following [8, 9], each finite dimensional hereditary Fq-algebra A, up to Morita ~ equivalence, can be obtained from an Fq-species associated with a valued quiver ∆ = (Γ, d; Ω), where ∆ = (Γ, d) is a valued graph and Ω is an orientation of ∆. We will call ∆ the type of A. If, moreover, A is representation finite, then ∆ is a disjoint union of Dynkin diagrams. We remark that finite dimensional hereditary Fq-algebras can be also constructed in terms of quivers with automorphisms; see [16, 6]. For a finite dimensional hereditary Fq-algebra A, CA only depends on its type ∆. Thus, we will write C∆, g∆ instead of CA and gA. Also, we denote by Φ(∆) the + root system of g∆ and by Φ (∆) the set of positive roots. The set of simple roots is denoted by {αi | i ∈ I}.

2. Category of cyclic complexes and almost split sequences In this section we recall from [25, 5] the notion of m-cyclic complexes over the module category of a finite dimensional algebra A. When A is hereditary, we de- scribe almost split sequences in the category of m-cyclic complexes over projective A-modules. This description is analogous to that given in [33] for the case m = 1. Given an additive category A , let Cb(A ) be the category of bounded complexes of b • i i i objects in A . Each object in C (A ) will be written as M = (M , d )i∈Z, where M are objects in A (all but finitely many are zero), and di : M i → M i+1 are morphisms in A satisfying di+1di = 0. There is a shift functor [1] : Cb(A ) −→ Cb(A ),M • 7−→ M •[1], • i i i i+1 i i+1 where M [1] = (X , f ) is defined by X = M and f = −d for all i ∈ Z. We also define M •[−1] to be the complex N • with M • = N •[1]. Inductively, we can define • b b • • M [s] for each s ∈ Z and, thus, a functor [s]: C (A ) → C (A ) taking M 7→ M [s]. For each m > 1, write Zm = Z/mZ = {0, 1, . . . , m − 1}. By definition, an m-cyclic • i i i complex M = (M , d )i∈Zm over A consists of objects M in A and morphisms i i i+1 i+1 i d : M → M for i ∈ Zm satisfying d d = 0. A morphism f between two m- cyclic complexes M • = (M i, di) and N • = (N i, ci) is given by a family of morphisms i i i i fi : M → N satisfying fi+1d = c fi for all i ∈ Zm. The category of m-cyclic complexes over A is denoted by Cm(A ). b For notational simplicity, we write C0(A ) for C (A ) and set Z0 = Z. For each m > 0, Cm(A ) admits an exact structure such that a sequence 0 −→ M • −→ E• −→ N • −→ 0 i i i is exact if and only if for each i ∈ Zm, the sequence 0 → M → E → N → 0 is split exact in A . By applying [15, Sect. 3.2] and [25, Sect. 7], we obtain that Cm(A ) becomes a Frobenius category in which projective objects are finite direct sums of i i KX [s] for X ∈ A and s ∈ Zm, where KX = (M , d ) ∈ Cm(A ) is defined by setting ( ( X, if i = 0, −1; id , if i = −1; M i = di = X if m 6= 1; and 0, otherwise, 0, otherwise

0 0  0 idX  M = X ⊕ X, d = 0 0 if m = 1. For each m > 0, let Km(A ) be the corresponding homotopy category of Cm(A ) and let πm = πm,A : Cm(A ) → Km(A ) denote the natural functor. Note that 4 QINGHUA CHEN AND BANGMING DENG

b K0(A ) = K (A ). If m > 1, there exists a functor b Fm : C (A ) = C0(A ) −→ Cm(A ) • s s • i i taking M = (M , d )s∈Z to Fm(M ) = (X , d )i∈Zm with M Xi = M s and di = (−1)mdiag{ds | s ∈ i}. s∈i

b This induces a functor K (A ) = K0(A ) → Km(A ), still denoted by Fm. It is direct to check the following commutative diagram

Fm C0(A ) / Cm(A )

π0 πm

 Fm  K0(A ) / Km(A )

Remark 2.1. The m-cyclic complexes have been first introduced in [25] for positive even integer m, but they are called m-cycle complexes there; see also [40]. In case m = 2, they are called Z2-graded complexes in [5]. Let now A be a finite dimensional algebra over a field F. Applying the above construction to A-mod and P = PA, we obtain categories Cm(A-mod), Cm(P), Km(A-mod), and Km(P) for all m ∈ N. We also have functors

Fm : C0(A-mod) −→ Cm(A-mod), Fm : C0(P) −→ Cm(P), Fm : K0(A-mod) −→ Km(A-mod), and Fm : K0(P) −→ Km(P).

b It is well known that K0(A-mod) = K (A-mod) is a triangulated category. If, moreover, A has finite global dimension, then there is a triangulated equivalence b b from K0(P) = K (P) to the bounded derived category D (A-mod); see [15].

Remarks 2.2. (1) For m > 1, let Γ = Γm be the cyclic quiver with vertex set Zm and ∞ arrows ρi : i −→ i+1 (i ∈ Zm). We let by convention Γ0 be the quiver of type A∞ with vertex set Z0 = Z and arrows ρi : i −→ i+1 (i ∈ Z). Put Λm = FΓ/I, where FΓ is the path algebra of Γ and I is the ideal of FΓ generated by ρi+1ρi for i ∈ Zm. Note that Λ0 does not have an identity element, but enough idempotents. Then Cm(A-mod) can be identified with the category (A ⊗F Λm)-mod of finite dimensional A ⊗F Λm- modules. Note that they have different exact structures; nevertheless, Cm(P) can be viewed as an exact full subcategory of (A ⊗F Λm)-mod. 2 (2) In the case of m = 1, Λ1 is isomorphic to the algebra F[x]/(x ) of dual numbers. The categories C1(A-mod) and C1(P), where A is the path algebra of a quiver, have been studied in [33] in connection with Gorenstein-projective A ⊗F Λ1-modules.

As indicated above, Cm(P) is a Frobenius category. In the following we describe almost split sequences in Cm(P) in the case when A is hereditary. The description is similar to that in [33] for the case m = 1. From now onwards, we assume that A is a finite dimensional hereditary algebra over a field F. Then Cm(P) is closed under subobjects, but, in general, is not abelian. We now describe all the indecomposable objects Cm(P). First of all, for each indecomposable projective P ∈ P and each i ∈ Zm, we have the indecomposable projective and injective object KP [i] in Cm(P). Furthermore, CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 5

i i given a morphism f : Q → P in P, we define Cf = (X , d ) ∈ Cm(P) by setting  P, if i = 0; (  f, if i = −1; Xi = Q, if i = −1; di = if m 6= 1; and 0, otherwise 0, otherwise,

0 0 h 0 f i X = P ⊕ Q, d = 0 0 if m = 1. For each A-module M, we fix a minimal projective resolution1 of M

δM εM 0 −→ ΩM −→ PM −→ M −→ 0(2.1) and set CM = CδM ∈ Cm(P). The following result follows easily from the property that A is hereditary; see, for example, [15, 33, 5] for a proof.

Lemma 2.3. The objects CM [i] and KP [i], where i ∈ Zm, M is an indecomposable A-module, and P is an indecomposable projective A-module, provide a complete set of indecomposable objects in Cm(P). Moreover, KP [i] are all indecomposable projective objects in Cm(P). In particular, Fm : C0(P) → Cm(P) is dense. • i i Remark 2.4. By the lemma above, a complex M = (M , d ) in Cm(P) is acyclic, i • i i−1 • i.e., H (M ) = Ker (d )/Im(d ) = 0, ∀ i ∈ Zm, if and only if M is isomorphic to a finite direct sum of complexes of the form KP [i]. The next lemma can be proved by a direct calculation and by applying an argument similar to that in the proof of [5, Lem. 3.3]. • • Lemma 2.5. (1) If X ,Y ∈ C0(P) are of the form CM or KP for some M ∈ A-mod and P ∈ P, then for i, j ∈ Z, • • HomC0(P)(X [i],Y [j]) 6= 0 =⇒ j = i or i + 1. • • (2) For X ,Y ∈ Cm(P), there is an isomorphism Ext 1 (X•,Y •) ∼ Hom (X•,Y •[1]). Cm(P) = Km(P) Moreover, if m 6= 1, then for M,N ∈ A-mod and i ∈ Zm, ( Ext 1 (M,N), if i = 0; Ext 1 (C ,C [i]) ∼ A Cm(P) M N = HomA(M,N), if i = −1.

• i i Let σ : C0(P) → C0(P) denote the functor such that for M = (M , d ) ∈ C0(P), • i i i m+i i m+i σ(M ) = (X , f ) is defined by X = M and f = d for all i ∈ Z. Then the two lemmas above imply that for each m > 1, the functor

Fm : C0(P) −→ Cm(P) is a G-precovering as defined in [1, (1.7)], where G denotes the infinite cyclic group generated by σ. Obviously, Fm is G-invariant, i.e., Fm ◦ g = Fm for all g ∈ G. Moreover, it can be checked that Fm is a Galois G-covering in the sense of [4, Def. 2.8], and the induced functor b Fm : K0(P) = K (P) −→ Km(P). is a Galois G-covering, too.

1 The notation PM and ΩM will be used throughout the paper. 6 QINGHUA CHEN AND BANGMING DENG

By applying [4, Th. 3.7] to Fm, we obtain that a short exact sequence 0 −→ X• −→ Y • −→ Z• −→ 0 in C0(P) is almost split if and only if • • • 0 −→ Fm(X ) −→ Fm(Y ) −→ Fm(Z ) −→ 0 is an almost split sequence in Cm(P). Thus, the construction of almost split sequences in C1(P) given in [33] can be used to obtain those in Cm(P) for m 6= 1. In the following we describe almost split sequences in Cm(P) based on A-mod. Let M be an indecomposable non-projective A-module. By [3, Ch. 5], there is an almost split sequence ϕ ψ ηM : 0 −→ τM −→ E −→ M −→ 0 in A-mod, where τ = τA denotes the Auslander–Reiten translate in A-mod. By the Horseshoe Lemma (see [36, Sect. 2.2]), the minimal projective resolutions of M and τM as in (2.1) give the following commutative diagram with exact row and columns: (2.2) 0 0 0

 ι  p  0 / ΩτM / ΩτM ⊕ ΩM / ΩM / 0

δτM δe δM  ι  p  0 / PτM / PτM ⊕ PM / PM / 0 ε ε τM εe M  ϕ  ψ  0 / τM / E / M / 0

   0 0 0 where ι and p denote the canonical inclusions and projections, respectively. Set E• = C ∈ C ( ). We obtain an exact sequence in C ( ): e δe m P m P

ϕe • ψe (2.3) ηeM : 0 −→ CτM −→ Ee −→ CM −→ 0. We have the following result. Proposition 2.6. Let M be an indecomposable non-projective A-module. Then the above sequence ηeM is an almost split sequence in Cm(P). Moreover, if τM is not • ∼ • ∼ simple, then Ee = CE; if τM is simple, then Ee = CE ⊕ KPτM .

Proof. It can be checked by the definition that ϕe is a left almost split morphism. Since CM is indecomposable, it follows that ηeM is an almost split sequence. Using a dual statement of [3, Ch. V, Lem. 3.2(4)], we have top (E) = top (M) ⊕ top (τM) if τM is not simple and top (E) = top (M) if τM is simple. This gives the second statement. 

Now let {Si | i ∈ I} be a complete set of simple A-modules, and let Pi and Ii be the projective cover and injective hull of Si, respectively. Then

top Pi = Si = soc Ii. CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 7

Thus, for each i ∈ I, we have the canonical projection pi : Pi → Si and the canonical inclusion κi : Si → Ii. Consider the projective resolution of Ii as in (2.1). We then can lift the composition κipi : Pi → Ii to a morphism si : Pi → PIi :

Pi si κipi

δIi ~ εIi  0 / ΩIi / PIi / Ii / 0 We get a commutative diagram

1 κ= 0 π=[0 1] (2.4) 0 / ΩIi / ΩIi ⊕ Pi / Pi / 0

δI i δe=[δIi si]  1   0 / PIi / PIi / 0 / 0 which gives the exact sequence

ϕ • ψ ηi : 0 −→ CIi −→ H −→ CPi [1] −→ 0(2.5) in C ( ), where H• = C . By Lemma 2.5, under the isomorphism m P δe Ext 1 (C [1],C ) ∼ Hom (C [1],C [1]), Cm(P) Pi Ii = Km(P) Pi Ii the sequence ηi corresponds to the non-zero morphism defined by si. Hence, ηi is non-split. The next result can be obtained by combining [33, Lem. 5.2 & 5.3] with [4, Th. 3.7].

Proposition 2.7. For each i ∈ I, the above sequence ηi is an almost split sequence • ∼ in Cm( ). Moreover, if Ii = Si is simple, then H = K ⊕ C [1]. Otherwise, P Pi rad Pi H• =∼ C ⊕ C [1]. Ii/soc Ii rad Pi The following corollary is an easy implication of Propositions 2.6 and 2.7. Corollary 2.8. Let A be a representation-finite hereditary algebra. Then the Auslander– b Reiten quiver of C0(PA) = C (PA) is directed. We refer the reader to some examples given in [33, Sect. 8] which illustrate the Auslander–Reiten quivers of C1(PA).

3. Hall polynomials for cyclic complexes In this section we deal with the representation-finite hereditary algebra given by a valued Dynkin quiver ∆~ and show that there exist Hall polynomials for m-cyclic complexes associated with ∆~ in the case when m 6= 1. The result will be used in Section 5 to define the generic Bridgeland–Hall algebra of ∆.~ Let A be a finite dimensional hereditary algebra over the finite field Fq and P = PA be the full subcategory of A-mod consisting of projective modules. Let Cm(P) be the category of m-cyclic complexes of P. Definition 3.1. Given objects Z,X ,...,X in C ( ) (or A-mod), let F Z 1 t m P X1,... ,Xt denote the number of filtrations

Z = Z0 ⊇ Z1 ⊇ · · · ⊇ Zt−1 ⊇ Zt = 0 8 QINGHUA CHEN AND BANGMING DENG ∼ such that Zs−1/Zs = Xs for all 1 6 s 6 t, called the Hall number associated with Z,X1,...,Xt.

For each object X in Cm(P) (or A-mod), let Aut(X) denote the automorphism group of X. The following result is taken from [27, 24].

Lemma 3.2. Let Z,X,Y be objects in Cm(P)(or A-mod). Then |Ext 1(X,Y ) | · |Aut(Z)| F Z = Z , X,Y |Aut(X)| · |Aut(Y )| · |Hom(X,Y )| 1 1 where Ext (X,Y )Z denotes the subset of Ext (X,Y ) consisting of equivalence classes of exact sequences in Cm(P)(or A-mod) of the form 0 → Y → Z → X → 0. In the following we assume that ∆~ is a valued Dynkin quiver, i.e., its underlying valued graph ∆ is a Dynkin diagram. By [8], for each prime power q (6= 1 by conven- ~ tion), we can associate a finite dimensional hereditary Fq-algebra A = A(∆, q) which is representation finite of type ∆; see the discussion in the introduction. By a well-known result in [10, 11, 8], the correspondence M 7→ dim M induces a bijection between the set of isoclasses of indecomposable A-modules and the set + + of positive roots Φ = Φ (∆) of the simple Lie algebra g∆ associated with ∆. For + each α ∈ Φ , let Mq(α) denote the corresponding indecomposable A-module. Let Si be the simple A-module corresponding to the simple root αi, i.e., Mq(αi) = Si. Let + further βi be the root in Φ such that Pi := Mq(βi) is a projective cover of Si. By Lemma 2.3, the set + {CMq(α)[s],KPi [s] | α ∈ Φ , i ∈ I, s ∈ Zm} is a complete set of indecomposable objects in Cm(P). Put + Im(∆) = (Φ ∪ I) × Zm, and identify Φ+ ∪ I with the subset (Φ+ ∪ I) × {0}. Define

Pm(∆) = {λ : Im(∆) −→ N | supp λ is finite}, where supp λ denotes the set of all x ∈ Im(∆) satisfying λ(x) 6= 0. By the Krull– Schmidt theorem, the correspondence sending λ ∈ Pm(∆) to M  M  C(λ) = Cq(λ) = λ(α, s)CMq(α)[s] ⊕ λ(i, s)KPi [s] + (α,s)∈Φ ×Zm (i,s)∈I×Zm induces a bijection from Pm(∆) to the set of isoclasses of objects in Cm(P). For λ, µ ∈ Pm(∆), define the addition λ ⊕ µ ∈ Pm(∆) by setting

(λ ⊕ µ)(x) = λ(x) + µ(x) for all x ∈ Im(∆).

In other words, Cq(λ ⊕ µ) = Cq(λ) ⊕ Cq(µ). An element λ ∈ Pm(∆) is said to be indecomposable if Cq(λ) is indecomposable and decomposable otherwise. We say that λ is acyclic if Cq(λ) is an acyclic complex. It is direct to see that λ is acyclic if and only if supp λ ⊆ I × Zm; see Remark 2.4. + Remark 3.3. There is a bijection from the set of functions Φ → N to the set of isoclasses of A-modules by sending λ 7→ [Mq(λ)], where M Mq(λ) = λ(α)Mq(α) ∈ A-mod. α∈Φ+ CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 9

Let Z[q] be the polynomial over Z in indeterminate q. By a result of Ringel [29], + λ for any given three functions λ, µ, ν :Φ → N, there is a polynomial ϕµ,ν(q) ∈ Z[q] such that for each prime power q,

ϕλ (q) = F Mq(λ) . µ,ν Mq(µ),Mq(ν) They are called Hall polynomials. We are going to extend this result to the category Cm(P) for m 6= 1. λ Definition 3.4. Let λ, µ, ν ∈ Pm(∆). If there exists a polynomial ψµ,ν(q) ∈ Z[q] such that for each prime power q,

ψλ (q) = F Cq(λ) , µ,ν Cq(µ),Cq(ν) λ we say that the Hall polynomial ψµ,ν(q) exists for the triple λ, µ, ν. Using arguments similar to those in [29, Sect. 2], we obtain the following result.

Lemma 3.5. (1) For λ, µ ∈ Pm(∆), the dimensions

dim Fq HomCm(P)(Cq(λ),Cq(µ)) and dim Fq HomKm(P)(Cq(λ),Cq(µ)) only depend on λ and µ, but not on q. (2) For each λ ∈ Pm(∆), there is a monic polynomial aλ(q) ∈ Z[q] such that for each prime power q,

aλ(q) = |Aut(Cq(λ))|. b We first consider the case m = 0. By Corollary 2.8, C0(P) = C (P) is a directed category. More precisely, there is a total ordering 6 on P0(∆) such that for x, y ∈ P0(∆),

HomC0(P)(Cq(x),Cq(y)) 6= 0 =⇒ x 6 y. Then by applying the arguments similar to those in the proof of [29, Th. 1], we obtain the following result.

λ Proposition 3.6. For λ, µ, ν in P0(∆), the Hall polynomial ψµ,ν(q) exists. This proposition together with Lemmas 3.2 and 3.5 gives the next result.

λ Corollary 3.7. For λ, µ, ν in P0(∆), there is a polynomial Eµ,ν(q) ∈ Z[q] such that for each each prime power q, Eλ (q) = |Ext 1 (C (µ),C (ν)) |. µ,ν C0(P) q q Cq(λ)

In the rest of this section, we assume m > 1. By Lemma 2.3, the map γm : P0(∆) → Pm(∆), λ 7→ γm(λ) defined by X γm(λ)(x, s) = λ(x, t), ∀ (x, s) ∈ Im(∆), t∈s is surjective. By the definition, ∼ Fm(Cq(λ)) = Cq(γm(λ)).

Lemma 3.8. Let λ, µ, ν ∈ Pm(∆) with µ or ν indecomposable. Then the Hall poly- λ nomial ψµ,ν(q) exists. 10 QINGHUA CHEN AND BANGMING DENG

Proof. We only treat the case where µ is indecomposable. The case for ν to be indecomposable can be treated in a dual way. + + Let ξ, η ∈ P0(∆) with their supports contained in Φ ∪ I = (Φ ∪ I) × {0}. By Lemma 2.5(1), for t ∈ Z,

HomC0(P)(Cq(ξ),Cq(η)[t]) 6= 0 =⇒ t = 0 or 1.

Now chooseµ, ˜ ν˜ ∈ P0(∆) such that

γm(˜µ) = µ and γm(˜ν) = ν.

Thenµ ˜ is indecomposable, Fm(Cq(˜µ)) = Cq(µ), and Fm(Cq(˜ν)) = Cq(ν). Since Cq(˜µ) is indecomposable, by applying the shift functor [1], we may assume suppµ ˜ ⊆ Φ+ ∪ I, + i.e., Cq(˜µ) = CMq(α) or KPi for some α ∈ Φ or i ∈ I. Further, we may assume that suppν ˜ ⊆ (Φ+ ∪ I) × {−1, 0, . . . , m − 2}.

Applying Lemma 2.5 and the covering functor Fm : K0(P) → Km(P) gives that Ext 1 (C (µ),C (ν)) Cm(P) q q ∼ =HomKm(P)(Cq(µ),Cq(ν)[1]) = HomKm(P)(Fm(Cq(˜µ)), Fm(Cq(˜ν)[1])) ∼ M t = HomK0(P)(Cq(˜µ), σ (Cq(˜ν)[1])) = HomK0(P)(Cq(˜µ),Cq(˜ν)[1]) t∈Z ∼Ext 1 (C (˜µ),C (˜ν)). = C0(P) q q This gives a bijection of sets [ Ext 1 (C (µ),C (ν)) =∼ Ext 1 (C (˜µ),C (˜ν)) . Cm(P) q q Cq(λ) C0(P) q q Cq(λ˜) λ˜∈P0(∆), γm(λ˜)=λ Therefore, X |Ext 1 (C (µ),C (ν)) | = |Ext 1 (C (˜µ),C (˜ν)) |. Cm(P) q q Cq(λ) C0(P) q q Cq(λ˜) λ˜∈P0(∆), γm(λ˜)=λ

˜ λ˜ By Corollary 3.7, for each λ, there is a polynomial Eµ,˜ ν˜(q) ∈ Z[q] such that for each finite field Fq, ˜ Eλ (q) = |Ext 1 (C (˜µ),C (˜ν)) |. µ,˜ ν˜ C0(P) q q Cq(λ˜) Set λ X λ˜ Eµ,ν(q) = Eµ,˜ ν˜(q)

λ˜∈P0(∆), γm(λ˜)=λ which clearly satisfies Eλ (q) = |Ext 1 (C (µ),C (ν)) |. µ,ν Cm(P) q q Cq(λ) The together with Lemma 3.5 shows the existence of the desired Hall polynomial λ ψµ,ν(q) ∈ Z[q]. 

Since Cm(P) can be viewed as a full subcategory of (A ⊗k Λm)-mod as seen in Remark 2.2(1), the first statement of the following lemma follows from [14, Lem. 2.1], while the second one is a direct consequence of Lemma 3.2. CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 11

Lemma 3.9. (1) Let 0 → X → Z → Y → 0 be an exact sequence in Cm(P). Then dim Ext 1 (Z,Z) dim Ext 1 (X ⊕ Y,X ⊕ Y ). Fq Cm(P) 6 Fq Cm(P) Moreover, the equality holds if and only if Z =∼ X ⊕ Y. µ (2) Let µ = µ1 ⊕µ2. Then ψµ1,µ2 (q) exists and, moreover, it is a monic polynomial (i.e., its leading coefficient equals 1).

For each µ ∈ Pm(∆), set X d = µ(x) and l = dim Ext 1 (C (µ),C (µ)). µ µ Fq Cm(P) q q x∈Im(∆)

In other words, dµ is the number of indecomposable direct summands of Cq(µ). λ Lemma 3.10. If µ ∈ Pm(∆) satisfies lµ = 0, then the Hall polynomials ψµ,ν(q) exist for all λ, ν ∈ Pm(∆).

Proof. The case dµ = 0 is trivial, while the case dµ = 1 follows from Lemma 3.8.

Suppose dµ > 1 and write µ = µ1 ⊕ µ2 with dµ1 , dµ2 > 1. It follows from the assumption lµ = 0 that for all λ, ν ∈ Pm(∆) and prime powers q, X C (λ) C (θ) C (λ) F q F q = F q Cq(µ1),Cq(θ) Cq(µ2),Cq(ν) Cq(µ1),Cq(µ2),Cq(ν) θ X C (λ) C (ω) C (λ) C (µ) = F q F q = F q F q . Cq(ω),Cq(ν) Cq(µ1),Cq(µ2) Cq(µ),Cq(ν) Cq(µ1),Cq(µ2) ω By induction on d , we may suppose that both ψλ (q) and ψθ (q) exist. Since µ µ1,θ µ2,ν µ ψµ1,µ2 (q) is a monic polynomial by Lemma 3.9(2), we conclude that X λ θ  µ ψµ1,θ(q)ψµ2,ν(q) /ψµ1,µ2 (q) ∈ Z[q] θ λ is the desired polynomial ψµ,ν(q).  Now we are ready to prove the existence of Hall polynomials in the general case.

Theorem 3.11. Suppose m > 1. Then for arbitrary λ, µ, ν ∈ Pm(∆), the Hall λ polynomial ψµ,ν(q) exists. Proof. We order the pairs of nonnegative integers (l, d) with d > 1 lexicographically, i.e., 0 0 0 0 0 (l, d) 6 (l , d ) ⇐⇒ l < l or l = l and d 6 d . We use this ordering to proceed induction on (lµ, dµ) to show the existence of the Hall λ polynomials ψµ,ν(q). λ By Lemmas 3.8 and 3.10, ψµ,ν(q) exists whenever lµ = 0 or dµ = 1. Now let µ ∈ Pm(∆) satisfy lµ > 0 and dµ > 1. Write µ = µ1 ⊕ µ2 with µ1 6= 0 6= µ2. Then

lµ1 , lµ2 6 lµ and dµ1 , dµ2 < dµ, that is, (lµ1 , dµ1 ) < (lµ, dµ) and (lµ2 , dµ2 ) < (lµ, dµ). By the definition, for all λ, ν ∈ Pm(∆) and prime powers q, X C (λ) C (ω) C (λ) F q F q = F q Cq(ω),Cq(ν) Cq(µ1),Cq(µ2) Cq(µ1),Cq(µ2),Cq(ν) ω X C (λ) C (θ) = F q F q . Cq(µ1),Cq(θ) Cq(µ2),Cq(ν) θ 12 QINGHUA CHEN AND BANGMING DENG

Hence,

F Cq(λ) F Cq(µ) Cq(µ),Cq(ν) Cq(µ1),Cq(µ2) (3.1) X C (λ) C (θ) X C (λ) C (ω) = F q F q − F q F q . Cq(µ1),Cq(θ) Cq(µ2),Cq(ν) Cq(ω),Cq(ν) Cq(µ1),Cq(µ2) θ ω6=µ

Moreover, for ω 6= µ, F Cq(ω) 6= 0 implies the existence of a non-split exact Cq(µ1),Cq(µ2) sequence

0 −→ Cq(µ2) −→ Cq(ω) −→ Cq(µ1) −→ 0. By Lemma 3.9(1), l = dim Ext 1 (C (ω),C (ω)) < dim Ext 1 (C (µ),C (µ)) = l , ω Fq Cm(P) q q Fq Cm(P) q q µ that is, (lω, dω) < (lµ, dµ). Hence, by the induction hypothesis, all the Hall polyno- mials λ ω θ λ ψµ1,θ(q), ψµ1,µ2 (q), ψµ2,ν(q), and ψω,ν(q) µ exist. Since ψµ1,µ2 (q) is a monic polynomial, it follows from (3.1) that X λ θ X λ ω  µ ψµ1,θ(q)ψµ2,ν(q) − ψω,ν(q)ψµ1,µ2 (q) /ψµ1,µ2 (q) ∈ Z[q] θ ω6=µ

λ is the required polynomial ψµ,ν(q).  The following result is a direct consequence of the above theorem.

Corollary 3.12. Let m > 1. Then for arbitrary λ, µ, ν ∈ Pm(∆), there is a polyno- λ mial Eµ,ν(q) ∈ Z[q] such that for each prime power q, Eλ (q) = |Ext 1 (C (µ),C (ν)) |. µ,ν Cm(P) q q Cq(λ) Remark 3.13. In the proof of Lemma 3.8, the condition m > 1 is required. So our method does not work for m = 1, but we still believe that Hall polynomials should exist in this special case, too.

4. Hall algebras of m-cyclic complexes In this section we follow [28, 17, 5] to define the Hall algebra of m-cyclic complexes of projective modules over a finite dimensional hereditary algebra A and show that its localization is isomorphic to the tensor product of m copies of the extended Ringel– Hall algebra of A when m > 2. This is a slight generalization of [5, Lem. 4.7] for the case m = 2. It might be interesting to study the structure of the Hall algebra of C1(P). As in the previous sections, let A be a finite dimensional hereditary algebra over the finite field Fq and P = PA be the full subcategory of A-mod consisting of projective modules. For each m ∈ N, let Cm(P) be the category of m-cyclic complexes over P. Since Cm(P) is an exact category, we can define the Hall algebra of Cm(P) in the sense of Ringel; see [17, Th. 3]. Let Iso(Cm(P)) be the set of isoclasses of objects in • • • Cm(P). For each M ∈ Cm(P), let [M ] denote the isoclass of M . √ −1 −1 Set v = q and let Z[v, v ] be the subring of R generated by v and v . Recall L• • • • the Hall numbers FM •,N • for L ,M ,N ∈ Cm(P) given in Definition 3.1. CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 13

−1 Definition 4.1. The (twisted) Hall algebra Hv(Cm(P)) of Cm(P) is the free Z[v, v ]- module with basis • {u[M •] | [M ] ∈ Iso(Cm(P))} and with multiplication given by P i i • i∈ hdim M ,dim N i X L u[M •] ∗ u[N •] = v Zm FM •,N • u[L•], [L•] • i i • i i where M = (M , dM ),N = (N , dN ) ∈ Cm(P). Note that for each i ∈ Zm, i i i i hdim M , dim N i = dim HomA(M ,N ) since M i and N i are projective A-modules. • For each [M ] ∈ Iso(C2(P)), set • (4.1) b[M •] = |Aut(M )|u[M •].

Note that the elements b[M •] are the basis elements used in [5] for the case m = 2. Since KP [r] are projective and injective objects in Cm(P), a direct calculation by using Lemma 3.2 gives the following formulas in Hv(Cm(P)).

Lemma 4.2. Suppose m 6= 1. Then for each r ∈ Zm, we have

(δr,1−δr,−1)(dim P, dim Q) b[KP [r]] ∗ b[KQ] = v b[KQ] ∗ b[KP [r]] and

(δr,0−δr,−1)(dim P, dim PM )−(δr,0−δr,1)(dim P, dim ΩM ) b[KP [r]] ∗ u[CM ] = v u[CM ] ∗ b[KP [r]], where P,Q ∈ P and M ∈ A-mod. In the rest of this section, we assume m 6= 1. We now follow ideas in [5, Sect. 4] to deduce some formulas in Hv(Cm(P)) which will be needed later on. Let M,N ∈ A-mod. On the one hand, by Lemma 2.5, Ext 1 (C ,C ) ∼ Ext 1 (M,N). Cm(P) M N = A

Hence, each extension of CM by CN is induced by an extension of M by N. More precisely, an extension L of M by N gives rise to the extension CL ⊕ KXL of CM by CN , where XL ∈ P satisfies XL ⊕ PL = PM ⊕ PN (so XL ⊕ ΩL = ΩM ⊕ ΩN , too). Applying Lemma 3.2 and the fact that |Aut(CZ )| = |HomA(PZ , ΩZ )| · |Aut(Z)| for Z ∈ A-mod gives that C ⊕K (4.2) F L XL = qdim HomA(PN ,ΩM )−dim EndA(XL)|Aut(X )|F L . CM ,CN L M,N On the other hand, again by Lemma 2.5, Ext 1 (C [1],C ) ∼ Hom (M,N). Cm(P) M N = A

Thus, each extension of CM [1] by CN is induced by a morphism from M to N. Namely, each morphism δ : M → N gives an exact sequence of A-modules 0 −→ X = Ker (δ) −→ M −→δ N −→ Coker (δ) = Y −→ 0.

Then the corresponding extension of CM [1] by CN is given by • L = CX [1] ⊕ CY ⊕ KT ⊕ KW [1], ∼ ∼ where T,W ∈ P satisfy T ⊕ PY = PN and W ⊕ ΩX = ΩM . By Definition 4.1 and Lemma 3.2, we obtain the following formulas. (For notational simplicity, we write hM,Ni = hdim M, dim Ni for M,N ∈ A-mod.) 14 QINGHUA CHEN AND BANGMING DENG

Lemma 4.3. Let M,N ∈ A-mod. Then X u ∗ u = va(L)F L b ∗ u , [CM ] [CN ] M,N [KXL ] [CL] [L] where L ∈ A-mod, XL ∈ P satisfies XL ⊕ PL = PM ⊕ PN , and

a(L) = hPM ,PN i + hΩM , ΩN i + 2hPN , ΩM i − hXL,PL ⊕ ΩLi − 2hXL ⊕ PL,XLi; and hPM ,ΩN i+2hΩN ,PM i+δm,2hΩM ,PN i u[CM [1]] ∗ u[CN ] =v u[CM [1]⊕CN ] X • • + vb(L )F L u ∗ u , CM [1],CN [KT ⊕KW [1]] [CX [1]⊕CY ] [L•] • ∼ where the sum is taken over L = CX [1] ⊕ CY ⊕ KT ⊕ KW [1] =6 CM [1] ⊕ CN satisfying ∼ ∼ T ⊕ PY = PN , and W ⊕ ΩX = ΩM , and • b(L ) = hPM , ΩN i − 2hPX ⊕ ΩY ,W i − 2hPY ,T i

− hT,PX ⊕ PY ⊕ ΩY i − hW, PX ⊕ ΩX ⊕ ΩY i

+ δm,2(hΩM ,PN i − 2hΩX ,T i − hT, ΩX i − hW, PY i). • • • By Remark 2.4 and Lemma 4.2, for two complexes M and N in Cm(P), if M or N • is acyclic, then t b[M •] ∗ b[N •] = v b[M •⊕N •] for some t ∈ Z. • Thus, the elements b[M •] with M acyclic are regular and satisfy both the left and right Ore condition. As in [5], we define L Hv(Cm(P)) to be the localization of • Hv(Cm(P)) with respect to the elements b[M •] with M acyclic. In other words, −1 • L Hv(Cm(P)) = Hv(Cm(P))[b[M •] : M is acyclic].

In the following we relate L Hv(Cm(P)) with the ordinary Ringel–Hall algebra Hv(A) of A as in [5, Lem. 4.7]. First, recall from [28, 31] that the (twisted) Ringel– −1 Hall algebra Hv(A) of A is by definition the free Z[v, v ]-module with basis {u[M] | M ∈ A-mod}, and the multiplication is given by hdim M,dim Ni X L u[M] ∗ u[N] = v FM,N u[L]. [L],L∈A-mod et −1 Moreover, the extended Ringel–Hall algebra Hv (A) of A is the free Z[v, v ]-module with basis {u[M] ∗ Kα | M ∈ A-mod, α ∈ ZI}, and the multiplication is given as follows: (α,dim N)+hdim M,dim Ni X L (u[M] ∗ Kα) ∗ (u[N] ∗ Kβ) = v FM,N (u[L] ∗ Kα+β), [L],L∈A-mod where M,N ∈ A-mod and α, β ∈ ZI; see [38] and [7]. For simplicity, we write u[M] = u[M] ∗ K0 and Kα = u[0] ∗ Kα. et Clearly, we have an embedding Hv(A) → Hv (A), u[M] 7→ u[M] for M ∈ A-mod. The subalgebra K spanned by Kα, α ∈ ZI, is the Laurent polynomial algebra −1 ±1 −1 Z[v, v ][Ki : i ∈ I]. Moreover, there is a Z[v, v ]-module decomposition et Hv (A) = Hv(A) ⊗ K. For each M ∈ A-mod and r ∈ Zm, set

ζ(M) = hdim ΩM , dim Mi + 2hdim PM , dim ΩM i CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 15 and define (r) ζ(M) −1 (4.3) E = v b ∗ u[CM [r]] ∈ L Hv(Cm(P)). [M] [KΩM [r]] (0) (r) We simply write E[M] = E[M]. Further, let K be the subalgebra of L Hv(Cm(P)) generated by b±1 for P ∈ P and H(r) be the subalgebra generated by b±1 and [KP [r]] [KP [r]] (r) −1 E[M] for P ∈ P and M ∈ A-mod. Finally, for a Z[v, v ]-module H and a field −1 F ⊃ Z[v, v ], we write HF = H ⊗Z[v,v−1] F. Let {Si | i ∈ I} be a complete set of simple A-modules. For i ∈ I, let Pi denote a projective cover of Si. Thus, there is a minimal projective resolution of Si

0 −→ rad Pi −→ Pi −→ Si −→ 0. The next result is an analogue of [5, Lem. 4.3 & 4.7].

Proposition 4.4. Suppose m > 2. Then (1) For P,Q ∈ P,

b[KP ] ∗ b[KQ] = b[KP ⊕Q]. (2) For each r ∈ Zm, there is an algebra isomorphism et (r) (r) −1 κr : Hv (A) −→ H , u[M] 7−→ E ,Ki 7−→ b ∗ b[KP [r]]. [M] [Krad Pi [r]] i −1 (3) Let F be a field containing Z[v, v ]. Then multiplication induces a vector space isomorphism µ : H(0) ⊗ H(1) ⊗ · · · ⊗ H(m−1) −→ H (C ( )) . F F F L v m P F Proof. (1) This follows directly from the definition.

(2) We only consider the case r = 0 and write κ = κ0. Take M,N ∈ A-mod. By the definition and Lemmas 4.2 and 4.3, ζ(M)+ζ(N) −1 −1 E[M] ∗ E[N] = v b ∗ u[CM ] ∗ b ∗ u[CN ] [KΩM ] [KΩN ] ζ(M)+ζ(N)+(dim ΩN , dim M) −1 = v b ∗ u[CM ] ∗ u[CN ] [KΩM ⊕KΩN ]

X ζ(M)+ζ(N)+(dim ΩN , dim M)+a(L) L −1 = v FM,N b ∗ b[KX ] ∗ u[CL] [KΩM ⊕KΩN ] L [L]

X ζ(M)+ζ(N)+(dim ΩN , dim M)+a(L)−ζ(L) L = v FM,N E[L], [L] where L ∈ A-mod and a(L) is as defined in Lemma 4.3. A direct calculation shows that

ζ(M) + ζ(N) + (dim ΩN , dim M) + a(L) − ζ(L) = hdim M, dim Ni. We conclude that

κ(u[M] ∗ u[N]) = E[M] ∗ E[N] = κ(u[M]) ∗ κ(u[N]). The remaining relations follow easily from Lemma 4.2. Consequently, κ is an algebra homomorphism. The injectivity of κ follows from the fact that κ sends the basis

{u[M] ∗ Kα | M ∈ A-mod, α ∈ ZI} 16 QINGHUA CHEN AND BANGMING DENG

et of Hv (A) to a linearly independent set in L Hv(Cm(P)); see [5, Lem. 4.6].

For the surjectivity of κ, it suffices to show that b[KP ] ∈ Im (κ) for all P ∈ P. By (1), it is enough to prove that b ∈ Im (κ) for each i ∈ I. By an induction on [KPi ] Loewy length, we may suppose that b = κ(Kα) for some α ∈ I. Then [Krad Pi ] Z

b = b κ(Ki) = κ(KαKi) ∈ Im (κ). [KPi ] [Krad Pi ] Therefore, κ is an isomorphism. (3) By Lemma 2.5(2), for M,N ∈ A-mod, Ext 1 (C [i],C [j]) = 0 for 1 i < j < m. Cm(P) M N 6

Thus, for M1,...,Mm−1 ∈ A-mod, we have u ∗ · · · ∗ u = vau [CM1 [1]] [CMm−1 [m−1]] [CM1 [1]⊕···⊕CMm−1 [m−1]] for some a ∈ Z. This together with Lemma 4.2 implies that multiplication induces an injective F-linear map H := H(1) ⊗ · · · ⊗ H(m−1) −→ H (C ( )) . 1 F F L v m P F Consider the multiplication map

µ : H(0) ⊗ H = H(0) ⊗ H(1) ⊗ · · · ⊗ H(m−1) −→ H (C ( )) . F 1 F F F L v m P F

As in the proof of [5, Lem. 4.7], we can define a filtration on L Hv(Cm(P))F. By using the formulas in Lemma 4.3, we obtain that µ is an isomorphism by dealing with the associated filtered algebra of L Hv(Cm(P))F.  • Remark 4.5. A complex M ∈ C2(P) is called self-dual if it is acyclic and satisfies M •[1] =∼ M •. Bridgeland [5] has introduced the reduced localized Hall algebra of A red DHv (A) := L Hv(C2(P))/I, • where I is the ideal of L Hv(C2(P)) generated by b[M •] − 1 with M self-dual.

5. Generic Bridgeland–Hall algebras and simple Lie algebras In this section we use Hall polynomials to define the generic Bridgeland–Hall alge- bra associated with a valued Dynkin quiver ∆~ and show that its degenerate form is isomorphic to the universal enveloping algebra of the simple Lie algebra g∆ associat- ed with the underlying diagram ∆. It turns out that the Lie bracket in g∆ can be obtained by evaluating a variant of Hall polynomials at v = 1. We keep all the notation in Section 3. Let ∆~ be a valued Dynkin quiver. Then the associated Lie algebra g∆ is simple. For each i ∈ I, let Si be the simple module over + A = A(∆~ , q) corresponding to the simple root αi. Let further βi be the root in Φ such that Pi := Mq(βi) is a projective cover of Si. Since we deal with the case m = 2 in this section, we sometimes drop the subscripts 2, for example, we write + I(∆) = I2(∆) = (Φ ∪ I) × Z2 and P(∆) = P2(∆). We will view each element x ∈ I(∆) as the function f ∈ P(∆) defined by f(y) = + + − δx,y for y ∈ I(∆). From now on, we identify Φ × Z2 with Φ = Φ ∪ Φ via (α, 0) 7−→ α, (α, 1) 7−→ −α. CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 17

In other words, I(∆) = Φ ∪ (I × Z2), and for each prime power q and λ ∈ P(∆), the corresponding object Cq(λ) ∈ C2(PA) is given by     M  M  Cq(λ)= λ(α)CMq(α)⊕λ(−α)CMq(α)[1] ⊕ λ(i, 0)KPi ⊕λ(i, 1)KPi [1] . α∈Φ+ i∈I Furthermore, put P± = P±(∆) = {λ ∈ P(∆) | supp λ ⊆ Φ±}, ac ac P = P (∆) = {λ ∈ P(∆) | supp λ ⊆ I × Z2}, and P0 = P0(∆) = {λ ∈ P(∆) | supp λ ⊆ I × {0}}.

Then λ ∈ P is acyclic (i.e., Cq(λ) is an acyclic complex in C2(P)) if and only if ac + + λ ∈ P . If λ ∈ P , then λ is essentially a function Φ → N. Thus, we have the corresponding module Mq(λ) over A = A(∆~ , q); see Remark 3.3, and, moreover, 0 L Cq(λ) = CMq(λ). If λ ∈ P , then Cq(λ) = KP , where P = i∈I λ(i, 0)Pi. The shift functor [1] in C2(P) induces an involution ∗ : P(∆) −→ P(∆), λ 7−→ λ∗ ∗ ∼ + such that Cq(λ ) = Cq(λ)[1]. In particular, for α ∈ Φ and i ∈ I, α∗ = −α and (i, 0)∗ = (i, 1). For each λ ∈ P+ and prime power q, consider the projective resolution

0 −→ ΩMq(λ) −→ PMq(λ) −→ Mq(λ) −→ 0. 0 of A-module Mq(λ) as in (2.1). Then there exist ℘λ, ωλ ∈ P (independent of q) such that C (℘ ) ∼ K and C (ω ) ∼ K . q λ = PMq(λ) q λ = ΩMq(λ)

In particular, if λ = αi for some i ∈ I, then Cq(℘αi ) = KPi and Cq(ωαi ) = Krad Pi . In this case, we simply write

℘i := ℘αi and ωi := ωαi . 2 −1 Let v be the indeterminate satisfying v = q and let Z = Z[v, v ] be the Laurent polynomial ring in v. Recall from [32, Sect. 6] that the generic Ringel–Hall algebra ~ ~ + Hv(∆) of ∆ is by definition the free Z-module with basis {uλ | λ :Φ → N} and with multiplication given by

hdim Mq(µ),dim Mq(ν)i X λ 2 uµ ∗ uν = v ϕµ,ν(v )uλ, λ:Φ+→N λ where ϕµ,ν(q) is the Hall polynomial defined in Remark 3.3. i i i i For λ, µ ∈ P(∆), write Cq(λ) = (M , d ) and Cq(µ) = (N , c ) and define δ(λ, µ) = hdim M 0, dim N 0i + hdim M 1, dim N 1i. λ Further, by Theorem 3.11, we have Hall polynomials ψµ,ν(q) ∈ Z[q] for all λ, µ, ν ∈ P(∆).

Definition 5.1. The (generic) twisted Hall algebra Hv(∆)~ of 2-cyclic complexes asso- ciated to ∆~ is the free Z-module with basis {uλ | λ ∈ P(∆)} and with multiplication given by δ(µ,ν) X λ 2 uµ ∗ uν = v ψµ,ν(v )uλ. λ∈P(∆) 18 QINGHUA CHEN AND BANGMING DENG

However, in order to make some computations in C2(P) over finite fields Fq, we also write uλ = u[C(λ)]. For each λ ∈ P(∆), put 2 bλ = aλ(v )uλ ∈ Hv(∆)~ . By applying Lemma 4.2 and [5, Lem. 4.3 & 4.7] (see also Lemma 4.3), we have the following multiplication formulas in Hv(∆).~ ac Lemma 5.2. (1) For λ, µ ∈ P , bλ ∗ bµ = bλ⊕µ. (2) For µ, ν ∈ P+,

X a(γ) γ 2 uµ ∗ uν = v ψµ,ν(v )bξγ ∗ uγ, γ∈P+ 0 where ξγ ∈ P satisfies ξγ ⊕ ℘γ = ℘µ ⊕ ℘ν and a(γ) = a(Mq(γ)) ∈ Z as defined in Lemma 4.3. (3) For µ, ν ∈ P+,

c(µ∗,ν) X b(ξ,η) ξ∗⊕η⊕τ(ξ,η) 2 uµ∗ ∗ uν = v uµ∗⊕ν + v ψµ∗,ν (v )uτ(ξ,η) ∗ uξ∗⊕η, ξ,η where the sum is taken over ξ, η ∈ P+ with ξ∗ ⊕ η 6= µ∗ ⊕ ν, τ(ξ, η) ∈ Pac is uniquely determined by ξ and η, c(µ∗, ν) is equal to hdim PMq(µ), dim ΩMq(ν)i + 2hdim ΩMq(ν), dim PMq(µ)i + hdim ΩMq(µ), dim PMq(ν)i, ∗ and b(ξ, η) = b(Cq(ξ ⊕ η ⊕ τ(ξ, η))) as defined in Lemma 4.3.

As in Section 4, let L Hv(∆)~ denote the localization of Hv(∆)~ with respect to bλ with λ acyclic, that is, ~ ~ −1 ac L Hv(∆) = Hv(∆)[bλ : λ ∈ P ]. Remark 5.3. If q is a prime power and A = A(∆~ , q), then by Definition 4.1, special- √ −1 izing v to v = q gives Z[v, v ]-algebra isomorphisms ~ −1 ∼ Hv(∆) ⊗Z Z[v, v ] = Hv(C2(PA)) and ~ −1 ∼ L Hv(∆) ⊗Z Z[v, v ] = L Hv(C2(PA)). For λ ∈ P+, we define the elements ζ(λ) −1 `(λ) d(λ)+ζ(λ) −1 ~ (5.1) Eλ = v bω ∗ uλ,Fλ = (−1) v b ∗ ∗ uλ∗ ∈ L Hv(∆), λ ωλ where `(λ) = |dim Mq(λ)|, d(λ) = dim Mq(λ), and

ζ(λ) = hdim ΩMq(λ), dim Mq(λ)i + 2hdim PMq(λ), dim ΩMq(λ)i. By applying arguments similar to those in the proof of Proposition 4.4(2) and Lemma 5.2(2), we obtain Z-algebra embeddings + ι : Hv(∆)~ −→ L Hv(∆)~ , uλ 7−→ Eλ and (5.2) − ι : Hv(∆)~ −→ L Hv(∆)~ , uλ 7−→ Fλ.

(0) (1) Let Hv (∆)~ (resp., Hv (∆))~ be the Z-subalgebra of L Hv(∆)~ generated by Eλ ±1 ±1 + ac and bµ (resp., Fλ and bµ∗ ) for λ ∈ P and µ ∈ P . By modifying the proof of CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 19

[5, Lem. 4.7] or the proof of Proposition 4.4(3), the multiplication map defines an isomorphism of vector spaces (0) ~ (1) ~ ~ (5.3) Hv (∆)Q(v) ⊗ Hv (∆)Q(v) −→ L Hv(∆)Q(v). An element λ ∈ P(∆) is said to be self-dual if Cq(λ) is self-dual, or equivalently, ∗ 0 ~ λ = µ ⊕ µ for some µ ∈ P . Let J = J∆~ be the ideal of L Hv(∆)Q(v) generated by bλ − 1 with λ self-dual and define red ~ ~ DHv (∆) := L Hv(∆)Q(v)/J , called the (generic) Bridgeland–Hall algebra of ∆.~ By Lemma 5.2(1), for λ ∈ Pac, −1 red ~ ∗ we have bλ = bλ∗ in DHv (∆) since λ ⊕ λ is self-dual. The isomorphism in (5.3) induces the following result; see [5, Lem. 4.8]. Lemma 5.4. The multiplication map ~ ~ red ~ Hv(∆)Q(v) ⊗ Q(v)[ZI] ⊗ Hv(∆)Q(v) −→ DHv (∆) uλ ⊗ α ⊗ uµ 7−→ Fλ ⊗ Kα ⊗ Eµ + P is an isomorphism of vector spaces, where λ, µ ∈ P , α = aii ∈ ZI, and Kα = Q b−1 b ai i∈I ( ωi ∗ ℘i ) .

Let Uv(g∆) be the quantum enveloping algebra of g∆ (defined over Q(v)) with ±1 + − 0 generators Ei,Fi,Ki (i ∈ I) and let U (resp., U and U ) be the subalgebra of ±1 Uv(g∆) generated by Ei (resp., Fi and Ki ) for i ∈ I. The following theorem is a generic version of [5, Th. 4.9] for finite type. Theorem 5.5. There is a Q(v)-algebra isomorphism red ~ R : Uv(g∆) −→ DHv (∆) taking b−1 b Ei 7−→ Eαi ,Fi 7−→ Fαi ,Ki 7−→ Ki = ωi ∗ ℘i . ~ Proof. By [28, 31], the elements ui = uαi in Hv(∆) satisfy the quantum Serre relations, and there are Q(v)-algebra isomorphisms + ~ − ~ U −→ Hv(∆)Q(v),Ei 7−→ ui and U −→ Hv(∆)Q(v),Fi 7−→ ui. + − Thus, the images Eαi (resp., Fαi ) of the ui under the embedding ι (resp., ι ) in (5.2) satisfy the quantum Serre relations, too. By applying Lemma 4.2 and [5, Lem. 4.3], it ±1 b∓1 b±1 can be checked directly that Eαi ,Fαi , Ki = ωi ∗ ℘i satisfy the remaining relations for defining Uv(g∆). Therefore, there is a Q(v)-algebra homomorphism red ~ R : Uv(g∆) −→ DHv (∆) b−1 b taking Ei 7→ Eαi ,Fi 7→ Fαi ,Ki 7→ ωi ∗ ℘i . On the one hand, it is well known that Uv(g∆) admits a triangular decomposition − 0 + Uv(g∆) = U ⊗ U ⊗ U . On the other hand, by Lemma 5.4, there is a triangular decomposition red ~ − 0 + DHv (∆) = D ⊗ D ⊗ D , + − 0 red ~ where D (resp., D and D ) is the subalgebra of DHv (∆) generated by Eαi ±1 (resp., Fαi and Ki ) for i ∈ I, and, moreover, there are isomorphisms ~ + ~ − Hv(∆)Q(v) −→ D , ui 7−→ Eαi and Hv(∆)Q(v) −→ D , ui 7−→ Fαi . 20 QINGHUA CHEN AND BANGMING DENG

0 ∼ 0 It is clear that U = D . We conclude that R is an isomorphism.  We now introduce some notation. For integers m, d with d > 1, put dm −dm v − v −1 [m] d = ∈ Z = [v, v ]. v vd − v−d Z ! ! Set [m]vd = [m]vd ... [2]vd [1]vd for m > 1 and define [0]vd = 1 by convention. Let UZ be the integral Z-form of Uv(g∆), i.e., the Z-subalgebra generated by the divided powers r r (r) Ei (r) Fi Ei = ! and Fi = ! (i ∈ I, r > 1) [r]vi [r]vi −1 di together with Ki, Ki (i ∈ I), where vi = v ∈ Z with di = dim Fq End A(Si). Let + − (r) (r) UZ and UZ be the Z-subalgebras of UZ generated by the Ei and Fi , respectively. We remark that there are Z-algebra isomorphisms + H ~ (r) (r) r ! − H ~ (r) (r) UZ −→ v(∆),Ei 7−→ ui = ui /[r]vi and UZ −→ v(∆),Fi 7−→ ui . Put Hv(∆)~ = R(UZ ). Specializing v to 1 gives rise to a Q-algebra isomorphism ∼ ~ ~ U1 := UZ ⊗Z Q = Hv(∆) ⊗Z Q =: H1(∆).

In what follows, we identify UZ with Hv(∆)~ and U1 with H1(∆),~ and for x, y ∈ Hv(∆),~ we simply write xy instead of x ∗ y. Let U(g∆) be the universal enveloping algebra of g∆ (over Q) with standard gen- erators ei, fi, hi, i ∈ I. By [21, 6.7] and [23], we have the result below. Lemma 5.6. There is a Q-algebra isomorphism

R : U(g∆) −→ U1/(Ki − 1 : i ∈ I) = H1(∆)~ /(Ki − 1 : i ∈ I) taking ei 7−→ Ei, fi 7−→ F i (i ∈ I).

Under the isomorphism R, the Lie algebra g∆ is identified with the Lie subalgebra ac of U1/(Ki − 1 : i ∈ I) generated by Ei, F i, [EiF i](i ∈ I). Note that for each τ ∈ P + and λ ∈ P , we have in U1/(Ki − 1 : i ∈ I), `(λ) bτ = 1, Eλ = uλ, F λ = (−1) uλ∗ .

In the following we interpret some structure coefficients in g∆ in terms of Hall polynomials arising in Hv(∆).~ For each λ ∈ P(∆), let λac ∈ Pac be defined by ac ac λ (α) = 0 and λ (x) = λ(x) for all α ∈ Φ and x ∈ I × Z2. Given a triple λ, µ, ν ∈ P(∆), define λ λ ψµ,ν(q) (5.4) Ψµ,ν(q) = ∈ Q(q). aλac (q) λ −1 In general, Ψµ,ν(q) may not lie in Z[q, q ]. However, we have the following result. Proposition 5.7. Let λ ∈ P(∆) and let α, β ∈ Φ satisfy α + β 6= 0 (i.e., α 6= −β). λ −1 Then Ψα,β(q) ∈ Z[q, q ]. CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 21

Proof. Thanks to the involution ∗, we are reduced to consider the following two cases. + λ ac 0 ac + Case α, β ∈ Φ . If ψα,β(q) 6= 0, then by Lemma 5.2, λ ∈ P and γ = λ − λ ∈ P . ac Write Cq(λ ) = KP for some P ∈ P. Applying (4.2) gives λ d γ −1 ac Ψα,β(q) = δλ ⊕℘γ ,℘α⊕℘β q ϕα,β(q) ∈ Z[q, q ], γ where d = dim HomA(PMq(β), ΩMq(α))−dim End A(P ) and ϕα,β(q) is the Ringel’s Hall + polynomial associated with γ, α, β :Φ → N. − + ∗ Case α ∈ Φ and β ∈ Φ . In this case, Cq(α) = CMq(α )[1] and Cq(β) = CMq(β). ∗ 1 If HomA(Mq(α ),Mq(β))= 0, then Ext (Cq(α),Cq(β))= 0 by Lemma 2.5(2). C2(PA) Hence,

λ α⊕β dim Hom(Cq(β),Cq(α)) −1 Ψα,β(q) = δλ,α⊕βΨα,β (q) = δλ,α⊕βq ∈ Z[q, q ]. ∗ Now suppose HomA(Mq(α ),Mq(β)) 6= 0. By Lemma 5.2(3), c(α,β) X b(ξ,η) ξ∗⊕η⊕τ(ξ,η) uαuβ = v uα⊕β + v ψα,β (q)uτ(ξ,η)uξ∗⊕η, ξ,η + ∗ where c(α, β), b(ξ, η) ∈ Z, the sum is taken over all pairs ξ, η ∈ P with ξ ⊕η 6= α⊕β, and τ(ξ, η) ∈ Pac is uniquely determined by ξ and η. ∗ Since the Auslander–Reiten quiver of A is directed, we have HomA(Mq(β),Mq(α )) = 1 0, i.e., Ext (Cq(β),Cq(α)) = 0. Therefore, C2(PA) x uβuα = v uα⊕β for some x ∈ Z. ξ∗⊕η⊕τ(ξ,η) Further, by the discussion right above Lemma 4.3, Ψα,β (q) 6= 0 implies that there is an exact sequence ∗ ∗ 0 −→ Mq(ξ ) −→ Mq(α ) −→ Mq(β) −→ Mq(η) −→ 0 ∗ for some prime power q. This implies that HomA(Mq(η),Mq(ξ )) = 0 and d(ξ,η) uηuξ∗ = v uξ∗⊕η for some d(ξ, η) ∈ Z. We conclude that (5.5) c(α,β)−x X b(ξ,η)−d(ξ,η) ξ∗⊕η⊕τ(ξ,η) uαuβ = v uβuα + v ψα,β (q)uτ(ξ,η)uηuξ∗ ξ,η c(α,β)−x X b(ξ,η)−d(ξ,η) ξ∗⊕η⊕τ(ξ,η) = v uβuα + v Ψα,β (q)bτ(ξ,η)uηuξ∗ ∈ UZ . ξ,η By the embeddings in (5.2), the set + + {Eλ | λ ∈ P } (resp., {Fλ | λ ∈ P }) + − is a Z-basis of UZ (resp., UZ ). By [21, Sect. 2] (see also [6, Sect. 6.9]), there is a triangular decomposition + 0 − UZ = UZ ⊗ UZ ⊗ UZ , 0 0 0 ±1 0 where UZ = UZ ∩ U with U = Q(v)[Ki : i ∈ I] ⊂ Uv(g∆). Moreover, UZ is a free Z-module with a basis n K ; 0 o Y ci i K := Ki 0 6 ci 6 1, ti ∈ N, ∀ i ∈ I , ti i∈I vi 22 QINGHUA CHEN AND BANGMING DENG where   ti −r+1 −1 r−1 Ki; 0 Y Kivi − Ki vi = r −r . ti v − v vi r=1 i i Therefore, the set + {EλκFµ | λ, µ ∈ P , κ ∈ K } + 0 ∼ 0 + forms a Z-basis of UZ . The fact that UZ ⊗ UZ = UZ ⊗ UZ implies that + {κEλFµ | λ, µ ∈ P , κ ∈ K } is also a Z-basis of UZ . By (5.1), we infer that + (5.6) {κuλuµ∗ | λ, µ ∈ P , κ ∈ K } is a Z-basis of UZ , too. An easy observation shows that if we write each term bτ(ξ,η) in (5.5) as a Z-linear combination of basis elements in K , then at least one coefficient is ±1. Therefore, ξ∗⊕η⊕τ(ξ,η) applying the basis given in (5.6) forces that all Ψα,β (q) appeared in (5.5) lie −1 −1 λ in Z[v, v ], and, thus, in Z[q, q ]. Since ψα,β(q) 6= 0 implies that λ = α ⊕ β or λ ∗ has the form ξ ⊕ η ⊕ τ(ξ, η), this completes the proof.  Let µ, ν ∈ P± and let γ ∈ P(∆) satisfy supp (γ) ⊆ Φ. By Lemma 5.2, there is at ac most one τ = τ(γ;µ,ν) ∈ P such that γ⊕τ ψµ,ν (q) 6= 0. If such a τ does not exist, we simply set τ = 0. + − For each α ∈ Φ, put eα = Eα if α ∈ Φ and eα = F −α if α ∈ Φ . Then the set

{eα, hi | α ∈ Φ, i ∈ I} forms a Chevalley basis of g∆. By (5.1), eα = εαuα for all α ∈ Φ, where εα = 1 if + `(α) − α ∈ Φ and εα = (−1) if α ∈ Φ . Corollary 5.8. Suppose that α, β ∈ Φ satisfy α + β 6= 0. Then

X γ⊕τ(γ;α,β) γ⊕τ(γ;β,α)  [eα, eβ] = εαεβ εγ Ψα,β (1) − Ψβ,α (1) eγ. γ∈Φ Proof. We only consider the case α, β ∈ Φ+ and the case α ∈ Φ−, β ∈ Φ+. The remaining two cases can be treated by applying the involution ∗. + ~ ~ Case α, β ∈ Φ . Let H1(∆) = Hv(∆)⊗Z Q denote the degenerate Ringel–Hall algebra + of ∆~ by specializing v to 1 and let n be its subspace spanned by uγ (γ ∈ Φ ). Then, by [30, Sect. 10], n is a Lie subalgebra of H1(∆)~ and, moreover, there is a Lie algebra embedding n −→ g∆, uγ 7−→ eγ. Therefore, in this case, the formula follows from the proof of Proposition 5.7 and [29, Sect. 4]. Case α ∈ Φ− and β ∈ Φ+. We have α∗ = −α ∈ Φ+. Let λ ∈ P with γ = λ − λac. a Then aλ(q) = q aγ(q)aλac (q) for some a ∈ N. By Lemma 3.2, Eλ (q)a (q) λ b α,β λ ψα,β(q) = q , aα(q)aβ(q) CYCLIC COMPLEXES, HALL POLYNOMIALS AND SIMPLE LIE ALGEBRAS 23

λ where b ∈ Z and Eα,β(q) ∈ Z[q] is such that for each prime power q,

λ 1 Eα,β(q) = |Ext (Cq(α),Cq(β))Cq(λ)|; see Corollary 3.12. Therefore,

ψλ (q) Eλ (q)a (q) Eλ (q)a (q) λ α,β b α,β λ a+b α,β γ Ψα,β(q) = = q = q . aλac (q) aα(q)aβ(q)aλac (q) aα(q)aβ(q)

α⊕β Suppose γ is decomposable. If λ = α ⊕ β, then γ = λ and Eα,β (q) = 1. Since c aα⊕β(q) = q aα(q)aβ(q) for some c ∈ N,

α⊕β a+b+c α⊕β we get that Ψα,β (q) = q , which implies that Ψα,β (1) = 1. Now let λ 6= α ⊕ β. λ If Ψα,β(q) 6= 0, then γ 6= 0 since α + β 6= 0. By an argument similar to that in the 2 proof of [29, Th. 2], aγ(q) is divided by (q−1) . Further, for big enough prime powers × 1 q, Fq = Fq\{0} acts freely on Ext (Cq(α),Cq(β))Cq(λ). This implies that

λ (q − 1) | Eα,β(q).

∗ Since Cq(α) = CMq(α )[1] and Cq(β) = CMq(β) are indecomposable, it follows that

dα dβ aα(q) = q − 1 and aβ(q) = q − 1,

λ where dα = dim End (Cq(α)) and dβ = dim End (Cq(β)). This implies Ψα,β(1) = 0. In conclusion, by applying Lemma 5.2(3), we obtain that

X λ uαuβ = uα⊕β + Ψα,β(1)bλac uλ−λac λ∈P(∆), λ6=α⊕β

X γ+τ(γ;α,β) X γ+τ(γ;α,β) = uα⊕β + Ψα,β (1)uγ = uα⊕β + Ψα,β (1)εγeγ. γ∈Φ γ∈Φ Analogously, we have

X γ+τ(γ;β,α) uβuα = uα⊕β + Ψβ,α (1)εγeγ. γ∈Φ Consequently,

X γ⊕τ(γ;α,β) γ⊕τ(γ;β,α)  [eα, eβ] = εαεβ[uα, uβ] = εαεβ εγ Ψα,β (1) − Ψβ,α (1) eγ. γ∈Φ



Acknowledgement

We would like to thank the referees for helpful comments which simplify several arguments in the proofs and improve the organization of Sections 4 and 5. In partic- ular, we are indebted to the referees for pointing out to us the reference [4] and some errors in an earlier version. 24 QINGHUA CHEN AND BANGMING DENG

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School of Mathematical Sciences, Beijing Normal University, Beijing 100875, China. (Current address: College of Mathematics and Computer Science, Fu Zhou university, Fu Zhou, Fujian 350108, China) E-mail address: [email protected]

Yau Mathematical Sciences Center, Tsinghua University, Beijing 100084, China. E-mail address: [email protected]