Advances in Transportation Agency Knowledge Management
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SCAN TEAM REPORT NCHRP Project 20-68A, Scan 12-04 Advances In Transportation Agency Knowledge Management Supported by the National Cooperative Highway Research Program The information contained in this report was prepared as part of NCHRP Project 20-68A U.S. Domestic Scan, National Cooperative Highway Research Program. SPECIAL NOTE: This report IS NOT an official publication of the National Cooperative Highway Research Program, Transportation Research Board, National Research Council, or The National Academies. ADVANCES IN TRANSPORTATION AGENCY KNOWLEDGE MANAGEMENT 1 2 Acknowledgments The work described in this document was conducted as part of NCHRP Project 20-68A, the U.S. Domestic Scan program. This program was requested by the American Association of State Highway and Transportation Officials (AASHTO), with funding provided through the National Cooperative Highway Research Program (NCHRP). The NCHRP is supported by annual voluntary contributions from the state departments of transportation. Additional support for selected scans is provided by the U.S. Federal Highway Administration and other agencies. The purpose of each scan and of Project 20-68A as a whole is to accelerate beneficial innovation by facilitating information sharing and technology exchange among the states and other transportation agencies, and identifying actionable items of common interest. Experience has shown that personal contact with new ideas and their application is a particularly valuable means for such sharing and exchange. A scan entails peer-to-peer discussions between practitioners who have implemented new practices and others who are able to disseminate knowledge of these new practices and their possible benefits to a broad audience of other users. Each scan addresses a single technical topic selected by AASHTO and the NCHRP 20-68A Project Panel. Further information on the NCHRP 20-68A U.S. Domestic Scan program is available at http://144.171.11.40/cmsfeed/TRBNetProjectDisplay.asp?ProjectID=1570. This report was prepared by the scan team for Scan 12-04, Advances in Transportation Agency Knowledge Management, whose members are listed below. Scan planning and logistics are managed by Arora and Associates, P.C.; Harry Capers is the Principal Investigator. NCHRP Project 20-68A is guided by a technical project panel and managed by Andrew C. Lemer, Ph.D., NCHRP Senior Program Officer. John S. Halikowski, AASHTO Chair, Arizona DOT Becky Burk, Maryland State Highway Administration Lori Dabling, Utah DOT Arthur “Turo” Dexter, USDOT Federal Transit Administration Anne Ellis, Arizona DOT Maureen L. Hammer, Virginia DOT Carin Michel, FHWA Office of Technical Services Leni Oman, Washington State DOT Lee Wilkinson, Iowa DOT Frances D. Harrison, Spy Pond Partners, LLC, Subject Matter Expert ADVANCES IN TRANSPORTATION AGENCY KNOWLEDGE MANAGEMENT Disclaimer The information in this document was taken directly from the submission of the authors. The opinions and conclusions expressed or implied are those of the scan team and are not necessarily those of the Transportation Research Board, the National Research Council, or the program sponsors. This document has not been edited by the Transportation Research Board. REQUESTED BY THE American Association of State Highway and Transportation Officials PREPARED BY SCAN MANAGEMENT Scan 12-04 Advances In Transportation Agency Knowledge Management REQUESTED BY THE American Association of State Highway and Transportation Officials PREPARED BY John S. Halikowski, Maureen L. Hammer, AASHTO Chair, Arizona DOT Virginia DOT Becky Burk, Carin Michel Maryland State Highway Administration FHWA Office of Technical Service Lori Dabling, Leni Oman Utah DOT Washington State DOT Arthur “Turo” Dexter Lee Wilkinson USDOT Federal Transit Administration Iowa DOT Anne Ellis, Frances D. Harrison, Arizona DOT Spy Pond Partners, LLC, Subject Matter Expert SCAN MANAGEMENT Arora and Associates, P.C. Lawrenceville, NJ May 2014 The information contained in this report was prepared as part of NCHRP Project 20-68A U.S. Domestic Scan, National Cooperative Highway Research Program. SPECIAL NOTE: This report IS NOT an official publication of the National Cooperative Highway Research Program, Transportation Research Board, National Research Council, or The National Academies. ADVANCES IN TRANSPORTATION AGENCY KNOWLEDGE MANAGEMENT 5 TABLE OF CONTENTS Table of Contents Abbreviations and Acronyms ................................................................................IV Executive Summary ............................................................................................. ES-1 1.0 Introduction .................................................................................................. 1-1 Background......................................................................................................................... 1-1 Scan Purpose and Scope .................................................................................................... 1-1 Scan Team .......................................................................................................................... 1-1 Scan Approach and Participants ....................................................................................... 1-2 Report Organization .......................................................................................................... 1-3 2.0 Scan Findings and Observations ...............................................................2-1 General Findings ................................................................................................................ 2-1 Definition and Evolution of KM ................................................................................... 2-1 Context for KM .............................................................................................................. 2-2 Value of KM ................................................................................................................... 2-5 KM Implementation Strategies ......................................................................................... 2-5 The KM Maturity Ladder ............................................................................................. 2-5 Connecting KM to Business Outcomes and Measuring Success ................................ 2-7 Changing the Culture ................................................................................................... 2-8 Locating and Resourcing KM ......................................................................................2-11 KM Sustainability ....................................................................................................... 2-13 KM Practices .................................................................................................................... 2-13 Communities of Practice ............................................................................................. 2-15 Information Sharing and Collaboration ..................................................................... 2-16 Learning and Development ........................................................................................ 2-17 Workforce Planning .................................................................................................... 2-20 Capturing and Applying Knowledge .......................................................................... 2-20 Documenting and Improving Business Processes ..................................................... 2-24 Improving Access to Information ............................................................................... 2-24 ADVANCES IN TRANSPORTATION AGENCY KNOWLEDGE MANAGEMENT I TABLE OF CONTENTS 3.0 KM Implementation Strategies for State DOTs .......................................3-1 Leadership .......................................................................................................................... 3-1 Human Resources and Intellectual Capital Management............................................... 3-1 Recognition for Collaboration and Information Sharing ................................................. 3-1 Fostering Networks and Communities of Practice .......................................................... 3-2 Knowledge Capture and Application ................................................................................ 3-2 Information Management and Dissemination ................................................................. 3-3 4.0 Dissemination Strategies and Actions ......................................................4-1 Strategies to Foster KM Implementation ......................................................................... 4-1 Increase Understanding of KM Across the DOT Community .................................... 4-1 Develop Tools and Resources to Support KM Implementation in DOTs ................... 4-1 Actions to Foster KM Implementation ............................................................................. 4-2 Conference Presentations ............................................................................................. 4-2 Webinars ........................................................................................................................ 4-3 Articles ........................................................................................................................... 4-3 Videos ............................................................................................................................. 4-3