AG Energy Credit Opportunities Offshore Holdings

Total Page:16

File Type:pdf, Size:1020Kb

AG Energy Credit Opportunities Offshore Holdings SECURITIES AND EXCHANGE COMMISSION FORM D/A Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act. [amend] Filing Date: 2021-04-06 SEC Accession No. 0001776674-21-000002 (HTML Version on secdatabase.com) FILER AG Energy Credit Opportunities Offshore Holdings IV, L.P.Mailing Address Business Address C/O ANGELO, GORDON & C/O ANGELO, GORDON & CIK:1776674| IRS No.: 000000000 | State of Incorp.:E9 | Fiscal Year End: 1231 CO., L.P. CO., L.P. Type: D/A | Act: 33 | File No.: 021-348123 | Film No.: 21808371 245 PARK AVENUE, 26TH 245 PARK AVENUE, 26TH FLOOR FLOOR NEW YORK NY 10167 NEW YORK NY 10167 212 692 2000 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: 3235-0076 Washington, D.C. 20549 June 30, Expires: FORM D 2012 Estimated average burden hours per 4.00 Notice of Exempt Offering of Securities response: 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) ☒ None Entity Type 0001776674 ☐Corporation Name of Issuer ☐ Limited Partnership AG Energy Credit Opportunities ☐ Limited Liability Company Offshore Holdings IV, L.P. Jurisdiction of Incorporation/ ☐ General Partnership Organization ☐ Business Trust CAYMAN ISLANDS ☒Other Year of Incorporation/Organization Cayman Islands Exempted Limited ☐ Over Five Years Ago Partnership ☒ Within Last Five Years (Specify Year) 2019 ☐ Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer AG Energy Credit Opportunities Offshore Holdings IV, L.P. Street Address 1 Street Address 2 C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR City State/Province/Country ZIP/Postal Code Phone No. of Issuer NEW YORK NEW YORK 10167 212 692 2000 3. Related Persons Last Name First Name Middle Name Gordon Michael L. Street Address 1 Street Address 2 245 Park Avenue 26th Floor City State/Province/Country ZIP/Postal Code New York NEW YORK 10167 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Mr. Gordon is an executive officer of Angelo, Gordon & Co., L.P., the manager of Angelo, Gordon ECO Fund IV GP, LLC the general partner of the Issuer. Last Name First Name Middle Name Stadelmaier Frank Street Address 1 Street Address 2 245 Park Avenue 26th Floor Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document City State/Province/Country ZIP/Postal Code New York NEW YORK 10167 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Mr. Stadelmaier is an executive officer of Angelo, Gordon & Co., L.P., the manager of Angelo, Gordon ECO Fund IV GP, LLC the general partner of the Issuer. Last Name First Name Middle Name Wickman Kirk Street Address 1 Street Address 2 245 Park Avenue 26th Floor City State/Province/Country ZIP/Postal Code New York NEW YORK 10167 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Mr. Wickman is an executive officer of Angelo, Gordon & Co., L.P., the manager of Angelo, Gordon ECO Fund IV GP, LLC the general partner of the Issuer. Last Name First Name Middle Name Moore Christopher Street Address 1 Street Address 2 245 Park Avenue 26th Floor City State/Province/Country ZIP/Postal Code New York NEW YORK 10167 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Mr. Moore is an executive officer of Angelo, Gordon & Co., L.P., the manager of Angelo, Gordon ECO Fund IV GP, LLC the general partner of the Issuer. Last Name First Name Middle Name Schwartz Adam Street Address 1 Street Address 2 245 Park Avenue 26th Floor City State/Province/Country ZIP/Postal Code New York NEW YORK 10167 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Mr. Schwartz is an executive officer of Angelo, Gordon & Co., L.P., the manager of Angelo, Gordon ECO Fund IV GP, LLC the general partner of the Issuer. Last Name First Name Middle Name Baumgarten Josh Street Address 1 Street Address 2 245 Park Avenue 26th Floor City State/Province/Country ZIP/Postal Code New York NEW YORK 10167 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Mr. Baumgarten is an executive officer of Angelo, Gordon & Co., L.P., the manager of Angelo, Gordon ECO Fund IV GP, LLC the general partner of the Issuer. 4. Industry Group ☐ Agriculture Health Care ☐ Retailing Banking & Financial Services ☐ Biotechnology ☐ Restaurants ☐ Commercial Banking ☐ Health Insurance Technology ☐ Insurance ☐ Hospitals & Physicians ☐ Computers ☐ Investing ☐ Pharmaceuticals ☐ Telecommunications ☐ Investment Banking ☐ Other Health Care ☐ Other Technology ☒ Pooled Investment Fund ☐ Manufacturing ☐ Hedge Fund Real Estate Travel ☒ Private Equity Fund ☐ Commercial ☐ Airlines & Airports ☐ Venture Capital Fund ☐ Construction ☐ Lodging & Conventions ☐ Other Investment Fund ☐ REITS & Finance ☐ Tourism & Travel Services *Is the issuer registered as an ☐ Residential ☐ Other Travel investment company under the ☐ Other Real Estate ☐ Other Investment Company Act of 1940? ☐ Yes ☒No ☐ Other Banking & Financial Services ☐ Business Services Energy ☐ Coal Mining ☐ Electric Utilities ☐ Energy Conservation ☐ Environmental Services ☐ Oil & Gas ☐ Other Energy 5. Issuer Size Revenue Range Aggregate Net Asset Value Range ☐ No Revenues ☐ No Aggregate Net Asset Value $1 - $1,000,000 ☐ $1 - $5,000,000 ☐ $1,000,001 - $5,000,000 ☐ $5,000,001 - $25,000,000 ☐ $5,000,001 - $25,000,000 ☐ $25,000,001 - $50,000,000 ☐ $25,000,001 - $100,000,000 ☐ $50,000,001 - $100,000,000 ☐ Over $100,000,000 ☐ Over $100,000,000 ☒ Decline to Disclose ☐ Decline to Disclose ☐ Not Applicable ☐ Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) ☐ Rule 504(b)(1) (not (i), (ii) or (iii)) ☐Rule 505 ☐ Rule 504 (b)(1)(i) ☐Rule 506 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ☐ Rule 504 (b)(1)(ii) ☐Securities Act Section 4(6) ☐ Rule 504 (b)(1)(iii) ☒Investment Company Act Section 3(c) ☐Section 3(c)(1) ☐Section 3(c)(9) ☐Section 3(c)(2) ☐Section 3(c)(10) ☐Section 3(c)(3) ☐Section 3(c)(11) ☐Section 3(c)(4) ☐Section 3(c)(12) ☐Section 3(c)(5) ☐Section 3(c)(13) ☐Section 3(c)(6) ☐Section 3(c)(14) ☒Section 3(c)(7) 7. Type of Filing ☐ New Notice Date of First Sale 2019-08-22 ☐ First Sale Yet to Occur ☒ Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? ☒ Yes ☐ No 9. Type(s) of Securities Offered (select all that apply) ☒ Pooled Investment Fund Interests ☐ Equity ☐ Tenant-in-Common Securities ☐ Debt Option, Warrant or Other Right to Acquire Mineral Property Securities ☐ ☐ Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Other (describe) ☐ Right to Acquire Security ☐ 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, Yes No acquisition or exchange offer? ☐ ☒ Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 5,000,000 USD 12. Sales Compensation Recipient Recipient CRD Number ☐ None UBS Financial Services Inc. 8174 (Associated) Broker or Dealer ☒ None (Associated) Broker or Dealer CRD Number ☒ None None None Street Address 1 Street Address 2 1285 Avenue of the Americas City State/Province/Country ZIP/Postal Code New York NEW YORK 10019 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document State(s) of Solicitation ☒ All States ☒ Foreign/Non-US Recipient Recipient CRD Number ☐ None Champlain Advisors, LLC 129560 (Associated) Broker or Dealer ☒ None (Associated) Broker or Dealer CRD Number ☒ None None None Street Address 1 Street Address 2 Galeria De Artes Y Ciencias 875 Carretera 693, Suite 102 City State/Province/Country ZIP/Postal Code Dorado PUERTO RICO 00646 State(s) of Solicitation ☒ All States ☒ Foreign/Non-US 13. Offering and Sales Amounts Total Offering Amount $ USD or ☒ Indefinite Total Amount Sold $ 260,256,000 USD Total Remaining to be Sold $ USD or ☒ Indefinite Clarification of Response (if Necessary) 14. Investors ☐ Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as 265 accredited investors, enter the total number of investors who already have invested in the offering: 15. Sales Commissions & Finders’ Fees Expenses Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount. Sales Commissions $ 182,573 USD ☐ Estimate Finders' Fees $ 0 USD ☐ Estimate Clarification of Response (if Necessary) 16. Use of Proceeds Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,
Recommended publications
  • Investment Vendors
    INVESTMENT VENDORS The following is a listing of the investment managers, custodians, and consultants that serve the Massachusetts public pension systems. The listing is based on information supplied by the retirement boards. Retirement Investment Vendors Board Adams • PRIT Amesbury • PRIT Andover • PRIT • RhumbLine Advisers Consultant: Dahab Associates Arlington • PRIT Custodian: People’s United Bank Attleboro • Amalgated Bank • Hancock Timber Resource Group, Inc. • PRIT Custodian: People’s United Bank • BTG Pactual Timberland Investment Group • Intercontinental Real Estate Corp. • RhumbLine Advisers Consultant: Dahab Associates Inc. • Copeland Capital Management • Invesco Core Real Estate USA, LP • State Street Global Advisors • Fidelity Institutional Asset Management • Invesco National Trust Company • Van Eck • Frontier Capital Management Co., LLC • Peregrine Capital Barnstable County • PRIT Belmont • AEW Capital Management, LP • HarbourVest Partners, LLC • PRIT Custodian: People’s United Bank • Atlanta Capital • Loomis, Sayles & Company • RhumbLine Advisers Consultant: NEPC, LLC • Carillion Tower Advisors • Pacific Investment Management Company, LLC • Rothschild Asset Management Inc. Berkshire County • PRIT Beverly • PRIT Blue Hills Regional • PRIT Boston (City) • 57 Stars, LLC • EnTrust Global Partners • Polunin Capital Partners • AEW Capital Management, LP • Goldentree Asset Management, LP • Prudential Capital Partners Custodian: State Street Bank & Trust • Alcentra NY, LLC • Grosvenor Capital Management, LP • Prudential
    [Show full text]
  • Press Release Angelo Gordon's Twin Brook
    PRESS RELEASE ANGELO GORDON’S TWIN BROOK CAPITAL PARTNERS COMMITS OVER $925 MILLION TO PRIVATE EQUITY-BACKED HEALTHCARE TRANSACTIONS IN 2020 Over $4.2 Billion Deployed to Middle Market Healthcare Transactions Since Inception NEW YORK AND CHICAGO – January 13, 2021 – Twin Brook Capital Partners (“Twin Brook” or the “Firm”), the middle market direct lending subsidiary of Angelo Gordon, today announced that it committed over $925 million to private equity sponsors in support of healthcare transactions last year, completing 26 healthcare transactions across 10 subsectors. The Firm served as lead agent on all the healthcare transactions it supported in 2020, which included 11 new platform financings and 15 add-on financings. An experienced lender in the space, Twin Brook has deployed over $4.2 billion across more than 100 middle market healthcare transactions since inception. “During a year unlike any experienced before, we remained steadfastly committed to being a dependable lending partner that works hand-in-hand with sponsors and their portfolio companies through all times, as reflected by the over $925 million we put to work in support of our private equity clients’ healthcare investments in 2020,” said Senior Partner Faraaz Kamran, who focuses on Twin Brook’s healthcare lending business. “We saw private equity-backed healthcare businesses manage pandemic-related challenges remarkably well, and we witnessed transaction activity across a broad spectrum of healthcare subsectors bounce back in the latter half of the year. Heading into 2021 and beyond, we look forward to continuing to provide our sponsors and borrowers with consistent, reliable support and to using our ample buying power to bring them the tailored financing solutions needed to navigate the current environment and execute on the opportunities to come in this active space.” Twin Brook focuses on loans to private equity-owned companies with EBITDA between $3 million and $50 million, with an emphasis on companies with $25 million of EBITDA and below.
    [Show full text]
  • AG Mortgage Investment Trust, Inc. Investor Presentation NYSE: MITT
    AG Mortgage Investment Trust, Inc. Investor Presentation NYSE: MITT NYSE: MITT Forward Looking Statements This presentation includes "forward-looking statements" within the meaning of the safe harbor provisions of the United States Private Securities Litigation Reform Act of 1995 related to dividends, our strategy related to our investments and portfolio, investment returns, return on equity, liquidity and financing, taxes, our assets, and our interest rate sensitivity. Forward-looking statements are based on estimates, projections, beliefs and assumptions of management of the Company at the time of such statements and are not guarantees of future performance. Forward-looking statements involve risks and uncertainties in predicting future results and conditions. Actual results could differ materially from those projected in these forward-looking statements due to a variety of factors, including, without limitation, changes in interest rates, changes in the yield curve, changes in prepayment rates, the availability and terms of financing, changes in the market value of our assets, general economic conditions, conditions in the market for Agency RMBS, Non-Agency RMBS, ABS and CMBS securities and loans, and legislative and regulatory changes that could adversely affect the business of the Company. Additional information concerning these and other risk factors are contained in the Company's filings with the Securities and Exchange Commission ("SEC"), including its most recent Annual Report on Form 10-K and subsequent filings. Copies are available free of charge on the SEC's website, http://www.sec.gov/. All information in this presentation is as of September 11, 2017 (unless otherwise noted). The Company undertakes no duty to update any forward-looking statements to reflect any change in its expectations or any change in events, conditions or circumstances on which any such statement is based.
    [Show full text]
  • Real Estate Alert the the Site, at 45-49 Dupont Street, 280 Franklin Street and 2-8 Information It Needs to Give You Credit for a Deal
    SEPTEMBER 10, 2014 Tishman Adds Tower to Chicago Sales Block The latest piece of the Chicago skyline to hit the market is a 1.2 million-square- 2 REIT Lists Boston Medical Offices foot trophy property valued at about $700 million. Tishman Speyer has listed the office tower, at 353 North Clark Street, withJLL. It’s 2 Carlyle Eyes Profit on NY Building expected to draw interest from the largest core buyers, foreign and domestic, due to 3 Value-Added Apartment Play in NJ its recent vintage and high occupancy rate. The offering comes on the heels of another high-profile Chicago listing: 55 East 3 Brooklyn Residential Site Available Monroe Street, a 1.3 million-sf office building that’s expected to trade for about $375 million. JLL started marketing that property last week for a joint venture between 3 Two Condo-Conversion Plays in NY Chicago firms Walton Street Capital and GlenStar Properties. 5 Texas Industrial Portfolios for Sale The North Clark Street building was completed in 2009 by Mesirow Financial, which struggled to lease up space and pay off construction loans amid the mar- 7 Ares Touts Boston-Area Office Play ket downturn. New York-based Tishman acquired the property a year later for See CHICAGO on Page 10 7 Blackstone Pitches Hotel in Upstate NY 8 Boston Offices Have Leasing Upside Apartment Pros Target Portfolios Selectively 9 Manhattan Apartments Up for Grabs Despite strong buying demand for apartments, big investors are being picky 12 Angelo Gordon Lists NJ Retail Center when it comes to multi-family portfolios.
    [Show full text]
  • Public Investment Memorandum AG Europe Realty Fund III, L.P. Value
    Public Investment Memorandum AG Europe Realty Fund III, L.P. Value-Add Real Estate Commitment Melanie A. Cubias Senior Investment Professional Melissa A. Quackenbush Senior Portfolio Manager July 5, 2019 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLOYEES’ RETIREMENT SYSTEM Recommendation: PSERS Investment Office Professionals (IOP), together with Hamilton Lane, recommends the Board commit up to $100 million to AG Europe Realty Fund III, L.P. (“Fund”). Angelo Gordon seeks to make investments in commercial real estate in Europe. The Fund expects to focus on major Western European markets, including the United Kingdom, Ireland, the Netherlands, Germany, France, Spain, Italy, Sweden, Denmark, and Norway. Angelo Gordon believes that the Fund will benefit from a value-add strategy in a region with continued high levels of distressed real estate and loan sales and economic fundamentals that continue to lag the recovery seen in the United States. Firm Overview: Angelo, Gordon & Co., L.P. (“Firm”) is a privately held firm specializing in global alternative (non- traditional) investments with an absolute return orientation. The Firm was founded in 1988 by John M. Angelo and Michael L. Gordon and as of March 31, 2019 manages approximately $33 billion. Angelo Gordon has over 500 employees, including over 200 investment professionals. The Firm is headquartered in New York with associated offices in Chicago, Washington, D.C., Houston, Los Angeles, San Francisco, London, Amsterdam, Frankfurt, Milan, Hong Kong, Tokyo, Seoul, and Singapore. The Firm manages capital across four strategies: (i) real estate; (ii) corporate credit; (iii) direct lending; and (iv) securitized products. In each discipline, the Firm seeks to generate absolute returns, in all market environments and with less volatility than the overall markets, by exploiting market inefficiencies and capitalizing on situations that are not in the mainstream of investment opportunities.
    [Show full text]
  • AG Mortgage Investment Trust, Inc
    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2020 (November 5, 2020) AG Mortgage Investment Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 001-35151 27-5254382 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 245 Park Avenue, 26th floor New York, New York 10167 (Address of principal executive offices) Registrant's telephone number, including area code: (212) 692-2000 Not Applicable (Former Name or Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c) Securities registered pursuant to Section 12(b) of the Act: Title of each class: Trading Symbols: Name of each exchange on which registered: Common Stock, $0.01 par value per share MITT New York Stock Exchange (NYSE) 8.25% Series A Cumulative Redeemable Preferred Stock MITT PrA New York Stock Exchange (NYSE) 8.00% Series B Cumulative Redeemable Preferred Stock MITT PrB New York Stock Exchange (NYSE) 8.000% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock MITT PrC New York Stock Exchange (NYSE) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    [Show full text]
  • Can Angelo, Gordon &
    What did ORG Portfolio Management know in the Timbervest episode? April 2014 A report by UNITE HERE Contact: Jim Baker, 312-933-0230, [email protected] Sarah Lyons, 312-385-0603 [email protected] Can Angelo, Gordon & Co.’s Private Equity Division Recover? As Angelo, Gordon & Co. begins raising its eighth AG Capital Recovery Partners fund, a look back at past AG private equity and special situations fund performance may give potential investors pause Angelo, Gordon & Co. is an investment advisor focused on alternative investing through a number of real estate, private equity, and credit funds. Within its Private Equity division, headed up by Arthur Peponis, Angelo, Gordon & Co. has raised a series of private equity funds (AG Private Equity Partners I-IV) and special situations funds (AG Capital Recovery Partners I-VII). Angelo, Gordon & Co. in December 2013 launched fundraising for AG Capital Recovery Partners VIII.1 While Angelo, Gordon & Co. did not provide a fundraising target in Capital Recovery Parters VIII’s SEC form D, its predecessor fund raised $1.1 billion in 2009.2 Unhappy returns Since 1999, a majority of AG Capital Recovery Partners and AG Private Equity Partners funds have underperformed peers, based on data from Preqin Ltd as of March 2013. See table below. For the Capital Recovery funds, four out seven were ranked in the 3rd or 4th Quartile. For the Private Equity Partners funds, four out five were in the 3rd or 4th Quartile. Private Equity Partners III limited partners experienced a loss as the fund produced a -2.8% IRR. Out of 12 funds only two landed in the 1st Quartile – AG Capital Recovery Partners (1999) and AG Private Equity Partners (2003).
    [Show full text]
  • Speaker Biographies
    Trends in Real Estate Investing: Keys to Constructing a Recession-proof Portfolio Speaker biographies Thursday, April 4, 2019 kpmg.com Speaker biographies Hope is a partner in KPMG’s Stamford office providing assurance-based services to clients in the financial services industry. Hope has over 16 years of experience with KPMG. Within the financial services industry, Hope specializes in serving our real estate and hospitality clients including real estate investment funds, private and publicly held mortgage and equity real estate investment trusts, and individual operating properties. Throughout her career, Hope has also worked with various sponsors of defined contribution and defined benefit plans. Hope worked in both KPMG’s Hartford and New York offices prior to joining the Stamford office in 2010. As a lead engagement partner, Hope is responsible for the overall quality of the audit services provided to her clients. With respect to her clients in the real estate industry, she has assisted them in matters including revenue recognition, asset acquisitions, purchase price allocation, asset Hope Cahoon impairment, REIT compliance, consolidation and other accounting and reporting Partner matters. Hope also has experience assisting clients perform due diligence on KPMG LLP proposed transactions. Hope’s other roles in the Stamford office include serving as the co-chair of KPMG’s Network of Women and the partner champion for KPMG’s Family for Literacy. She participates in KPMG’s quality review program and served as the lead engagement senior manager on the 2009 and 2012 EY peer reviews. Hope has also assisted in the development of technical training programs and is an instructor for KPMG training programs.
    [Show full text]
  • PRIT Fund Managers Domestic Equity INTECH Investment Management
    PRIT Fund Managers Private Equity 1818 Fund II, LP (The) Domestic Equity Advent International INTECH Investment Management, LLC Alchemy Partners Pacific Investment Management Company (PIMCO) Alta Communications State Street Global Advisors American Securities International Equities APA German European Ventures Baillie Gifford APAX Partners & Co. Marathon Asset Management, Ltd Apollo Investments Management Mondrian Investment Partners Asia Pacific Trust State Street Global Advisors Austin Ventures Core Fixed Income Bain Capital Access Capital Strategies, LLC Battery Ventures Partners AFL-CIO Housing Investment Trust Belmont Capital Partners BlackRock, Inc. Berkshire Partners, LLC Community Capital Management Blackstone Group Loomis Sayles & Company, LP Boston Ventures Pacific Investment Management Company (PIMCO) Bridgepoint Capital Limited Value-Added Fixed Income Brown Brothers Ashmore Investment Management Ltd Candover Eaton Vance Institutional Funds Capital Resource Partners Fidelity Mnagement Trust Company Carlyle Partners ING Investment Management Castile Ventures Loomis, Sayles & Company, L.P. Centerbridge Capital Partners Pacific Investment Management Company (PIMCO) Charles River Ventures Shenkman Capital Management Charlesbank Capital Partners Distressed Debt Managers Charterhouse Capital Partners Angelo, Gordon & Co. Chesquers Capital Avenue Capital Group Code Hennessey & Simmons Crescent Capital Group Commonwealth Capital Ventures GSO Capital Partners Crossroads Capital Oaktree Capital Management Crossroads Group Trust Company of the West CVC European Equity Partners Wayzata Investment Partners Cypress Group LLC Emerging Markets Equity Managers Cypress Merchant Banking Ashmore EMM, L.L.C. DLJ Merchant Banking GMO LLC El Dorado Ventures State Street Global Advisors Equitable Capital Management T. Rowe Price Essex Woodlands Natural Resources Ethos Private Equity Denham Capital Management Exponent Partners Jennison Associates First Reserve Corporation Quantum Energy Partners Flagship Ventures T. Rowe Price Forstmann, Little & Co.
    [Show full text]
  • Press / Media Release Angelo Gordon's Twin Brook
    PRESS / MEDIA RELEASE ANGELO GORDON’S TWIN BROOK CAPITAL PARTNERS RAISES OVER $2.75 BILLION FOR THIRD DIRECT LENDING FUND NEW YORK & CHICAGO – June 19, 2019 – Angelo, Gordon & Co., L.P. (“Angelo Gordon” or the “Firm”), a $33 billion alternative investment firm focused on credit and real estate investing, today announced that it has raised over $2.75 billion in equity commitments for AG Direct Lending Fund III (the “Fund”), exceeding the Fund’s $2 billion target and making this the Firm’s largest direct lending fund to date. The Fund is managed by Twin Brook Capital Partners (“Twin Brook”), Angelo Gordon’s middle market direct lending subsidiary. Consistent with Twin Brook’s distinctive approach, the Fund will seek to capitalize on the long-term investment opportunities in middle market direct lending by sourcing, underwriting, and actively managing a diversified portfolio of middle market, floating rate, senior secured loans, with a focus on providing first lien secured debt to lower middle market, sponsor-backed companies. Twin Brook targets senior financing opportunities up to $200 million, with hold sizes across the platform ranging from $25 million up to $150 million. The Fund benefits from Twin Brook’s flexible product suite and customized financing solutions, which also allows for opportunistic investments in second lien, mezzanine, and equity co- investments. The Fund received strong backing from existing Angelo Gordon investors and welcomed a number of new global institutional investors. “I’d like to thank our new and returning investors for their support and confidence in our strategy. The robust reception this Fund received is a testament to our deep bench of talent, differentiated platform, and unique focus on the lower middle market,” said Twin Brook Founder and Managing Partner Trevor Clark.
    [Show full text]
  • We Also Do Work for Angelo Gordon on Other Matters, Which Invests
    Investment Advisor and Asset Manager Litigation Recent Representations We cemented our prior victories on behalf of Indonesian bank PT Bank Mutiara, Tbk (now known as PT Bank JTrust Indonesia) against a crooked Mauritian hedge fund, leaving the fund with no assets and no recourse in the United States. Nearly six years ago, the hedge fund improperly seized and retained several million dollars of our client’s assets and refused to return the money despite numerous court orders to do so. The court held the fund and its owner in contempt, imposed fines that eventually reached more than $400 million, and ultimately granted our request that it transfer the ownership of the hedge fund itself to our client. Following that order, and the Court of Appeals’ affirmance, the hedge fund’s former management commenced a new action in Delaware to oust the newly appointed board of directors and to retake control of the entities. We swiftly obtained an injunction stopping that case, which the Court of Appeals affirmed last week. The decision leaves the hedge fund with no viable means to continue its pursuit of our client in courts in the United States or anywhere else around the world. A federal judge has given final approval to settlements with the final defendants in our ISDAfix case, which was brought on behalf of investors such as insurance companies, pension funds, hedge funds, and other sophisticated actors. That brings the total recoveries in the case, which concerns the rigging of a financial benchmark used to determine the settlement value of certain financial derivatives, to over $500 million.
    [Show full text]
  • Property Investor Profiles
    AMA Property Investor Profiles Amazon Properties Plc Fund 23 Spring Street, London W2 1JA Angelo, Gordon Europe Ltd Tel: 020 7298 8700 Fax: 020 7298 8701 25 Hanover Square, London W1S 1JF Email: [email protected] Tel: 0207 758 5300 Fax: 0207 758 5420 Web: www.amazonproperty.com Web: www.angelogordon.com Contacts Contacts Charles Gourgey (Managing Director) Anuj Mittal (Real Estate) Chris Lanitis (Director) Comment Comment 07/09 - US private equity fund manager Angelo Gordon announced 03/10 - Amazon bought 5 Portland Place, W1, for around £10m for plans is to invest a substantial proportion of its $2bn of property conversion to luxury flats. funds in the UK. 07/10 - Amazon and Princeton Investments paid Resolution £12m Angelo Gordon is combing the UK for opportunities and has lined up for Paramount House, on Wardour Street, W1 a yield of around 5%. partnerships with UK property experts, such as Property Merchant The 22,000 sq ft retail and multilet office building has potential for Group and Investream, to work on the prospective transactions. conversion to loft-style apartments on the upper floors. Princeton and Amazon, which owns and manages a £150m The privately owned fund manager is investing two funds: its $800m portfolio, are both keen to increase their exposure to prime central AG Core Plus Realty Fund II, of which it has already spent around London. Paramount is their first joint venture. 35%; and its $1.25bn opportunity fund, the AG Realty Fund VII, of which around 25% is invested. Amsprop Ltd 05/10 - Angelo Gordon, Gracemark Investments and US hotelier West Wing, Sterling House, Langston Road Amerimar Enterprises bought the 275-bed Jolly St Ermin’s Hotel in Loughton, Essex IG10 3TS London’s St James’s rom NH Hoteles for £65m.
    [Show full text]