Authorised and securities dealers

Name City Licensing type Securities dealer type Aarau Bank / securities dealer Cantonal banks Swiss securities dealer ABANCA CORPORACION BANCARIA S.A., Betanzos, *HQqYH Foreign bank branch First branch office of a foreign bank VXFFXUVDOHGH*HQqYH office acrevis Bank AG St. Gallen Bank / securities dealer Regional banks and savings banks Swiss securities dealer AEK BANK 1826 Genossenschaft Thun Bank / securities dealer Regional banks and savings banks Swiss securities dealer AFS Equity & Derivatives B.V., Amsterdam, Regensdorf Foreign securities Securities dealer First branch office of a foreign securities Zweigniederlassung Regensdorf dealer branch office dealer Alpha RHEINTAL Bank AG Heerbrugg Bank / securities dealer Regional banks and savings banks Swiss securities dealer Alternative Bank Schweiz AG Olten Bank / securities dealer Other banks Swiss securities dealer AP ANLAGE & PRIVATBANK AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Appenzell Bank / securities dealer Cantonal banks Swiss securities dealer Aquila & Co. AG =ULFK Bank / securities dealer Other banks Swiss securities dealer Arab Bank () Ltd. *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer AXION SWISS BANK SA Lugano Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Baader Helvea AG =ULFK Securities dealer Securities dealer Foreign-controlled securities dealer Baloise Bank SoBa AG Solothurn Bank / securities dealer Regional banks and savings banks Swiss securities dealer Banca Aletti & C. (Suisse) SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BANCA ARNER SA Lugano Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business BANCA CREDINVEST SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BANCA DEL CERESIO SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BANCA DEL SEMPIONE SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Banca dello Stato del Cantone Ticino Bellinzona Bank / securities dealer Cantonal banks Swiss securities dealer Banca Intermobiliare di Investimenti e Gestioni (Suisse) SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Banca Popolare di Sondrio (Suisse) SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BANCA ZARATTINI & CO. SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer %DQFR,WD~ 6XLVVH 6$ =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer

19.08.2016 / 05:30 1/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Banco Santander (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Bank am Bellevue AG .VQDFKW Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Bank BSU Genossenschaft Uster Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bank CIC (Schweiz) AG Basel Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Bank Coop AG Basel Bank / securities dealer Other banks Swiss securities dealer Bank EEK AG Bern 7 Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bank EKI Genossenschaft Interlaken Bank / securities dealer Regional banks and savings banks Swiss securities dealer %DQNIU7LUROXQG9RUDUOEHUJ$NWLHQJHVHOOVFKDIW,QQVEUXFN Staad Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities Zweigniederlassung Staad office / securities dealer dealer Bank Gantrisch Genossenschaft Schwarzenburg Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bank Hapoalim (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Bank in Zuzwil AG Zuzwil Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bank J. Safra Sarasin AG Basel Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer %DQN-XOLXV%lU &R$* =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Bank Leerau Genossenschaft Kirchleerau Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bank Linth LLB AG Uznach Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Bank Oberaargau AG Huttwil Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bank of America, National Association, Charlotte, Zurich =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities Branch office / securities dealer dealer Bank SLM AG 0QVLQJHQ Bank / securities dealer Regional banks and savings banks Swiss securities dealer %DQN6SDUKDIHQ=ULFK$* =ULFK Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bank Thalwil Genossenschaft Thalwil Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bank von Roll AG =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Bank Vontobel AG =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business BANK ZIMMERBERG AG Horgen Bank / securities dealer Regional banks and savings banks Swiss securities dealer bank zweiplus ag =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer

19.08.2016 / 05:30 2/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Bankhaus Jungholz AG St. Gallen Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BankMed (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Bank-now AG Horgen Bank Other banks %DQTXH$OJpULHQQHGX&RPPHUFH([WpULHXU6$ =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Banque Audi (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer %DQTXH%RQK{WH &LH6$ 1HXFKkWHO Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Banque Cantonale de Fribourg Fribourg Bank / securities dealer Cantonal banks Swiss securities dealer %DQTXH&DQWRQDOHGH*HQqYH *HQqYH Bank / securities dealer Cantonal banks Swiss securities dealer Porrentruy 2 Bank / securities dealer Cantonal banks Swiss securities dealer Banque Cantonale du Valais Sion Bank / securities dealer Cantonal banks Swiss securities dealer %DQTXHFDQWRQDOHQHXFKkWHORLVH 1HXFKkWHO Bank / securities dealer Cantonal banks Swiss securities dealer Banque Cantonale Vaudoise Lausanne Bank / securities dealer Cantonal banks Swiss securities dealer Banque Cramer & Cie SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Banque de Commerce et de Placements SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer %DQTXHGX/pPDQ6$ *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Banque Eric Sturdza SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Banque Genevoise de Gestion SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Banque Havilland (Suisse) S.A. *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BANQUE HERITAGE SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer %DQTXH,QWHUQDWLRQDOHj/X[HPERXUJ 6XLVVH 6$ =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Banque Internationale de Commerce - BRED (Suisse) SA *HQqYH Bank Foreign-controlled banks Banque Lombard Odier & Cie SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business BANQUE MORVAL SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business %DQTXH3kULV%HUWUDQG6WXUG]D6$ *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business

19.08.2016 / 05:30 3/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Banque Pictet & Cie SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business %DQTXH3ULYpH%&3 6XLVVH 6$ *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BANQUE PROFIL DE GESTION SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Banque SYZ SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Banque Thaler SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Bantleon Bank AG Zug Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Barclays Bank (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Barclays Capital, Zurich Branch of Barclays Bank PLC, =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities London office / securities dealer dealer Basellandschaftliche Kantonalbank Liestal Bank / securities dealer Cantonal banks Swiss securities dealer Basel Bank / securities dealer Cantonal banks Swiss securities dealer Baumann & Cie. Basel Bank / securities dealer Private bankers who do not solicit funds Swiss securities dealer from the public BBO Bank Brienz Oberhasli AG Brienz Bank / securities dealer Regional banks and savings banks Swiss securities dealer BBVA (Suiza) SA =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BERENBERG BANK (SCHWEIZ) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer AG Bern Bank / securities dealer Cantonal banks Swiss securities dealer Bernerland Bank AG Sumiswald Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bezirks-Sparkasse Dielsdorf Dielsdorf Bank / securities dealer Regional banks and savings banks Swiss securities dealer BHF-BANK (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Biene Bank im Rheintal Genossenschaft $OWVWlWWHQ Bank / securities dealer Regional banks and savings banks Swiss securities dealer BLOM BANK (Switzerland) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BNP Paribas (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer BNP PARIBAS SECURITIES SERVICES, Paris, succursale =ULFK Foreign bank branch First branch office of a foreign bank de Zurich office Bondpartners S.A. Lausanne Securities dealer Securities dealer Swiss securities dealer Bordier & Cie *HQqYH Bank / securities dealer Private bankers who do not solicit funds Swiss securities dealer from the public

19.08.2016 / 05:30 4/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Bovay & Partenaires S.A. Lausanne Securities dealer Securities dealer Swiss securities dealer bridport & cie sa *HQqYH Securities dealer Securities dealer Foreign-controlled securities dealer BS Bank Schaffhausen AG Hallau Bank / securities dealer Regional banks and savings banks Swiss securities dealer BSI SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Burgergemeinde Bern, DC Bank, Deposito-Cassa der Stadt Bern 7 Bank / securities dealer Regional banks and savings banks Swiss securities dealer Bern Burgerliche Ersparniskasse Bern, Genossenschaft Bern Bank Regional banks and savings banks BZ Bank Aktiengesellschaft Wilen Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business CA Indosuez (Switzerland) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer CACEIS Bank Luxembourg, Luxembourg, succursale de Nyon Nyon Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer Caisse d'Epargne CEC SA Courtelary Bank / securities dealer Regional banks and savings banks Swiss securities dealer &DLVVHG (SDUJQHG $XERQQHVRFLpWpFRRSpUDWLYH Aubonne Bank / securities dealer Regional banks and savings banks Swiss securities dealer &DLVVHG (SDUJQHGH&RVVRQD\VRFLpWpFRRSpUDWLYH Cossonay Bank / securities dealer Regional banks and savings banks Swiss securities dealer &DLVVHG (SDUJQHGH1\RQVRFLpWpFRRSpUDWLYH Nyon Bank / securities dealer Regional banks and savings banks Swiss securities dealer &DLVVHG (SDUJQHHWGH&UpGLW0XWXHOGH&KHUPLJQRQVRFLpWp Chermignon Bank Regional banks and savings banks FRRSpUDWLYH &DLVVHG (SDUJQH5LYLHUDVRFLpWpFRRSpUDWLYH Vevey 1 Bank / securities dealer Regional banks and savings banks Swiss securities dealer &%+&RPSDJQLH%DQFDLUH+HOYpWLTXH6$ *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Cembra Money Bank AG =ULFK Bank Other banks China Construction Bank Corporation, Beijing, Swiss Branch =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities Zurich office / securities dealer dealer CIM BANQUE SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer &LWp*HVWLRQ6$ *HQqYH Securities dealer Securities dealer Swiss securities dealer Citibank (Switzerland) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer &LWLEDQN1$6LRX[)DOOVVXFFXUVDOHGH*HQqYH *HQqYH Foreign bank branch Second branch office of a foreign bank Second branch office of a foreign office / securities dealer securities dealer Citibank, N.A., Sioux Falls, Zurich Branch =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer

19.08.2016 / 05:30 5/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type CITIGROUP GLOBAL MARKETS LIMITED, London, =ULFK Foreign securities Securities dealer First branch office of a foreign securities =ZHLJQLHGHUODVVXQJ=ULFK dealer branch office dealer Clientis AG Bern 7 Bank / securities dealer Banks with a special field of business Swiss securities dealer Clientis Bank im Thal AG Balsthal Bank / securities dealer Regional banks and savings banks Swiss securities dealer &OLHQWLV%DQN.WWLJHQ(UOLQVEDFK$* .WWLJHQ Bank / securities dealer Regional banks and savings banks Swiss securities dealer Clientis Bank Oberuzwil AG Oberuzwil Bank / securities dealer Regional banks and savings banks Swiss securities dealer Clientis Bank Thur Genossenschaft Ebnat-Kappel Bank / securities dealer Regional banks and savings banks Swiss securities dealer Clientis Bank Toggenburg AG Kirchberg SG Bank / securities dealer Regional banks and savings banks Swiss securities dealer Clientis EB Entlebucher Bank AG 6FKSIKHLP Bank / securities dealer Regional banks and savings banks Swiss securities dealer Clientis Sparkasse Oftringen Genossenschaft Oftringen Bank / securities dealer Regional banks and savings banks Swiss securities dealer &OLHQWLV=UFKHU5HJLRQDOEDQN*HQRVVHQVFKDIW Wetzikon Bank / securities dealer Regional banks and savings banks Swiss securities dealer COMMERZBANK Aktiengesellschaft, Frankfurt am Main, =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities =ZHLJQLHGHUODVVXQJ=ULFK office / securities dealer dealer &RPSDJQLH3ULYpHGH&RQVHLOVHWG ,QYHVWLVVHPHQWV6$ *HQqYH Securities dealer Securities dealer Foreign-controlled securities dealer &RUQqU%DQFD6$ Lugano Bank / securities dealer Other banks Swiss securities dealer &UpGLW$JULFROH)LQDQFHPHQWV 6XLVVH 6$ *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Credit Europe Bank (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer CREDIT MUTUEL DE LA VALLEE SA Le Sentier Bank / securities dealer Regional banks and savings banks Swiss securities dealer AG =ULFK Bank / securities dealer Large banks Swiss securities dealer Daiwa Capital Markets Europe Limited, Londres, succursale *HQqYH Foreign securities Securities dealer First branch office of a foreign securities GH*HQqYH dealer branch office dealer Delen (Suisse) SA *HQqYH Securities dealer Securities dealer Foreign-controlled securities dealer Deutsche Bank (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Deutsche Bank Aktiengesellschaft, Frankfurt a.M., =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities =ZHLJQLHGHUODVVXQJ=ULFK office / securities dealer dealer Dominick Company AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer 'UH\IXV6|KQH &LH$NWLHQJHVHOOVFKDIW%DQTXLHUV Basel Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Dukascopy Bank SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business

19.08.2016 / 05:30 6/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Dynagest SA *HQqYH Securities dealer Securities dealer Swiss securities dealer DZ PRIVATBANK (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer E. Gutzwiller & Cie. Banquiers Basel Bank / securities dealer Private bankers who do not solicit funds Swiss securities dealer from the public Edmond de Rothschild (Suisse) S.A. *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business EFG Bank AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer EFG Bank European Financial Group SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Entris Banking AG *POLJHQ Bank / securities dealer Banks with a special field of business Swiss securities dealer Equatex AG =ULFK Securities dealer Securities dealer Foreign-controlled securities dealer Ersparniskasse Affoltern i.E. AG Affoltern i.E. Bank / securities dealer Regional banks and savings banks Swiss securities dealer (UVSDUQLVNDVVH5HJJLVEHUJ*HQRVVHQVFKDIW 5HJJLVEHUJ Bank / securities dealer Regional banks and savings banks Swiss securities dealer Ersparniskasse Schaffhausen AG Schaffhausen Bank / securities dealer Regional banks and savings banks Swiss securities dealer Ersparniskasse Speicher Speicher Bank Regional banks and savings banks (;$1('(5,9$7,9(63DULVVXFFXUVDOHGH*HQqYH *HQqYH Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer (;$1(6$3DULVVXFFXUVDOHGH*HQqYH *HQqYH Foreign securities Securities dealer First branch office of a foreign securities dealer branch office dealer F. van Lanschot Bankiers (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Falcon AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Fibi Bank (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer )LGXUK{QH6$ *HQqYH Securities dealer Securities dealer Swiss securities dealer Fisch Asset Management AG =ULFK Securities dealer Securities dealer Swiss securities dealer Frankfurter Bankgesellschaft (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Freie Gemeinschaftsbank Genossenschaft Basel Bank Other banks Gazprombank (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer GFI Securities Limited, Londres, Succursale de Nyon Nyon Foreign securities Securities dealer First branch office of a foreign securities dealer branch office dealer Glarus Bank / securities dealer Cantonal banks Swiss securities dealer

19.08.2016 / 05:30 7/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Globalance Bank AG =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Goldman Sachs Bank AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Gonet & Cie SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Grammont Finance SA Lutry Securities dealer Securities dealer Swiss securities dealer *UDXEQGQHU.DQWRQDOEDQN Chur Bank / securities dealer Cantonal banks Swiss securities dealer GRB Glarner Regionalbank Genossenschaft Schwanden Bank / securities dealer Regional banks and savings banks Swiss securities dealer GS Banque SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business +DELE%DQN$*=ULFK =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer +DELEVRQV%DQN/LPLWHG/RQGRQ=ZHLJQLHGHUODVVXQJ=ULFK =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer Hardcastle Trading AG Rapperswil-Jona Securities dealer Securities dealer Foreign-controlled securities dealer Heliting SA Agno Securities dealer Securities dealer Foreign-controlled securities dealer HINDUJA BANQUE (SUISSE) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer +6%&%DQNSOF/RQGRQ=ZHLJQLHGHUODVVXQJ=ULFK =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer HSBC Private Bank (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer +\SRVZLVV3ULYDWH%DQN*HQqYH6$ *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Hypothekarbank Lenzburg AG Lenzburg Bank / securities dealer Regional banks and savings banks Swiss securities dealer IG Bank S.A. *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer IMC Trading B.V., Amsterdam, Zug Branch Zug Foreign securities Securities dealer First branch office of a foreign securities dealer branch office dealer InCore Bank AG =ULFK Bank / securities dealer Other banks Swiss securities dealer ,1*%HOJLTXH%UX[HOOHVVXFFXUVDOHGH*HQqYH *HQqYH Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer ,QVWLQHW(XURSH/LPLWHG/RQGRQ=ZHLJQLHGHUODVVXQJ=ULFK =ULFK Foreign securities Securities dealer First branch office of a foreign securities dealer branch office dealer INTESA SANPAOLO PRIVATE BANK (SUISSE) SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Investec Bank (Switzerland) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer

19.08.2016 / 05:30 8/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Isbank AG, Frankfurt am Main (DE), Zweigniederlassung =ULFK Foreign bank branch First branch office of a foreign bank =ULFK office ISP Securities AG =ULFK Securities dealer Securities dealer Swiss securities dealer J.P. Morgan (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer J.P. Morgan Securities plc., London, Zweigniederlassung =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities =ULFK office / securities dealer dealer JCE Hottinger AG =ULFK Securities dealer Securities dealer Swiss securities dealer Jefferies International Limited, London, Zweigniederlassung =ULFK Foreign securities Securities dealer First branch office of a foreign securities =ULFK dealer branch office dealer JL Securities SA *HQqYH Securities dealer Securities dealer Swiss securities dealer JPMorgan Chase Bank, National Association, Columbus, =ULFK Foreign bank branch First branch office of a foreign bank Zurich Branch office Kendra Securities House SA *HQqYH Securities dealer Securities dealer Swiss securities dealer Kepler Capital Markets SA Eysins Securities dealer Securities dealer Foreign-controlled securities dealer LANDOLT & CIE SA Lausanne Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Leihkasse Stammheim AG Oberstammheim Bank / securities dealer Regional banks and savings banks Swiss securities dealer Lemanik SA Lugano Securities dealer Securities dealer Foreign-controlled securities dealer Leonteq Securities AG =ULFK Securities dealer Securities dealer Swiss securities dealer LF Finance (Suisse) SA *HQqYH Securities dealer Securities dealer Foreign-controlled securities dealer LGT Bank (Schweiz) AG Basel Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer /LHQKDUGW 3DUWQHU3ULYDWEDQN=ULFK$* =ULFK Bank / securities dealer Regional banks and savings banks Swiss securities dealer AG Luzern Bank / securities dealer Cantonal banks Swiss securities dealer M. M. Warburg Bank (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Maerki Baumann & Co. AG =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Mercantil Bank (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Merrill Lynch Capital Markets AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer MG Finance SA Pully Securities dealer Securities dealer Swiss securities dealer AG =ULFK Bank / securities dealer Other banks Swiss securities dealer

19.08.2016 / 05:30 9/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Mirabaud & Cie SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Mizuho Bank (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Morgan Stanley & Co. International plc, London, Zurich Branch =ULFK Foreign securities Securities dealer First branch office of a foreign securities dealer branch office dealer Mourgue d'Algue & Cie *HQqYH Bank / securities dealer Private bankers who do not solicit funds Swiss securities dealer from the public NBAD Private Bank (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer 1%.%DQTXH3ULYpH 6XLVVH 6$ *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Neue Aargauer Bank AG Aarau Bank / securities dealer Regional banks and savings banks Swiss securities dealer Neue Helvetische Bank AG =ULFK Bank / securities dealer Other banks Swiss securities dealer Nidwaldner Kantonalbank Stans Bank / securities dealer Cantonal banks Swiss securities dealer Nomura Bank (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer 1RUGHD%DQN6$/X[HPEXUJ=ZHLJQLHGHUODVVXQJ=ULFK =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer Notenstein La Roche Privatbank AG St. Gallen Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business NPB Neue Privat Bank AG =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Obwaldner Kantonalbank Sarnen Bank / securities dealer Cantonal banks Swiss securities dealer PATRIMONY 1873 SA Lugano Securities dealer Securities dealer Foreign-controlled securities dealer Petercam Private Bank (Switzerland) SA *HQqYH(FKDQJH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Picard Angst AG 3IlIILNRQ Securities dealer Securities dealer Swiss securities dealer Piguet Galland & Cie SA Yverdon-les-Bains Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business PKB PRIVATBANK SA Lugano Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer PostFinance AG Bern Bank / securities dealer Other banks Swiss securities dealer Privatbank Bellerive AG =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business 3ULYDWEDQN,+$*=ULFK$* =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business

19.08.2016 / 05:30 10/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Privatbank Von Graffenried AG Bern Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Private Client Bank AG =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Private Client Partners AG =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business QNB Suisse SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Quantus AG Glattzentrum bei Wallisellen Securities dealer Securities dealer Swiss securities dealer Quilvest (Switzerland) Ltd. =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Rahn+Bodmer Co. =ULFK Bank / securities dealer Private bankers who do not solicit funds Swiss securities dealer from the public Raiffeisen Schweiz Genossenschaft St. Gallen Bank / securities dealer Banks with a special field of business Swiss securities dealer RBC Investor Services Bank S.A., Esch-sur-Alzette, =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities =ZHLJQLHGHUODVVXQJ=ULFK office / securities dealer dealer 5HJLREDQN0lQQHGRUI$* 0lQQHGRUI Bank / securities dealer Regional banks and savings banks Swiss securities dealer Regiobank Solothurn AG Solothurn Bank / securities dealer Regional banks and savings banks Swiss securities dealer Reichmuth & Co Luzern 7 Bank / securities dealer Private bankers who do not solicit funds Swiss securities dealer from the public Remaco Wealth Management AG Basel Securities dealer Securities dealer Swiss securities dealer Reuss Private AG Bremgarten Securities dealer Securities dealer Swiss securities dealer REYL & Cie SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Rothschild Bank AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer 6$*()256RFLpWp$QRQ\PHGH*pUDQFHGH)RUWXQHV *HQqYH Securities dealer Securities dealer Swiss securities dealer Sallfort Privatbank AG =ULFK Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business 6DXUHQ)LQDQ]GLHQVWOHLVWXQJHQ*PE+ &R.*.|OQ Zug Foreign securities Securities dealer First branch office of a foreign securities Zweigniederlassung Zug dealer branch office dealer SAXO BANK (SCHWEIZ) AG Zollikon Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer SB Saanen Bank AG Saanen Bank / securities dealer Regional banks and savings banks Swiss securities dealer Sberbank (Switzerland) AG =ULFK Bank Foreign-controlled banks Schaffhauser Kantonalbank Schaffhausen Bank / securities dealer Cantonal banks Swiss securities dealer

19.08.2016 / 05:30 11/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Schroder & Co Bank AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Schwyzer Kantonalbank Schwyz Bank / securities dealer Cantonal banks Swiss securities dealer Scobag Privatbank AG Basel Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business SELVI & Cie SA *HQqYH Securities dealer Securities dealer Swiss securities dealer SIX SIS AG Olten Bank Banks with a special field of business SIX x-clear AG =ULFK Bank Banks with a special field of business 6RFLHWj%DQFDULD7LFLQHVH6$ Bellinzona Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business SOCIETE GENERALE Private Banking (Suisse) SA *HQqYH Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer 6RFLpWp*pQpUDOH3DULV=ZHLJQLHGHUODVVXQJ=ULFK =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer 63$5/(,+.$66(*h5%(7$/$* 0KOHWKXUQHQ Bank / securities dealer Regional banks and savings banks Swiss securities dealer Spar- und Leihkasse Bucheggberg AG /WHUVZLO Bank / securities dealer Regional banks and savings banks Swiss securities dealer Spar- und Leihkasse Frutigen AG Frutigen Bank / securities dealer Regional banks and savings banks Swiss securities dealer Spar- und Leihkasse Leuk und Umgebung Genossenschaft Leuk-Stadt Bank Regional banks and savings banks Spar- und Leihkasse Thayngen AG Thayngen Bank / securities dealer Regional banks and savings banks Swiss securities dealer Spar- und Leihkasse Wynigen AG Wynigen Bank / securities dealer Regional banks and savings banks Swiss securities dealer Spar+Leihkasse Riggisberg AG Riggisberg Bank / securities dealer Regional banks and savings banks Swiss securities dealer Sparcassa 1816 Genossenschaft :lGHQVZLO Bank / securities dealer Regional banks and savings banks Swiss securities dealer Sparkasse Schwyz AG Schwyz Bank / securities dealer Regional banks and savings banks Swiss securities dealer Sparkasse Sense Tafers Bank / securities dealer Regional banks and savings banks Swiss securities dealer St. Galler Kantonalbank AG St. Gallen Bank / securities dealer Cantonal banks Swiss securities dealer 6WDWH6WUHHW%DQN,QWHUQDWLRQDO*PE+0QFKHQ =ULFK Foreign bank branch First branch office of a foreign bank =ZHLJQLHGHUODVVXQJ=ULFK office 675$7(2*HQqYH6XFFXUVDOHGH.H\WUDGH%DQN6$ *HQqYH Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities Bruxelles office / securities dealer dealer Swiss Bankers Prepaid Services AG *URVVK|FKVWHWWHQ Bank Other banks Swiss Capital Alternative Investments AG =ULFK Securities dealer Securities dealer Swiss securities dealer

19.08.2016 / 05:30 12/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type Swissquote Bank SA Gland Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business TARENO AG Basel Securities dealer Securities dealer Swiss securities dealer Tellco Vorsorge AG Schwyz Securities dealer Securities dealer Swiss securities dealer The Royal Bank of Scotland plc, Edinburgh, =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities =ZHLJQLHGHUODVVXQJ=ULFK office / securities dealer dealer Thurgauer Kantonalbank Weinfelden Bank / securities dealer Cantonal banks Swiss securities dealer Timber Hill (Europe) AG Zug Securities dealer Securities dealer Foreign-controlled securities dealer Trafina Privatbank AG Basel Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Triba Partner Bank AG Triengen Bank / securities dealer Regional banks and savings banks Swiss securities dealer TULLETT PREBON (SECURITIES) LIMITED, Londres, *HQqYH Foreign securities Securities dealer First branch office of a foreign securities VXFFXUVDOHGH0H\ULQ*HQqYH dealer branch office dealer UBL (Switzerland) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer UBS AG =ULFK Bank / securities dealer Large banks Swiss securities dealer UBS LIMITED, London, Swiss Branch, Opfikon Opfikon Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer UBS Swiss Financial Advisers AG =ULFK Securities dealer Securities dealer Swiss securities dealer UBS Switzerland AG =ULFK Bank / securities dealer Large banks Swiss securities dealer 8QL&UHGLW%DQN$*0QFKHQ=ZHLJQLHGHUODVVXQJ=ULFK =ULFK Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities office / securities dealer dealer UNION BANCAIRE PRIVEE, UBP SA *HQqYH Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business UNITED MIZRAHI BANK (Switzerland) Ltd. =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Urner Kantonalbank Altdorf Bank / securities dealer Cantonal banks Swiss securities dealer Valcourt SA *HQqYH Securities dealer Securities dealer Swiss securities dealer Valiant Bank AG Bern Bank / securities dealer Regional banks and savings banks Swiss securities dealer Volksbank AG St. Margrethen Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer Vorarlberger Landes- und Hypothekenbank St. Gallen Foreign bank branch First branch office of a foreign bank First branch office of a foreign securities Aktiengesellschaft, Bregenz, Zweigniederlassung St. Gallen office / securities dealer dealer VP Bank (Schweiz) AG =ULFK Bank / securities dealer Foreign-controlled banks Foreign-controlled securities dealer

19.08.2016 / 05:30 13/14 Authorised banks and securities dealers

Name City Licensing Bank type Securities dealer type VZ Depotbank AG =ULFK Bank / securities dealer Other banks Swiss securities dealer WIR Bank Genossenschaft Basel Bank Other banks =lKULQJHU3ULYDWEDQN$* Bern Bank / securities dealer Banks specialised in exchange, securities Swiss securities dealer and asset management business Zug Bank / securities dealer Cantonal banks Swiss securities dealer =UFKHU.DQWRQDOEDQN =ULFK Bank / securities dealer Cantonal banks Swiss securities dealer =UFKHU/DQGEDQN$* Elgg Bank / securities dealer Regional banks and savings banks Swiss securities dealer

Total authorised banks and securities dealers: 313

19.08.2016 / 05:30 14/14