Fede ra l r e s e r v e Ba n k o f D allas DALLAS, TEXAS 75222 Circular No. 82-86 July 27, 1982 OVER-THE-COUNTER (OTC) MARGIN STOCKS Revised List TO ALL MEMBER BANKS AND OTHERS CONCERNED IN THE ELEVENTH FEDERAL RESERVE DISTRICT: The Board of Governors of the Federal Reserve System has published a revised list of over-the-counter (OTC) stocks that are subject to its margin regulations, effective July 26, 1982. The attached list supersedes the revised List of OTC Margin Stocks that was issued October 5, 1981 and the amendments to that list published on March 1, 1982. Any questions regarding this circular and attachments should be directed to this Bank's Legal Department, Extension 6171. Additional copies of this circular will be furnished upon request to this Bank's Department of Communications, Financial and Community Affairs, Extension 6289. Sincerely yours, William H. Wallace First Vice President Enclosure Banks and others are encouraged to use the following incoming WATS numbers in contacting this Bank: 1-800-442-7140 (intrastate) and 1-800-527-9200 (interstate). For calls placed locally, please use 651 plus the extension referred to above. This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library (
[email protected]) LIST OF OTC MARGIN STOCKS AS OF JULY 26, 1982 This List of OTC Margin Stocks is comprised of stocks traded over-the-counter (OTC) that have been determined by the Board of Governors of the Federal Reserve System to be sub ject to margin requirements as of July 26, 1982, pursuant to Sections 207.2(f) of Federal Reserve Regulation G, “ Securities Credit by Persons other than Banks, Brokers, or Dealers,” 220.2(e) of Regulation T, “Credit by Brokers and Dealers,” and 221.3(d) of Regulation U, “Credit by Banks for the Purpose of Purchasing or Carrying Margin Stocks.” The List is published from time to time by the Board as a guide for lenders subject to the regulations and the general public.