JULY INSIDE INVESTMENTS & WEALTH INSTITUTE AUGUST 2018

RECENT CIMA® CERTIFICANTS

THE FOLLOWING Nick Dawson, Franklin Templeton Investments, James Kenary, Morgan Stanley, Worcester, MA Kenneth Parrish, Franklin Templeton Investments, St. Petersburg, FL Greg Kendall, Franklin Templeton, Elk Grove, CA Little Rock, AR INDIVIDUALS RECENTLY Serif Denktas, Charles Schwab, Denver, CO Thomas Kerney, Hanover Securities, Orlando, FL Andrew Parsons, Corrigan Financial, Middletown, RI ® Mark DePrez, Wealth Advisors Group, Ft. Wayne, IN Ryan Kidwell, The Capital Group, Dallas, TX Ashish Patel, Sugar Land, TX EARNED THE CIMA Bradley Dobin, Merrill Lynch, Manasquan, NJ Mark Kinsel, PNC Wealth Mgmt., Cincinnati, OH Ashley Patten, Oppenheimer Funds, Grand Rapids, MI CERTIFICATION Shane Donohue, Pioneer Investments, Boston, MA Jennifer Kirby, Merrill Lynch, Westfield, NJ Tahoe Peck, AXA, Wyckoff, NJ Michael Drake, Morgan Stanley, Reno, NV Kristen Koch, Franklin Templeton, Rancho Cordova, CA Marcus Persichetti, Federated Investors, Pittsburgh, PA Jeffery Albaneze, BDO Wealth Advisory, Jacksonville, FL Isabelle Eckel, Morgan Stanley, Brighton, MA Robert Kulczycki, Transamerica, Denver, CO Steven Pietricola, Eaton Vance, Baldwinsville, NY Ryan Antonacci, Merrill Lynch, New York, NY James Egnatchik, UBS Financial Services, Buffalo, NY Russell LaGreca, Graystone, Baltimore, MD Brandon Pisanos, Jackson National, Los Angeles, CA Pedro Arruda, Wells Fargo Advisors, Miami, FL Steven Elder, Thornburg Investment Mgmt., Auburn, WA Juan Landivar, Premia Global Advisors, Miami, FL Oliver Polo, Merrill Lynch, San Diego, CA Lyndon Arthurson, Harris Fraser, Drummoyne, Australia Marvin Etienne, TIAA, Charlotte, NC Chris Laucks, Columbia Threadneedle Investments, Mario Posteraro, P NC Wealth Mgmt., Pittsburgh, PA Randy Aun, JPMorgan Asset Mgmt., Columbus, OH Katrina Everett, Wells Fargo Advisors, Marietta, GA Boston, MA Xiaolei Qiu, Springs Capital, Kowloon, Hong Kong Steven Backus, J.P. Morgan, Columbus, OH Graham Falbo, UBS Financial Services, Wilson Lee, Merrill Lynch, New York, NY Caleb Quick, Morgan Stanley, Lafayette, IN Michael Baker, Vertex Capital Advisors, Rock Hill, SC Franklin Lakes, NJ Christopher Leo, Arlington, VA Joseph Rao, Zurich North America, New York, NY Mark Barile, Capital Group, San Antonio, TX Chris Fangmann, Touchstone Funds, Cincinnati, OH Alexander Leonida, Raymond James, Brett Reardon, Plante Moran, Royal Oak, MI Todd Barker, Bank of America Merrill Lynch, Ryan Farrell, Chicago, IL Greenwood Village, CO Amanda Rehmann, KHC Wealth Mgmt., Overland Park, KS Cedar Rapids, IA Patrick Farris, Janus Capital Group, Denver, CO Justin Levy, Federated Investors, San Francisco, CA David Reid, PNC Institutional Asset Mgmt., Ronaldo Barron, American Century Investments, Enrique Felix, Franklin Templeton, Sacramento, CA Eric Lewis, JP Morgan, New York, NY New Hudson, MI Kansas City, MO Steven Ferrari, JP Morgan, Miami Shores, FL Fernando Lewis, Geneva Asset Mgmt., Panama City, Panama William Reilly, UBS Financial Services, Weehawken, NJ Nick Baseel, Deutsche Bank, Hopkinton, MA Kenneth Finke, Merrill Lynch, McKinney, TX Dustin Lisk, Merrill Lynch Wealth Mgmt., Stanfield, NC Stephen Renie, Merrill Lynch, Cincinnati, OH Thomas Bauer, T. Rowe Price, Mission Hills, KS Joshua Finkelstein, Merrill Lynch Wealth Mgmt., David Loman, Merrill Lynch, New York, NY Pierre Rieumont, JP Morgan Chase, Miami, FL Tim Beaufait, JPMorgan Chase & Company, Columbus, OH Los Angeles, CA Adam Lord, Morgan Stanley, Wyomissing, PA Benjamin Roberts III, Merrill Lynch, Athens, GA Katrina Bell, Deschutes Investment Consulting, Craig Fisher, Tortoise Investments, Leawood, KS Jameson Love, Doubleline Capital, Los Angeles, CA Matthew Robinson, Capital Group, Atlanta, GA Portland, OR Joseph Fisher, Morgan Stanley, Grosse Pointe Park, MI Joseph Lynch, Putnam Investments, Miami, FL Scott Robison, CBIZ Financial Solutions, Olathe, KS Andrew Bennis, BlackRock, San Francisco, CA Connor Fitzgerald, JP Morgan Asset Mgmt., Hoboken, NJ Joseph Macaluso, OppenheimerFunds, New York, NY Martin Roche, Russell Investments, Milwaukee, WI Steven Benvin, Morgan Stanley, New York, NY Kimberly Foley, Jensen Investment Mgmt., Portland, OR Kelley Mack, Merrill Lynch, Bridgewater, NJ Ian Roche, Oppenheimer Funds, Chagrin Falls, OH Stefan Bernardi, Invesco, Minnetonka, MN David Francis, Andersen Tax, McLean, VA David Madison, Estate & Trust Advisors, Northbrook, IL Luke Roden, JP Morgan, Saratoga Springs, NY Justin Bernier, Morgan Stanley, Hartford, CT Douglas Frank, Merrill Lynch Wealth Mgmt., Michael Magnetta, Franklin Templeton Investments, Lester Rodriguez, Merrill Lynch, Miami, FL Ravish Bhalla, Merrill Lynch, San Francisco, CA Westlake Village, CA St. Petersburg, FL Calvin Roseberry, Franklin Templeton, St Petersburg, FL Roger Bianco, Jr., Capital Group, Castle Pines, CO Jamie Frederick, PNC, Warren, PA Tiberiu Marian, Morgan Stanley, Sugar Hill, GA William Rouse, Corrigan Financial, Middletown, RI Jack Bishop III, Edward Jones, Waynesville, NC Ralph Freibert III, Ameriprise Financial, New Orleans, LA Storm Martin, Ivy Investments, Overland Park, KS Matthew Rush, Capital Group, Fishers, IN Leland Bishop, UBS Financial Services, Washington, DC Adam Freiman, Morgan Stanley, Washington, DC Jacob McCabe, Virtus Investment Partners, Atlanta, GA David Samman, Merrill Lynch, Tampa, FL Brandon Blackford, Edward Jones, Maineville, OH Camille Gagliardi, Ameriprise, West Hartford, CT Michael McClain-Svec, Wells Fargo Advisors, Gary Sanchez, OppenheimerFunds, Lakewood, CO Marek Blaskovic, Capital Group/American Funds, Aldo Galiani, Merrill Lynch, Miami, FL Pleasant Hill, CA Stephen Schaefer, Franklin Resources, Bay Harbor Islands, FL John Gavin III, Nuveen, Midlothian, VA Laura McDowell, Charles Schwab Investment Mgmt., Rancho Cordova, CA Bret Bledsoe, Merrill Lynch, Fayetteville, NC Dan George, AGW Capital Advisors, Tampa, FL San Francisco, CA Patrick Schultz, MainStay, New York, NY Ninya Bowman, Wells Fargo Advisors, Suwanee, GA Michael Geraci, Commonwealth Financial, San Diego, CA John McGough, Brethren Benefit Trust, South Elgin, IL Sean Seese, Merrill Lynch, Wayne, PA Shane Boyle, PIMCO Investments, Newport Beach, CA Claudia Glover, Wells Fargo, Leesburg, VA Patrick McHale, Diamond Hill Capital Mgmt., Columbus, OH Lisa Seigel, Merrill Lynch, Miami, FL Timothy Brand, Franklin Templeton Investments, Eric Goodbar, BNY Mellon Wealth Mgmt., San Francisco, CA Michael McHugo, John Hancock Investments, Boston, MA Francis Seitz, MFS, Boston, MA St. Petersburg, FL William Gorgas, Merrill Lynch, Bluffton, SC Craig McQueen, Cavanal Hill Investment Mgmt., Brian Shea, JP Morgan, Cedar Grove, NJ Jackson Brandstetter, Morgan Stanley, Chicago, IL Matthew Grezlik, Ameriprise Financial Services, Denver, CO Trevor Shephard, Morgan Stanley, San Jose, CA James Brauer, TIAA, Denver, CO Chicago, IL Max McQuiston, Capital Group, Kaysville, UT Walker Shiflet, Merrill Lynch, Beverly Hills, CA Marlene Bravo, Franklin Templeton, Rancho Cordova, CA Anthony Grose, Merrill Lynch, Dearborn, MI Jeremy Merchant, RAA, Addison, TX Daniel Shore, Suntrust Banks, Brentwood, TN Corbin Briggs, AssetMark, Chicago, IL Michael Haile, ADP, Downingtown, PA Matthew Mignon, RegentAtlantic, Morristown, NJ Randy Smith, Fairway Financial, Orlando, FL Nicholas Burke, Jackson National, Redwood City, CA Andrew Hancock, Morgan Stanley, Indianapolis, IN James Miley, Hays Financial Group, Minneapolis, MN Richard Smith, Cole Capital, Westerville, OH Laura Byars, JP Morgan Securities, Atlanta, GA David Harvey, Jr., PNC, Pittsburgh, PA Stephen Miller, Merrill Lynch, Birmingham, AL Samuel Snow, JP Morgan, New York, NY Shalene Caldwell, Wells Fargo Advisors, Portland, OR Ayaz Hasan, Morgan Stanley, Bethesda, MD Alexander Mintos, JPMorgan Chase, Chicago, IL Andrew Spero, Eaton Vance, Boston, MA Patrick Campbell, Clearwater, FL Brendan Hayes, PIMCO, Fairfield, CT Alycia Mitchell, Calamos Investments, Lombard, IL Connor Spiro, Baystate Financial, Boston, MA Eric Candelori, Merrill Lynch, Vienna, VA Jacob Haynes, Ivy Investments, Overland Park, KS Craig Moore, Nationwide Financial, Tampa, FL Keith Stecker, South Orange, NJ Chad Cannady, Capital Group Companies, Noblesville, IN Michael Head, Invesco, Charlotte, NC Robert Moore, Pinnacle Investment Advisors, Tulsa, OK David Stevens, Merrill Lynch, Rockledge, FL Jeffrey Carlos, JC Investment Services, La Mesa, CA George Hedlin IV, Franklin Templeton, Folsom, CA Matthew Mortimer, JPMorgan, New York, NY Justin Stevens, Merrill Lynch, Stamford, CT Brian Carlson, Jackson National Life Distributors, Christopher Helms, Columbia Threadneedle Investments, Rhett Mouchet, Brightworth, Atlanta, GA Parley Stock, American Beacon Advisors, Irving, TX Danville, CA Boston, MA Lauren Mugavero, Bank of America Merrill Lynch, Susan Swink, JP Morgan, New York, NY Andres Castano, Merrill Lynch, Danvers, MA Derek Heuler, Federated Investors, Pittsburgh, PA Pennington, NJ Claudia Tapara, Merrill Lynch, Frisco, TX EnRico Castelda, RBC, Aurora, CO Anthony Hixon, Hixon Zuercher Capital Mgmt., Findlay, OH Francis Murnighan, Northern Trust – FlexShares ETFs, James Taylor, Invesco, St. Louis, MO Thomas Caulfield, Oppenheimer Funds, Eden Prairie, MN Maura Holowchak, Wells Fargo Advisors, Columbus, OH Chicago, IL Lee Thaxton, Wells Fargo, Kannapolis, NC Jeffrey Cedarholm, Longview Financial Advisor, Barnaby Horton, Merrill Lynch, Hartford, CT Matthew Murphy, Oppenheimer & Co., Hoboken, NJ Christopher Thomas, Merrill Lynch, Wellesley, MA Gadsden, AL William Hummer, Robert W. Baird & Co., Milwaukee, WI Caroline Naylon, Amundi Pioneer Asset Mgmt., Boston, MA Christopher Tooker, Merrill Lynch, Omaha, NE Jeremy Chambers, Plante Moran Financial Advisors, Daniel Hunter, WisdomTree, Chicago, IL James Neill, HighTower Bellevue, Bellevue, WA Ryan Uhle, T. Rowe Price, Baltimore, MD Southfield, MI Brian Hussey, Morgan Stanley, Miami, FL Aaron Newman, Janus Capital Group, Denver, CO Adam Ulatoski, Merrill Lynch, Austin, TX Pamela Chasin, UBS Financial Services, Greenwich, CT Andrea Item, SunTrust Private Wealth, Coral Springs, FL Alexandra Nichols, UBS Financial Services, Hipolito Valdez, JP Morgan Chase, Bronx, NY Sasha Childers, Towneley Capital Mgmt., Jeffrey Jackson, Janus Capital Group, Denver, CO Diamond Bar, CA Matthew Valentine, Franklin Templeton, Tampa, FL Laguna Hills, CA Michael Jamison, OppenheimerFunds, Roseville, CA Milton Nuckols, Wells Fargo Advisors, St. Augustine, FL Gabrielle Vessa, JP Morgan, New York, NY Elisabeth Christino, John Hancock Investments, Boston, MA Brandon Janovsky, Merrill Lynch, Mound, MN Matthew O’Bryon, Ameriprise Financial, Shaker Heights, OH Trent Von Ahsen, University of Iowa Community Credit Adam Clemens, AAM, Oak Lawn, IL Sean Jeffers, Rothschild Asset Mgmt., New York, NY Jack O’Connor, UBS Financial Services, Seattle, WA Union, Cedar Rapids, IA Ryan Cooke, BB&T Scott & Stringfellow, Greensboro, NC Charles Johnson, Longview Financial Advisors, Timothy O’Connor, BlackRock, Princeton, NJ Edward Vukmirovich, Diamond Hill Investments, Jacob Cooper, UBS Financial Services, Calabasas, CA Gadsden, AL Shellane Ogoshi, UBS Financial Services, Honolulu, HI Columbus, OH Martin Courage III, Columbia Threadneedle Investments, Eric Johnson, Roth Financial Partners, Kingwood, TX Teddie Olender, Wells Fargo Advisors, Farmington Hills, MI Shane Walton, HFO Services Corporation, Red Bank, NJ Boston, MA Andre Julian, Merrill Lynch Wealth Mgmt., Curtis Olson, Invesco, Lake Bluff, IL Mindee Wasserman, Mindee Wasserman, JD CFP, Robert Cousar, TIAA, Charlotte, NC Laguna Niguel, CA Rebecca Orlowitz, Veris Wealth Partners, New York, NY Boston, MA Erin Cover, Vanguard, Dallas, TX Winston Justice, Naples, FL Daniel O'Shea, Columbia Threadneedle Investments, Jeremy Watts, Capital Group, Fishers, IN Alex Crawford, PBMares, Williamsburg, VA Akiko Kamata, Merrill Lynch, Jericho, NY Alexandria, VA John Weilnau, UBS Financial Services, Katie Cronin, Franklin Templeton, Rancho Cordova, CA Kendra Kasznel, UBS Financial Services, Pittsburgh, PA Matthew Osheskie, Federated Investors, Oakmont, PA Conshohocken, PA Zachary Crump, Merrill Lynch, Hawthorne, NJ Nathan Kaufman, J.P. Morgan Asset Mgmt., Moises Ospina, 1st Global, Dallas, TX Daniel Welch, Morgan Stanley, Cabin John, MD Bridget Cunningham, Keybank, Syracuse, NY Charlotte, NC Paul O’Toole, LPL Financial, Ft. Mill, SC Brian Weverbergh, BlackRock, Minneapolis, MN Michael Cure, Morgan Stanley, Cincinnati, OH Andrew Kauth, UBS Financial Services, Denver, CO Brian Pacen, The Sawyer Group, Owings Mills, MD Andrew White, Vanguard, Valley Forge, PA George Dale, Atlantic Financial Partners, Fair Haven, NJ Scott Kavanagh, Federated Investors, Pittsburgh, PA Regulo Pacheco, Franklin Templeton, St Petersburg, FL John Williams, McKinley Carter Wealth Services, Lawrence Dalessandro, T. Rowe Price, Baltimore, MD Daniel Keefe, Columbia Threadneedle Investments, James Palombo, American Beacon Advisors, Irving, TX Charleston, WV Joshua Dautovic, Morgan Stanley, Hudson, OH Boston, MA Jason Pan, Sullivan Bruyette Speros & Blayney, Jeffrey Wright, Frost Investment Advisors, San Antonio, TX Craig Davis, Jr., JP Morgan Chase, Huntington Beach, CA Roy Kelsey, 401k Generation, Longwood, FL Fairfax, VA Ryan Young, Merrill Lynch Wealth Mgmt., Hunt Valley, MD

INVESTMENTS & WEALTH MONITOR 59

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