Resettlement Plan

Draft Report Project number: 39295

December 2016

BAN: Third Urban Governance and Infrastructure Improvement (UGIIP III) - Faridpur Pourashava Phase II and III

Roads and Drainage Improvement Contract Packages: UGIIP III-II/AF/FARI/DR-01/2017 UGIIP III-II/AF/FARI/DR-02/2017 UGIIP III-II/AF/FARI/DR-03/2017 UGIIP III-II/AF/FARI/UT-01/2017 UGIIP III-II/AF/FARI/UT-02/2017 UGIIP III-II/AF/FARI/UT-03/2017 UGIIP III-II/AF/FARI/UT-04/2017 UGIIP III-II/AF/FARI/UT+DR-01/2017 UGIIP III-II/AF/FARI/UT+DR-02/2017 UGIIP III-II/AF/FARI/UT+DR-03/2017 UGIIP III-II/AF/FARI/UT+DR-04/2017

Prepared by the Local Government Engineering Department, Government of for the Asian Development Bank.

This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. ABBREVIATIONS

ADB : Asian Development Bank AP : affected person ARIPO : Acquisition and Requisition of Immovable Property Ordinance BPL : below poverty line DDR : due diligence report DMC : developing member countries EMP : Environment Management Plan FGDs : focus group discussion GAP : gender action plan GICDC : governance improvement and capacity development consultants GRC : grievance redress committee GRM : grievance redress mechanism IEE : initial environment examination IP/SEC : indigenous peoples/small ethnic communities IR : involuntary resettlement JVC : joint verification committee LGED : Local Government Engineering Department MDSC : management design supervision consultants MLGRDC : Ministry of Local Government, Rural Development and Cooperatives PID : project information document PIU : project implementation unit PMO : project management office PVAC : property valuation assessment committee RAC : resettlement advisory committee RF : resettlement framework ROW : right of way RP : resettlement plan SECDP : small ethnic community development plan SPS : safeguard policy statement SWM : solid waste management TOR : terms of reference UGIAP : urban government improvement action plan UGIIP : Urban Governance Infrastructure Improvement Project

GLOSSARY OF BANGLADESHI TERMS

Crore: 10 million (= 100 lakh) Ghat: Boat landing area along a river Hat, hut, or haat: Market (bazaar) operating certain afternoons during the week when sellers establish temporary shops. There are also some permanent shops in a Hat. Markets usually represent a significant source of income for municipalities Hartal: General strike Khal drainage ditch/canal Khas or khash: land/property belonging to government Lakh or lac: 100,000 Kutcha, katchha or kacca: Structures built without bricks and mortar or without concrete Moholla or mohalla: Sub-division of a ward Mouza: Government-recognized land area Mouza map: Cadastral map of mouza showing plots and their numbers Nasiman: A 3-wheeler motorized vehicle Parshad: Councillor Pourasava or pourasava: Municipality Pucca: Structures built with bricks and mortar or concrete Semi-pucca or semi-puccha : Structures built partly with bricks and mortar or concrete Thana: Police station Upazila: Administrative unit below the district level. A district is called a Zila Waris: legal heir(s)

WEIGHTS AND MEASURES

km – Kilometre M2 – square meter mm – Millimetre sft – square feet

Page 3 of 190

Table of Contents

I. PROJECT DESCRIPTION ...... 9 A. Introduction ...... 9 B. Proposed subproject components ...... 9 C. Objectives of the Resettlement Plan ...... 18

II. SCOPE OF LAND ACQUISITION AND RESETTLEMENT ...... 21 A. Methodology for Assessment of Land Acquisition and Resettlement Impacts ...... 23 B. Land Acquisition ...... 23 C. Resettlement Impacts ...... 23

III. SOCIO-ECONOMIC INFORMATION AND PROFILE ...... 28 A. Profile of Affected Persons ...... 28

IV. INFORMATION DISCLOSURE, CONSULTATION, AND PARTICIPATION .... 29 A. Public Consultation ...... 30 B. Continued Consultation and Disclosure ...... 31

V. GRIEVANCE REDRESS MECHANISM ...... 33

VI. POLICY AND LEGAL FRAMEWORK ...... 36

VII. ENTITLEMENTS, ASSISTANCE AND BENEFITS ...... 37 A. Types of Losses and Affected Person (AP) Category ...... 37 B. Principles, Legal, and Policy Commitments ...... 37 C. Entitlements ...... 38 D. Cut-off Date ...... 38 VIII. COMPENSATION MECHANISM ...... 44 A. Cash Allowance to Support Lost Income ...... 44 B. Assistance to Re-establish Business ...... 44 C. Assistance for relocation ...... 45 D. Additional Assistance to Vulnerable Groups ...... 45 E. Compensation for Temporary Affected Persons ...... 45 F. Payment of Compensation to Affected Persons ...... 45

IX. RESETTLEMENT BUDGET AND FINANCING PLAN ...... 46 A. Unit Costs ...... 46 B. Resettlement Costs ...... 47

X. INSTITUTIONAL ARRANGEMENT ...... 51 A. Institutional Arrangement ...... 51 B. Capacity Building ...... 54 XI. IMPLEMENTATION SCHEDULE ...... 56

XII. MONITORING AND REPORTING ...... 58

LIST OF TABLES Table- 1: IR Impacts of the Components in Faridpur Pourashava (package wise) Table – 2: Summary of IR Impacts Table - 3: Vulnerable Households Table 4: UGIIP-3 Entitlement Matrix Table 5: Indicative Cost for RP Implementation –Faridpur Pourashava Table-6: Institutional Roles and Responsibilities for Safeguards Implementation Table - 7: Indicative Capacity Building and Training Program

LIST OF FIGURES Figure 1: Location Map of Faridpur Pourashava Figure 2: Google Earth Map depicting Proposed Roads in Faridpur Pourashava Figure 3: Google Earth Map depicting Proposed Drains in Faridpur Pourashava Figure 4: Grievance Redress Process Figure 5: Implementation Schedule

LIST OF APPENDICES Appendix – 1: Proposed Subprojects in Faridpur Pourashava photographic documentation Appendix – 2: Socio-economic Profiles of the Affected Persons (AP) and Estimated IR Impacts (Package wise) for UGIIP-III, Faridpur Pourashava Appendix - 3: Certification of Land Ownership by Faridpur Pourashava Appendix – 4: List of APs contesting land ownership Appendix - 5: Suggested Form for Transect Walks and Business Census Appendix - 6: Records of Public Consultations in Faridpur Pourashava A. Focus Group Discussions in Faridpur B. Focus Group Discussion Photographs C. Focus Group Discussion Attendant Sheets D. Public Consultation Minutes of Meeting (30 July 2016) E. List of Key Informant Interviewees Appendix– 7: Data Collection Instruments A. Census Survey Questionnaire B. Involuntary Resettlement and Indigenous Peoples Screening Checklist C. Checklist for Focus Group Discussion D. Checklist for Key Informant Interviews Appendix - 8 : Sample Grievance Form Appendix - 9: Comparison of ARIPO and ADB SPS, 2009 Principles Appendix – 10: Suggested Project Information Document (PID) Appendix - 11: Sample Template for Semi-Annual Social Monitoring Report

Page 5 of 190

EXECUTIVE SUMMARY

Background. After the successful implementation of the First and Second Urban Governance and Infrastructure Improvement Projects (UGIIP-1 and 2)1 in 77 elected pourashavas, the Local Government Engineering Department (LGED) within the Ministry of Local Government, Rural Development and Cooperatives (MLGRDC) with the financial assistance of Asian Development Bank (ADB) have planned to implement the third phase of the project. The Third Urban Governance and Infrastructure Improvement Project (UGIIP III) was initially proposed to be implemented in selected 30 pourashavas over a period of 6 years (2014 to 2020). Implementation of the subprojects is spread over 3 phases covering the entire 6-year project implementation period. Five new pourashavas were added to the list in 2016, under proposed additional financing for UGIIP-3, including Cox’s Bazar, Faridpur, Gopalganj, Kustia and Mymensingh.

The impact will be improved quality of life and living environment in project towns. The outcome will be improved municipal service delivery and urban governance in project towns. A sector-lending approach will be used for the project as it has been successful in UGIIP-1 and 2. LGED and Department of Public Health Engineering (DPHE) are the executing agencies of the project.

Subproject Description. The list of proposed subproject components involving civil works in Faridpur in Phase II of UGIIP-3 comprises of 62 roads and 24 drains; and improvement of existing 9 solid waste transfer stations. Purchase (through negotiated settlement) of a solid waste management landfill site is also proposed in Phase II. In Phase III of UGIIP-3, construction of the landfill facility is proposed. The total length of the roads and drains are respectively; 55.253 km and 25.862 km comprising of 11 contract packages for the linear components.

The subprojects to be implemented meet the selection criteria (general and technical), underwent environmental and social safeguard screening and conform to the master plan prepared for Faridpur.2

Resettlement Plan. This Draft Resettlement Plan (RP) for Faridpur pourashava is prepared for roads and drainage contract packages (i) UGIIP III-II/AF/FARI/DR-01/2017, (ii) UGIIP III-II/AF/FARI/DR-02/2017, (iii) UGIIP III-II/AF/FARI/DR-03/2017, (iv) UGIIP III-II/AF/FARI/UT- 01/2017; (v) UGIIP III-II/AF/FARI/UT-02/2017, (vi) UGIIP III-II/AF/FARI/UT-03/2017, (vii) UGIIP III- II/AF/FARI/UT-04/2017; (viii) UGIIP III-II/AF/FARI/UT+DR-01/2017, (ix) UGIIP III-II/AF/FARI/UT+DR- 02/2017, (x) UGIIP III-II/AF/FARI/UT+DR-03/2017, and (xi) UGIIP III-II/AF/FARI/UT+DR-04/2017 proposed for implementation in Phase 2 of UGIIP-3 – additional financing. In addition, the RP also addresses involuntary resettlement impacts of the proposed solid waste management facilities. This RP is based on ADB’s Safeguard Policy Statement (SPS) 2009, and Government of Bangladesh laws. This RP will be updated during detailed design based on detailed measurement surveys, and also in case of any changes and latest subproject designs. Safeguard document for Phase 3 works are also prepared as per agreed Resettlement Framework.

1 The Government of Bangladesh with the assistance of ADB has introduced a system whereby funds/loans for development are disbursed in a phased manner based on the successful accomplishment by the recipient pourashavas of a set of performance-criteria in the area of urban governance. UGIIP I and II reflect this approach which aims to incentivize participating pourashavas to become well-managed and maintained towns in a sustainable way through systems of governance ensuring citizen’s participation and inclusion of women, poor and the minority groups in pourashava activities. UGIIP I targeted for 30 and UGIIP II 47 pourashavas. The subprojects were (i) watersupply (ii) sanitation, (iii) solid waste management, (iv) urban drainage, (v) urban transport & communication and (vi) public use facilities. 2 Master plans are prepared under LGED’s District Towns Infrastructure Development Project and Urban Towns Infrastructure Development Project

Scope of Land Acquisition and resettlement. The scope of land acquisition and resettlement is identified based on subproject selection and field visits to each site and/or alignment. No major IR impacts are envisaged as as the roads and drainage components will be located along existing roads and drainage rights-of-way (ROW) and government- owned lands, while the solid waste landfill facility will be created on private land proposed to be obtained through negotiated settlement.3 In case of drainage alignments D-2 and D-23, a disagreement over ownership of RoW between the pourashava and 41 individuals due to anticipated structure loss came to light during census surveys, however, the Mayor of the pourashava, the highest authority, has issued a letter stating all proposed alignments belong to the pourashava, hence no land acquisition is deemed necessary.4

The identified potential involuntary resettlement (IR) impacts based on the subproject designs of roads and drainage improvements include (a) major structure loss to 29 shops and 29 houses, of which only 2 tin shed shops (one each on road scheme ID R-55 and R- 64) is anticipated to suffer permanent relocation impact. All affected persons facing loss of major structures along proposed drains are expected to be able to reestablish the structures either at the same location or along the same alignment. All affected persons (except for 2 tin-shed shops, 1 on R-55 facing 80% loss of structure and another on R-64 with 100% structure loss which will require relocation) facing loss of major structures due to proposed road improvements will continue to have viable remaining structures and will not require to relocate; (b) impacts to minor structures (66 boundary walls and fences, of which 65 are privately owned); and (c) loss of 283 trees, a large number of which belong to government. The need for utility shifting (94 electricity poles) is also identified.

The due diligence report prepared for solid waste management subproject components in Faridpur reveals that 13.53 acres of land is proposed to be obtained through negotiated settlement from 14 landowners (heirs to 5 original landowners with 6 khatians). All the landowners have significant amount of additional lands elsewhere and are not likely to be significantly affected due to purchase of the land. Part of the proposed site is used for paddy cultivation (1 crop per year) and part has been leased out to a brick kiln owner. Livelihood impacts to the brick kiln owner and his 7 permanent employees are anticipated; compensation and mitigation measures for the affected persons due to loss of brick kiln are proposed in the resettlement plan for Faridpur under Phase II and III of UGIIP-3. The pourashava will accord priority to 1 job per affected household facing permanent livelihood loss, if willing and able to take up the same. The pourashava will also be required to ensure that existing 12 permanent and other temporary staff in its conservancy wing are trained and redeployed in the proposed solid waste management scheme; hence no loss of employment to existing pourashava staff is anticipated.

Categorization. The roads and drainage and solid waste management subproject components proposed for implementation in Phase 2 and 3 of UGIIP III are classified as Category B in accordance with ADB SPS, 2009. ADB’s SPS covers both temporary and permanent impacts to both titled and non-titled persons, and includes both physical and economic displacement.

Consultation and Disclosure. Goals and objectives of the project have been disclosed with the affected people and other stakeholders through a total of 12 FGDs and one consultation during July-August 2016. The project cut-off date will be established during implementation and formal disclosure of the RP.

Institutional Setup. LGED and DPHE are the executing agencies of the project.

3 ADB SPS, 2009 makes it obligatory to endorse any negotiated settlement by an independent third party evaluator (e.g. an eminent citizen of the pourashava linked to an institution). 4 The Mayor’s letter will be backed by land records, which will be appended to the updated RP.

Page 7 of 190

Implementation activities will be overseen by a Project Management Office (PMO). The participating pourashavas are the implementing agencies (IA), with a project implementation unit (PIU) within the pourashava structure. Consultant teams5 will provide support (during project implementation) for (i) detailed engineering design, contract documents preparation and safeguards facilitation; (ii) project management and administration support; (iii) assistance in supervising construction; (iii) strengthening of local governance, conducting required studies/surveys and (iv) awareness raising on behavioral change activities. Safeguards officers will be appointed in PMO and PIUs and will be responsible to undertake day to day safeguards tasks and requirements including implementation of project’s grievance redress mechanism.

Resettlement Budget and Financing Plan. The RP cost (including land cost through negotiated settlement as per details provided in solid waste management due diligence report) for the implementation of Phase 2 and 3 subprojects in Faridpur pourashava is estimated at approximately USD 1632000 which will be met from counterpart (government) funds.

5 Consultant teams are composed of Management Design and Supervision Consultants (MDSC) and

Governance Improvement and Capacity Development Consultants (GICDC).

I. PROJECT DESCRIPTION

A. Introduction

1. After the successful implementation of the First and Second Urban Governance and Infrastructure Improvement Projects (UGIIP-1 and 2)6 in 77 selected pourashavas, the Local Government Engineering Department (LGED) within the Ministry of Local Government, Rural Development and Cooperatives (MLGRDC) with the financial assistance of Asian Development Bank (ADB) have planned to implement the third phase of the project titled the Third Urban Governance and Infrastructure Improvement Project (UGIIP III) in selected 30 pourashavas over a period of 6 years (2014 to 2020). The implementation of the subprojects are spread over 3 phases7 covering the entire 6-year project implementation period.

2. The impact will be improved living environment in project towns. The outcome will be improved municipal service delivery and urban governance in project towns. Project towns are pre-selected 30 towns to be supported in an integrated manner under the project.

3. A sector-lending approach will be used for the project as it has been well established and successfully practiced in the UGIIP-1 and 2.

1. 4. This draft RP is based on Government of Bangladesh’s Acquisition and Requisition of Immovable Property Ordinance, 1982 (ARIPO) and ADB’s Safeguard Policy Statement (SPS) 2009 requirements for IR category B projects. It also refers to the approved Resettlement Framework of UGIIP 3. This draft Resettlement Plan (RP) for Faridpur pourashava is based on the detailed study and detailed engineering designs prepared during project preparation of phase I. In case of any design or alignment changes or changes in components/works packages prior to implementation, this RP will have to be updated as per approved Resettlement Framework.

B. Proposed subproject components

5. The list of proposed subproject components involving civil works in Faridpur in Phase II of UGIIP-3 comprises of 62 roads and 24 drains; and improvement of existing 9 solid waste transfer stations. Purchase (through negotiated settlement) of a solid waste management landfill site is also proposed in Phase II. In Phase III of UGIIP-3, construction of the landfill facility is proposed. The total length of the roads and drains are respectively; 55.253 km and 25.862 km comprising of 11 contract packages for the linear components. The detailed list of the sub-projects with the estimated IR impacts is provided in the Table 1 below. The existing length and width of a number of drain sub-projects are currently not available. These will be added to the updated RP post measurement surveys. The photo- documentation of each sub-project is provided in Appendix 1.

6. For the proposed SWM landfill site considered for construction in Phase III of UGIIP-

6 The Government of Bangladesh with the assistance of ADB has introduced a system whereby funds/loans for development are disbursed in a phased manner based on the successful accomplishment by the recipient pourashavas of a set of performance-criteria in the area of urban governance. UGIIP I and II reflect this approach which aims to incentivize participating pourashavas to become well-managed and maintained towns in a sustainable way through systems of governance ensuring citizen’s participation and inclusion of women, poor and the minority groups in pourashava activities. UGIIP I targeted for 30 and UGIIP II for 47 pourashavas. The subprojects were (i) water supply (ii) sanitation, (iii) solid waste management, (iv) urban drainage, (v) urban transport & communication and (vi) public use facilities 7Implementation of UGIIP III is split up into 3 phases: (i) 1st phase = 18 months or 1.5 years; (ii) 2nd phase = 30 months or 2.5 years; and (iii) 3rd phase = 24 months or 2 years.

Page 9 of 190

3, a separate “Due Diligence Report” (DDR) is prepared. Figures 1, 2 and 3 show the location map of Faridpur pourashava, alignment of proposed roads and proposed drainage facilities on Google Earth maps as per detailed design.

7. The subprojects to be implemented went through the process of meeting the selection criteria (general and technical), environmental and social safeguard screening8. Locations and sitting of the proposed infrastructures considered: (i) locating components on government-owned land and/or within existing right-of-way (ROW) to reduce acquisition of land, (ii) prioritizing rehabilitation over new construction; (iii) taking all possible measures in design and selection of sites to avoid resettlement impacts; (iv) avoiding where possible locations that will result in destruction/disturbance to historical and cultural places/values; (v) avoiding tree-cutting where possible; and (vi) ensuring all planning and design interventions and decisions are made in consultation with local communities and reflecting inputs from public consultation and disclosure for site selection.

8Master plans have been or are being prepared under LGED’s District Towns Infrastructure Development Project and Urban Towns Infrastructure Development Project. Table- 1: Proposed Phase 1 IR Impacts of the Components in Faridpur Pourashava (by Contract package and Scheme ID)

Scheme Length (in M) Width (in M) IR Impacts Summary Description of the Scheme ID Existing Proposed Existing Proposed (details of impact in Appendix 2) F1 Package no: UGIIP III-II/AF/FARI/DR-01/2017

D-4 Development of drainage interventions starting from New 5 trees, 1 boundary wall 3180 3180 == 1.4 bus stand to Kumar river via housing estate L=3180m. F2 Package no: UGIIP III-II/AF/FARI/DR-02/2017 D-6 Development of drainage interventions Starting from 5 Tin shed Kutcha shop 1 boundary wall. Mohakali More to Charkamlapur Bridge Via, PWD Rest 1700 1700 == 1.05 House. Ch 00-1700m. D-7 Development of drainage interventions Starting from Nil Kamalapur Molla Bari Road Existing Drain to Dr. Motahar 1010 1010 == 1.05 Hossain Road .L=1010m. D-8 Development of drainage interventions RCC Drain Starting 32 trees, 3 boundary wall. 750 750 == 1.05 from Basher Mia House to Mujib Road. L=750m. D-12 Development of drainage interventions by the side of Mia Nil 315 315 == 1.05 Para Cross Road. L=315m. D-21 Development of drainage interventions by the Side of South 2 boundary wall. 255 255 == 1.05 Jhiltuly Road. L=255m D-26 Development of drainage interventions by the side of Alipur 2 boundary wall and 2 semi puccca house 315 315 == 1.05 Sawkat Ali Road. L= 315m. part. F3 Package no: UGIIP III-II/AF/FARI/DR-03/2017

D-3 Development of drainage interventions by the side of (a) 1 boundary wall, 1 Semi pucca house part,5 Tepakhola Baniapara road Via(L=1210m) (b)Sarat Saha trees, 9 electricity poll (to be shifted). 2500 2500 == 1.40-1.05 road (L=190m), (c)Sahajalal road. (L=620m), (d) Monu Mia road.( L= 480m). Total Length=2500m. D-10 Development of drainage interventions by the side of 1 wall, 1 Semi pucca house part. 305 305 == 1.05 Sharma Para Road . L=305m D-11 Development of drainage interventions the side of 1 wall, 11 trees. 1450 1450 == 1.05 Goalchamot Road No.-1 . L=1450m

Page 11 of 190

Scheme Length (in M) Width (in M) Description of the Scheme IR Impacts ID Current Proposed Current Proposed F-4 Package no: UGIIP III-II/AF/FARI/UT-01/2017

R-1 Improvement of Town Embankment road as BC from Nil Chunaghata bridge to Kabi Jashimuddin's house in Ward 1850 1850 3 3.7 No. 8.7. L=1850m. R-2 Improvement of Polytecnic Institute road as BC in Ward No. 50 Trees (GoB). 1600 1600 5 5 6. L=1600m. R-4 Improvement of Wireless para road as in Ward No.2. Nil 1120 1120 3 3 L=1120m. R-5 Improvement of Jhiltuly Boduzzaman Molla road as RCC in Nil 855 855 3 3 ward 4. L=855m. R-12 Improvement of Vati Luxmipur Fakir Bari road as RCC in Nil 450 450 3 3 Ward . 9. L=450m. R-15 Improvement of Moulana Abdul Ali road with widening as Nil BC from RHD to Mosque and link of Rahmania Madrasha in 1920 1920 3 3.7 to 4.5 ward No. 3. L=1920m. R-16 Improvement of Tepakhola Biswas para road as RCC from Nil 750 750 3 3 Politechnic road to Saudi Mosque in Ward No. 6. L=750m. R-19 Improvement Alipur Godown road as BC with widening from 2 walls. Banik Bari road to Jasimuddin road in Ward No. 7. 1100 1100 3 4 L=1100m. R-20 Improvement of Goalchamat road No.2 as BC from RHD to Nil Babri Mosque and link of Satta Saha kouse in Ward No. 1. 1440 1440 3 to 3.7 3.7 L=1440m. R-22 Improvement of Toki Molla road with link of Adv. Jabbar Mia Nil 1614 1614 3 3.7 as RCC with widening in Ward No. 8. L=1614m. R-58 Improvement of Alipur Badamtoly road to Bappi's house as Nil 150 120 3 3 RCC in Ward No. 8. L=120m. F-5 Package no: UGIIP III-II/AF/FARI/UT-02/2017

R-7 Improvement of East Khabashpur Santibag road as RCC 720 720 3 to 3.7 3.7 Nil from Ambica Road to Khan Bari Mosque in ward No. 4. L=720m.

Scheme Length (in M) Width (in M) Description of the Scheme IR Impacts ID Current Proposed Current Proposed R-8 Improvement of road from RHD to West Khabashpur 650 658 2.5 3 25 trees. Majipara with link road as RCC in Ward No. 3. L=658m. R-9 Improvement of Guha Luxmipur Al-Amin road as RCC in 1200 1200 3 3 Nil Ward No. 8. L=1200m. R-11 Improvement of road as RCC from Alipur Bepari road to 810 810 3 3 7 boundary walls, 3 Semi pucca house part, Ambikapur road via Jashim Banker's house in Ward No. 7. 17 trees, 3 electricity poles . L=810m. R-14 Improvement of road as HBB beside Goalchamot Shishu 654 654 3 3 2 trees (GoB) Park in Ward No. 1. L=654m. R-17 Improvement of Mid Alipur road as BC with widening in 820 820 4 5 7 electricity poles. Ward No. 8. L=820m. R-23 Improvement Goalchamot Housing state road as BC in 800 800 3.7 4 Nil Ward No. 1. L=800m. R-25 Improvement of a Alipur Bahadur Kinder Garten Road as 440 448 3 3 Nil RCC in Ward No. 7. L=448m. R-26 Improvement of Alipur Lane No.4 as RCC in ward 8. 250 252 3.5 3.5 6 trees. L=252m. R-27 Improvement of Chadrokanto road as RCC from RHD to 252 252 3 3 Nil Sahsap Mazar n Ward No. 2. L=252m. R-28 Improvement of Goalchamat road from RHD to Babri 1050 1050 3 3 7 electricity poles to be shifted. Mosque No.1 as BC in Ward No. 1. L=1050m. R-38 Improvement of Kamlapur Sarkarpra and Fakirpara road as 1248 1248 3 3 Nil RCC from Kamlapur Shahid Salam to Mirdha Bari road in Ward No. 5. L=1248m. R-55 Improvement of Alipur Bepari Bari road as BC fromKabi 1090 1090 3 3 2 tin shed shops, 9 trees. Of the 2 shops, 1 Jashimuddin road to Kabu Jahsimuddin road via TA Molla shop facing 80% loss will require relocation. house in Ward No. 7. L=1090m. R-69 Improvement of Kamalapur Mritha Bari road as BC from 1432 1432 3 5 trees. Alimuzzaman to Dr. Motahar Hossain road in Wrd No. 5. 3 L=1432m.

Page 13 of 190

Scheme Length (in M) Width (in M) Description of the Scheme IR Impacts ID Current Proposed Current Proposed F-6 Package no: UGIIP III-II/AF/FARI/UT-03/2017

R-21 Improvement of Kabi Jashimuddin road as BC from Alipur 1900 1900 3.7 3.7 to 5.5 Nil Graveyard to Kabi Jashimuddin's house in Ward No. 7. L=1900m. R-24 Improvement of Tarar mala road as BC from Faridsah to 650 650 3 3.7 Nil Alimuzzaman in Ward No. 5. L=650m. R-29 Improvement of Raghunandarpur Graveyard road as BC 820 820 2.5 3 Nil from Mahbiddalay road to Army camp wall in Ward No. 1. L=820m. R-30 Improvement of road as RCC from Khalil Mondol House to 1200 1200 2.5 3 7 boundary wall, 44 trees, 2 electricity poles. Embankment Via Darul Ullah Mosque in Ward No. 8. L=1200m. R-31 Improvement of road as RCC from Chunaghata Road to Vati 978 978 2.5 3 Nil Luxmipur Uttar Para Mosque in ward No. 9. L=978m. R-32 Improvement of Goalchamot Khodabox road as BC starting 2220 2220 3 3 7 trees, 7 electricity poles. from RHD TO Mosque in Ward No. 1. L=2222m. R-33 Improvement of AR Bakul road as RCC from Faridsah road 822 822 3 3 Nil to Ambica road via Ambica Hall in Ward No. 4,5. L=822m. R-34 Improvement of road as RCC from Baribath Road to Macher 480 480 3 3 Nil Khan Vata via Mosque in Ward No. 9. L=480m. R-35 Improvement of East Khabashpur Main road as BC from 1200 1200 3.5 3.5 Nil Ambica road to Kumar river in Ward No. 4. L=1200m. R-36 Improvement of Raghunandanpur road as BC from 2150 2150 3 3 Nil Dipshikha School to Jafor Khan's house in Ward No. 1. L=2150m. R-37 Improvement of Baitul Aman Road By-Lane as RCC beside 276 276 3 3 Nil Khalek Chairman's house in Ward No. 6. L=276m. R-61 Improvement of road as RCC from Alipur road to VP Salim 200 198 3 3 Nil House in Ward No. 8. L=198m.

Scheme Length (in M) Width (in M) Description of the Scheme IR Impacts ID Current Proposed Current Proposed F-7 Package no: UGIIP III-II/AF/FARI/UT-04/2017

R-39 Improvement of Jalakamanser road as RCC from AR Bakaul 558 558 3 3 Nil road to Ambica road in Ward No. 5. L=558m. R-40 Improvement of Alipur Rowsan Khan road as RCC from 480 480 3 3 6 electricity poles Kabi Jashimuddin road to Nasir Khan Dulal's house in Ward No. 8. L=480m. R-41 Improvement of Faridshah road as BC from Chawrangi 450 450 5 5 Nil Mosque to Thanapara in Ward no. 4. L=450m. R-42 Improvement of road as RCC from Tepakhola Lake up to 318 318 2.5 3 1 private tin fence. Chan Mia House in Ward No. 9. L=318m. R-43 Improvement of road as RCC from Kabi Jashimuddin Road 576 576 2.5 3 7 boundary wall, 2 semi pucca house. to Bepari Bari road in Ward No. 7. L=576m. R-44 Improvement of Raghunandanpur Mohila Madrasha road as 798 798 2.5 3 Nil RCC from Mohabiddalay road to Mahila Madrasha in ward No. 1. L=798m. R-45 Improvement of road as RCC from Ashiruddin Road by lane 198 198 2.5 3 Nil in Ward No. 3. L=198m. R-46 Improvement of Kamalapur short road as RCC from Halima 1272 1272 3 3 Nil pond to Gopalpur main road via Alimuzzamana road and Milar house BC in Ward No. 5. L=1272m. R-47 Improvement of South Jhiltuly road as RCC from Ambica 1122 1122 3 3.5 Nil road to Salim Chairma road and Abdul Kader Jilani Mosque in Ward No. 4. L=1122m. R-48 Improvement of Goalchamot Moha Biddalay road as BC 890 890 2.5 3 Nil from RHD to Raghunathpur in Ward No. 1. L+890m. R-49 Improvement of road as RCC from Dr. Motahar Hossain 850 852 3 3 25 trees. road to Bill Mohammadpur in Ward No. 5. L=852m. R-50 Improvement of road as HBB from Sapra Mosque road to 280 280 3.5 3 Nil Kabi Jashimuddin road Ward No. 7. L=280m. R-52 Improvement road from TTC wall to Shahor by-pass road 420 420 3 3 4 Part of semi pucca house as RCC in Ward No.1. L=780m.

Page 15 of 190

Scheme Length (in M) Width (in M) Description of the Scheme IR Impacts ID Current Proposed Current Proposed R-56 Improvement of road from Assiruddin road to Jakaria house 350 618 3 3 Nil as RCC in Ward No. 3. L=618m. R-59 Improvement of road as RCC from Baitur Rahman Mosque 800 822 2.5 3 2 boundary wall, 2 tin shed house road to West Khabashpur in Ward No. 3. L=822m. F-8 Package no: UGIIP III-II/AF/FARI/UT+DR-01/2017

R-6 Improvement of road from RHD Office to Charkamlapur 1300 1300 3 3 Nil Kumar river as HBB in Ward No. 5. L=1300m. D-1 Development of drainage interventions Starting from RHD 2265 2265 == == Nil Office to Charkamlapur Kumar River. L=1650m+615m =2265m F-9 Package no: UGIIP III-II/AF/FARI/UT+DR-02/2017

R-3 Improvement of road as BC from Alipur Badamtoly Bridge to 600 600 == 11 Nil Samoli Mor in ward No. 4. L=600m. D-2 Development of drainage interventions Starting from Alipur 4885 4885 == == 10 boundary wall, 2 tin wall, 15 Shop Tin shed Badamtoli Bridge to Kumar River, (Ch 00-700m), Via Bonik Kutcha shop, 11 House semi pucca, 46, Bari road,(Ch 00-1750m), Godown road, (Ch 00-1950m), electricity pool, 46 trees. Major Tofail road.(Ch00-485m). Total Length= 4885.00m.

F-10 Package no: UGIIP III-II/AF/FARI/UT+DR-03/2017

R-10 Improvement of Abdulla Jahiruddin road as RCC in Ward 450 450 3 3 Nil No. 5. L=450m. R-13 Improvement of Goalchamot Molla Bari road as BC from 2150 2150 3 to 3.7 3.7 3 boundary wall. RHD to Angina Khal in Ward No. 2,3. L=2150m. R-18 Improvement of Khalil Mondol road as RCC in ward No. 8. 750 750 3 3 7 electricity poles L=750m. D-5 Development of drainage interventions Starting from Molla 1650 1650 == == 9 boundary wall, 2 Part semi pucca house. Bari road Natun Bazzar Angina Khal up to Kumar River Via Haro kandi road. L= 1650m. D-9 Development of drainage interventions Alipur Khalil Mondol 600 600 == == 1 boundary wall. Road side Drain L=600m

Scheme Length (in M) Width (in M) Description of the Scheme IR Impacts ID Current Proposed Current Proposed D-19 Development of drainage interventions by the side of 455 455 == == Nil Abdalla Jahir Uddin Roadr. L=455m D-23 Development of drainage interventions by the side of Mosjid 650 650 == == 6 Tin shed kutcha shops and 1 boundary wall Bari Road. L=650m.

D-37 Development of drainage interventions Starting from 135 135 == == Nil Guhaluxmipur Younus House to Ponds. L= 135m. F-11 Package no: UGIIP III-II/AF/FARI/UT+DR-04/2017

R-57 Improvement of road as RCC from Kazi Motahar Hossian 318 318 3 3 Nil road to Alep’s house in Ward No. 5. L=318m. R-60 Improvement of Vati-Luxmipur Major Tofayel road to Younus 480 480 3 3 Nil house as RCC in ward No. 9. L=480m. R-62 Improvement of Imam Mia road as RCC at Habeli Gopalpur 250 246 3 3 Nil in Ward No. 9. L=246m. R-63 Improvement of Reazuddin road from RHD to Drain in Ward 1420 1420 3 4.5 Nil No. 3. L=1420m. R-64 Improvement of road from Tepakhola Lake to Faridabad 378 378 2.5 3 1 tin shed kutcha shop (100% loss); will road as RCC in Ward No. 9. L=378m. require relocation.. D-13 Development of drainage interventions Starting from RHD to 315 315 == == Nil Old Vange Road Existing Drain . L=315m D-14 Development of drainage interventions Starting from South 607 607 == == 2 boundary wall. Jhiltuly Imam Bag to Kumar River. L=607m D-18 Development of drainage interventions Starting from Hero's 603 603 == == Nil House to Azam Khan House at Alipur. L=603mr D-20 Development of drainage interventions Starting from Mujib 415 415 == == Nil Sarak to Mohakhali Patshala. L=415m D-22 Development of drainage interventions by the side of Mujib 1025 1025 == == Nil Sarak (Thana Road to Super Market).L=1025m. D-25 Development of drainage interventions Starting from Mid 152 152 == == 1 part of semi pucca house. Alipur Road to Khalek Lodge. L= 152m. D-32 Development of drainage interventions by the side of Mohim 325 325 == == Nil school Road. L=325m.

Page 17 of 190

C. Objectives of the Resettlement Plan

8. This Resettlement Plan (RP) for Faridpur pourashava is based on the feasibility study and detailed engineering designs under Phase I prepared during project preparation. Subsequent phases may require preparation of new RPs as per approved resettlement framework (RF).

9. This RP is based on Government of Bangladesh’s Acquisition and Requisition of Immovable Property Ordinance, 1982 (ARIPO) and ADB SPS, 2009 requirements for IR category B projects. It is consistent with the RF for UGIIP III and has been prepared to meet the following objectives:

 to describe the identified scope and extent of land acquisition and involuntary resettlement impacts as a result of identified project components, and address them through appropriate recommendations and mitigation measures in the RP;  to present the socio-economic profile of the population in the project area, identify social impacts, including impacts on the poor and vulnerable, and the needs and priorities of different sections of the population, including women, poor and vulnerable;  to describe the likely economic impacts and identified livelihood risks of the proposed project components;  to describe the process undertaken during project design to engage stakeholders and the planned information disclosure measures and the process for carrying out consultation with affected people and facilitating their participation during project implementation;  to establish a framework for grievance redressal for affected persons (APs) that is appropriate to the local context, in consultation with stakeholders;  to describe the applicable national and local legal framework for the project, and define the IR policy principles applicable to the project;  to define entitlements of affected persons, and assistance and benefits available under the project;  to present a budget for resettlement and define institutional arrangements, implementation responsibilities and implementation schedule for resettlement implementation; and  to describe the monitoring mechanism that will be used to monitor resettlement plan implementation.

Figure 1: Location Map of Faridpur Pourashava

Page 19 of 190

Figure 2: Google Earth Map depicting Proposed Roads in Faridpur Pourashava under UGIIP III

Figure 3: Google Earth Map depicting Proposed Drains in Faridpur Pourashava under UGIIP III

II. SCOPE OF LAND ACQUISITION AND RESETTLEMENT

10. The scope of land acquisition and resettlement is identified based on subproject selection, field visits and census survey of each alignment of the proposed Phase 2 roads and drainage. For the SWM landfill site, this was done through field visits and socio-economic surveys, details of which are provided in the due diligence report (DDR) developed separately from this RP. Detailed designs of the proposed infrastructures considered the following to reduce land acquisition and resettlement impacts: (i) locating components on government- owned land and/or within existing right of way (ROW), (ii) prioritizing rehabilitation over new construction, (iii) avoiding where possible locations that will result in destruction/disturbance to historical and cultural places/values, (iv) avoiding tree-cutting where possible; and (v) ensuring all planning and design interventions and decisions are made in consultation with local communities and reflecting inputs from public consultation and disclosure for site selection. As a result, some measures have already been included in the subproject designs.

11. Proposed sub-projects in Faridpur pourasava will have some IR impacts due to proposed land purchase for solid waste management affecting ongoing economic activities (brick kiln) and proposed roads and drainage improvements which are likely to entail structure loss/damage and tree loss. No major IR impacts are envisaged as as the roads and drainage components will be located along existing roads and drainage rights-of-way (ROW) and Page 21 of 190 government-owned lands, while the solid waste landfill facility will be created on private land proposed to be obtained through negotiated settlement. Only in case of RoW ownership for drain alignments D-2 and D-23, the pourashava and adjacent landowners disagree over the status of ownership. During the census survey, it was found that 41 individuals (34 individuals in case of D-2 and 7 individuals in case of D-23) claim to own the land, which the pourashava authority declares as its own. The situation arises from the proposals for improvement of the drains D-2 and D-23, that are likely to affect current standing structures. The Mayor of the pourashava, who is the highest authority, has issued a written letter establishing the pourashava’s claim over the land/RoW ownership which is attached in Appendix 3; hence, no land acquisition is deemed necessary.9 It must be also noted here that the claimants (under 2 sub-projects: D-2 and D-23) could not produce any ownership documents to the census survey team during the survey. The detailed socio-economic profiles of the APs including the estimated IR impacts are also provided in Appendix 2. The list of ‘contested ownership claimants’ against the stand of the pourasava is provided in the Appendix 4. Other than D-2 and D-23 alignments, for all the remaining alignments it was found during consultations that the public strongly support the pourashava’s initiative of the civil constructions under the project as this will raise the standard of civic amenities and their quality of life, although they asked for proper compensation for the dismantling of the current standing structures.

12. In sum, the identified potential involuntary resettlement (IR) impacts based on the subproject designs of roads and drainage improvements include (a) major structure loss to 29 shops and 29 houses, of which only 2 tin shed shops (1 on road scheme ID R-55, belonging to Md. Sanaullah, and another on road scheme ID R-64, belonging to Md. Alamgir who are both not assessed to be BPL/vulnerable) is anticipated to suffer permanent relocation impact. All affected persons facing loss of major structures along proposed drains are expected to be able to reestablish the structures either at the same location or along the same alignment. All affected persons (other than 1 shop on R-55 facing 80% loss of structureand 1 shop on R-64 facing 100% structure loss) facing loss of major structures due to proposed road improvements will continue to have viable remaining structures and will not require to relocate; (b) impacts to minor structures (65 boundary walls); and (c) loss of 283 trees, a large number of which belong to government. The need for utility shifting (94 electricity poles) is also identified. The solid waste management component is anticipated to require purchase of 13.53 acres of land from 14 private landowners through negotiated settlement and is likely to affect livelihoods of a lessee (brick kiln owner) and his 7 employees. Livelihood impacts to existing conservancy staff of the pourashava (of which 12 are permanent staff and details of temporary staff are not yet available, to be added to updated DDR for solid waste management) will be avoided by ensuring their placement in jobs in the new/proposed facilities. The methodology for assessment of impacts and package-wise details of anticipated impacts are given below.

9 The issue will require to be resolved through preparation of a due diligence report for proposed alignments with details of land records/ownership (khatians) prior to start of construction, updating the RP as per results of the due diligence and detailed measurement surveys, disclosure of results of due diligence survey, further consultations with the individuals/claimants on compensation for structures as per the agreed resettlement framework, documentation of resolution of the issue and obtaining ADB and PMO approval on the updated RP with due diligence report, prior to start of construction.

A. Methodology for Assessment of Land Acquisition and Resettlement Impacts

13. Stakeholder consultations: Comprehensive discussions with project preparation technical assistance (PPTA) consultants, Faridpur pourashava, stakeholder agencies were conducted (please see section on public consultation and information disclosure for the details).

14. Census of affected persons and inventory of affected assets: Complete census of affected households and assets, using the forms under Appendix 6 were conducted to identify entitled and non-entitled persons, vulnerable APs, inventory and remaining fixed assets of APs. The results of the census survey were subsequently analysed to determine estimated cost of IR impacts10 and establish the resettlement database to be used during project monitoring and supervision.11

B. Land Acquisition

15. Following the written assertion of RoW ownership by the highest authority of the pourashava, no land acquisition is envisaged. The landfill site (13.53 acres) is proposed to be obtained through negotiated settlement from 14 landowners, who own other land parcels elsewhere. There will be, however, some IR impacts to standing structures, boundary walls and as well as cutting of trees and removal of electric poles and transformers due to roads and drainage components and to livelihoods of 8 persons (1 brick kiln owner and 7 employees) due to proposed land purchase solid waste management facilities. The details about the APs of roads and drainage components and IR impacts to each are provided in the Appendix 2. Details of APs due to solid waste management components and inventory of loss are provided in the SWM Due Diligence Report. The estimated impacts will be further re-assessed post detailed measurement surveys, based on which this RP will be duly updated.

C. Resettlement Impacts

16. A package-wise summary of estimated resettlement impacts is provided below:

17. Contract Package UGIIP III-II/AF/FARI/DR-01/2017: It consists of 1 drain sub-project only; D-4. 5 trees and 1 boundary wall belonging to the pourashava/government are anticipated to be affected.

18. Contract Package UGIIP III-II/AF/FARI/DR-02/2017: The package includes 6 subprojects – all drains; D-6, D-7, D-8, D-12, D-21 and D-26. 4 subprojects have some IR impacts as follows; 5 tin-shed katcha shops and 1 boundary wall under D-6, 32 trees and 3 boundary walls under D- 8, 2 boundary walls under D-21 and 2 boundary walls and 2 semi-pucca houses (all partially

10A census of all APs with basic demographic and socioeconomic data, such as household size, age, gender (especially of the head of household), ethnicity, occupation, household income, and vulnerability; (ii) an inventory of all affected assets located within the designated alignment of the project facilities, including land of various types (residential, commercial, and agricultural) and other immovable property (buildings, fences, sheds, irrigation canals, wells, and other structures) where quantities and relevant measurements are clearly determined; and (iii) the valuation of these assets at replacement cost according to local market prices and standards of valuation, without deductions for age-related depreciation, recovery of salvageable materials, or registration fees and other transaction costs 11 Detailed measurement surveys will be conducted post finalisation of detailed design in alignment sections/sites ready for construction, and the RP updated with DMS results and ADB and PMO approval obtained on the same, prior to start of construction. Page 23 of 190 affected) under D-26.

19. Contract Package UGIIP III-II/AF/FARI/DR-03/2017: It comprises 3 drain sub-projects; D- 3, D-10 and D-11. Of these, D-3 is likely to affect 1 semi-pucca house (partially affected), 1 boundary wall (partially affected) 5 trees and 9 electricity poles. D-10 is likely to affect 1 boundary wall and 1 semi-pucca house (partially affected). D-11 is anticipated to affect 1 boundary wall and 11 trees.

20. Contract Package UGIIP III-II/AF/FARI/UT-01/2017: The package includes 11 road subprojects. Two sub-projects will have some IR impacts; R-2 affects cutting down of 50 trees owned by the government and R-19 is anticipated to partially affect 2 boundary walls.

21. Contract Package UGIIP III-II/AF/FARI/UT-02/2017: The package has 14 road sub- projects, of which 7 are expected to have the following IR impacts; 25 trees to be cut down under R-8; 7 boundary walls (partially affected), 3 semi-pucca house (partially), 17 trees and removal of 3 electricity poles under R-11; cutting down of 2 trees belonging to Government of Bangladesh under R-14; shifting of 7 electricity poles under R-17; cutting down of 6 trees under R-26, shifting of 7 electricity poles under R-28; cutting down of 9 trees and 2 tin-shed shops under R-55, of which 1 belonging to Md Sanaullah (80% affected) is likely to require permanent relocation;12 and, cutting down of 5 trees under R-69.

22. Contract Package UGIIP III-II/AF/FARI/UT-03/2017: The package has 12 road sub- projects. Out o this total, 2 have IR impacts; 7 boundary walls (partial), 44 trees and removal of 2 electricity poles under R-30 and cutting down of 7 trees and removal of 7 electricity poles under R-32.

23. Contract Package UGIIP III-II/AF/FARI/UT-04/2017: The package has 15 road sub- projects, of which the following have IR impacts: removal of 6 electricity poles under R-40; removal of 1 tin fence of a private owner under R-42; demolition of 7 boundary walls and 2 semi-pucca houses (all partially affected) under R-43; cutting down of 25 trees under R-49; dismantling (partial) of 4 semi-pucca houses under R-52; and impacts to 2 tin-shed houses (partial) and 2 boundary walls under R-59.

24. Contract Package UGIIP III-II/AF/FARI/UT+DR 01/2017: The package comprises of 1 road (R-6) and 1 drain (D-1). None have any IR impacts.

25. Contract Package UGIIP III-II/AF/FARI/UT+DR-02/2017: Similar to the above package, it has 1 road (R-3) and 1 drain (D-2). While the road sub-project does not have any IR impacts, the IR impacts of the drain includes 10 boundary walls (partially affected, 2 tin fences, 15 tin- shed roadside shops, 11 semi-pucca houses (partially affected), 46 trees and 46 electricity poles.

26. Package UGIIP III-II/AF/FARI/UT+DR-03/2017: The package includes 8 sub-projects; 5 drains and 3 roads. The IR impacts are; 3 boundary walls (fully affected) under R-13; shifting of 7 electricity poles under R-18; 9 boundary walls and 2 semi pucca house partially affected); 1 boundary wall partially affected under D-9; 6 tin-shed kutcha roadside shops and 1 boundary wall under D-23.

12 Since R-55 and R-64 are road subprojects where sufficient space may not be available post implementation, relocation impact is considered in this RP. Need for relocation will be verified during detailed measurement survey, and the RP updated, as required.

27. Package UGIIP III-II/AF/FARI/UT+DR-04/2017: The package includes 12 sub-projects in total; 5 roads and 7 drains. The IR impacts are; 1 tin-shed road side shop under R-64 (belonging to Md. Alamgir) fully affected and requiring relocation; 2 boundary walls (partial) under D-14 and 1 semi-pucca house (partial) under D-25.

28. The due diligence report prepared for solid waste management subproject components in Faridpur reveals that 13.53 acres of land is proposed to be obtained through negotiated settlement from 14 landowners (heirs to 5 original landowners with 6 khatians). All the landowners have significant amount of additional lands elsewhere and are not likely to be significantly affected due to purchase of the land. Part of the proposed site is used for paddy cultivation (1 crop per year) and part has been leased out to a brick kiln owner. Livelihood impacts to the brick kiln owner (who is not assessed to belong to vulnerable group) and his 7 permanent employees (all assessed to belong to BPL category) are anticipated; compensation and mitigation measures for the affected persons due to loss of brick kiln are proposed in the resettlement plan for Faridpur under Phase II and III of UGIIP-3. The pourashava will be required to ensure 1 job per affected household facing permanent livelihood loss, if they are willing and able to take up the same. The pourashava will also be required to ensure that existing 12 permanent and other temporary staff in its conservancy wing are trained and redeployed in the proposed solid waste management scheme; hence no loss of employment to existing pourashava staff is anticipated.

29. There is sufficient space for staging areas, construction equipment, and stockpiling of materials in all the proposed sub-projects. The contractor will, however, need to remove all construction and demolition wastes on a daily basis as per subproject EMP.

30. Road closures are not anticipated during construction phase. Although the civil construction works of the sub-projects involve rather simple techniques, the invasive nature of excavation and the alignments in the built-up areas around the civil construction works and where there are usually a variety of human activities, this may result to impacts on the residents, businesses, and the community in general. Excavation may also damage existing infrastructure (such as water distribution pipes, electricity pylons, etc.) located along the ROWs. However, through strict adherence to the conditions of the EMP, the contractors are required to avoid and limit the disturbance to the extent possible. In this regard, specific mitigation measures included in the EMP will be incorporated into their contracts, and will be closely monitored by Faridpur pourashava PIU and management design supervision consultants (MDSC). The subproject EMP provides the following measures and requirement to be implemented by the contractor to ensure that impacts are mitigated:

a. in coordination with Faridpur pourashava and traffic authority, implement a traffic management plan; b. inform through public announcements, billboards/signage and other form of notice13 the residents, businesses owners and tenants, and other sensitive receptors (schools, places of worship, hospitals/clinics, etc.) along construction alignment 7 days, and again 2 days, prior to commencement of works; c. leave spaces for access between mounds of soil; d. provide walkways and metal sheets where required to maintain access across for people and vehicles;

13 Information should be understandable to local people and include nature and duration of construction activities and contact numbers for concerns/complaints Page 25 of 190

e. consult businesses and institutions regarding operating hours and factoring this in work schedules; f. consider night works in high-traffic and commercial areas; g. ensure there is provision of alternate access to businesses and institutions during construction phase, so that there is no closure of these shops or any loss of clientele; and h. Ensure any damage to properties and utilities will be restored or compensated to pre- work conditions.

31. Temporarily affected mobile hawkers/vendors (if any) will be assisted by contractors in moving to alternative locations during the brief period of construction and allowed to return once construction in the area is declared complete. However, in the event that there are income losses for persons with temporary and/or movable structure/equipment during shifting (anticipated to be for a maximum period of 2 days in most cases), compensation for lost income will be made for the time of disruption. Additional assistance will be provided to vulnerable APs.

32. This RP summarizes potential IR impacts in Faridpur in the Table below. The complete IR impacts assessment with the socio-economic profiles of the APs is provided in Appendix 2.

Table 2: Summary of IR Impacts Details Number Remarks No. of Affected HH 1. Private land (negotiated 13.53 Only for the landfill site. The cost Not applicable (14 settlement) acres estimate is presented in RP willing sellers) costs. 2. Structures a. Main Structure (i) Permanent ==

(ii) Semi-permanent 58 29 tin shed shops, semi-pucca 58 HH shops, and 29 semi-pucca houses. b. Other Structures (iii.) Boundary wall and 66 boundary walls and tin fences 65 HH (1 boundary wall fences along D-4 belongs to pourashava, 65 are privately owned) (iv) Electric poles 94 Need shifting with the change of -- ROWs 3. Trees 283 Medium size trees, of which 5 Private households and belong to pourashava government agencies (refer Table 1) 4. Livelihood a. Permanently affected 10 2 shops with relocation impact 10 HH (the 7 employees (roads); at the brick kiln are BPL) 1 brick kiln owner; 7 employees (landfill) b. Temporarily affected 121 APs facing loss of major or 121 HH minor structures, requiring temporary relocation (roads and 5 Relocation Permanent relocation 2 1 tin shed shop along R-55 and 2 HH 1 along R-64 requiring Temporary relocation 28 Structuresdemolition requiring =/>30% 28 HH demolition, where the remaining 2 structures on D-6. 1 on structure is rendered unviable D-26, 1 on D-3, 19 on D- (less than 100 sq ft) 2, and 6 on D-23 *Permanent livelihood IR impact – considered when AP (can be mobile hawkers, with permanent/semi-permanent structure/s, with equipment/tools) is required to move out/vacate the location during the construction phase and has no possibility of reestablishing the business. A change in livelihood is also considered a permanent IR impact. **Temporary livelihood IR impact – considered when AP (can be mobile hawkers, with permanent/semi-permanent structure/s, with equipment/tools) is required to move to alternative locations during the construction phase and allowed to return once construction in the area is declared complete, or, is able to reestablish business nearby.

33. The project will have 123 affected households in total; 5 are Hindus while the remaining are Muslims. There are also 8 women headed households among the APs. 38 APs belong to BPL category and 12 are elderly14.

14The eligibility will follow the Department of Social Service of Ministry of Social Welfare that uses 65 years old for man and 62 years old for woman to define elderly people Page 27 of 190

Table 3: Vulnerable Households among roads and drainage APs (N=55 vulnerable HH out of 117 AP HHs for which data available)

Type of Vulnerability No. of affected HH No. of family members 1. Below poverty line (BPL)15 38 210 (average HH size=5.52) 2. Female-headed household 8 25 (average HH size = 3.1) 3. Any poor with disabled member - - 4. Elderly 24 Includes 3 WHH and 10 BPL and 1 BPL+WHH. 107 family members (average HH size=4.47) Note: Among the SWM landfill APs, none of the 14 land sellers (negotiated settlement) fall under below poverty line category, based on stated income and independent assessment by surveyors. There is only one woman among the 14 landowners/sellers. Of the APs facing loss of business/employment due to brick kiln closure, all 7 employees at the brick kiln are below poverty line (refer SWM DDR Faridpur for socio-economic profile of SWM APs).

34. The project will have potential minor impacts on female-headed households; in total 8 women headed households will be affected from the project’s civil works (loss of boundary walls or insignificant - <20% - loss of major structure). A pourashava–level gender action plan (GAP), as part of this RP, is prepared to ensure gender equality and social inclusion. The GAP will provide for activities to include active participation of females in (i) project disclosure and FGDs; (ii) decision making capacity in pourashavas, (iii) increasing women-friendly service delivery including the poor and the marginalized, and (iv) building women-friendly infrastructure at all levels of pourashavas.

35. There are no identified indigenous peoples/small ethnic communities (IPs/SEC) in Faridpur pourashava. In course of detailed design as well, no IP has been identified and hence, no such IP will be affected by the project that is likely to impact their identity, culture, and customary livelihoods. However, during project implementation if any IPs/SECs are found, a separate small ethnic community development plan (SECDP) will be prepared with detailed information on their land-use, economic activities, and social organizations.

III. SOCIO-ECONOMIC INFORMATION AND PROFILE

A. Profile of Affected Persons

36. Impact inventory surveys reveal that for roads and drainage subprojects, 58 affected households face loss of major structures, of which 29 face loss of shops/businesses, in addition to 65 households facing loss of boundary walls/fences. A total of 283 medium size trees (some government owned and some owned by private individuals) which will be affected by the project. Two APs (shops along road alignments, 1 each along R-55 and R64) will require relocation. Among the affected households, 24 may be considered ‘below poverty line’ (BPL). There are 8 women headed households (WHHs) of which one is also BPL; and 24 elderly- headed households, of which 3 are WHH, 10 are BPL and 1 is BPL as well as WHH. The list of APs and loss to each is in Appendix 2; socio-economic details of 6 of the 123 APs of roads and drainage subprojects are not available. The following tables present the summary socio- economic profile of 123 APs of roads and drainage subprojects, 14 land sellers (negotiated settlement) and 8 persons likely to be affected by permanent loss of business/employment. Table 4: Demographic Characteristics of Affected Households S. Type No. HH members. Average Sex ratio Vulnerability

15In the absence of both national and regional benchmark of below poverty level (BPL), this project uses the upper poverty line at Tk.2,778/capita/month for Urban Division to determine vulnerable households. This is calculated from 2010 upper poverty line for Dhaka Urban Division determined by Bangladesh Bureau of Statistic with inflation rate added No. HH Size 1 APs of roads 117 of 123 529 4.51 928 55 vulnerable and drainage HHs, for which females (47% of 117 subprojects demographic per 1000 HH) data available males 2 Land sellers 14 85 6.07 Not No (negotiated available purchase) for landfill site 3 Persons facing 8 AP HHs (1 42 5.3 Not 7 BPL permanent loss kiln owner, 7 available employees. of livelihood at employees) Employer/kiln landfill site owner does not belong to vulnerable group. Source: Census Survey, 2016

Table 5: Educational attainment of affected persons (N=145) Educational Qualification No. of APs Percent Illiterate 3 2.1 Literate/primary education 13 9.0 Higher Secondary 87 60.0 Graduate and above 31 21.4 Information not available 11 7.6 Total 145 100.0 Source: Census Survey, 2016

Table 6: Occupational Distribution of affected persons (N=145) Occupation No. of APs Percent Business/shop owner 81 55.9 Government/Private Job 37 25.5 Agriculture 4 2.8 Others 15 10.3 Information not available 8 5.5 Total 145 100

Table 7: Monthly Per capita income of affected households (N=145) Monthly per capita income Roads and Drainage APs SWM APs Total <2778 38 7 45 2778-4000 17 3 17 4001-5000 24 3 24 >5001 35 7 42 No data 9 2 9 Total 123 22 145 Source: Census Survey, 2016 IV. INFORMATION DISCLOSURE, CONSULTATION, AND PARTICIPATION

Page 29 of 190

A. Public Consultation

37. The public participation process included (i) identifying interested and affected parties (stakeholders); (ii) informing and providing the stakeholders with sufficient background and technical information regarding the proposed development; (iii) creating opportunities and mechanisms whereby they can participate and raise their viewpoints (issues, comments, and concerns) with regard to the proposed development; (iv) giving the stakeholders feedback on process findings and recommendations; and (v) ensuring compliance to process requirements with regards to the environmental and related legislation.

38. A total of 32 Focus Group discussions (FGDs) were carried out as part of the preparation of this RP. Further, 1 public consultation with the attendance of 48 participants was held on 11 August 2016. Finally, 15 interviews were carried out with a cross-section of stakeholders in Faridpur pourasava comprising of pourasava officials, government officials, business persons, educationists, prominent local community members, affected persons etc. The detailed list of the interviewees and the proceedings of the FGDs and the public consultation is attached in Appendix 6.

39. An overwhelming majority of the participants in the FGDs, public consultation and interviews expressed their support and willingness to participate in the project. However, some of the participants, particularly those coming from the low-income groups expressed issues related to disruption of their livelihood and/or the need to move out of their current locations. The issues raised include (i) demolition of structures and cutting of trees for ROW clearing; (ii) temporary relocation during road and drainage construction; (iii) pedestrian safety; (iv) employment opportunity; (v) traffic and access to businesses/shops during construction phase; and (iv) land acquisition. The PPTA team led by the national resettlement specialist provided the following information to address the issues:

(i) demolition of structures and cutting of trees for ROW clearing – this is anticipated as some structures are encroaching the ROWs required for the Phase 1 components. Affected assets, trees and APs will be recorded. IR impacts will be addressed in the RP and the APs will be duly compensated. (ii) temporary relocation of business and mobile vendors/hawkers during construction – Majority of APs facing relocation face only temporary relocation. Faridpur pourashava will identify relocation sites prior to start of civil works. Contractor/s will be required to provide assistance to APs in moving to these sites. The APs will have the right to salvage materials and can go back to their original sites once the construction is completed. APs and livelihood impacts will be recorded. IR impacts will be addressed in the RP. Additional compensation will be provided to vulnerable APs. (iii) pedestrian safety – the measures to ensure Phase 1 components will not compromise pedestrian safety and includes design consideration such as dedicated pedestrian walkways on Phase 1 roads, covering of drainages to serve as walkways, provision of speed bumps in areas where there is high traffic for school children and accident-prone stretches, and provision of safety signs and boards. During construction phase, mitigation measures as specified in the subproject EMPs will be implemented by the contractors and closely supervised by Faridpur pourashava and consultants. (iv) employment opportunity – there will be local employment opportunity for skilled and unskilled laborers. Participation of women is highly encouraged and they’ll have priority in employment under the project’s civil works. (v) traffic – road closure is not anticipated during construction period. The contractor/s will be required to submit a traffic management plan and implement in coordination with Faridpur pourashava traffic authority. Alternate routes will be communicated via public announcements, billboards and notices. (vi) disruption of access to businesses/shops – The contractor/s will be required to factor in their work schedules the timing of operations of business/shops along the alignments. The businesses/shops will be notified 7 days and again 2 days prior to start of construction activities. Access will be maintained through provisions of planks and metal sheets across trenches. (vii) land acquisition – No land acquisition is anticipated as per the written letter of the Faridpur pourasava. Land purchase through negotiated settlement anticipated for the landfill site is dealt with in the separate Due Diligence Report for solid waste management in Faridpur. (viii) Potential permanent livelihood impacts – APs expressed concern over potential permanent livelihood impacts. Loss of employment for 7 employees at the brick kiln is to be mitigated by ensuring jobs for 1 member of each AP household; loss of business for brick kiln owner is to be adequately compensated; and potential permanent livelihood impact to 2 shops due to relocation impacts as a result of 2 roads subprojects to be mitigated through business reestablishment and other transitional support and priority by pourashava for project-related construction and operation and maintenance jobs for 1 member of each permanently economically displaced household. Loss of employment to pourshava conservancy staff will be avoided by training and deploying them in the newly created facilities. (ix) Meetings were also held with Faridpur pourashava engineers and relevant staff regarding IR impacts and how to minimize the issues connected with it.

40. The participants of the consultations not only committed their full support but also guaranteed cooperation during project implementation. Almost all the participants in the census survey responded that they agreed to provide every kind of support and cooperation in any effort to develop the area as well as pourashava. However, many of them also made a request for proper compensation for the demolition of the structures. They also further requested additional supports in the form of business and livelihood restoration grants for the APs belonging to low income groups.

41. The issues raised were communicated to Faridpur pourashava and PPTA experts to further fine tune the detailed design of the components. This means that the impacts and their significance have already been reduced.

B. Continued Consultation and Disclosure

42. This RP and other relevant documents will be made available at public locations in the pourashava and posted on the websites of LGED, ADB and the Faridpur pourasava. Furthermore, The consultation process will be continued and expanded during the project implementation to ensure stakeholders participate fully in project execution, as well as to implement comprehensive information, education, and communication plan.

Page 31 of 190

43. Public consultation and disclosure with all interested and affected stakeholders will remain a continuous process throughout the project implementation, and shall include the following: i. consultations during detailed design stage: (a) public meetings with affected communities to present final design and alignment of the components; (b) smaller- scale meetings with APs to discuss IR impacts and RP implementation. ii. consultations during construction phase: (a) one-on-one meetings with affected people prior to start of civil works to discuss relocation site, project schedule and RP implementation; (b) public meetings with affected communities to discuss and plan work programs and allow issues to be raised and addressed once construction has started; and (c) smaller-scale meetings to discuss and plan construction work with individual communities to reduce disturbance and other impacts, and to provide a mechanism through which stakeholders can participate in project monitoring and evaluation; and iii. project disclosure: (a) public information campaigns (via flyers, billboards, and local media) to explain the project to the wider city population and prepare them for disruptions they may experience once construction is underway; (b) public disclosure meetings at key project stages to inform the public of progress and future plans, and to provide copies of summary documents in local language; (c) formal disclosure of completed project reports by making copies available at convenient locations in the study areas, and informing the public of their availability; and (d) providing a mechanism through which comments can be made.

44. A consultation and participation plan is prepared for UGIIP III; consultation activities will be coordinated by the PMO, PIU (Faridpur pourashava) and consultant teams to ensure that the communities are fully aware of the activities at all stages of the project implementation.

45. To provide for more transparency in planning and for further active involvement of APs and other stakeholders, relevant information from this RP will be translated to Bangla and made available at (i) offices of LGED and Faridpur pourashava, (ii) area offices, (iii) consultant teams’ offices; and (iv) contractor’s campsites. It will be ensured that the hard copies of this RP are kept at places which are conveniently accessible to people, as a means to disclose the document and at the same time creating wider public awareness. An electronic version of this RP will be placed in the official website of LGED and Faridpur pourashava, and ADB’s website after approval of the RP by ADB.

V. GRIEVANCE REDRESS MECHANISM

46. A project-specific grievance redress mechanism (GRM) is established to receive, evaluate, and facilitate the resolution of AP’s concerns, complaints, and grievances about the social and environmental performance at the level of the project. The GRM aims to provide a time-bound and transparent mechanism to voice and resolve social and environmental concerns linked to the project. The GRM is in place at PMO level and Phase I project tows of UGIIP-3; GRC needs to be established in each new project town taken up in subsequent phases.

47. Common GRM. A common GRM is in place for social, environmental, or any other grievances related to the project; the RPs and IEEs will follow the GRM described below, which is developed in consultation with key stakeholders. The GRM provides an accessible and trusted platform for receiving and facilitating resolution of affected persons’ grievances related to the project. The multi-tier GRM for the project is outlined below, each tier having time-bound schedules and with responsible persons identified to address grievances and seek appropriate persons’ advice at each stage, as required. 48. Pourashava-wide public awareness campaigns will ensure that awareness on grievance redress procedures is generated through the campaign. The PIU designated safeguard focal person and governance improvement and capacity development consultants (GICDC) will conduct pourashava-wide awareness campaigns to ensure that poor and vulnerable households are made aware of grievance redress procedures and entitlements, and will work with the PMO and management, design and supervision consultants (MDSC) to help ensure that their grievances are addressed.

49. Affected persons (APs) will have the flexibility of conveying grievances/suggestions by dropping grievance redress/suggestion forms in complaints/suggestion boxes that have already been installed by project pourashavas or through telephone hotlines at accessible locations, by e-mail, by post, or by writing in a complaints register in pourashava offices. Appendix 6 has the sample grievance registration form. Careful documentation of the name of the complainant, address/contact details, date of receipt of the complaint, location of the problem area, and how the problem was resolved will be undertaken. The project management office (PMO) safeguard officer will have the overall responsibility for timely grievance redressal on environmental and social safeguards issues and for registration of grievances, related disclosure, and communication with the aggrieved party through the PIU designated safeguard focal person.

50. Grievance redress process. In case of grievances that are immediate and urgent in the perception of the complainant, the contractor and consultants’ on-site personnel will provide the most easily accessible or first level of contact for quick resolution of grievances. Contact phone numbers and names of the concerned PIU safeguard focal person and contractors will be posted at all construction sites at visible locations. (i) 1st Level Grievance. The phone number of the PIU office should be made available at the construction site signboards. The contractors and PIU safeguard focal person can immediately resolve on-site in consultation with each other, and will be required to do so within 7 days of receipt of a complaint/grievance. (ii) 2nd Level Grievance. All grievances that cannot be redressed within 7 days at field/ward level will be reviewed by the grievance redress cell (GRC) headed by Panel Mayor of the pourashava with support from PIU designated safeguard focal person and MDSC regional environment and resettlement specialists. GRC will attempt to resolve them within 15 days.1610 The PIU designated safeguard

16 Grievance redress committees (GRC) will have been formed at Pourashava-level. For example in Lalmonirhat pourashava, the GRC comprises Panel Mayor as Chairperson, and 1 councilor, the pourashava Executive Engineer, Secretary pourashava and pourashava administrative officer, as members. All pourashava-level GRCs shall have at Page 33 of 190

focal person will be responsible to see through the process of redressal of each grievance. (iii) 3rd Level Grievance. The PIU designated safeguard focal person will refer any unresolved or major issues to the PMO safeguard officer and MDSC national environmental and resettlement specialists. The PMO in consultation with these officers/specialists will resolve them within 30 days.

51. Despite the project GRM, an aggrieved person shall have access to the country's legal system at any stage, and accessing the country's legal system can run parallel to accessing the GRM and is not dependent on the negative outcome of the GRM. In the event of the established GRM not being in a position to resolve the issue, the affected person also can use the ADB Accountability Mechanism (AM) through directly contacting (in writing) the Complaint Receiving Officer (CRO) at ADB headquarters or the ADB Bangladesh Resident Mission (BRM). The complaint can be submitted in any official language of ADB’s DMCs. The ADB AM information will be included in the PID to be distributed to the affected persons, as part of the project GRM.

52. Record keeping. Records of all grievances received, including contact details of complainant, date the complaint was received, nature of grievance, agreed corrective actions and the date these were effected, and outcome will be kept by PIU. The number of grievances recorded and resolved and the outcomes will be displayed/disclosed in the PMO office, pourashava office, and on the web, and reported to ADB in semi-annual monitoring reports.

53. Periodic review and documentation of lessons learned. The PMO safeguard officer will periodically review functioning of GRM in each pourashava and record information on its effectiveness, especially on the project’s ability to prevent and address grievances.

54. Costs. All costs involved in resolving the complaints (meetings, consultations, communication and reporting/information dissemination) will be borne by the concerned PIU at pourashava-level; while costs related to escalated grievances will be met by the PMO. Cost estimates for grievance redress are included in resettlement cost estimates.

least one-woman member/chairperson and AP representative or independent NGO as committee member. In addition, for project-related grievances, representatives of APs, community-based organizations (CBOs), and eminent citizens must be invited as observers in GRC meetings.

Figure 4: Grievance Redress Process

Affected person

Field/ward level Yes Grievance 1st Level Contractor and PIU designated Within 7 days redressed Grievance safeguard focal person and record keeping

No Yes Pourashava level (GRC) within 15 days Grievance 2nd Level PIU designated safeguard focal person, redressed MDSC, regional environmental and Grievance and record resettlement specialists keeping

No

Yes Within 30 rd PMO level days Grievance 3 Level PMO Safeguard Officer and MDSC Grievance national environmental and resettlement redress and specialists record keeping

Note: GRC = Grievance Redressal Cell; GICDC = Governance Improvement and capacity Development Consultants; PIU = Project Implementation Unit; MDSC = Management. Design and Supervision Consultants; PMO = Project Management Office

Page 35 of 190

VI. POLICY AND LEGAL FRAMEWORK

55. ADB Safeguards Policy Statement, 2009.ADB SPS, 2009 applies to all ADB- financed and/or ADB-administered sovereign projects and their components, regardless of the source of financing, including investment projects funded by a loan, a grant, or other means.

56. The three important elements of the ADB SPS, 2009 are (i) compensation to replace lost assets, livelihood, and income; (ii) assistance for relocation, including provision of relocation sites with appropriate facilities and services; and (iii) assistance for rehabilitation to achieve at least the same standard of living with the project as without it. In addition, the absence of legal title to land should not be a bar to compensation. ADB SPS, 2009 requires compensation prior to actual income loss.

57. ADB SPS also applies when the land acquisition process has begun or been completed and/or population has already been moved in anticipation of ADB support. Involuntary resettlement actions in anticipation of ADB support generally refer to actions that preceded ADB support. In such cases ADB’s due diligence will identify if there are any outstanding grievance or resettlement actions in noncompliance with ADB SPS requirements. If such outstanding issues are identified, ADB will work with LGED and PIUs to ensure appropriate mitigation measures are developed and implemented with an agreed timeline. It is also important for ADB’s due diligence to assess potential risks associated with the project, even if the government’s previous resettlement actions are not done in anticipation of ADB support.

58. Government of Bangladesh Laws and Policies: The Acquisition and Requisition of Immovable Property Ordinance (ARIPO), 1982 and its subsequent amendments in 1993 and 1994 are the applicable Government of Bangladesh legal and policy framework. ARIPO does not cover non-titleholders, such as encroachers, informal settler/squatters, occupiers, and informal tenants and leaseholders without documents. ARIPO also does not provide for replacement cost of the property acquired, and has no provision for resettlement assistance for restoration of livelihoods of displaced persons, except for legal compensation for land and structure. Further, in a majority of the cases, the compensation paid does not constitute market or replacement cost of the property acquired.

59. Appendix 9 provides a comparison of ARIPO and ADB SPS, 2009 principles and provides a gap analysis. Gaps between ARIPO and ADB, SPS 2009 were identified, and bridging measures are specified the project’s RF. The RF also specifies that in case of discrepancy between the policies of ADB and the government, the policy of ADB will prevail.

60. This draft RP and entitlement matrix therein represents a uniform document agreed upon by both the Government of Bangladesh and ADB to ensure compliance with their respective rules and policies.

VII. ENTITLEMENTS, ASSISTANCE AND BENEFITS

A. Types of Losses and Affected Person (AP) Category

61. The types of losses – permanent or temporary, total or partial due to the project include (i) loss of land; (ii) loss of residential/commercial/community structure; (iii) loss of trees; (iv) loss of crops; (v) loss of business; (vi) loss of work days/incomes, and relocation of households and businesses; and (vi) loss of access to premises for residence and trading.

62. According to ADB SPS, 2009 of ADB in the context of involuntary resettlement, APs are those who are physically relocated, or lose residential land, or shelter and/or economically displaced (with loss of structure, assets, access to assets, income sources, or means of livelihood). The absence of formal and legal title to the land should not prevent the AP to receive compensation and resettlement assistance from the project.

63. The following categories of APs are likely to be impacted due to the implementation of the project:

i. APs whose structure are to be demolished – APs whose structure (including ancillary and secondary structure) are being used for residential, commercial, community, or worship purposes which are affected in part or in total; ii. APs losing income or livelihoods – APs whose crops, trees, business, employment, daily wages as source of income, or livelihood (including tenants, businesses, employees, laborers, etc.) are affected, permanently or temporarily; iii. APs facing relocatin impacts, temporary or permanent, and iv. vulnerable APs – APs included in any of the above categories who are defined as low-income people (BPL), physically or socially challenged, landless or without title to land, female-headed households, elderly, vulnerable IP (tribal), or ethnic minority group.

B. Principles, Legal, and Policy Commitments

64. The RP has the following specific principles based on ARIPO and ADB SPS, 2009:

i. land acquisition and resettlement impacts on persons displaced by the project would be avoided or minimized as much as possible through alternate design/engineering options; ii. where the negative impacts are unavoidable, the persons displaced by the project and vulnerable groups will be identified and assisted in improving or regaining their standard of living; iii. information related to the preparation and implementation of this RP will be disclosed to all stakeholders in a form and language understandable to them; and people’s participation will be ensured in planning and implementation; iv. displaced persons who do not own land or other properties, but have economic interests or lose their livelihoods, will be assisted as per the broad principles described in the entitlement matrix of this RP; v. before starting civil works, compensation and resettlement and rehabilitation (R&R) assistance will be paid in full in accordance with the provisions described in RP; vi. an entitlement matrix for different categories of people displaced by the project has been prepared. People moving into the project area after the cut-off date17 will

17The project cut-off date was established during the formal disclosure of the RP on (6.12 2013).A cut-off date is set to establish displaced persons who are eligible to receive compensation and resettlement assistance by a project. The aim is not to inflict losses on people. Any person who purchases or occupies land in the Page 37 of 190

not be entitled to any assistance vii. for non-titleholders such as informal settlers/squatters and encroachers, the date of completion of detailed design-relevant survey are the cut-off dates. This stands to be declared by LGED, viii. appropriate GRM will be established to ensure speedy resolution of disputes; ix. all activities related to resettlement planning, implementation, and monitoring will ensure the involvement of women and other vulnerable groups; x. consultations with the APs will continue during the implementation of resettlement and rehabilitation works; and xi. a clause in the contract agreement that the construction contractor/s will be required to repair to pre-works condition or compensate any loss or damage caused by his execution of works.

C. Entitlements

65. In accordance with the UGIIP III RF, all displaced households and persons will be entitled to a combination of compensation packages and resettlement assistance, depending on the nature of ownership rights on lost assets, scope of the impacts including socioeconomic vulnerability of the displaced persons, and measures to support livelihood restoration if livelihood impacts are envisaged.

66. The entitlement18 matrix (Table 8) specifies that any displaced person19 will be entitled to (i) compensation for loss of land at the replacement cost; (ii) compensation for loss of structure (residential/commercial) and other immovable assets at their replacement cost (without counting the depreciation value); (iii) compensation for loss of business/wage income; (iv) compensation for loss of crops and/or trees; (iv) assistance for shifting of structure; (v) rebuilding and/or restoration of community resources/facilities; and (vi) if vulnerable APs, livelihood/transitional cash assistance for vulnerable displaced persons (head of the affected family) at official minimum wage of the appropriate AP’s occupation.

D. Cut-off Date

67. The date of disclosure of this RP to project-affected persons will be considered the cut-off date for determining eligibility for compensation.

demarcated project area after a cut-off date is not eligible for compensation or resettlement assistance. Fixed assets such as built structures, crops, fruit trees, and woodlots established after this date, or an alternative mutually agreed on date, will not be compensated. 18Resettlement entitlements with respect to a particular eligibility category are the sum total of compensation and other forms of assistance provided to displaced persons in the respective eligibility category. 19In the context of involuntary resettlement, displaced persons are those who are physically displaced (relocation, loss of residential land, or loss of shelter) and/or economically displaced (loss of land, assets, access to assets, income sources, or means of livelihood) as a result of (i) involuntary acquisition of land, or (ii) involuntary restrictions on land use or on access to legally designated parks and protected areas. Table 8: UGIIP-3 Entitlement Matrix

Type of Specification Eligibility Entitlements Loss 2. STRUCTURES Residential, Partial loss (<30 %) and Owner - Cash compensation for lost parts of structure agricultural, alteration of structure (including non- at replacement cost and repair of remaining commercial, Titled land structure at market rate for materials, labor, community user) transport, and other incidental costs, without deduction of depreciation for age - Right to salvage materials from lost structure - Allowed to construct temporary structure on unused part of project land after completion of civil work, through some lease/rent system - In case of loss of toilet rendering structure unlivable, replacement with safe sanitation facilities at adjacent or nearby location, or, compensation for the entire structure at the discretion of the owner. Lessee, tenant - Cash refund of the lease money for the lessee for duration of remaining lease period (to be deducted from the owner) Full loss of structure (=>30 Owner - The AP may choose between the following %) and relocation (including non- alternatives: titled land - Compensation through provision of fully titled user) and registered replacement structure of comparable quality and value, including payment of all transaction costs, materials, labor, transport, and other incidental costs, at a relocation site or a location agreeable to the AP OR

- Cash compensation for the affected structure at replacement cost, including all transaction costs, materials, labor, transport, and other incidental costs, without deduction of depreciation for age - In case of the remaining structure become unlivable the compensation will be calculated for the entire structure without deduction of depreciation and self-relocation IN EITHER CASE

- Right to salvage materials from lost structure Lessee, tenant - Cash refund at rate of rental fee proportionate to size of lost plot for 6 months - The lease money for the lessee for duration of remaining lease period will be deducted from the owner Moving of minor structures Owner, - The AP may choose between the following (fences, sheds, kitchens, lessee, tenant alternatives: latrines, etc.) - Cash compensation for self-reconstruction of structure at market rate (labor, materials, transport, and other incidental costs) OR

- Relocation/reconstruction of the structure by the project IN EITHER CASE

- Access to the affected facility should be to be restored Stalls, kiosks Vendors - Assistance for finding alternative land to (including continue business

Page 39 of 190

Type of Specification Eligibility Entitlements

Loss

titled and - Allowed to construct temporary non-titled land structure/continue business through some

users) lease/rent system as vendor, at alternative location

comparable to lost location

AND

- Cash compensation for self-relocation of

stall/kiosk at market rate (labor, materials,

transport, and other incidental costs)

Fixed assets attached to Owner, - Cash compensation for reinstallation and affected structures (water lessee, tenant connection charges

supply, telephone lines)

3. INCOME RESTORATION1420

Crops Affected crops Cultivator - Department of Agriculture will determine the

valuation of seasonal crops. Cash compensation at

current market rate proportionate to size of lost plot

for 1 year’s future harvests, based on crop type and highest average yield over past 3 years.

- For seasonal crops: if notice for harvest of standing seasonal crops cannot be given then

value of lost standing crop at market value will be

made.

- For perennial crops: value will be calculated as annual net product value multiplied by number of

productive years remaining.

- Residual harvest can be taken away without

any deduction - If land is permanently lost add another year of

loss income from crops (net income) to cover the

loss during the preparation of new agricultural land.

Parties to - Same as above and distributed between land sharecrop owner and tenant according to legally stipulated or

arrangement traditionally/informally agreed share

Trees Affected trees Cultivator - Value of timber bearing trees will be based on the

market price of timber and will be determined by the

Forest Department. Cash compensation for timber

trees at current market rate of timber value, plus

cost of purchase of seedlings/sapling and required

inputs to replace trees

- Value of fruit-bearing trees will be based on value

of products multiplied by number of productive

years remaining. Cash compensation for fruit

bearing trees at current market rate of crop type

and average yield multiplied, (i) for immature non-

bearing trees, by the years required to grow tree to

productivity, or (ii) for mature crop-bearing trees, by

5 years average crops (the grafted/tissue cultured

plant usually starts fruiting within 2-3 years), plus

cost of purchase of grafted/tissue cultured plant and

required inputs to replace trees. Department of

Horticulture will determine the valuation of fruit- bearing trees.

20 Re-establishing productive livelihood of the displaced persons to enable income generation equal to or, if possible, better than that earned by the displaced persons before the resettlement. Type of Specification Eligibility Entitlements

Loss

Parties to - Same as above and distributed between land sharecrop owner and tenant according to legally stipulated or

arrangement traditionally/informally agreed share

Permanent Partial loss of agricultural Owner, - Provision of support for investments in loss of land with viable land lessee, productivity enhancing inputs, such as land agriculture- remaining sharecrop levelling, terracing, erosion control, and agricultural based tenant, non- extension, as feasible and applicable livelihood titled land user - Additional financial supports/grants if land/crop

compensation is insufficient for additional income-

generating investments to maintain livelihood at

BDT 70,000 per household (the provided sum is

given to the entitled AP for one time allowance/

income generating assistance).

Full loss of viable agricultural Owner, - Provision of retraining, job placement land without availability of lessee, - Included in the project livelihood restoration

alternative land sharecrop and rehabilitation program

tenant, non- - Financial grants and/or microcredit access for

titled land user livelihood investment as well as

organizational/logistical support to establish an alternative income generation activity BDT 90,000

per household (the provided sum is given to the

entitled AP for one time allowance/ income

generating assistance).

Loss of Wage laborers - Cash assistance for loss of income up to 7 income from in any affected days at actual income loss as per census or agricultural agricultural Government of Bangladesh registered minimum

labor land wage, whichever is higher - Preferential selection for work at project site

during civil works

Maintenance obstruction by subproject All APs - Accessibility of agricultural fields, of access to facilities community/social facilities, business premises, and means of residences of persons in the project area ensured livelihood - Accessibility to the original/alternative fishing

ground

Businesses Temporary business loss Owner of - Cash compensation equal to lost income due to land acquisition business during period of business interruption based on tax

and/or resettlement or (registered, record or, in its absence, comparable rates from

construction activities of informal) registered businesses of the same type with tax project records or Government of Bangladesh registered

minimum wage, whichever is higher

- Assistance to re-establish business. APs will

be provided 7 days advance notice, followed by a reminder 1 days before construction

- If required, they will be assisted to temporarily

shift for continued economic activity and then

assisted to shift back, post construction. Permanent business loss Owner of - Cash assistance for lost income based on 3

due to land acquisition business months’ minimum wage rates to permanently and/or resettlement without (registered, displaced vendors will be paid, , based on tax

possibility of establishing informal) record or, in its absence, comparable rates from alternative business registered businesses of the same type with tax

records or Government of Bangladesh registered

minimum wage, whichever is higher

AND

- Provision of retraining, job placement,

additional financial grants and microcredit for

equipment and buildings, as well as

organizational/logistical support to establish AP in

alternative income generation activity

33

Page 41 of 190

Type of Specification Eligibility Entitlements

Loss

- Included in the project livelihood restoration and rehabilitation program

Employment Temporary employment loss All laid-off - Cash compensation equal to lost wages during due to land acquisition employees of period of employment interruption up to 6 months,

and/or resettlement or affected based on tax record or registered wage, or, in its

construction activities businesses absence, comparable rates for employment of the

same type

- As applicable by labor code, compensation will

be paid to the employer to enable him/her to fulfil

legal obligations to provide compensation payments

to laid-off employees, to be verified by government

labor inspector

Permanent employment loss All laid-off - Cash compensation equal to lost wages for 6

due to land acquisition employees of months, based on tax record or registered wage, or,

and/or resettlement without affected in its absence, comparable rates for employment of

possibility of re-employment businesses the same type

in similar sector and position - If required by the applicable labor code,

in or near area of lost compensation will be paid to employer to enable

employment/ daily wage him/her to fulfil legal obligations to provide severance payments to laid-off employees, to be

verified by government labor inspector

AND

- Provision of retraining, job placement, additional financial grants, and microcredit for

equipment and buildings, as well as

organizational/logistical support to establish AP in

alternative income generation activity - Included in the project livelihood restoration

and rehabilitation program

5. SPECIAL PROVISIONS Assistance in identification of relocation sites

Vulnerable Loss of land, structure, All vulnerable - and / or Cash assistance for rental of new plot/structure for up to 6 APs and/or employment APs months

- Assistance with administrative process of land transfer, property title, cadastral mapping, and

preparation of compensation agreements

- Provision of livelihood training, job placement - Included in the project livelihood restoration

and rehabilitation program - Financial grants and/or microcredit access for

livelihood investment as well as

organizational/logistical support to establish an

alternative income generation activity - Subsistence allowance of minimum of 2

months of official minimum wage

- Preferential selection for project-related

employment

Women, Loss of land and structures Titled or - Titling of replacement land and structures in social/ recognized female owner’s/minority/ elderly household head’s religious minorities, elderly-

headed name (as applicable) household*, - poor owners of land Cash compensation paid directly to female households and structures owners and head of minority households

Tribal people Loss of land, community Affected tribal - Compensation packages as determine by the affected,if assets and structures people/ government valuation team and consultation with any community the affected community

- Full restoration and renovation of affected

assets

- Special assistance for livelihood restoration as

required

- In case of major impacts, specific assistance

and benefits will be specify under Indigenous

People Development Plan

Other Unanticipated impacts and All APs - To be determined in accordance with the IR

impacts negotiated changes to safeguards requirements of the ADB SPS and entitlements project resettlement framework

- Project RP to be updated and disclosed on

ADB website

- Standards of the entitlement matrix of the RP

not to be lowered

* Land owners/users that have traditional/customary/ rights to the land but have no formal/legal papers of the ownerships. This is commonly found among the traditional/tribal/indigenous communities. ** The eligibility will follow the Department of Social Service of Ministry of Social Welfare that uses 65 years old for man and 62 years old for woman to define elderly people. Notes: AP = affected person; land acquisition and resettlement = land acquisition and resettlement

Page 43 of 190

VIII. COMPENSATION MECHANISM

67. The project will ensure that the properties (structure and non-structure assets) to be displaced for the project will be compensated at their full replacement cost, determined by legally constituted bodies like the property valuation advisory committee (PVAC), and joint verification committee (JVC), and resettlement advisory committee (RAC). The principle for determining valuation and compensation for assets, incomes, and livelihoods is replacing the loss of affected assets and restoring the loss of income and workdays experienced by the displaced households. Livelihood rehabilitation assistance will be required to all APs who will experience significant impacts on their livelihood activities regardless of their poverty status. Additional assistance will be required for AP categorized as poor and vulnerable.

68. This RP ensures compensation at replacement cost for all the displaced people/APs due to implementation of Phase 2 and 3 components in Faridpur pourashava.

A. Cash Allowance to Support Lost Income

69. Displaced persons will be eligible for assistance for loss of employment/workdays (in the case of wage earners) owing to dislocation and relocation. Assistance for lost income based on 3 months’ minimum wage rates to permanently displaced shop owners will be paid. For temporary disruption to income during the demolition and reconstruction of the partially affected commercial structure, the owners as well as the workers will receive one- time assistance for lost income for the actual period of disruption at income/tax statement, minimum wage rates, or based on actual income (whichever is higher), verified through incomes of comparable businesses in the area.

B. Assistance to Re-establish Business

70. APs will be provided 7 days advance notice, followed by a reminder 2 days before construction to ensure none or minimal disruption in livelihood. If required, they will be assisted to temporarily shift for continued economic activity; for example, they will be assisted to shift to the other side of the road where there is no construction and then assisted to shift back, post- construction. Special care will be taken to ensure that these temporarily affected shop owners will set up their business once again either in the same location or elsewhere of their own choice.

71. Ensuring there is no income or access loss during civil works is the responsibility of contractors. Consistent with the EMP, contractors will ensure access is maintained by making sure that space is left for access between mounds of soil, walkways and metal sheets provided to maintain access across trenches for people and vehicles where required, increased workforce is available to finish work in areas with impacts on access, timing of works is such that it reduces disruption during business hours and periods of peak business activities e.g. festivals, phased construction schedule is followed and work undertaken on one segment at a time and one side of a road at a time.

72. Any interruption (full or partial) of access to any facility or service will be restored as soon as the construction is completed. Necessary provisions particularly interrupted water supply to the poor during the construction period is the responsibility of the PIUs and contractor.

Page 44 of 190

C. Assistance for relocation

73. All affected persons facing relocation impacts including encroachers and squatters will be entitled to a lumpsum cash assistance of Rs. 10,000, to meet any transport/shifting/labour costs involved in relocation. One person from each household facing relocation will be given priority in unskilled labor opportunities under the project. D. Additional Assistance to Vulnerable Groups

73. The following categories of displaced persons have been identified as vulnerable groups in the project: female-headed, elderly-headed, disabled-headed, as well as IP/minorities and BPL households. In addition to the provisions in the entitlement matrix for compensation of loss of assets and livelihood, additional allowance equivalent to 2 months’ income at minimum wages to each of these vulnerable groups households affected is included towards enabling improvement of their socioeconomic status. Vulnerable persons will be given priority in unskilled labor opportunities under the project. ID cards will verify vulnerability status, and the PIU will present the list of vulnerable persons to contractors.

E. Compensation for Temporary Affected Persons

74. Temporary loss of incomes of APs will be compensated based on replacement cost of income losses or a transitional allowance for the period of disruption up to 6 months, as detailed in the entitlement matrix. Preferential employment in project-related work will be offered to local people, with priority to vulnerable persons. APs will be provided 7 days advance notice, followed by a reminder 2 days before construction to ensure none or minimal disruption in livelihood. If required, they will also be assisted to temporarily shift for continued economic activity; for example, they will be assisted to shift to the other side of the road where there is no construction and then assisted to shift back, post-construction. Compensation and assistance to APs must be provided prior to start of civil works

F. Payment of Compensation to Affected Persons

75. The following steps are envisaged in payment of compensation to APs:

Step-1. PIU, with assistance from PMO and MDSC resettlement specialist will distribute identity cards to affected persons, including those facing income losses and those requiring assistance, and vulnerable APs.  MDSC resettlement specialist fills up a prescribed form for each AP, listing down the name, location, and business type of the AP, including signature;  MDSC resettlement specialist takes passport-size photograph of each AP with digital camera;  MDSC resettlement specialist prepares a database of the APs with digital photographs;  MDSC resettlement specialist issues ID cards to APs with corresponding ID serial number to match with database and AP photo; and  MDSC resettlement specialist NGO determines income loss of the vendors/small shop owners based on the socio-economic survey.

Step-2. Affected persons can then access the compensation, assistance, and allowances provided from PIU.

Page 45 of 190

Step-3. PIU will pay compensation, assistance, and allowances prior to displacement in sections ready for construction (as required). The project director will closely monitor these activities.  PIU opens a bank account with a bank, including an MOU to make payment from the account to ID-card holders of affected persons only.  PIU issues checks to affected persons.  Bank pays an affected person as bearer of the check; on the reverse side of the check, the bank puts a seal containing a box, notes the ID serial number of the AP, and checks the bearer’s ID and photograph.  PIU collects the bank statement and submits to PMO included in the RP implementation report. Step-4. PMO will keep accounts-record of affected persons; amounts paid, and receipts record-for accounting purposes.

76. IR impacts in anticipation of ADB support. A tracer study will be conducted for any households/persons displaced in anticipation of ADB support. The principal objective of the tracer study is to locate all affected households/persons and to find out their present socioeconomic situation. A set of guide questions that focused on the following will be used:

(i) when was the structure set up, when was it dismantled; (ii) was this the first time that the AH dismantled its structure on orders by local authorities; (iii) who carried out the dismantling and rebuilding, if any of the structures; (iv) how much did the affected household/persons spend on the dismantling and rebuilding of its structures; (v) where has the AH relocated; and, (vi) what are the livelihood activities and level of daily income of the AH before and after relocation.

77. A corrective action plan will be developed to include specific assistance and timing of provision of assistance set out in this RP will be provided to all affected households. Displaced households/persons in anticipation of ADB support will also be entitled to (i) compensation for loss of land at the replacement cost; (ii) compensation for loss of structure (residential/commercial) and other immovable assets at their replacement cost (without counting the depreciation value); (iii) compensation for loss of business/wage income; (iv) assistance for shifting of structure; (v) rebuilding and/or restoration of community resources/facilities; (vi) livelihood/ transitional cash assistance for 6 months for all physically displaced persons at official minimum wage of the appropriate AP’s occupation for each head of the affected family.

IX. RESETTLEMENT BUDGET AND FINANCING PLAN

A. Unit Costs

78. As per UGIIP III RF the following were considered in determination of replacement cost of immovable properties to be affected by implementation of Phase 2 components in Faridpur pourashava:

i. houses and buildings - the value of the houses, buildings and other immovable properties of APs included the cost of labor and transfer of the construction materials; ii. timber bearing trees – the value is based on the market price of timber and as determined by the Forest Department; iii. fruit-bearing trees – the value is based on the market value of products multiplied by number of productive years remaining. If the trees are yet to reach age of maturity for calculating economic value, the cost of seedlings, saplings, and agricultural inputs are added to the compensation valuation. Valuation of fruit- bearing trees has been done by the Department of Horticulture.

79. Business owners’ loss of income will be compensated using maximum daily income earned during the duration of impact or number of days the shop/s will remain closed.

80. All temporarily affected APs will receive subsistence/transitional allowances and shifting assistance during the duration of impact which is expected for a very short period (2 days maximum for Phase 1 components and may even be shortened by judicious planning of construction program, such as, night time or expedited construction). Special care will be taken to ensure that these temporarily affected APs will set up their livelihood once again either in the same location or elsewhere of their own choice.

81. For computation of unit cost for temporary income loss, results of the survey of affected businesses are used. The business surveys reveal affected businesses in Faridpur pourashava earn highest daily profit of BDT 500 per day, which is used as the unit rate for tentative computation of compensation. Actual loss will be compensated as the entitlement in the RF.

B. Resettlement Costs

82. Table 9 presents the resettlement cost estimate for Phase 2 and 3 components in Faridpur (assessed contract packages). The resettlement cost includes (i) replacement cost of affected structures; (ii) assistance and allowances for relocation; (iii) cost of trees; (iv) sums for potential income losses to vendors and (v) additional provisions for vulnerable APs. The resettlement cost has been prepared using market survey price of the impact but the total amount could come down as a result of actual support the community would offer during implementation. The resettlement costs also included other costs to RP implementation such as (i) public consultations and disclosure; (ii) grievance redress mechanism; (iii) safeguards capacity building; (iv) PMO, PIU, and consultants personnel; (v) updating of RP including survey costs during detailed design; and (vi) contingencies to cover damages to properties, if any.

83. The resettlement cost will be updated based on IR impact assessment during detailed design. All resettlement costs (including provision of sites for temporarily affected APs), unless otherwise specified in the table will be borne by counterpart funds.

Page 47 of 190

Table 9: Indicative Cost for RP Implementation –Faridpur Pourashava Total S. Period Compensation for type of loss Area No. Type Unit rate (TK) Amount No. (Days) (TK) Remarks 1 Land (registered price) 13.53 Registered government price == - 32800/decimal acres 44,378,400 100% of registered land price towards as per Bangladesh cabinet's recent decision

market price of land 44,378,400 Crop Loss for the SWM site (area 0.95 metric rounded off for 13.53 acres for this RP. Area 13.53 Rice/ lentils (mug under crop to be verified through tons/crop per under crop to be verified through DMS acres dal) 1,550,000 DMS) acre (1 crop) Rates specified by government Registration fee for land (government 12.5.% over the registered land 5,555,700 stamp duty) price + 1,400 Tk/per khatian

2 Structure a. Main Structure (i) permanent ======Unit cost based on market survey of similar (i) semi-permanent 2447 29 565tk @ sft 1,382,555 properties

Tin shed 6914 29 335tk @ sft 2,316,190 Unit cost based on market survey of similar properties B. Other structures (i) permanent private boundary Unit cost based on market survey of similar - Walls 24,879 62 225tk @ sft 5,597,775 walls properties Unit cost based on market survey of similar - fence 1545 3 Tin fences 50tk @ sft 77,250 properties

Other than 5 trees 3 Trees 278 of pourashava (i) Mahogany 178 2500 445,000 Unit cost based on market survey (ii) Rain tree (medium size) 100 1800 180,000 Unit cost based on market survey 3 Shifting of electric poles 94 8,000 752,000 Potential Loss of income from 4 business/employment

Page 48 of 190

Business restoration grant to Consultations with small business owners 29 LS 20000 580000 shopkeepers across UGIIP-3 pourashavas Consultations with affected brick kiln owner, Potential permanent loss of contractors in Faridpur, pourashava officials business, loss of structure (brick kiln), and another brick kiln owner. To be fine 1 LS transport cost for stacked materials, 3,500,000 tuned based on tax records of kiln owner or transition allowance, etc. market survey of additional kilns during RP updation. Transition allowance (3 months) for Tk 500 minimum wage rate for 26 working APs (brick kiln employees) facing 7 3 months 13000 273000 days per month potential permanent employment loss Tk 500 minimum wage rate for 26 working Potential livelihood impact due to days per month; 2 months for 2 2 months 13000 52000 relocation of shop reestablishment of business at another location. 5 Temporary income loss APs facing significant (>30%) major Minimum wage rate (skilled labour) used for structure loss (not requiring 37 30 500 555,000 estimation of loss permanent relocation) APs facing <30% loss of major Same as above 19 10 500 95,000 structure APs facing loss of minor structures 65 10 500 325,000 Same as above Two days of income loss per AP for cutting Provisional sum for APs facing loss of and sale of trees, will be compensated. No. NA LS 2 50,000 workdays due to loss of trees of APs facing loss of trees to be verified durng DMS. Special assistance for vulnerable 6 62 LS 10000 620000 APs (roads, drains, brick kiln)

Surveys of similar tenanted properties Rental assistance for vulnerable APs revealed rents in the range of Tk 1800-3500 21 2 months 3500 210000 facing temporary relocation in Faridpur. The higher figure of Tk 3500 is adopted as the unit rate for this RP. Tk 500 minimum wage rate for 26 working Subsistence allowance 21 2 months 13000 546000 days per month Financial grant for livelihood Consultations with vulnerable APs across investment, organisational, logistic 21 LS 10000 210000 project pourashavas support 7 Relocation/Shifting Assistance

Page 49 of 190

Surveys revealed that transport / vehicle hire Transport cost for temporary 28 LS 6000 168,000 costs in Faridpur range between Tk 6000- relocation 10000. Temporary relocation to nearby places and permanent relocation to more Transport cost for permanent 2 LS 10000 20,000 distant locations assumed, and unit costs relocation adopted accordingly 8 Others For job placements for 1 person from each (i) Administrative and logistic household affected by employment loss, for LS 300000 assistance identification of lease/rental properties, for legal agreements, registration etc. (ii) public consultation and disclosure LS 300,000 (iii) grievance redress mechanism LS 600,000 (iv) safeguards capacity building Under LS program MDSC costs PMO and (v) personnel costs (PMO and PIU) LS PIU costs Under (vi) updating of RP including surveys LS MDSC costs

(vii) materials for awareness raising Under and implementation of consultation LS GICDC and participation plan costs (viii)Tracer study on IR impacts 500,000 Assuming 0.75 month input for a senior (ix) Third Party Certification Costs LS 250,000 person linked to an institute, transportation and report production costs

TOTAL 115,767,270

10% Contingency (to cover labor costs for shifting assistance, 9 11,576,727 repair/compensation for damaged property, others not specified above)

Grand Total (BDT) 127,343,997

USD (1 USD = 78 BDT) 1,632,615

X. INSTITUTIONAL ARRANGEMENT

A. Institutional Arrangement

84. Executing agencies. LGED will be the executing agency for the project, and DPHE will be a co-executing agency for water supply and sanitation components.

85. Project management office. A PMO will be established in LGED headed by a Project Director from. The PMO will be staffed by a safeguard officer to oversee safeguards implementation and monitoring of the project. The PMO will be responsible for implementing and monitoring safeguards compliance activities, public relations activities, gender mainstreaming activities, and community participation activities. The PMO will receive assistance from the MDSC’s national resettlement specialist in the following areas:

i. Confirm and review final RPs and new RPs prepared by detailed ii. design consultants and that new RPs are prepared in accordance with the RF and submit them to ADB for approval and disclosure; iii. Provide oversight on social safeguards aspects (avoidance and mitigation of impacts) of subprojects and ensure RPs are timely implemented by PIUs and contractors; iv. Establish a system to monitor social safeguards of the project including monitoring the indicators set out in the monitoring plan of the RP; v. Establish and implement the project GRM; vi. Facilitate and confirm overall compliance with project policy related to entitlements and compensation, as relevant; vii. Supervise and provide guidance to the PIUs to properly carry out the social safeguards monitoring and assessments as per the RF; viii. Review, monitor and evaluate the effectiveness with which the RPs are implemented, and recommend necessary corrective actions to be taken as necessary; ix. Consolidate monthly social safeguards monitoring reports from PIUs and submit semi-annual safeguards monitoring reports to ADB; x. Ensure consultations with the affected people and timely disclosure of final RPs in locations and form accessible to the public; and xi. Ensure the timely availability of compensation fund prior RPs implementation. xii. Address any grievances brought about through the GRM in a timely manner

86. Implementing agencies and project implementation units: The participating pourashavas will be the implementing agencies, and will establish a PIU within the pourashava structure. Local LGED office will be involved in the functioning of the PIUs to provide technical support. The PIUs will (i) be responsible for land acquisition; (ii) take necessary action for obtaining ROWs; (iii) plan, implement and monitor public relations activities, gender mainstreaming initiatives and community participation activities at pourashava level; (iv) disseminate information related to the project to the public and media; (v) ensure compliance with loan covenants concerning safeguards measures; and (vi) facilitate implementation of safeguards plans. The PIUs will each designate a safeguard focal person and will receive assistance from the assigned MDSC regional resettlement specialist in the following areas:

i. facilitate and assist detailed design consultants and regional resettlement specialist for updating draft RP and preparation of new safeguards documents for future subprojects; ii. disclose the updated/finalized safeguards documents to the APs;

Page 51 of 190

iii. implement final RPs and ensure timely payment of compensation and other assistance prior the dispossession of the affected assets or start of civil works; iv. support the detailed design consultants in assessing and reviewing the land availability and ownership status of the proposed subproject areas; v. conduct social safeguards monitoring during civil works and submit monthly report to PMO; vi. conduct briefings on project GRM and safeguards policy principles to contractors’ resettlement supervisors; vii. take corrective actions when necessary to ensure avoidance/minimization of IR impacts; viii. establish the GRC, disclose the project GRM to the affected communities and coordinate with other local government agencies for the preparation and implementation of the RP; ix. ensure availability of required compensation fund for disbursement to the entitled persons before the starts of civil works; and x. address any grievances brought about through the GRM in a timely manner.

87. Project Management, Design and Supervision Consultants (MDSC). MDSC will be engaged to work closely with and advise the PMO and PIUs. The MDSC will have one national resettlement specialist and three regional resettlement specialist. The MDSC national resettlement specialist will, but not limited to:

i. work under the general supervision and guidance of MDSC team leader and deputy team leader; ii. provide technical support to PMO and PIUs including review and update the RF and guidelines for specific types of the subprojects iii. assist PMO in preparing terms of reference (TOR) for RP preparation, finalize RPs in accordance with the RF and submit to PMO for approval and submission to ADB; iv. coordinate all IR issues and ensure that all subprojects comply with safeguards requirements of ADB and Government of Bangladesh; v. train PIU officials regarding resettlement issues; vi. assist PMO in all activities related to preparation, screening and finalization of RPs including budget allocation, approval and internal monitoring, etc.; and vii. perform any other task assigned by the MDSC team leader and deputy team leader and the project director viii. Prepare the draft semiannual monitoring reports for review and submission to PMO and ADB ix. Update, review and finalize the draft and new RPs prepared by the regional of the project for submission and approval to PMO and ADB

88. The MDSC regional resettlement specialists will, but not limited to:

i. work with PIU to update the RP during in detailed design stage; ii. Update the draft RPs and prepare new RPs for subprojects in the subsequent phase with the guidance of national resettlement specialist; iii. assist PIU in screening and categorization of subprojects; iv. prepare Project Information Disclosure (PID) leaflet (see Appendix 10 for sample) for disclosure to stakeholders and APs; v. conduct socio-economic survey and census of 100% APs; vi. screen out vulnerable APs; vii. calculate compensation and entitlement as per RF; viii. hold consultation on RPs and entitlement with APs, incorporate comments and suggestions to RPs, finalize RPs and submit to PMO; ix. train PIU official regarding resettlement issues and contractor’s resettlement supervisor; x. assist the PIU safeguard focal person in the preparation of monthly safeguards monitoring report for submission to PMO safeguard officer; and xi. perform any other task assigned by MDSC team leader, deputy team leader and national resettlement specialist, and the project director.

89. Civil works contracts and contractors. The contractor will be required to designate a resettlement supervisor to (i) ensure compliance with RP and RF during civil works, and to (ii) carry out all mitigation and monitoring measures outlined in the EMP and their contract. Contractors will be required to repair/rehabilitate damaged properties to pre- work condition or compensate properties which cannot repaired/rehabilitated.

90. PMO will ensure that bidding and contract documents include specific provisions requiring contractors to comply with

i. all applicable labor laws and core labor standards on (a) prohibition of child labor as defined in national legislation for construction and maintenance activities, on (b) equal pay for equal work of equal value regardless of gender, ethnicity or caste, and on (c) elimination of forced labor; and ii. requirement to disseminate information on sexually transmitted diseases including HIV/AIDS to employees and local communities surrounding the project sites.

Table-6: Institutional Roles and Responsibilities for Safeguards Implementation

Activities Agency Responsible 1. Updating of RPs Update RP based on detailed design, field PIU with assistance of MDSC regional resettlement inspections, consultations, census of AP, entitlements specialist (once detailed design is completed prior and resettlement costs to tender of bid documents) Review of updated safeguard documents and send PMO with assistance of MDSC national resettlement to ADB for approval specialist Clearance and disclosure of updated safeguard ADB documents on website Disclosure of relevant information of updated PMO (website, offices, and public places) safeguard documents in language and form PIUs (public places, APs, stakeholders, worksites) understandable to APs 2. Preparation of New RPs Based on detailed design prepare TOR including MDSC design engineers (provide detailed design checklists and forms (IR assessment checklist, including maps, layouts, sites/alignments, and other socio-economic surveys, census forms, and other relevant information as may be required) required documentation) for RP preparation. MDSC national resettlement specialist (assist PMO in preparation of TOR for RP preparation) PMO safeguard officer (provide TOR for RP preparation) Transect walks through identified alignments and site PIU and MDSC regional resettlement specialist visits as per detailed design to identify potential IR impacts, completion and submission of IR assessment checklist Review of IR assessment checklist, coordination MDSC national resettlement specialist with design engineers to avoid and minimize IR impacts, and design of detailed measurement surveys Socio-economic survey and full census of APs and PIU and MDSC regional resettlement specialist inventory of affected assets (including strip maps). Conduct meetings, consultations, and FGDs PIU and MDSC regional resettlement specialist Computation of entitlements PIU and MDSC regional resettlement specialist

Page 53 of 190

Finalization of entitlements and rehabilitation PIU and MDSC regional resettlement specialist packages for all APs PMO and MDSC national resettlement specialist (provide support) Preparation of RP PIU and MDSC regional resettlement specialist Review of RP and send to ADB for approval PMO with assistance of MDSC national resettlement specialist Clearance and disclosure of RP on website ADB Disclosure of relevant information of RP in language PMO (website, offices, and public places) and form understandable to APs PIUs (public places, APs, stakeholders, worksites) GICDC may be requested to assist in information dissemination at pourashava level C. RP Implementation and Other Recurring Activities Delivery of entitlements PIU and MDSC regional resettlement specialist PMO and MDSC national resettlement specialist (close supervision) Implementation of mitigation and rehabilitation PIU and MDSC regional resettlement specialist PMO measures and MDSC national resettlement specialist Consultations with APs during construction and/or PIU and MDSC regional resettlement specialist rehabilitation activities Contractors st Grievance redressal (see section on GRM) 1 level –PIU, MDSC regional resettlement specialist, and contractors nd 2 level –PIU and MDSC regional resettlement specialist; TLCC rd 3 level – PMO and MDSC national resettlement specialist Preparation and submission of monthly monitoring PIU and MDSC regional resettlement specialist report Preparation and submission of semi-annual PMO and MDSC national resettlement specialist monitoring report to ADB. Appendix 1.10 provides a template for semi-annual social monitoring report. Clearance and disclosure of semi-annual monitoring ADB report on website Disclosure of semi-annual monitoring report PMO (website, offices, and public places) PIUs (public places, APs, stakeholders, worksites) Capacity Building MDSC national resettlement specialist Induction course to contractors prior to mobilization PMO and MDSC national resettlement specialist of workers PIU and MDSC regional resettlement specialist

B. Capacity Building

91. MDSC national resettlement specialist will be responsible for development of a training program based on a capacity assessment of target participants (PMO, PIUs, contractor/s, and other stakeholders). The training program will aim to build capabilities on resettlement policy, planning, mitigation measures and safeguards. Typical modules include (i) sensitization to social safeguards, gender and vulnerability issues, (ii) introduction to social safeguards policy, planning and implementation issues, monitoring methods and tools; (iii) review of RP; and (iv) monitoring and reporting on RP implementation. The suggested outline of the training program is presented in Table 7

92. PMO, PIUs, and MDSC will also organize an induction course for contractors preparing them on RP implementation including ADB policy, GRM, and social safeguards monitoring requirements and mitigation measures. This will be conducted prior to mobilization of workers to construction sites.

93. The Governance Improvement and Capacity Development Consultants (GICDC) will support PMO and PIUs in implementing urban government improvement action plan (UGIAP). GICDC will provide capacity development, community mobilization and other facilitation services. There are 1 regional coordinator at each regional office under the overall UGIIP 3 programme21 and 2 community mobilizers in each project pourashava:

 regional coordinators will assist pourashavas and the community mobilizers in the activities related to community participation and inclusive development.  community mobilizers will be posted at the pourashava and will (a) have to work maintaining close liaison with the mayor, councilors, pourashava staffs and communities, (b) provide assistance and support to PIU regarding planning and implementation of community and participation plan, equity and inclusiveness of women and urban poor.

Table - 7: Indicative Capacity Building and Training Program Descripti Contents Schedule Participants Program Module 1 1 day for Module 1 LGED and Faridpur Orientation -Orientation on ADB SPS and pourasava officials Workshop applicable Government of Bangladesh At least 2 days for involved in project laws and policies Module 2 (1 day for implementation lectures and 1 hands- Module 2 on) PIUs -Identification and assessment of environmental and social impacts - Avoidance and mitigation measures - IEE and RP preparation - Incorporation of EMPs and social safeguards into bid documents and contracts - Implementation of EMPs and RPs - Monitoring requirements

Program - Environmental and social issues 1 day PIUs Induction during construction Contractors Course for - Applicable environmental laws Contractors - Applicable labor laws and - EMP requirements as per IEE and Supervisory contracts staff - Avoidance of impacts and implementation of mitigation measures - Monitoring and reporting requirements - Grievance redressal

Program 3 Experiences on Towards end of Phase 1 PMO Experiences safeguards implementation implementation PIUs and Best –Issues and Challenges MDSC Practices Best practices followed Towards end of Phase 2 GICDC Sharing Way forward implementation Contractors

Additional sessions to Other government be determined during agencies involved in the UGIIP III project implementation implementation stage (example Department of Environment) Note: The above sessions will cover both environmental and social safeguards. Costs are included in MDSC costs.

21There will be 4 GICDC regional offices

Page 55 of 190

XI. IMPLEMENTATION SCHEDULE

94. Implementation of UGIIP III is split up into 3 phases: (i) 1st phase = 18 months or 1.5 years; (ii) 2nd phase = 30 months or 2.5 years; and (iii) 3rd phase = 24 months or 2 years.

95. It is estimated that construction period for Phase 2 implementation will cover 18 months. The updated RP will include the final detailed implementation schedule. The indicative Implementation Plan for Phase II is provided in the Figure below;

Figure 5: Implementation Schedule 2017 2018 2019 M1 M2 M3 M4 M5 M6 M7 M8 M9 M10 M11 M12 Establish PIU including safeguard officers RP updating Conduct detailed measurement surveys/business surveys Identification of vulnerable APs Update draft RP to reflect DMS/business survey Consultations and disclosure Review and approval (PMU, ADB) Mobilize MDSC with safeguard personnel Mobilize GICDC Training of PMO/PIU safeguardpersonnel Issuance of ID cards to affected persons Issuance of notice to APs, as required Compensation prior to start of construction and assistance as required, including to vulnerable APs* Start of civil works Internal monitoring, including surveys of APs on entitlements, satisfaction surveys Repair/reconstruction of affected facilities, structures, Immediately, in coordination with connections, utilities if any other departments, as required

Page 57 of 190

XII. MONITORING AND REPORTING

96. RP implementation will be closely monitored to provide the PMO with an effective basis for assessing resettlement progress and identifying potential difficulties and problems. Monitoring will be undertaken by the MDS and PMO. Monitoring will involve administrative monitoring to ensure that implementation is on schedule and problems are dealt with on a timely basis; socio-economic monitoring during and after any resettlement impact utilizing baseline information established through the detailed measurement survey of APs undertaken during project sub-preparation, and overall monitoring.

97. Monthly progress reports will be prepared by MDSC, reporting status of RP implementation. PMO will submit semi-annual monitoring reports to ADB for review. Suggested outline of the semi- annual social monitoring report is provided in Appendix 11. ADB will review and clear the reports for posting to its website. PMO and PIUs will disclose semi-annual social monitoring report on its websites and public places. Copies will be made available to stakeholders and other interested parties.

Appendix – 1: Proposed Subprojects in Faridpur Pourashava photo documentations

Package 1: UGIIP III-II/AF/FARI/DR-01/2017

D-4: Development of drainage interventions starting from New bus stand to Kumar river via housing estate L=3180m.

Package 2: UGIIP III-II/AF/FARI/DR-02/2017

D-6: Development of drainage interventions Starting from Mohakali More to Charkamlapur Bridge Via, PWD Rest House. Ch 00-1700m.

Page 59 of 190

D-7: Development of drainage interventions Starting from Kamalapur Molla Bari Road Existing Drain to Dr. Motahar Hossain Road .L=1010m.

D-8: Development of drainage interventions RCC Drain Starting from Basher Mia House to Mujib Road. L=750m.

D-12: Development of drainage interventions by the side of Mia Para Cross Road. L=315m.

D-21: Development of drainage interventions by the Side of South Jhiltuly Road. L=255m

Page 61 of 190

D-26: Development of drainage interventions by the side of Alipur Sawkat Ali Road. L= 315m.

Package 3: UGIIP III-II/AF/FARI/DR-03/2017

D-3: Development of drainage interventions by the side of (a) Tepakhola Baniapara road Via (L=1210m) (b)Sarat Saha road (L=190m), (c)Sahajalal road. (L=620m), (d) Monu Mia road.( L= 480m). Total Length=2500m.

D-10: Development of drainage interventions by the side of Sharma Para Road . L=305m

D-11: Development of drainage interventions the side of Goalchamot Road No.-1 . L=1450m

Page 63 of 190

Package 4: UGIIP III-II/AF/FARI/UT-01/2017

R-1: Improvement of Town Embankment road as BC from Chunaghata bridge to Kabi Jashimuddin's house in Ward No. 8.7. L=1850m.

R-2: Improvement of Polytechnic Institute road as BC in Ward No. 6. L=1600m.

R-4: Improvement of Wireless para road as in Ward No.2. L=1120m.

R-5: Improvement of Jhiltuly Boduzzaman Molla road as RCC in ward 4. L=855m.

Page 65 of 190

R-12: Improvement of Vati Luxmipur Fakir Bari road as RCC in Ward . 9. L=450m.

R-15: Improvement of Moulana Abdul Ali road with widening as BC from RHD to Mosque and link of Rahmania Madrasha in ward No. 3. L=1920m.

R-16: Improvement of Tepakhola Biswas para road as RCC from Politechnic road to Saudi Mosque in Ward No. 6. L=750m.

R-19: Improvement Alipur Godown road as BC with widening from Banik Bari road to Jasimuddin road in Ward No. 7. L=1100m.

Page 67 of 190

R-20: Improvement of Goalchamat road No.2 as BC from RHD to Babri Mosque and link of Satta Saha kouse in Ward No. 1. L=1440m.

R-22: Improvement of Toki Molla road with link of Adv. Jabbar Mia as RCC with widening in Ward No. 8. L=1614m.

R-58: Improvement of Alipur Badamtoly road to Bappi's house as RCC in Ward No. 8. L=120m.

Package 5: UGIIP III-II/AF/FARI/UT-02/2017

R-7: Improvement of East Khabashpur Santibag road as RCC from Ambica Road to Khan Bari Mosque in ward No. 4. L=720m.

Page 69 of 190

R-8: Improvement of road from RHD to West Khabashpur Majipara with link road as RCC in Ward No. 3. L=658m.

R-9: Improvement of road from RHD to West Khabashpur Majipara with link road as RCC in Ward No. 3. L=658m.

R-11: Improvement of road as RCC from Alipur Bepari road to Ambikapur road via Jashim Banker's house in Ward No. 7. L=810m.

R-14: Improvement of road as HBB beside Goalchamot Shishu Park in Ward No. 1. L=654m.

Page 71 of 190

R-17: Improvement of Mid Alipur road as BC with widening in Ward No. 8. L=820m.

R-23: Improvement Goalchamot Housing state road as BC in Ward No. 1. L=800m.

R-25: Improvement of a Alipur Bahadur Kinder Garten Road as RCC in Ward No. 7. L=448m.

R-26: Improvement of Alipur Lane No.4 as RCC in ward 8. L=252m.

Page 73 of 190

R-27: Improvement of Chadrokanto road as RCC from RHD to Sahsap Mazar n Ward No. 2. L=252m.

R-28: Improvement of Goalchamat road from RHD to Babri Mosque No.1 as BC in Ward No. 1. L=1050m.

R-38: Improvement of Kamlapur Sarkarpra and Fakirpara road as RCC from Kamlapur Shahid Salam to Mirdha Bari road in Ward No. 5. L=1248m.

R-55: Improvement of Alipur Bepari Bari road as BC fromKabi Jashimuddin road to Kabu Jahsimuddin road via TA Molla house in Ward No. 7. L=1090m.

Page 75 of 190

R-69: Improvement of Kamalapur Mritha Bari road as BC from Alimuzzaman to Dr. Motahar Hossain road in Wrd No. 5. L=1432m.

Package 6: UGIIP III-II/AF/FARI/UT-03/2017

R-21: Improvement of Kabi Jashimuddin road as BC from Alipur Graveyard to Kabi Jashimuddin's house in Ward No. 7. L=1900m.

R-24: Improvement of Tarar mala road as BC from Faridsah to Alimuzzaman in Ward No. 5. L=650m.

R-29: Improvement of Raghunandarpur Graveyard road as BC from Mahbiddalay road to Army camp wall in Ward No. 1. L=820m.

Page 77 of 190

R-30: Improvement of road as RCC from Khalil Mondol House to Embankment Via Darul Ullah Mosque in Ward No. 8. L=1200m.

R-31: Improvement of road as RCC from Chunaghata Road to Vati Luxmipur Uttar Para Mosque in ward No. 9. L=978m.

R-32: Improvement of Goalchamot Khodabox road as BC starting from RHD TO Mosque in Ward No. 1. L=2222m.

R-33: Improvement of AR Bakul road as RCC from Faridsah road to Ambica road via Ambica Hall in Ward No. 4,5. L=822m.

Page 79 of 190

R-34: Improvement of road as RCC from Baribath Road to Macher Khan Vata via Mosque in Ward No. 9. L=480m.

R-35: Improvement of East Khabashpur Main road as BC from Ambica road to Kumar river in Ward No. 4. L=1200m.

R-36: Improvement of Raghunandanpur road as BC from Dipshikha School to Jafor Khan's house in Ward No. 1. L=2150m.

R-37: Improvement of Baitul Aman Road By-Lane as RCC beside Khalek Chairman's house in Ward No. 6. L=276m.

Page 81 of 190

R-61: Improvement of road as RCC from Alipur road to VP Salim House in Ward No. 8. L=198m.

Package 7: UGIIP III-II/AF/FARI/UT-04/2017

R-39: Improvement of Jalakamanser road as RCC from AR Bakaul road to Ambica road in Ward No. 5. L=558m.

R-40: Improvement of Alipur Rowsan Khan road as RCC from Kabi Jashimuddin road to Nasir Khan Dulal's house in Ward No. 8. L=480m.

R-41: Improvement of Faridshah road as BC from Chawrangi Mosque to Thanapara in Ward no. 4. L=450m.

Page 83 of 190

R-42: Improvement of road as RCC from Tepakhola Lake up to Chan Mia House in Ward No. 9. L=318m.

R-43: Improvement of road as RCC from Kabi Jashimuddin Road to Bepari Bari road in Ward No. 7. L=576m.

R-44: Improvement of Raghunandanpur Mohila Madrasha road as RCC from Mohabiddalay road to Mahila Madrasha in ward No. 1. L=798m.

R-45: Improvement of road as RCC from Ashiruddin Road by lane in Ward No. 3. L=198m.

Page 85 of 190

R-46: Improvement of Kamalapur short road as RCC from Halima pond to Gopalpur main road via Alimuzzamana road and Milar house BC in Ward No. 5. L=1272m.

R-47: Improvement of South Jhiltuly road as RCC from Ambica road to Salim Chairma road and Abdul Kader Jilani Mosque in Ward No. 4. L=1122m.

R-48: Improvement of Goalchamot Moha Biddalay road as BC from RHD to Raghunathpur in Ward No. 1. L+890m.

R-49: Improvement of road as RCC from Dr. Motahar Hossain road to Bill Mohammadpur in Ward No. 5. L=852m.

Page 87 of 190

R-50: Improvement of road as HBB from Sapra Mosque road to Kabi Jashimuddin road Ward No. 7. L=280m.

R-52: Improvement road from TTC wall to Shahor by-pass road as RCC in Ward No.1. L=780m.

R-56: Improvement of road from Assiruddin road to Jakaria house as RCC in Ward No. 3. L=618m.

R-59: Improvement of road as RCC from Baitur Rahman Mosque road to West Khabashpur in Ward No. 3. L=822m.

Page 89 of 190

Package 8: UGIIP III-II/AF/FARI/UT+DR-01/2017

R-6: Improvement of road from RHD Office to Charkamlapur Kumar river as HBB in Ward No. 5. L=1300m.

D-1: Development of drainage interventions Starting from RHD Office to Charkamlapur Kumar River. L=1650m+615m =2265m

Package 9: UGIIP III-II/AF/FARI/UT+DR-02/2017

R-3: Improvement of road as BC from Alipur Badamtoly Bridge to Samoli Mor in ward No. 4. L=600m.

D-2: Development of drainage interventions Starting from Alipur Badamtoli Bridge to Kumar River, (Ch 00-700m), Via Bonik Bari road,(Ch 00-1750m), Godown road, (Ch 00-1950m), Major Tofail road.(Ch00-485m). Total Length= 4885.00m.

Page 91 of 190

Package 10: UGIIP III-II/AF/FARI/UT+DR-03/2017

R-10: Improvement of Abdulla Jahiruddin road as RCC in Ward No. 5. L=450m.

R-13: Improvement of Goalchamot Molla Bari road as BC from RHD to Angina Khal in Ward No. 2,3. L=2150m.

R-18: Improvement of Khalil Mondol road as RCC in ward No. 8. L=750m.

D-5: Development of drainage interventions Starting from Molla Bari road Natun Bazzar Angina Khal up to Kumar River Via Haro kandi road. L= 1650m.

Page 93 of 190

D-9: Development of drainage interventions Alipur Khalil Mondol Road side Drain L=600m

D-19: Development of drainage interventions by the side of Abdalla Jahir Uddin Roadr. L=455m

D-23: Development of drainage interventions by the side of Mosjid Bari Road. L=650m.

D-37: Development of drainage interventions Starting from Guhaluxmipur Younus House to Ponds. L= 135m.

Page 95 of 190

Package 11: UGIIP III-II/AF/FARI/UT+DR-04/2017

R-57: Improvement of road as RCC from Kazi Motahar Hossian road to Alep’s house in Ward No. 5. L=318m.

R-60: Improvement of Vati-Luxmipur Major Tofayel road to Younus house as RCC in ward No. 9. L=480m.

R-62: Improvement of Imam Mia road as RCC at Habeli Gopalpur in Ward No. 9. L=246m.

R-63: Improvement of Reazuddin road from RHD to Drain in Ward No. 3. L=1420m.

Page 97 of 190

R-64: Improvement of road from Tepakhola Lake to Faridabad road as RCC in Ward No. 9. L=378m.

D-13: Development of drainage interventions Starting from RHD to Old Vange Road Existing Drain . L=315m

D-14: Development of drainage interventions Starting from South Jhiltuly Imam Bag to Kumar River. L=607m

D-18: Development of drainage interventions Starting from Hero's House to Azam Khan House at Alipur. L=603mr

Page 99 of 190

D-20: Development of drainage interventions Starting from Mujib Sarak to Mohakhali Patshala. L=415m

D-22: Development of drainage interventions by the side of Mujib Sarak (Thana Road to Super Market).L=1025m.

D-25: Development of drainage interventions Starting from Mid Alipur Road to Khalek Lodge. L= 152m.

D-32: Development of drainage interventions by the side of Mohim school Road. L=325m.

Page 101 of 190

Appendix – 2: Socio-economic Profiles of the Affected Persons (AP) and Estimated IR Impacts (Package wise) for Urban Governance Infrastructure Improvement Project (UGIIP-III), Faridpur Pourashava

S. Sub-project name Name of AP Structure Type Total size Affected Occupatio Total Family Educatio Age Family No. Pucca/tin size n annual n size shed/hut/ Wall income F2 Package no: UGIIP III-II/AF/FARI/DR-02/2017 D-6 Development of drainage DELOARE HOSSAIN Tin shed Kutcha 300sft 120sft Business 2,00,000 10 57 7 interventions Starting from shop Mohakali More to Charkamlapur MD AZDUR RAZZAR Tin shed Kutcha 105sft 105sft Business 1,72,000 No data No 5 Bridge Via, PWD Rest House. Ch shop data 00-1700m. MD SAKIL Tin shed Kutcha 200sft 60sft Business 3,00,000 SSC 54 4 CHOUDURY shop MARUF HOSSAIN Tin shed Kutcha 150 75sft Business No data HSC 65 == shop SOUDJAN wall 120 75sft Business 3,00,000 BA 40 4 CHOUDARY SUNIL GHOSH Tin shed Kutcha 800 100sft Business 3,00,000 MA 65 4 shop D-8 Development of drainage MD AZIM UDDIN Wall 1050sft 1050sft Service 3,20,00 10 42 5 interventions RCC Drain Starting MD KASEM MRIDHA Wall 600sft 600sft Ret. 2,20,000 SSC 65 3 from Basher Mia House to Mujib MD SADUR RAHMAN wall 900sft 900sft Business 3,00,000 BA 43 3 Road. L=750m. D-21 Development of drainage AKRAM HOSSAIN Wall 960sft 960sft Ret. 3,00,000 MA 67 5 interventions by the Side of South PROF ABUL KHALEK wall 400sft 400sft Ret. 6,00,000 MA 65 2 Jhiltuly Road. L=255m D-26 Development of drainage ALI AKBAR MOLLAH Wall 125sft 125sft Business 3,50,000 No data No 5 interventions by the side of Alipur data Sawkat Ali Road. L= 315m. MD NASIR UDDIN Semi pucca house 1000sft 75sft Business 1,20,000 BA 70 7 KHALILUR RAHMAN wall 672sft 672sft Business 3,50,000 BA 28 4 MOHIM Semi pucca house 400sft 200sft Business 1,20,000 HSC 43 8 F3 Package no: UGIIP III-II/AF/FARI/DR-03/2017 D-3 Development of drainage ARDONATH BESSAS Semi pucca house 100sft 30sft Business 1,80,000 10 59 4 interventions by the side of (a) part Tepakhola Baniapara road MD KASHAM ALI wall 250sft 250sft Service 2,50,000 HSC 65 5 Via(L=1210m) (b)Sarat Saha road (L=190m), (c)Sahajalal road. (L=620m), (d) Monu Mia road.( L= 480m). Total Length=2500m. D-10 Development of drainage UPEN HAZARI Semi pucca house 240sft 60sft Business 2,00,000 BA 46 4 interventions by the side of part Sharma Para Road . L=305m MD NOWROSE Wall 240sft 240sft Service 2,40,000 SSC 52 4 D-11 Development of drainage MD SHAIN AHAMMED wall 360sft 360sft Business 4,00,000 BA 45 4 interventions the side of Goalchamot Road No.-1 . L=1450m F-4 Package no: UGIIP III-II/AF/FARI/UT-01/2017 R-19 Improvement Alipur Godown road NARJAHAN BEGUM Wall 480sft 480sft No data No data No data No No as BC with widening from Banik data data Bari road to Jasimuddin road in KUDDUS MONDOL Wall 700sft 700sft No data No data No data No No Ward No. 7. L=1100m. data data F-5 Package no: UGIIP III-II/AF/FARI/UT-02/2017 R-11 Improvement of road as RCC MD FORED Wall 300sft 300sft Business 1,00,000 10 29 5 from Alipur Bepari road to MD SOROHAR Wall 320sft 320sft Business 2,00,000 SSC 40 2 Ambikapur road via Jashim MD MOKLASUR Wall 280sft 280sft Business 3,00,000 No data No 4 Banker's house in Ward No. 7. data L=810m. MD AGEM HOSHAN Wall 350sft 350sft Service 3,00,000 SSC 45 3 MD AIUD ALI Wall 280sft 280sft Service 3,00,000 10 32 6 MD HELAL Wall 364sft 364sft Service 3,00,000 10 62 No data MD BATSHA Wall 180sft 180sft no No data SSC 61 No data MD SOHEL Semi pucca house 180sft 54sft Business 2,00,000 SSC 45 4 MD SOFE UDDIN Semi pucca house 360sft 81sft Service 1,80,000 BA 56 4 MD FORHAD Semi pucca house 360sft 90sft Service 5,00,000 5 48 5 R-55 Improvement of Alipur Bepari Bari MD SANAULLA Tin shed shop 150sft 120sft Business 5,00,000 10 46 4 road as BC fromKabi MD KASAM Tin shed shop 288sft 80sft Business 2,00,000 10 65 5 Jashimuddin road to Kabu Jahsimuddin road via TA Molla house in Ward No. 7. L=1090m. F-6 Package no: UGIIP III-II/AF/FARI/UT-03/2017 R-30 Improvement of road as RCC MD SHUKUR MIA Wall 315sft 315sft Business 3,50,000 HSC 41 5 from Khalil Mondol House to SAYED ALI Wall 120sft 120sft Service 2,40,000 BA 30 4 Embankment Via Darul Ullah RIPON Wall 120sft 120sft Agricultur 1,80,000 SSC 60 3

Page 103 of 190

Mosque in Ward No. 8. L=1200m. e ABDUL JOLIL Wall 270sft 270sft Business 1,20,000 SSC 36 2 ABUL HOSSAIN Wall 150sft 150sft Agricultur 2,40,000 HSC 60 23 e JOLIL MONDAL Wall 420sft 420sft Business 2,80,000 MA 43 4 ANWAR HAQUE Wall 210sft 210sft Service 3,60,000 BA 66 6 F-7 Package no: UGIIP III-II/AF/FARI/UT-04/2017 R-42 Improvement of road as RCC OSMAN Tin Wall 600sft 600sft No job 1,80,000 5 70 5 from Tepakhola Lake up to Chan Mia House in Ward No. 9. L=318m. R-43 Improvement of road as RCC MD SHOHRAB Wall 240sft 240sft Service 3,50,000 5 62 3 from Kabi Jashimuddin Road to MD KUDDES Wall 600sft 600sft Service 2,00,000 10 45 4 Bepari Bari road in Ward No. 7. MD JAFOR HOSSAN Wall 275sft 275sft Business 2,50,000 HSC 72 4 L=780m, W=3m. MD ABDUL JABBR Wall 490sft 490sft Business 2,00,000 5 45 5 SHAMEMA AKTER Wall 216sft 216sft Agricultur 2,50,000 5 65 2 e MD ROKUN Wall 300sft 300sft Service 2,00,000 SSC 45 4 MD SATTAR BAPARI Wall 325sft 325sft Business 2,00,000 10 32 5 MD SALIM Part of house semi 360sft 60sft Business 2,00,000 10 45 3 pacca SHAHALAM Part of house semi 450sft 135sft Service 2,00,000 10 62 5 pacca R-52 Improvement road from TTC wall NARAUN BAGXE Part of semi pucca 600sft 120sft Business 1,50,000 10 47 3 to Shahor by-pass road as RCC house in Ward No.1. L=780m. MD ALAM MONDAL Part of semi pucca 540sft 245sft Business 1,50,000 5 43 4 house MD LETTON Part of semi pucca 300sft 100sft Business 1,50,000 5 70 6 house MD CHAN MIA Part of semi pucca 396sft 132sft Buainess 1,50,000 10 34 4 house R-59 Improvement of road as RCC NARAUN BAGXE Wall 140sft 140sft No job 1,20,000 SSC 52 3 from Baitur Rahman Mosque road MD ALAM MONDAL Tin shed part 480sft 80sft Business 1,80,000 5 43 4 to West Khabashpur in Ward No. house 3. L=822m. MD LETTON Wall 245sft 245sft No job 1,44,000 HSC 68 4 MD CHAN MIA Tin shed part 520sft 80sft Business 2,40,000 10 45 5 house F-9 Package no: UGIIP III-II/AF/FARI/UT+DR-02/2017 D-2 Development of drainage IMDADUL HOQUE Shop Tin shed 300sft 300sft Business 100000 10 29 6 interventions Starting from Alipur Kutcha shop Badamtoli Bridge to Kumar River, BIDDUD KUMAR PAL Shop Tin shed 300sft 300sft Business 120000 10 40 4 (Ch 00-700m), Via Bonik Bari Kutcha shop road,(Ch 00-1750m), Godown SUNIL KUMAR Shop Tin shed 300sft 300sft nilBusines 80000 HSC 52 4 road, (Ch 00-1950m), Major BISWAS Kucha shop s Tofail road.(Ch00-485m). Total MILON BEPARI Shop Tin shed 300sft 300sft Business 100000 BA 46 6 Length= 4885.00m. Kucha shop ABDUS SALAM Shop Tin shed 300sft 300sft Business 60000 SSC 30 7 BEPARI Kuthashop ORUN KUMAR Shop Tin shed 300sft 300sft Business 60000 HSC 47 5 BISWAS Kutcha shop MD ISRAIL MOLLA Shop Tin shed 400sft 400sft Business 72000 10 66 5 Kutcha shop MD LATIF MOLLA Shop Tin shed 375sft 375sft Business 72000 SSC 33 6 Kutcha shop BIPLOB HOSSAIN Shop Tin shed 180sft 180sft Business 300000 MA 53 4 KHAN Kuthashop ALOMGIR Shop Tin shed 100sft 100sft Business 72000 0 40 4 Kucth ashop ANAYET MOLLA Shop Tin shed 150sft 150sft No data 60000 SSC 50 4

Kutcha shop

MAMUNUR RASHID Shop Tin shed 200sft 200sft Business 72000 10 38 4

Kutcha shop

MD SAKIB House semi pucca 300sft 300sft Business 100000 SSC 65 3 NAWSHER KHAN House semi pucca 100sft 100sft Business 100000 SSC 43 5 ABDUR RAHMAN Wall 288sft 288sft Agricultur 240000 10 60 4 e SHAFIUDDIN Wall 480sft 480sft No job 240000 SSC 47 5 SHIRAJ MOLLAH Wall 700sft 700sft No job 180000 BA 53 6 MD MOSHIUR Wall 385sft 385sft Business 220000 No data No 4 RAHMAN data BEGUM Wall 240sft 240sft No data 240000 BA 65 3 MEHRENESSA DR A F M KAMAL Wall 360sft 360sft Service 600000 10 60 4 JEWEL RANA Wall 90sft 90sft Business 180000 BA 52 3 SHEIKH BABLU House semi pucca 625sft 75sft Business 220000 10 40 4 SHEIKH HOSSAIN House semi pucca 64sft 32sft Business 240000 BA 72 5

Page 105 of 190

RASHED HOSSAIN House semi pucca 900sft 60sft Business 144000 10 56 5 MOLLA MORZINA House semi pucca 180sft 32sft No job 120000 HSC 70 4 AYOUB ALI House semi pucca 36sft 36sft Business 180000 BA 50 4 MD FARUK HOSSAIN House semi pucca 64sft 64sft Service 96000 0 60 2 SHAMEMA House semi pucca 300sft 60sft Business 180000 5 50 4 MD AFM SHALHE House semi pucca 600sft 120sft Business 320000 10 38 3 ANWAR HOSSIAN House semi pucca 70sft 21sft no data No data 10 49 6 MD SHAHABUDDIN Wall 35sft 35sft Service 3,60,000 5 48 4 FIROZ Shop Tin shed 217sft 217sft No job 120000 MA 48 5 Kutcha shop MD MASUD SHEEK Wall 210sft 210sft Business 320000 HSC 40 4 MD ABUL HOSSAIN Wall 315sft 315sft Service 240000 5 55 4 NASIMA BEGUM Shop Tin shed 900sft 150sft Service 150000 5 60 3 Kutchashop SHEEK SHOREF Shop Tin shed 800sft 100sft No job 180000 SSC 38 6 Kutcha shop MD NASIRUDDIN Tin Wall 700sft 700sft Business 380000 10 41 5 AHMED A K AZAD Tin wall 245sft 245sft Business 500000 SSC 52 F-10 Package no: UGIIP III-II/AF/FARI/UT+DR-03/2017

R-13 Improvement of Goalchamot MD DELOARE Wall 300sft 300sft Service 250000 MA 39 5 Molla Bari road as BC from RHD HOSSAIN to Angina Khal in Ward No. 2,3. MD MOZNU MIA Wall 320sft 320sft Business 200000 BA 53 4 L=2150m. SAIFUL HOSSAIN Wall 720sft 720sft Business 120000 SSC 45 4 R-18 Improvement of Khalil Mondol Nil road as RCC in ward No. 8. L=750m. D-5 Development of drainage Name to be verified Wall 320sft 320sft Service 300000 BA 55 3 interventions Starting from Molla during DMS Bari road Natun Bazzar Angina MOSARAF House (part) 195sft 45sft Business 120000 BA 70 4 Khal up to Kumar River Via Haro SAMSUL HOUQUE House (part) 2304sft 288sft No job 72000 10 42 5 kandi road. L= 1650m. MONOARE HOSSAIN Wall 1,480sft 1,480sft Service 250000 SSC 55 2 M A AZIZ Wall 900sft 900sft Business 200000 10 71 6 JINNAT ALIKHAN Wall 540sft 540sft Service 200000 HSC 52 5 A R SELM Wall 700sft 700sft Business 120000 HSC 64 5 AOWAL MUNSI Wall 280sft 280sft Service 100000 MA 56 4 ISTAQUR RAHMAN Wall 280sft 280sft Service 500000 BA 62 4 NOWSHER ALI Wall 400sft 400sft Service 400000 No data No 6 MOLLA data KHADIZA BEGUM Wall 240sft 240sft No data No data HSC 35 1 D-9 Development of drainage SHOHRAT ALI KHAN Wall 720sft 720sft No job 1,20,000 BA 67 6 interventions Alipur Khalil Mondol Road side Drain L=600m D-23 Development of drainage MIR MOHAMMAD Kutcha shop 600sf 600sf Business No data No data No 5 interventions by the side of Mosjid data Bari Road. L=650m. MIRAD HOSSAIN Kutcha shop 121sft 121sft Business 600000 10 48 4 MIR ASLAM ALI Kutcha shop 176sft 176sft Business 120000 SSC 37 3 AHAD SAIZKH Kutcha shop 100sft 100sft Business 120000 0 62 4 MD HERU Kutcha shop 100sft 100sft Business 60000 5 33 5 SAHALAM Kutcha shop 208sft 208sft Business 180000 10 38 3 MD Kutcha shop 120sft 120sft Business 120000 HSC 73 4 F-11 Package no: UGIIP III-II/AF/FARI/UT+DR-04/2017 R-64 Improvement of road from MD ALAMGIR Tin shed kucha 180sft 180sft Business 3,00,000 10 44 5 Tepakhola Lake to Faridabad shop road as RCC in Ward No. 9. L=378m. D-14 Development of drainage MD KHALILUR Wall 294sft 294sft Service 3,00,000 MA 52 5 interventions Starting from South RAHMAN Jhiltuly Imam Bag to Kumar River. HAIDER ALI Wall 360sft 360sft Service 6,00,000 MA 55 4 L=607m D-25 Development of drainage FALEMA BEGUM Part of house 1600sft 120sft Service 2,40,000 10 72 5 interventions Starting from Mid Alipur Road to Khalek Lodge. L= 152m.

Page 107 of 190

APPENDIX 3: CERTIFICATION FROM FARIDPUR POURASAVA ON LAND OWNERSHIP

Translation

Faridpur pourasava Estd: 1869 Faridpur Bangladesh

Letter of Certification

This is to certify that all the lands for the construction of roads and drains under UGIIP 3 belong totally to the Faripur pourasava.

Sheikh Mahtab Ali Methu Mayor, Faridpur Pourasava 31/10/2016

Page 109 of 190

Appendix – 4: List of APs contesting ownership of land against the pourasava.

ID Name of sub-project Name of AP Total Landholding of Affected Land AP (decimals) Size (decimals) D-2 Development of drainage IMDADUL HOQUE 300 0.68 interventions Starting from BIDDUD KUMAR PAL 300 0.68 Alipur Badamtoli Bridge to SUNIL KUMAR BISWAS 300 0.68 Kumar River Via Bonik Bari MILON BEPARI 300 0.68 road, Godown road, Major ABDUS SALAM BEPARI 296 0.68 Tofail road. L= 5400.00m ORUN KUMAR BISWAS 296 o.68 MD ISRAIL MOLLA 396 0.91 MD LATIF MOLLA 0.86 0.86 BIPLOB HOSSAIN KHAN 0.41 178 ALOMGIR 96 0,22 ANAYET MOLLA 0.34 0.34 MAMUNUR RASHID 196 0.45 MD SAKIB 300 0.68 NAWSHER KHAN 96 0.22 ABDUR RAHMAN 3,480 0.26 BEGUM MEHRENESSA 2,610 0.1 DR A F M KAMAL 3,480 0.18 JEWEL RANA 2,610 0.1 SHEIKH BABLU 2,610 0.17 SHEIKH HOSSAIN 2,175 0.085 Rashed Hossain Molla 1,958 0.13 MORZINA 435 0.7 AYOUB ALI 36 0.08 MD FARUK HOSSAIN 64 0.14 SHAMEMA 2,175 0.15 MD AFM SHALHE 7,836 0.27 ANWAR HOSSIAN 6,526 0.05 MD SHAHABUDDIN 8,265 0.34 FIROZ 217 0.5 MD MASUD SHEEK 5,655 0.25 NASIMA BEGUM 1,305 0.34 SHEEK SHOREF 3,915 0.22 MD NASIRUDDIN AHMED 15,225 1.14 A K AZAD 3,915 0.25 D 23 Development of drainage MIR MOHAMMAD 600 1.27 interventions by the side of MD ABDUL AZIZ 41 0.25 Mosjid Bari Road. L=650m. MIRAD HOSSAIN 176 0.4 MIR ASLAM ALI 100 0.22 AHAD SAIZKH 100 0.22 MD HERU 208 0.47 SAHALAM 120 0.27

Appendix 5: Suggested Form for Transect Walks and Business Surveys

Date of Survey Serial/Record No: Pourashava Subproject Name of road Type of road (by width) ฀< 2 m  2 m to ฀> 4 m  Major  VIP road 4 m road Name of affected person Father’s/mother’s name Address /location Type of business  Permanent  Semi-permanent  Hawker/movable Type of merchandise  Fruits and  Food  Books/stationery vegetables  Clothes  Shoe repair  Others (Specify) Status of ownership  Owner  Tenant Since when has the person operated in that Frequency of operating in  Every day  Most days  1-2 days per a week  Less than 1 day per  Seasonal  Others week (Specify) (Specify) Person/s employed, if any No: Rent per month, if any Tk. Average profit per day Tk. Will the person be affected?  Yes  No Type of  None  BPL  Disabled vulnerability/distress  WHH  Minority/child  Others worker (Specify) Date when work will start on road Structure/s present?  Yes  None Use of permanent structure  Boundary wall/s  Residential ฀ Commercial/busine Others (permanent) ฀ ฀ ฀ Use of semi-  Fence  Residential ฀ permanent structure Commercial/busine Others (semi-permanent) ฀ ฀ ฀ If structure is present,  Owner  Rental type of ownership How much per month? Tk.

Document prepared by: Supervised by: Document checked by: BPL=below poverty line; WHH=woman-headed household/woman as chief wage earner Photograph Numbers: Strip Map:

Page 111 of 190

Annex - 6: Records of Public Consultations in Faridpur Pourashava

A. Focus Group Discussion-Faridpur

FGD-1 Date: 16/08/2016: Venue: Sekendar Tea Stall, Jasim Uddin Road, Ward no 07, Faridpur Scheme coverage : 1. Improvement of Kabi Jashimuddin road as RCC from Alipur Graveyard to Kabi Jashimuddin's house in Ward No. 7. L=2500m, W=3.7m Participant list with designation This project area is mainly residential area. The road goes towards the 1. Alamgir, Shopkeeper residence of the famous poet Jasim Uddin House. It was constructed 2. Setu, Business before the independence of Bangladesh and is one of the oldest roads 3. Nizam Uddin, Service of Faridpur town. 4. Aziam, Business 5. Ideris Ali, Shopkeeper Recommendation: 6. Sk Shahin, Business Local people want the project implement as soon as possible and they 7. Sekendar Ali, Business are ready for any type of sacrifice for the project. They want 8. Takeq Ahamed, Business extension the road 1 meter at both side .They added that this area is 9. Sajeda Beguam, House wife famous for the poet Jasim Uddin, and is visited by a lot of tourists from 10. Mufia Begum, House wife all over Bangladesh. The current consition of the road makes it very 11. Abul Hossain, Business difficult for them to travel. Finally they also asked for actual compensation for the affected structures for the project. FGD-2 Date: 18/08/2016; Venue: House of Azam Khan ,Ward no 08, Faridpur Scheme coverage: Improvement of Khalil Mondol road as RCC in ward No. 8. L=200m, W=3m. Participant list with designation 1. Abdus selim Talukder, Business This project area is residential area. This area is one of the most 2. Johirul Islam, Service underdeveloped of the Faridpur Pourashava. It is at the periphery of 3. Tohidul Islam, Service the pourasava and is very narrow at the beginning and also at 4. Ripan Seakh, Business several other segments. There are no shops or business. Land 5. Hazi Abdul Jahid, Service value is very low due to access with the road and house owners do 6. Abdul Kosdes, Business not got tennats for their houses. 7. Anwarul Haque, Service 8. Azam Khan, Business Recommendation: 9. Mahabubur Rahaman, Teacher Local people are very enthusiastic for the construction of the project 10. Sk Aftab Uddin, Business but also stressed their demand for construction of a drain along the 11. Seraj Mia, Business road which will relieve them from the chronic waterlogging in the 12. Akmol Hossain, Business neighbourhood. They also are concerned about the quality of 13. Leakal Hossain, Service construction and emphasized that only good construction materials 14. Modhu Master, Rtd. Teacher as per the schedule of contract should be used. They also want 15. Md. Harun-or-Rashid, Business actual compensation for the affected persons. There are no 16. Abdul Maunar, Service indigenous peoples along the alignmentment. FGD-3 Date: 16/08/2016: Venue: Reyad Sanitary Store , Kobi Jasim Uddin Road, Ward no 08, Faridpur Scheme coverage: Improvement of road as RCC from Kabi Jashimuddin Road to Bepari Bari road in Ward No. 7. L=780m, W=3m Participant list with designation This project area is mainly residential area .There is no shops or 1. Sk. Shahinur Arefin, Business businesses. The main problem is bad condition of the road and 2. Abu Tayb, Service width is also very narrow. The neighbourhood is also very much 3. Reyad Sk, Business underdeveloped. The sub-project does not have any APs. 4. Kutu Sk , Business Rahaman, 5. Nazul Khan, Service Recommendation: 6. Abul Kader, Business According to participants statement, the sub-proejct has no affected 7. Meraz Khan, Service persons and all of them are very supportive to the initiative by the 8. Abdul Jalil, Shopkepeer pourasava. 9. Md. Hemal, Business 10. Fayar, Service 11. Siddiquer, Service 12. Feroz Khan, Business 13. MD. Shovan, Service 14. Ajijul, Business 15. Babu mdlah, Business 16. Fazlur Rahaman, Service FGD-4 Date: 23.08.2016: Venue: Salam Tea Stall, Ward no 01, Faridpur Scheme coverage : 1. Construction of RCC drain by side of Goalchamot Road no 2. Participant list with designation This project area is near to the Faridpur New Bus Stand. This is 1. Marfot Sardar, Service mixed residential and commercial area. The existing road wide is 2. Abdus Salam, Business enough but overall in a very poor condition. There is no drainage 3. Abu Tahear Sk, Shopkepeer facility at present, so people suffer from chronic waterlogging. As a 4. Sofi Uddin Sikder, Service result, the local people are very much happy about the project. 5. Samad Mattabor, Business 6. Feroz Malah, Shopkepeer There are no affected shops under the sub-project. There are 7. Manan Shaha, Business grocery stores, tea stalls and medicine shops along the roads. 8. Ashok Kuswar, Business Average monthly income from businesses is about 20,000 tk. There 9. Shakin, Teacher are no indigenous peoples along the alignment. 10. Shahidur Islam, Business Recommendations: The local people want the project implemented as soon as possible and they are ready to provide all necessary support. They also stressed for actual compensation for the affected structures under the project. FGD-5 Date: 18.08.2016: Venue: Ayenuddin Tea Stall, Toki Molla Road , Ward no 08, Faridpur Scheme coverage : (Road – 22) Improvement of Toki Molla Road Participant list with designation This project area is mainly residential area. Most belong to lower 1. Masud, Shopkepeer lower middle class. There are also some grocery shops and tea 2. Pobon, Labor stalls. The construction of the project could partially affect 3-4 3. Billal, Shopkepeer strcutures. Monthly average incomes of the business/shop owners 4. Babu, Business are around 13,000 taka. There are no IP or religious minority along 5. Iddes, Business the alignment. 6. Faruq, Business 7. Aianuddin, Labor Recommendation: 8. Uttam, Business The participants expressed their wholehearted support to he 9. Md. Ajijul Haq, Service project. They also want actual compensation for the affected structures. FGD-6 Date: 18.08.2016: Venue: Kusdus Tea Stall, West Alipur , Ward no 08, Faridpur Scheme coverage : Drain – 16: Construction of RCC drain by the side of Bepari bari Road starting from Ambikapur to Kumar River Participant list with designation This project area is mainly residential area. People suffer from 1. Tohid Sheikh, Business water logging at rainy season and that time people suffer from water 2. Ratan, Business born diseases. The construction of the drain could partially affect 3. Kamruzzaman, Service some boundary walls. There will be no affected shops or hawkers. 4. Jagadish, Shopkepeer 5. Masufuj, Shopkepeer Recommendation: 6. Unush Molla, Business Local people want the project implemented as soon as possible. 7. Md, Kalied Hossin Mitu, Service They are very supportive and have no complain about their affected 8. Raton, Business structure. However, if they receive compensation for the affected 9. Murad, Business structures, they’ll feel happy. FGD-7 Date: 19.08.2016: Venue: Rubel – Jewel Tea Stall, Ward no 07, Faridpur Scheme coverage : ( Drain – 2) Construction of RCC drain starting from Alipur Badamtoli Bridge to kumar River via Bonik Bari road , godown road , Major Tofail Road. Participant list with designation This project area is mainly residential area but some grocery shops 1. Juial Rana, Service and tea stall there too. People suffer from water logging at rainy 2. Rubel Rana, Business season and that time people suffer also from water born diseases. 3. Mohammad Aiub, Business This is one of the important area of Faridpur pourashava. The 4. Sottar Malla, Business construction of the drain could affect partially some 15 homes and

Page 113 of 190

5. Ripon, Service as well as some boundary walls and trees. No shop or businesses 6. Babul Sakh, Shopkepeer will be affected. Among the APs, some are religious minorities. 7. Abul Basher, Business 8. Jahid, Service Recommendation: 9. Sakendar, Business Local people want the project implemented as soon as possible. 10. Jaland Shiakder, Business They have no complaint about their affected structure. They heard from long days ago about implementation the drain. So they are now very happy and supportive. FGD-8 Date: 20.08.2016: Venue: Jamal Tea Stall, Ambikapur Bazar, Ward no 07, Faridpur Scheme coverage : (Drain-15) Construction of RCC drain by the side of Ambikapur Bazar. Participant list with designation This project area is at the Ambikapur Bazar. This is a busy 1. Prodip Des, Business commercial area with many grocery shops, tea stalls, medicine 2. Md. Rafikul Islam, Service shops, hardware stores, small hotel, and a kitchen market. People 3. Shaikh Shamim, House wife suffer from water logging during rainy season and that time people 4. Md. Mahabub, Service suffer from water born diseases too. They reported that 5. M.D Rajaque, Service waterlogging has been affecting their businesses too. Businesses 6. Suahanghso Maudal, Business earn on average 20,000-30,000 taka per month. 7. Linku Datta, Business 8. Vanu, Dalily labor Recommendation: 9. Abdul Razzak, Shopkepeer All FGD participants are very supportive about the project. They 10. Prankishna, Service want the project implemented as soon as possible. They have no 11. Mostaf Mollah, Business complaint about their affected structure. FGD-9 Date: 20.08.2016: Venue: Nuru Store , Banik Bari Road, Ward no 08, Faridpur. Scheme coverage : (Drain-2) Construction of RCC drain Bonik Bari Road Participant list with designation This project is fully residential area. The inhabitants are mostly 1. Abdul Kuddas, Shopkepeer lower middle class people. Presently there is no drainage system. 2. Chunnu, Shopkepeer So People suffer from water logging at rainy season. The project 3. Baccu, Labor will have no APs. 4. Malak, Labor 5. Razzak, Labor Recommendation: 6. Siraj, Shopkepeer The people expressed their strong support for the sub-project and 7. Salam, Shopkepeer they want the project implemented as soon as possible. 8. Aktar, Shopkepeer 9. Goni, Shopkepeer 10. Hamidul, Shopkepeer 11. Sufia, House wife FGD-10 Date: 20.08.2016: Venue: Gaffar Tea Stall, Dhopa para Road , Ward no 08, Faridpur Scheme coverage : (Road – 65) Improvement of Guhaluxipur Dhopa para road as BC . Participant list with designation This project is fully residential area but there are some grocery, tea 1. Babu, Business stall, Tailoring and others shops. The inhabitants are lower middle 2. Sadin, Business class people. Presently here is no drainage system. So People 3. Jubayer, Business suffer from water logging and water-borne diseases, in particular 4. Gofffar, Business during rainy season. The project will have no APs. Businesses earn 5. Sadak, Business 15,000 per month on average. 6. Tharak, Service 7. Samim, Labor Recommendation: 8. Rakib Islam, Service All FGD participants reported that they want the drain. The reported 9. Foiaz, Business about no APs under the project. Even if some impacts are found, 10. Nur Hossian, Service they will still support it, although will welcome compensation for the affected structures. FGD-11 Date: 24.08.2016: Venue: Mozibor Tea Stall, West Alipur , Ward no 07, Faridpur Scheme coverage : (Road – 55) Improvement of Alipur Bepari Bari Road as BC with widening. Participant list with designation This project area is mainly residential area. The existing road is 1. Harun, Shopkepeer enough wide but in bad condition. So People suffer from smooth 2. Md. Harun, Business communication although it is an important area of pourashava with 3. Ibrahim, Shopkepeer a number of educational institutions. Some IR impacts could be 4. Inus, Business there for the construction like boundary walls. Some of the APs 5. Hiron, Business might be religious minorities too. No IPs are there. 6. Murad, Business Recommendation: 7. Mojbor, Business The local people want the project implemented as soon as possible. 8. Sahalom, Service They have no complaint about their affected structures, although 9. Kuddas, business they’d feel happy if they get compensation for the affected structure. 10. Sundori, House wief They also stressed on the quality of the construction materials and project completion as per schedule. They also asked to involve the local poor people at project related work. FGD-12 Date: 24.08.2016: Venue: Mozibor Tea Stall, West Alipur , Ward no 07, Faridpur. Scheme coverage: ( Road – 55) Improvement of Alipur Bepari Bari Road as BC with widening. Participant list with designation This project area is residential area. The existing road is wide 1. Tutha, Shopkepeer enough but currently in bad shape. So People suffer from smooth 2. Sopon, Business communication. The construction of the road could affect some 3. Amnur, Shopkepeer boundary walls. 4. Salim, Business 5. Sahidur, Business Recommendation: 6. Abir, Service Local people strongly support the project implementation as soon 7. Shovon, Service as possible. They have no complaint about their affected structure. 8. Atar, Service But they’ll feel happy if they get compensation of the affected 9. Rafiq, Business structure. They also want good quality of construction materials and work as per schedule. They recommended to involve the local poor people at project related work. FGD-13 Date: 23.08.2016: Venue: Suvol Sarkar House ,Sharma Para, Ward no 08, Faridpur Scheme coverage : (Drain – 10) Construction of a RCC Drain by side of of Sharma para Road. Participant list with designation This project area is mainly a residential area. It is also a Hindus 1. Ad. A Karim, Advocat minority area. Density of population is very high in this area. But 2. Md.Miraj, Service there is no drain for about a length of 0.5 KM. for that people suffer 3. Sobita Rani, House wife from waterlogging. The construction could affect 4 APs. 4. Prodip Salkor, Business 5. Shela Rani, House wife Recommendation: 6. Kallyani, House Wife Local people showed strong support to the project implemention as 7. Sobi Roy, House Wife soon as possible. They have no complaint about their affected 8. Nurzrul Islam, Service structure. But they’ll feel happy if they get compensation of the affected structure. FGD-14 Date: 23.08.2016: Venue: Sukur Pramanik House, Utter Alipur , Ward no 08, Faridpur Scheme coverage : ( Road – 71) Improvement of Alipur Darul-ullah Mosque Road. Participant list with designation This project area is like rural area. There is an existing earthen 1. Abdur Razzak, Business footway. The elevation is about 5 feet lower from the main road. 2. Tohidul, Business Low income level people live here. There is a primary school along 3. Razu Ahmed, Service the alignment. The construction could have some APs. 4. Rezia, Labor 5. Rozina, House Wife Recommendation: 6. Rokeya, House Wife The people are highly supportive to the project. They reported that 7. Sufia Begum, House Wife they cannot move easily, children cannot go to school in rainy 8. Rohan, Business season. They also said that they cannot carry goods and crops 9. Bellal Hossain, Service smoothly, even they think their social status is low than others for 10. Sharna Begum, House wife the lack of road. They think if the road is done, this will rapidly 11. Shakil, Business change their life style and social status. FGD-15 Date: 22.08.2016: Venue: Muslem Sikder House, Guhalaxmipur , Ward no 08, Faridpur Scheme coverage : ( Drain – 37) Construction of a RCC drain from Guhalaxmipur Younus House to Ponds. Participant list with designation This project area is fully residential area. There is no drainage 1. Sikder, Shopkepeer system. For that people are suffering from serious waterlogging. 2. Kohinor, House wife When the survey team visited the area, they had to move through

Page 115 of 190

3. Sobi Begum, House wife mud and dirty water. People complained suffering from various 4. Asma, House wife waterborne diseases. The construction of th sub-project may affect 5. Fahima, House wife 2 homesteads with boundary walls. 6. Sayed, Business 7. Lezom, Business Recommendation: 8. Ripon, Service Local people are very enthusiastic about the implementation of the 9. Taslima, Service project. If the project is implement their life will be easy. They’ll also 10. Najma, House wief welcome if they can have compensation for the affected structures. FGD-16 Date: 24.08.2016: Venue: House of Jhantoo Das, Bagan Bari , Ward no 02, Faridpur. Scheme coverage : ( Drain – 45) Development of Drainage intervention from Bagan Bari to Angina Jola. Participant list with designation This area is a residential area for Hindus community. The owner of 1. Ajit Das, Service the land belongs to a temple called Ango Sree Angina. About 75 2. Shubta Roy, Housewief household live here. They rented the land from the temple on long 3. Goutam Shaha, Business term lease and constructed their homes. The existing drain is not 4. Rita Das, House wife functional and they are suffering from water logging seriously during 5. Montu Das, Business rainy season. During the survey, the team members found water 6. Uzzal Das, Business inside some homes even. They reported that they are suffering from 7. Anjana Rani Paul, House Wife skin diseases and water borne diseases all the time. There will no 8. Kallyne Shaha, House wife APs from the project. 9. Aloka Sen, House wife 10. Rani Das, House wife Recommendation: 11. Shanti Das, Business They are suffering from water logging for long time. They have 12. Anti Chakkraboty, House wife informed more than one time by verbal and written notice to the 13. Mita Sarkar, House wife Pourashava about their condition. But still now they are not taken 14. Runa Das, House wife action. So they want the construction the drain as soon a possible 15. Babli Pal , Service and will extend all their support for this. 16. Sumittra Roy, House wife 17. Liton Sheha, Business 18. Munzu Rani, House wife FGD-17 Date: 25.08.2016: Venue: Kyum Tea Stall, Anather Mor, Ward no 05, Faridpur Scheme coverage : (Drain – 21) Construction of RCC drain by side of South Jhiltuly Road. Participant list with designation This project area is a posh residential and Commercial area of the 1. Tuku, House wife Faridpur Pourashava. There are many high rise buildings, 2. Afizur Banu, House wife commercial complexes, office blocs and restaurants and as well as 3. Abdul Razzak, Business some of the most well-known educational institutions in Faridpur. 4. Delwar Hossain, Business There is an existing drain but it is not sufficient during rainy season. 5. Kayum, Business The construction of the drain may affect some shops but no houses. 6. Khaza omear, Service The shop owners earn average 30,000 taka per month. 7. Shaukar, Business 8. Nazurl Hossain, Business Recommendation: 9. Md. Maruf, Business Local people want the project implemented as soon as possible. 10. Rinko, Srevice They think that after implementation the area will not be affected by 11. Kh. Kaiseb, Service the water logging and will improve the civic conditions significantly. 12. Rubel, Shopkerpeer But they also wanted compensation for the affected shops FGD-18 Date: 25.08.2016: Venue: Sobuj Tea Stall, Behari Colony Bazar , Ward no 02, Faridpur Scheme coverage : (Drain – 21) Sobuj Tea Stall, Behari Colony Bazar , Ward no 02, Faridpur. Construction of RCC drain by side of South Jhiltuly Road. Participant list with designation The project area is mostly inhabited by lower income level people 1. Abdul Halim Matbor, Service and the density of population is very high. There is a small bazaar in 2. Ali Hossain, Service the area. There is no existing exiting drain. So people suffer from 3. Seraj Khan, Business water logging during rainy season. The project might have some 4. Ranjan Sheha, Business APs. The average monthly income in the neighbourhood is about 5. Saidul Islam, Business 10,000 taka. 6. Motaleb Ali, Business 7. Md. Altab Hossain, Business Recommendation: 8. Sobuz Seakh, Business Local people want the project implemented as soon as possible. 9. Shahidul, Service After implementation project people will be free from water logging 10. Md. Kariam, Business and the value of their landholdings and properties will increase. The promised to extend all possible support and they’ll also welcome compensation for the affected shops and homesteads. FGD-19 Date: 25.08.2016: Venue: Sayed Tea Stall, Goalchamot Road no 2 , Ward no 02, Faridpur Scheme coverage: (Drain – 30) Construction of RCC drain by side of Goalchamot Road no 2. Participant list with designation This project area comprises of shops, government office and 1. Syed Wasual Alam, Business residential complexes. This is a low-laying area, so suffer from 2. Sohel Sadder, Business chronic waterlogging during rainy season.There is no existing drain 3. Jewel Mia, Business at present. The project might have some APs from the Hindu 4. Rahiam Biswsh, Service community. 5. Khalil Sheakh, Service 6. Azad Khader, Service Recommendation: 7. Nurul Alam, Business Local people want the project implemented as soon as possible. 8. Hafizul Islam, Business After implementation project, people will be free from water logging, increasing their land value and income. They can move easily .They want compensation for the affected shops and homestead. FGD-20 Date: 25/08/2016: Venue: Habili Gopalpur, Ward- 6, Faridpur Scheme coverage : (1) (drain-3) Development of drainage interventions by the side of Tepakhola Baniapara road Via Sarat Saha road, Sahajalal road, Monu Mia road. L= 2200.00m; (2) (road-16) Improvement of Tepakhola Biswas para road as BC in Ward No. 6. L=580m, W=3m; (3) (Road-37) Improvement of Baitul Aman Road By-Lane as RCC in Ward No. 6. L=300m, W=3m. Participant list with designation Habili Gopalpur is residential and sparsely populated area in 1. Mir Sherajul Islam, Business Faridpur Pourasava. Allmost all the people are educated and 2. Abul Sayem Molla, Business employed. Only some small shops are in this area. The propose 3. Sudeve Kumar Datta, Business drain and 2 roads are inadequate and the drainage system is non- 4. Anzarul Islam, Service functional and blocked at many places. The drainage system will 5. Sujet Kumar Shaha, Teacher need to re-construction. And the propose 2 roads will need to be 6. Arup Kumar Biswshas, Business improved. 7. Seakh MD. Baliate Hossan, Service Recommendation: The present drainage system is non-functional 8. Md. Unish Hossan Talukder, Ret. inactive. So it needs urgent re-construction. The existing conditions Teacher of the 2 proposed roads are not good. 3 households be be affected 9. Md. Alam Seakh, Ret. Teacher under this 3 scheme. 1 privet boundary wall and 1 semi-pucca 10. Prof. Md. Abdul Ajsh, Ret. Teacher house partly affected and some trees. 11. Eng. Md. Deloyer Hossain, Ret, Engineer In meeting the affected person all agreed to re-place their affected 12. Md. Mahafujual Rahaman Mamun, structures, but they requested for compensation of their affected Councilor structure. There is no need land acquisition, all land are belongs to 13. Dlip Potdher, Business Pourasava. 14. Md. Abdul Salam, Ret. Officer 15. Md. Kawsher Ali Molla, Executive Engineer, Faridpur Pourashava 16. Md. Aniet Hossin Mrida, DGM, Krish Bank FGD-21 Date: 24/08/2016: Venue: Khodabox road Ward- 6, Faridpur Scheme coverage : (1) (Road-32) Improvement of Goalchamot Khodabox road as BC in Ward No. 1. L=2200m, W=3m; (2) Drain-31) Construction of a RCC Drain by the site of Khoda box Road.(Additional Drain) Participant list with designation Goalchamot is residential and sparsely populated area in Faridpur 1. Md. Abdul Baher, Business Pourasava. There are equally many shops and businesses. The 2. Mizan, Business current drainage system is non-functional and at many places is 3. Bhshan, Service blocked. So water can’t pass from the drain properly. The drainage 4. B.M. Dider, Service system will need to re-construction. And the road also requires 5. Md. Ushif Sheak, shopkeeper urgent improvement. There will be no APs under the schemes. 6. Khalak, Worker 7. Md. Uniush sheakh,business Recommendation: The present drainage system is inactive. So it

Page 117 of 190

8. Md. Hossanur Jaman Khan, requires re-construction. The existing road condition is not good, it Service will need to improved. There are no households will be affected 9. Md. Ahamed Hossan, Shopkeeper under this 2 scheme. Only 7 trees will be cut for the implementation 10. Md. Abdul Halim, Shopkepeer of this 2 scheme and 7 electricity poll will have to remoed. There is 11. Md. Monir Hossin, Shopkeeper no need land acquisition, all land are belongs to Pourasava. 12. Md. Jahanger Alam,Service 13. Abdul Halim Sheakh,Service 14. Abdul Rahim, Business 15. Nur Ahamed Kha, Service 16. Mirza Jhaker Hossain, Councilor, Ward-1 FGD-22 Date: 24/08/2016 Venue: Moha Biddalay Road, Ward- 1, Faridpur Scheme coverage: (1) (Road-29) Improvement of Raghunandarpur Graveyard road as BC in Ward No. 1. L=800m,W=3m; (2) (Road-44) Improvement of Raghunandanpur Mohila Madrasha road as RCC in ward No. 1. L=800m, W=2.5m; (3) (Road-48) Improvement of Goalchamot Moha Biddalay road as BC in Ward No. 1.( Additional road ) Participant list with designation The area is residential and sparsely populated area in Faridpur 1. Monir Patdar, Shopkerpe Pourasava. Most of the people are famer and many poor people live 2. Md. Niyaz Kundkeer, Service in this area. There only few small shops in this area. Of the 3 3. Ahamed Ali Haque, Shopkepeer existing roads, the main road (Road-48) is relatively better, but the 4. Md. Idresh, Shopkepeer condition of the other 2 branch roads is very bad. The schemes will 5. Sayed Ashadurjaman, Business not have any APs. 6. Advocate Fajlu Hassan, Advocate 7. Ahemed Kuddues Meia, Business Recommendation: The participants expressed their strong support 8. Md. Ushop, Shopkepeer to the schemes and told to provide any helps necessary for these. 9. Dulal Chandra Desh, Business 10. Md. Sayed Sheakh, Business 11. Abdul Haque Sardar, Shopkepeer 12. Abdul Karim Promanik, Business 13. Mirza Jakir Hossan, Councilor FGD-23 Date: 24/08/2016: Venue: Goalchamot 2 no road, Ward- 1, Faridpur Scheme coverage: (1) (Drain-30) Construction of a RCC Drain by the site of Goalchamot Road No.- 2. (Additional drain); (2) (Road-20) Improvement of Goalchamat road No.2 as BC in Ward No. 1. L=1200m, W=3.7m; (3) (Road-23) Improvement Goalchamot Housing state road as BC in Ward No. 1. L=900m, W=3.7m. Participant list with designation Goalchamot is residential and sparsely populated area in Faridpur 1. Md. Haraz Molla, Business Pourasava. Allmost all the inhabitants are educated and employed. 2. Md. Foize Ali. Shopkepeer Only some small shops are in this area. The propose drain and 2 3. Nuru Salam, Business roads are cureently in bad condition; the drainage system is non- 4. Kabir Ahamed, Service functional the road also requires undent repairing. The construction 5. Sheakh Tara, Business of the schemes will have no APs. 6. Md. Giyes Uddhan, Bussiness 7. Md. Shahajahan, Service Recommendation: 8. Md. Roshain Ali, Ret. Officer The participants expressed their strong support to the schemes and 9. Md. Mohi Uddhan, Service told to the survey team FGD Facilitator about all the necessary 10. Obyadullaha, Service sacrifice from their part for the construction of the schemes. They 11. Md. Malik, Ven Driver want the schemes implemented as soon as possible. 12. Sheak Joynal, Ret. Service 13. Mirza Jakher Hossian, There is no need land acquisition, all land belongs to Pourasava. Councilor 14. Md. Nurul Islam, Ret. Education Officer 15. Md. Ali Khan, Business FGD- 24 Date: 19/08/2016 : Venue: Khan Bari Road, Jhiltaly, Ward-4, Faridpur Scheme coverage: (1) (road-7) Improvement of East Khabashpur Santibag road as BC from Ambica Road to Khan Bari Mosque in ward No. 4. L=720m, W=3.7m; (2) (drain-14) Construction of a RCC Drain Starting from South Jhiltuly Imam Bag to Kumar River. Participant list with designation Jhiltuly is a residential and populated area in Faridpur Pourasava. 1. Lovlu Sheakh, Shopkepeer Allmost all the people are educated and employed. There are also 2. Hemayet, Shopkepeer many small shops and market are in this area. The current drain is 3. Ujjle, Business too small, so water can’t pass through the drain properly. The 4. Sheraj, Business drainage system will need to re-construction and widening. The 5. Md. Jaker Hossian, Service existing road also requires urgent improvement. The schemes will 6. Shaheb Ali, Service have no APs. 7. Ripon, Service 8. Md. Swakoit Ali, Gov. Service Recommendation: 9. Imtiyaj, Service The participants expressed their strong support to the schemes and 10. Moslam Uddhan Buya, Business commited all their cooperation to the pourasava for this purpose. 11. Idresh Khan, Councilor FGD- 25 Date: 15/08/2016 Venue: Alipur More, Ward- 6, Faridpur Scheme coverage: (Road-3) Improvement of road as BC from Alipur Badamtoly Bridge to Samoli Mor in ward No. 4. L=750m, W=5m. Participant list with designation Alipur is a business and densely populated area in Faridpur 1. Md. Nawsher Khan, Business Pourasava. In many ways, this is the central business district of the 2. Subarna Sultana, House wife town. It has many shops, market, other businesses, banks and 3. Biplob Rahaman, Business government office. The propose road is a connecting road. It is very 4. Sefali, House wife important connecting road for Faridpur town. The proposed schem 5. Juwel, Business will have no APs. 6. Md. Molla Iotif, Business 7. Mamunur Rashid, Service Recommendation: The participants were found very supportive to 8. Abdul Razzak Meia, Business the scheme and they promised all cooperation to the pourasava . 9. Ambya Begum, House wife They also recommended the involvement of the poor people as 10. Samema Begum, House wife daily labour in the construction works of the shceme. 11. Md. Mostak Ahamed, Business FGD- 26 Date: 5/08/2016 Venue: Molla Bari Road, Ward- 1, Faridpur Scheme coverage: (road-13) Improvement of Goalchamot Molla Bari road as RCC in Ward No. 2,3. L=2150m, W=3.7m. Participant list with designation Goalchamot is a residential and sparsely populated area in Faridpur 1. Samsunnahar, Student Pourasava. Only some small shops are in this area. There is no 2. Md. Ohidul Islam, Service business center in this area. The proposed existing road is in very 3. Anamul Haque, Privet Service bad shape and needs urgent improvement. Some APs might be 4. Deloyer Hossin, Service affected under the scheme. The house rent in the area is 1000- 5. Md. Mosharaf Hossain, Business 5,000 Taka and shop rent is 500-1500 taka per month. 6. Khan Mojammle Haque, Service 7. Tuhin, Service Recommendation: 8. Abdul Awoul, Service In the meeting the affected person all agree to support the scheme 9. Sayed Shahariya, Student and committed to make no complain in case of being affected. But 10. Abdul Razzak, Electrician they requested to compensation for their affected structure. There is 11. Sawan, Student no need land acquisition, all land are belongs to Pourasava. 12. Millar Molla, Worker FGD-27 Date: 15/08/2016 Venue: Milon Hotel, Alipur , Ward-7 , Faridpur Scheme coverage: (drain-2) Development of drainage interventions Starting from Alipur Badamtoli Bridge to Kumar River Via Bonik Bari road, Godown road, Major Tofail road. L= 5400.00m Participant list with designation Alipur is the central business district and a populated area in 1. Saddum Hossain, Business Faridpur Pourasava. Many businesses operate in this area. Many 2. Biddute Pall, Shop owner kinds shops, market, many business, banks and government office 3. Gopal Sing, Shop worker are found there. The propose drain is in 4 parts andt is the one of 4. Md. Imdadul Haque, Shop owner the most important drainage ways of Faridpur town. Some aquatters 5. Porash Chandra Sarker, Shop have been found during the survey who run shops on the owner alignments. They claim that they have taken leases for the land 6. Sukumar Sarker, Shopkepeer from D.C office but none can show any proper document. So, there 7. Ratan Roy,Shopkepper might be some APs in the scheme.

Page 119 of 190

8. Shahana Begum, Shop owner 9. Md. Farid Islam, Business Recommendation: 10. Md. Samim Bapari, Business In meeting the participants and the APs agreed to provide their land and re-place their affected structures, but they requested to have proper compensation for their affected structure. FGD-28 Date: 22/08/2016: Venue: Mosijid Bari Road, Jhiltuly, Ward-4, Faridpur Scheme coverage : 1. (drain-23) Construction of a RCC Drain by the site of Mosjid Bari Road. ( Additional Drain) Participant list with designation Mosijid Barri road is business and populated area in Faridpur 1. Lenin, Affected shopkeeper Pourasava. Many shops, market complexes, businesses, banks and 2. Md. Jahadul Islam, Affected government office are found in this area. The propose drain is shopkeeper blocked at many places. Water can’t pass through the drain. 17 3. Md . Arifur Jaman Monir, Affected small eateres were found along the alignment. All the owners claim shopkeeper that they took lease of the land from the pourasava but none could 4. Mire Ashlam Ali, Affected produce any proper records. As a result, there could be some APs shopkeeper under the scheme. 5. Abul Kasham Sikder, Affected shopkeeper Recommendation: 6. Md. Ishak Sheakh, Affected In the meeting, all the participants and APs agree to extend their shopkeeper support to the scheme but asked for proper compensation for their 7. Md. Siraj, Affected shopkeeper structures and business support grant to restore their livelihood. 8. Shahin, Affected shopkeeper 9. Ahaed, Affected shopkeeper 10. Heru, Affected shopkeeper FGD-29 Date: 22/08/2016: Venue: Samslulam Madrasha, Ward-3, Faridpur Scheme coverage: (drain-36) Construction of a RCC Drain Near Samsul-ulam Madrasha . ( Additional drain) Participant list with designation The area has a hospital and is a residential area. There are some 1. Kh. Shatusul Ismla, Staff small shops, a 500-bed government hospital (Faridpur medical 2. Md. Kamuruzaman, Principal collage) along with many government offices and private hospitals. 3. Abu Sayed, Education Secretary The Samsul-ulam madrassa is well known and is situated in the 4. Musharoyaja, Assistant area. There is no existing drainage system in this area. The 5. Md. Abul Hassan, Teacher propose drain is new drain. The scheme will have minor IR impacts. 6. Shohed Hassan, Vic-Principal 7. Abu Basher khan, Teacher Recommendation: 8. Md. Habibur Rahaman, Teacher In meeting the Madrasha authority and the participants all agreed to 9. Md. Giyaur Rahaman, Teacher extend their support to the schemes. But all the participants asked 10. Md. Abues Uddhan, Teacher for proper compensation for the standing structures. They also 11. Md. Khyjulla, Teacher promised to provide private land without compensation, if 12. Md. Jubayed, Teacherd necessary. 13. Md. Abul Khayer, Teaecher 14. Md. Imdhadulla, Teacher 15. Abdul Motin, Teacher 16. Md. Sakawet, Teacher FGD- 30 Date: 22/08/2016 Venue: Char Kamalapur, Ward-5, Faridpur Scheme coverage: (1) (drain-1) Development of drainage interventions from RHD Office to Charkamlapur Kumar River Via Jayed Ali’s House. L= 1650.00m; (2) (Road-6) Improvement of road from RHD Office to Charkamlapur Kumar river as HBB in Ward No. 5. Participant list with designation Char kamalapur is a populated residential area in Faridpur 1. Karim, Service pourasava. There is no business center in this area, except some 2. Abdullah, Service small shops. The condition of the road is very bad and at present, 3. Abul Rahim Kha, Frmer there is no drainage system in the neighbourhood. The construction 4. Abdul Rashid Molla, Shopkepeer of the schemes may have some IR impacts. There are no IPs and 5. Tuslim Biswsh, Local Person also no religious minority along the alignment. 6. Sheakh Akther, Local person 7. Khabir Biswsha, Local Person Recommendation: 8. Nasher Uddhan Ahemed Millor, The participants all agreed to extend their support for the schemes. Councilor, Ward-5 APs from drain could not attend the meeting due to personal emergency but those from the drain were present. They were very enthusiastic about the schemes but asked for proper compensation for the standing structures. There is no need land acquisition as all the land belongs to pourasava. FGD-31 Date: 19/08/2016 Venue: South Jhiltuly, Ward- 4, Faridpur Scheme coverage: (1) drain-14) Construction of a RCC Drain Starting from South Jhiltuly Imam Bag to Kumar River. (Additional drain); (2) (Drain-21) Construction of R.C.C Drain by the Site of South Jhiltuly Road (additional drain); (3) (Road-47) Improvement of South Jhiltuly road as BC in Ward No. 4. (additional road) Participant list with designation South Jhiltuly is a populated residential area. There are no business 1. Md. Abdul Awaul Miea, Head centers here, only some small shop are in this area. The current Teacher drainage system comsists of only some small which is not sufficient 2. Hd. Haruna Rasid, Enginner for water passing. The exisiting road is also very narrow and 3. S.M. Nasher, Advocate requires widening. The schemes might have some IR impacts. 4. Soyket Rob Ali, Business However, there is no IPs and also religious minority. 5. Md. Mothaher Hossan, Business 6. Ismail Hossan Madhob, Teacher Recommendation: 7. Jafor Ikbal, Teacher In meeting the participants all agreed to extend their cooperation to 8. Mothir Rahaman, Business the schemes. They are very enthusiastic afterbgetting the news 9. Dr. Abu Iddresh, Doctor from the survey team. However, they requested for compensation 10. Abu Rob, Business for the structures and also to involve the poor people in the civil 11. Idirsh Khan, Councilor, Ward-4 construction. FGD-32 Date: 19/08/2016 Venue: Sona Molla Shop, West Alipur, Ward- 7, Faridpur Scheme coverage: (1) (drain-16) Construction of a RCC Drain by the side of Bepari Bari Road Stating from Ambikapur to Kumar River. (Additional drain); (2) (Road-19) Improvement as BC with widening of Alipur Godown road in Ward No. 7. L=900m, W=4m; (3) (Road-43) Improvement of road as RCC from Kabi Jashimuddin Road to Bepari Bari road in Ward No. 7. L=780m, W=3m. Participant list with designation South Alipur is a sparsely populated residential area. There are 1. Deloar Hossan, Business agricultural lands and many farmer are living in this area now. There 2. Sushantu Kumar Roy, Business is a small market and many small shops are there. The propose 3. Md. Shovon, Business road needs improvement. But there is no drainage system till now. 4. Md. Miraj Khan, Business The proposed 2 drains are new. The schemes will have some IR 5. Biplob Kumar, Business impacts, likely comprising of 9 boundary walls and 3 houses. The 6. Jillu, Business house rent is 1000- 4000 Taka and shop rent is 500-2000 taka per 7. Jogadesh, Shopkepeer month in the area. 8. Harun, Driver 9. Apeu, Driver Recommendation: 10. Alok, Driver In meeting the participants are expressed their support and 11. Uniush, Driver cooperation to the schemes and they agree to re-place their 12. Kuddus, Business affected structures. However, they also requested to receive proper 13. Raju, Business compensation for their affected structure. There is no need of land 14. Arafat, Service acquisition as all the land belongs to Pourasava. 15. Rajon, Service 16. Khandaker Masud Arafen, Councilor, ward-7

Page 121 of 190

B. FGD Photos

Sekendar Tea Stall, Jasim Uddin Road, Ward no 07, Faridpur,FGD-1

House of Azam Khan ,Ward no 08, Faridpur,FGD-2

Reyad Sanitary Store , Kobi Jasim Uddin Road, Ward no 08, Faridpur,FGD-3

Salam Tea Stall, Ward no 01, Faridpur,FGD-4

Ayenuddin Tea Stall, Toki Molla Road , Ward no 08, Faridpur,FGD-5

Kusdus Tea Stall, West Alipur , Ward no 08, Faridpur,FGD-6

Rubel – Jewel Tea Stall, Ward no 07, Faridpur,FGD-7

Rubel – Jamal Tea Stall, Ambikapur Bazar, FGD-8

Page 123 of 190

Nuru Store , Banik Bari Road, Ward no 08, Faridpur,FGD-9

Gaffar Tea Stall, Dhopa para Road , Ward no 08, Faridpur,FGD-10

Mozibor Tea Stall, West Alipur , Ward no 07, Faridpur,FGD-11

Mozibor Tea Stall, West Alipur , Ward no 07, Faridpur,FGD-12

Suvol Sarkar House ,Sharma Para, Ward no 08, Faridpur,FGD-13

Sukur Pramanik House, Utter Alipur , Ward no 08, Faridpur,FGD-14

Muslem Sikder House, Guhalaxmipur , Ward no 08, Faridpur,FGD-15

House of Jhantoo Das, Bagan Bari , Ward no 02, Faridpur,FGD-16

Kyum Tea Stall, Anather Mor, Ward no 05, Faridpur, FGD-17

Page 125 of 190

Sobuj Tea Stall, Behari Colony Bazar , Ward no 02, Faridpur, FGD-18

Sayed Tea Stall, Goalchamot Road no 2 , Ward no 02, Faridpur, FGD-19

Habili Gopalpur, Ward- 6, Faridpur, FGD-20

Khodabox road Ward- 6, Faridpur, FGD-21

Moha Biddalay Road, Ward- 1, Faridpur, FGD-22

Goalchamot 2 no road, Ward- 1, Faridpur, FGD-23

Khan Bari Road, Jhiltaly, Ward-4, Faridpur, FGD-24

Alipur More, Ward- 6, Faridpur, FGD-25

Molla Bari Road, Ward- 1, Faridpur, FGD-26

Milon Hotel, Alipur , Ward-7 , Faridpur, FGD-27

Page 127 of 190

Mosijid Bari Road, Jhiltuly, Ward-4, Faridpur,FGD-28

Samslulam Madrasha, Ward-3, Faridpur, FGD-29

Char Kamalapur, Ward-5, Faridpur, FGD-30

South Jhiltuly, Ward- 4, Faridpur, FGD-31

Sona Molla Shop, West Alipur, Ward- 7, Faridpur , FGD-32

C. FGD Attendant Sheet

Page 129 of 190

Page 131 of 190

Page 133 of 190

Page 135 of 190

Page 137 of 190

Page 139 of 190

Page 141 of 190

Page 143 of 190

Page 145 of 190

Page 147 of 190

Page 149 of 190

Page 151 of 190

Page 153 of 190

Page 155 of 190

Page 157 of 190

Page 159 of 190

D. Report of Public Consultation with Stakeholders

Land Acquisition and Resettlement Framework in Faridpur Pourashava (11 August 2016)

Project: RETA-8913 BAN: Integrate Urban Development Plans Incorporating Climate Change Resilience in Selected UGIIP-III Asian Development Bank

Page 161 of 190

Issues raised in the consultations

The public consultation meeting has organized on 11 August 2016 at the venue of Faridpur Pourashava meeting room. The Mayor was presided of the meeting total participants were 50. In his inauguration speech said that his pourashava has successfully implemented the UGIIP-III. Moreover with the support of all corners stakeholder again he wants to successfully implement the UGIIP-III projects. At the same time he welcomes to all participants, alongside ADB consultant and survey team. After that the consultant explained the overall design of the UGIIP-III project with Power Point presentations. Including the key issues considered for the UGIIP-III project and ADP principals. The presentations were followed with open discussion; taking questions/queries and suggestions from the participants.

They raised issues, suggestions and queries made in the discussions concerned on the re-settlement during the implementation of projects under UGIIP-III project. The key points are provided below;

 Quality of work should be ensured and should have quality supervision.

 Road should be changed as BC to RCC as it is long sustainable than BC. Both side on the road should be filled up by the soil, otherwise road will not sustain. In order to this soil filling cost should included in estimate.

 More drains are required out of the prioritized list.

 More roads are required alongside need to improvement out of the prioritized list.

 The total allocation of budget by project and sub-projects details list should be disclosed to the stakeholders as well hang on public gathering places.

 Many electric polls need to move so for that a reasonable cost should be included in the re-settlement budget.

 Whoever now at living and running business illegally on the land of owned by the Pourashava and other GoB offices they should be provided actual compensation.

 Compensation should be provided as per rules whoever will affect. As in the area most of the peoples are poor because of in the Gopalgonj no employment opportunity.

 The retroactive compensation measures for compensation of land acquisition, trees and others infrastructure in the project area very good initiative. This should have been done properly.

 While compensation should be ensured to everyone, one should be careful that it should not lead to unrealistic expectation. Actual government fixed rate to be provided.

Conclusion

The Mayor concluded by giving speech that the genuine affected family should be provided actual cost of government. Lastly he has given vote of thanks to Consultants and all team members for the hard working.

Page 163 of 190

Attendance sheet

Sl. Name of Participant Designation/Occupation and Organization 1 Mr.SK. Mahtab Ali Methu Mayor, Faridpur Pourashava 2 Md. Shajahan Mia CEO, Faridpur Pourashava 3 Prof. Md. Shajahan TLCC member, Faridpur Pourashava 4 Mrs. Asmama Akter Mukta Executive Director, RACINE and TLCC member 5 Md. Yusuf Ali Chowdhury TLCC member 6 Mr. Shimul Chakma Team member, resettlement survey 7 Mrs. Tasmina Jalal WLCC member 8 Mr. Altaf Hossen TLCC member 9 Md. Tanjilur Rahman Secretary, Faridpur Pourashava 10 Md. Kouser Ali Molla Executive Engineer, Faridpur Pourashava 11 Mrs. Trisna Shaha Councilor, 1,2,3 ward, Faridpur Pourashava 12 Mr. Gobinda Chandra Accounts officer, Faridpur Pourashava Mondol 13 Md. Nafizul Hossen Tapas Councilor, 9 no. ward, Faridpur Purashava 14 Md. Mahfuzur Rahman Councilor, 6 no. ward, Faridpur Pourashava 15 Md. Azizul Islam Sub-assistant Engineer, Faridpur Pourashava 16 Mr. Syed Ahadur Raman Slum Development Officer, Faridpur Pourashava 17 Mr. Ashraful Islam Sub-assistant Engineer, Faridpur Pourashava 18 Mr. Kirti Nishan Chakma Consultant, ADSL 19 Md. Shafiqul Islam Assistant Engineer, Faridpur Pourashava 20 Mr. Syed Md. Asraf Sub-assistant Engineer, Faridpur Pourashava 21 Md. waliul Islam Team member, resettlement survey 22 Md. Mostaf Ferddush Team member, resettlement survey 23 Md. Aslam Mia WLCC member 24 Mr. Fazlul Karim Accountant, Faridpur Pourashava 25 Md. Ohidul Islam Administrative Officer, Faridpur Pourashava 26 Mr. Devdus Gupta Staff Faridpur Pourashava 27 Mr. Mirza Zakira Staff Faridpur Pourashava 28 Mr. Golam Rabbani Bhuiyan Staff Faridpur Pourashava 29 Mr. Vutto Staff Faridpur Pourashava 30 Md. Imtiaz Asif Staff Faridpur Pourashava 31 Mr. Billa Hossen Staff Faridpur Pourashava 32 Md. Mosafiqur Rahman Staff Faridpur Pourashava 33 Md. Kamrul Hasan Staff Faridpur Pourashava 34 Md. Iqbal Hossen Staff Faridpur Pourashava 35 Mr. Abdus Salam Staff Faridpur Pourashava 36 Mr. Dilip Kumar Mondol Staff Faridpur Pourashava 37 Mr. Afsari Kanam Staff Faridpur Pourashava 38 Md. Iqbal Hossen Staff Faridpur Pourashava 39 Md. Immam Hassan Staff Faridpur Pourashava 40 Mr. Asif Jahangir Staff Faridpur Pourashava 41 Mrs. Shaleha Akter Staff Faridpur Pourashava 42 Mr. Kubbat Staff Faridpur Pourashava 43 Mr. Delor Hossain Affected family 44 Md. Nowsher Ali Affected family 45 Md. Anayet Molla Affected family 46 Md. Latif Molla Affected family 47 Md. Alamgir Affected family 48 Md. Biplab Hossain Affected family 49 Md. Israil Molla Affected family 50 Mr. Orun Kumar Biswas Affected family

Page 165 of 190

E. List of Key Informant Interviewees

SL Name of Respondent Respondent Designation Address Date NO Category 1 AnisurRahman WLLC WLLC President Ward no : 2, August 10, 2016 Chowdhory committee Faridpur Puorashava . Faridpur 2 Mirza Zakir Hossain , Public Panel Mayor , Ward no : 1, August 10, 2016 Repetitive Faridpur Puorashava . Faridpur 3 Asma Akter Mukta , NGO Executive Director Faridpur August 11, 2016 ,RACINE. Faridpur Puorashava . Faridpur 4 : Prof. Shahjahan TLCC , TLCC Member,. Faridpur : August 11, 2016 Committee Puorashava . Faridpur . Respondent 5 Tahmina Jalil , TLCC TLCC Member,. Faridpur Faridpur August 11, 2016 Committee Puorashava . Faridpur . Respondent 6 Trisna Shaha , ,WLLC ,WLLC Member Ward no . Faridpur August 12, 2016 Member : 1,2,3 Puorashava . Faridpur 7 Devdas Gupta . : GRC ,GRC Member. Faridpur Faridpur August 13, 2016 Respondent Puorashava . Faridpur Committee 8 Jahangir Alam Government ,Executive Engineer Faridpur August 14, 2016 : Official ,Roads and highway . Faridpur . 9 KM Faruk Faridpur . Government Hossain ,Upazila Faridpur August 14, 2016 Official. Engineer ,Faridpur Sadar Upazila . 10 Shawkat Hossain Teacher ,Head Master, Kobirpur Faridpur August 16, 2016 High School. Faridpur 11 Bela Rani Sarkar . Experience ,Head Master, Faridpur August 17, 2016 : Teacher Government Girls High . Faridpur 12 Md. Anawar Hossain , NGO Practical Action . Faridpur August 19, 2016 Faridpur 13 Md. Tohirul Islam . Affected Affected Person,. ward Faridpur August 18, 2016 Person no: 08, Faridpur 14 Md. Akmol Hossain , Affected Affected Person. ward Faridpur August 20, 2016 Person no: 08, Faridpur 15 Hosneara Begum GRC GRC Member . Faridpur Faridpur : August 21, Committee 2016.

APPENDIX – 7: DATA COLLECTION INSTRUMENTS

A. CENSUS SURVEY QUESTIONNAIRE (TO BE USED DURING DETAILED MEASUREMENT SURVEYS)

Respondent: Male/Female (Put the tick mark)

Questionnaire No.

Date of the Interview

Name of the Enumerator:...... Name of the Supervisor:......

Instructions to the Interviewer  The permission of the respondent must be sought  The respondent has been informed that his/her identity will be kept confidential  The objectives of the survey have been explained  In general, the code for the “Others” should be 99  The codes of the questionnaire and any other numerical data have to be written by pen and in English  Supervisors have to do the editing works in the field

1. Name of the Subproject: ……………………………

2. Name of the Scheme under the Sub-project 3. Information about the Scheme

Current (in feet) Length: Width: Height:

Proposed (in feet) Length: Width: Height:

4. Name of the Place (s)/Village / settlement(s): ………………………

5 Panchayat/Municipality………………………………………….

6. District: ………………………………….

7. Plot No. with details of Khata/Khasra/Khatian:…………………………………

8. Type of loss: 1.Structure Only 2.Land only 3. Land & structure 4. Orchard/Tree 5. Other assets ( please specify)

9. Type and Use of Land 1. Agricultural 2. Grazing 3. Fallow 4. Plantation 5. Barren

6. Mixed use 7. Residential 8. Commercial 9. Other / No

Page 167 of 190

use

10. Irrigation Facilities of Land 1. Irrigated 2. Un-irrigated

11. Area to be Acquired / Affected Land (decimal) ......

12. Total Area of the Land/ Plot (In case a portion of the land/ plot to be acquired/affected) (decimal or sft) ......

13. Total Land Holding (affected + unaffected ) in sq.m

1. Irrigated: …………………...... 2. Un-irrigated: …………………...... 3. Other: ………………………...…….. 4. Total: ......

14. Status of Ownership 1. Titleholder 2. Trust/NGO land 3. Pourasava 4. Other govt. agencies 5. Khas land 6. Other (specify): ……………

Type of Private Ownership 1. Individual/Single 2. Joint/Shareholders 3. Other (specify): …………

15. Name of the Owner/Occupier (s): ………………………......

16. Father’s Name: ......

17. Rate of the Land (Rs./Per Acre) 1. Market Rate: ...... 2. Government Rate: ......

18. Any of the following people associated with the Land A. Agricultural Laborer 1. Yes 2. No Total Numbers (If Yes):………………………….. Names (If Yes): (i)………………………………………… (ii) …………..…………………………….. (iii)……………………………………….. (iv)

B. Tenant/Lessee 1. Yes 2. No Total Numbers (If Yes):…………………………………. Names (If Yes): (i)………………………………………… (ii) …………..…………………………….. (iii) (iv)

C. Sharecropper 1. Yes 2. No Total Numbers (If Yes):……………………………………. Names (If Yes): (i)………………………………………… (ii) …………..…………………………….. (iii) (iv)

Agricultural Squatters 1. Yes 2. No Total Numbers (If Yes):……………………………………. Names (If Yes): (i)………………………………………… (ii) …………..…………………………….. (iii) …………..…………………………….. (iv) (v)

19. Number of trees within the affected area

1. Fruit Bearing………2. Non-fruit Bearing…………3. Timber…………….. 4. Fodder………………………Total………………

20. Details of Trees

Type of Trees (1. Age of Sl Fruit Bearing, 2 Non- Number of Market price Name of Trees the No Fruit Bearing, 3. Trees (Taka) Trees Timber 4. Fodder) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15

Page 169 of 190

21. Which crop do you cultivate in the affected land (start with ascending order as major crop)?

Type of Total Affected Total Yielding Crops Area under Crop per Crop (Kg) in (decimal) the affected area

22. How many seasons in a year you cultivate in the affected land

1. One season 2. Two seasons 3. Three Seasons

Any structure in the Affected Land 1. Yes...... 2. No......

23. Area of the affected structure (in square feet, specify)……………………………..

24. Measurement of Affected Structure (sq ft) a) Length ...... …... b) Width ...... …...... c) Height …….…………… d. Number of Storey……………

25. Area of the boundary wall only (in Meter): a) Length ...... b) Height …….………

26. Area of the Total structure (in Square Meter)………………………..

27. Measurement of Total Structure a) Length ...... …... b) Width ...... …...... c) Height …………………

28. Scale of Impact on structure

a) 25% b) 50% c) 75% d) 100%

Type of Construction of the Structure

Sl Particulars Type of Construction Nº (1). Simple (thatch/sack/bamboo/slats, (2) Earth/clay/sand, (3) Wood, (4) Brick, (5), Concrete, (6) Corrugated iron sheet, (7) Tile, and (8) Other, specify 1 Roof 2 Floor 3 Wall

29. Age of the Structure (in years): ………………………….

30. Market Value of the Structure (in Rs.): …………………......

31. Use of the Structure (select appropriate code from below) A. Residential Category 1. House 2. Hut 3. Other (specify)…………………………….……….. B. Commercial Category 4. Shops 5. Hotel 6. Small Eatery 7. Kiosk 8. Petrol Pump 9. Clinic 10. STD Booth 11. Workshop 12. Vendors 13. Com. Complex 14. Industry 15. Pvt. Office 16. Other (specify)…………… C. Mixed Category

17. Residential-cum-Commercial Structure D. Community Type 18. Community Center 19. Club 20. Trust 21. Memorials 22 Other (specify)…………………………….…….. E. Religious Structure 23. Mosque 24. Temple 25. Church

26. Other (specify)…………………………….……. F. Government Structure 27. Government Office 28. Hospital/Health Post 29. School 30. College 31. Bus Stop 32. Other (specify)………………… G. Other Structure 33. Boundary Wall 34. Foundation 35. Cattle Shed 36. Other (specify)…………………………….……. 32. Status of the ownership of Structure 1. Legal Titleholder 2. Customary Right 3. License from Local Authority

4. Encroacher 5. Squatter

33. Any of the following people associated with the Structure? 1. Yes 2. No People Yes/ If, yes Lease / Employee, Remarks associated No Please rent if yes. give the paid, if Monthly number yes salary/ and monthly daily wage names. rent rate (INR.) Tenants

Employee in residential

structure Employee in business structure

34. Social Category 1. Bengali 2. Dalit 3. Adivasi; 4. Others

35. Religion: 1. Islam, 2. Hinduism 3. Christianity 4. Buddhism, 5. Other

36. In case of dalit, please the name of the group:

37. In case of adivasi, please mention the name of the group:

Page 171 of 190

38. Number of family members Male……… Female………. Total………….

39. Number of family members with following criteria 1. Unmarried Son > 35 years…………2. Unmarried Daughter/Sister > 35 years……….. 3. Divorcee/Widow………….4. Physically/Mentally Challenged Person ………… 5. Minor/Orphan…………….

40. Vulnerability Status of the Household: A. Is it a woman headed household with dependent? 1. Yes 2. No B. Is it headed by physically/mentally challenged person? 1. Yes 2. No D. Is it landless? 1. Yes 2. No

E. Is it Elderly people without income source? 1. Yes 2. No

F. Is it Ethnic Minority Group? 1. Yes 2. No

41. Main Occupation of the Head of the Household (Main Source of Income) 1. Agriculture; 2. Commercial /business; 3. Service Holder; 4. Others (Specify)…………

42. Total Annual income of the family from all sources (Taka)………………….

43. Annual income (total turnover) per unit (decimal/acre) from affected land in Taka.______

44. Annual income (total turnover) from affected commercial structure, if applicable in Taka.______

45. Annual cost of operation of the total landholding/business/commercial enterprise in Taka.______(please include labour cost and operating cost including fertilizer, pesticide, water, electricity, any other cost.)

46. If displaced, do you have additional land to shift? 1. Yes 2. No

47. If yes, how far from the present location (km)……………………..

48. Resettlement/ Relocation Option 1. Self-Relocation 2. Project Assisted Relocation

49. Compensation Option for Land loser 1. Land for land loss 2. Cash for Land loss

50. Compensation Options for Structure loser 1. Structure for structure loss 2. Cash for Structure loss

51. Income Restoration Assistance (fill codes in preferred order) 1. Shifting Allowance; 2. Employment Opportunities in Construction work; 3. Assistance/ Loan from other ongoing development scheme;

4. Training for Vocational activities; 5. Assistance to re-establish lost/affected business, 6. Others (specify ...... )

52. Details of the Affected Persons (Family/Households) Family Details Sl. Name of the Family Relation to Age Sex ## Occupation * Marital Education*** Nº Member Head of the (years) Status** Household #

1

2

3

4

5

6

7

8

Code: # 1. Self, 2. Father, 3. Mother, 4. Husband, 5. Wife, 6. Son, 7. Son in law, 8. Daughter in law, 9. Grandfather, 10. Grandmother, 11. Daughter, 12. Brother, 13. Sister, 14 Grandson, 15. Granddaughter, 16. Uncle, 17. Aunty, 18.Cousins , ## 1. Male 2. Female * 1. Service, 2. Business, 3. Agriculture, 4. Study, 5. Housewife, 6. Labour, 7. Unemployed, 8. Professional, 9. Pensioner, 10. Government Employee, 11. Private Employee,12 Fisheries, 13 Infant, 14 Other ** 1. Married, 2. Unmarried, 3. Widow, 4. Widower, 5. Others *** 1. Illiterate 2. Literate 3. Up to primary 4. Secondary 5. Graduate 6. Post Graduate

(NOTE FOR ENUMERATOR: All affected persons to be surveyed. If details of tenants / employees are obtained from the owners, such persons will also have to be located and surveyed using applicable fields in the above questionnaire).

Comments by the Enumerator

Signature of the Enumerator

Page 173 of 190

B. INVOLUNTARY RESETTLEMENT AND INDIGENOUS PEOPLE SCREENING CHECKLISTS

A. Introduction

1. Each project/subproject/component needs to be screen for any involuntary resettlement impacts and indigenous people impacts which will occur or already occurred. This screening determines the necessary action to be done by the project team.

B. Information on project/subproject/component: a. Name of the sub-project: b. Ward/Mahalla:______c. Length/Size (km/sft):______d. Civil work dates (proposed): ______e. Technical Description: ______

C. Screening Questions for Involuntary Resettlement Impact 2. Below is the initial screening for involuntary resettlement impacts and due diligence exercise. Both permanent and temporary impacts must be considered and reported in the screening process.

Involuntary Resettlement Impacts Yes No Not known Remarks Will the project include any physical construction work? Does the proposed activity include upgrading or rehabilitation of existing physical facilities? Will there be permanent land acquisition? Will it requirement temporaryland acquisition? Is the ownership status and current usage of the land known? Are there any non-titled people who live or earn their livelihood at the site or within the corridor of impact (COI) / Right of Way (ROW)? Will there be loss of housing? Will there be loss of agricultural plots? Will there be losses of crops, trees, and fixed assets (i.e. fences, pumps, etc.)? Will there be loss of businesses or enterprises? Will there be loss of incomes and livelihoods? Will people lose access to facilities, services, or natural resources? Will any social or economic activities be affected by land use-related changes? Will people lose access to natural resources, or common property resources, or communal facilities and/or services? Involuntary Resettlement Impacts Yes No Not known Remarks If land use is changed will it have an adverse impact on social and economic activities? Will access to land and resources own communally or by the state be restricted? Are any of the affected persons (AP) from If yes, please describe the indigenous or ethnic minority groups? situation

Additional Notes: (sketch map or pictures)

D. Screening Questions for Indigenous People Impact 3. Below is the initial screening for indigenous people impacts and due diligence exercise. Positive or negative/permanent and temporary/ directly and indirectly impacts must be considered and reported in the screening process.

KEY CONCERNS NOT YES NO Remarks (Please provide elaborations KNOWN on the Remarks column)

A. Indigenous Peoples Identification

1. Are there socio-cultural groups present in or use the project area who may be considered as "tribes" (hill tribes, schedules tribes, tribal peoples), "minorities" (ethnic or national minorities), or "indigenous communities" in the project area?

Page 175 of 190

KEY CONCERNS NOT YES NO Remarks (Please provide elaborations KNOWN on the Remarks column) 2. Are there national or local laws or policies as well as anthropological researches/studies that consider these groups present in or using the project area as belonging to "ethnic minorities", scheduled tribes, tribal peoples, national minorities, or cultural communities?

3. Do such groups self-identify as being part of a distinct social and cultural group?

4. Do such groups maintain collective attachments to distinct habitats or ancestral territories and/or to the natural resources in these habitats and territories?

5. Do such groups maintain cultural, economic, social, and political institutions distinct from the dominant society and culture?

6. Do such groups speak a distinct language or dialect?

7. Has such groups been historically, socially and economically marginalized, disempowered, excluded, and/or discriminated against?

8. Are such groups represented as "Indigenous Peoples" or as "ethnic minorities" or "scheduled tribes" or "tribal populations" in any formal decision-making bodies at the national or local levels?

B. Identification of Potential Impacts

9. Will the project directly or indirectly benefit or target Indigenous Peoples?

10. Will the project directly or indirectly affect Indigenous Peoples' traditional socio-cultural and belief practices? (e.g. child-rearing, health, education, arts, and governance)

11. Will the project affect the livelihood systems of Indigenous Peoples? (e.g., food production system, natural resource management, crafts and trade, employment status)

12. Will the project be in an area (land or territory) occupied, owned, or used by Indigenous Peoples, and/or claimed as ancestral domain?

C. Identification of Special Requirements

Will the project activities include:

13. Commercial development of the cultural resources and knowledge of Indigenous Peoples?

14. Physical displacement from traditional or customary lands?

KEY CONCERNS NOT YES NO Remarks (Please provide elaborations KNOWN on the Remarks column) 15. Commercial development of natural resources (such as minerals, hydrocarbons, forests, water, hunting or fishing grounds) within customary lands under use that would impact the livelihoods or the cultural, ceremonial, spiritual uses that define the identity and community of Indigenous Peoples?

16. Establishing legal recognition of rights to lands and territories that are traditionally owned or customarily used, occupied or claimed by indigenous peoples ?

17. Acquisition of lands that are traditionally owned or customarily used, occupied or claimed by indigenous peoples?

E. Involuntary Resettlement and Indigenous People Impact 3. After reviewing the answers above, EA/ Safeguard Team confirms that the proposed subsection/ section/ subproject/component (tick as appropriate): [ ] Has involuntary resettlement (IR) impact, a resettlement plan (or corrective action plan) is required [ ] Has No IR impact, no resettlement plan is required. [ ] Has Indigenous People (IP) impact, an indigenous people plan (IPP) (or specific IP action plan) is required [ ] Has No IP impact, no IPP/specific action planis required.

Prepared By: Verified by:

Signature: Signature: Name: Name: Position: Position: Date: Date:

Page 177 of 190

C. Checklist for Focus Group Discussion

In each pourashava, 9-10 FGDs will be conducted. (In nine wards nine FGD with stakeholders).The participants will be teachers, TLCC/WLCC members, religious leaders, women leaders, public representatives and NGO/CBO/VO's representatives

In each session 6-12 representatives from local stakeholder, who are directly or indirectly involved or aware about the proposed project. The location of the meeting will be fixed in consultation with the participants. The discussion findings of the meeting will be recorded by the facilitator. The signature of the participants will be obtained during the meeting.

1. Name of the location, interview date and brief background of the area; 2. Number and percentage of permanent settlers and squatters of the area; 3. Number and percentage of incoming and outgoing migration of the area; 4. Number of Permanent and seasonal workers; 5. Number and percentage of affected households, types, ownership of affected shops and other business; 6. Type of business, average incomes from business, rent paid by tenants and numbers of employees; 7. Number and percentage of affected vulnerable people (Minority/women/elderly/disable); 8. Numbers and types of affected hawkers, average income and any rent paid; 9. Numbers and types of affected structures (including common property resources) and replacement costs; 10. Approximate value of agricultural land and business places; 11. Local conflict in connection with land and other issues and conflict resolution process; 12. Availability of Indigenous People (number and percentage), occupation and employment status; 13. Possible negative resettlement impact on the Indigenous People due to project implementation and suggestion about mitigation measures

D. CHECK-LIST FOR KEY INFORMANT INTERVIEW (KII)

KIIs will be conducted with the local knowledgeable persons, like Pourashava Mayor, Panel Mayor, UNO, Upazila Engineer, Executive Engineer of the Pourashava, grievance redress committee (GRC) member, assistant commissioner (AC) land, experienced teachers, Roads and Highway Engineer, NGO representative, MP, member of TLCC/WLCC, women and other stakeholders who are directly or indirectly involved or aware about the project. The Social Safeguard Specialist, FGD Facilitator and Supervisor will conduct 10-15 KIIs in each Pourashava.

1. Percentage of permanent settlers and squatters of the pourashava; 2. Percentage of incoming and outgoing migration of the area; 3. Permanent and seasonal workers of the pourashava; 4. Percentage of affected households, types, ownership of affected shops and other business; 5. Type of business, average incomes from business, rent paid by tenants and numbers of employees; 6. Percentage of affected vulnerable people (Minority/women/elderly/disable); 7. Percentage of different types affected hawkers, average income and any rent paid; 8. Numbers and types of affected structures (including common property resources) and replacement costs; 9. Approximate value of agricultural land and business places; 10. Local conflict in connection with land and other issues and conflict resolution process; 11. Availability of Indigenous People (number and percentage), occupation and employment status; and 12. Resettlement impacts on the Indigenous people and mitigation measures

Page 179 of 190

APPENDIX – 8: SAMPLE GRIEVANCE FORM

(To be available in Bangla and English)

The _Project welcomes complaints, suggestions, queries and comments regarding project implementation. We encourage persons with grievance to provide their name and contact information to enable us to get in touch with you for clarification and feedback. Should you choose to include your personal details but want that information to remain confidential, please inform us by writing/typing *(CONFIDENTIAL)* above your name. Thank you.

Date Place of registration

Contact Information/Personal Details Name Gender * Male Age * Female Home Address Place Phone no. E-mail Complaint/Suggestion/Comment/Question Please provide the details (who, what, where and how) of your grievance below:

If included as attachment/note/letter, please tick here: How do you want us to reach you for feedback or update on your comment/grievance?

FOR OFFICIAL USE ONLY Registered by: (Name of Official registering grievance)

Mode of communication: Note/Letter E-mail Verbal/Telephonic Reviewed by: (Names/Positions of Official(s) reviewing grievance)

Action Taken:

Whether Action Taken Disclosed: Yes No Means of Disclosure:

APPENDIX: 9: COMPARISON OF ARIPO AND ADB SPS, 2009 PRINCIPLES

ADB’s SPS (2009) Acquisition and Requisition of Gaps Between ARIPO and ADB’s Policies Immovable Property Ordinance and Action Taken to Bridge the Gap (ARIPO) of 1982 1 Involuntary Not defined in the ARIPO Like with other donor-funded projects in resettlement should Bangladesh the approach of avoiding involuntary be avoided resettlement has already been wherever possible. taken care of while preparing this project. This will be further practiced during design and implementation. 2 Minimize involuntary Not so clearly defined in the ARIPO The resettlement plan clearly defines the resettlement by Sections 3 and 18 exempt the procedures on how to minimize the involuntary exploring project acquisition of property used by the resettlement through proper alternate engineering and design public for religious worship, public or design and adequate consultation with altern educational institutions, graveyards, and stakeholders. atives cremation grounds.

3 Conducting census of The ARIPO spells out that upon approval The ARIPO does not define the census survey. It displaced persons of the request for land by the office of only reflects the inventory of losses (IOL), and resettlement the deputy commissioner, its own staff which is more in physical terms and only planning will conduct the physical inventory of includes the names of the owners, etc. The ADB assets and properties found on the land. policy spells out a detailed census through The inventory form consists of the household surveys of displaced persons in name of person, area of land, the list of order to assess the vulnerability and other assets affected, and the materials used entitlements. This RP has been prepared based in the construction of the house. The on the data collected through conducting a cut- off date is the date of publication of census, a socioeconomic survey for the notice that land is subject to acquisition, displaced persons, and an inventory of losses. and that any alteration or improvement thereon will not be considered for compensation.

4 Carry out meaningful Section 3 of the ordinance provides The ARIPO does not directly meet ADB’s consultation with that whenever it appears to the deputy requirements. This section of the ordinance displaced persons commissioner that any property is establishes an indirect form of public and ensure their needed or is likely to be needed for consultation. However, it does not provide for participation in any public purpose or in the public public meetings and project disclosure, so planning, interest, he will publish a notice at stakeholders are not informed about the purpose implementation, and convenient places on or near the of land acquisition, its proposed use, or monitoring of property in the prescribed form and compensation, entitlements, or special resettlement manner, stating that the property is assistance measures. The resettlement plan for program. proposed for acquisition. the project has been prepared following a consultation process which involves all stakeholders (affected persons, government department/line agencies, local community, etc.), and the consultation will be a continuous process at all stages of the project development such as project formulation, feasibility study, design, implementation, and post-implementation, including the monitoring phase. 5 Establish grievance Section 4 allows the occupant of the The Section 4 provision is consistent with redress mechanism. land to raise objections in writing. ADB's grievance redress requirements. The These should be filed with resettlement plan has a special provision for the deputy commissioner within 15 days grievance procedures, which includes formation of after the publication. The deputy a grievance redress cell, appointment of an commissioner will then hear the arbitrator, and publication of the notice of complaints and prepare a hearings and the scope of proceedings.

Page 181 of 190

ADB’s SPS (2009) Acquisition and Requisition of Gaps Between ARIPO and ADB’s Policies Immovable Property Ordinance and Action Taken to Bridge the Gap (ARIPO) of 1982 report and record of proceedings within 30 days following expiry of the 15-day period given to affected persons to file their objections. 6 Improve or at least The ARIPO does not address the The resettlement plan for this project keeps the restore the livelihoods issues related to income loss, provision for a census survey that will have the of all livelihood, or loss of the non- titleholders. data on the loss of income and livelihood, and displaced persons. This only deals with the compensation the same will be compensated as per the for loss of land, structures, buildings, entitlement matrix for both physically and crops and economically affected persons. trees, etc. for the legal titleholders. 7 Land-based The ARIPO does not address these The ARIPO does not meet the requirement of resettlement strategy issues. ADB. Though this option may be a difficult proposition, given the lack of government land and the difficulties associated with the acquisition of private lands, the resettlement plan proposes land-for-land compensation as its priority, if feasible. Attempt will be made to find alternate land for the loss of land, in case it is available and if it is feasible, looking at the concurrence of host community and land value. 8 All compensation The ARIPO states that the deputy The ARIPO is largely consistent with ADB should be based on commissioner determines the amount policy. However, there are differences in the the principle of of compensation by considering: (i) valuation of land and prices of affected assets, replacement cost. the market value of the property based where ADB prescribes the use of current on the average value during the 12 market rates/replacement cost in the project area. months preceding the publication of The ordinance does not ensure replacement notice of acquisition; (ii) the damage to cost or restoration of pre-project incomes of the standing crops and trees; (iii) affected persons. The resettlement plan damage by severing such property from addresses all these issues, and spells out a the other properties of the person mechanism to fix the replacement cost by having occupying the land; (iv) adverse effects an independent evaluator (committee) who will on other properties, immovable or be responsible for deciding the replacement movable, and/or earnings; and (v) the costs. cost of change of place of residence or place of business. The deputy commissioner also awards a sum of 50% on the market value of the property to be acquired.

9 Provide relocation No mention of relocation assistance to The resettlement plan provides for the eligibility assistance to affected persons in ARIPO and entitlement for relocation of the affected displaced persons. persons, in the form of relocation assistance which includes shifting allowances, right to salvage materials, and additional transitional assistance for the loss o business and employment. 10 Ensure that The ARIPO does not have this The ARIPO does not comply with ADB policy. displaced persons provision. This is a major drawback of the national without titles to land law/policy compared to that of ADB. The or any recognizable ARIPO only takes into consideration the legal legal rights to land titleholders and ignores the non-titleholders. The are eligible for resettlement plan ensures compensation and resettlement assistance to all affected persons, whether assistance and physically displaced or economically displaced, compensation for irrespective of their legal status. The end of the loss of non-land census survey will be considered the cut-off

ADB’s SPS (2009) Acquisition and Requisition of Gaps Between ARIPO and ADB’s Policies Immovable Property Ordinance and Action Taken to Bridge the Gap (ARIPO) of 1982 date, and affected persons listed before the cut- off date will be eligible for assistance. 11 Disclose the The ordinance only ensures the initial The ARIPO does not comply with ADB’s SPS- resettlement plan, notification for the acquisition of a 2009 as there is no mention of disclosure of including particular property. resettlement plan. The SPS ensures that the documentation of the resettlement plan, along with the necessary consultation in eligibility and entitlement, will be disclosed to an the affected persons in the local language accessible place and (Bengali) in the relevant project locations and a form and language concerned government offices, and the same understandable to resettlement plan will also be disclosed on the affected persons executing agency’s website and on the website of and other ADB. 12 Conceive and The ARIPO has a provision to include The ARIPO partially meets the requirement of execute involuntary all the costs related to land acquisition ADB, as it only deals with the cost pertaining to resettlement as part and compensation of legal property and land acquisition. The resettlement plan provides of a development assets. However, it does not take into eligibility to both titleholders and non- titleholders project or program. account the cost related to other with compensation and various kinds of Include the full costs assistance and involuntary resettlement. assistances as part of the resettlement packages, of resettlement in the and the entire cost will be part of the project cost. presentation of 13 Pay ’ compensation The ARIPO has the provision that all The ARIPO meets the requirement of ADB. and provide other the compensation will be paid prior to resettlement possession of the acquired land. entitlements before physical or economic 14 Monitor and assess This is not clearly defined in the The ARIPO does not comply with ADB resettlement ARIPO. safeguards policies. The resettlement plan has outcomes, a detailed provision for a monitoring system within and their impacts on the executing agency. The executing agency the standards of will be responsible for proper living of displaced monitoring of resettlement plan implementation, persons. and the monitoring will be verified by an external expert.

Page 183 of 190

APPENDIX – 10: SUGGESTED PROJECT INFORMATION DISCLOSURE (PID) LEAFLET

I. Background

Local Government Engineering Department (LGED) with the financial assistance of Asian Development Bank (ADB) have planned to implement UGIIP III in selected 30 pourashavas over a period of 6 years (2014 to 2020).

UGIIP III outcomes are improved access to municipal services and strengthened pro-poor and gender-responsive urban governance in target pourashavas. UGIIP III outputs are municipal infrastructure improved and made sustainable in target pourashavas, community participation, accountability, and financial management systems strengthened with emphasis on gender equity and social inclusion and project management. UGIIP III will improve existing and provide new municipal infrastructures including (i) roads; (ii) drainages; (iii) water supply system; (iv) solid waste management facilities; (v) slaughterhouses; (vi) markets, community center/auditorium, bus and truck terminals and river ghats; (vii) public toilets; and (viii) others such as provision for street lighting and improvement of slums.

II. Executing and implementing agencies

LGED and the Department of Public Health Engineering (DPHE), will be the executing agencies of the project. The participating pourashavas are the implementing agencies.

Subproject Description. The list of proposed subproject components involving civil works in Faridpur in Phase II of UGIIP-3 comprises of 62 roads and 24 drains; and improvement of existing 9 solid waste transfer stations. Purchase (through negotiated settlement) of a solid waste management landfill site is also proposed in Phase II. In Phase III of UGIIP-3, construction of the landfill facility is proposed. The total length of the roads and drains are respectively; 55.253 km and 25.862 km comprising of 11 contract packages for the linear components. The subprojects to be implemented meet the selection criteria (general and technical), underwent environmental and social safeguard screening and conform to the master plan prepared for Faridpur.

III. Project safeguard category as per ADB SPS, 2009

During project preparation stage, alignment and sites of proposed subprojects in Faridpur were assessed and results indicate that it is considered to be a low risk category project with safeguard category B (environment and involuntary resettlement) and C (indigenous people).

Involuntary resettlement impacts due to the subproject are addressed in the resettlement plan (RP) prepared for Faridpur pourashava as per Government of Bangladesh’s ARIPO and ADB SPS, 2009. The RP will be updated during detailed design based on detailed measurement surveys, and also in case of any changes and latest subproject designs and will be disclosed to affected persons. A Resettlement Framework (RF) has been prepared to provide guidance in the updating the RP. In case of any discrepancy between the policies of ADB and the government, ADB SPS, 2009 will prevail.

IV. Involuntary resettlement impacts

UGIIP III considers involuntary resettlement22 due to physical and economic displacement

22ADB SPS considers resettlement involuntary when the displaced persons have no right to as a result of (a) involuntary acquisition of land, or (b) involuntary restrictions on land use or on access to legally designated parks and protected areas; (ii) permanent or temporary displacement; (iii) full or partial displacement; (iv) all affected persons (APs) with land to be affected permanently or temporarily due to any project activity, including purchase and temporary use during construction.

No major IR impacts are envisaged as there is no requirement for private land acquisition as the roads and drainage components will be located along existing roads and drainage rights- of-way (ROW) and government-owned lands, while the solid waste landfill facility will be created on private land proposed to be obtained through negotiated settlement. ADB SPS, 2009 makes it obligatory to endorse any negotiated settlement by an independent third party evaluator (e.g. an eminent citizen of the pourashava linked to an institution).

The identified potential involuntary resettlement (IR) impacts based on the subproject designs of roads and drainage improvements include (a) major structure loss to 36 shops and 29 houses, of which only 1 tin shed shop (on road scheme ID R-55) is anticipated to suffer permanent relocation impact.; (b) impacts to minor structures (65 boundary walls); and (c) loss of 283 trees, a large number of which belong to government. The need for utility shifting (94 electricity poles) is also identified.

For the solid waste management subproject components in Faridpur, 13.53 acres of land is proposed to be obtained through negotiated settlement from 14 landowners (heirs to 5 original landowners with 6 khatians). Part of the proposed site is used for paddy cultivation (1 crop per year) and part has been leased out to a brick kiln owner. Livelihood impacts to the brick kiln owner and his 7 permanent employees are anticipated; compensation and mitigation measures for the affected persons due to loss of brick kiln are proposed in the resettlement plan for Faridpur. The pourashava will also be required to ensure that existing 12 permanent and other temporary staff in its conservancy wing are trained and redeployed in the proposed solid waste management scheme; hence no loss of employment to existing pourashava staff is anticipated.

V. Eligibility

APs are those who are physically relocated, or lose residential land, or shelter and/or economically displaced (with loss of structure, assets, access to assets, income sources, or means of livelihood). The absence of formal and legal title to the land should not prevent the AP to receive compensation and resettlement assistance from the project.

UGIIP III will recognize three types of displaced persons, including: (i) persons with formal legal rights to land lost in its entirety or in part; (ii) persons who lost the land they occupy in its entirety or in part who have no formal legal rights to such land, but who have claims to such lands that are recognized or recognizable under national laws; and (iii) persons who lost the land they occupy in its entirety or in part who have neither formal legal rights nor recognized or recognizable claims to such land. The budgetary provision is specified in Faridpur RP.

VI. Entitlement

The entitlement matrix (Table 1 of the RF and also included in Faridpur RP) summarizes the main types of losses and the corresponding nature and scope of entitlements in accordance with government and ADB policies. Where the entitlement refuse the land acquisition by the state that result in their displacement. This occurs when land is acquired through (i) expropriation by invoking the eminent domain power of the state, or (ii) land is acquired through negotiated settlement when the pricing is negotiated in a process where expropriation will be the consequence of a failure in the negotiation

Page 185 of 190 matrix does not cover a particular impact, it can be enhanced in the RPs based on the findings of the socioeconomic assessment and detailed census survey. Standards described will not be lowered, but can be enhanced in the subproject RPs as required.

VII. Institutional Arrangement

A PMO will be established in LGED headed by a Project Director from LGED. The PMO will be staffed by a safeguard officer to oversee safeguards implementation and monitoring of the project. The PMO will be responsible for implementing and monitoring safeguards compliance activities, public relations activities, gender mainstreaming activities, and community participation activities. The participating pourashavas will establish a PIU within the pourashava structure. The PIUs will each designate a safeguard focal person. Consultant teams (management, design and supervision consultants [MDSC] and governance improvement and capacity development consultants [GICDC]) will be engaged to provide assistance to PMO and PIUs. MDSC will have one national resettlement specialist and three regional resettlement specialist. GICDC will support PMO and PIUs in implementing urban government improvement action plan (UGIAP). GICDC will provide capacity development, community mobilization and other facilitation services.

The contractor/s will be required to designate a resettlement supervisor to (i) ensure compliance with RP and RF during civil works, and to (ii) carry out all mitigation and monitoring measures outlined in the environmental management plan and their contract. Contractor/s will be required to repair/rehabilitate damaged properties to pre-work condition or compensate properties which cannot repaired/rehabilitated.

VIII. Grievance Redress Mechanism

A project-specific grievance redress mechanism (GRM) will be established in each PIU to receive, evaluate, and facilitate the resolution of AP’s concerns, complaints, and grievances about the social and environmental performance at the level of the project. The GRM will aim to provide a time-bound and transparent mechanism to voice and resolve social and environmental concerns linked to the project.

Pourashava-wide public awareness campaigns will ensure that awareness on grievance redress procedures is generated through the campaign. The PIU designated safeguard focal person and governance improvement and capacity development consultants (GICDC) will conduct pourashava-wide awareness campaigns to ensure that poor and vulnerable households are made aware of grievance redress procedures and entitlements, and will work with the PMO and MDSC to help ensure that their grievances are addressed.

APs will have the flexibility of conveying grievances/suggestions by dropping grievance redress/suggestion forms in complaints/suggestion boxes that have already been installed by project pourashavas or through telephone hotlines at accessible locations, by e-mail, by post, or by writing in a complaints register in pourashava offices. Figure 1 shows the grievance redress process and further explained in the RF and Faridpur RP:

In the event that the established GRM is not in a position to resolve the issue, the affected person also can use the ADB Accountability Mechanism (AM) through directly contacting (in writing) the Complaint Receiving Officer (CRO) at ADB headquarters or the ADB Bangladesh Resident Mission (BRM). The complaint can be submitted in any of the official languages of ADB’s DMCs. The ADB Accountability Mechanism information will be included in the PID to be distributed to the affected communities, as part of the project GRM.

IX. Disclosure

The project RF and other relevant documents will be made available at public locations in the pourashava and posted on the websites of LGED and ADB. The consultation process will be continued and expanded during the project implementation to ensure stakeholders participate fully in project execution, as well as to implement comprehensive information, education, and communication plan. Public consultation and disclosure with all interested and affected partied will remain a continuous process throughout the project implementation.

A consultation and participation plan is prepared for UGIIP III; consultation activities will be coordinated by the PMO, PIU and consultant teams to ensure that the communities are fully aware of the activities at all stages of the project implementation. To provide for more transparency in planning and for further active involvement of APs and other stakeholders, relevant information from this RP will be translated to Bangla made available at (i) offices of LGED and pourashava, (ii) area offices, (iii) consultant teams’ offices and (iv) contractor’s campsites. It will be ensured that the hard copies of this RP are kept at places which are conveniently accessible to people, as a means to disclose the document and at the same time creating wider public awareness. An electronic version of this RP will be placed in the official website of LGED and pourashava, and ADB’s website after approval of the RP by ADB.

Figure: Grievance Redress Process Affected person

Field/ward level Yes Grievance Within 7 days 1st Level Contractor and PIU designated redresser Grievance safeguard focal person and record keeping

No Yes Pourashava level (GRC) within 15 days Grievance 2nd Level PIU designated safeguard focal person, redressed and Grievance MDSC regional environmental and record resettlement specialists keeping

No Yes

Within 30 days 3rdLevel PMO level Grievance Grievance PMO Safeguard Officer and MDSC redress national environmental and resettlement And record specialists keeping

Note: GRC = Grievance Redressal Cell; GICDC = Governance Improvement

and capacit y Development Consultants; PIU = Project Implementation Unit; MDSC = M anagement. Design and Supervision Consultants; PMO = Project Management Office

Page 187 of 190

IX. Monitoring and Reporting

Internal monitoring. The internal monitoring by PMO and PIUs will include: (i) administrative monitoring to ensure that all compensation as per RP is paid, implementation is on schedule, and problems/grievances are dealt with on a timely basis; (ii) socioeconomic monitoring during and after the relocation process to ensure that people are settled and are better off at the new locations; and (iii) overall monitoring as to whether recovery has taken place successfully and on time.

External monitoring. ADB requires that the borrower retain qualified and experienced external experts to verify monitoring information for projects with significant impacts and risks. An external resettlement monitoring expert18 will be engaged by the PMO to undertake resettlement monitoring and evaluation during RP implementation.

Reporting. The PIUs will submit monthly progress reports to PMO. The PMO will review and send semi-annual monitoring reports to ADB during the project implementation period.

Appendix - 11: Sample Template for Semi-Annual Social Monitoring Report

A semi-annual monitoring report shall be prepared on Resettlement Plan implementation and submitted to ADB by the PMO. It will include: (1) the list of APs, with compensation, if any due to each and details of compensation paid with signed receipts annexed to the report, socio- economic status and satisfaction levels of APs with the RP implementation process, compensation and mitigation measures; (2) the list of vulnerable APs and additional compensation / special protection measures planned/implemented for them; socio-economic status and satisfaction levels of vulnerable APs with the RP implementation process, compensation and mitigation measures; (3) list of affected common facilities affected, plan to restore access and/or actions taken to restore access to the same or facilities of equal quality elsewhere; (4) list of roads for closure and actions planned / taken to minimise disturbance; (5) details of consultations held with APs (with number of participants by gender, issues raised, conclusion / agreement reached, actions required/taken; (6) details of grievances registered, redressed, outstanding complaints, minutes of GRM meetings held; (7) details of information disclosure and awareness generation activities, levels of awareness among target population and behaviour change, if any; and (8) any other relevant information showing RP implementation progress. The following checklist may be used for overall monitoring of RP implementation.

S. Resettlement Plan Activities Completed Remarks N. Y/N A. Pre Construction Activities and Resettlement Plan Activities 1 Approval of final Resettlement Plan by ADB prior to contract award 2 Disclosure of final Resettlement Plan on ADB, PMO and PIU websites 3 Circulation of relevant information of the RP in the form and language understandable by local stakeholders Resettlement Plan Implementation 1 Grievance Redress Cell and telephone hotlines established 2 Entitlements and grievance redress procedure disclosed 3 Finalization of list of APs, vulnerable APs and compensation/assistance/allowances due 4 Finalization of list of affected common facilities and roads for closure; mitigation measures proposed 5 Affected persons received entitlements as per amounts and program specified in RP 6 Payment of compensation, allowances and assistance (No. of APs) 7 Additional assistance for vulnerable households given (No. of vulnerable APs) 8 Livelihood arrangements provided to vulnerable APs 9 Reinstallation of affected common facilities 10 Grievances No. of grievances registered No. of grievances redressed Outstanding complaints Disclosure of grievance redress statistics 11 Consultation, participation and disclosure as per Plan S. Resettlement Plan Activities Completed Remarks N. Y/N

Page 189 of 190

C. Monitoring 1 Survey on socio-economic status of APs (including vulnerable APs) completed and compared with baseline survey results 2 Survey on satisfaction levels of APs with RP implementation completed D. Labour 1 Implementation of all statutory provisions on labor like health, safety, welfare, sanitation, and working conditions by Contractors 2 Equal pay for equal work for men and women NOTE: Where applicable, the information provided in the table should be supported by detailed explanatory report, receipts and other details.