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Annual Report Spring 2020
Unprecedented times call for thoughtful execution. ANNUAL REPORT SPRING 2020 1 Contents Our Mission . .. 3 A Letter from the Chairman . 4 Measurements of Success . 5 Program Statistics . 6 Moving Forward: The Future of Financial Literacy and Education . 9 Board of Directors . 10 Sponsors and Partners . 11 2 Our Mission Providing the asset and wealth management industry with a talented, diverse pool of workforce-ready interns and entry-level employees. “We deeply believe that the Envestnet Institute on Campus builds an important foundation for the future of our industry . I am enormously proud that our organization has invested such energy into creating a program that inspires next generations, and how these students will contribute to what our industry grows to become . Our deepest hope, is that the future of advice will be defined by them, and will reach all communities to provide financial literary, support, security and ultimately financial wellness for everyone ”. – Bill Crager, CEO, Envestnet, Inc 3 A Letter from the Chairman I am pleased to present the third annual report for Envestnet Institute On Campus (EIOC) with data ending June 30, 2020 . The purpose of this report is to provide measurable results as well as insight to what we are seeing and hearing firsthand from employers and our ever-increasing student population . Our last report was issued three semesters ago . Here are the highlights of the program since then: + Over the last three semesters, 1,456 students graduated from the program . This brings our total number of graduates since our 2015 inception to over 3,300, giving each participant foundational knowledge of the asset and wealth advisory business . -
The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Oct 31, FORM 13F Expires: 2018 FORM 13F COVER PAGE Estimated average burden hours per 23.8 response: Report for the Calendar Year or Quarter Ended: 06-30-2019 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PNC Financial Services Group, Inc. Address: The Tower at PNC Plaza 300 Fifth Avenue Pittsburgh, PA 15222-2401 Form 13F File Number: 028-01235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory H. Kozich Title: Senior Vice President & Controller Phone: (412) 762-2000 Signature, Place, and Date of Signing: /s/ Gregory H. Kozich Pittsburgh, PA 08-09-2019 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT. -
Jpmorgan Chase & Company
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 1440 NEW YORK AVENUE, N.W. FIRM/AFFILIATE OFFICES WASHINGTON, D.C. 20005-2111 ----------- ________ BOSTON CHICAGO TEL: (202) 371-7000 HOUSTON LOS ANGELES FAX: (202) 393-5760 NEW YORK www.skadden.com PALO ALTO WILMINGTON DIRECT DIAL ----------- 202-371-7180 BEIJING DIRECT FAX BRUSSELS 202-661-9010 FRANKFURT EMAIL ADDRESS HONG KONG [email protected] LONDON MOSCOW MUNICH PARIS SÃO PAULO SEOUL January 11, 2021 SHANGHAI SINGAPORE TOKYO TORONTO BY EMAIL ([email protected]) U.S. Securities and Exchange Commission Division of Corporation Finance Office of Chief Counsel 100 F Street, N.E. Washington, D.C. 20549 Re: Shareholder Proposal Submitted by the National Center for Public Policy Research Ladies and Gentlemen: This letter is submitted on behalf of JPMorgan Chase & Co., a Delaware corporation (the “Company”), pursuant to Rule 14a-8(j) promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company requests that the staff of the Division of Corporation Finance (the “Staff”) of the U.S. Securities and Exchange Commission (the “Commission”) not recommend enforcement action if the Company omits from its proxy materials for the Company’s 2021 Annual Meeting of Shareholders (the “2021 Annual Meeting”) the shareholder proposal and supporting statement (the “Proposal”) submitted by the National Center for Public Policy Research (the “Proponent”). This letter provides an explanation of why the Company believes it may exclude the Proposal and includes the attachments required by Rule 14a-8(j). In accordance with Section C of Staff Legal Bulletin 14D (Nov. 7, 2008) (“SLB 14D”), this letter is being submitted by email to [email protected]. -
Printmgr File
Eaton Vance Tax-Managed Growth Fund 1.0 Annual Report December 31, 2020 Commodity Futures Trading Commission Registration. The Commodity Futures Trading Commission (“CFTC”) has adopted regulations that subject registered investment companies and advisers to regulation by the CFTC if a fund invests more than a prescribed level of its assets in certain CFTC-regulated instruments (including futures, certain options and swap agreements) or markets itself as providing investment exposure to such instruments. The investment adviser has claimed an exclusion from the definition of “commodity pool operator” under the Commodity Exchange Act with respect to its management of the Fund. Accordingly, neither the Fund nor the adviser with respect to the operation of the Fund is subject to CFTC regulation. Because of its management of other strategies, the Fund’s adviser is registered with the CFTC as a commodity pool operator. The adviser is also registered as a commodity trading advisor. Fund shares are not insured by the FDIC and are not deposits or other obligations of, or guaranteed by, any depository institution. Shares are subject to investment risks, including possible loss of principal invested. Annual Report December 31, 2020 Eaton Vance Tax-Managed Growth Fund 1.0 Table of Contents Management’s Discussion of Fund Performance 2 Performance 3 Fund Profile 4 Endnotes and Additional Disclosures 5 Fund Expenses 6 Financial Statements 7 Report of Independent Registered Public Accounting Firm 14 and 36 Federal Tax Information 15 Management and Organization 43 Important Notices 46 Eaton Vance Tax-Managed Growth Fund 1.0 December 31, 2020 Management’s Discussion of Fund Performance1 Economic and Market Conditions by the S&P 500® Index and Russell 1000® Index.